Sleep - The Science Magazine of the Max Planck Society 4.2016 - Open Access - Max-Planck-Gesellschaft
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B56133 The Science Magazine of the Max Planck Society 4.2016 Sleep RESEARCH POLICY ROBOTICS ATMOSPHERIC CHEMISTRY SOCIAL ANTHROPOLOGY Rebooting Microboats Hot Air An Ocean Open Access to the Rescue in the Orient of Connectivity
Dossier – The Future of Energy Find out how we can achieve CO2 neutrality and the end of dependence on fossil fuels by 2100, thus opening a new age of electricity. siemens.com/pof-future-of-energy
ON LOCATION Photo: M. Kalbe, MPI for Evolutionary Biology, Plön The Lab in the Big Lake Sunshine, water, blue skies and a castle in the background – many people associate the lakes in and around Plön, in northern Germany, with carefree vacation days. The scientists at the Max Planck Institute for Evolutionary Biology have certainly not lost sight of the beauty of the landscape, but the main focus of their interest is one of the lakes’ inhabitants and its genes. The three-spined stickleback (Gasterosteus aculeatus) feels very much at home along the shores of Great Plön Lake. And right here, amid the natural nesting grounds of these small fish, is where the Institute’s open water research labs are located. In six large cages, the sticklebacks – bred in a lab and released into the lake in the spring – are able to claim territories in natural environments, build nests and reproduce, while at the same time being exposed to the parasites that are found there. What makes these fish special is that the specific individual combination of immune genes of every single animal is known. This enables the researchers to observe which sticklebacks are the most resilient in the never-ending competition with the parasites and – as father and mother are determined for every single egg with the help of molecular genetic methods throughout the entire breeding season – how many progeny each fish has. The most resistant fish pass on their immunocompetence to their numerous offspring. It appears that female sticklebacks prefer mating partners whose immune genes best complement their own – and that, through their healthy coloration, prove that they possess the necessary genotypes against the currently prevalent parasites. The mother’s choice of partner thus has a direct advantage for her young. The females identify which male is worth considering for mating not only by coloration, but also by the odor of the potential partner, because odor is determined – just as in humans, incidentally – by the composition of the immune genes. 4 | 16 MaxPlanckResearch 3
Contents 18 10 Freed: In the age of open access, SLEEP publishers need to restructure their business models. 18 Snoozing between Heaven and Earth PERSPECTIVES Frigatebirds can easily snooze while cruising through the air without 06 Under the Open Sky crashing to the ground. What’s more, they generally get by on very little sleep during their long flights over the open ocean. A team of 06 The Senses of Life On the cover: arosoft/iStockphoto; photos this page: Denise Vernillo (lg. image), Dorothea Pluta scientists working with Niels Rattenborg at the Max Planck Institute 07 “Actually, we would have liked for Ornithology has demonstrated for the first time that birds can fly to carry on!” in sleep mode. 08 Understanding Animal Research 08 Well Founded 26 Metronomes that Regulate the Day 09 Double Career Launch Ludwig II of Bavaria conducted his government business at night and slept during the day. Did the Fairy Tale King have a disorder 09 On the Net that disrupted his sleep-wake rhythm? Even Gregor Eichele can only speculate, but he and his team at the Max Planck Institute for Biophysical Chemistry have gained much new insight into the VIEWPOINT body’s natural timekeepers. 10 Rebooting Open Access 32 When the Brain Switches to Standby The publishing world has changed dramatically with the relentless People who haven’t gotten enough sleep often see the world as a progress of the internet. It’s fairly sad place. If their tiredness lasts for weeks or even months, time for publishers rethink their their dark mood may become chronic and develop into depression. business models. Conversely, depression is frequently also associated with severe sleep disorders. Axel Steiger and his team at the Max Planck Institute of Psychiatry in Munich are studying the connection between FOCUS disturbed sleep and depression. 18 Snoozing between Heaven and Earth ON THE COVER Sleep is a basic need and is vital to such functions as learning and remembering. Internal clocks in the body control the day-night rhythm and influence 26 Metronomes that Regulate the Day the need for rest – both in humans and in many animals. 32 When the Brains Switches to Standby 4 MaxPlanckResearch 4 | 16
46 54 62 Excited: For Joe Hennawi, Moved: Researchers maneuver Beset: In the Middle East, cosmology is the most interesting microswimmers like this one heat and drought are becoming discipline there is. through biological fluids. increasingly oppressive. SPECTRUM PHYSICS & ASTRONOMY CULTURE & SOCIETY 40 Earth-like Planet near 46 The Cosmic Archaeologist 70 An Ocean of Connectivity Photos: Thomas Hartmann, Debora Schamel/MPI for Intelligent Systems, Molly John/CC-BY-NC-ND 2.0 Proxima Centauri Personal Portrait: Joe Hennawi Ships were long the fastest means 40 Mass Panic in a Computer of transportation, capable of carry- 41 How Words Sound Is No ing people and goods in large quan- Coincidence MATERIALS & TECHNOLOGY tities. As a result, the seas became a medium through which a variety 41 The Call of the Dung 54 Microboats to the Rescue of nations made contact and carried 41 Resistance Comes at a Price Using microfreighters or even nano out trade, and diverse networks 42 Holograms with Sound freighters to transport drugs directly developed across the waters. 42 Good and Evil in the Brain to a diseased area could make some medical treatments more efficient. 43 The Great Tit Fares Better in the Countryside Researchers are developing tiny REGULAR FEATURES robots that are expected to one day 43 Spirals Assist in the Birth make this possible. 03 On Location of Planets 16 Post from the North Atlantic 44 Warmer Mediterranean Turns Climate, Wind and Waves the Sahel Green ENVIRONMENT & CLIMATE 78 Flashback 44 Quantum Logic with Light Coal – in Liquid Form 62 Hot Air in the Orient 45 Magnetically Driven Microrobots 80 Max Planck Community The Middle East and North Africa 45 Loophole for Tumors are being torn apart by armed con- 80 On Course for Careers 45 Clichés about Nations Govern flicts and political crises. But even 81 Always on the Ball … our Actions if these were to be resolved, many 82 Setting the Course for 2017 people there will likely be forced 82 Ripples in Space Reach to leave their homes in the coming Harnack House decades: scientists are predicting 83 Research Establishments dramatic climate change and an 83 Publisher’s Information increase in air pollution there. 4 | 16 MaxPlanckResearch 5
PERSPECTIVES Under the Open Sky “Images of Science” now also in Bremen easy access to the research conducted at Max Planck Institutes. The exhibi- tion comprises a total of 50 motifs that are regularly updated and supplement- ed by new ones. The images can be viewed in their entirety online at any time, as well as in changing compila- tions in various locations around the world. In Germany, too, “Images of Sci- ence” continues to enjoy great popu- larity. Every year, the exhibition in Mu- nich attracts more than one and a half thousand visitors on a single evening during the “Long Night of the Muse- ums” event. The latest addition con- sists of an open-air show. High up in the north of Germany, visitors have been treated to ten pictures outside the “Universum Bremen” Science Center In front of “Universum Bremen,” the Hanseatic city’s science museum, visitors are treated since July. Visitors who like the pictures to an impression of the research conducted at Max Planck Institutes. can use the QR code to instantly log onto the online exhibition on the Max No doubt about it – few things are ages of Science” exploits this phenom- Planck Society’s website. more likely to attract attention than enon. With surprising, aesthetic pic- spectacular images. The exhibition “Im- tures in a large format, it offers unusual, www.images.mpg.de The Senses of Life Photos: Universum® Bremen (top); Bassler (bottom left); MaxCine (bottom right) Martin Wikelski and Bonnie Bassler presented with Max Planck Research Award The question of how organisms perceive their environment is the focus of this year’s Max Planck Research Award. Yet the two prizewinners are studying living organisms that couldn’t be more different: while Martin Wikelski, Director at the Max Planck Institute for Ornithology, observes the sensory powers Bonnie Bassler and Martin Wikelski investigate how of animals in their natural habitat, Bonnie L. Bassler from different creatures perceive their environment. Princeton University and the Howard Hughes Medical Institute works with bacteria. The American played a decisive part in the discovery that even the smallest creatures communicate with of kilometers. Using the satellite-based observation system each other via signaling substances and then act collectively. Icarus, he is a pioneer in the field of wild animal telemetry. The Martin Wikelski is exploring the question of how different ver- Max Planck Research Award, which is endowed with 750,000 tebrates perceive their environment and adapt to it. Above all, euros, is funded by the German Federal Ministry of Education he has gained valuable insight into how animals navigate and and Research and bestowed by the Alexander von Humboldt find their destination on trips that sometimes cover thousands Foundation and the Max Planck Society. 6 MaxPlanckResearch 4 | 16
PERSPECTIVES “Actually, we would have liked to carry on!” Holger Sierks from the Max Planck Institute for Solar System Research on the end of the Rosetta mission The space probe Rosetta landed on the sur- face of the comet 67P/Churyumov-Gerasi- menko on September 30, bringing to an end one of the most exciting projects in the history of European space exploration. Holger Sierks from the Max Planck Insti- tute for Solar System Research in Göttin- gen managed the consortium for the Osiris camera system to which the science world Detlef Weigel and the public owe a debt of gratitude for the spectacular images of the comet’s core. Mr. Sierks, the Rosetta cometary mission has come to an end. Doesn’t this make you feel a little sad? Holger Sierks: The mission lasted around 30 years: starting with the orientation phase at the scientific level, then the plan- ning and construction phase, and finally “The end was very emotional for everyone involved”: Holger Sierks, scientist at the the travel time to the target comet. During Max Planck Institute for Solar System Research the past two and a half years, Rosetta has accompanied the comet at a close dis- tance. The end was very emotional for ev- decelerated and collided with each other the space probe. As far as the Osiris imag- eryone involved. Only a very small number at very low speed. es are concerned, we initially have three of colleagues remain from the pioneering What I also found exciting are the cy- years to compile a comprehensive archive. phase; I myself came on board 20 years lindrical sinkholes, where we look down This procedure is new in the research com- ago. Rosetta is thus a good example of in- from the surface almost 200 meters into munity and also for the European Space tergenerational work in space research. the inner structure of the comet – and that Agency. This work is normally completed What’s more, the space probe still func- on a cometary nucleus with a radius of just when the data is handed over after 12 tioned perfectly right up to the end. Actu- 1,000 or 2,000 meters! Although the mate- months. We will calibrate the images, de- ally, we would have liked to carry on! rial there has certainly been processed velop mosaics and terrain models and then somewhat by solar radiation, we look into make the products available to the public But would that have been possible? the depths of the comet and thus perhaps and the scientific community. The alternative would have been to put the back into its 4.5-billion-year history. And probe into hibernation again and to reac- the inner walls of these sinkholes aren’t Your bottom line at the end of the mission? tivate it after the comet had reached its smooth and homogeneous – they have In 2014, Rosetta managed to appear on the furthest point away from the Sun. But then very sharply defined structures on the front cover of Science with the caption the fuel wouldn’t have been sufficient for scale of two to three meters resembling “Breakthrough of the Year.” I believe the the comet to re-approach the Sun and ob- oranges in a crate. mission must indeed be classified as a serve the next cycle of activity. That’s why breakthrough in cometary research. we decided to land the space probe on the So there is still a lot of data waiting to be comet now. evaluated. How long do you think you and What is the next step in cometary research your colleagues will be busy with that? after Rosetta? What was the most interesting aspect of the Collaborations from the Giotto mission I think the scientific community agrees mission for you personally? that flew past Halley’s comet 30 years ago that the next step has to be to bring com- I was moved most by the discussion about are still ongoing today. I assume that we’ll etary material to Earth and analyze it in the origin of the comet. We hope to gain need 20 or 30 years for Rosetta, as well. laboratories here – especially the organic some insight into what the solar system What I mean here is not just the analysis components. We are already considering Photo: Roland Keller looked like during the first few million of the Osiris image data, but also the glob- how we would design such a sample-re- years. The cometary nucleus we see today al analysis of the spectrometer data, the turn mission. Interview: Felicitas Mokler is thought to have formed from two small- thermal, millimeter and sub-millimeter er ones. In the gas phase of the accretion data on the near-surface structures from Dossier on the subject: disk around the young Sun, these nuclei Miro and the other instruments aboard www.mpg.de/8310003/rosetta_mission 4 | 16 MaxPlanckResearch 7
PERSPECTIVES Understanding Animal Research Alliance of scientific organizations launches information initiative The subject of animal research fre- and background articles, films, info- quently stirs strong emotions, but graphics and an image database, as many areas of basic research simply well as offering an opportunity for can’t do without examinations using discussion. Journalists will be able to animals. They are the only way to un- establish contact with experts, and derstand complex processes in organ- schoolchildren and teachers can isms; they are the starting point for find information for their lessons. new scientific insights and the drivers The objective is to make the debate of progress in medicine. Against this on the necessity and benefits of background, the Alliance of Science animal research and the alterna- Organisations in Germany, of which tives to it more objective. The ini- the Max Planck Society is also a mem- tiative is also actively engaged in ber, has launched its “Tierversuche social media. Starting at the end verstehen” (Understanding Animal of this year, “Tierversuche verste- Research) initiative. The aim is to pro- hen” also plans to host presenta- vide the public and the media with tions and discussion forums at comprehensive, up-to-date facts on public events. animal research. The most important building block in this process is an in- www.tierversuche-verstehen.de ternet platform that will provide news (available only in German) Well Founded Max Planck Foundation celebrates its anniversary Thank you. The Max Planck Foundation, an independent institution, has been supporting the work of Max Planck scientists for ten years. In that time, the income from the Foundation capital 10 years of facilitating ideas has provided more than 45 10 years of outstanding commitment million euros in funding for around 30 projects, such as the 10 years of Max Planck Foundation second flight of Sunrise, the largest flying solar telescope, For ten years now, the Max Planck Foundation has been and the initiative behind the encouraging and funding our knowledge pioneers Center for Systems Biology in to explore frontiers in science. We would like to express our heartfelt thanks to all our Dresden. The additional pri- contributors and supporters, in particular the founders vate funds offer fast, flexible Stefan von Holtzbrinck and Reinhard Pöllath. leeway where public funds are not available. A further focus of the support consists in secur- ing the working conditions for outstanding researchers, partic- Photo: TVVde ularly for recruiting them to a Martin Stratmann, President of the Max Planck Society www.maxplanckfoundation.org Max Planck Institute or retain- ing them there. 8 MaxPlanckResearch 4 | 16
PERSPECTIVES Double Career Launch The Max Planck Society and the Technical University of Munich (TUM) jointly appoint top young scientists The opportunity to pursue one’s own research ideas, gain access to first-rate lab equipment and exchange ideas with experienced colleagues across disciplines: these are the characterizing features of the new collaboration model between the Max Planck Society and the Techni- cal University of Munich (TUM). The concept: Young sci- entists who were selected from an international pool of applicants to lead a Max Planck Research Group receive an additional appointment to a fixed-term tenure track professorship from the TUM. This gives the young scien- tists reliable prospects for their future career develop- ment. An evaluation after six years determines whether they will research and teach at TUM on a permanent ba- sis – initially as an Associate Professor with a W3 salary and linked to an option for further promotion to Full Professor. According to Max Planck President Martin Stratmann, the offer is the only one of its kind in the world: “The new collaboration is a real win for Germa- ny as a science location in the global competition for outstanding junior scientists.” The two institutions Common objective: Wolfgang Herrmann, President of the Technical Univer- jointly appointed their first seven junior talents in Oc- sity of Munich, and Max Planck President Martin Stratmann (right) antici- pate that this collaboration will help them recruit the best young talent. tober, some from such renowned institutions as the Uni- versity of California, Berkeley. On the Net Coral Reefs in Time Lapse Worth Talking About Focus on Equal Opportunity Corals are among the most colorful in- Telling stories, explaining, discussing, Talent, creativity and passion – these are habitants of the sea. These cnidarians persuading, teaching – what people the qualities the Max Planck Society are found not only in tropical waters achieve with language goes far beyond banks on. The Society supports employ- bathed in light, but also at depths of the mere exchange of information. ees regardless of their gender, national- over 2,000 meters below sea level. A Without language, there would be nei- ity, religion, disability, age, cultural ori- four-minute video consisting of more ther trade nor politics, neither religion gin or sexual orientation: the basis for than 25,000 macro images shows the nor science, neither rights nor poetry. successful research lies in diversity. To corals’ shimmering beauty. The images But the phenomenon of language con- further reinforce this diversity, the Max were taken at the Great Barrier Reef off tains many puzzles. To what do we owe Planck Society offers various forms of the coast of Australia and document this unique human capability? How do assistance that are concisely presented one of the greatest natural wonders of children learn to speak? And what char- on its career website. The reconciliation our Earth. This sensitive ecosystem is in acteristics has language developed in of family life, leisure and work, the ad- Photo: Axel Griesch/MPG extreme peril as a result of global warm- different parts of the world? A new dos- vancement of female scientists with the ing and ocean acidification, but also sier with interviews, videos and pod- aim of enabling greater numbers of due to tourism and the planned expan- casts provides an overview of import- them to take up management positions, sion of a coal port. ant research questions within the Max and mentoring and career development vimeo.com/156942975 Planck Institutes. are all important pillars in this strategy. www.mpg.de/language-research www.mpg.de/equal_opportunities 4 | 16 MaxPlanckResearch 9
VIEWPOINT_Research Policy Rebooting Open Access The publishing world has changed dramatically with the relentless progress of the internet, but publishers continue to bank on strategies from the age of print. We present a case for the necessary transformation of the scholarly journals’ business model – and an outline of the path to get there. TEXT RALF SCHIMMER F or well over ten years there has been a de- of transforming the publishing industry’s business mand for free access to the outputs of schol- model, which – despite the demand for OA – is still arly work, with open access (OA) being the based on subscriptions. focus of an approach that stands, full of Today it is almost impossible to imagine doing promise, in complete contrast to the pre- academic work without the opportunities the inter- vailing model. Despite this demand for open access, net offers. Publishing environments already utilize only about 15 percent of scholarly articles per year digital technologies to support every aspect of the production process, from manuscript preparation to submission and peer review, and in almost all cases, publications appear in electronic form regardless of whether there is a parallel printed version. But at Only 15 percent of scholarly that crucial moment of the finished product’s distri- articles per year are currently available bution, the digital process is fatally disrupted. Rath- er than being exhaustively promoted through the through open access extensive real-time distribution possibilities that are an inherent feature of the internet, the laboriously created and quality-controlled publication is man- are currently available in this format. Proponents aged according to a philosophy of scarcity that, from of OA are therefore now beginning to wonder a 21st-century perspective, can only be described as whether the initiative’s strategic direction needs to artificial. Publishers go to great technical and legal be reconsidered: whether open access needs a re- lengths to place content behind paywalls and elim- boot, so to speak, to achieve the very concrete goal inate opportunities for unrestricted access. > 10 MaxPlanckResearch 4 | 16
VIEWPOINT_Research Policy Graphic: Dorothea Pluta 4 | 16 MaxPlanckResearch 11
VIEWPOINT_Research Policy This scarcity is caused by the remarkably tenacious of all the barriers that exist is, in principle, the cen- conventions of the subscription system – by en- tral objective of every open access initiative. As the trenched policies and procedures that were estab- initiator of the 2003 Berlin Declaration on Open lished between publishers and libraries over the Access to Knowledge in the Sciences and Humanities course of many decades and that restrict access to and co-host of twelve Berlin Conferences so far, the the content of a scholarly journal to those readers Max Planck Society has always been at the center whose library has acquired a subscription. This ba- of the debate and is recognized the world over as sis of exchange, to which both libraries and pub- one of the driving forces behind the movement. lishers readily accede, has remained surprisingly Together with a steadily growing number of schol- unaffected by the modernizing pressures of digiti- arly institutions in many countries, the Max Planck zation. Hardly any other area of scholarly commu- Society is involved in projects, alliances and pilot nication has escaped change to this extent, which enterprises to advance the principle of open access. is all the more perplexing given both the overall After a decade of international development work, importance of journals to scholarship and the sub- open access is now firmly established in scientific stantial amount of money involved. policy discourse all over the world. It is significant The concept of scholarly journals dates back 350 that the Global Research Council, established in years to a period in which the compilation of scien- 2012, immediately devoted attention to this top- tific papers and particularly their distribution pre- ic, devising a corresponding resolution within a sented significant challenges; these two dimensions year of the Council’s foundation. At the national governed access. This centuries-old production chal- level, too, predominantly in Europe, various initia- lenge has defined the approach to scholarly com- tives have articulated increasingly ambitious goals. In the first half of 2016, these developments were adopted at the European level under the Dutch EU Council Presidency as the Amsterdam Call for Action At the national level, too, on Open Science. There is a striking gap between the widespread various initiatives have articulated embedding of open access as an objective in scien- tific policy-making and the rather sobering fact that, increasingly ambitious goals despite all this support, only 15 percent of scholar- ly papers per year are published as open access. Per- haps even more significantly, this OA proportion – munication up to the beginning of the 21st centu- which is currently increasing by about one percent- ry. Although this physical distribution challenge has age point per year – does not by itself exert any been eliminated in today’s internet environment, transformative pressure on the subscription system. the subscription-based distribution and financing So far, there has been no sign of any shift in the pre- model persists, along with its inherent scarcity ef- vailing distribution and financing arrangements, fects. It is beginning to dawn on the scientific com- nor any attenuation of the relentless cost pressure munity that the subscription system itself is the on libraries as a result of the annual price increases most significant barrier to open access, and that it demanded of them year after year by a monopolis- will be necessary to tackle this problem if OA’s tic journal publishing industry. Despite the many breakthrough is to be achieved on a larger scale. achievements of open access to date, the tradition- Free – in the sense of unrestricted – access to al subscription system for academic journals con- the results of scholarly work through the removal tinues to prevail. Indeed, it is thriving: the return 12 MaxPlanckResearch 4 | 16
on sales of the big commercial publishers continues toward financing journal subscriptions, and hence to rise, with margins ranging between 30 and 40 read-only access, should be redirected toward the percent. There is much more money to be made in immediate payment of publishers’ publication ser- publishing scholarly information than in the auto- vices. For more than a decade, such pioneering pub- mobile or oil industries; only Google and Apple are lishers as Biomed Central and PLOS have been similarly profitable. demonstrating how OA-conforming business mod- Proponents of open access are increasingly real- els can be developed and managed. Many publish- izing that, while all the measures of the past ten years have certainly been useful – as seen in the adoption of requirements and mandates, the set-up of institutional repositories as instruments of the “green road” of secondary publication, and the Despite the many achievements countless recommendations and other documents of open access to date, the supporting a broad advocacy strategy – a new strat- egy is nevertheless needed to establish open access traditional subscription system on a grand scale. The measures implemented during the past ten years have been excessively focused on continues to prevail adjusting scientific practices to a particular notion of open access. It had been envisioned that schol- ars would have to move toward open access, so the ers have followed their example, which is based on governing idea was to steer their behaviors in a cer- publication fees – so-called article processing charges tain direction. Perhaps it is time to reverse that fo- (APCs). However, the practice of open access pub- cus and move in the opposite direction. Rather than lishing also embraces other successful financing putting the onus on scholars to have to act in the models that shouldn’t be overlooked. spirit of OA, an alternative approach would be to Many individuals and organizations are in- embed this functionality anywhere it concerns volved in advancing the debate about the transition them in their day-to-day work. to OA and the eventual elimination of the subscrip- It is crucial that open access include the famil- tion system, not least of which is the Max Planck iar and established journals that offer a perceived Society. In April 2015, the Max Planck Digital Li- level of quality and certain career opportunities. If brary (MPDL) published a white paper (http://dx. a scholar is attracted by a journal’s reputation and doi.org/10.17617/1.3) that established the funda- wants to publish there, we should surely not view mental feasibility of a large-scale transition to open the scholar’s stance as an obstacle, but rather the access based on a careful analysis of both publica- journal’s expensive and restrictive business model. tion data and academic publishers’ sales figures. Establishing OA as the standard for scholarly Market analyses show that academic publishers gen- communication requires that the corpus of scholar- erate annual revenues on the order of 7.6 billion eu- ly journals – currently distributed through the sub- ros from global journal subscription sales. Accord- Graphic: Dorothea Pluta scription model and withheld from free use behind ing to relevant publication databases such as the a paywall – be shifted to an open access business Web of Science, around 1.5 million articles are pub- model on a large scale. The transition of existing lished annually in journals with an international journals is the ultimate and crucial goal of the trans- reach. Doing the math, we arrive at a figure of about formation of publishing to open access: the pay- 5,000 euros being paid for every single article under ment streams that have traditionally been directed the current subscription system; this is a substantial 4 | 16 MaxPlanckResearch 13
sum that far exceeds the costs we have seen to date of those institutions that administer the funds and in the purely OA publication market. The declared decide where to allocate them and where not to; costs in that market segment currently yield an av- namely, the academic institutions, represented in erage price of 1,300 euros for German universities. this matter by their libraries. A substantial part of Even assuming that publication numbers and aver- the campaign for change must therefore be direct- age prices will ultimately be higher, all the available ed toward libraries and their umbrella organiza- evidence suggests that converting the subscription tions. Now that the financial viability of OA has model to OA would be feasible within the limits of been demonstrated, a planned transition of the ba- the financial resources that are already being de- sis of payment from subscriptions to publishing ser- ployed, without additional costs. In short, it is clear vices will involve applying new parameters and de- that there is already enough money in the publish- ing system to transition to OA. Since its release in the spring of 2015, the MPDL white paper has become a central reference docu- ment for the global transition debate. The interest In Germany, the Max Planck it stimulated was apparent at Berlin 12, a two-day Digital Library has been actively international conference in late 2015 at which 100 representatives from 19 countries accepted the working on transition models Max Planck Society’s invitation to discuss an accel- erated path to open access. There was general agreement at the meeting that the participants veloping new process workflows. Libraries will need should collectively work toward the transforma- to gather much more accurate information than tion along the lines of the arguments presented in they have in the past about the volume of publica- this paper. The outputs of the conference, an Ex- tions and their distribution among the various pub- pression of Interest and a Roadmap action plan, lishers, so as to develop transition scenarios and were released in March 2016 as part of the Open cost models, and on this basis establish target-ori- Access 2020 campaign. Since then, there has been ented transition models with publishers. Such tran- a steady increase in the number of scholarly orga- sition approaches have been steadily spreading for nizations that have committed themselves to this about two years, and are the furthest advanced in campaign by signing the Expression of Interest. At the UK, the Netherlands and Austria. In Germany, the same time, increasing numbers of individual the MPDL has been actively working on transition organizations and associations are recognizing that models, and has been involved in a pilot project the subscription system is well past its expiration with Springer since late 2015. Other institutions date, and that the financial flows need to be ad- have been following this lead, with the result that justed in order to effectively reform a system in new announcements and contracts can be expect- which the substantial current spend produces lev- ed very soon. els of accessibility that appear meagre and intoler- A new contract model – described in profession- ably restricted in the 21st century’s digital world. al circles as “offsetting” – has been established to Graphic: Dorothea Pluta It is becoming increasingly clear that a vastly su- support the transition; it provides a good entry perior system of scholarly communication could point for a systematic redeployment of licensing be developed and financed at no greater level of costs (subscriptions) as publication costs. This ap- investment than the current system requires. proach attempts to release the stranglehold of sub- What needs to happen to bring about the desired scriptions by demanding additional open access ser- transformation? The key to success is in the hands vices based on current sales volumes. In this mod- 14 MaxPlanckResearch 4 | 16
VIEWPOINT_Research Policy el, the library remains a subscription customer, continues to receive the required access rights, and secures for its patrons the right to publish in open access – all of which should ideally be achieved within the range of the current spending level. Off- setting’s wider aim is a system change; it is a transi- tion model, since it is not only the contracts’ basic rationale that must be changed in the spirit of open access, but also the underlying financial flows and related accounting processes. Academic organizations are using such transi- tion models to offer publishers the opportunity for an orderly transformation. Although the targets of the transformation are the business model and the basis of payment to publishers, the aim is nonethe- less to preserve publishing services as such and en- sure that they continue to be remunerated fairly and THE AUTHOR appropriately. The disruptive element of the trans- formation is directed only at the financial flows, not Ralf Schimmer, born in 1962, is Head of the at the exchange relationships between researchers Information Division and Deputy Head of the and publishers overall. Research and publishing can Max Planck Digital Library in Munich. A Doctor unite in a large-scale transformation of these of Social Science, he is responsible for the cen- old-fashioned business models to put an end to the tralized provision of electronic information to current artificial scarcity of academic content and all Max Planck Institutes and has been involved create an environment that is geared toward maxi- in the Max Planck Society’s open access objec- mum distribution, thus satisfying the legitimate ex- tives since the Berlin Declaration of 2003. pectations of today’s digitally enabled world. At a Schimmer is a member of the advisory boards time when information can be tweeted around the of various information facilities, EU projects and globe in seconds, the existing mode of scholarly scientific publishers. He is currently Project communication seems absurd. If the orderly trans- Manager of the Open Access 2020 initiative and formation of academic publishing is not achieved a member of the Steering Committee of the within the next few years, it won’t be long before Priority Initiative “Digital Information” of the the next generation simply pulls the plug on it. Alliance of Science Organisations in Germany. Photo: MPDL 4 | 16 MaxPlanckResearch 15
Post from the North Atlantic Climate, Wind and Waves Max Planck scientists cooperate with partners in around 120 countries worldwide, exchanging samples and data, and combining their expertise. Geologist Ralf Schiebel from the Max Planck Institute for Chemistry in Mainz reports on his most recent paleoceanographic expedition in the North Atlantic, life on board the research vessel, and the joy of roaring ocean spray. For the umpteenth time, I roll against the wall of my berth and am pushed even further down into the mattress. The ship rises slowly this time, stands still, and then dips down again. The bow dives into the next wave with a muffled thud. A glance at the clock: 3:24 a.m. – a good time to get up. We’ve almost reached the station, which means: action. Over- night, the seismographers found the best position for extracting sediment cores on the Mid-Atlantic Ridge. We will now use drilling machines to recover this climate evidence from a water depth of up to 4,000 meters. We have reached the last days of our four-week expedition in the North Atlantic with the German research vessel Maria S. Merian. The journey began in cold and rainy Reykjavik, and Graphic: iStockphoto the destination is almost 3,000 kilometers further south, near the mild Azores Islands. The purpose of this fall’s campaign is to study the deep-water circulation of recent geological his- tory. The 20 scientists on board are raring to go. For many of them, it’s their first expedition. I’ve been in the North Atlantic many times, and fortunately don’t suffer from seasickness. Force 6 winds and 5-meter-high waves are typical conditions here. We’ve already been forced 16 MaxPlanckResearch 4 | 16
RUBRIK TITEL Ra lf Schiebel, 51, stu dies the ecology and geochemistr y of modern and fossil organisms and th eir interac tions wi th the CO2 system. He studied geolo gy in Kiel, did his postd oc research at th e Uni- versity of Tübinge n, was a senior sc ien- tist at ETH Zurich, taught at the Na tional Oceanography Ce ntre in Southamp ton (UK), and was dir ec tor of the Geolo gical Institute at the Un iversity of Angers in France. He has be en involved in th e de - velopment of the Climate Geochemi str y Department at th e Max Planck Ins titute for Chemistry in Mainz since 2015. to return home empty handed before, the equipment washed overboard and the ship severe- ly damaged on an earlier campaign. The chief engineer, one of the 24-strong crew, is proud of his ship: with its service water sys- tem and diesel-electric power, everything is well thought out and clean. Nowadays, waste is sorted on board, and the ship meets the requirements of the Blue Angel environmental label. In the early 1990s, waste was still disposed of at sea and the ship was run on marine diesel. Back then, you could talk to your loved ones on the telephone once a week at a cost of 20 Deutschmarks per minute. Today, there’s e-mail and a telephone in the cabin. A day after our departure, we reach the first station. The aim is to fish for plankton in the stormy sea. The 200-kilogram net goes over the ship’s rail. It functions perfectly. The team works well together. Charlotte, a student from Kiel, stands at the side of the ship and Doro, a doctoral student from Mainz, is at the controls in the lab. Ten minutes later, the net rises from the waves again and crashes against the hull of the ship. The wind rushes in and there’s wa- ter everywhere. The skipper isn’t happy with us yet: “Hold on – better – always!” he shouts. In the subtropical Atlantic, we focus on the sediment cores as indicators of climate develop- ment. We can’t measure the temperature 8,000 years ago, but we can reconstruct it. We celebrated hump-day of our expedition on board in fantastic weather on our way to the next station. We had lost all sense of time by then. Our daily rhythm is marked by meals. A warm meal, fruit, salad and fresh bread three times a day. One person’s breakfast is another’s dinner. We’ve struck gold. The samples couldn’t be better and spirits are high. The Atlantic is kind to Photo: Private collection us now. Nevertheless, I want to go home. My wife was on vacation with our baby visiting the grandparents. We wrote to each other and phoned every day. Will the little one be shy with me? We arrive in Ponta Delgada in the Azores at eight o’clock on a Friday morning. The ship is unloaded and reloaded; the next research expedition starts on Saturday. We’ll be in a plane on our way to Frankfurt by then. 4 | 16 MaxPlanckResearch 17
Snoozing between Heaven and Earth For humans, even a brief bout of sleepiness while driving can have fatal consequences. Frigatebirds, on the other hand, can snooze while cruising through the air without crashing to the ground. What’s more, they generally get by on very little sleep during their long flights over the open ocean, which can last for days. A team of scientists working with Niels Rattenborg at the Max Planck Institute for Ornithology in Seewiesen has demonstrated for the first time that birds can fly in sleep mode. TEXT ELKE MAIER Photo: Niels Rattenborg
FOCUS_Sleep T he bar-tailed godwit, a mem- pletes this entire journey in just eight common swifts are able to fly for 300 ber of the sandpiper family, is days without any stopovers – no breaks days straight without landing. But how one of the avian world’s re- to allow its muscles to recover, or sim- can these animals do this without any cord-holders. It may not be as ply to rest. sleep at all? big as an ostrich, as fast as a Impressive though this may be, Niels Rattenborg is Leader of the peregrine or as loud as the South Amer- godwits are far from topping the list Avian Sleep Research Group at the Max ican oilbird, but when it comes to non- when it comes to long-distance flying: Planck Institute for Ornithology in See- stop flying, it surpasses them all. This frigatebirds remain in the air for over wiesen, south of Munich. An American bird can cover a distance of over 11,000 two months without interruption, and with Danish roots, he has been work- kilometers from its breeding ground in Nap in the nest: Two female frigatebirds recover from their latest hunting expeditions. Alaska back to New Zealand. It com- In the background are the tents of the Seewiesen-based researchers. 4 | 16 MaxPlanckResearch 19
Arriving on the island: For their research trip far from civilization, Niels Rattenborg and his colleagues must transport all essential supplies by boat. The sea lions aren’t the least bit put off by the researchers’ comings and goings (above). The female frigatebirds, such as this one being set free by biologist Bryson Voirin, also show little sign of shyness (below).
FOCUS_Sleep ing in this field for a good two decades. The fact that the regions of the brain While their conspecifics in the wild “Even as a child, I was fascinated by that have been very active during the travel to their wintering grounds, birds,” he explains. The fact that he day sleep particularly deeply at night white-crowned sparrows in captivity ended up working on avian sleep owes supports this hypothesis. Niels Ratten- jump restlessly around their cages and to a vacation job: “During college, I borg and his colleagues observed this in beat their wings. As Rattenborg and his worked in a sleep lab during the sum- pigeons: they showed them David At- colleagues discovered, during this peri- mer and over Christmas. I later worked tenborough’s film The Life of Birds and od, known as migratory unrest, the there for ten years as a technician.” kept them awake while the film was birds sleep only one-third of the As luck would have it, ornithology playing. Each bird had one eye covered amount they would normally sleep. and sleep were easy to combine. Ratten- during the film presentation. That Surprisingly, the sleep deprivation ap- borg studied biology, did his doctorate night, the brain region responsible for pears to have no negative impact on on the sleep behavior of mallard ducks the seeing eye slept more deeply than the birds: they perform learning and and took up a position as a scientist in that associated with the covered eye. memory tasks just as well. Wisconsin. He has been carrying out re- But why do sleep requirements dif- search in Seewiesen since 2005. He and fer so widely across the animal king- YOU SNOOZE, YOU LOSE his colleague Bryson Voirin have now dom? How is it that hedgehogs and provided proof that birds can actually bats sleep for up to 20 hours per day The Arctic pectoral sandpiper also man- sleep while flying. while giraffes can get by on just two ages perfectly well with little sleep. To- hours? And what happens with birds gether with a team of researchers from FROM WORMS TO ELEPHANTS – that have no opportunity to make in- Seewiesen, Rattenborg observed that EVERYONE HAS TO SLEEP termediate stops when flying over the the males don’t allow themselves to open ocean? Do they sleep in the air? rest very much during the three-week The question as to why organisms must Do they refrain from sleeping tempo- mating season. Instead, they invest all sleep is one that has preoccupied scien- rarily? Or is it possible that their brains their energy in engaging in skirmishes tists for generations. Whether we are sleep in installments? with other males and in wooing the fe- talking about roundworms, fruit flies, Rattenborg had already observed a males. Paternity analyses have shown fish, or elephants – no animal can get by fascinating phenomenon while doing that this strategy serves them well: the for very long without sleep. Why this is his doctoral work on mallard ducks: in males that slept the least had the most the case is still not known. One attempt a group of sleeping ducks, those sitting offspring. “So sexual selection encour- at providing an explanation is known in at the edge kept their outwardly direct- ages short sleeping in pectoral sandpip- expert circles as the “synaptic homeosta- ed eye open and the corresponding ers,” says Rattenborg. sis hypothesis.” According to this theo- brain hemisphere remained awake. In To find out how flying birds man- Photos: Bryson Voirin (top), Ryan Tisdale (bottom) ry, the purpose of sleep is to clear the this way, the birds can rest a part of age their sleep requirement, Niels head: while we are awake, we are bom- their brain while keeping an eye out Rattenborg and his colleagues joined barded with huge amounts of informa- for potential predators. Unihemispher- forces with neurophysiologist Alexei tion that need to be processed. To do ic sleep, when only one half of the Vyssotski from Zurich. Vyssotski devel- this, new synapses are formed in the brain sleeps while the other remains oped miniature data-logging devices brain and existing connections expand- awake, is found not only in birds, but that are so light that they can be carried ed. “At some point, our heads would be also in dolphins, seals and manatees, by birds even when flying. The devices so full that we wouldn’t be able to ab- for instance. record the birds’ head movements and sorb anything new,” says Niels Ratten- Other bird species, in contrast – wing beats and simultaneously measure borg. To prevent this from happening, such as the North American white- their brain activity. To do this, the re- some connections are deleted while we crowned sparrow – need far less sleep at searchers attach sensors to the animals’ sleep, generating new capacity. certain times than they normally do. heads to measure variations in the volt- 4 | 16 MaxPlanckResearch 21
FOCUS_Sleep Idyllic island: While working in the field, the scientists exchange their fixed abode for a spacious tent (left). Niels Rattenborg heads off from the camp to check on the frigatebirds (right). age generated by the brain. The sensors During their lengthy hunting expedi- For their study, the researchers chose record the electrical activity of millions tions, they aren’t able to rest on the wa- females as their test subjects. “Because of neurons in the waking state and ter like albatrosses, for example. they are bigger than the males, it’s eas- during the different sleep phases, and For their research on the frigate- ier for them to carry the logging devic- depict characteristic wave patterns on birds, Rattenborg and Voirin collaborat- es,” says Rattenborg. “What’s more, an electroencephalogram (EEG). This ed with Sebastian Cruz, a seabird expert unlike the more easily disturbed males, development enabled the scientists to from Ecuador. Together they set up we had the certainty that the females study the waking and sleep behavior of camp right next to a frigatebird colony will always return to their young.” flying birds for the first time. on Genovesa, one of the small unin- With frigatebirds, both partners usual- As their research subject, they chose habited islands in the Galapagos archi- ly share the task of rearing the off- the great frigatebird (Fregata minor). pelago. “We had a kitchen tent and a spring. While one parent is off looking This is one of the biggest seabirds, with laboratory tent to work in, and we slept for food, the other one guards the nest a weight of up to 1.5 kilograms and a under the open sky on hammocks,” re- against other members of their species wingspan of over 2 meters. The measur- ports Voirin. who would be only too happy to swal- ing device, including batteries, weighs low small, unguarded young birds. just 12 grams and presents no great bur- FEMALES MAKE BETTER In order to fit the logging devices den for the animals when flying. TEST SUBJECTS onto the female birds, the scientists Frigatebirds spend most of their time temporarily anesthetized them and in the air and are perfectly adapted to In the interest of sleep research, the sci- took them to the laboratory. It took this lifestyle. They mostly sail above the entists themselves also went without around 30 minutes to secure the devic- oceans without beating their wings, sleep: they began by locating the nests es to the birds’ heads and backs using watching for flying fish and squid that during the day and then returned to a special glue and tape. In addition to are driven to the surface of the water by them at night to catch the birds. In this the devices for measuring brain activ- dolphins and predatory fish. way, they kept the disruption to a min- ity, head movements and wing beats, In the water, however, these con- imum. Fortunately, the animals build the researchers also fitted the birds summate flyers are relatively helpless. their nests on bushes at a maximum with GPS loggers that recorded their “Their plumage isn’t water-repellent height of 2.5 meters, so the researchers locations and flight altitudes. Once and becomes completely saturated. were spared having to embark on noc- they were fully equipped, the research- They also have very small feet, which turnal climbing adventures. As the ers returned the feathered test subjects aren’t good for swimming,” says Rat- birds in the Galapagos have no natural to their nests. tenborg. So frigatebirds depend on be- predators, they’re not timid around It was then a question of waiting ing able to catch their prey from the air. people and are thus easy to catch. until the frigatebirds headed off to 22 MaxPlanckResearch 4 | 16
hunt for food. “Once they had flown lower oscillation frequencies. In this the day.” During the day, the birds are away, we checked the nests regularly state, the neurons synchronize and are wide awake and concentrate fully on so that we wouldn’t miss their arrival alternately active and inactive, creat- searching for food. back home,” says Voirin. Fortunately, ing slowly oscillating brain waves. In addition to slow-wave sleep, the everything went according to plan: the Deep sleep is thus also referred to as logging devices occasionally recorded birds had returned after no more than slow-wave sleep. short episodes of REM (rapid eye ten days. It later emerged that they movement) sleep. EEG graphs with had covered distances of up to 3,000 POWER NAPS REPLENISH low amplitudes and high frequencies, kilometers in the interim. ENERGY STORES which also occur in wakeful birds, are The scientists then had to catch the typical of REM sleep. REM sleep always birds again to access the data. They This kind of slow-wave sleep was evi- occurs in both brain hemispheres, and were able to read the data loggers on dent on the EEGs recorded during is present not only in birds, but also in site and obtained data from a total of flight. That was their proof: frigatebirds mammals, including humans. In mam- 14 birds. Five of them had been on their sleep while they fly and, to the scien- mals, REM phases last up to one hour, travels for so long that the memory ca- tists’ surprise, not only with half of the during which muscle tone is complete- pacity of the recording devices ran out brain, but with both halves at the same ly lost and the body goes limp. In before they returned. With the other time. “Even though they are able to fly birds, in contrast, REM sleep lasts only nine birds, the devices had continued when both halves of the brain are a few seconds and, although their to record when they were already back asleep, one side usually stays awake: the muscle tone also falls, they can still in their nests. The biologists were thus side associated with the eye that looks stand or fly. able to compare their sleep behavior in in the direction of flight. This is proba- The function of REM sleep remains Photos: Ryan Tisdale (left), Bryson Voirin (right) the air and on land. bly how the birds avoid collisions with a mystery. Researchers assume, howev- Back in Seewiesen, Rattenborg other members of their species cruising er, that it plays an important role in studied the recorded EEG graphs. through the same air stream.” normal brain development. This is sup- “When they’re awake, the amplitudes The animals usually doze in the ear- ported by the fact that most young are small, but the frequencies are ly evening, shortly after sunset, when mammals spend longer in REM sleep high,” explains the Max Planck re- they are flying at a sufficient altitude than their adult counterparts. In new- searcher. This pattern is due to the fact and in a rising thermal – to protect born human babies, it accounts for that the neurons in the brain fire un- them from falling. “This short sleep in more than half of total sleep time, synchronized electrical signals. Other the evening is probably a kind of pow- while it takes up only a quarter of sleep EEGs were produced during deep sleep er nap. It’s just enough to make up for time in adults. Niels Rattenborg and his and presented higher amplitudes and the sleep deficit accumulated during team observed a very similar pattern in 4 | 16 MaxPlanckResearch 23
FOCUS_Sleep Longitude -90 -88 -86 -84 5 4 Cocos Ridge 3 2 Latitude 0 1 -500 Ocean depth 0 -1000 -1 -2000 0 100 Carnegie Ridge km -2 -3000 Frigatebirds make use of rising thermals as In an earlier study, the researchers in entists yet know why we humans find they glide over the ocean in search of food. Seewiesen had already demonstrated it almost impossible to suppress our This activity demands their full concentra- that pigeons compensate for sleep sleep requirement. “Pigeons also get tion. They usually allow themselves a short nap after sunset. However, they keep the eye deficits in a similar way: when the sci- tired like people, but the frigatebirds looking in the direction of flight open, and entists deprived their test subjects of simply carry on as usual!” The fact that the corresponding brain hemisphere awake their usual midday nap, they slept humans and birds have developed very (left). GPS loggers enable the researchers to more intensively that night. Unlike similar sleep patterns independently of precisely track the flight routes. The birds cover distances of several hundred kilome- the frigatebirds, however, the pigeons each other gives the researchers hope ters per day (right). quickly became tired when they were that they will also learn something kept awake for just a few hours. “We about human sleep from their avian constantly had to gently remind them sleep research findings. birds. In a study they carried out on to stay awake.” Rattenborg even received a grant young barn owls, they established that from the US military for his white- the proportion of REM sleep declines WANTED: A MIRACLE CURE crowned sparrow project, but it didn’t with age in owlets, as well. FOR FATIGUE yield the miracle cure – enabling sol- Thus, both slow-wave and REM diers to withstand fatigue – for which Graphic: Damond Kyllo/dakyllo Designs (left), MPI for Ornithology (right) sleep occur in flying frigatebirds. They But why don’t the frigatebirds sleep for they had likely secretly hoped. “Other apparently don’t need to keep one part longer in the air if, as it seems, they can occupational groups, such as rescue of the brain awake to keep themselves do this without difficulty? “An earlier teams working in the aftermath of a in the air. Nevertheless, the birds allow study showed that they follow favor- natural disaster, would also benefit themselves hardly any time for sleep- able sea currents to locate abundant from such a substance,” says Ratten- ing while flying. Over a 24-hour peri- food sources,” says Rattenborg. “It’s borg. Wouldn’t it also be helpful for od, they slept on average for a total of possible that they also stay awake at him as a scientist to sleep less and be just 42 minutes, and the average stretch night so they can observe the surface of able to spend more time on his re- of sleep lasted just 12 seconds. The lon- the water and ensure they are in the search? “Why not,” he says, laughing. gest uninterrupted stretch of sleep re- right place for eating first thing in the In any case, his research has already corded was just under six minutes. On morning.” This obviously requires the contributed indirectly to new insights land, in contrast, the animals slept over full attention of both brain hemi- into human sleep. Inspired by his re- 12 hours. These sleep phases were not spheres; otherwise, the birds would search on the mallard ducks, scientists only longer (52 seconds), but also deep- probably sleep more. recently discovered that, like the ducks er. It would therefore appear that the How the frigatebirds compensate on the edge of the group who keep the animals make up for lost sleep, just as for the negative impacts of sleep depri- outwardly directed eye open, humans we humans do. vation is still a mystery. Nor do the sci- keep parts of one brain hemisphere 24 MaxPlanckResearch 4 | 16
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