Reopening Primary Schools during the Pandemic
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The n e w e ng l a n d j o u r na l of m e dic i n e Medicine a nd So cie t y Debra Malina, Ph.D., Editor Reopening Primary Schools during the Pandemic Meira Levinson, D.Phil., Muge Cevik, M.D., and Marc Lipsitch, D.Phil. For the past 6 months, policymakers and the however, we believe that primary schools should U.S. public have weighed economic against pub- be recognized as essential services — and school lic health considerations in debating what limits personnel as essential workers — and that school to set on individual and collective behaviors in reopening plans should be developed and fi- attempting to control the Covid-19 pandemic. As nanced accordingly. (We also believe that fully fall approaches, attention has turned to a third reopening schools for middle and high school pillar of a pandemic-resilient society: schools.1 students should be a national priority, but given Under ordinary circumstances, about 40 million the more challenging transmission dynamics at children would be entering prekindergarten older ages, we confine ourselves here to elemen- through 8th-grade classrooms this year, includ- tary schools.) ing nearly 27 million students in grades pre-K through 5.2,3 Until these children physically re- Why In - Per son Scho oling Mat ter s turn to school full time, many will lose out on essential educational, social, and developmental Children miss out on essential academic and so- benefits; neither the economy nor the health cial–emotional learning, formative relationships care system will be able to return to full strength with peers and adults, opportunities for play, and given parents’ caretaking responsibilities4; and other developmental necessities when they are profound racial and socioeconomic injustices will kept at home. Children living in poverty, children be further exacerbated.5 We believe that safely of color, English language learners, children with reopening schools full-time for all elementary diagnosed disabilities, and young children face school children should therefore be a top na- especially severe losses.1,13 tional priority. Moreover, schools provide numerous addi- Many parents and educators are reasonably tional in-person benefits. School-provided social concerned, however, about whether any large- welfare services support the health of U.S. com- scale reopening plan can ensure safety for stu- munities made vulnerable by systemic racism, dents, school staff, and household members, inadequate insurance, family instability, environ- given high levels of community transmission in mental toxicity, and poorly paid jobs.1 More than many U.S. regions.6 Contagion is a particular 50% of all U.S. school-age children rely on their concern in schools that serve predominantly low- schools for free or reduced-price daily meals. De- income communities of color, given that such spite efforts by school districts to maintain these schools are often overcrowded and understaffed services even when school was conducted re- and that the families whose children attend them motely, a majority of children have been unable to are at especially high risk from Covid-19.7-10 It access the full nutritional benefits to which would be best — and evidence from many coun- they’re entitled.5 Schools also provide physical, tries demonstrates that it’s possible — to lower mental health, and therapeutic services to mil- community transmission rates by means of lions of students per year. Many of these services stringent control measures this summer so that have proved inaccessible to children — particu- schools can reopen this fall with an acceptable larly low-income children of color and children level of safety.11 Even under conditions of moder- with noncitizen family members — when schools ate transmission (
The n e w e ng l a n d j o u r na l of m e dic i n e tently open schools are essential for many par- Covid-19 and are much less likely than adults to ents and guardians (particularly women) to be face severe consequences from the infection.18 able to reenter the workforce — including the Although a small number of children worldwide health care sector.4,14 have been hospitalized with multisystem in- In light of these concerns, some school dis- flammatory syndrome in children (MIS-C) after tricts are developing hybrid learning plans for SARS-CoV-2 infection, so far this appears to be the fall that would bring alternating groups of a rare syndrome (affecting a reported 2 per students back into school buildings under condi- 100,000 people under 21 years of age between tions of strict social distancing.15 Although some March 1 and May 10, 202019), and with early in-person schooling is preferable to none, for recognition and treatment, clinical outcomes in primary schools in particular these plans may the short term have been good.19-21 In contrast, achieve few gains over completely remote learn- adults, especially those who are over 60 or have ing. Millions of children will remain excluded underlying health conditions, are at higher risk from learning on the days when they’re assigned for severe illness, hospitalization, and poor out- to virtual school, owing to digital access chal- comes.18 lenges, developmental inappropriateness, or lack Limited emerging evidence suggests that sus- of real-time adult support.16 Such plans also fail ceptibility to infection also generally increases to solve child-care challenges, since children with age.22 Given the same exposure to infected will still be out of school for substantial periods. household members, children under the age of These challenges may be particularly acute for 10 seem to become infected less frequently than educators who are parents themselves, for other adults and older adolescents; studies of both workers who lack flexibility in determining when household and community transmission find that or where they work, and for parents with multiple children 9 or younger are also less susceptible children on misaligned attendance schedules. than 10-to-14-year-olds.22, At the other end of the Furthermore, even when they are in the build- spectrum, adults over 60 have higher susceptibil- ing, teachers may struggle to teach and students ity to infection even than middle-aged adults.22 may struggle to learn under rigorous social dis- Age-related differences in infectivity are less tancing conditions. Young children cannot reli- clear. Findings from a few contact-tracing stud- ably maintain physical distance, and teachers ies suggest that children may be less infectious cannot simultaneously enforce distancing and than adults,22 but the strength of this evidence is teach. In-person classes that require students to weak and some of the relevant studies were con- look straight ahead and work independently (as ducted when schools were closed. A recent study many proposals for distanced classrooms rec- from South Korea of both household and non- ommend) violate evidence-based good teaching household contacts suggests that infected children practices.17 High-quality learning is inherently under 10 years of age are less contagious than in- relational and social, not individual and teacher- fected adults.23 The direction of transmission was centered. Teachers also rely on physical proxim- not rigorously documented in the study, however, ity to build positive relationships with students and even young children can probably still trans- and manage their classrooms; such tasks may be mit the virus to others. impossible if teachers are rigidly separated from students. E vidence fr om the Field We therefore need to prioritize both the com- plete physical reopening of schools and safety These findings align with data on school and protocols that are aligned with children’s devel- community transmission from countries that opmental needs and teachers’ pedagogical and have reopened schools (or never closed them). supervisory capacities. Covid-19 outbreaks in high schools in France, Israel, and New Zealand did not extend to nearby elementary schools, which suggests that Clinic al and Epidemiolo gic Per spec tive s susceptibility, infectiousness, or both are lower among younger children. When schools in the From a clinical standpoint, most children 1 to Netherlands opened in April, they cut class sizes 18 years old experience mild or no illness from in half but did not enforce distancing among 2 n engl j med nejm.org The New England Journal of Medicine Downloaded from nejm.org by CONNY HOYER on July 30, 2020. For personal use only. No other uses without permission. Copyright © 2020 Massachusetts Medical Society. All rights reserved.
Medicine and Society students younger than 12 — a loosening of re- sonal protective equipment (PPE), closing school strictions that has now been extended to every- buildings to all nonstaff adults, and holding one under 17.11 Primary schools in the Nether- digital faculty meetings. These precautions are lands returned to full capacity and full-day teaching especially important insofar as 17.5% of teachers in early June. Though both staff and children are 55 or older.25 But we believe that schools in who are high-risk or have high-risk family mem- low-transmission settings could probably pro- bers have been exempted from returning to vide pedagogically sound and socioemotionally school in person, most children and educators appropriate instruction to all students, in per- have returned and the case rate has thus far son, in ways that do not put educators or fami- remained flat. lies at undue risk.26 Case numbers have continued to decrease in Any region experiencing moderate, high, or Denmark, which reopened elementary schools increasing levels of community transmission in April and middle and high schools in May, should do everything possible to lower transmis- albeit under strict social distancing rules. Nor sion. The path to low transmission in other coun- have school reopenings led to increased case tries has included adherence to stringent com- counts in Finland, Belgium, Austria, Taiwan, or munity control measures — including closure of Singapore, although, again, schools in these nonessential indoor work and recreational spac- countries have taken substantial extra precau- es.11 Such measures along with universal mask tions and are only slowly lifting restrictions on wearing must be implemented now in the United activities and group size. Israel offers a caution- States if we are to bring case numbers down to ary counterexample, since a recent case resur- safe levels for elementary schools to reopen this gence there may be linked to early high school fall nationwide. reopenings in May, with crowded classrooms Epidemiologic evidence suggests that death and minimal precautions in place; a clear causal rates can be lowered by 90% within 9 to 11 weeks role for schools in this resurgence, however, has after stringent control measures begin (see the not been demonstrated.11 Supplementary Appendix, available with the full Notably, most locations (except Israel) whose text of this article at NEJM.org). Given the lag schools are open had already achieved low com- between new infections and deaths, an equiva- munity transmission rates (
The n e w e ng l a n d j o u r na l of m e dic i n e risk to families’ and educators’ safety — but gartners will need easy access to appropriate bath- their ongoing closure also imposes the greatest room facilities; and schedules may need to be harms on children and families.14 redesigned to accommodate special-education Many families — particularly those with providers and specialty teachers so they can access medically vulnerable household members — will children and classrooms at appropriate times. choose to keep their children home under these Even if schools can make creative short-term circumstances regardless of whether schools are use of additional space, thousands of schools physically open.29 We understand this risk calcu- — particularly those serving low-income students lus. Remote teaching and other school services of color — will require significant federally (including meal provision and medical and funded upgrades to improve ventilation, sanita- therapeutic services) should be available to all tion, nurse’s offices, and hand-washing and bath- families who choose this option, with designat- room facilities.33 These improvements have long ed educators being responsible solely for remote been needed regardless of Covid-19; they are teaching. essential investments in educational equity and But educators and other school personnel opportunity. cannot necessarily dictate the place or terms of their employment, even (perhaps especially) when Conclusions the social compact has broken down. It is tragic that the United States has chosen a path neces- Whether (and how) to reopen primary schools is sitating a trade-off between risks to educators not just a scientific and technocratic question. It and harms to students, given other countries’ is also an emotional and moral one. Our sense success in reducing transmission and opening of responsibility toward children — at the very schools with routine control measures in place. least, to protect them from the vicissitudes of life, This dilemma represents a social and policy fail- including the poor decision making of adults who ure, not a medical or scientific necessity. allow deadly infections to spiral out of control Nonetheless, we would argue that primary — is core to our humanity. Our expectations of schools are essential — more like grocery stores, school personnel are equally emotionally and doctors’ offices, and food manufacturers than morally fraught. It is not incidental that the ma- like retail establishments, movie theaters, and jority of primary school teachers are undercom- bars. Like all essential workers, teachers and other pensated women who are expected to sacrifice school personnel deserve substantial protections, themselves “for the sake of the children.” School as well as hazard pay. Remote working accom- closures have also brought social, economic, and modations should be made if possible for staff racial injustice into sharp relief, with histori- members who are over 60 or have underlying cally marginalized children and families — and health conditions.5,18 Adults who work in school the educators who serve them — suffering the buildings (or drive school buses) should be pro- most and being offered the least. For all these vided with PPE, and both students and staff reasons, decisions about school reopenings will should participate in routine pooled testing.30 remain complex and contested. Schools’ social and physical infrastructure will But the fundamental argument that children, also need to be modified. Students and teachers families, educators, and society deserve to have may need to eat lunch in their classrooms, and safe and reliable primary schools should not be staff rooms may need to be closed to discourage controversial. If we all agree on that principle, adult congregation.31 Crowded buildings or then it is inexcusable to open nonessential ser- open-plan layouts may make it impossible for vices for adults this summer if it forces students adults to maintain distance from one another32; to remain at home even part-time this fall. in such cases, schools may benefit from spread- Disclosure forms provided by the authors are available at ing out or relocating to local middle or high NEJM.org. We thank Benjamin Kesselman for efficient research assis- schools, unused college classrooms, community tance and David Fisman, Rose Levine, and Jacob Fay for feed- centers, houses of worship, or businesses whose back on an earlier draft. employees are working remotely.11,12 Such shifts From the Harvard Graduate School of Education, Cambridge will not be easy. Spaces and furniture will need (M. Levinson), and the Center for Communicable Disease Dy- to be retrofitted for younger children; kinder- namics, Department of Epidemiology, Harvard T.H. Chan School 4 n engl j med nejm.org The New England Journal of Medicine Downloaded from nejm.org by CONNY HOYER on July 30, 2020. For personal use only. No other uses without permission. Copyright © 2020 Massachusetts Medical Society. All rights reserved.
Medicine and Society of Public Health, Boston (M. Lipsitch) — both in Massachu- Health Institute, Edmond J. Safra Center for Ethics at Harvard setts; and the Division of Infection and Global Health Research, University, July 19, 2020 (https://globalepidemics.org/w p School of Medicine, University of St. Andrews, Fife, United -content/uploads/2020/07/pandemic_resilient_schools_briefing Kingdom (M.C.). _7.19.20.pdf). 13. National Academies of Sciences, Engineering, Medicine. Re- This article was published on July 29, 2020, at NEJM.org. opening K-12 schools during the COVID-19 pandemic: prioritiz- ing health, equity, and communities. Washington, DC:National 1. Fay J, Levinson M, Stevens A, Brighouse H, Geron T. Schools Academies Press, 2020. during the COVID-19 pandemic: sites and sources of community 14. Cohen P, Hsu T. Pandemic could scar a generation of work- resilience. White paper 20. Cambridge, MA:Edmond J. Safra ing mothers. New York Times. 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Private elemen- (https://www.nytimes.com/2020/06/05/us/coronavirus tary and secondary school enrollment, percentage distribution -education-lost-learning.html). of private school enrollment, and private enrollment as a per- 17. Strauss V. The case against reopening schools during the centage of total enrollment in public and private schools, by pandemic — by a fifth-grade teacher. Washington Post. July 10, school orientation and grade: selected years, fall 1999 through 2020 (https://www.washingtonpost.com/education/2020/07/10/ fall 2015. 2018 (https://nces.ed.gov/programs/digest/d18/t ables/ case-against-reopening-schools-during-pandemic-by-f ifth dt18_205.15.asp). -grade-teacher/). 4. Novoa C, Jessen-Howard S. The U.S. Coronavirus response 18. Cevik M, Bamford CGG, Ho A. COVID-19 pandemic — a must meet health workers’ child care needs. Washington, DC: focused review for clinicians. 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The n e w e ng l a n d j o u r na l of m e dic i n e 30. Yglesias M. Reopening schools safely is going to take much perspective. July 14, 2020 (https://docs.google.com/document/d/ more federal leadership. Vox. July 8, 2020 (https://www.vox.com/ 1IAQndRjnya96JZOwf4HgPBBk-RwOCrtO1efSkgPIiUc/edit). 2020/7/8/21314563/school-reopening-testing-money). 33. Camera L. Report: no way to reopen schools safely without 31. Centers for Disease Control and Prevention. Testing in high- federal bailout. U.S. News & World Report. June 8, 2020 (https:// density critical infrastructure workplaces. June 13, 2020 (https:// www.usnews.com/news/education-news/articles/2020-06-08/ www.cdc.gov/coronavirus/2019-ncov/community/worker-safety report-schools-need-a-federal-bailout-in-order-to-reopen). -support/hd-testing.html). DOI: 10.1056/NEJMms2024920 32. Levine R. The case against reopening schools: a teacher’s Copyright © 2020 Massachusetts Medical Society. 6 n engl j med nejm.org The New England Journal of Medicine Downloaded from nejm.org by CONNY HOYER on July 30, 2020. For personal use only. No other uses without permission. Copyright © 2020 Massachusetts Medical Society. All rights reserved.
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