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                                                    Power Resources Theory:
                                                      A Critical Reassesment
                              La teoría de los recursos de poder: una revisión crítica

                                                                          Inés Campillo and Jorge Sola

Key words                    Abstract
Class                        Power resources theory (PRT) has been one of the dominant
• De-commodification         approaches in the study of the development of post-war welfare states.
• Welfare State              Its central idea is that different class power balances produce different
• Gender                     forms of welfare states. However, scholars have increasingly questioned
• Power Resources            its explanatory ability to account for recent transformations in post-
                             industrial welfare states. This article analyses the origins and contents of
                             the PRT, reviews three of the main critiques it has received and
                             suggests a path for the reconstruction of its research programme,
                             arguing that it is a good starting-point for assessing recent changes in
                             the welfare state and for promoting a dialogue with other neighbouring
                             fields of research.

Palabras clave               Resumen
Clase                        La teoría de los recursos de poder (TRP) fue uno de los enfoques
• Desmercantilización        dominantes en el estudio del desarrollo de los Estados de bienestar de
• Estado de bienestar        posguerra. Su idea básica es que los diferentes equilibrios de poder
• Género                     de clase explican las diversas formas adoptadas por estos. No
• Recursos de poder          obstante, cada vez más autores cuestionan su capacidad explicativa
                             para dar cuenta del devenir de los Estados de bienestar
                             postindustriales. Este artículo analiza los orígenes y contenidos de la
                             TRP, revisa algunas de las principales críticas que ha recibido y sugiere
                             una vía para la reformulación de este programa de investigación,
                             mostrando que es un buen punto de partida para abordar las
                             transformaciones recientes del Estado de bienestar y establecer un
                             diálogo con otras áreas de investigación colindantes.

Citation
Campillo, Inés and Sola, Jorge (2020). “Power Resources Theory: A Critical Reassesment”. Revista
Española de Investigaciones Sociológicas, 170: 19-34. (http://dx.doi.org/10.5477/cis/reis.170.19)

Inés Campillo: Universidad Complutense de Madrid | ines.campillo@ucm.es
Jorge Sola: Universidad Complutense de Madrid | jorgesola@cps.ucm.es

                                   Reis. Rev.Esp.Investig.Sociol. ISSN-L: 0210-5233. Nº 170, April - June 2020, pp. 19-34
20                                                                               Power Resources Theory: A Critical Reassesment

Introduction                                                      namics and structural limits, and we examine
                                                                  how aspects of these critiques have been
The welfare state (WS in what follows) oc-                        incorporated into PRT’s research pro-
cupies a key place in contemporary western                        gramme1. Lastly, we discuss the continued
societies, although its form varies from coun-                    applicability of PRT and we suggest two
try to country. Why is the WS more devel-                         paths for its reconstruction in future research.
oped, its welfare policies more generous and
universal, and its redistributive effects more
egalitarian in certain countries? Such ques-                      Power resources theory
tions have occupied the attention of many                         as a research programme
scholars in the last four decades, forming a
research agenda that has produced impor-                          PRT appeared in a specific political and theo-
tant advances in our knowledge of the ori-                        retical context: at the end of the 1970s with a
gins and development of the WS.                                   focus placed on the experience of Scandina-
    Among the different perspectives analyz-                      vian social democracies. The theory’s foun-
ing variations in the WS, the most well-known                     dational studies (Korpi, 1978, 1983; Stephens,
is probably the power resources theory                            1979; Esping-Andersen, 1985) aimed to ex-
(PRT). This approach explains the develop-                        plain the differential success of Scandinavian
ment of the welfare state and its different                       WSs and explore the possibilities of demo-
forms as being the result of the balance of                       cratic-parliamentary policy. This way they in-
power among social classes. Whether be-                           tervened in two parallel debates. On the theo-
cause its contribution to the renewal of the                      retical level, PRT was a response to the two
study of the WS in the 1980s, or because it                       dominant visions of the state: pluralism and
has been the subsequent target of attacks                         “orthodox” marxism. PRT rejected both the
and debate, PRT occupies a central place                          pluralist perspective that state power trans-
even among its critics (Pierson, 2000).                           lated the pressures from a multiplicy of actors
                                                                  with similar influence, and the marxist per-
    In addition to the centrality of this ap-
                                                                  spective that it was a simple apparatus to
proach in this flourishing field, there are two
                                                                  protect capitalist interests. In contrast, the
other reasons for examining PRT. The first is
                                                                  state and its policies were understood to be
that it is a research programme that exampli-
                                                                  the crystallisation of the “democratic class
fies how social theory and empirical research
                                                                  struggle” (Korpi, 1983). In other words, the
can go hand in hand, coherently combining
the study of substantive issues with method-                      state was sensitive to the variable distribution
ological rigour. The second is that its focus                     of power between classes, essentially ex-
on the “iceberg of power below the surface                        pressed by the strength of the workers’ move-
[of public policies]” (Korpi, 1998) can be in-                    ment. The political correlate was the empha-
spiring in a time of crisis and great inequality.                 sis on the possibilities for social change
    The aim of this article is to provide a crit-
ical review of PRT and the debates it has in-
                                                                  1 These are not the only critiques directed to PTR. With
spired, as well as to discuss its relevance for                   no attempt to be exhaustive, we can mention studies
future research on the WS and for other re-                       that emphasise, rather than class conflict, support from
lated fields. The article is structured as fol-                   business elites (Swenson, 2002) and the centrality of
                                                                  investment in human capital (Estevez-Abe et al., 2001)
lows. The key ideas behind PRT are present-                       in the development of the welfare state, or the literature
ed in the first section. Then, in the three                       that focuses on partisan competition and growing elec-
sections that follow, we address three cri-                       toral volatility (Anderson and Beramendi, 2012; Haüser-
                                                                  mann et al., 2013). For reasons of space, this article
tiques based, respectively, on its lack of at-                    focuses on these three groups of criticisms (which also
tention to gender inequality, institutional dy-                   constitute quite heterogeneous alternative approaches).

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Inés Campillo and Jorge Sola                                                                                      21

offered by political democracy under capital-               The innovation of PRT consisted not only
ism, illustrated by the advances achieved by            in proposing a new explanation for the devel-
the Scandinavian social democracy, which                opment of the WS, but also in reconceptual-
was ultimately presented as an experience of            ising this very phenomenon; not only offering
a “transition to socialism” (Stephens, 1979).           an alternative explanans, but also revising the
This context is key, but the success of PRT             very explanandum. The explanans was the
was precisely based on preserving its explan-           balance of “class power resources”, con-
atory performance despite expanding the                 ceived as attributes that “provide the capac-
geographical and temporal universe of its ap-           ity to reward or to punish other actors” (Ko-
plication.                                              rpi, 1983: 15). While capitalists, due to their
    On the explanatory level, in contrast to            property and control over capital, have an
the dominant functionalist perspectives, PRT            enormous power in distributive conflicts,
emphasised political factors. The former ex-            workers have only their labour power to ne-
plained the development of the WS by its                gotiate in the labour market. The only way
functional character in industrial societies, or        they have of increasing their power resources
in the reproduction of capitalism: for pluralist        is through collective organisation by means
authors associated with the “logic of indus-            of parties and unions2.
trialism”, the WS was basically a response to               Regarding political parties, the main vari-
“economic growth and its demographic and                ables proposed to operationalise power re-
bureaucratic outcomes” (Wilensky 1975: xiii),           sources were percentage of votes, number of
independently of the political direction of             seats and government posts held by left-
governments; while for those authors linked             wing parties and, above all, years of left-wing
to “structural marxism”, the WS developed to            governments. Comparative historical analy-
ensure the longterm stability and legitimacy            sis also revealed the importance of historical
of capitalism (O’Connor, 1973). Although a              legacies and alliances of working class par-
certain level of socioeconomic development              ties with other social actors. Regarding right-
was a necessary condition for the appear-               wing parties, a distinction was soon estab-
ance of the different WSs, this does not ex-            lished between liberals and Christian
plain the qualitative differences in their sub-         Democrats, for their different contributions to
sequent evolution.                                      the construction of WSs.
    The core of PRT can be summarised as                    Regarding labour unions, the main vari-
follows: the distribution of power resources            ables chosen were their organisational struc-
among class actors is the engine for the de-            ture (degree of unity/fragmentation) and the
velopment of welfare states and explains                level of union membership (Korpi, 1983).
their variations. In particular, the greater the        Strike activity was discarded as an indicator
power resources of the working class are, the           because it declined as the workers move-
more generous and egalitarian is the WS. The            ments, thanks to the increase and institution-
key lies not only in the importance of class            alisation of its power, was capable of shifting
conflict, but also in the recognition that the          and broadening the distributive conflict from
distribution of power among classes varies              the employment sphere to the political arena
from one society to another, in contrast to             (Korpi and Shalev, 1980). This “politicisation”
many pluralist and marxist approaches that              of the distributive conflict benefited workers,
“assume that the distibution of power in                as the political-democratic logic (“one per-
Western societies has been relatively stable
although they disagree on whether this dis-
tribution is relatively equal or grossly un-            2 Capitalists also have power through their capacity for
equal” (Korpi, 1998: vii).                              collective action.

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22                                                                               Power Resources Theory: A Critical Reassesment

son, one vote”) was more favourable to them                       address the degree to which social policies
than the logic of the market, where capital                       counterbalance the distributive logic of the
had the upper hand. As a British Labour slo-                      market and reequilibrate social relations in a
gan said: The rich man has his money, the                         manner favourable to the working class.
poor man has his politics (Hirsh, 1978: 269).                     Esping-Andersen operationalised de-com-
The development of the WS can be seen as                          modification through the generosity of, and
the product of “politics against the market”                      access to, various benefits (illness, unem-
(Esping-Andersen, 1985).                                          ployment and pensions), although the con-
    In this sense, PRT also represented a dual                    cept can be operationalised in other man-
turn with respect to the conceptualisation of                     ners as well.
the explanadum: the development of the WS.                            The second turn in the PRT consisted in
Earlier literature had basically addressed its                    broadening the focus of study to not only the
quantitative dimension, expressed as the                          state, but also welfare regimes: “qualitatively
level of social spending as a percentage of                       different arrangements between state, mar-
the GDP (Wilensky, 1975), a choice fostered                       ket, and the family” in the provision of welfare
by the unavailability of other type of data.                      (Esping-Andersen, 1990: 26). Inspired by the
Supporters of PRT, in contrast, defended a                        work of Titmuss (1981), Esping-Andersen
qualitative perspective: what was important                       constructed his famous typology that distin-
was not how much the WS spent, but rather                         guishes among welfare regimes in function of
how and with what effects, in other words, its                    their degree of de-commodification: in as-
coverage and redistributive impact when it                        cending order, liberal or anglo-saxon re-
comes to achieving greater equality and                           gimes, conservative or corporatist regimes,
guaranteeing “social citizenship” to all the                      and social democratic or Nordic regimes.
population3. As Huber and Stephens state:                         Social policies in each one would be guided
“The struggle over welfare states is a strug-                     by different principles (lack of resources, em-
gle over distribution, and thus the organiza-                     ployment status or citizenship) and would
tional power of those standing to benefit                         have different effects on stratification. This
from redistribtution, the working and lower                       typology, which is broadly accepted today,
middle classes, is crucial” (2001: 17).                           would later be broadened to include other
                                                                  regimes, such as those of the Antipodes or
    In terms of measuring the impact of the
                                                                  southern Europe.
WS, the most successful criterion was that
of “de-commodification”, which refers to the                          Along with the redistributive effects of
degree to which “social rights... permit peo-                     the WS, PRT addresses its political-ideolog-
ple to make their living standards indepen-                       ical impact. On the one hand, de-commod-
                                                                  ification attenuates labour market divisions
dent of pure market forces...[and] strength-
                                                                  and competition between workers, fostering
ens the worker and weakens the absolute
                                                                  their unity and organisation for collective ac-
authority of the employer”4 (Esping-Anders-
                                                                  tion (Esping-Andersen, 1985). On the other
en, 1990: 3-22). The study of WSs should
                                                                  hand, the social policies associated with the
                                                                  ideal of citizenship promote a “moral econ-
                                                                  omy” of egalitarian norms and principles
3 To apply this theoretical approach to empirical

research, Korpi and Esping-Andersen promoted the                  (Svallfors, 2006). In this sense, the medium
Social Citizenship Indicator Program (SCIP), and Lyle             term continuity of left-wing governments
Scruggs, The Comparative Welfare Entitlements Dataset             contributed to changing “the preferences of
(CWED).
                                                                  actors,... the universe of actors (and thereby
4 The term is inspired by the work of Polanyi (1989), and
according to Offe (1996), it occurred to him in a conver-         the distribution of preferences) and/or ... the
sation with Esping-Andersen.                                      expectations of actors” (Huber and Ste-

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Inés Campillo and Jorge Sola                                                                                      23

phens, 2001: 28), shifting the limits of what           bridge for exchange with feminist research-
was perceived as possible and desirable in              ers on the citizenship of women (Sainsbury,
political debate. Once applied, policies cre-           1994). These scholars would reveal the un-
ated an ideological/institutional setting that          derlying gender biases of the key catego-
was more difficult to reverse and that could            ries of PRT (market, state, stratification and
survive very different governments.                     social citizenship), and would offer ap-
     PRT inspired a large number of studies             proaches to rectify them5, with a view to
supporting its main thesis that the distribu-           elaborating a theory on power and inequal-
tion of class power explains the development            ity under welfare regimes that would con-
of the WS. Following in the path of the theo-           sider both men and women (Orloff, 1993;
ry’s founding studies, a focus on more spe-             O’Connor, 1993).
cific social policies emerged, such as on                   First, feminist criticisms were aimed at
pensions (Myles, 1984; Palme, 1990), health             the notion of “welfare regime”. Although this
care (Kangas, 1991) and family support                  concept refers to the interaction among
(Wennemo, 1994), as well as on aspects of               state, market and family in the provision of
the labour market, such as levels of unem-              welfare, empirical attention using PRT had
ployment (Korpi, 1991), quality of work (Gal-           focused on the relationship between the
lie, 2007) and the functional distribution of           first two institutions (expressed, for exam-
income (Kristal, 2010). PRT has become one              ple, in classic income transfer programmes,
of the most influential approaches in examin-           such as pensions, sickness and unemploy-
ing the development of the WS, but it has               ment) and had ignored the family. As a re-
also been the object of much criticism. The             sult, not only was the key role of the family
ambitious book by Huber and Stephens                    (and women) in the provision of care ig-
(2001) —which combines statistical and his-             nored, but gender inequality within the fam-
torical-comparative analyses over a time                ily and the labour market was concealed.
span of half a century— is illustrative in this         For this reason, feminist researchers indi-
sense: its conclusion is that power resources           cated the need to examine how welfare re-
were a decisive factor in the development of            gimes affected not only the position of
the post-war WS, but have ceased to be so               workers in the market, but also that of wom-
in the last three decades; a finding that plac-         en within the family —the degree to which
es the validity of the theory into question,            they impacted the sexual division of labour
something which we will examine later. How-             within and outside the family— with the aim
ever, before doing so, we will look at some of          of better evaluating the kind of “citizenship”
the criticisms that have been raised against it.        promoted by each regime.
                                                            This demanded addressing the familist
                                                        ideology –or “politics of need interpreta-
The feminist critique:                                  tion” (Fraser, 1989)– that each regime put in
women’s power resources                                 place: in other words, addressing the extent
The first group of criticisms came from femi-           to which the male breadwinner family mod-
nism, which accused PRT of ignoring gen-                el was maintained, and welfare related
der and being based on allegedly neutral                rights that were different for men and wom-
categories (worker, citizenship and family)
that, in reality, were based on masculine ex-
perience and rooted in the sexual division              5 Other researchers would follow a different path and
                                                        would formulate approaches independent from PRT that
of labour. However, the centrality that PRT             primarily focused on gender inequalities (Lewis, 1992;
gives to power and stratification provided a            Sainsbury, 1994).

                                Reis. Rev.Esp.Investig.Sociol. ISSN-L: 0210-5233. Nº 170, April - June 2020, pp. 19-34
24                                                                               Power Resources Theory: A Critical Reassesment

en (Lewis, 1992; Sainsbury, 1994). It also                        employers, but also regarding the family and
required broadening the concept of social                         spouse or partner (O’Connor, 1993).
stratification underlying PRT to incorporate                          In addition, feminist reworking of PRT was
gender inequality. The analysis of the strat-                     also aimed at the explanans: to understand
ifying effects of each regime should not be                       the character of the different welfare regimes,
restricted to market dynamics and class                           the power resources of women had to be
divisions, but should also address family                         added to those of class. Class organisations
dynamics and gender divisions, as well as
                                                                  were not the only relevant ones for achieving
the interaction between these factors. The
                                                                  a WS favourable to women (Hernes, 1987); on
WS could attenuate gender inequality, but
                                                                  the contrary, it was necessary to examine the
it could also reproduce it: this was the case,
                                                                  “power from below” (Siim, 1988) of other or-
for example, among corporatist regimes. By
                                                                  ganisations, such as feminist movements and
linking social rights to employment status,
                                                                  lobbies. These power resources of women
much more precarious for women (who are
                                                                  were deployed in the discursive sphere and in
more likely to be unemployed, have tempo-
                                                                  political mobilisation through alliances be-
rary jobs or work part-time), many women
were prevented from accessing welfare pro-                        tween the feminist movement and left-wing
grammes, reinforcing their economic depen-                        parties (Orloff, 1993). In fact, various empirical
dency and weakening their citizenship.                            studies have shown that the level of protec-
                                                                  tion for women workers and single mothers
    The feminist critique was also aimed at
                                                                  (Hobson and Lindholm, 1997), and the level of
the idea of de-commodification as the foun-
                                                                  monetary assistance to families (Wennemo,
dation for social citizenship. This notion as-
                                                                  1992) and childcare services (Gustafsson,
sumes a prior “commodification”: in other
                                                                  1994; Mahon, 2006; Naumann, 2012) depend
words, a life experience that was specific to
men, based on full-time labour market par-                        largely on the strength and strategy of the
ticipation during the majority of adult life,                     feminist movement in alliance with left-wing
and which represented the path to access-                         parties6.
ing many social rights. But this was not the                          These feminist critiques were to a great
experience of the majority of women, who                          extent accepted by defenders of PRT. The
lived (and, in part, continue living, although                    case of Esping-Andersen (2000) stands out,
intermittently) outside of the labour market.                     as he was the target of the majority of femi-
In fact, the commodification of women                             nist criticisms7: in addition to emphasising
could have an emancipatory aspect when                            the importance of the family economy, he
we consider their subordination in the home.                      addressed a common error committed at
Given that de-commodification did not cap-                        present consisting in designing public poli-
ture the complexity of women’s social citi-                       cies for a traditional family model that is in
zenship, some authors proposed comple-                            decline. Likewise, he introduced, along with
menting it with two new dimensions that                           the proposals mentioned, a complementary
would capture the degree to which welfare                         criterion for analysing welfare regimes: “de-
regimes fostered women’s access to paid
work, and the degree to which they fostered
the capacity of those who provide care (in                        6 The majority of these studies have focused on the
their majority, women) to form autonomous                         post-war period up until the 1990s, largely ignoring the
households (Orloff, 1993). These three di-                        following period, probably because of the subsequent
                                                                  predominance of institutionalism.
mensions would capture the degree to
                                                                  7 Ironically, this focus on gender and the family would
which each regime fostered personal au-                           be accommpanied by his gradual distancing from
tonomy, not only regarding the market or                          PRT.

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Inés Campillo and Jorge Sola                                                                                           25

familiarisation”8, which referred to “policies               personal autonomy welfare regimes will pro-
that lessen individuals’ reliance on the fam-                vide them (and vice versa).
ily; that maximize individuals’ command of
economic resources independently of famil-
ial or conjugal reciprocities” (2000: 66). Anal-             Institutionalist critique:
ysis of public spending on services for fami-                historical inertias
lies, or the coverage of public services for
                                                             PRT’s hegemony was undermined in the
childcare and homecare for the elderly,
                                                             1990s by institutionalism. This label groups
showed that social democratic welfare re-
gimes stood out in comparison to liberal and                 together different approaches that share a
corporatist regimes, which were much less                    common assumption: state institutions mat-
de-familiarised (although in the liberal re-                 ter9. According to Theda Skocpol, the main
gimes these services fall more on the market,                exponent of the theoretical task of “bringing
and in corporatist regimes, on the family).                  the state back in” (Evans et al., 1986), PRT
                                                             conceived politics as “socially deterministic”
    Korpi (2000) also did not shy away from
                                                             and “that governmental activities express so-
criticisms and has since concentrated on
                                                             cial conditions and straightforwardly respond
stratification, studying how different WSs
                                                             to social demands” (Skocpol, 1995: 40).
foster class as well as gender equality or
                                                             Against this determinism, she proposes "a
inequality, understood not only in material
                                                             polity-centered analysis", the central argu-
terms but also in terms of agency. Thus,
                                                             ment being that historically constituted gov-
through the analysis of different policies (so-
                                                             ernment institutions, established public poli-
cial security programmes, fiscal policies and
                                                             cies, state-bureaucratic personnel and the
social services), he distinguishes three wel-
                                                             political-electoral system are not a mere set-
fare state models based on the family model
                                                             ting of conflict or an instrument in the hands
they support: traditional, dual earner/care-
                                                             of opposing social groups, but constitute
giver family, and market oriented family. Hu-
                                                             forces that are relatively independent from
ber and Stephens (2000), for their part, em-
                                                             class conflict.
phasised the importance of public services
(with quality employment) to activate a virtu-                   Although this basic idea has been devel-
ous circle that facilitates women’s access to                oped in different lines of analysis10, the dom-
employment and increases their political                     inant theoretical perspective until very re-
power; labour market participation, women’s                  cently has been the so-called "new politics"
organisations and their influence on political               of the WS (Ferrera and Hemerijck, 2003; Pier-
parties become, in turn, key factors in the                  son, 2001, 1996; Bonoli, 2006; Green-Peder-
development of the WS.                                       sen and Haverland, 2002). According to this
                                                             approach, PRT and its assumptions based
    In short, PRT has undergone an (unfin-
                                                             on “old politics” are valid for accounting for
ished (Orloff, 2009)) "gendering" process that
has broadened its thematic interests and
lines of research. The basic proposition that
                                                             9  New institutionalism is somewhat broader: of the three
is at the core of the feminist reformulation of
                                                             types (historical, rational choice and sociological institu-
this research programme is: the greater the                  tionalism) that Hall and Taylor (1996) distinguish, we are
power resources of women, the greater the                    basically referring to the first. However, we do not analy-
                                                             se certain classic studies, such as Rothstein (1998),
                                                             which can also be categorised as “institutionalist”.
                                                             10 Analyses have focused, on the one hand, on political
8 A term taken from Lister (1994) and Saraceno (1997),       institutions, which establish the rules of the game; on
which has, according to Orloff (2009), lost some of its      the other, on institutions of the WS, which assure the
critical edge.                                               provison of welfare (Starke, 2008).

                                     Reis. Rev.Esp.Investig.Sociol. ISSN-L: 0210-5233. Nº 170, April - June 2020, pp. 19-34
26                                                                               Power Resources Theory: A Critical Reassesment

the post-war expansion of the WS, but not                         is reinforced by the existence of political-con-
for explaining the changing dynamics of the                       stitutional “veto points” (Immergut, 1990). For
post-industrial WS. The key to this obsoles-                      this reason, institutionalists have emphasised
cence would be the influence that pre-exist-                      the continuity of the WS and discarded the
ing institutional arrangements have on politi-                    possibility of major changes, although they
cal conflict and the continuity of welfare                        recognise that a process of restructuring of
programmes: in other words, the policy feed-                      the WS is underway —in three directions: re-
back effects that already consolidated WS                         commodification, cost containment and “re-
activate.                                                         calibration”— to adapt them to the new con-
     This argument has developed in two ba-                       text of “permanent austerity” (Pierson, 2001).
sic directions. First, the very institutional con-                    In reality, the classic formulation of PRT
solidation and would have legitimacy of the                       did not ignore the importance of institutional
post-war welfare states would have pro-                           legacies, and its defenders have been recep-
foundly altered political dynamics. While the                     tive to institutionalist contributions11. Their
key conflicts of the “old politics” mainly re-                    response has introduced three important nu-
volved around the expansion of rights and                         ances, regarding the explanandum (the evo-
the increase of social spending, the new                          lution of the WS), the degree to which institu-
politics has to confront a context of “perma-                     tions are determining factors and the way in
nent austerity” and grapple with cutbacks in                      which power is integrated into their study.
welfare programmes. In addition, while the
                                                                      First, the predominant image of the rela-
old politics was dominated by the class con-
                                                                  tive stability of the WS tends to fall into the
flict between a “pro-welfarist” left and an
                                                                  old error of taking the level of social spending
“anti-welfarist” right, the consolidation of
                                                                  as a percentage of GDP as the dependent
welfare programmes would have forged new
coalitions of beneficiaries in their support,                     variable (Korpi and Palme, 2003). To this
which would go beyond traditional class or-                       foundational criticism by PRT, must be added
ganisations. As a result, defense of the WS                       that although this indicator has barely altered
would no longer be only led by left-wing par-                     in recent decades, the social reality upon
ties and labour unions, but would also in-                        which WS policies act has indeed changed:
clude new actors, born under the shelter of                       since the 1980s, the spectacular increase in
consolidated programmes —both beneficia-                          unemployment, changes in the family model
ries and public employees— and voters of all                      and the ageing of the population mean that
stripes. Given the great popularity of the WS,                    the same level of spending cannot satisfy so-
all political parties have electoral incentives                   cial needs in the same way, nor can it main-
to introduce partial reforms instead of at-                       tain prior levels of equality; as a result, the
tempts to dismantle it, in such a way that                        well-being achieved with this level of spend-
political dynamics are more consensual and                        ing is notably less (see Clayton and Pontus-
gradual than in the past.                                         son, 1998). Secondly, Huber and Stephens
    Secondly, there has been an insistence on                     (2001) have explicitly incorporated a weak
the importance of institutional inertias, par-                    version of institutional inertias and legacies,
ticularly in terms of dependence on historical                    broadening the focus by taking into account
trajectories (path dependence). The basic ar-                     four causal mechanisms that favour continu-
gument is that, once created, WS programmes
become a central part of the institutions and
                                                                  11 Some, such as Esping-Andersen, even accept the
logics of the state, they become the status
                                                                  idea that “[E]xisting welfare states tend to be captive in
quo, which renders them more difficult to be                      their own institutional logic” (2000: 12) and have to a
reversed than to be preserved. This dynamic                       certain extent abandoned PRT.

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Inés Campillo and Jorge Sola                                                                                       27

ity: the ratchet effect, structural limitation,          1980; Offe, 1974; Therborn, 1978) suggested
regime legacies and ideological hegemony;                diverse explanatory mechanisms —from re-
but they reject a strong version according to            cruitment of and social interaccions among
which key milestones in the development of               state civil servants to the inertia of adminis-
a WS determine its future trajectory. Third,             trative logics— that questioned the optimism
this catalogue of causal mechanisms point to             of PRT. However, these issues were forgotten
a factor that Korpi (2001, 1989) has theorised           with the academic decline of marxism and
more systematically: institutions are not set-           PRT did not established a dialogue with
tings or instruments independent of power                them. A possible development in this direc-
conflicts between social groups, rather, they            tion could have analysed the historical-geo-
are the result of past conflicts and contribute          graphic variability of these class biases and
to structuring future conflicts, so that they are        the interaction between state constraints and
intersected by the divisions of power privi-             class actors (in other words, up to what point
leged by PRT. The productive dialogue                    parties and labour unions could reduce them
opened up between both approaches can                    or see themselves trapped by them), which
also be enriched by the critique from a third            would also link up well with institutionalist
approach: marxism.                                       debates.
                                                             The second path of marxist criticism
                                                         looks at the “structural dependency” of the
The marxist critique:                                    state in its relationship to capital: indepen-
structural limits                                        dent of what political force is in government
                                                         and what the dominant class does, state ad-
The third group of critiques accuses PRT of              ministrators (politicians and civil servants)
magnifying the explanatory power of demo-                are structurally interested in maintaining a
cratic politics and minimising structural limi-          good “business climate” that favours busi-
tations. If PRT emerged in response to func-             ness investment and achieves economic
tional-structuralist perspectives on the WS, it          growth, wich ultimately ensures the econom-
runs the risk of making the opposite error,              ic viability and political legitimacy of the state
that of ignoring the structural limits that              (Block, 1977). As a result, state policies move
constrain its development. First, PRT should             within certain limits that foster investment; if
take into account that in a market economy               not, they run the risk of capital flight and con-
“control over the choices of economic poli-              sequent crisis. Of course, within these limits
cies... does not ensure control over economic            there are margins for variation, essentially
outcomes” (Scharpf, 1991: 361), which de-                determined by the pressure of class conflict.
pend in great measure on economic dynam-                 That is, the state must weight three conflict-
ics. However, the critique ultimately rests on           ing demands: promoting investment, pursu-
two more sophisiticated arguments, that the              ing its own interests and satisfying social
state is subject to class biases and that it has         demands. All these contributions pointed, in
a structural dependency on capital.                      one way or another, to the frictions that can
     Regarding the first, various marxist au-            be observed between the development of
thors have argued that the state must not be             the WS and the pressures of capitalism, so
conceived as a neutral setting in class con-             well summed up by Offe: “while capitalism
flict, as it possesses specific structural char-         cannot coexist with, neither can it coexist
acteristics that systematically favour the re-           without, the welfare state” (1984: 153).
production of capitalism (Poulantzas, 1982).                PRT has been more receptive to the sec-
Despite the functional touch of this idea, the           ond criticism. Huber and Stephens admit
debate that took place in the 1970s (Miliband,           that “capitalist interests have a systematic

                                 Reis. Rev.Esp.Investig.Sociol. ISSN-L: 0210-5233. Nº 170, April - June 2020, pp. 19-34
28                                                                               Power Resources Theory: A Critical Reassesment

advantage... aggravated by globalization”                         duced until almost disappearing in terms of
(2001: 13). However, state dependency on                          being able to account for the evolution of the
capital can be more pressing in regard to cer-                    WS since the 1980s. Huber and Stephens
tain policies (fiscal pressures) than others                      themselves, seem to accept this conclusion,
(social policy), and ultimately, it is a question                 which to a great extent predominates in re-
of degree, the study of which faces a meth-                       cent literature. Among the theory’s initial pro-
odological obstacle: it is difficult to establish                 ponents, only Korpi has remained firm in his
where the structural limits are situated and to                   defense.
know if a policy conflicts with them. Offe                            Should we reject PRT for this reason (or
(1974) argued that these limits can only be                       confine it to explaining the past)? In our opin-
discovered empirically when social conflict                       ion, doing so would be hasty and harmful. To
openly challenges them, but even then they                        explain why, it may be useful to refer to the
may not necessarily be clear (see, for exam-                      ideas of Lakatos (1978) on the advance of
ple, the causes for the defeat of the Meidner                     scientific knowledge. According to this Hun-
plan in Sweden in Pontusson, 1992).                               garian philosopher, science does not work by
    In any case, that structural limits (or pres-                 dismissing a theory as soon as evidence
sures) exist does not eliminate policy varia-                     contrary to it appears, but rather by trying to
tions, as shown by the case of globalisation.                     accomodate emerging anomalies within a
As Clayton and Pontusson indicate, “the                           broader programme of research. A research
question of whether capital mobility exerts                       programme consists of a theoretical “core”
downward pressure on welfare states should                        and a “protective belt” of “auxiliary hypoth-
not be conflated with the question of wheth-                      eses” that surround it. When anomalies ap-
er capital mobility produces convergence                          pear that do not fit within it, there is scope for
among welfare states” (1998: 71). In other                        modifying certain parts of this belt with the
words: “the absence of convergence does                           aim of preserving the theoretical core. The
not demonstrate an absence of effect [of glo-                     success of a research programme depends
balisation]” (Schwartz, 2001: 23). Thus, to                       on its reconstruction being “progressive” and
                                                                  offering a “positive heuretics”: in others
sum up, although structural limits are impor-
                                                                  words, on its being capable of explaining
tant in the development of the WS, they do
                                                                  new phenomena, rather than avoiding con-
not completely eliminate the variability PRT
                                                                  trary evidence with patches that lead to a
seeks to explain; however, its research pro-
                                                                  dead end.
gramme would suffer if it lost sight of them,
above all in the current context of crisis (see,                       PRT can be understood as a research
for example, Streeck, 2014).                                      programme: it contains a theoretical core
                                                                  (that the development of the WS is explained
                                                                  by the political articulation of class and gen-
A progressive reconstruction                                      der divisions) and a protective belt of auxil-
of prt?                                                           iary theories that specify, among other things,
                                                                  how this political articulation is produced (for
Although the theoretical developments of                          example, partially shifting distributive con-
PRT have widened the phenomena that it                            flict, through labour unions and parties, from
can explain (variations in WSs in terms of                        the market to the political arena of the nation-
gender) and the complexity of its explana-                        state). To discard PRT based on the valid
tions (integrating institutional and structural                   criticisms made of the theory would be hasty
factors), this has not always been accompa-                       and harmful because we do not have a better
nied by empirical results: for many authors,                      research programme available to account for
its explanatory performance has been re-                          the development and crisis of the WS. The

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Inés Campillo and Jorge Sola                                                                                      29

majority of institutionalist alternatives seem          resulting from strategies and conflicts that
to be partial or ad hoc explanations, that ac-          structure the “democratic class struggle” in
curately identify certain relevant factors but          an unequal manner in terms of the interests
are not capable of integrating them in a co-            of different social groups (Gowan, 2000; Ab-
herent research programme. PRT, in con-                 delal, 2007). That is, PRT should include in its
trast, possesses a healthy theoretical ambi-            research programme the systematic study of
tion: it is based on the “iceberg of power”             these processes and their effects: to analyse
that describes the social structure and con-            in what way power resources have been mo-
nects with other research traditions (marxist,          bilised on a supranational level and the re-
feminist and weberian) and key substantive              sults this has produced. In a certain way,
problems (the relationships between power,              these two processes raise doubts about the
class/gender and politics) in social sciences.          above-mentioned achievement of a shift of
    This theoretical ambition has been used             the distributive conflict from the market to
                                                        the political sphere (the nation-state), and
empirically in a fruitful way: TRP stands out
                                                        distributive conflict from the market to the
for its methodological effort to specify and
                                                        political sphere (the nation-state), and repre-
empirically test its hypotheses; which it does
                                                        sent the opposite process: a return to the
by means of historical-comparative study
                                                        market. Globalisation has facilitated capital
and statistical analysis. As we have shown,
                                                        mobility and, therefore, has increased the
the dialogue it has established with its critics
                                                        “structural dependency” of a increasingly
has been helpful: PRT has been reformulated
                                                        disarmed nation-state. The result is the fa-
to address gender, has incorporated a “verti-
                                                        mous trilemma of Rodrick (2011) between
cal” perspective on institutions and has inte-
                                                        national sovereignty, globalisation and de-
grated a focus on structural limits. But the
                                                        mocracy (and the essential impossibility of
acknowledgment by some of its adherents
                                                        reconciling the latter two). Financialisation
that it is incapable of explaining the evolution
                                                        has not only increased the weight of finance
of the WS since the 1980s demands a deep
                                                        in the economy, but has shifted distributive
rethinking. How can a “progressive recon-
                                                        conflict to a particularly opaque sphere that
struction” of PRT be carried out?
                                                        is resistant to the collective action of popular
    In our opinion, this reconstruction could           classes. Along with these two processes, we
be developed in two directions —upward                  must also point out the impact of the con-
and downward— that, conserving the core                 struction of the European Union, whose evo-
of PRT, modify some of its auxiliary hypoth-            lution in recent decades reflects the hayekian
eses. The underlying idea is that power (im)            ideal of a market protected from democratic
balances based on class and gender divi-                would pressures coming from the nation-
sions continue being central in explaining              state (Streeck, 2014). Much of the literature
social and employment policies, but their               on the WS has assumed “permanent auster-
political articulation has undergone enormous           ity” as the background in which public poli-
changes in terms of the spheres in which                cies move. PRT provides a key for opening
distributive conflict takes place and the or-           the “black box” of these three phenomena
ganisational weapons available to the popu-             (as expressions of balances of power) and
lar classes.                                            connecting them with the evolution of wel-
   First, PRT should look “upward”: pro-                fare and employment regimes.
cesses of financialisation and globalisation                Secondly, PRT must look “below”: the
should not be understood as simple exoge-               evolution of political parties (in particular,
neous factors that reduce the margin of ma-             social democratic parties) raises the ques-
neuvre of political actors, but as processes            tion of whether they continue to be power

                                Reis. Rev.Esp.Investig.Sociol. ISSN-L: 0210-5233. Nº 170, April - June 2020, pp. 19-34
30                                                                               Power Resources Theory: A Critical Reassesment

resources in the hands of the working class.                      es based on class (and gender) continue be-
The rise of the “cartel party” model (Katz                        ing central, but that their articulation differs
and Mair, 1995) implies a convergence of                          substantially from that which existed in the so-
these organisations, as a result of their col-                    called “golden age of capitalism”. This does
lusion with the state and in detriment to the                     not mean that the importance of class has
connections that anchored them to society                         disappeared13, but rather the opposite: the
(Mair, 2013). The weakening of the organic                        organisational dearticulation of popular class-
ties between party and society is particu-                        es and the supranational rearticulation of
larly important in the case of “class parties”:                   capitalist classes become key factors in ex-
along with the shift of their electoral support                   plaining the recent evolution of the WS.
toward the middle class (Gingrich and
Häusermann, 2015), a decline in their mili-
tant base, a change in the social composi-                        Conclusions
tion of their cadres and leaders, and their
distancing from trade unions (Moschonas,                          This article offers a critical review of PRT af-
2002) seem to have contributed to cutting                         ter presenting its research programme and
those ties, with the consequent effects on                        reviewing three specific critiques (feminist,
the policies that they defend and apply.                          institutionalist and marxist), we have sug-
Despite some supporters of PRT having                             gested a dual path for a future progressive
emphasised that “there need to be organi-                         reconstruction of this research programme
zations that articulate class interests... [and]                  based on the reformulation of power resourc-
political parties perform [that] crucial medi-                    es in two directions: supranational rearticula-
ating role” (Huber and Stephens, 2001: 17-18),                    tion (processes of globalisation and finan-
there is a gap in the study of these organisa-                    cialisation) and organisational dearticulation
tions in PRT —which seems to take the                             of class conflict (the mutation of political par-
class-party link for granted. However, PRT                        ties). This proposal is aimed at conserving
offers tools for opening this “black box” and                     the heuristic capacity of PRT in accounting
studying in what way and to what extent                           for the recent evolution of welfare and em-
left-wing parties continue to represent the                       ployment regimes, and seems promising in
interests of the working class12, in connec-                      two ways.
tion with recent debates over the WS, the                             In regard to the general study of the WS,
decline in class voting in partisan politics                      it continues to offer a good theoretical start-
(Häusermann et al., 2013) and social duali-                       ing-point and permits researchers to avoid
sation.                                                           the danger of “abstract empiricism” (that is,
   The systematic consideration of these                          the analysis of data and descriptions of phe-
upward and downward processes seems a                             nomena without a theoretical framework that
promising route for taking advantage of the                       gives them meaning and value). In fact, refor-
core of PRT with a view toward explaining                         mulated as we suggest, PRT seems more
the current transformations of the WS, and,                       capable than rival theories of accounting for
in general, of welfare and employment re-                         the evolution of the WS during the so-called
gimes. The key idea is that power (im)balanc-                     Great Recession, renewing attention on the
                                                                  relationships between power, class and poli-

12 Based on what we have previously discussed, stud-
ying this “black box” must also include consideration of          13 “Just as the absence of strong and vocal feminist
gender, and could benefit from the path opened up by              movements in countries such as Saudi Arabia need not
feminist scholars in analysing the influence of women in          imply that in this country gender is irrelevant” (Korpi and
political organisations (see, for example, Morgan, 2013).         Palme, 2003: 440).

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Inés Campillo and Jorge Sola                                                                                          31

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