RO Model - Process and Procedure - Anne Hubbard, ASTRO Director of Health Policy 703-839-7394

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RO Model - Process and Procedure - Anne Hubbard, ASTRO Director of Health Policy 703-839-7394
RO Model – Process
and Procedure
Anne Hubbard, ASTRO Director of Health
Policy
Anne.Hubbard@ASTRO.org
703-839-7394
RO Model - Process and Procedure - Anne Hubbard, ASTRO Director of Health Policy 703-839-7394
Agenda

• RO Model Participation Requirements &
  Exemptions
•   Model Episode Construct
•   Billing & Coding
•   Reconciliation and True Up
•   ASTRO Concerns
RO Model - Process and Procedure - Anne Hubbard, ASTRO Director of Health Policy 703-839-7394
Mandatory
participation
• 30% of all RO episodes in eligible
  geographic areas will be included
  in the model.
• $230 million in savings over 5
  years (2021-2025)
• Exemption for practices with
  fewer than 20 Medicare FFS
  episodes in prior year
• 500 group practices
• 450 hospital outpatient
  departments
• 20% of participants are in rural zip
  codes
RO Model - Process and Procedure - Anne Hubbard, ASTRO Director of Health Policy 703-839-7394
• Check RO Model Zip Code List:
                https://innovation.cms.gov/innovation-
                models/radiation-oncology-model
                • RO Model ID
                   • CMS Help Desk – 1-844-711-2664, option 5
How do I           • Provide your TIN or CCN number and name of
                     primary contact
know if I’m a   • ROAP – Radiation Oncology Administrative
                  Portal (coming soon)
RO Model           • Data including case mix and historical experience
Participant?       • Performance reports
                   • Data Request Forms – claims, episode and
                     participant
                   • Attestation of CHERT and PSO
                • Radiation Oncology Connect (coming soon)
                   • Document sharing and other resources.
Exemptions
• Low-Volume Opt-Out
    • 20 or fewer RT episodes across all CBSAs selected for participation
      in the most recent year with available claims data
    • CMS will notify practices that qualify for the opt-out 30-days prior
      to the beginning of the performance year
    • Practices that wish to opt-out must attest to their intention to opt-
      out
• Centers in MD, VT, US Territories, ASCs, CAHS, PPS-Exempt Cancer
  Hospitals and Penn Rural Health Model Participants are exempt
RO Participants

  • Professional Participant = PGPs, identified by a single TIN, that
    deliver only the professional component of radiation therapy
    services at either a freestanding or Hospital Outpatient Department
    (HOPD)
  • Technical Participant = HOPDs or freestanding center, identified by a
    single CCN or TIN, which delivers only the technical component of
    radiation therapy services.
  • Dual Participant = A RO participant, identified by a single TIN, that
    delivers both the professional and technical radiation therapy
    services through a freestanding radiation therapy center.
• Any Medicare FFS beneficiary receiving
                  radiation therapy for at least one identified
                  cancer type.
                • Medicare FFS beneficiaries participating in
                  clinical trials for radiation therapy services,
                  excluding PBT trials
Medicare FFS    • RO Participants must notify Medicare
                  beneficiaries that they are participating in the
Beneficiaries     RO Model by providing a written notice.
                    • Beneficiaries have the right to refuse
                      sharing clinical data. In those cases the
                      participant must notify CMS.
                • Medicare FFS beneficiaries are responsible for
                  20% of the cost of care
• Anal Cancer            • Lymphoma
         • Bladder Cancer         • Pancreatic Cancer
         • Bone Metastases        • Prostate Cancer
         •   Brain Metastases     • Upper GI Cancer

Cancer   •
         •
             Breast Cancer
             Cervical Cancer
                                  • Uterine Cancer

 Types   •
         •
             CNS Tumors
             Colorectal Cancer
         •   Head and Neck Cancer
         •   Liver Cancer
         •   Lung Cancer
RO Model Services
   Include Treatment
Planning through the
Delivery of Treatment
Included Services & Modalities

           Services                          Modalities
• Treatment planning                • 3-D Conformal Radiotherapy
• Dose planning                     • IMRT
• Radiation physics and dosimetry   • SRS
• Treatment devices                 • SBRT
• Special services                  • PBT
• Treatment delivery                • IGRT
• Treatment management              • Brachytherapy
Episode Length and Trigger
                                        90-Day Episode of Care
                                                                                     28 Day Clean
                                                                                     Period

Episode begins         Payment Trigger Criteria: 1) Initial Treatment Planning
when Treatment         Service (77261-263) delivered by a Professional Participant
Planning (77261-       or a Dual Participant and 2) at least one radiation
77263) is initiated.   treatment delivery service delivered by a Technical
                       Participant or a Dual Participant within 28 days
1. National Base Rates
              2. Application of a Trend Factor
              3. Geographic Adjustment
              4. Case Mix, Historical Experience & Blend
Payment       5. Discount Factor
              6. Withholds for Incorrect Payments and
Methodology      Quality Measures Performance
              7. Co-Insurance
              8. Sequestration

              How and when will I know
              what my PC and TC Rates are?
1. National Base Rates
               2. Application of a Trend Factor
               3. Geographic Adjustment
               4. Case Mix, Historical Experience & Blend
Payment        5. Discount Factor
               6. Withholds for Incorrect Payments and
Methodology       Quality Measures Performance
               7. Co-Insurance
               8. Sequestration
              Dec. 2020 for Case Mix, Historical
              Experience Adjustment, and Trend
              Factor
• RO Model specific Cancer Type HCPCS

 Billing     Code
           • Start of Episode – SOE – V1 modifier

    and    • End of Episode – EOE – V2 modifier
           • Practices must still submit encounter
             claims data for all radiation therapy
Coding       services included on the RO Model HCPCS
             list
           • More to come in RO Model Billing Guide
Claims Processing – Professional and Dual
Participants

• Start of Episode (SOE)
    • Professional participants and Dual participants bill a new RO Model HCPCS
        code and a V1 modifier that indicate treatment planning has taken place.
    • The first half of the episode payment for the PC services is made through the
        PFS.
• End of Episode (EOE)
    • Professional participants and Dual participants bill the same RO Model HCPCS
      code with a V2 modifier.
    • The EOE claim may be submitted as early as day 28 of the 90-day episode.
    • Any RT services delivered after the EOE is submitted during the 90-day period
      will not be paid.
    • Any RT services delivered after the 90-day episode, during the 28-day clean
      period will be paid FFS.
Claims Processing – Technical and Dual Participants

• Start of Episode (SOE)
    • Technical and Dual participants that provide the technical
       component of an episode will bill a new RO Model HCPCS code
       with a V1 modifier for the first half of the episode payment.
    • The Professional participant will provide the Technical participant
       with a signed and dated prescription and the final treatment plan,
       indicating that the PC component of the episode has been
       initiated. The TC of the episode begins on or after the date that
       the PC component is initiated.
    • The submission and payment of TC claims is not dependent on the
       submission of PC claims.
    • The first half of the payment will be paid to HOPDs via the OPPS or
       Freestanding Centers via the PFS
Claims Processing – Technical and Dual Participants

• End of Episode (EOE)
    • Technical and Dual participants that provide the technical
      component of an episode will bill the same RO Model
      HCPCS code with a V2 modifier for the second half of the
      episode payment.
    • The EOE claim may be submitted by the Technical
      participant or Dual participant as early as day 28 of the 90-
      day episode.
    • Any RT services delivered after the EOE claim is submitted
      during the 90-day period will not be paid.
    • If the patient requires additional RT services after the 90-
      day period, during the 28-day clean period, will be paid FFS.
What if the Episode includes a Secondary
Diagnosis?

• If the episode includes services for multiple cancer types those services
  and costs are included in the episode payment rate.
• If two or more claim lines fall within brain mets or bone mets or
  secondary malignancies the episode is set to the cancer type with the
  highest claim count.
• If there are fewer than two claim lines for brain mets, bone mets or
  secondary malignancies, the episode is assigned to the cancer type with
  the highest claim count among all other cancer types.
How will services provided by multiple
physicians at multiple sites be addressed?

• Duplicate Services
   • The PC component of RO Services are provided by more than one
     Professional participant or Dual participant
   • TC component of RO Services is provided by more than one Technical or
     Dual Participant.
   • Examples:
        • EBRT and Brachytherapy
        • Cervical cancer episode initiated by Dual Participant in community
          clinic referred to physician at hospital for brachytherapy
        • Prostate cancer episode initiated by Professional Participant for brachy
          in hospital, referred to community clinic for EBRT
Cervical Episode

Cervical cancer episode initiated by Dual Participant in community clinic
referred to physician at hospital for brachytherapy
    • Dual participant initiates the episode at the community clinic with
      the combination treatment planning and EBRT delivery codes.
    • The referral to the physician at the hospital for brachytherapy. The
      hospital services will bill a modifier or condition code to indicate
      that those services should be paid FFS.
    • During the Incorrect Payment reconciliation period the FFS amounts
      paid for the hospital-based brachytherapy services (both the PC and
      the TC portion) will be taken from the 1% Incorrect Withhold
      amount. CMS will not deduct more than the value of the episode.
Prostate Episode

• Prostate cancer episode initiated by Professional participant for brachy in hospital,
  referred to community clinic for EBRT
    • The Professional participant and Technical participant trigger the episode with the
       combination planning and treatment delivery codes associated with the delivery
       of brachy therapy with the issuance of a SOE claim. They also submit an EOE
       claim.
    • The community-based clinic provides the EBRT uses a designated modifier or
       condition code that indicated they should be paid FFS.
    • During the Incorrect Payment reconciliation period the FFS amounts paid for the
       EBRT services delivered by the community-based clinic will be taken from the 1%
       incorrect withhold for the Professional participant and Technical participant. CMS
       will not deduct more than the value of the episode.
What about referrals to PPS Exempt facilities?

• PPS Exempt Cancer Hospitals are exempt from participating in the RO
  Model.
   • Services referred to a PPS Exempt facility will be paid FFS
   • FFS payments made to PPS Exempt facilities will not be deducted
     from RO Model participants during the Incorrect Payment
     reconciliation period.
Reconciliation and True Up Process
              PY 2021

   Quality
              Reconciliation     True-Up
 Measures
                 Begins
  Reported                     August 2023
                8/1/2022
 3/31/2022
Stop Loss Policy
RO participants with fewer than 60 episodes in the baseline period
(2016-2018) do not have sufficient historical volume to calculate a
reliable adjustment to their payment rates.
- CMS applies a stop loss policy to prevent these practice from
  significant payment shifts.
- CMS will use no-pay claims data to determine what these RO
  Participants would have been paid under FFS as compared to
  payments under the RO Model.
- CMS will pay these participants retrospectively for losses in excess of
  20% of what they would have been paid under FFS. These payments
  are determined during reconciliation.
Timely Error Notice and Reconsideration

• Limited to reconciliation process not the RO Model payment
  methodology or AQS methodology
• Timely error notice must be submitted 45 days from
  reconciliation report
    • CMS has 30 days to respond
• Reconsideration Review must be submitted 10 days of Timely
  Error response
    • Official response issued 60 days post Reconsideration
      Review submission
• CMS is designated the RO Model as an Advanced
Advanced     APM and MIPS APM
           • The Agency limits the 5% bonus to the PC

 APM and     component only.
           • Practices must meet Qualified Advanced APM
             Thresholds to achieve Advanced APM QP status

    MIPS       • 50% of Medicare Part B payments
                  generated through participation in an
                  Advanced APM, OR

    APM        • 35% of Medicare patients received care
                  through an Advanced APM
• Implementation Date Set for
  January 1, 2021
• Mandatory for 30% of
  Episodes (950 practices)
• Discount Factors set at
  3.75% for PC and 4.75% for
  TC
• Medicare FFS payment cuts
    • 6% for PGPS
    • 4.7% for HOPDs
Our volume is still down from COVID,        The combination of dramatic cuts in
                 both for the current time as well as for    payments and the increased
                 the entire year. Revenues are way off…      requirements of documentation and
                 Our centers were already talking about      data entry for this mandatory
                 laying off or reducing staff. Jan 1 start   program will break us. My staff and I
                 date is awfully ambitious considering       are stretched to the limit. This has
                 the amount of training and                  been the worst year of my
                 documentation that we need to               professional life. That the agency
                 implement to meet the programs              would spring this on frontline
                 requirements.                               providers during a pandemic is just

Stories from       --Massachusetts Radiation Oncologist

                 The proposed model is extremely
                                                             cruel. Practices will close. Patients
                                                             will be harmed.
                                                                     --Virginia Radiation Oncologist

the front line   complex and confusing. The amount of
                 time and training to ensure that we
                 have revenue personnel who are              Our volume is down 35% year over
                                                             last and our supply expenses are up
                 trained to accurately comply with all of
                 these proposed changes will be              14% thanks to COVID-19.
                 extraordinary. The very burdensome          Consequently, this seems like the
                 requirements of the APM, coupled with       worst possible time to implement
                 the likelihood of having to operate a       such a radical change. With the
                 simultaneous and parallel FFS               challenges private practice’s are
                 operation with private payors, means        already facing this could be disastrous
                 that we will likely need to hire a          for the foreseeable future, and one
                 dedicated FTE to coordinate this            that we may or may not be able to
                 transition.                                 survive due to the inequity imposed.
                       --New Jersey Radiation Oncologist                  --Florida radonc practice
                                                                                      administrator
Congress Must Act to Protect Patient Access to
Radiation Oncology and Drive Value-Based Care

                     1                                           2
 Provide mandated participants               Reduce the discount factor cuts to
 more time to cope with the                  a level consistent with MACRA’s
 pandemic and adopt the model.               intent and other payment models.
 • Delay implementation until July 1, 2021   • Decrease the professional and technical
   and after the expiration of the PHE.        discount factor payment cuts to 3%.
Questions?
Anne Hubbard, ASTRO Director of Health Policy
Anne.Hubbard@ASTRO.org
703-839-7394
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