New frontiers of antitrust 2012 - Concurrences Journal 3rd International Conference

Page created by Ashley Gonzalez
 
CONTINUE READING
Competition Laws Journal

New frontiers of antitrust 2012
Concurrences Journal 3rd International Conference
Assemblée Nationale, Paris
Contents
Foreword        01
Conference      02
Social Events   14
Press Review    20

                     Foreword
Testimonials    25
Appendix        27

                                            T      he third edition of the Concurrences
                                                  Journal conference "New Frontiers of
                                            Antitrust" was attended by 333 people at the
                                            French Assemblée Nationale on 10 Feb. 2012.

                                            We are most thankful to the conference Steering
                                            Committee headed by Frederic Jenny and
                                            Laurence Idot. Their choice for the four panels
                     Nicolas Charbit
                     The Editor
                                            was carefully thought out to achieve just the
                     Concurrences Journal
                                            right mix of topical subjects, political issues
                                            and scholarship.

                     In addition to the keynote speech delivered by EU Commissioner
                     Joquin Almunia, the 18 speakers came from 5 jurisdictions.
                     Enforcers, attorneys, in-house counsels and academics, they
                     gave everybody present much food for thought. The conference
                     proceedings will be published in both online and print versions in
                     mid-2012.

                     We are also thankful to the panel sponsors and the social event
                     sponsors who helped make this event such a success from the
                     point of view of both scholarship and networking.

                     We look forward to welcoming you to the 4th New Frontiers of
                     Antitrust conference in February 2013 in Paris. Meanwhile, we
                     are delighted to share with you some of the key features of the
                     2012 conference.

                                                       New frontiers of antitrust 2012 Concurrences Special Issue - 1
Conference
                                                                                                                                                                                                1

                                                                                                                                                                                                                               2
                                                                                                                                                               Frederic JENNY,
                                                                                                                                                               Conference Chairman

                                               Key note speeches
                                                                                                                                                               Joaquin ALMUNIA,
                                                                                                                                                               Commissioner in charge
                                                                                                                                                               of competition affairs

                                This conference presentation has been written by a team of Paris I University Panthéon Sorbonne academics: Caroline
                                Si Bouazza-Dérian, Violette Grac-Aubert, Antoine Meslin; Anne-Laure Pasquet, Nicolas Reynard, and, Sophie Savestre.
                                Translated by Stéphananie De Smedt and Préscilia Algrain, University of Liège.

                                                                                                                                                                                                                                                                  4

                                A
                                        fter thanking the participants for their conti-         innovation. This means modernizing industrial policy
                                        nued interest in the event, and the partners            whilst taking into account the objectives of the Europe                                 3
                                        that make it possible – Ashurst, Cleary Gott-           2020 strategy, and making the dynamism of the
                                lieb Steen & Hamilton, CRA International, Google,               domestic market the mainstay of our approach. The
                                Jones Day, White & Case – and expressing special                arrival of competitors with new ideas should be faci-
                                thanks to MP Daniel Fasquelle, Frédéric Jenny
                                                                                                litated, as should the departure of those in difficulty.
                                launched the third edition of the New Frontiers of
                                Antitrust conference.                                           On the question of support for innovation, one of the
                                Key note speaker Joaquin Almunia shared his views               keys to growth, Mr Almunia warned against wasting
                                on industrial policy, a subject that sparks sharply di-         public funds, which should only be used to offset
                                vergent opinions in Europe. Mr Almunia observed that            market failures. This holds true for all types of State
                                the economic crisis has seen an increase in the                 aid, and reforms to be introduced from the end of
                                number of demands for application of industrial policy          2013 will enable us to ensure that they promote
                                and the return of traditional arguments in favour of            growth without adversely effecting competition.
                                state support for certain activities. It is nevertheless
                                important not to give way to the temptation of inter-           Lastly, the Commissioner was eager to talk about the
                                ventionism and protectionism, which are not the right           question of European industrial champions, and
                                way to get over the crisis and adapt to the globaliza-          pointed out that the Commission does not oppose in
                                tion process. On the contrary, we must promote                  principle the growth of companies by mergers and
                                openness and competitiveness in markets and reduce              acquisitions. In 2011 it blocked just one merger, that
                                discretionary state support: the struggle against the           of Aegean Airlines and Olympic Air. Whatever the cir-
                                power of monopoly must be renewed and competi-
                                                                                                cumstances, the Commission must intervene where
                                tion maintained, to enable us to come out of the
                                                                                                mergers pose a threat to the competitiveness of
                                present crisis stronger than before.
                                                                                                markets and to the interests of those competing
                                Instead of returning to the kind of industrial policy           within them. The European economy must above all
                                implemented in the post-war years, the Commissio-               remain competitive and innovative. Mr Almunia then
                                ner expressed the need for a more general approach              took time to answer questions from the audience.
                                where competition, regulation and state support work
                                together to promote growth, economic efficiency and

                                                                                                                                                           5                                6       7

                1 Frédéric Jenny & Joaquin Almunia                4 David Sevy, Compass Lexecon                    7 Lewis Croft, MLex

                  Frédéric Jenny, OCDE - Concurrences
                2	                                                5 Olivier d’Ormesson, Linklaters
                  Journal
                                                                   6 Audience
                3	Joaquin Almunia,
                   European Commission

2 - New frontiers of antitrust 2012 Concurrences Special Issue                                                                                                                                          New frontiers of antitrust 2012 Concurrences Special Issue - 3
2
                Round table 1                                                                                                                                                                                    1

               Compliance programs:
                                                                                                                                                                 Bruno LASSERRE,
                                                                                                                                                                 Chairman, Autorité de la concurrence
                                                                                                                                                                 Cecilio MADERO,
                                                                                                                                                                 Deputy Director General, DG COMP

               Are they really effective?                                                                                                                        Oliver BETHELL,
                                                                                                                                                                 Competition Counsel, Google
                                                                                                                                                                 François BRUNET,
                                                                                                                                                                 Partner, Cleary Gottlieb Steen & Hamilton

                                T
                                         his first round table opened on the same day          companies to set up such programmes, opting for
                                         the Paris Competition Authority published its         custom-made solutions wherever possible, and raise            3                                                                                                                            4
                                         communiqué on antitrust settlement and its            their managers' awareness of competition policy.
                                framework document on competition rules com-
                                pliance programs. Confirming the Authority's com-              That is also the ambition of the giant Google, as ex-
                                mitment to compliance programmes, its chairman,                plained by its competition Director, Oliver Bethell –
                                Bruno Lasserre, Chairman of the Autorité de la                 Competition Counsel, Google, London – for whom
                                concurrence, pointed out that they constitute a fully-         the brand image plays an important role: every infrin-
                                fledged competition policy tool. Companies are en-             gement, by damaging the reputation of the company,
                                couraged ex ante to use such programmes or to                  can translate itself into economic losses. The actors
                                improve existing programmes which, adapted to their            in the sector that have been the object of competition
                                individual characteristics, make it possible to prevent        procedures – including Google – understand the
                                infringement risk. However M. Lasserre also pointed            crucial importance that is assumed by regulatory
                                out that the solution is not to compensate ex post for         conformity.
                                their implementation by automatically reducing the
                                sanction, like some kind of 'comprehensive insurance           François Brunet - Partner, Cleary Gottlieb Steen &
                                policy' that would ultimately be ineffective.                  Hamilton, Paris - pointed out that increased fines have
                                                                                               led companies to address competition-related risk
                                DG COMP is reluctant to grant such ex post awards.
                                                                                               more systematically. While considering that compa-
                                Cecilio Madero – Deputy Director General, DG
                                                                                               nies more easily accept the cost of such internal in-
                                COMP - recalled Joaquin Almunia's maxim: "preven-
                                                                                               vestigations, Mr Brunet drew the audience's attention
                                tion as soon as possible, repression as soon as ne-
                                cessary". The Commission understands the impor-                to the situation of small and medium-sized companies                                                          5       6                                                     7
                                tance of compliance programmes, dealt with in a                and companies that have inadequate perception of
                                brochure it sent out in November 2011, and of the              the penalties involved, and who should be further
                                prevention of competition rule infractions: imposing           encouraged to adopt compliance programmes. Like
                                fines is not an end in itself. But Mr Madero, more             Mr Bethell, Mr Brunet mentioned the need to protect
                                broadly linking compliance to the demand for ethics            "legal privilege" in order to ensure the success of
                                in business, declared himself to be against the idea           these programmes. Competition authorities should,
                                of rewarding people who do no more than stick to               he said, make a unilateral commitment to relinquish
                                the rules. The Commission thus looks favourably on             all inspection rights relating to electronic communi-
                                these compliance programmes: it is important for               cations addressed to corporate legal departments.

                1 Bruno Lasserre, French Competition             4 Pannel                                         7 Joëlle Simon, MEDEF
                   Authority
                                                                  5 François Brunet, Cleary Gottlieb               8 Catherine Prieto, University Paris I
                2 Oliver Bethell, Google                                                                              Panthéon-Sorbonne
                                                                  6 Claus-Dieter Ehlermann, WilmerHale
                3 Cecilio Madero, DG COMP                                                                          9 Robert Saint Esteben, Bredin Prat

                                                                                                                                                                                                                     8                                              9

4 - New frontiers of antitrust 2012 Concurrences Special Issue                                                                                                                                                           New frontiers of antitrust 2012 Concurrences Special Issue - 5
Round table 2                                                                                                                                                                              1
                                                                                                                                                                                                                                                   2

                Procedural autonomy:                                                                                                                            Guy CANIVET,
                                                                                                                                                                Member, Constitutional Council
                                                                                                                                                                Eric BARBIER DE LA SERRE,

                Is it time for convergence
                                                                                                                                                                Partner, Jones Day
                                                                                                                                                                Henk DON,
                                                                                                                                                                Member, Dutch Competition Authority

                in Europe?
                                                                                                                                                                Laurence IDOT,
                                                                                                                                                                Professor, University Panthéon-Assas
                                                                                                                                                                Paris

                                T
                                         he chairman of the second round table,                nization in certain areas. He submitted three "procedu-
                                         Guy Canivet - Member of the Conseil Consti-           ral puzzles" to the audience: the recognition of deci-       3                                                                                                                       4
                                         tutionnel, Paris - explained that the aim of the      sions by national competition authorities among
                                session was to take a critical look at the principle of        Member States; the practical problems encountered
                                procedural autonomy as a way of ensuring the effective         while carrying out computer investigations; and the
                                and efficient implementation of competition law. As this       more theoretical distinction, perfectly illustrated by the
                                core principle can cause disharmony, the adoption of           T-Mobile ruling, between substance and procedure.
                                the counterbalancing principles of equivalence and
                                effectiveness helps to structure the application of Union      Laurence Idot - Professor, University Paris II, Director
                                law in member States. The specific characteristics of          of Concurrences Scientific committee, Member of the
                                individual legal systems and competition procedures,           French Competition Authority - concluded this round
                                and the involvement of national authorities in the Euro-       table with a discussion of the concepts and methods
                                pean competition network since 2003, nevertheless              of private international law. She analysed the examples
                                pose particular problems.                                      given by Mr Don as illustrations of conflicts between
                                                                                               laws or jurisdictions and highlighted, for the former,
                                Eric Barbier de la Serre - Partner, Jones Day, Paris -         problems of definition. The final decision is incumbent
                                first demonstrated how the adoption of EC Reg. N°              upon the Court of Justice, and more than the distinc-
                                1/2003 diminished the scope of procedural autonomy.            tion between fundamental and procedural rules,
                                Mentioning the recent and much talked-about rulings            which has shown its limitations, the criterion should
                                Vebic, Pfleiderer and Tele2 Polska, the speaker talked         be that of the completeness or otherwise of Union
                                about the idea according to which, however valuable            law, which hinders the principle of procedural auto-
                                uniform interpretation of competition law is, this is not      nomy. Should a vertical approach to the implemen-
                                necessarily true of its uniform application. What really       tation of the principle be adopted, Prof. Idot wonde-                                                   5       6
                                matters, then, is the coherence of national procedural         red how the Court's jurisprudence would be received
                                rules. Where necessary, legislative intervention could         in French law. Lastly, as regards the consequences
                                lead to much-needed harmonization. The Pfleiderer              of the diversity of applicable laws and the distinction
                                ruling was analysed as a clear appeal to the legislator,       between public and private enforcement, Ms Idot
                                and the necessity to provide a legislative basis for le-       more broadly expressed the need for a rule governing
                                niency programmes was also discussed.                          conflicts of laws in certain situations where distributive
                                                                                               application of laws is unfeasible and the solution of
                                Henk Don – Member of the Dutch Competition Autho-              flexible convergence inadequate.
                                rity – NmA - also emphasized the need for a higher
                                degree of procedural convergence or indeed harmo-

                                1 Eric Barbier de la Serre, Jones Day          4 Pannel

                                2 Guy Canivet, Conseil Constitutionnel           Henk Don,
                                                                               5	
                                                                                 Dutch Competition Authority
                                  Laurence Idot, University Paris II
                                3	
                                  Panthéon-Assas                               6 Patrick Hubert, Clifford Chance

6 - New frontiers of antitrust 2012 Concurrences Special Issue                                                                                                                                                     New frontiers of antitrust 2012 Concurrences Special Issue - 7
Round table 3                                                                                                                                                                                2                           1

                Prescription markets:                                                                                                                          Frédéric JENNY,
                                                                                                                                                               Chairman, OECD Competiton Committee
                                                                                                                                                               Damine NEVEN,

                Can competition law deal with
                                                                                                                                                               Professor, The Graduate Institute
                                                                                                                                                               John FINGLETON,
                                                                                                                                                               Chief executive, Office of Fair Trading

                the principal/agent issue?
                                                                                                                                                               Kaï Uwe-Kühn,
                                                                                                                                                               Chief Economist, DG COMP
                                                                                                                                                               Mark POWELL,
                                                                                                                                                               Partner, White & Case

                                T
                                         he development of the "service economy"               John Fingleton - Chief executive, Office of Fair
                                         mentioned by Frédéric Jenny in his opening            Trading, London - commented on this dichotomy               2                                                 3
                                         address justified devoting a round table to the       between "credence goods" and "experience goods".
                                subject of markets that are determined by prescriptors.        Talking about principal/agent relations in competition
                                Here, the traditional hypothesis that 'demand drives           policy, on the demand side first of all, he cited four
                                competition', with competition authorities responsible         examples that have come to the attention of the OFT
                                for ensuring diversity of supply so that consumers can         – estate agents, vehicle insurance, mobility aids and
                                freely exercise their choices, is no longer valid. Consu-      price comparison websites – to demonstrate the risk
                                mers can find it hard to formulate what they want or           of market distortion and the difficulty of coming up with
                                to appreciate the choices available to them, and may           appropriate remedies.
                                require the help of third parties who, in advising them,
                                in effect determine demand. Such influencer-led                The question then arose of the ability of competition
                                markets represent a challenge to competitive analysis,         policy to solve the principal/agent issue in influencer-
                                calling into question the effectiveness of standard            led markets. Kai-Uwe Kühn - Chief economist, DG
                                market delimitation tools and consumer protection              COMP, Brussels - emphasized the importance within
                                processes.                                                     this framework of regulatory structure, while drawing
                                                                                               attention to the limitations of such a policy.
                                Damien Neven - Professor of Economics, The Gra-
                                duate Institute, Geneva - refers to "murmurs of ana-           In reality, as Mark Powell - Partner, White & Case,
                                lysis" in these markets, distinguishing the question of        Brussels - remarked, prescription markets remain little
                                the asymmetry of information between expert and                explored by competition law. When they are discussed,
                                consumer from that of delegation, and introducing the          it is essentially in the context of defining the relevant
                                essential concept of "credence goods", whose quality           market, as illustrated by jurisprudence relating to phar-                                                         5
                                can be determined neither ex ante nor ex post, unlike          maceuticals and educational books, and this factor is
                                so-called "experience goods". When advice and                  not invariably decisive. More generally, it does not in
                                service provision exhibiting the properties of "credence       itself raise competitiveness issues.
                                goods" are linked together, the risk is that the opinion-
                                giver will adopt an opportunistic approach. Asking for
                                a second opinion is, of course, a solution, but it is a
                                limited one.

                                                                                                                                                                                                         4

                                1 Kaï Uwe-Kuhn, DG COMP                        4 Kaï Uwe-Kuhn, DG COMP

                                2 Damien Neven, The Graduate Institute         5 Anne Perrot,
                                                                                  French Competition Authority                                                                                                                                              8
                                  John Fingleton, Office of Fair Trading &
                                3	
                                  Frédéric Jenny, OCDE &
                                  Mark Powell, White & Case

8 - New frontiers of antitrust 2012 Concurrences Special Issue                                                                                                                                                       New frontiers of antitrust 2012 Concurrences Special Issue - 9
Round table 4                                                                                                                                                                                                            1

                Anticompetitive object vs.                                                                                                                       Richard WHISH,
                                                                                                                                                                 Professor, King’s College London
                                                                                                                                                                 Nicholas FORWOOD,

                anticompetitive effect:
                                                                                                                                                                 Judge, General Court of the EU
                                                                                                                                                                 Andreas MUNDT,
                                                                                                                                                                 Chairman, Bundeskartellamt

                Does it really matter?
                                                                                                                                                                 Christophe LEMAIRE,
                                                                                                                                                                 Partner, Ashurst

                               R
                                         ichard Whish - Professor, King’s College,            / effect distinction in the context of the action of the
                                         London - ironically told the audience the            German authority. The characterization of the restric-         2                                          3
                                         answer someone gave to the question of the           tion as having an anticompetitive object or effect dic-
                                difference between objects and effects: "about a year".       tates which of two different procedures should be
                                It is true that it can be tempting to force a restriction     embarked upon: a procedure that can lead to the
                                into the "object box" – a notion he coined, and which         imposition of fines, or an administrative procedure.
                                provided the leitmotiv for the round table session – to       Citing the example of information exchange and explai-
                                avoid having to demonstrate the anticompetitive effects       ning how arbitrage on such matters is carried out in
                                of an agreement or practice.                                  Germany, Mr Mundt concluded by saying that although
                                                                                              there is indeed a basic procedural distinction that
                                Nicholas Forwood - Judge, General Court of the                depends on the type of competition restriction in ques-
                                European Union , Luxembourg - said that the aim of            tion, in practice effect analysis becomes complemen-
                                interpreting the twin concepts of object and effect is        tary to object analysis.
                                to achieve harmony. He nevertheless conceded that
                                judges still have difficulty determining the content and      The final speaker of the day, Christophe Lemaire -
                                meaning of this fundamental distinction. In order to          Partner, Ashurst, Paris - humorously summed up the
                                apply article 101§1 TFEU, the judge must undertake            discussion with the phrase: "to be or not to be … in
                                a process in several stages: only when he has deter-          the object box". He raised the question of interference
                                mined the objective of the agreement or practice in           between modernization of rules and the institutional
                                question can its anticompetitiveness be established,          framework of competition law and the object / effect
                                with regard not only to its content, but also to its eco-     dichotomy. He highlighted the problem, revealed by
                                nomic and legal context. It is at this stage that it          the Pierre Fabre case, of the relationship between the
                                becomes essential to determine the counterfactual             concepts of "restriction by object" and "hardcore res-                                                        5
                                scenario. In some cases, paragraphs 1 and 3 must be           triction". Without abandoning the dichotomy at the
                                weighed against one another. The raison d’être of             heart of the round table session, he favours seeking a
                                article 101 TFEU, which prohibits and where neces-            balance between an economic approach and legal
                                sary punishes operators who lose their independence           security. Deciding how far to work within each of these
                                of action in the market, nevertheless entails penalizing      categories is indeed fraught with uncertainties. He
                                an agreement that has an anticompetitive object               suggested a two-step approach – identifying the exis-
                                whether it has been implemented or not.                       tence of an object restriction, and then verifying the
                                                                                              validity of this conclusion with regard to the objectives
                                Andreas Mundt - Chairman of the Bundeskartellam,              and economic/legal context of the practice. The aim                                                                                                                              7
                                Bonn - highlighted a specific issue raised by the object      is to make the "effect box" work to its fullest effect.

                                                                                                                                                                                                    4

                1 Richard Whish, King’s College                    4 Christophe Lemaire, Ashurst                   7 David Tayar, Willkie Farr & Gallagher

                2 Nicholas Forwood,                               5 Pannel                                          Frédéric Jenny, OCDE -
                                                                                                                   8	
                   General Court of the European Union                                                               Concurrences Journal                                                                                                                    8
                                                                   6 Francesco Rosati, RBB Economics
                3 Andreas Mundt, Bundeskartellamt

                                                                                                                                                                                                                6

10 - New frontiers of antitrust 2012 Concurrences Special Issue                                                                                                                                                     New frontiers of antitrust 2012 Concurrences Special Issue - 11
2

                Concurrences Thesis
                              2012 Awards
                                T
                                         o conclude this thought-provoking day of             Prof. Idot took this opportunity to announce the par-
                                         discussion, Laurence Idot awarded the                tnership agreement between the Concurrences                                                  3
                                         Concurrences Thesis 2012 Award. Prof. Idot           journal and Éditions Bruylant. As a complement to
                                named the members of the jury she chaired: Wouter             Concurrences and www.concurrences.com, the
                                Wils (European Commission), Catherine Prieto (Uni-            Concurrences collection publishes four main catego-
                                versity Paris I) and Fabien Curto Millet (Google). The        ries of work: conference papers, in particular the pro-
                                innovation this year has been to open up the compe-           ceedings of the annual Concurrences conference -
                                tition to work in English, published or not yet; this         New Frontiers of Antitrust; monographs on mainly
                                produced immediate results as some twenty theses,             professional subjects; research work, in particular
                                in both law and economics, were submitted.                    thanks to Concurrences Thesis Awards; and Fests-
                                                                                              chrifts or Liber Amicorum, such as the one under
                                For the first time, the jury selected an economist,           preparation for William E. Kovacic.
                                Martijn A. Han, for his thesis entitled "Vertical Rela-
                                tions in Cartel Theory" (Amsterdam Centre for Law &            1
                                Economics, 2011). Mr Han said how thrilled he was
                                to receive recognition from practicians for a purely
                                theoretical piece of work, which consists of six essays
                                focusing on three subjects: the question of the prin-
                                cipal-agent relationship; purchasing groups; and
                                antitrust-related damages.

                                After stating how delighted Google was to be involved                                                                                                          4
                                in the Concurrences 2012 Award, Fabien Curto Millet
                                                                                                                                                        5                                              6                                                                                   7
                                explained the jury's choice. He warmly recommended
                                reading Mr Han's work, emphasizing the value of a
                                thesis that addresses the vertical dimension of the
                                issue, and praised the way this robust series of articles
                                forms a harmonious and cogent whole.

                                  Martijn A. Han, Amsterdam Centre
                                1	                                            5 Nicholas Forwood, General Court of                                        	The three Concurrences Thesis 2011 Award will be released
                                  for Law & Economics (ACLE)                      the European Union & Damien Neven,
                                                                                  The Graduate Institute                                                      by Larcier in Nov. 2012, together with the proceedings of the
                                2 Winning-Award PhD Thesis                                                                                                    New Frontiers of Antitrust 2012 conference, as the first titles
                                                                               6 M
                                                                                  artijn A. Han, ACLE &                                                      of the new Concurrences series:
                                3 Martijn A. Han, ACLE                           Laurence Idot, Concurrences Journal

                                                                               7 Fabien Curto-Millet, Google                                                • L’abus de position dominante et le secteur public,
                                4 Bruno Lasserre, French Competition
                                   Authority & Frédéric Jenny,                                                                                                 Claire Mongouachon
                                   OCDE – Concurrences Journal
                                                                                                                                                            • L’action collective en droit des pratiques
                                                                                                                                                               anticoncurrentielles, Silvia Pietrini

                                                                                                                                                            • Le droit de la concurrence appliqué aux droits
                                                                                                                                                               de propriété intellectuelle, Jérôme Gstalter
12 - New frontiers of antitrust 2012 Concurrences Special Issue                                                                                                                                                                 New frontiers of antitrust 2012 Concurrences Special Issue - 13
Social Events
                                                                                                                                                                                                          1

                                                                                                                                                    Dinner sponsored by
                                                                                                                                                    Compass Lexecon
                                                                                                                                                    and Cleary Gottlieb
                                                                                                                                                    Steen & Hamilton

                             Speaker Eve's Dinner
                                                                                                                                                                          3
                                Air France                                 Jones Day
                                AVISA Partners                             King's College
                                Ashurst                                    Lafarge
                                Autorité de la concurrence                 Linklaters
                                Bird & Bird                                LVMH
                                Cleary Gottlieb Steen & Hamilton           OECD
                                Compass Lexecon                            Netherlands Competition Authority                                    2
                                Cour de Cassation                          Rio Tinto
                                CRAI                                       Société Générale
                                DG Competition                             The Graduate Institute Geneva
                                GDF Suez                                   Total France
                                Google                                     Université Paris II
                                General Court of the European Union        Veolia Environment
                                Groupement des Cartes Bancaires            White & Case
                                Groupe Lagardère                           Willkie Farr & Gallagher LLP
                                JC Decaux                                  GDF Suez
                                                                                                                                                3

                                                                                                                                                                              4   5       6

                1 Kaï Uwe-Kuhn, DG COMP                             Frédéric Jenny, OCDE –
                                                                  5	                                            Bruno Lasserre,
                                                                                                               8	
                                                                    Concurrences Journal & Nicolas Charbit,      French Competition Authority
                  Damien Neven, The Graduate Institute
                2	                                                 Concurrences Journal
                  & David Sevy, Compass Lexecon
                                                                    Joaquin Almunia,
                                                                  6	
                3 Christophe Lemaire, Ashurst                       European Commission

                4 Mark Powell, White & Case                         Joaquin Almunia & Guillaume Loriot,
                                                                  7	
                                                                    European Commission                                                         7
                                                                                                                                                                                      8

14 - New frontiers of antitrust 2012 Concurrences Special Issue                                                                                                                       New frontiers of antitrust 2012 Concurrences Special Issue - 15
Speaker Lunch
                                Restaurant des Parlementaires, Assemblée Nationale                                                                             Lunch sponsored by
                                                                                                                                                               August & Debouzy,
                                Ashurst                                    MAFR Etudes
                                August & Debouzy                           Mayer Brown                                                                         Mayer Brown and
                                Autorité de la concurrence                 Netherlands Competition Authority                                                   Norton Rose LLP
                                Cleary Gottlieb Steen & Hamilton           Nestlé
                                                                                                                                                                                        7        8
                                Cour de Cassation                          OECD
                                Dassault Systèmes                          Norton Rose LLP
                                Eurovia                                    PPR                                                                                                      3
                                GDF Suez                                   Randstad
                                Google                                     SNCF
                                Jones Day                                  Université Paris II
                                Laboratoires Servier                       Université King’s College London
                                Lafarge                                    Tribunal de première instance de l’UE
                                Lyonnaise des Eaux
                                LVMH Parfums                                                                                                               4

                1                                                          2                                                3

                                                                                                                                                           5

                                                                                                                                                           6

                  Laurence Idot, University Paris II
                1	                                               5 Christophe Lemaire, Ashurst &                   Mélanie Thill-Tayara, Norton Rose &
                                                                                                                   9	
                  Panthéon-Assas                                     Bruno Lasserre, French Competition              Claus-Dieter Ehlermann, WilmerHale
                                                                     Authority & Andreas Mundt,
                2 Anne Perrot, French Competition                   Bundeskartellamt                              10	Christophe Clarenc,
                   Authority & François Brunet, Cleary                                                                 August & Debouzy                                                 9      10
                   Gottlieb & Nathalie Jalabert-Doury,              Christophe Clarenc,
                                                                  6	
                   Mayer Brown                                      August & Debouzy                               11	Fabien Zivy & Bruno Lasserre,
                                                                                                                       French Competition Authority
                3 Fabien Zivy, French Competition                7	Bruno Lasserre, French Competition
                   Authority & Pierre Kirch,                         Authority & Andreas Mundt,
                   Paul Hastings                                     Bundeskartellamt

                  John Fingleton, Office of Fair Trading
                4	                                               8 Eric Barbier de la Serre, Jones Day
                  & Richard Whish, King’s College &
                  Kaï Uwe-Kuhn, DG COMP

                                                                                                                                                           6                            11

16 - New frontiers of antitrust 2012 Concurrences Special Issue                                                                                                                              New frontiers of antitrust 2012 Concurrences Special Issue - 17
Speaker Dinner                                                                                                                                 Dinner sponsored by
                                                                                                                                                            Clifford Chance and
                                                                                                                                                            RBB Economics

               Ashurst                                            Michelin
               Autorité de la concurrence                         Netherlands Competition Authority
               BNP Paribas                                        Office of Fair Trading
               Carrefour                                          OECD
               Cleary Gottlieb Steen & Hamilton                   Orange
               Clifford Chance                                    Randstad
               Compagnie de Saint-Gobain                          RBB Economics
               Conseil constitutionnel                            SFR
               Cour de cassation                                  Société Générale
               DG COMP                                            The Graduate Institute
               IBM Europe                                         Université Paris II
               Jones Day
               King's College Law School
                                                                                                                                                        3

                                                                    2

                                                                                                                                                        4

                  1                                                                                                                                     5

                                                                                                                                                                                  6                                                                7
                1 Bruno Lasserre, French Competition             4 Patrick Hubert, Clifford Chance &      7 Nadine Mouy & Fabien Zivy, French
                   Authority & John Fingleton, OFT                   John Fingleton, OFT & Michel Petite,      Competition Authority & Laurence Idot,
                                                                     Clifford Chance                           University Paris II Panthéon-Assas -
                2 Fabien Zivy, French Competition                                                             Concurrences Journal
                   Authority & Michel Petite,                       John Fingleton, OFT & Frédéric
                                                                  5	
                   Clifford Chance                                  Jenny, OCDE - Concurrences Journal

                  Oliver Bretz, Clifford Chance &
                3	                                                 Bruno Lasserre, French Competition
                                                                  6	
                  Richard Whish, King’s College                     Authority & Patrick Hubert,                                                         6
                                                                    Clifford Chance

18 - New frontiers of antitrust 2012 Concurrences Special Issue                                                                                                                       New frontiers of antitrust 2012 Concurrences Special Issue - 19
Press review                                                                                                                                                 Compliance Programs:
                                                                                                                                                             How efficient are they really?
                                                                                                                                                             An interview with Bruno Lasserre
                                                                                                                                                             > EventBrite, for Concurrences, 2 December 2011

                               Contents
                                                                                                                                                             C
                                                                                                                                                                     oncurrences: Why do competition               and are legitimate to put forward substantial      rité supports compliance programs that truly
                                                                                                                                                                    authorities care about corporate               and procedural requirements towards firms          put the future conduct of firms on the right
                                Reuters                                                20    MLex                                                     23            compliance programmes and how                  that apply for a favourable treatment. Second,     track, on a voluntary basis. The maximum 10%
                                Foo Yun Chee, 10 Feb. 2012                                   Lewis Croft, 10 Feb. 2012                                       long have they done so?                               no one is expected to switch sides. Only firms     reduction of the final fine imposed by the sett-
                                                                                                                                                                                                                   may set their own conduct and handle internal      lement decision may only be granted if certain
                                Bloomberg                                              20    Creda Concurrence                                        24     Bruno Lasserre: Compliance is actually not a          and external risks. Conversely, it is no wonder    conditions are satisfied. They have to do with
                                Aoife White, 10 Feb. 2012                                    Alain Ronzano, 10 Feb. 2012                                     brand new topic for the Autorité de la concur-        that most competition authorities, including       the management, content and inclusiveness
                                                                                                                                                             rence or for competition authorities in general.      the Autorité, consider that the fact that the      of the compliance programme, but also on its
                                EventBrite, for Concurrences                           21    Europe                                                   24     The traditional tools mobilized by competition        reality and seriousness of a breach of compe-      actual implementation, especially disciplinary
                                Bruno Lasserre Interview, 2 December 2011                    Laurence Idot, Feb. 2012                                        authorities have always had as their final objec-     tition law are not affected by the fact that the   sanctions on rogue employees and the submis-
                                                                                                                                                             tive the stimulation of voluntary compliance.         infringing firm had previously put in place a      sion of leniency applications whenever a cartel
                                EventBrite, for Concurrences                           22                                                                    Deterrent and proportional fines are of course        compliance programme. So it is necessary for       infringement is detected.
                                Laurence Idot Interview, 15 January 2012                                                                                     the preliminary condition for companies to            competition authorities to design alternative
                                                                                                                                                             make an effort to abide by competition rules.         routes that would accommodate this “new            On a case-by-case basis, other competition
                                                                                                                                                             As for cartels, leniency programmes have been         approach” to corporate compliance pro-             authorities that have a marked interest in com-
                                                                                                                                                             designed to feed distrust amongst cartel              grammes and embed them adequately in               pliance programmes, such as the U.S. DOJ
                                                                                                                                                             members and to discourage breaches of com-            competition enforcement, depending on the          or the Canadian Competition Bureau, have
                                                                                                                                                             petition law. In a more positive way, commit-         specific institutional and legal background and    suggested alternative ways of taking these
                                                                                                                                                             ments amend the companies’ behaviour to               corporate culture in each jurisdiction.            into account in their enforcement practice, e.g.
                                                                                                                                                             drive them fast along the road to compliance.                                                            by closing cases that involve firms with robust
                                                                                                                                                             Unilaterally, competition authorities may also        Concurrences: How do you map the pro-              compliance programmes, for those able to

                EU's Almunia                                                                European Union
                                                                                                                                                             call for compliance by offering guidance              gress of the “new approach” to compliance          prioritize, or by including compliance pro-
                                                                                                                                                             through exemption regulations, guidelines,            programmes and the position of the various         grammes in their approach to leniency or sett-
                                                                                                                                                             opinions or sector inquiries. Oliver Bethell will     stakeholders in the panel?                         lements.

                warns firms against                                                         Competition                                                      certainly tell you about his own experience in
                                                                                                                                                             the wake of the Autorité’s sector inquiry on
                                                                                                                                                             online advertising and the meetings with the
                                                                                                                                                                                                                   Bruno Lasserre: I suppose François Brunet,
                                                                                                                                                                                                                   as a lawyer, and Oliver Bethell, as an in-house
                                                                                                                                                                                                                                                                      As for the European Commission, its approach
                                                                                                                                                                                                                                                                      is reflected in the brochure I referred to earlier.

                abusing patents                                                             Commissioner                                                     Autorité on the issues identified that have ta-
                                                                                                                                                             ken place regularly since then.
                                                                                                                                                                                                                   counsel, will share their experience of their
                                                                                                                                                                                                                   relations with top management on compliance
                                                                                                                                                                                                                                                                      The intrinsic benefits of competition, the va-
                                                                                                                                                                                                                                                                      rious risks entailed by non-compliance - from

                                                                                            Joaquin Almunia said
                                                                                                                                                                                                                   issues, and that they will explain how due dili-   administrative fines to actions for damages,
                                                                                                                                                             The novelty of this topic rather lies in the recent   gence efforts may be developed in a conti-         including reputational damage – make up,
                Foo Yun Chee                                                                                                                                 rise of corporate compliance programmes,              nuous fashion, rather than on a one-off basis,     together with predictable law enforcement and

                                                                                            he’s “determined”
                                                                                                                                                             that the Autorité already observed in 2007            on the occasion of a buy-out, and what the         positive guidance on best practices and “tips”
                > Reuters, 10 Feb 12, 09:00                                                                                                                  when it commissioned an independent study             key drivers of an efficient programme are.         on compliance programmes, adequate leve-
                                                                                                                                                             that was conducted in association with repre-                                                            rage to foster compliance programmes.

                                                                                            to prevent companies                                             sentatives of all relevant stakeholders (bu-          I am sure they will also seize the opportunity

                P
                         aris - European Union antitrust chief Joaquin Almunia                                                                               siness federations, company lawyers, antitrust        to comment on the policy documents that            Concurrences: Will you disclose further in-
                         warned companies on Friday against using their patents                                                                              bar, academics, etc.). Above all, a debate            were just released by the Autorité and the         formation on the Autorités’ new approach
                         to stifle competition, saying he was prepared to impose
                fines for breaches of EU rules. Almunia's comments in a speech
                in Paris come as EU competition regulators look into a legal
                                                                                            using patents to                                                 emerged very recently on whether or not com-
                                                                                                                                                             petition authorities should offer incentives to
                                                                                                                                                             firms that commit to set up and implement
                                                                                                                                                                                                                   European Commission, which will be repre-
                                                                                                                                                                                                                   sented by Cecilio Madero. We published on
                                                                                                                                                                                                                   14 October a draft framework document on
                                                                                                                                                                                                                                                                      to compliance programmes during the
                                                                                                                                                                                                                                                                      conference?

                tussle between Samsung Electronics and Apple over intellectual
                property rights in 10 countries. The EU executive, which acts               harm competition                                                 robust compliance programmes, and on how
                                                                                                                                                             to design these incentives. Over its last two
                                                                                                                                                                                                                   compliance programmes together with draft
                                                                                                                                                                                                                   guidelines on settlements, complementing one
                                                                                                                                                                                                                                                                      Bruno Lasserre: Yes, the conference will be
                                                                                                                                                                                                                                                                      an excellent occasion to make a presentation
                as competition authority for the 27-member bloc, is also inves-                                                                              sessions, the OECD pioneered a new reflec-            another. DG COMP issued on 24 November             of the final guidelines on settlements and of
                tigating U.S. conglomerate Honeywell International Inc. and                                                                                  tion on these two key questions, making a             a brochure entitled: “Compliance matters”,         the framework document on compliance pro-
                chemicals company DuPont and whether their patent agree-                    Aoife White                                                      significant contribution toward the Autorité’s        and sub-titled “what companies can do better       grammes. We will take stock of the findings of
                ments on a new global refrigerant for car air conditioners may                                                                               own reflection.                                       to respect EU competition rules”.                  the public consultation, which runs until 14
                be anti-competitive. "Owners of such standard essential patents
                                                                                            > Bloomberg, 10 Feb. 2012, 09:03                                                                                                                                          December 2011, and we will have gathered
                are conferred a power on the market that they cannot be allowed                                                                              If this new approach is taken on board, it may        In the specific context of commitments acces-      direct input from stakeholders from the round-
                to misuse," Almunia told the Concurrences Journal conference.                                                                                constitute a real leap forward to build a ge-         sory to settlements, the Autorité is willing to    table organized by the Autorité on 20 Decem-

                                                                                            P
                "I am determined to use antitrust enforcement to prevent the                       aris - Businesses must offer rivals access to patents     nuine competition culture on a win-win basis.         reward the set up or the revamping of a com-       ber 2011 in the premises of ENA in Paris. So,
                misuse of patent rights to the detriment of a vigorous and acces-                  used for industry-wide standards on fair, reasonable      But in my view, there are two prerequisites.          pliance programme if it is a substantial, trus-    when the time of the “New frontiers” confe-
                sible market. I have initiated investigations on this issue in seve-               and non- discriminatory terms, Almunia said in a          First, incentives and rewards should be ba-           tworthy and verifiable step. We are thus the       rence comes, I will be able to explain whether
                ral sectors and we will see the results in due time," he said. The          speech in Paris. EU antitrust regulators are probing Samsung     lanced and proportionate on both sides. I             first competition authority to make such a         we found concurring and relevant suggestions
                Commission can fine companies up to 10 percent of their glo-                Electronics Co. and Honeywell International Inc. over possible   mean that competition authorities cannot              binding commitment in a document that firms        for amendments and what final decisions were
                bal turnover for infringements of EU rules.                                 abuse of patents to block rivals                                 reward lip-service compliance programmes              will be able to rely on. In so doing, the Auto-    made by the Autorité.

20 - New frontiers of antitrust 2012 Concurrences Special Issue                                                                                                                                                                                                              New frontiers of antitrust 2012 Concurrences Special Issue - 21
Autonomie procédurale : Faut-il réinterpréter                                                                                                                                                                              Almunia threatens antitrust
Press review

                                                                                                                                                                                      La Cour de cassation en 2004 a fait jouer le
                                                                                                                                                                                      principe d’autonomie procédurale et appliqué le
                                                                                                                                                                                      standard de preuve français. Mais dans la me-

                 le principe pour assurer l’effectivité du droit                                                                                                                      sure où les articles 101 et 102 TFUE étaient
                                                                                                                                                                                      applicables au fond, on aurait pu très bien consi-
                                                                                                                                                                                      dérer qu’il s’agissait d’une question de fond et
                                                                                                                                                                                                                                            action over patent misuse
                 de la concurrence ?                                                                                                                                                  appliquer le standard de la Cour de Justice.
                                                                                                                                                                                      Autre exemple, la question de l’imputabilité du
                                                                                                                                                                                      comportement de la filiale à la société mère. Sur
                                                                                                                                                                                                                                            Lewis Crofts
                                                                                                                                                                                                                                            > MLex, 10 Feb 12, 09:00
                                                                                                                                                                                      ce point, l’Autorité de la concurrence a consi-
                 Entretien avec Laurence Idot                                                                                                                                         déré très clairement depuis une affaire de 2009

                                                                                                                                                                                                                                            P
                 > EventBrite, pour Concurrences, 15 janvier 2012                                                                                                                     (Orange Caraïbes) qu’il s’agissait d’une question             aris - European Competition Commissioner              caught the commissioner’s eye. When a company
                                                                                                                                                                                      de fond qui impliquait qu’elle aligne sa pratique             Joaquín Almunia has warned he will use                owns a patent that is included in an industry stan-
                                                                                                                                                                                      décisionnelle sur les standards de la jurispru-               Antitrust tools to crack down on the “mi-             dard, it gains a ower which it “cannot be allowed

                 C
                         oncurrences : En droit de la concurrence       cas d’annulation du contrat. L’affaire Courage         adopte souvent des décisions de non lieu. Ces          dence dite Akzo.                                      suse of patent rights,” as tech companies cross               to misuse.” Standardisation processes must be fair
                         - hors contrôle des aides d’Etat - le prin-    n’a donc entraîné aucune conséquence pra-              dernières peuvent intervenir soit au début de la                                                             the globe pursue a rash of litigation over intellectual       and transparent, so that they are not in the ands
                         cipe d’autonomie procédurale a d’abord         tique. L’on ne retrouve pas davantage les res-         procédure et elles rentrent alors sans difficulté      Concurrences: Le renvoi aux droits nationaux          property in new telecoms devices. « We are, of                of the established firms willing to impose their tech-
                 été développé dans le cadre du « private enfor-        trictions à l’action en réparation (not. lien de       dans le cadre prévu par l’article 5, § 2. Le pro-      s’agissant de questions qui intéressent directe-      course, determined to use our antitrust enforce-              nologies. But it is not nough. We must also ensure
                 cement » (Van Schjindel, Ecoswiss, Courage,            causalité, prescription) que la Cour de Justice a      blème se pose surtout lorsque la décision de           ment le fonctionnement du REC vous paraît il          ment capacity to prevent the misuse of patent                 that, once they hold standard essential patents,
                 Manfredi). Comment cette jurisprudence a-t-elle        dénoncées pour le système italien dans l’arrêt         non lieu est adoptée par le Collège à l’issue de       une bonne chose ? Qu’en est il par exemple de         rights to the detriment of a vigorous and accessible          ompanies give effective access on FRAND terms,
                 été reçue dans votre Etat ? Avez-vous connais-         Manfredi. En revanche, le fait de continuer à          la procédure contradictoire. C’est l’hypothèse         la question de l’accès aux dossiers des deman-        market,” he old a conference* in Paris this morning.          fair reasonable and non- iscriminatory,” Almunia
                 sance de difficultés particulières ?                   s’opposer à l’introduction de recours collectifs       où le Collège se démarque des services d’ins-          deurs de clémence ? L’arrêt Pfleiderer vous           “I have initiated investigations on this issue and we         said. This is crucial if we want industries and busi-
                                                                        pourrait poser problème, mais la Cour ne s’est         truction qui, eux, avaient conclu à l’existence        paraît il praticable ? Quelles conséquences en        will see the results in due time.” The commission             nesses relying on such patents to develop reely to
                 Laurence Idot : Ces arrêts, bien qu’ils présen-        pas encore prononcée sur ce point.                     d’une violation. On peut se demander si cette          avez-vous tiré dans votre juridiction ?               opened proceedings against Samsung last week,                 their utmost potential.” The commission is also
                 tent le point commun de faire application du                                                                  pratique est en pleine conformité avec la lecture                                                            concerned that it ay not be honouring licensing               looking at Google’s acquisition of Motorola Mobi-
                 principe d’autonomie procédurale, et d’en mon-         En conclusion, dans le domaine du private enfor-       qu’a donnée la Cour de l’article 5. Le problème        Laurence Idot: Les ANC ont été conscientes            commitments for patents essential for technology              lity, which ees the search-advertising firm gain a
                 trer les limites, ne se situent pas exactement sur     cement et au regard du droit positif, le seul pro-     est encore plus net, lorsque l’Autorité constate,      dès le départ que l’application de droits natio-      here). The “surge in the strategic use of patents”            vast catalogue of patents. Google has written to
                 le même plan. Certains concernent de pures             blème concerne l’étendue du contrôle des sen-          dans une affaire donnée, que les conditions de         naux divergents en matière de programmes de           - which takes in most of the sector players uch as            standards body to reaffirm its FRAND commitment
                 questions de procédure et mettent en cause le          tences arbitrales. Les cours qui opèrent le            l’article 101, § 3 TFUE, sont remplies. On pense       clémence soulevait des difficultés. De grands         Microsoft, Apple, HTC and Google - has clearly                once the acquisition is completed.
                 rôle du juge (Van Schjindel, Ecoswiss ), d’autres      contrôle des sentences arbitrales, à l’occasion        en particulier à la décision « image chèque » de       progrès ont été faits via l’adoption du pro-
                 sont à la limite de la procédure et du fond (le        de recours en annulation, n’ont tiré aucune            septembre 2010.                                        gramme modèle de clémence. Mais on n’est
                 régime de l’action en réparation dans Courage          conséquence du principe d’effectivité. Pourtant                                                               peut être pas aller assez loin en ce sens que la

                                                                                                                                                                                                                                            General Court can consider
                 et Manfredi). Ce n’est pas le principe d’équiva-       ce dernier a été rappelé avec force pour le droit      L’arrêt Vebic conduit également à une modifica-        question de l’articulation entre le public enforce-
                 lence qui pose problème, mais la manière dont          de la consommation par la Cour de Justice dans         tion des règles françaises. En droit, l’Autorité n’a   ment et le private enforcement n’a pas été trai-
                 la Cour conçoit la limite tenant au principe           les arrêts Mostaza Claro et Asturcom.                  que le droit de présenter des observations devant      tée. S’agissant du droit français, on a réglé le

                                                                                                                                                                                                                                            cartel effects if parties bring
                 d’effectivité du droit de l’Union, qui donne lieu à                                                           la cour d’appel, sans être partie à la procédure.      problème du droit d’accès ne modifiant en mai
                 des interprétations qui ne sont pas toujours           Concurrences : Plusieurs arrêts importants et          Il a fallu attendre la réforme de 2008 pour qu’elle    2011 la loi sur l’accès aux documents adminis-
                 conciliables entre elles. Si l’on prend le premier     récents ont montré les limites du principe             ait le droit de former un pourvoi en cassation.        tratifs pour exclure les documents transmis dans

                                                                                                                                                                                                                                            arguments, judge Forwood
                 sujet et la question de l’invocation d’office par le   d’autonomie procédurale dans le cadre du               Devant la Cour de cassation, l’Autorité peut uti-      le cadre de demandes de clémence. Cela étant,
                 juge de l’article 101 TFUE, force est de consta-       public enforcement (X BV ; Vebic ; Télé2 Pols-         lement défendre ses positions. Si l’on applique        ce n’est qu’un fondement pour avoir accès à
                 ter qu’en droit français les arrêts Van Schijndel      ka). Cette jurisprudence soulève t elle des            l’arrêt Vebic à la lettre, le système français des     des documents et l’on pourrait imaginer qu’un

                                                                                                                                                                                                                                            says
                 et Ecoswiss ne soulèvent pas les mêmes diffi-          difficultés d’application à votre ANC ?                recours devant la cour d’appel de Paris n’est pas      juge se prévale des pouvoirs qu’il détient en
                 cultés. En procédure civile, le juge étatique n’est                                                           conforme, puisque l’Autorité n’est pas partie.         application des règles de procédure. De manière
                 pas lié par le principe dit du dispositif et, depuis   Laurence Idot : S’agissant de l’arrêt XBV de                                                                  générale, les questions de confidentialité – que
                 la grande réforme de 1971, n’a pas un rôle             2009 sur la déductibilité fiscale des amendes, le      Concurrences: De votre point de vue, et au             ce soit dans les relations entre autorités au sein
                 purement passif. Examinant les conséquences            droit français est en conformité avec la solution      regard de cette jurisprudence, quelles sont les        du REC, ou dans ce contexte des actions en            Lewis Crofts
                 de l’arrêt Van Schijndel, MM. Canivet et Huglo         de la Cour depuis 2001. Le législateur a sup-          questions qui relèvent du principe d’autonomie         réparation consécutives – sont un vrai problème.
                                                                                                                                                                                                                                            > MLex, 13 Feb. 2012, 13:46
                 ont démontré que pesait sur les juges français         primé la possibilité de déduire les amendes. Il        procédurale ? Y a-t-il des questions de droit          Non seulement, il y a d’assez fortes divergences
                 une obligation de soulever d’office les moyens         n’y a donc pas eu de difficulté et l’arrêt XBV est     qui sont à la limite de la frontière entre règles      entre les droits nationaux, mais de plus, elles se

                                                                                                                                                                                                                                            P
                 d’ordre public. L’application effective du droit de    d’ailleurs largement passé inaperçu en France.         de procédure et règles de fond pour lesquelles         posent dans des hypothèses où l’on ne peut                     aris - The General Court can consider the            the General Court in relation to fines is, in principle,
                 la concurrence est totalement préservée. En                                                                   votre ANC (ou les cours de contrôle) a été             avoir une application distributive des lois en pré-            effects of a cartel when reviewing an appeal         an unlimited jurisdiction, it is open to us to examine
                 revanche, dans le domaine spécifique de l’arbi-        Tel n’a pas été le cas des arrêts Télé 2 et Vebic.     amenée à prendre position dans un sens ou              sence, comme c’est le cas par exemple, en                      against an antitrust sanction, judge Nicho-          any aspect that is advanced to us in the context
                 trage, la jurisprudence Ecoswiss a permis à la         Ces arrêts importants marquent, en effet, une          dans un autre ?                                        matière de sanctions.                                 las Forwood has said. But he clarified that it was            of fines,” he said. “The mere fact that the European
                 Cour d’appel de Paris de développer une juris-         évolution dans l’application du principe, car la                                                                                                                    up to the companies to bring the arguments in the             Commission may not have taken something into
                 prudence très favorable à l’arbitrage. Le fait pour    jurisprudence de la Cour n’avait pas, jusque là,       Laurence Idot: L’on voit bien qu’il n’est pas tou-     Concurrences: Y a-t-il des questions qui ac-          first place, and ensure they are sufficiently reaso-          account does not necessarily preclude us from
                 un tribunal arbitral de n’avoir pas examiné ex         abordé le statut procédural des ANC. Si on             jours aisé de séparer les questions de fond et         tuellement relèvent du principe d’autonomie           ned. When the European Commission penalises a                 hearing arguments in relation to what the effects
                 officio la violation de l’article 101 TFUE n’est pas   essaie d’en extraire la portée dans le contexte        les questions de procédure. Par exemple, dans          procédurale et pour lesquelles il vous semble-        cartel, some companies claim the fine is excessive,           are.” But he stressed that it was up to the compa-
                 assimilé à une violation « effective, grave et         français, il y a à la fois restriction des pouvoirs    le cadre du private enforcement, la Cour a fait        rait opportun de parvenir à tout le moins à une       because the price-fixing arrangements are ineffec-            nies appearing in court to raise such pleas, and to
                 concrète » susceptible de justifier l’annulation de    de l’Autorité et extension de ceux-ci.                 jouer le principe d’effectivité soit à des questions   convergence des solutions ?                           tive or rarely lead to price increases. They argue            reason them sufficiently. “It is really for the parties
                 la sentence. L’on peut se demander si cette                                                                   qui, dans certains Etats membres, relevaient du                                                              that their fines should therefore be reduced. Howe-           to address this issue. It is not something that our
                 jurisprudence dite Thalès (CA Paris, 2004) est         L’arrêt Télé 2 Polska soulève des problèmes            droit substantiel et non de la procédure (règle «      Laurence Idot: En dehors de ces questions de          ver, under EU law, commission investigators are               court would do on its own initiative,” he said.
                 bien compatible avec la conception que se fait         d’interprétation dans le contexte français, d’au-      nemo auditur »), soit étaient manifestement des        confidentialité et d’accès aux documents, la          not obliged to detail the effects of a cartel in their        “Arguments [such as] ‘look what happened to
                 la Cour de Justice du principe d’effectivité.          tant que l’Autorité de la concurrence ne dispose       questions de fond (lien de causalité). Cela étant,     question des sanctions paraît à terme nécessiter      final decision. The mere existence of agreements,             these prices, therefore our agreement cannot have
                                                                        pas du principe d’opportunité des poursuites           il est vrai que cela peut être justifié par le fwait   également une convergence des solutions. La           designed to restrict competition, is enough to find           had any effect’ are not arguments that are the sort
                 S’agissant de l’action en réparation, le système       passive et doit adopter une décision formelle sur      que, s’agissant de l’action en réparation, le droit    généralisation de lignes directrices y contribue      a breach of the law. Speaking on Friday at the New            of analysis we would be looking for.” Earlier this
                 juridique français ne soulève pas de difficultés       toute saisine déclarée recevable, l’irrecevabilité     de l’Union renvoie également aux règles natio-         déjà, mais il faudrait sans doute aller aussi loin    Frontiers of Antitrust conference in Paris, General           month another judge at the General Court, Marc
                 particulières. Toute personne lésée peut intenter      faisant elle-même l’objet d’une décision suscep-       nales des Etats membres. Les données sont              que dans le domaine des programmes de clé-            Court judge Forwood said that his court was none-             van der Woude, raised the possibility of revisiting
                 une action en réparation et la règle « nemo audi-      tible de recours. Dans ce cadre juridique, mar-        différentes dans le cadre du public enforcement.       mence. La simple affirmation de la Cour selon         theless able to look at the effects of an agreement,          how the commission imposes sanctions to ac-
                 tur » n’a jamais été un obstacle au droit d’action,    qué au surplus par une stricte séparation entre        On a eu un bel exemple en France avec les              laquelle les sanctions doivent être effectives et     because judges have the power to review all as-               knowledge the difference between agreements
                 mais uniquement aux restitutions éventuelles en        les services d’instruction et le Collège, l’Autorité   conditions d’octroi des mesures conservatoires.        proportionnées ne peut suffire.                       pects of a sanction. “Given that the jurisdiction of          that had effects, and those that didn’t (here).

 22 - New frontiers of antitrust 2012 Concurrences Special Issue                                                                                                                                                                                                                                      New frontiers of antitrust 2012 Concurrences Special Issue - 23
Testimonials
                 L'Autorité de la concurrence publie ses documents sur
Press review

                 les programmes de conformité et sur la non-contestation
                 des griefs et évolue sur deux points importants
                 Alain Ronzano
                 > Creda Concurrence, 10 février 2012

                 L                                                                                                                                                                     Speakers
                         e président de l'Autorité de la concur-       découverte par l'entreprise soit d'un abus de         Toujours à propos du document-cadre du 10 fé-
                         rence a donné ce matin, 10 février 2012,      position dominante soit d'une entente verticale,      vrier 2012 sur les programmes de conformité aux
                         à l'occasion de la conférence organisée       bref d'une pratique qui n'est pas susceptible         règles de concurrence, on notera que l'Autorité a
                 à l'Assemblée nationale par la revue Concur-          de donner lieu à une demande de clémence.             donné satisfaction à une demande générale tenant
                 rences « New frontières of Antitrust », la primeur    En pratique, l'entreprise qui, s'étant dotée d'un     à une meilleure prise en considération de la diffé-                                                         It was a great pleasure for me to chair the
                 de l'annonce de l'adoption par le Collège de          programme de conformité conforme aux exi-             rence de taille des entreprises susceptibles de se        I wish to express my sincere congratula-          panel on compliance programs featuring
                 l'Autorité de la concurrence de la version défini-    gences du document-cadre du 10 février 2012           doter d'un programme de conformité. À cette fin,          tions for the perfect oganization                 high profile speakers coming from all over
                 tive des deux documents soumis à consultation         sur les programmes de conformité aux règles           l'Autorité apporte l'utile précision que les cinq         of this splendid conference”.                     Europe who shared various points of view
                 publique entre octobre et décembre 2011, le           de concurrence, viendrait à découvrir la mise         conditions énumérées pour construire un pro-                                                                on a hot issue. This was also a unique
                 communiqué de procédure relatif à la non-             en oeuvre, en son sein, d'un abus de position         gramme de conformité crédible et efficace                 Guy Canivet                                       opportunity for the Authority to announce
                 contestation des griefs ainsi que le document-        dominante ou de sa participation à d'une en-          peuvent être substantiellement adaptées dans les          Member, Constitutional Council                    and present its Guidelines on compliance
                 cadre sur les programmes de conformité aux            tente verticale devrait pouvoir être récompen-        petites ou moyennes entreprises (PME). Seconde                                                              programs on the same day”.
                 règles de concurrence. Quoi de neuf par rapport       sée, si elle a mis fin à ladite pratique, avant       innovation majeure, la « porte ouverte » par la
                 aux documents soumis à consultation ? Sur un          toute ouverture d'une enquête ou d'une pro-           dernière phrase du paragraphe 23 du communi-                                                                Bruno Lasserre
                 certain nombre de points, l'Autorité n'a pas fait     cédure par une autorité de concurrence, la            qué de procédure relatif à la non-contestation des                                                          Chairman, Competition Authority
                 évoluer sa position (...)                             récompense consistant dans l'admission d'une          griefs : « Des contacts exploratoires peuvent avoir       The panels selected by the Conference
                                                                       circonstance atténuante pour le cas où l'Auto-        lieu (aux fins de la mise en œuvre du III de l'article    Steering Committee were extremely well
                 Les textes adoptés ce jour comportent deux            rité serait amenée à ouvrir un cas concernant         L. 464-2 du code de commerce), y compris avant            chosen, covering both major current
                 innovations majeures : En premier lieu, une meil-     cette infraction. Rien n'est dit sur le niveau de     l'envoi de la notification des griefs ». La phrase,       topics and advanced issues
                 leure prise en compte de la mise en oeuvre effec-     réduction de l'amende encourue au titre de            quelque peu sibylline en raison des termes mêmes          of competition law”.                              At the New Frontiers of Antitrust 2012
                 tive d'un programme de conformité en cas de           cette circonstance atténuante.                        de la loi, est pourtant lourde de sens (…)                                                                  Conference, high-level practitioners
                                                                                                                                                                                       Henk Don                                          and academics from many jurisdictions
                                                                                                                                                                                       Member, Netherlands Competition Authority         discussed a whole range of exciting
                                                                                                                                                                                                                                         topics. The conference provided an
                                                                                                                                                                                                                                         excellent opportunity for a stimulating
                                                                                                                                                                                                                                         exchange of ideas. In my view, already in
                 Entre modernisation et politique industrielle, le contrôle                                                                                                            This conference is exemplary”.
                                                                                                                                                                                                                                         its third year of existence, the conference
                                                                                                                                                                                                                                         is among the highly prestigious ones on
                 des aides d’Etat de nouveau au cœur de l’actualité                                                                                                                    John Fingleton
                                                                                                                                                                                       Chairman, Office of Fair Trading
                                                                                                                                                                                                                                         the international scene in antitrust law.”

                                                                                                                                                                                                                                         Andreas Mundt
                                                                                                                                                                                                                                         Chairman, Bundeskartellamt
                 Laurence Idot
                 > Europe, Février 2012, Focus N° 1203
                                                                                                                                                                                       Concurrences justly deserves its reputation
                                                                                                                                                                                       as a leading forum for debating legal and

                 A
                            près le lancement du Plan d’Action         tifient une modernisation que l’on pensait             la politique industrielle. Une fois de plus, « nul                                                         I thought that the Concurrences event
                            sur les aides d’Etat de 2005, les ef-      pourtant déjà réalisée. Dans ce contexte, trois        n’est prophète en son pays ». Dans le dernier            policy issues in the field of competition law”.
                                                                                                                                                                                                                                         in Paris was excellent: a very good
                            forts faits pour adapter le contrôle des   axes ont été fixés. La réforme du droit des            panel du Forum du 2 février consacré au                                                                    programme and a terrific panel of
                                                                                                                                                                                       Nicholas Forwood
                 aides d’Etat au contexte de la crise en 2008-         aides devrait avoir pour premier objectif d’aider      modèle européen de concurrence, les raisons              Judge, General Court of the European Union        speakers. I was impressed by the size of
                 2009, l’adoption en décembre 2011 du nou-             les Etats à faire un meilleur usage des fonds          données par une américaine, E. Fox, pour                                                                   the audience, and in particular by the mix
                 veau paquet dit Almunia sur les aides aux             publics en réorientant les ressources vers les         expliquer les raisons pour lesquelles le modèle
                                                                                                                                                                                                                                         of officials, practitioners and academics.
                 SIEG, l’on pouvait penser que la réforme du           politiques et activités qui peuvent encourager         européen est en train de supplanter, en parti-
                                                                                                                                                                                                                                         The Concurrences event has established
                 droit des aides d’Etat était quasiment achevée.       la croissance. (…)                                     culier dans les pays émergents, le modèle
                                                                                                                                                                                                                                         itself as one of the highlights of the year in
                 Il n’en est rien. Le commissaire Almunia a pro-                                                              américain ont de quoi faire réfléchir. En-dehors         This 2012 edition of the New Frontiers of
                 fité du premier European Competition Forum            Les trois grands axes de cette politique ont été       d’un système de type administratif, sur le fond,
                                                                                                                                                                                                                                         competition law and policy”.
                                                                                                                                                                                       Antitrust has reached our highest expec-
                 organisé le 2 février 2012, dans lequel l’un des      confirmés la semaine suivante dans le discours         la principale raison tient au fait qu’à la diffé-
                                                                                                                                                                                       tations with cutting edge speakers from           Richard Whish
                 panels était consacré au contrôle des aides,          prononcé à Paris sur « Industrial Policy and           rence des USA, que l’on cite pourtant toujours                                                             Professor, King’s College London
                                                                                                                                                                                       all over Europe and lively debates with a
                 pour annoncer le début d’une vaste discussion         Competition Policy : Quo vadis Europa ? »              comme référence, le droit de la concurrence
                                                                                                                                                                                       large audience. We shall do even better
                 sur la modernisation du droit des aides d’Etat        (Speech, 12/83, 10 févr. 2012, 3ème conf. De-          de l’Union est le seul qui dispose des outils qui
                 (« Priming Europe for Growth », Speech 12/59).        main la concurrence/News Frontiers of Anti-            permettent de contrôler les interventions éta-
                                                                                                                                                                                       in 2013 !”.
                 La nécessité d’utiliser tous les moyens pour          trust). Au-delà du contrôle des aides, le Com-         tiques. Bien qu’à Paris, le Commissaire se soit          Frédéric Jenny
                 relancer la croissance et le besoin d’approfon-       missaire a fait un vibrant plaidoyer en faveur         exprimé dans l’enceinte de l’Assemblée natio-            Chairman, OECD Competition Committee
                 dir le marché intérieur, ainsi que le besoin          d’une politique de concurrence forte comme             nale, il est dommage que cela ait été devant
                 d’aider les Etats à sortir du dilemme du au           outil pour restaurer la croissance et dénoncer         un parterre de spécialistes et non devant les
                 déficit financier à un moment où la demande           l’idée souvent répandue en France selon lequel         parlementaires et autres politiques.
                 d’un soutien public ne fait que s’accroître, jus-     il y aurait incompatibilité entre cette dernière et

 24 - New frontiers of antitrust 2012 Concurrences Special Issue                                                                                                                                                                           New frontiers of antitrust 2012 Concurrences Special Issue - 25
You can also read