LIGHT SHORTAGE AS A MODIFYING FACTOR FOR GROWTH DYNAMICS AND WOOD ANATOMY IN YOUNG DECIDUOUS TREES - Brill

 
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IAWA Journal, Vol. 23 (2), 2002: 121–141

   LIGHT SHORTAGE AS A MODIFYING FACTOR FOR GROWTH
 DYNAMICS AND WOOD ANATOMY IN YOUNG DECIDUOUS TREES
                                             by
                    Silke Hoffmann & Fritz H. Schweingruber 1
   Swiss Federal Research Institute WSL, Zürcher Strasse 11, 8903 Birmensdorf, Switzerland

                                        SUMMARY

       Suppressed trees growing under the canopy of mature forests exceed
       the number of tall, dominant individuals by far. This paper focuses on
       the wood structure of suppressed trees modified by light shortage. Sec-
       ondly, the growth dynamics of suppressed deciduous trees within two
       sites was reconstructed by internal (tree rings) and external (bud scale
       scars) age determination. The social status of each specimen within the
       natural regeneration changes with time. Suppressed plants could once
       have held higher-ranking positions and individuals suffering from peri-
       ods of suppression are able to recover after light conditions improve.
       This is an important process for the long-term survival strategy of shade
       tolerant tree species. Wood anatomy modified by suppression provides
       additional information on tree growth through the following proper-
       ties: low percentage of pores in earlywood, changed distribution of pores,
       indistinct or absent growth ring boundaries, discontinuous growth rings.
       The low percentage of pores in earlywood may be a means of identify-
       ing light shortage in deciduous trees.
       Key words: Light shortage, wood anatomy, stand dynamics, bud scale
       scars, Acer platanoides, Acer pseudoplatanus, Carpinus betulus, Fagus
       sylvatica, Fraxinus excelsior.

                                    INTRODUCTION

During stand development, especially in the early period, many differentiating proc-
esses take place, mostly based on competition in the reduced light regime beneath the
canopy. Some of the trees die, others survive. We sought to determine whether it was
possible to see this development in wood anatomical features and clarify the way in
which light modifies the ontogenesis of the tree.
   In addition to tree-ring width, wood anatomy provides important, detailed infor-
mation about the relationship between tree growth and environment. Studies on wood
anatomy have mainly been based on the trunk wood of big, mature trees of economic
importance (Carlquist 1988; Schweingruber 1990). Changes in the endogenously con-
trolled wood anatomical structure through exogenous factors enable the tree to sur-

1) Author for correspondence.

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122                                                        IAWA Journal, Vol. 23 (2), 2002

vive under the current environmental conditions (Sass 1993). The wood anatomy of
big trees has to fulfil great demands for mechanical support as well as water transport
(Braun 1980). Suppressed trees are exposed to, e.g., low light and little water and
hence adaptations of the anatomical structures to these special conditions seem to be
necessary.
   Few studies have been made on suppressed individuals growing under the canopy
of forest stands (Merz & Boyce 1956). One of the first studies relating light suppres-
sion to wood structure was made by Koltzenburg (1967). However, the trees she sam-
pled were growing in an experimental plantation, which can be a good simulation of
nature, but plants possibly react differently in their indigenous environment. Other
studies of suppressed trees are based on natural ecosystems, e.g. Baas et al. (1983),
Sass (1993), Wang & Lee (1989), Baumberger (1997), and Schöne & Schweingruber
(1999). However, they did not consider the continual changes occurring as a complex
ecosystem develops.
   The aim of the present study was to compare the wood anatomical features of
seedlings growing under optimal light conditions with supppressed individuals in a
natural, heavily schaded site under a dense canopy of a mixed broad-leafed forest.
The temporal dimension represented by stem diameter and plant height reconstruc-
tion provided information about processes of competition and stand differentiation
during the past years. Furthermore the precision of age determination by counting
bud scale scars was investigated.

                             MATERIALS AND METHODS

Materials
   Entire plants were uprooted from two sites of natural regeneration at an altitude of
550 m in the Ramerenwald near Birmensdorf, canton Zürich, Switzerland (longitude:
47° 21' 59 " E, latitude: 8° 27 ' 3 " N). Both sites are 1 m2 in size, close to the edge of
a former sprout seedling forest and approximately 50 m from each other. One sample
site (shade) is located under a close canopy with 1.6% relative light intensity RLI
(100% RLI = full daylight received by plants on open land). The brighter gap site
receives 2.6% RLI. According to Kraft’s classification (1884) all trees sampled are
suppressed ones (class 5), but within the natural regeneration, which we are focusing
on, there are also trees which are higher and have larger diameters than their neigh-
bours. They are relatively dominant and thus the term ‘dominant’ is used for them in
this study.
   As controls, young trees from all species gathered in the forest were also taken
from the nursery of the WSL 2 as they had received full illumination (100% RLI).
The age of ten shaded beeches and hornbeams was exactly known (5 to 7 years). The
diameters ranged between 4 and 8 cm, heights between 3 and 5 m. The nursery lies
about 400 m distant from the forest sites and the climatic conditions are the same. The
soils of the two forest sites (lessivé) and the nursery are similar regarding soil acidity

2) Swiss Federal Research Institute WSL, CH-8903 Birmensdorf, Switzerland.

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Hoffmann & Schweingruber — Light shortage in young deciduous trees                           123

and water regime. With a mean annual temperature of 8.5 °C and relatively high mean
precipitation (952 mm /year), the climate of Zürich (average from 1961 to 1990) is
humid. The mean minimum temperatures of December, January and February are
below 0 °C.
   For the deciduous species found in the forest sites, see Table 1.

      Table 1. Absolute and percent occurrence of all species in both forest sites.

        Proportion of tree species       Absolute                            Percent
                                     ——————————                     ——————————
 Species                             Shade        Gap                Shade             Gap

 Maple (Acer pseudoplatanus L.)        10            2                 23               6
 Maple (Acer platanoides L.)             5           5                  11             16
 Hornbeam (Carpinus betulus L.)        15         14                   34              44
 Beech (Fagus sylvatica L.)              5           1                  11              3
 Ash (Fraxinus excelsior L.)             9          10                 21              31

Methods
   To determine the mutual effects of the plants on each other’s growth, as reflected
in stem increment, the position of each plant within each of the two 1 m2 sites inside
the forest was plotted (Fig. 1). For the anatomical investigation and the measurement
of tree ring width, cross sections (12 to 20 µm) were taken from each specimen at a
height of approx. 1 cm above soil level, to ensure that the first ring was included.
Preparations were bleached with eau de Javel, dyed with water soluble safranin, de-
hydrated with alcohol and xylol and finally conserved in Canada balsam (process
described in Schweingruber 1982). In each individual all rings were recorded, even
very narrow and tapering ones. The tangential diameter of earlywood pores was meas-
ured in several rings of each specimen and the circumference of the earlywood in
each ring was measured. Thus it was possible to compute the percentage of the
earlywood circumference made up by the pores. All anatomical parameters were
measured by means of the image analysis program “Image Pro Plus”.
   Tree rings were counted to determine the age of each cross section and ring widths
were measured along two radii to reconstruct the diameter of each plant for every
year. To determine external age, bud scale scars along the primary shoot were counted.
To reconstruct the increment in plant height, annual shoot lengths were measured.
The age of dead plants according to both the bud scale scars and the tree rings was set
back by one year, because if they had died longer ago than that they would have
decayed and disappeared.
   For checking the precision of external and internal age determination the number
of bud scale scars and tree rings of the beeches and hornbeams from the nursery were
compared with their actual age.

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124                                                                IAWA Journal, Vol. 23 (2), 2002

 cm                    shade 98                   cm                          gap 98
100                                              100

 80                                                80

 60                                                60

 40                                                40

 20                                                20

  0                                                 0
      0     20         40    60     80     100          0         20         40      60        80      100
                                            cm                                                          cm
 cm                    shade 94                   cm                          gap 94
100                                              100

 80                                                80

 60                                                60

 40                                                40

 20                                                20

  0                                                 0
      0     20         40    60     80     100          0         20       40        60        80      100
                                            cm                                                          cm

      Legend:

            maple –          hornbeam –          beech –               ash

      diameter-scale (mm)

      0–1        1–3         3–5          5–7               7–9                   9–12
                                                                                                     ←

                                                                                                        →

Fig. 1. Diameter development of the suppressed trees on the gap site (right) and the shade site
(left) in 4 -year intervals. Classification of diameter size is explained in the legend. Diameters
in 1998 range between 3 and 11 mm. The development of the diameters of the trees on the
shade side is continuous, the development on the gap site is more abrupt after 1990. The gap
was probably formed between 1990 and 1994.

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Hoffmann & Schweingruber — Light shortage in young deciduous trees                       125

                       shade 90                               gap 90
100                                        100

 80                                         80

 60                                         60

 40                                         40

 20                                         20

  0                                          0
      0           50          100   150          0       50            100            150

                       shade 86                               gap 86
100                                       100

 80                                         80

 60                                         60

 40                                         40

 20                                         20

  0                                          0
      0           50          100   150          0       50            100            150

                     shade 82                                 gap 82
100                                       100

 80                                        80

 60                                        60

 40                                        40

 20                                        20

  0                                          0
      0           50          100   150          0       50            100            150

                                                              gap 78
      (Figure 1 continued)                100

                                           80

                                           60

                                           40

                                           20

                                            0
                                                 0       50            100             150

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126                                                                                          IAWA Journal, Vol. 23 (2), 2002

                                                                       age (shade)
                                 20
                                 18
    bud-scale-scar age (years)

                                 16
                                 14
                                 12
                                 10
                                 8
                                 6
                                 4
                                 2
                                 0
                                      0       2       4       6       8       10        12        14           16            18    20
a                                                                      ring age (years)

                                                                            age (gap)
                                 24
                                 22
    bud-scale-scar age (years)

                                 20
                                 18
                                 16
                                 14
                                 12
                                 10
                                  8
                                  6
                                  4
                                  2
                                  0
                                      0   2       4       6       8    10     12    14        16        18          20        22   24
b                                                                      ring age (years)
                                          0 maple; - hornbeam;                  beech;       ×   ash;   ----------------   1: 1

Fig. 2. The age of plants, determined by counting bud scale scars (y-axis) and tree rings
(x-axis) on shade site (a) and gap site (b). Above the equal line, bud-scale-scar age exceeds
ring age, below this line ring age exceeds bud-scale-scar age.

                                                                      RESULTS

Growth dynamics
   Age detected by counting bud scale scars often exceeds age detected by counting
rings. This phenomenon was most conspicuous in the trees in shade (74%), but also
occurred in the gap (55%) (Fig. 2a, b). In all (shade) respectively most (gap) cases
hornbeam and ash exhibited more bud scale scars than tree rings whereas in beech
and maple the proportion was more balanced.

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Hoffmann & Schweingruber — Light shortage in young deciduous trees                         127

   The mean ring width curves of hornbeam, maple, beech and ash are shown in
Figure 3b–e, with an additional graph (Fig. 3a) showing all the single curves from
which the mean was derived for hornbeam as an example for illustration. The mean
curve for each species (Fig. 3b–e) gives an overview of the growth development in
the two different sites. On average, shade plants exhibit less growth in height and
diameter than plants in the gap, and in most cases their mean ring width curves lie
below those of the plants in the gap. All specimens of ash show decreasing ring widths
up to 1998, at which point 70% of the ash plants had died. Classification into height
and diameter ranks yields the following findings (Fig. 4a–d):
• Trees change their social status with regard to height as well as diameter during
  stand differentiation. Some dominant individuals (e.g. maple no. 6 in 1998 on the
  shade site in Fig. 4a) had been less dominant for several years. Suppressed trees
  had never been absolutely dominant, but held higher-ranking positions (e.g. ash
  no. 14, gap site in Fig. 4c).
• Changes in height rank are greater and occur more frequently than changes in
  diameter rank (compare Fig. 4a with 4b and Fig. 4c with 4d).
• The tallest individuals in the upper third of the height ranking often have the larg-
  est diameters, e.g. maple no. 25 in the gap site (Fig. 4c, d).
• The dominant trees in the upper third of the height or diameter ranking list are
  mostly some of the oldest specimens in the natural regeneration sites, e.g. beech
  no. 17 in the shade area (Fig. 4a, b).

In the five-year-old nursery beeches, twigs on the lower stem, and therefore shaded
by foliage higher up in the stem, showed the following features:
• They exhibited the same morphological features as the shoots of the suppressed
  plants from the forest sites: in comparison to twigs receiving more incident light,
  the annual shoot length and diameter are reduced.
• The number of bud scale scars (7) exceeded the actual age of the tree (5 years).

Wood anatomy
   Figures 5 to 8 show microsections from maple, hornbeam, beech and ash. Tree
rings of the suppressed trees are narrower than those in dominant trees but the number,
distribution and size of the vessels also differ between trees from shady and those
from sunny sites. Cells seem to be less differentiated than in dominant specimens.
Although not always significant, all species studied show the same clear trend: per-
centage of vessel diameter of earlywood circumference increases with increasing light
availability (Fig. 10). The intensity of this trend varies between the diffuse-porous
maple, hornbeam and beech and the ring-porous ash.
   It appears that earlywood pore diameter of maple (Fig. 5) correlates neither with
ring width (r = 0.16) nor with the age of the ring (r = 0.21). Vessel diameters (10– 45
µm) do not differ significantly between shade and gap site but do vary between gap
and nursery site (see Fig. 9). The percentage of vessels in earlywood shows an in-
creasing trend with increasing light availability (Fig. 10).

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128                                                             IAWA Journal, Vol. 23 (2), 2002

Fig. 3. For legend, see next page.

    mm                       tree-ring ring width ‘hornbeam’ (gap)
    1.6
    1.4
    1.2
      1
    0.8
    0.6
    0.4
    0.2
      0
    year:   89     90       91        92      93     94     95         96         97        98

a                         ———— single curves; ———— mean curve

    mm                               mean ring width ‘hornbeam’
    0.8
    0.7
    0.6
    0.5
    0.4
    0.3
    0.2
    0.1
      0
    year: 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98

b                          0
                         ———— gap, n = 13; ————
                                             -  shade, n = 12

    mm                                mean ring width ‘maple’
    0.7
    0.6
    0.5
    0.4
    0.3
    0.2
    0.1
      0
    year: 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98

c                          0
                          ———— gap, n = 7; ————
                                             -  shade, n = 12

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Hoffmann & Schweingruber — Light shortage in young deciduous trees                         129

    mm                            mean ring width ‘beech’
    0.8
    0.7
    0.6
    0.5
    0.4
    0.3
    0.2
    0.1
      0
    year: 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98

d                        ————
                          0   gap, n = 1; ————
                                            -  shade, n = 5

    mm                             mean ring width ‘ash’
    0.8
    0.7
    0.6
    0.5
    0.4
    0.3
    0.2
    0.1
      0
    year: 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98

e                        ————
                          0   gap, n = 7; ————
                                            -  shade, n = 4
 ←

←
Fig. 3a–e. Mean ring width curves for hornbeam, maple, beech and ash. As an example,
3a shows both the single curves and the mean curves for hornbeam from gap site.

   With decreasing light availability the ray width decreases from 2– 4 to 1–2 rows of
cells. Maples suffering only slightly from light shortage exhibit a weak semi-ring-
porous pattern (Fig. 5 C). Under severe light shortage, they only exhibit a few vessels
dispersed over the whole tree ring (Fig. 5 D, inner part). Growth ring boundaries char-
acteristically consisting of tangentially flattened marginal parenchyma are easy to
detect, even in suppressed specimens. Maples are able to recover quickly after light
conditions improve (Fig. 5 D, arrow).
   The mean vessel diameter of hornbeam also exhibits neither a relation to ring width
(r = 0.19), age of tree ring (r = 0.26) nor to illumination (Fig. 9). However, Figure 10
shows a significant increase in the percentage of pores in earlywood with increasing

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Fig. 4a. Rank in height on site ‘shade’ — For legend, see the next page                    Fig. 4b. Rank in diameter on site ‘shade’
                                                                                                                                                                                                                                                           130
                                                       year: 1986   87   88   89   90   91   92   93   94   95   96   97   98                     year: 1982 83   84   85   86   87   88   89   90   91   92   93   94   95   96   97   98
                                                   tree no:                                                                      species      tree no:                                                                                        species
                                                        1     40    40   40   31   31   31   31   31   31   31   16    6    6    1 maple          1      11 11    11   11   11   17   17    6   17   17   17   16   16   16   16   16   16    1 beech
                                                       2      41    17   17   24   24   16   16   16   16   16    6   16   16    2 beech          2      23 23    23   17   17   11    6   17   16   16   16   17   17    6    6    6    6    2 maple
                                                        3     17    41   24   17   43   24   24   17   17   17   17   17   17    3 beech          3                    23    4    6   16   16    6    6    6    6    6   17   17   17   17    3 beech
                                                        4     22    43   43   16   17   17   17   43    6    6   31   31   31    4 hornbeam       4                         23    4   11    7    7   24   24   24   24   24   24   24   24    4 beech
                                                       5      43     7    7   43   16   43   43   24   24   24   24   24   24    5 beech          5                              23    7   11   11   43   43   43   43   43   43   11   11    5 maple
                                                        6      7    23   41   41   35   35    6    6   43   33   33   33   33    6 hornbeam       6                                    4    4    4    7   25   41   33   11   11   43   43    6 beech
                                                        7     38    22    6   40    6   41   35   35   41   43   43   43   43    7 beech          7                                   23   41   43   41   41   25   25   41   41   41   42    7 maple
                                                        8     23    12   28    7   41   33   41   21   33   41   41   41   41    8 beech          8                                        25   41   11    7   33   41   33   33   33   41    8 beech
                                                       9      12    25   16    6    7    6   21   41   21   21   21   21   21    9 hornbeam       9                                        23   25   18   33    7   11   25   42   42   33    9 hornbeam
                                                      10      25    38   25   15   15   15   15   33   35   35   35   35   35   10 hornbeam      10                                             18    4   11   11    7   10   10    4   21   10 hornbeam
                                                      11      24    24   23   32   40   32   33   15   15   15   32   32   32   11 ash           11                                             23   25   18   18   10    7   25   21    4   11 maple
                                                      12       6     6   31   11   32    7   32   32   32   32   15   15   15   12 hornbeam      12                                                  33    4   10   18   42    4   10   25   12 maple
                                                      13            28   22   28   33   21    7   11   11   11   11   39   39   13 ash           13                                                  23   10    4    4   23   23   25   12   13 maple
                                                      14            16   12   21   21   11   11    7    1    1    1   11   11   14 maple         14                                                        9   37   37   15   21   23   15   14 ash
                                                      15            31   15   23   12   37   37    1    7    7    7    1    1   15 maple         15                                                       23   28   21    4   15   15   23   15 maple
                                                      16            15   27   25   11   40   44   44    4    4   42    7   42   16 maple         16                                                             9   28   21    7    7   28   16 maple
                                                      17            27   11    2   37   12   23   23   44   44    4   42    7   17 maple         17                                                            44   23   18   35   28   32   17 hornbeam
                                                      18            11   21   27    2   44    2   37   37   37   44    4    4   18 maple         18                                                            22   15   28   28   35   35   18 hornbeam
                                                      19            21    2   12   23   14   12    4   23   23   37   44   44   19 hornbeam      19                                                            23   35   37   37   12    7   19 maple
                                                      20             2   32   33   28    2   14   12   25   42   23   37   37   20 ash           20                                                                 42   35   18   32   44   20 hornbeam
                                                      21            32   14   37    4   23   40    2    2   25   25   23   25   21 maple         21                                                                 44   44   44   37   36   21 ash
                                                      22            14   26    4   27   26    4   25   14    2   36   25   23   22 maple         22                                                                  9    9   36   18   18   22 maple
                                                      23            26   13   22   25   27    1   14   12   36    2   40   40   23 ash           23                                                                 22   22   32   36   22   23 maple
                                                      24            13    1   14   14    4   27   28   28   28   28   36   36   24 ash           24                                                                  3   36   22   44   30   24 hornbeam
                                                      25             1   38   26   26   25   25   27   42   14   40   28   28   25 maple         25                                                                 12   32   12   22    3   25 hornbeam
                                                      26                 33    9   44   28   26   40   36   12   14    2    2   26 ash           26                                                                       3    9   30   14   26 hornbeam
                                                      27                 37    3   22    3   28    9    9   29   12   14   14   27 hornbeam      27                                                                      30   30    9    8   27 hornbeam
                                                      28                  4   13    3   22    3   26   27    9   29   29   29   28 maple         28                                                                      14    3    3   27   28 ash
                                                      29                  9   44   13    1    9   42    3    3    3   12   12   29 ash           29                                                                      12   14   14   13   29 hornbeam
                                                      30                  3    1    9    9   22   36   26   27    9    3    3   30 hornbeam      30                                                                      20   13    8   26   30 hornbeam
                                                      31                 44   10    1   13   10    3   40   26   26    9   26   31 hornbeam      31                                                                      19    8   27   10   31 maple
                                                      32                 10   38   10   10   36   10   10   10   27   26   19   32 maple         32                                                                       5   27   13   20   32 maple
                                                      33                      35   38   36   13   22   29   40   10   27    9   33 hornbeam      33                                                                      31   20   26   19   33 maple
                                                      34                           36   18   18   18   22   18   18   10   27   34 maple         34                                                                      34   19   20    5   34 maple
                                                      35                           18   38   42   13   18   22   22   18   10   35 ash           35                                                                       2    5   19    9   35 hornbeam
                                                      36                                42    8   29   13   19   19   19   18   36 maple         36                                                                      29   31    5   31   36 hornbeam
                                                      37                                 8   38    8   19   13   13   22   34   37 hornbeam      37                                                                      38   34   31   34   37 hornbeam
                                                      38                                     29   38    8    8    8   13   22   38 maple         38                                                                      39    2   34    2   38 hornbeam
                                                      39                                          19   38   38   30   30   30   39 hornbeam      39                                                                      40   29    2   29   39 ash
                                                      40                                               30   30   38    8   13   40 hornbeam      40                                                                           38   29   37   40 ash
                                                      41                                                         39   38   38   41 ash           41                                                                           39   38   38   41 ash
                                                      42                                                              34   20   42 maple         42                                                                           40   39   39   42 ash
                                                      43                                                              20    8   43 hornbeam      43                                                                                40   40   43 ash
                                                                                                                                                                                                                                                           IAWA Journal, Vol. 23 (2), 2002

                                                      44                                                                    5   44 hornbeam      44

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(Figure 4 continued)

                                                   Fig. 4c. Rank in height on site ‘gap’                                                            Fig. 4d. Rank in diameter on site ‘gap’
                                                       year: 1985 86      87   88   89   90   91   92   93   94   95   96   97   98                     year: 1985   86   87   88   89   90   91   92   93   94   95   96   97   98
                                                   tree no:                                                                            species      tree no:                                                                           species
                                                        1     14 18        9    9    9    9   32   32   32   31   24   24   25   25    1 maple           1     17    17   17   17   17   17   17   17   17   17   25   25   25   25    1 maple
                                                        2     18 14       18   26   19    8   25    8   19   32   19   19   19   19    2 maple           2      7     7    7    7    7    7    7    7    8    8    7    7    5   19    2 maple
                                                        3          9      14   18   24   26    8   31    8   24   32   25   31   31    3 hornbeam        3     15    15   15   15   15    8    8    8   25   25   15   15   19    5    3 hornbeam
                                                        4                 10   31   18   19   19   19   24   19    9   31   24   24    4 maple           4           24   18   18    8   15   32   25    7    7   17   31   31   31    4 hornbeam
                                                        5                 20   14   26   31    9   26   26    9   31   32   32   32    5 hornbeam        5           19   24   24   18   25   25   19   32   15    8   19    7   15    5 beech
                                                        6                 16    7    3   27   26   24   31    8   25    9    9    8    6 hornbeam        6            9   19   19   24   31   15   32   15   31   31   17   15    7    6 maple
                                                        7                 26   20   14   18   31   25   25   26    8   27    8   26    7 hornbeam        7           18    9    9   19   19   19   31   19   19   19    5   32   24    7 maple
                                                        8                 31   10   31   14   20   20    9   25   26    8   26    9    8 hornbeam        8                      8    9   18   31   15   31   32   32    8   24   32    8 hornbeam
                                                        9                  7   27   11   11   27   27   20   23   27   26   27   27    9 ash             9                          25   24   27   27   27   27   24    9   17   17    9 maple
                                                      10                  27   16   27    1   24    9    1   27   23    5    5    7   10 maple         10                           32    9   18   26   26   26   26   32    9    8   10 hornbeam
                                                      11                       17   10   24   23   23   23   20    5   23   17    5   11 hornbeam      11                           31   32   24   20   20   24    9   26    8    9   11 hornbeam
                                                      12                       11    4    4   14    1   27    1   20   17    7   20   12 hornbeam      12                                27    9   18    5    5   27   24   27   27   12 ash
                                                      13                       22    7    3   18   10   17   17    1   20   20   17   13 maple         13                                26   26   24    9    9    5   27   26   26   13 hornbeam
                                                      14                       19    8   20   11   14   10    5   17    7   23   23   14 hornbeam      14                                     20    9   24   20   20   20   20   20   14 hornbeam
                                                      15                       24   20   10    1   17    7    7    7    1    1    1   15 hornbeam      15                                           5   18   11   11   11   18   11   15 hornbeam
                                                      16                        3   17   23   10   18    5   10   11   11   11   11   16 hornbeam      16                                          23   23   23   23   23   11    1   16 hornbeam
                                                      17                        4   23   17    3    2   11   11   10   10   10   10   17 hornbeam      17                                           6    6    4    4   18   23   18   17 maple
                                                      18                        8   32    7    4   11   18   18   18   15   15   15   18 beech         18                                               11   18   18    4   10   23   18 hornbeam
                                                      19                       23   16   16   17    3   14   14   14   18   14   14   19 ash           19                                                4    6   10   10    1   10   19 hornbeam
                                                      20                       32   30   13    7    4    2    2    2   14   18   18   20 maple         20                                                     3    6    1    4    2   20 hornbeam
                                                      21                       30   22   22    2    7    3    3   15    2    2    2   21 hornbeam      21                                                    13    1    2    2    4   21 hornbeam
                                                      22                             1    2   22   22    4    4    3    3    3    4   22 hornbeam      22                                                    12   16    6    6    3   22 ash
                                                      23                            13   32   16   16    6    6    4    4    4    3   23 ash           23                                                    10    3    3    3   16   23 maple
                                                      24                             2   30   13   30   16   15    6    6    6   16   24 maple         24                                                     1   12   16   16   22   24 hornbeam
                                                      25                                 15   30    6   22   16   16   16   16   22   25 hornbeam      25                                                    16   13   12   12   14   25 ash
                                                      26                                 25   12   12   13   22   22   22   22   29   26 ash           26                                                         29   13   13   21   26 ash
                                                      27                                 12    6   13   30   13   13   13   13   33   27 ash           27                                                         22   29   22   33   27 ash
                                                      28                                  6   15   15   12   12   12   12   12    6   28 ash           28                                                          2   22   29   30   28 ash
                                                      29                                           33   15   30   29   29   29   12   29 ash           29                                                         14   14   14   29   29 ash
                                                      30                                            5   29   29   30   30   30   21   30 ash           30                                                         21   21   21   12   30 ash
                                                                                                                                                                                                                                                    Hoffmann & Schweingruber — Light shortage in young deciduous trees

                                                      31                                           29   33   33   21   21   21   13   31 ash           31                                                         33   33   33   13   31 ash
                                                      32                                                     21   33   33   33   30   32 ash           32                                                         30   30   30    6   32 ash

                                                   Fig. 4. Classification into height and diameter ranks. Trees change their social status with regard to height as well as diameter during stand differen-
                                                   tiation. Some dominant trees had been less dominant for several years (e.g. maple no. 6 in 4a). Suppressed trees had never been absolutely dominant
                                                   but held higher ranking positions (e.g. ash no. 14 in 4c). Changes in height position are greater and happen more often than changes in diameter rank
                                                   (compare 4a with 4b and 4c with 4d).
                                                                                                                                                                                                                                                    131

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132                                                         IAWA Journal, Vol. 23 (2), 2002

Legend to Figures 5–8. Histological cross sections, scale bars = 500 µm. – A: adult, dominant
specimen of the species. – B: juvenile specimen from the nursery of the WSL (receiving full
light). – C: suppressed individual from site ‘gap’ or ‘shade’ from the upper third of height
ranks. – D & E: individuals from the lowest third of the height ranks.

Fig. 5. Maple – Abrupt growth change (5D, arrow); recovery after light conditions improved.

Fig. 6. Hornbeam – Growth ring boundaries of juvenile hornbeam characteristically show a
discontinuous row of groups of thick-walled libriform fibres in the latewood (arrow in 6B).

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Hoffmann & Schweingruber — Light shortage in young deciduous trees                               133

Fig. 7. Beech – In comparison with other species, the growth ring boundaries stay relatively
evident, identifiable by broadened rays and tangential flattened marginal parenchyma (arrow
in 7C). 7D (arrow) shows an abrupt growth change.

Fig. 8. Ash – Ash is a ring-porous species and tends to exhibit an increase in size of earlywood
pores with increasing light availability (8 A–E). Ash usually produces small latewood pores
(arrow, 8A), in suppressed trees these are often missing (8 C–E). Under severe light shortage
ash produces only discontinuous rings which in the preterminal period consist only of a few
vessels (arrows, 8 E).

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134                                                           IAWA Journal, Vol. 23 (2), 2002

illumination. Pore density in latewood decreases and under severe light shortage only
a few pores appear in earlywood and none in latewood (Fig. 6 D). In contrast to the
stem wood of mature, dominant trees with usually aggregate rays, young specimens
and older suppressed specimens of hornbeam exhibit only uniseriate rays. Growth
ring boundaries of juvenile hornbeam characteristically show a discontinuous row of
groups of libriform fibre cells (arrow in Fig. 6 B). This attribute is manifest even in
suppressed samples (Fig. 6 C– E).
    In beech, vessel diameter varies with age (r = 0.42) and varies slightly with ring
width (r = 0.3). Vessel diameter varies also with illumination (Fig. 9): vessel size
increases from shade to gap site but decreases from gap to nursery. Percentage of ves-
sel diameter of earlywood circumference increases with increasing light availability,
although not significantly (Fig. 10). Pore diameter in beech wood seems to be more
independent of light than pore diameter in ash (Fig. 10). With decreasing incident
light, the tendency to semi-porosity increases. In comparison with other species the
growth ring boundaries of beech remain relatively evident, identifiable by broadened
rays and tangentially flattened marginal parenchyma.
    Ash was the only ring-porous species in this study. Ash exhibits a significant in-
crease in size of earlywood pores with increasing light availability (Fig. 9). There is a
high correlation between vessel diameter and ring width (r = 0.83) and also cambial
age (r = 0.43). Increasing light causes also a – partially – significant increase in per-
centage of pores in earlywood (Fig. 10). Dominant, mature ashes usually produce
small latewood pores (Fig. 8 A, arrow). In suppressed individuals these are often com-
pletely missing (Fig. 8 C– E). Under severe light shortage ash produces only discon-
tinuous rings of small earlywood pores (Fig. 8 D, E). Tapering rings occur more often
in suppressed than in dominant ashes, and rings in dying ashes consist only of a few
vessels (Fig. 8 E, arrows). The differences between vessels, parenchyma cells, ray
parenchyma and fibres become blurred and cell walls, though not actually measured,
seem to be thinner. Due to the arrangement of pores in a ring, it is usually easy to
detect the ring boundary. Dwarfed ashes do not exhibit clear ring boundaries, but in
most cases it was possible to identify the boundaries by means of discontinuous
earlywood vessel rows.

Fig. 9. Changes in earlywood-vessel diameters in relation to light availability.                  →
Legend:
                       maximum                        5   significant (p = 5%)

                                 quartile 75%

          confidence             median
          interval
                                 quartile 25%

                       minimum

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Hoffmann & Schweingruber — Light shortage in young deciduous trees                                      135

                                                                                              nursery
                                                                                              gap
                                                                                              shade
                                            hornbeam

                                                                                                        Fig. 9 — For legend see previous page.
  beech

0.06      0.04          0.02          0.0          0.06       0.04          0.02

                                                                                              nursery
                                                                                              gap
                                                                                              shade
  maple

                                            ash

   0.05          0.03          0.01                    0.10     0.06             0.02
                         tangential vessel diameter (mm)

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136
                                                                                                                    maple                                                              beech

                                                                                                               25
                                                                                                                                                                                 50

                                                                                                               20
                                                                                                                                                                                 40

                                                                                                               15
                                                                                                                                                                                 30

                                                                                                               10
                                                                                                                                                                                 20

                                                                                                               5
                                                                                                                                                                                 10
                                                                                                                    ash                                                                hornbeam

                                                                                                                                                                                 25

                                                                                                               50
                                                                                                                                                                                 20

                                                                                                               40
                                                                                                                                                                                 15

                                                                                                               30
                                                                                                                                                                                 10

                                                                                                               20
                                                   tangential vessel diameter of earlywood circumference (%)
                                                                                                                                                                                 5

                                                                                                               10
                                                                                                                            shade          gap            nursery                              shade           gap           nursery
                                                                                                                              Fig. 10. Percentage of earlywood circumference made up by vessels — For legend see page 134.
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                                     DISCUSSION
Growth dynamics
    Counting bud scale scars gives sometimes lower but in most cases higher ages
than counting growth rings (Fig. 2). A lower bud scale scar age is probably due to
difficulty in identifying scars close to the stem base caused by secondary thickening
and bark development (Schöne & Schweingruber 1999). On average the trees from
the gap site are older and have larger dimensions than those from the shady site.
Larger diameters cause less easily identifiable bud scale scars. Beech and maple con-
stitute in both sites usually the largest specimens (see Fig. 4), which explains the higher
rate of unidentifiable bud scale scars and, hence, more counted rings than inter-
nodes.
    An explanation of the opposite case – higher values from counting scars – requires
a deeper insight into the growth behaviour of trees. There are two possibilities: sev-
eral rings could be completely missing or a second shoot (prolepsis) has been formed
in the same year, increasing the number of scars.
    Exact dating and cross matching of tree-ring series for suppressed trees is difficult
because of tapering or missing rings, as has been frequently observed in the past
(Hartig 1869; Petersen 1899; Andrews & Gill 1939; Huber & Holdheide 1942; Roberts
1994). As early as 1899 Petersen described wedging and even missing growth rings
in diffuse- and ring-porous deciduous trees. Wedging rings were frequently observed
in the present study and thus the question of completely missing rings arises. Without
the possibility of cross matching time series, only the hypothesis of prolepsis can be
tested. In general, every tree species is able to form lammas shoots (“Johannistriebe”)
which are normally accompanied by false rings after a summer pause in growth.
Späth (1912) and Roloff (1989), who both studied dominant and suppressed trees,
never identified prolepsis in suppressed trees. The number of bud scale scars in shaded
beeches from the nursery exceeded the true age by about two years. The reason for
that phenomenon might be the “false Johannistrieb” (Späth 1912) which occurs as a
result of transplanting. Our own studies support the observations of Späth. Beeches
investigated in the present study had been transplanted twice and exhibit two more
internodes than real age. Gruber (1998) reported that beeches exhibiting endogenous-
ly induced prolepsis never produce false tree rings. However, the number of annual
shoots along the primary axis is always identical to the number of tree rings from the
year of germination.
    Measurement along the primary axis of the trees investigated guaranteed that en-
dogenous prolepsis shoots were not counted. The number of bud scale scars did not
exceed real age in the case of light-suppressed trees. Thus, a lower number of tree
rings than of bud scale scars must be due to completely missing rings.
    Cherubini et al. (1998) investigated the growth dynamics within a commercial
Norway spruce forest. The results emphasized the possibility of trees changing their
social status within the stand in the course of their life-span. In that study however,
statuses were reconstructed from tree rings; shoot lengths were not measured, so that
tree height could not be reconstructed. Different findings have been reported for a

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138                                                      IAWA Journal, Vol. 23 (2), 2002

pine plantation (Sutton 1973); even-aged individuals in this artificial ecosystem never
changed their status, except that one dominant tree died and another one then became
dominant.
   The current study shows the same findings as those of Cherubini et al. (1998) but
additionally shows a close relation between diameter and height position in natural
regeneration. On the basis of ranking individuals over the past ten years, some spe-
cies appear to have more competitive ability than others. At RLI 2.6% regeneration of
maple and beech developed successfully. Ash is suppressed if situated next to maple,
beech or hornbeam, even though it is known to be shade tolerant during its juvenility.
During the aggradation phase in the gap, RLI decreases partially to less than 2%
which is not enough for the successful establishment of ash (Emborg 1998) and prob-
ably the reason for the die back of ash on both forest sites.
   The results of the present study demonstrate the variability of competitive situa-
tions in young stands. However, dramatic changes in dominance are seldom as long
light conditions do not change (Suner & Röhrig 1980; Poulsen & Platt 1989; Newbold
& Goldsmith 1990; Peltier et al. 1997; Gansert & Sprick 1998).

Wood anatomy
   Different tree species respond in different ways to the same influence (Trendelen-
burg & Mayer-Wegelin 1955). We found the same in our case. The only trend all spe-
cies studied show is an increase in vessel proportion with increasing light availabil-
ity (Fig. 10). But how close is the relationship between this feature and the factor
light?
   According to Grosser and Burger (1985), the wood of bonsai maples has smaller
vessels than the wood of ‘normal grown’ dominants whereas the number of vessels
increases. The sum of the entire vessel area remains of the same order of magnitude.
The maples in our study also showed a decrease in vessel diameter with increasing
suppression; however, the cause of the modifications is a different one. In contrast to
the bonsais, vessel proportion in earlywood of light-suppressed maples was lower
than in those under better light conditions. Thus earlywood circumference made up
by pores seems to be related to light regime.
   Koltzenburg (1967) described the same phenomenon as Grosser and Burger (1985)
did for beeches suffering from light shortage. Our own study detected decreasing ves-
sel diameters in beech from gap to nursery, which could be due to age-trend (Bariska
& Bosshard 1974; Gartner 1995; Richie 1994). The features measured in beech from
the gap were obtained from only one specimen, which had been extremely suppressed
for the first ten years. Rings were impossible to distinguish or to measure so that rings
measured were older than those in beeches from shade and nursery sites.
   Diffuse-porous species transport water throughout the whole sapwood (Huber 1956;
Eckstein et al. 1974). Thus, at the onset of the vegetation period, their earlywood
vessels are less important than in ring-porous species. According to Peszlen (1994)
cambium age has significant effects on the anatomical features of (poplar) wood.
Furthermore, Gartner (1995) ascertained great intra-individual variability in xylem.
Amplitude of vessel diameter, vessel area, fibre length and ray area between pith and

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Hoffmann & Schweingruber — Light shortage in young deciduous trees                         139

bark within one individual varies much more than wood from the same part of the
trees between individuals from two different sites. For that reason we compared juve-
nile forest trees with a maximum age of twenty-two years with likewise juvenile trees
from the nursery.
   Vessel width is a question of ‘efficiency and safety’ (Huber 1935; Zimmermann
1983). Ring-porous species, with their wide vessel elements in stems, transport up to
7000 times more water, bearing a 7000 times higher risk of cavitation and collapse of
connected adjacent cells than diffuse-porous species with narrow vessels. Ash as a
ring-porous species has a different strategy for survival than e.g. maple. As water is
conducted only in the outermost ring, the efficiency of the earlywood is an important
factor for the first weeks of the vegetation period (Zimmermann 1983). Thus, in ash
the earlywood vessel diameter increases significantly with improving light condi-
tions (Fig. 9).
   In hornbeam the percentage of vessels in earlywood increases significantly, al-
though there is no correlation between vessel diameter and light, cambial age or ring
width. According to Sass (1993) and Baas et al. (1984), vessel diameter changes with
different water regimes, which is related to the lower risk of embolisms in narrow
vessels (Huber 1935; Zimmermann 1982). Light shortage does not incorporate this
risk but leads to lower photosynthetic rates and hence lower production of material
(Tognetti et al. 1994). Thus, only the minimum number of each type of cell can be
formed to maintain the functions of mechanical support and ascent of sap.

                          CONCLUSION AND OUTLOOK

In principle all suppressed trees are capable of recovering after improvement in light
conditions. Suppressed trees under shady canopies stay in a ‘position of waiting’,
ready to instantly assume the status of a tree which dies.
    Counting bud scale scars provides, at least with suppressed trees under a close
canopy, the option of determining the minimum age of plants without killing them.
Further studies on growth dynamics, even in mature stands containing large trees,
could reinforce the current findings.
    The results of the present study suggest a means of identifying light shortage in
deciduous trees through low vessel percentage in earlywood. To distinguish signs of
light shortage from those of e.g. drought or cold, investigation of deciduous trees,
e.g. bonsai-like ashes in crevices or in other extreme ecological situations, must be
conducted. Publications on the ascent of water in trees (e.g. Zimmermann 1983; Anfo-
dillo et al. 1993), as well as most wood anatomical studies, deal with mature, domi-
nant trees. Investigations of sap flow in suppressed trees would be necessary for a
better understanding of the observed structural differences.
    Intra-annual growth of trees and related interactions between trees is more or less
still an enigma, above all in natural stands. The development of the latest tree ring of
different species within a stand from the beginning to the end of the vegetation period
would provide valuable data for further investigation.

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140                                                                IAWA Journal, Vol. 23 (2), 2002

                                    ACKNOWLEDGEMENTS

The present study was funded by a doctoral scholarship from the Swiss National Science Founda-
tion (no. 31-52’349.97) to the first author. We would like to thank A. Burkart and C. Cattaneo for
taking samples from the nursery and O.U. Bräker for advice with the image analysis. We are espe-
cially grateful to P. Cherubini for critical reading and interesting discussions, A. Rigling for advice
with the statistical methods and to M.J. Sieber for the English corrections.

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