A solution of the time paradox of physics
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Z. Phys. Chem. 2020; aop Grit Kalies* A solution of the time paradox of physics https://doi.org/10.1515/zpch-2020-1659 Received March 13, 2020; accepted July 29, 2020; published online August 27, 2020 Abstract: Quantum mechanics for describing the behavior of microscopic entities and thermodynamics for describing macroscopic systems exhibit separate time concepts. Whereas many theories of modern physics interpret processes as reversible, in thermodynamics, an expression for irreversibility and the so-called time arrow has been developed: the increase of entropy. The divergence between complete reversibility on the one hand and irreversibility on the other is called the paradox of time. Since more than hundred years many efforts have been devoted to unify the time concepts. So far, the efforts were not successful. In this paper a solution is proposed on the basis of matter-energy equivalence with an energetic distinction between matter and mass. By refraining from interpretations pre- dominant in modern theoretical physics, the first and second laws of thermody- namics can be extended to fundamental laws of nature, which are also valid at quantum level. Keywords: entropy; irreversibility; quantum thermodynamics; special relativity; time paradox of physics. 1 Introduction The experience of irreversibility, i.e. the empirical reality that processes have a direction and that yesterday can be distinguished from tomorrow, has occupied philosophers and physicists for centuries. On the one hand, the theories of modern physics interpret processes as time- reversal invariant, i.e. time-symmetric or reversible. The equations of quantum mechanics, special relativity (SR), classical mechanics, electrodynamics, etc., remain unchanged under time-reversal. Even general relativity (GR), which is applied for events on cosmological scales, contains no physical expression for irreversibility. This would mean that each process in the universe can be reversed in the same path. *Corresponding author: Grit Kalies, HTW University of Applied Sciences Dresden, 1 Friedrich-List- Platz, D-01069 Dresden, Germany, E-mail: grit.kalies@htw-dresden.de Open Access. © 2020 Grit Kalies, published by De Gruyter. This work is licensed under the Creative Commons Attribution 4.0 International License.
2 G. Kalies On the other hand, thermodynamics includes a physical term for the fact that processes are irreversible and that a time arrow exists for the whole universe. In 1865, Rudolf Clausius formulated the second law of classical thermodynamics according to that the extensive state quantity entropy S increases in any natural process [1]. Thermodynamic process and equilibrium criteria are defined by en- tropy relations and are used to design technical and industrial processes and to describe the complex everyday world surrounding us. The divergence between complete reversibility in quantum mechanics on the one hand and irreversibility and time arrow in thermodynamics on the other, i.e. “The Paradox of Time” [2], could not yet be explained by a physics approach. Today, S is interpreted as a merely statistical property, whereby a dynamic chaos on the micro level would break the temporal symmetry. In this way, the second law of thermodynamics is further understood as a statement of probability, as already concluded by Ludwig Boltzmann in the context of the kinetic theory of gases [3]. Modern quantum field theories assume time-reversal processes in line with Ein- stein’s opinion who wrote in his letter of July 29, 1953, to his colleague and friend Michele Besso: “As far as our more direct knowledge of the elementary processes exists, there is a reversal of each process. […] In the elementary, there is an inverse to every process.” (« Aussi loin que puisse parvenir notre connaissance plus directe des processus élémentaires, on trouve, pour chaque processus, son inverse. […] Dans l’élémentaire, tout processus a son inverse. » [4, p. 292]) Consequently, irreversibility is further understood as a subjective impression or illusion, as Albert Einstein suggested in 1955: “For us believing physicists, the distinction between past, present and future only has the meaning of a persistent illusion.” („Für uns gläubige Physiker hat die Scheidung zwischen Vergangenheit, Gegenwart und Zukunft nur die Bedeutung einer wenn auch hartnäckigen Illusion.“ [5]) Up to the present day, physicists try to explain the origin of the arrow of time [6–11]. In this context, it should be noted that in modern theoretical physics, the theories of relativity and the Copenhagen interpretation of quantum mechanics are regarded as fundamental, while thermodynamics is understood as more deriva- tive. Irreversible behavior is often neglected: “Irreversibility as a fundamental problem is still not accepted today; the considerable effort that was invested in it for several decades around a hundred years ago merely served to finally displace it.” („Irreversibilität als Grundlagenproblem wird bis heute nicht akzeptiert; der erhebliche Aufwand, der vor etwa hundert Jahren für einige Jahrzehnte dafür getrieben wurde, diente lediglich seiner endgültigen Verdrängung.“ [12, p. 8])
Time paradox of physics 3 Accordingly, the so-called world formula (Theory of Everything, ToE) is searched today in the unification of two theories with reversible time concepts: the quantum theory with CPT symmetry and the general theory of relativity that describes gravity as a symmetric dynamic spacetime. In the unifying approaches of quantum gravity such as string theory, loop quantum gravity, non-commutative geometry, causal dynamical triangulation or asymptotic safety, an attempt is made to quantize spacetime, with a consensual solution still missing [13]. The most popular candidates of quantum gravity are the string theory and loop quantum gravity. The intuitive approach of the string theory that real elementary particles cannot be zero-dimensional1 is connected with a high-dimensionality of spacetime. For example, the five popular superstring theories that predict supersymmetry (SUSY) postulate 10 spacetime dimensions. Since a few years, the criticism of the string theory is increasing: “The experimental confirmation is the seal of quality of genuine natural science. Since string theorists have not succeeded in proposing any possibility of experimental confirmation of string theory at all, string theory should be retired now and today.” („Die experimentelle Bestätigung ist das Gütesiegel echter Naturwissenschaft. Da die Stringtheoretiker es nicht geschafft haben, überhaupt irgendeine Möglichkeit der experimentellen Bestätigung der Stringtheorie vorzuschlagen, sollte die Stringtheorie jetzt und heute in den Ruhestand geschickt werden.“ [F. Tipler, in: 14, p. 96]) Some of the co-founders of loop quantum gravity admit that their theory and modern physics are in crisis, such as the theoretical physicists Lee Smolin [8, 11, 15] and Sabine Hossenfelder [16]. Others, like the physicist Carlo Rovelli, argue, contrary to Lee Smolin, that time does not exist and invoke the beauty of GR [17, 18]. This esthetic assessment cannot convince. A dynamic spacetime inevitably means that even for macroscopic processes the arrow of time (the distinction between yesterday and tomorrow) is irrelevant and that films cosmologically might run backwards. The fundamental daily experience that things are subject to temporality, including aging and death, is negated. From the viewpoint of ther- modynamics, the approaches of quantum gravity are bound to fail since mecha- nistic approaches such as relativistic mechanics and quantum mechanics are based on idealizations that can only provide an incomplete picture of the real world. In this paper is shown that the divergence between complete reversibility in quantum theory and irreversibility in thermodynamics can be resolved by means of an energetic distinction between matter and mass. Matter-energy equivalence 1 A one-dimensional object like a string is closer to reality than a point-like, i.e. zero-dimensional elementary particle in the Standard Model. However, one-dimensionality still remains a non- physical assumption.
4 G. Kalies [19, 20] provides the theoretical justification for a realistic interpretation of quantum phenomena, based on works of Hendrik Antoon Lorentz, William Thomson (Lord Kelvin), Henri Poincaré, Walther Nernst, Louis de Broglie, Jean- Pierre Vigier, David Bohm, etc. [21–23]. By adapting thermodynamics to quantum theory, a realistic theory of quantum thermodynamics can be developed, which can be understood as the connection between micro- and macrocosm. After a short insight into the time concept of modern physics and the current interpretation of entropy, a solution of the time paradox of physics is presented that is in full agreement with the experimental evidence and newer findings of quantum physics. 2 Special relativity and the time concept of physics The time concept of modern theoretical physics is essentially based on the special theory of relativity (SR) of Albert Einstein [24, 25]. The conditionality of this time concept can only be understood in the historical context. A brief summary is given below that may differ from other reports in key points because it focuses on the recognition of irreversibility. Before 1905, the ideas of time were mainly influenced by Newton’s concept of absolute time: “Absolute, true, and mathematical time, of itself, and from its own nature flows equably without regard to anything external, and by another name is called duration : relative, apparent, and common time, is some sensible and external (whether accurate or unequable) measure of duration by the means of motion, which is commonly used instead of true time; such as an hour, a day, a month, a year.” [26, p. 77] and the ideas of philosophers such as Immanuel Kant [27, p. 134] or Arthur Schopenhauer [28, p. 67], who understood space and time as a priori categories. In 1905, Albert Einstein created substantially new space and time concepts. Time was identified by the clock time which is always variable because clocks, i.e. real matter, can be influenced, e.g. by gravitational fields. He proposed a dynamic time that depends on the state of the observer. Time was interpreted as relative while abandoning absolute time and absolute simultaneity.2 2 A detailed analysis of the time concept of special theory of relativity is given in the textbook “Vom Energieinhalt ruhender Körper” (“From the Energy Content of Resting Bodies”) [19] and will be presented in the subsequent paper “A solution of the interpretation problem of Lorentz transforms”.
Time paradox of physics 5 In 1908, the mathematician Herman Minkowski derived from SR the idea of the four-dimensional Minkowski spacetime: “The views on space and time that I would like to develop for you are based on experimental physics. This is their strength. Their tendency is a radical one. From now on, space for itself and time for itself are to be completely reduced to shadows and only a kind of union of the two is to maintain independence.” („Die Anschauungen über Raum und Zeit, die ich Ihnen entwickeln möchte, sind auf experimentell-physikalischem Boden erwachsen. Darin liegt ihre Stärke. Ihre Tendenz ist eine radikale. Von Stund‘ an sollen Raum für sich und Zeit für sich völlig zu Schatten herabsinken und nur noch eine Art Union der beiden soll Selb- ständigkeit bewahren.“ [29, p. 75]) For the physics of the early 20th century, the usability of theories was of primary importance. In 1905, Ludwig Boltzmann stated that physics turns from an explaining to a describing natural science [30, p. 1]. Also Einstein’s paper “On the electrodynamics of moving bodies” in 1905 [24] was committed to a pragmatic and positivistic spirit. By promising a unification of Newtonian mechanics and Max- well’s electrodynamics, SR did fulfill the collective expectation of physics and offered a way out of the long-lasting crisis that resulted from the fact that a me- chanical ether fluid could not be found. In light of the new time concept of SR, one spoke of a radical change in the worldview. In 1909, Max Planck proclaimed a Copernican revolution: “It hardly needs to be emphasized that this new understanding of the concept of time places the highest demands on the abstraction ability and imagination of the physicist. […] The revolution caused by this principle in the area of the physical world view can only be compared in extent and depth with the introduction of the Copernican world system.“ („Es braucht kaum hervorgehoben zu werden, daß diese neue Auffassung des Zeitbegriffs an die Abstraktionsfähigkeit und an die Einbildungskraft des Physikers die allerhöchsten Anfor- derungen stellt. […] Mit der durch dies Prinzip im Bereiche der physikalischen Weltan- schauung hervorgerufenen Umwälzung ist an Ausdehnung und Tiefe wohl nur noch die durch die Einführung des Copernikanischen Weltsystems bedingte zu vergleichen.“ [31, pp. 117–118]) This assessment is still shared today, and many textbooks and scientific papers honor the revolutionary work of Albert Einstein and Hermann Minkowski. Nevertheless, the time concept of SR is rather to be understood as a pragmatic emergency solution, since a dynamic relative time inevitably means that time is symmetric. In this way, all processes are reduced to reversible changes of position in empty space, according to which objects can be transported back to their old place without any changes. From experience we know that this represents an idealization which is not able to fully grasp the complexity of nature:
6 G. Kalies “Predictable in the future is only what resembles the past, or what can be put together again from elements that are like those of the past. This is the case of astronomical, physical and chemical processes, of all those in general, in which only changes of position occur, in which the idea that things can be brought back to the same place is not a theoretical absurdity, [/]. ” („Vorhersehbar an der Zukunft ist nur, was der Vergangenheit gleicht, oder was aus Ele- menten, die denen der Vergangenheit gleichsehen, wieder zusammengesetzt werden kann. Dies ist der Fall der astronomischen, physikalischen und chemischen Vorgänge, aller derer überhaupt, ,beidenen nur Lageveränderungen vor sich gehen, bei denen der Gedanke, die Dinge könnten an Ort und Stelle zurückgebracht werden, keine theoretische Absurdität ist, [32, p. 34]) Beside the main postulate of the invariance of light velocity, SR is characterized by energetic idealizations and assumptions such as [19, 20]: – the movement of point masses in empty (matter- and field-free) space, – the interpretation of the inertial system as a rigid body, – the construction of space from inertial systems, – the interpretation of time as clock time, – the concept of the primacy of the observer. Many scientists criticized the contra-intuitive assumptions of SR, which led to partly emotional discussions, also in public. The majority of contemporary sci- entists at the early 20th century did not believe in an empty, etherless space: “Lorentz’s theory demanded an ether. He, and the great majority of his contemporaries, never doubted the physical reality of the ether, as something that both had physical properties and could serve as a standard of rest with respect to which ‘absolute’ velocities had a definite meaning.” [33, pp. 115–116] In his general theory of relativity (GR) of 1915 [34, 35], Einstein replaced, by maintaining the geometric idea of symmetric spacetime, the matter- and field-free space of SR by a space corresponding to space filling: “According to the general theory of relativity, however, space has no special existence in respect of the ‘space-filling’, dependent on the coordinates.” („Gemäß der allgemeinen Relativitätstheorie dagegen hat der Raum gegenüber dem ‚Raum-Erfüllenden‘, von den Koordinaten Abhängigen, keine Sonderexistenz.“ [36, p. 125]) Einstein gave priority to geometry, as he reinforced in 1917 and 1922: “The thus completed geometry is then to be treated as a branch of physics.” („Die so ergänzte Geometrie ist dann als ein Zweig der Physik zu behandeln.“ [36, p. 9]) „According to all these definitions, spatial and temporal statements have a physically real, not merely fictive meaning.” („Nach all diesen Festsetzungen haben räumliche und zeitliche Angaben eine physikalisch reale, keine bloß fiktive Bedeutung.“ [37, p. 32])
Time paradox of physics 7 With the measurement of the deflection of light in the gravitational field of the sun by Sir Arthur Eddington in May 1919, which was interpreted as confirmation of GR, the concept of relative time gained worldwide fame. The triumph of GR was also that of SR although the two theories are fundamentally different. Einstein considered many experimental findings, such as the perihelion motion of Mercury, the deflection of light in a gravitational field or the redshift of spectral lines [36, pp. 98–100], as confirmations of the theories of relativity. In his speech to the Royal Society of London in 1921, he emphasized that relativity “is not of speculative origin, but owes its discovery only to an effort to adapt the physical theory as well as possible to the observed facts.” (“nicht spekulativen Ursprungs ist, sondern dass sie durchaus nur der Bestrebung ihre Entdeckung verdankt, die physikalische Theorie den beobachteten Tatsachen so gut als nur möglich anzupassen.” [38]) It was a multi-causal, not only scientific, but also social and science-political process that SR and GR were gradually accepted. A minor role in this context played the fact that single experiments allow only limited statements and can be interpreted differently, whereby the previously fixed belief is often decisive. The experience of temporal development in one direction being confirmed innumer- able times was not taken into account. Because the relativistic time concept con- tained internal inconsistences, not few famous philosophers criticized the theories of relativity, such as Henry Bergson in his book “Durée et simultanéité. À propos de la théorie d’Einstein” (Paris, 1922) [39] or Nicolai Hartmann in his book “Philoso- phie der Natur” (Berlin, 1950) [40]: “Completely transparent, however, is the size of the aporias themselves – up to the self- contradiction of the statements – as well as the extremely small base of the initial position.” („Vollkommen durchsichtig ist indessen die Größe der Aporien selbst – bis zum Selbstwi- derspruch der Aussagen –, sowie die äußerst schmale Basis der Ausgangsstellung.“ [40, pp. 245–246]) While the criticism of the relative time has continued until today, Einstein’s conception of complete masse-energy equivalence was widely accepted. The idea of an easy calculability of the total amount of energy of a body or, elementary particle was seductive. The theories of relativity began to become established. In 1927, on the basis of GR, Georges Lemaître developed the big bang hypothesis [41]. He introduced a cosmological time that represents an absolute time because with a big bang only one age for the whole universe can be defined. In this context, a “partial reinstatement of absolute simultaneity into the actual world” [42, p. 65]) was noted. However, absolute time (cosmological time) and relative time (dynamic spacetime) were interpreted as mathematically compatible with each other, for instance by Hermann Weyl.
8 G. Kalies The assumptions of SR and GR, e.g. complete mass-energy equivalence and dynamic spacetime (including complete reversibility), became the basis for the Standard Models of particle physics and cosmology developed in the middle of the 20th century. Selected features of SR were further criticized, especially the so-called time dilation and the clock paradox, e.g. by the physicists Herbert Dingle and Louis Essen, the constructor of the caesium atomic clock. Yet, after several years of letters in the journal Nature, initiated by Dingle in 1956 and ended in the early seventies, SR was officially classified as self-consistent and experimentally confirmed. The absence of an alternative theory, the longstanding practice of evaluating experimental results one-sidedly as confirmation for the spacetime theory, the advanced interconnection of the mathematical models developed in the meantime and the broad application of the theories of relativity which had been successfully defended over decades and had become the basis of modern physics, had made the theories unassailable. Although Dingle’s objections were not refuted by logical arguments, but in a quasi-collective and emotionally heated rejection of dozens of physicists [43], official criticism of the theory was no longer welcome. Welcome were constructive contributions to strengthen the theories of relativity and to link them to quantum theory. In his book “Science at the Crossroads” from 1972, Herbert Dingle criticizes the “totally irrelevant idea of time” [33, p. 118] of SR and the increasing dogmatism in the acceptance of the theory: “Anyone who cares to examine the literature from 1920 to the present day, even if he has not had personal experience of the development, can see the gradual growth of dogmatic acceptance of the theory and contempt for its critics, right up to the extreme form exhibited today by those who learnt it from those who learnt it from those who failed to understand it at the beginning.” [33, p. 126] The physicist Mendel Sachs states in his paper “On Dingle’s Controversy about the Clock Paradox and the Evolution of Ideas in Science” that Dingle “did not receive a logical answer” [43, p. 331] and describes the scientific atmosphere in which it is impossible to give up once formed convictions: “I would contend that during the ‘normal science’ period, the leaders of the scientific com- munity, as well as most of their followers, acquire vested interests and a strongly emotional attachment to the ongoing paradigms about the way the world is, in their view. A state of dogmatism is then reached in which it is literally impossible for most of them to give up these ideas – in spite of any quantity of experimental and/or logical inconsistencies that may pile up.” [43, p. 329] Today there is an increasing number of empirical results that cannot be explained with the Standard Models of elementary particles and cosmology. The crisis of modern physics arises furthermore from the fact that many of its fundamental
Time paradox of physics 9 postulates (dark energy, dark matter, quantizability of everything, gravitons, su- persymmetry, etc.) are still awaiting empirical confirmation and that the four fundamental forces cannot be unified. Nevertheless, one continues to act on the basis of the historical guidelines. The standard textbooks of physics present SR and symmetric spacetime as undisputed truths being consistent with empirical facts. Alternative approaches are not mentioned, or if they do, then in random remarks as out-dated beliefs that have been abandoned for good reason. There are textbooks on the theories of relativity or quantum theory in which the word ether does not appear even once. And there is probably hardly a scientific theory in the history of the world that has been called proven as often as Einstein’s theory of relativity and for which further experimental confirmation is constantly being searched and presented to the public. Since the symmetric spacetime was officially accepted, space and time have been entrusted to mathematics with physical ambitions. For several decades, mathematical hypotheses have been generated that can neither be empirically disproved nor confirmed, such as the 26-dimensional bosonic spacetime, the 11-dimensional supergravity, parallel worlds, the big bang and the inflation the- ories or the multitude of hypothetical particles. Mathematically, many worlds are conceivable. However, mathematics can only be an adequate tool to describe nature if the physical assumptions on which it is based are correct: „The correctness of the mathematical formalism is not sufficient to validate a scientific structure as coherent and free from contradiction […]. In reality the two relativity theories are brimming with paradoxes.” [44, p. 248] Today the paradoxes associated with the special theory of relativity are called seemingly. Time dilation, which can only be imagined by accepting breaks in logic [19, pp. 192–193], is presented as a simple fact: “Let’s begin with a simple fact: time passes faster in the mountains than it does at sea level.” [18, p. 9] Modern physics textbooks teach that time travel into the future is possible: “Since time dilation is such a diversely tested consequence of SR, it seems anachronistic to speak of a paradox at all in the case of the twin paradox [/]. The fact that SR allows time travel into the future at a high velocity does not represent a paradox in terms of causality, because unfortunately it does not go backwards.” („Da die Zeitdilatation eine so vielfältig getestete Konsequenz der speziellen Relativitätstheorie darstellt, scheint es anachronistisch, beim Zwillingsparadoxon überhaupt noch von einem Paradoxon zu sprechen. [/] Dass die spezielle Relativitätstheorie bei entsprechend hoher Geschwindigkeit Zeitreisen in die Zukunft erlaubt, stellt auch kein Paradoxon in Hinblick auf Kausalität dar, denn zurück geht es leider nicht.“ [45, p. 338])
10 G. Kalies 3 An unsolved fundamental problem of physics: irreversibility The first physical description of the daily experience that processes are irreversible dates back to the second half of the 19th century. During the thermodynamic study of cyclic processes, Rudolf Clausius defined an increase of the extensive state quantity entropy S with each natural process [1]. The two last sentences in his paper of 1865 are: “1) The energy of the world is constant., 2)The entropy of the world is moving toward maximum.” („1) Die Energie der Welt ist constant., 2) Die Entropie der Welt strebt einem Maximum zu.“ [1, p. 400]) These words led to a broad public debate. A maximum of the “entropy of the world” signified the so-called heat death of the universe – an apocalyptic scenario, since a maximum entropy in the Clausiusian sense means a statistical uniform distribu- tion and lack of macroscopic processes: the thermodynamic equilibrium. According to Clausius [1], the amount of entropy S in a thermodynamic system can by changed in two ways: firstly by an entropy exchange daS between system and surroundings and secondly by an entropy increase diS within the system with any natural process. daS is realized by means of heat transfer dQ = T daS. Thus the second law of thermodynamics is: dQ dS da S + di S + di S, (1) T (dS)U, V di S ≥ 0. (2) In the thermodynamic equilibrium or for reversible processes, it applies diS = 0. In any natural irreversible process, however, entropy is generated, i.e. diS is positive. This means that S is not conserved, in contrast to the internal energy U described by the first law of thermodynamics (energy conservation). By connecting the first and the second laws of thermodynamics, the change in the amount of internal energy U in a thermodynamic system is given by [46]: k dU ∑ ξ i dX i TdS − pdV + ∑μj dnj + σ dA + … − Tdi S, (3) i1 j U f S, V, nj , A, …, (4) with the term –TdiS originating from the second law of thermodynamics. While dU denotes quantitative changes in the energy of a system, the entropy production term diS addresses changes in the quality of energy. The greater diS, the more energy is
Time paradox of physics 11 dissipated in the process – in the sense that this energy is less suitable for performing work. In modern text books, this qualitative change is often pejoratively connoted and called devaluation or degradation of energy, while Clausius himself called diS: “the disgregation, which is to be regarded as the transformation value of the ongoing arrangement of the components” („die Disgregation, welche als der Verwandlungswerth der stattfindenden Anordnung der Bestandtheile zu betrachten ist“ [1, p. 390]). diS = 0, i.e. the maximum entropy, is the basis of all thermodynamic equilibrium conditions. In classical phenomenological thermodynamics, the irreversibility of processes is only reflected in the positive sign of diS in Equation (2). In thermody- namics of irreversible processes, the basic equation describes the temporal entropy production in the volume V of a system by means of the entropy production density σS: 1 di S σS ≡ ∑ J α X α , α 1, 2, 3, ..., k. (5) V dt α Each irreversible process such as the equalization of concentrations by diffusion or of temperatures by heat conduction contributes to increase the amount of entropy S. Here, the generalized thermodynamic force Xα is the local gradient of an intensive state quantity like the chemical potential μj or the temperature T, and the thermodynamic flux Jα is the temporal transport of an extensive state quantity like substance, energy or impulse. Force Xα and flux Jα are zero in equilibrium. The second law of thermodynamics is of experimental origin. It was derived from the Carnot cycle and is confirmed countless times and without exception. To this day, it is the only physical law with which the direction of processes can be determined. This is the special feature of thermodynamics. In 1905, Einstein postulated that the mass of a body is a measure of its energy content: „Die Masse eines Körpers ist ein Maß für dessen Energieinhalt.“ [25, p. 641] If each kind of energy is reflected in the mass, any change in the amount of the internal energy U of a body (a thermodynamic system) should be reflected in a change of its mass: dU c2 dm TdS − pdV + ∑μj dnj + σdA + ... − Tdi S, (6) j m f S, V, nj , A, .... (7) In previous work [19, 20] has been shown that Equations (6) and (7) contradict the first law of thermodynamics. By keeping all other extensive state variables con- stant, changes in spatial state quantities of a real body such as volume V or
12 G. Kalies interface A do affect U, but not m [20]. The assumption that the mass of a body is a measure of its whole energy content, i.e. the complete mass-energy equivalence, is connected with further restrictions: i) Internal processes cannot be described by dU = c2dm. The state of a thermodynamic system can change by exchange processes and / or internal processes. On the right-hand side of Equation (6), the term –TdiS is a criterion for the existence of internal processes, which can be described by Equation (5). In dU = c2dm such a criterion is lacking. In an isolated system (dU = 0), it always applies dm = 0. Since m is unaffected, no internal processes can be described by dU = c2dm. This includes quantum processes (pair anni- hilation or formation, neutrino oscillation, etc.) in a system, in which rest masses of elementary particles are changed, even if the annihilation of elementary particles is often interpreted as confirmation of the complete equivalence and convertibility of mass and energy. ii) Irreversibility cannot be described by dU = c2dm. Since the term –TdiS is missing, the criterion for the direction of processes and the time arrow is missing. This corresponds to the assumption of SR that time is relative and depending on the motion states of the observers, from which the four-dimensional Minkowski spacetime was derived. The becoming, i.e. the distinction between yesterday and tomorrow, becomes vague as Einstein described in 1917: “Since there are no longer any sections in this four-dimensional structure that objectively represent the ‘now’, the concept of happening and becoming is not completely eliminated, but it is complicated. It therefore seems to be more natural to think the physically real as a four- dimensional being instead of the becoming of a three-dimensional being.” („Da es in diesem vierdimensionalen Gebilde keine Schnitte mehr gibt, welche das ‚Jetzt‘ objektiv repräsentieren, wird der Begriff des Geschehens und Werdens zwar nicht völlig aufgehoben, aber doch kom- pliziert. Es erscheint deshalb natürlicher, das physikalisch Reale als ein vierdimensionales Sein zu denken statt wie bisher als das Werden eines dreidimensionalen Seins.“ [36, p. 121]) Einstein describes “a four-dimensional being” as more natural than the becoming. If every change in the internal energy U can be expressed also as a (symmetrical) mass change, every process will inevitably become symmetrical, too. It is then neither possible to assess whether the process is voluntary or forced, nor equi- librium criteria can be developed. According to i) and ii), dU = c2dm does not fulfill the criteria of a process equation. Instead of complete mass-energy equivalence, thermodynamics sug- gests matter-energy equivalence with non-weighing potential energy, an energetic distinction between matter and mass and the acceptance of irreversible processes [19, 20].
Time paradox of physics 13 Statistical thermodynamics represents the connection between the description of systems by classical thermodynamics and the description of molecules (in- dividuals). In 1877, Ludwig Boltzmann interpreted the entropy S molecular- statistically within the kinetic theory of gases [3]. Convinced that physics have to understand irreversibility, his life aim was to fundamentally justify the arrow of time. By assigning to each finitely large microstate a molecule with discrete energy values, he determined S as the total number of distinguishable microstates of molecules in state space and calculated all possible permutations P: S log P + const. (8) Well-known is Max Planck’s interpretation of Boltzmann’s equation: S kB ln W (9) with the thermodynamic probability W and the Boltzmann constant kB = R/NA.3 The developed formula system allows complex structures and processes to be described with sufficient precision for many technical applications, from electro- chemical processes, mixed-phase and interfacial processes up to the self- organization of molecules. As atomist and founder of statistical thermody- namics, however, Boltzmann believed in the complete discretizability of energy. In the context of kinetic gas theory in which only reversible positional changes of particles (atoms, molecules) are described, he had to fail in his aim to prove the time arrow. In 1895, he finally admitted that his H theorem and the second law of thermodynamics are merely probability statements. His failure was regarded as final. This opinion was supported by Constantin Carathéodori, who published in 1909 a mathematical justification of thermody- namics [47], which was gratefully adopted by Max Planck, Max Born and others. Carathéodori’s work based on the description of reversible positional changes of particles and confirmed the mechanistic approach to the second law of thermodynamics: “One can deduce the whole theory without assuming the existence of a physical quantity, heat, which deviates from the usual mechanical quantities.” („Man kann die ganze Theorie ableiten, ohne die Existenz einer von den gewöhnlichen mechanischen Größen abweichen- den physikalischen Größe, der Wärme, vorauszusetzen.“ [47, p. 357] 3 Please note that in Equation (8), S is a dimensionless number. Only when Max Planck introduced the Boltzmann constant kB [J/K] as conversion factor, S obtained the unit [J/K]. The reason for introducing kB was that the state quantities entropy S and temperature T are conjugated to each other, whereby the history of physics has resulted in T being expressed in Kelvin and not in units of energy [19, p. 81].
14 G. Kalies The origin of the time arrow remained unknown. Because it was unsatisfactory to give up a physical explanation, Ilya Prigogine and the so-called Brussels school of thermodynamics tried to fundamentally explain irreversibility until the 1970s: “But the whole concept of ‘elementary particles’ needs to be reconsidered! […] It is not impossible that ‘becoming’, i.e. the participation of particles in the development of the physical world, will play an essential role in this construction.” („Aber der gesamte Begriff der ‚Elementarteilchen‘ muß neu überdacht werden! […] Es ist nicht ausgeschlossen, daß bei dieser Konstruktion das ‚Werden‘, d. h. die Beteiligung der Teilchen an der Entwicklung der physikalischen Welt, eine wesentliche Rolle spielen wird.“ [48, p. 207]) Later, Ilya Prigogine and Isabelle Stengers rejected this plan because they accepted the ideas of modern physics and the Big Bang theory as the birth of space and time and thus the expansion of spacetime: “Obviously, the Big Bang is an event. […] According to our hypothesis, the Big Bang can be regarded as the irreversible process par excellence.” („Offensichtlich ist der Urknall ein Ereignis. […] Der Urknall kann nach unserer Hypothese als der irreversible Prozeß schlechthin betrachtet werden.“ [2, p. 271]) As a compromise solution in the sense of modern physics, they proposed a mathematical resolution of the time paradox that follows Boltzmann’s view of large populations: “The irreversibility expressed in the time arrow is a statistical property. It cannot be intro- duced at the level of individual trajectories (or wave functions).” („Die Irreversibilität, die sich im Zeitpfeil äußert, ist eine statistische Eigenschaft. Sie kann nicht auf der Ebene individueller Trajektorien (oder Wellenfunktionen) eingeführt werden.“ [2, p. 229]) Since an objectification of the time arrow was not achieved and the contradiction between reversibility on the micro level and irreversibility on the macro level was not solved, Prigogine’s shift of opinion can be understood as the final retreat of thermodynamics from fundamental theoretical physics. Today, the state of a system is considered the less probable the more ordered it is. Therefore the origin of life is considered unlikely today. The assumed increase of entropy S in the universe within a Big Bang model is interpreted as connected with an increase in probability: “We live in an ‘unlikely’ world, and the ‘arrow of time’, the distinction between past and future, is simply the consequence of this fact. What we call ‘nature’, the totality of inter- connected processes, […], are only manifestations of one and the same process: the pro- gressive disappearance of the initial deviation from equilibrium.” („Wir leben in einer ‚unwahrscheinlichen‘ Welt, und der ‚Pfeil der Zeit‘, die Unterscheidung zwischen Vergan- genheit und Zukunft, ist einfach die Konsequenz dieser Tatsache. Das, was wir ‚Natur‘ nennen, die Gesamtheit der miteinander verflochtenen Prozesse, […], sind nur
Time paradox of physics 15 Erscheinungsformen eines und desselben Prozesses: des fortschreitenden Verschwindens der anfänglichen Abweichung vom Gleichgewicht.“ [2, p. 49]) There are textbook authors who express their astonishment that an anthropo- morphic state quantity such as the entropy S should dictate the world process. In light of the concept of matter-energy equivalence, diS > 0 is not anthropo- morphic at all, but the expression for the becoming in nature, the only expression moreover that physics has found for it so far. It is likely that the state quantity S could not yet be fully interpreted in the 19th century because at this time infor- mation from quantum physics was missing. This means that the fundamental law of nature described by the second law of thermodynamics is not yet fully understood. 4 A solution of the time paradox of physics Following Ilya Prigogine’s demand that “the whole concept of ‘elementary parti- cles’ needs to be reconsidered” [48, p. 207], matter-energy equivalence leads to an understanding of “elementary particles” that provides an extended discussion basis for the fundamental justification of the direction of time. In previous work [19, 20], the mass-equivalent intrinsic energy EQ of each fermion or boson (called quanton Q [49]) was identified with the internal motion energy of Q. By abandoning the assumption of point masses and granting to each quanton a spatial area, the former rest mass of an elementary particle (point mass) according to Einstein was replaced by the intrinsic mass mQ of a quanton [20]: U Q ≠ E Q mQ c2 (10) According to Equation (10), EQ represents only a part of the internal energy of Q. Photons possess an intrinsic mass mQ like other quantons. If fermions such as electrons or tauons with an intrinsic mass mQ (caused by the internal degrees of freedom) are additionally moved as a whole, their masses increase in real terms. This means that the abstracted state quantity mass is always due to motion, an explanation for the equivalence of inert and heavy mass [20]. The question from what do fermions and bosons emerge due to their motion, leads back to the quantum-theoretical approaches of Oliver Heaviside, Henri Poincaré, Hendrik Antoon Lorentz [50–53], Louis de Broglie, Jean-Pierre Vigier, David Bohm and others [21–23] including ideas of an ether [51] or a sub-quantic medium [22]. The presence of non-weighing, non-gravitating energy results directly from the process equations of thermodynamics. However, the incomplete mass-energy equivalence in Equation (10) can only be explained on the basis of a non-
16 G. Kalies mechanistic ether theory, in which all quantons Q, which are created from the ether by excitation (oscillation, etc.), represent only limited independent entities. They possess both the mass-equivalent intrinsic energy EQ (excitation energy) and a measurable part of the non-gravitating potential ether energy. There is no com- plete demarcation from the non-excited ether medium [19]. In the following, an evolution theory of matter is presented that is self- consistent and consistent with experimental facts. It is known that photons change their wavelength during processes. For example, the sunlight that leaves the Earth is on average more long-wave than the one that was absorbed. By emitting light of lower temperature, entropy produced in the processes on Earth is emitted to the surroundings, which is called entropy export. This so-called “photon mill” [54, p. 9] is the motor for all processes on Earth. The emitted light of lower temperature is less suitable for carrying out work. According to Equation (10), the long-wave photons have lost intrinsic energy EQ (excitation energy) and accordingly mass mQ. Similarly, when ultraviolet light is absorbed by a fluorescent dye, the absorbed UV radiation is more short-wave than the emitted one in the visible frequency range. The emitted photon of lower frequency and intrinsic energy EQ = mQ c2 = hν is again less suitable to perform work than the originally absorbed photon. Also the shift of the spectral lines of the sunlight on the way to Earth or the cosmological redshift [55] can be interpreted as degradation of energy because longer-wave photons are less able to do work. Due to real interactions, the photons lose EQ and accordingly mass mQ during the movement in the ether medium. Thermodynamics has already found an expression for the permanent degra- dation of energy: the increase of entropy S. Thus, entropy S was generated during the movement of photons. Unlike as postulated by Einstein, photons are not eternal. Since photons and other quantons (cf. Equation (10)) as well as light and matter are equivalent, it can be logically extended that entropy S is generated with every movement of a quanton in the ether medium. If each change of position generates entropy S, Rudolf Clausius’ definition of diS as “the disgregation, which is to be regarded as the transformation value of the taking place arrangement of the constituent parts” [1, p. 390] can be extended by the “transformation value“ of the constituent parts itself. Since the entropy production diS and accordingly the time arrow are already present on the quanton level, every process in universe becomes irreversible. There is no reversal in the same way for any elementary process. In order to specify the two parts of local entropy production, indices will be used in the extended second law of thermodynamics:
Time paradox of physics 17 di S di SD + di SA > 0 (11) with – the disgregation diSD > 0 of quantons or quanton clusters, which denotes the statistically accessible increase of entropy as a result of an increasing uniform distribution (the changing arrangement according to Clausius [1, p. 390]), – the aging diSA > 0 of quantons, which denotes the continuous increase in entropy as a result of the increase of the wavelength of quantons during their motion in the ether medium (the changing constituent parts itself). Once a quanton as ether excitation has gained temporality, his development becomes irreversible. During the aging process, the energy of a quanton does not disappear, but is converted into the non-weighing energy of the non-excited ether medium. In this way, a violation of the first law of thermodynamics is excluded. If one thinks this development to the end, then solitary photons that do not interact with other quantons age gradually on their path through the ether medium, from which they have once distinguished themselves as separate, yet not independent individuals. They become more and more long-waved and progressively enter the ground state of non-excitation. In gradual succession and inevitably, they are eliminated, lifted to a higher level and preserved – in the dialectic Hegel’s threefold sense. The photons are integrated into what they are not and what they are. This vividly illustrates what the non-quantizable, non-weighable, uncharged, etc., ether medium might be: a dense and highly tensioned state: a standing wave with fixed nodes, a Bose–Einstein condensate that behaves like a single particle and can be described with a single macroscopic wave function [56] – the material base of the universe, which can serve as an absolute reference system.4 In Table 1, the conception of quanton ether developed here is summarized in a polarizing manner, with the boundaries as always being fluent. In rudimentary form, all properties of quantons are also existent in the unexcited ether medium. The bosonic condensate preserves residual oscillations in Euclidean space that are called today “quantum fluctuations of vacuum”. Since quantons only represent another state of the ether medium, the whole energy of the universe can be reduced to matter: the primacy of matter. That the current quantum-mechanical concept of elementary particles is not sufficient to describe the essence of quantons becomes clear from the fact that quantons are countable, but not autonomous because they depend on the ether medium. The old dispute about the discontinuity or the continuity of energy 4 In the recent literature, there exist different concepts of the ether medium as condensed quantum matter system, described for instance in [19, 57, 58] which are to be examined.
18 G. Kalies Table : The properties of matter = energy in the universe. Quanton ether Ether excitation (quanton) Non-excited ether medium Individual Collective Low correlated Strongly correlated Quantizable properties such as No measurably quantizable properties mass, charge, spin, etc. Temporally finite Temporally finite between atomists such as Ludwig Boltzmann and energeticists such as William Thomson, Ernst Mach or Wilhelm Ostwald might be settled. According to Table 1, there is no either-or, no discontinuity or continuity, but energy is always both discontinuous and continuous. In 1931, Sir Arthur Eddington published in his Nature paper “The End of the World: from the Standpoint of Mathematical Physics” [59] a thermodynamic vision of the end of the universe. Therein Eddington predicts that all particles in the universe will once dissolve into radiation whose wavelength will increase further and further. This hypothesis resembles the presented idea of the temporal evolu- tion of photons. However, Eddington believed in the ideas of symmetric spacetime and Big Bang so that he assumed an expanding radiation ball and thus the beginning and the end of the world. With matter-energy equivalence, another scenario becomes plausible because both the excitations and non-excitations are temporally finite. There is no temporally infinite state. The increase of entropy S in Equation (11) describes only one side of becoming and passing away – only the finiteness of each quanton as ether excitation. Not yet covered is the other side: the finiteness of the collective non-excitation. While quantons gradually pass away in the ether medium, as long as no counter-strategies of interaction are developed, new quantons are created else- where because always local non-equilibria in the oscillating ether interwoven with excitations exist. The activity of the ether medium is empirically proven, even if the quantum fluctuations of the so-called vacuum are interpreted today as the emer- gence of (virtual) particles from nothing. In a seemingly coincidental, but always causal process, real instable quantons as well as real stable quantons beyond the Heisenberg uncertainty relation emerge.5 5 The mechanisms of quanton formation may be diverse, e.g. by continuous random emergence without collective ether movements [19, 60] or by collective ether movements and phase transi- tions [57, 58].
Time paradox of physics 19 Short-wave quantons represent states of lower entropy than the collective state of highest entropy. Thus it applies to the process of quanton creation: di S < 0 (12) While the creation of new quantons from the condensate means the negation of the collective, the disappearance of a quanton in the condensed ether medium means the negation of the individual. However, both poles mark only the outer limits, which are never completely reached, so that one is preserved in the other. Between these two extremes, there is a great scope for creativity, as quantons interact with each other by real matter waves [19], i.e. de Broglie waves [22]. By means of binding, the excitation energy of quantons is concentrated in a smaller spatial area. The larger excitation energy of the network means a stronger local differ- entiation from the highly entropic ether medium, which is connected with a sta- bilization and a local reduction of entropy – the fundamental principle of the self- organization of matter. Also a photon approaching a compound of quantons be- comes more short-wave (gravitational blue shift), i.e. it will by stabilized and thus loses entropy. In order to create and preserve stable states of quanton clusters with low local entropy, a tribute needs to be paid. The mass defect during a binding process, i.e. the loss of excitation energy of the cluster, can be interpreted as quanton dis- gregation diSD > 0 because electromagnetic radiation is emitted and dispersed into the surroundings [19]. This argumentation is similar to that in modern thermo- dynamics, according to which a reduction of the entropy S of a system becomes possible by means of entropy export daS > 0. Beside the two parts of entropy production in Equation (11), now two parts of entropy elimination can be specified: di S di SC + di SS < 0 (13) with – the creation diSC < 0 of quantons, which denotes the decrease in entropy due to the formation of new quantons from the ether medium (creation of new in- dividuals from the collective), – the self-organization diSS < 0 of quantons, which denotes the decrease in entropy due to the interaction of quantons or quanton clusters. With Equation (13), there is a counterweight to the permanent increase of entropy in the universe. This means that pejorative denominations of diSD > 0 as degra- dation, dissipation, waste, devaluation of energy, etc., are purely technically justified in order to assess the suitability of energy for performing work. On a universal scale, the so-called dissipation of energy is no one-way street.
20 G. Kalies Irrespective of this, Equation (11) remains incorruptible in its statement that there is temporality for each quanton and quanton cluster that once formed, and thus irreversibility of each process and a distinction between past and future. The difference to current interpretations is, however, that the temporal limitation of all creations in the ether medium is not connected with a heat death of the universe or an idea of a universal beginning. On the contrary, rigorous process thinking does not permit a temporal beginning or end of the universe. Process thinking logically includes that each cause has an effect which in turn is the cause for the next effect. With the concept of quanton ether, the being of matter turns into a becoming – a temporally infinite evolution, in which all things only emerge once and pass away again: panta rhei. Since the being exists only as transition, processes are the being of matter and expression for its indestructibility. Thus the permanent imbalance that causes processes reflects, in fact, an equilibrium of nature – between non-excitation on the one hand and excitation on the other, between collectivity on the one hand and individuality on the other, wherein the dialectic destruction and conservation of one in the other represents a basic principle. Equations (11) and (13) do not represent a contradiction, but make aware of the essential law according to which infinity can and must arise from the permanent finiteness of states in time. The creation and gradual aging of countable in- dividuals (which distribute and organize themselves) happens – in relation to single individuals – successively, i.e. the terms in Equations (11) and (13) describe, as it were, a cyclic process, the eternal cycle of nature. Now it is possible to describe what was already philosophically concluded: “Time has neither beginning nor end, but all beginning and end is in it.” („Die Zeit hat keinen Anfang noch Ende, sondern aller Anfang und Ende ist in ihr.“ [28, p. 67]) Equations (11) and (13) can be summarized (cf. Table 2): di S di SC + di SA + di SD + di SS . (14) Equation (14) describes the ever-changing quality of energy. This extended second law of thermodynamics and the first law of thermodynamics for describing the changing quantity of energy would than represent the most fundamental physical laws which cannot be violated even at quantum level. In light of an infinite cause-effect-principle, it is plausible that the four con- tributions mutually nullify each other in the universe: di S 0. (15) According to Equation (15), there would be no maximum of entropy and no endpoint of all development. There is only one process in never-ending nature: the
Time paradox of physics 21 Table : The four contributions for changing quantons and the quality of energy = matter. Creation Aging Disgregation Self-organization diSC diSA diSD diSS > 0 of quantons must appear to us as imperceptible in our time scales, especially since quantons stabilize each other by means of interaction. Also the creation diSC < 0 of new quantons in a macroscopic system may be imperceptible to us. Here, it is approximately sufficient to describe changes in the arrangements of unchangeable particles, which are increasingly equally distributed. If we are dealing with the world view and the mathematical description of S over cosmic time scales, however, this interpretation cannot be sufficient. It is not enough, to calculate the number of distinguishable microstates from all possible permutations of molecules. Boltzmann’s and Planck’s definitions are comfortable because they permit to use discrete numbers for calculations as it corresponds to the mathematics of Cantor, Hilbert, etc. And yet: If one wants to capture the evolution of quantons, e.g. the increase of wavelengths by moving in the ether medium, one deals with growing non-discrete numbers. In light of continual en- ergy changes, it might become necessary to reconsider alternatives in basic
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