Transition 2020 Corporate Overview - Department of Energy
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DOE CORPORATE OVERVIEW Table of Contents Department of Energy Overview. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 DOE Leadership and Management Structure . . . . . . . . . . . . . . . . . . . . . . 5 DOE Organizational Chart . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .9 DOE Installations and Operations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 DOE Laboratories, Plants, and other Field Sites . . . . . . . . . . . . . . . . . . 12 Boards, Councils, and Committees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Department of Energy’s Upcoming Critical Decisions and Events . . . . 16 Budget Overview . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 Federal Workforce . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 Department of Energy Accomplishments. . . . . . . . . . . . . . . . . . . . . . . . . 47 FY19 Labs at a Glance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 NLDC Overview and Value . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 Congressional and Intergovernmental Activities Overview . . . . . . . . . .84 DOE Rulemaking. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .88 Pending Litigation. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96
which took over the Manhattan Engineer District’s Department of sprawling scientific and industrial complex. The Los Alamos site later became DOE’s Los Alamos National Energy Overview Laboratory (LANL). In 2015, parts of LANL were included in the newly-established Manhattan Project National Historical Park along with other DOE sites Introduction that were integral to the development of the atomic bomb at Hanford, Washington and Oak Ridge, The United States Department of Energy (DOE) Tennessee. is entrusted with a broad and diverse portfolio across its major mission areas of nuclear security, The government had a clear interest in controlling science, energy, and environmental remediation. the production of fissionable materials while At its core, DOE is a science and technology continuing to benefit from the kind of academic powerhouse with an unparalleled network of 17 scientific expertise and industry capabilities that National Laboratories. DOE spearheads innovation were brought to bear for the Manhattan Project. To to successfully address national security challenges, address these competing interests, the government promote energy independence, create jobs, increase developed a flexible agreement for managing economic prosperity, and boost U.S. manufacturing government-owned, contractor-operated (aka competitiveness. The Laboratory network provides “GoCo”) scientific, engineering, and production a unique capability to the Nation in that it serves facilities, later known as Management and not only DOE’s missions but also provides research Operating (M&O) contracts. With few exceptions, and development support to multiple other Federal DOE still uses the M&O contract model to manage departments and agencies (e.g., Department its National Laboratories, sites, and facilities, and of Defense; Intelligence Community; National this model is credited with being an important Aeronautics and Space Administration; and reason for the sustained vitality of the DOE National National Institutes of Health), as well as numerous Laboratories. universities and industry partners. In 1953, President Eisenhower gave his famous A Rich History “Atoms for Peace” speech to the United Nation’s The Department of Energy has a rich and diverse General Assembly to promote the peaceful use of history; one that is inextricably linked with the nuclear energy. Shortly thereafter, the President history of the National Laboratories and the asked Congress to pass legislation “making it evolution of science-based public policy. DOE’s possible for American atomic energy development, origins start with the Manhattan Project and the public and private, to play a full and effective part race to develop the atomic bomb during World War in leading mankind into a new era of progress and II. Some of the world’s foremost scientists from peace.” The result was the Atomic Energy Act of 1954, the University of California, Berkeley, including which ended exclusive government use of the atom Ernest O. Lawrence and J. Robert Oppenheimer, and began the growth of the commercial nuclear led the theoretical research that became the basis power industry, to be regulated by the AEC. This for the design of the atomic bomb. Both Lawrence also added an international dimension to the AEC’s and Oppenheimer went on to become the leading responsibilities in that nuclear technology was to be scientists of the Manhattan Project and, along advanced globally for peaceful purposes. Much of with Brigadier General Leslie Groves, established DOE’s authority today is still based on this Act. a laboratory at an isolated site in Los Alamos, New Mexico, where the atomic bomb was designed and In response to changing needs in the mid-1970s, developed. in particular the oil embargoes, the AEC was abolished and, in its place, the Energy Reorganization Following the war, Congress engaged in a vigorous Act of 1974 created two new agencies: the Nuclear and contentious debate on whether authority Regulatory Commission (NRC) to regulate the over atomic power should reside with the civilian nuclear power industry and the Energy Research or military branches of government. The Atomic and Development Administration (ERDA) to manage Energy Act of 1946 settled the debate by creating the nuclear weapons, naval reactor, and energy the civilian Atomic Energy Commission (AEC), development programs. DOE CORPORATE OVERVIEW | Department of Energy Overview < previous page | next page > 2
The extended energy crisis of the 1970s soon the guidance and authority necessary for the NNSA demonstrated the need for more coherent Administrator to carry out NNSA’s various missions governmental organization and planning around under the direction of the Secretary and Deputy energy. The Department of Energy Organization Act Secretary. created DOE in 1977 by bringing together several Federal agencies and programs. The Department In the first decades of the 2000’s, Congress has of Energy, activated on October 1, 1977, as the continued to reshape the Department’s profile. This 12th Cabinet agency, assumed the responsibilities has included legislation such as the Energy Policy Act of the Energy Research and Development of 2005, which authorized what is now the Office Administration, the Federal Energy Administration, of Technology Transitions and the “Title XVII” Loan the Federal Power Commission, and parts of several Guarantee program, and the Energy Independence other agencies. The Federal Energy Regulatory and Security Act of 2007, which established the Commission (FERC) was also established within Advanced Technology Vehicles Manufacturing Loan the Department as an independent commission Program. to regulate the natural gas, electricity, oil, and hydropower industries. The America COMPETES Act of 2007 authorized the Advanced Research Projects Agency – The Department of Energy brought many Federal Energy (ARPA–E), and the American Recovery and energy activities under one umbrella and provided Reinvestment Act of 2009 provided DOE with an the framework for a comprehensive and balanced unprecedented level of funding for energy research, national energy plan. The Department undertook development, demonstration, and deployment responsibility for long-term, high-risk scientific (RDD&D) programs. DOE was also given additional research and development of energy technologies, authorities and responsibilities for energy Federal power marketing, energy conservation, emergency response in the Bipartisan Budget Act of the nuclear weapons and non-proliferation 2015 and the 2015 FAST Act. programs, naval reactors, some energy regulatory programs, and central energy data collection and More recently, the DOE Research and Innovation Act analysis. The Department also acted on its new of 2018 was passed to strengthen DOE efforts to energy emergency response authorities to create support technology transfer for early stage and pre- the Strategic Petroleum Reserve. Most notably, commercial technology demonstration activities and the establishment of the Department brought to promote strategic opportunities for collaborative Cabinet-level support to a unique and growing RDD&D of innovative science and technologies. The system of National Laboratories that today serves Nuclear Energy Innovation Capabilities Act (NEICA) and as the backbone of the Nation’s scientific research the Nuclear Energy Innovation and Modernization Act enterprise and the most comprehensive research (NEIMA) were passed in 2018 and 2019, respectively, network of its kind in the world. Like the Nation’s in an effort to facilitate reactor licensing and energy infrastructure itself, a resource on the scale expedite the creation of the Versatile Test Reactor. of the National Laboratories would be virtually impossible to build from scratch today, making While remaining focused on its primary missions, support and maintenance of this system all the DOE has continued to evolve to meet the pressing more critical. challenges and emerging threats facing our Nation, as well as promote opportunities for growth and While there have been several amendments to prosperity. Most importantly, DOE has proactively the DOE Organization Act that have changed the launched initiatives and taken actions to ensure our makeup of DOE, including one to establish the national security and promote American energy Office of Environmental Management (EM), the independence. For example: most significant amendment took place in 1999. The National Defense Authorization Act for Fiscal Year 2000 • To achieve energy independence, DOE has amended the DOE Organization Act by establishing championed energy policies and programs that the National Nuclear Security Administration (NNSA) lower costs and maximize the use of energy as a semi-autonomous organization within the resources while maintaining responsible Department. The amendment (known as the NNSA stewardship of the environment. Act), which took effect on March 1, 2000, provides DOE CORPORATE OVERVIEW | Department of Energy Overview < previous page | next page > 3
• To defend against potential threats to our Nation’s energy infrastructure, in February 2018, DOE established the Office of Cybersecurity, Energy Security, and Emergency Response (CESER), which is dedicated to protecting against disruptions to our energy infrastructure caused by cyber threats, physical attacks, and natural disasters. • To showcase the vast research and development portfolio of DOE’s National Laboratories and catalyze private-public partnerships, DOE launched a series of Innovation XLab summits that facilitate the exchange of information and ideas among industry, universities, and investors with innovators and experts from the National Laboratories. • To propel the United States to the forefront of the global quantum race, DOE unveiled a strategy for the development of a national quantum internet which will usher in a new era of communications as part of the 2018 National Quantum Initiative Act. • To keep our Nation safe and protect our national interests, DOE and NNSA have collaborated with the Department of Defense to maintain and modernize our Nation’s nuclear weapons stockpile. • To address the global COVID-19 crisis, DOE labs have established an unprecedented high performance computing consortium with universities and the private sector to discover promising treatments to ensure the health and safety of our citizens. Today, as in the past, the Department of Energy is called upon to tackle some of the most significant and daunting energy, nuclear security, economic, and environmental challenges facing the United States. The Department will continue to leverage its long history and its unique scientific resources to meet these challenges to help ensure our Nation’s peace and prosperity for generations to come. DOE CORPORATE OVERVIEW | Department of Energy Overview < previous page | next page > 4
President on homeland security issues. In addition DOE Leadership to attending regular meetings of each Council, which are chaired by the President, the Secretary and Management participates in Principals Committee meetings, led by the National Security Advisor. As a key member of the President’s national security team, the Secretary Structure also represents the United States at international forums on energy policy, energy security, and national security matters, and engages in bilateral The Department of Energy’s leadership and and multilateral negotiations with heads of foreign management structure is designed to address the governments. evolving science, energy, security, and environmental challenges facing the Nation. The enterprise is The Deputy Secretary (S2) serves as the chief comprised of the Office of the Secretary, including advisor to the Secretary and is a permanent the Deputy Secretary, which provides leadership member of the National Security Council’s Deputies and strategic direction to achieve the Department’s Committee, an interagency forum chaired by the missions, and three Under Secretariats, which Deputy National Security Advisor, which addresses manage the core functions that carry out DOE policy issues affecting national security interests. missions. For information about the current leadership team, visit: https://www.energy.gov/ The Deputy Secretary also is the Department’s Chief leadership. Operating Officer. In that role, the Deputy Secretary leads major DOE initiatives in several priority areas, DOE has approximately 13,000 Federal employees including cyber security, project management, and and over 95,000 National Laboratory staff and emergency preparedness and response. The Deputy contractor employees at DOE’s nuclear security Secretary also chairs a number of corporate councils, plants and environmental clean-up sites at 85 including, but not limited to, the Energy Systems field locations throughout the United States. To Acquisition Advisory Board (ESAAB), which provides coordinate the vast array of mission areas for which the Deputy Secretary with recommendations on DOE has responsibility, the Department also uses DOE’s major construction projects (over $750 million); boards, councils, and committees to address issues and the Cyber Council, which is the principal forum that cut across organizational lines. for coordinating cyber-related activities across DOE. The organizational chart on page 9 (Figure 1) depicts Several organizations report directly to the Secretary, the Department’s structure, and descriptions of each including, for example, the Office of the General DOE organization are included in the Organization Counsel (GC); the Office of Congressional and Overviews. Intergovernmental Affairs (CI); and the Office of Public Affairs (PA). Other organizations are unique Office of the Secretary to DOE and play a vital role in supporting the The Department of Energy Organization Act, as Secretary’s and Deputy Secretary’s efforts to achieve amended, establishes the Secretary, Deputy the Department’s strategic policy goals. They are Secretary, and Under Secretaries as the principal also instrumental in ensuring an enterprise-wide officers of the Department. approach, resulting in greater consistency across the DOE complex. These organizations include: The Secretary (S1) leads the Department of Energy across all of its missions and serves as a member of • Office of Strategic Planning and Policy (SP) the President’s Cabinet and fourteenth in the line of was created to streamline the formulation, Presidential succession. In accordance with the April development, and advancement of Departmental 4, 2017, National Security Presidential Memorandum, and Secretarial energy policy. SP shapes long- the Secretary serves as a permanent member of term strategic planning and policy consistent both the National Security Council, which advises the with the Secretary’s vision for DOE. SP also leads President on the integration of domestic, foreign, cross-program working groups to address long- and military policies relating to national security, and standing challenges in such areas as critical the Homeland Security Council, which advises the minerals and collaborates with other agencies DOE CORPORATE OVERVIEW | DOE Leadership and Management Structure < previous page | next page > 5
to leverage DOE expertise in advancing national the private sector. ARPA-E focuses exclusively priorities such as expanding space exploration. on early-stage technologies that could In addition, the National Laboratory Operations fundamentally change the way Americans Board (LOB) reports to SP in order to coordinate receive, use, and store energy. DOE strategic planning and policy development • Energy Information Administration (EIA) efforts with the National Laboratories, as is a statistical and analytical agency within needed. the Department that collects, analyzes, and • Office of the Chief Financial Officer (CF) disseminates independent and impartial energy ensures the Department’s priorities are reflected information to promote sound policymaking, in the annual budget, which the CFO has primary efficient markets, and public understanding of responsibility for developing. The budget is energy and its interaction with the economy and a key strategic tool for planning and shaping the environment. EIA is the Nation’s premier initiatives in support of the Department’s major source of energy information and, by law, its mission areas, including those that cut across data, analyses, and forecasts are independent organizational lines, such as cyber security, of approval by any other officer or employee energy storage, and artificial intelligence. of the United States government. EIA prepares • Office of International Affairs (IA) advances informative energy analyses, monthly short-term United States objectives in energy security and forecasts of energy market trends and long- represents the Department in intergovernmental term United States and international energy forums and bilateral and multilateral outlooks. Its Annual Energy Outlook provides vital proceedings that address the development information that is used by both United States and implementation of energy and economic government policymakers and energy industry strategies. IA advises the Secretary, Deputy leaders. Secretary, and other DOE leadership on strategic implementation of United States’ energy policy. In addition, several other offices that perform IA works closely with the State Department mission support functions report directly to the and the National Security Council in pursuit of Secretary and Deputy Secretary. This alignment Administration objectives. strengthens lines of authority for these functions • Office of Intelligence and Counterintelligence and promotes a coordinated approach to business (IN) identifies and mitigates threats to DOE operations across DOE. These offices include the personnel, facilities, technology, and information; Office of the Chief Human Capital Officer (HC); and also provides scientifically sound technical Office of Management (MA); Office of the Chief analysis on intelligence challenges. IN is an Information Officer (IM); Office of Small and integral part of DOE’s national security mission Disadvantaged Business Utilization (SB); Office and is well-integrated into the Intelligence of Hearings and Appeals (HG); and the Office of Community (IC), allowing the IC to rely on DOE’s Economic Impact and Diversity (ED). vast technical expertise. The Under Secretaries • Office of Enterprise Assessments (EA) provides objective assessments on behalf of the Secretary The Department of Energy’s three Under Secretaries and Deputy Secretary in the areas of nuclear and lead the Department’s critical mission areas industrial safety; cyber and physical security; and advise the Secretary and Deputy Secretary and other critical functions as directed by the on policy matters to advance the Department’s Secretary and Deputy Secretary. The results strategic priorities and address complex challenges of EA’s assessments provide valuable insights facing the Department. The Under Secretary that are used to strengthen DOE operations, organizations are integral to ensuring that DOE especially those involving security and worker line management has the resources and support safety. needed to achieve their mission objectives. For example, the Under Secretary organizations • Advanced Research Project Agency – Energy coordinate the development of budget proposals (ARPA-E) invests in high-risk, high-impact with line management and advocate for those technologies until the technologies attract proposals. They also represent line organizations investment for continued development from on various policy and operations councils, including DOE CORPORATE OVERVIEW | DOE Leadership and Management Structure < previous page | next page > 6
the LOB and Cyber Council. In addition, the Under Department’s scientific mission, the Under Secretary Secretaries provide oversight to ensure effective for Science manages ten of the Department’s program execution. National Laboratories. The Under Secretary of Energy (S3) serves as the In addition, the Under Secretary for Science principal Under Secretary and the Department’s manages the vast environmental remediation and principal advisor on energy policy, energy security, legacy management missions of the Department, and applied technology research and development. addressing the U.S. legacy of nuclear weapons To position the Nation to become more energy production and government-sponsored nuclear independent and develop energy policies and energy research, including management of a programs that lower costs and maximize the use DOE National Laboratory dedicated to research of resources, the Under Secretary of Energy is and development in support of the Department’s focused on applied technologies that pertain to environmental remediation mission. The Under the operation and reliability of our Nation’s energy Secretary for Science also leads the Department’s infrastructure. The Under Secretary of Energy has expanding role in technology commercialization, management responsibility for DOE’s three applied especially for DOE’s National Laboratories. research laboratories as well as DOE’s four Power Marketing Administrations (PMAs). In addition, In 2019, the Artificial Intelligence and Technology the Under Secretary of Energy is responsible for Office (AI), which reports to the Under Secretary policy and oversight of safety, security, and project for Science, was established to coordinate DOE’s management across the DOE complex. vast artificial intelligence research portfolio. Other offices reporting to the Under Secretary for The Office of Cybersecurity, Energy Security, Science include the Office of Science (SC); Office and Emergency Response (CESER), which was of Technology Transitions (TT); Assistant Secretary established in 2018, reports to the Under Secretary for Environmental Management (EM); and Office of of Energy. CESER was formed to better position the Legacy Management (LM). Department to protect the energy infrastructure from emerging threats, especially cyber threats, The Under Secretary for Nuclear Security (S5) and natural disasters. In addition, the Arctic Energy also serves as the NNSA Administrator (NA-1). Office, which was recently established, reports The Administrator’s responsibilities in leading the to the Under Secretary of Energy to coordinate NNSA are outlined in the NNSA Act, most recently Arctic-related DOE initiatives in the areas of energy, updated in February 2020. These responsibilities science and national security. are operationally represented by NNSA’s three core missions: maintaining the safety, security and Other organizations reporting to the Under effectiveness of the nuclear deterrent; preventing, Secretary include the Assistant Secretary for Energy countering and responding to proliferation and Efficiency and Renewable Energy (EE); Assistant terrorism threats; and providing operational Secretary for Fossil Energy (FE); Assistant Secretary support for naval nuclear propulsion. for Nuclear Energy (NE); Assistant Secretary for Electricity (OE), which has responsibility for the four NNSA continues to make great strides in executing PMAs; Office of Indian Energy Policy and Programs its missions in the face of the COVID-19 pandemic, (IE); Associate Under Secretary for Environment, meeting major milestones on-time and within Health, Safety and Security (AU); Loan Programs budget. Efforts are now underway to institutionalize Office (LP); and Office of Project Management (PM). the many lessons learned from operating during the pandemic to ensure NNSA’s ability to operate with The Under Secretary for Science (S4) serves as minimal disruption in future emergency situations. the Department’s principal advisor on fundamental energy research, energy technologies, and As NNSA’s mission scope continues to grow to meet science. The Under Secretary drives this mission national security requirements, NNSA’s workforce through programs, including nuclear and high has adopted an enterprise-wide approach, instilling energy particle physics; basic energy; science; a culture of safety, efficiency, and effectiveness advanced computing; fusion; and biological across all core mission areas. and environmental research. In executing the DOE CORPORATE OVERVIEW | DOE Leadership and Management Structure < previous page | next page > 7
Within NNSA, and with the Secretary’s support, the Agency has implemented numerous improvements in management and governance which are producing tangible results. This has been recognized in the recent findings of the National Academy of Sciences and National Academy of Public Administration under their congressionally- mandated independent study assessing the governance and management of the Nuclear Security Enterprise. In addition to the Federal workforce, the Administrator is responsible for the oversight of three National Laboratories, two laboratories managed by Naval Reactors, several production sites, and the Nevada Nuclear Security Site. Independent Organization The Federal Energy Regulatory Commission (FERC) is an independent regulatory commission within the Department that regulates the interstate transmission of electricity, natural gas, and oil. FERC also reviews proposals to build liquefied natural gas (LNG) terminals and interstate natural gas pipelines. These functions are not carried out by delegation from the Secretary; instead, these authorities are vested in the Commission itself. By statute, employees of FERC are not responsible or subject to the supervision or direction of any employee of any other part of the Department, including the Secretary. However, the Secretary may delegate functions to the Commission. DOE CORPORATE OVERVIEW | DOE Leadership and Management Structure < previous page | next page > 8
DOE Organizational Chart Figure 1 DOE CORPORATE OVERVIEW | DOE Organizational Chart < previous page | next page > 9
multidisciplinary problems with a long-time horizon, DOE Installations often joining fundamental discovery research, technology development, and demonstration and Operations projects. In addition, the National Laboratories conduct R&D in areas that are not pursued by either universities or companies, such as safeguarding and At its core, the Department is a science and managing the Nation’s nuclear stockpile. technology organization that advances critical missions for the American people, including nuclear Specifically, the National Laboratories conduct security; scientific leadership and discovery; clean activities across several main mission areas: energy innovation; environmental remediation; and energy security. Meeting these challenges requires • Advance United States energy independence and a geographically dispersed presence, complex leadership in clean energy technologies to ensure facilities, and highly-trained workforce. The map the ready availability of clean, secure, reliable, on page 12 (Figure 2) shows the location of DOE’s and affordable energy. National Laboratories, production facilities, and • Deliver discovery and innovation in physical, other field sites. chemical, biological, engineering, and computational and information sciences that National Laboratories advance our understanding of the world around Founded as part of an immense national investment us. in scientific research during and following World • Enhance global, national, and homeland security War II, DOE’s system of National Laboratories is by ensuring the safety and reliability of the United comprised of 17 world-class research institutions States nuclear deterrent, helping to prevent the that constitute the most comprehensive research proliferation of weapons of mass destruction, network of its kind. For more than seventy years, and securing the Nation’s borders. the National Laboratories have brought deep • Develop deployable technologies for the safe science and technology innovation to bear against cleanup of the environmental legacy from five major challenges in the United States, and they decades of nuclear weapons development, continue to serve as an integral component of the production, and testing. U.S. research enterprise and invaluable strategic partners for DOE in evolving with its modern-day • Design, build, and operate distinctive scientific missions. instrumentation and facilities, and make these resources available to the research community. DOE’s National Laboratories each have distinct but • Serve the national interest not only as leaders complementary resources and capabilities, with in science and technology, but also as quickly scientists, engineers, technicians, and analysts mobilized national assets in times of national collaborating throughout the system, as well as with need. academia and industry, to ensure the best solutions are pursued without regard to organizational • Move innovation to the marketplace and strengthen United States competitiveness. boundaries. The labs operate one-of-a-kind national scientific user facilities that are used annually by • Train the next generation of scientists and over 32,000 researchers from universities, federal engineers, particularly in DOE core mission areas. laboratories, and the private sector. DOE’s National Laboratories have a substantial The National Laboratories fill a critical gap in the record of accomplishment and demonstrated Nation’s energy innovation ecosystem. Universities return on investment for the American taxpayer. emphasize early discovery and tend to focus on For example, the DOE National Laboratories have: research associated with small groups of faculty members, while companies respond to market • Driven U.S. leadership in supercomputing, needs and typically focus their R&D on near- including exascale and quantum computing, and term solutions or the integration of multiple led application of supercomputing to address technologies. National Laboratories tackle complex problems. DOE CORPORATE OVERVIEW | DOE Installations and Operations < previous page | next page > 10
• Developed energy efficiency technologies management and disposition of radioactive and and standards that have saved United States hazardous liquid and solid wastes; and remediation taxpayers over $1 trillion. of contamination in soil and groundwater. • Conducted the fundamental and applied research Many of the contractor employees performing NNSA that enabled the shale gas revolution and the and EM work are represented by trade unions. development of nuclear, photovoltaics, and energy storage for transportation industries. Power Marketing Administrations • Made scientific discoveries, from new chemicals The Power Marketing Administrations (PMAs) are and new states of matter to an improved agencies within DOE whose primary mission is to understanding of the origins of the universe. market hydroelectric power produced at Federal dams. These multipurpose water projects are • Sustained confidence in the Nation’s nuclear owned and operated primarily by the Department weapons stockpile in the absence of nuclear of Interior’s Bureau of Reclamation and the U.S. testing, identifying and dealing with arising Army Corps of Engineers. There are four PMAs— issues in weapon systems through life extension Bonneville Power Administration (BPA), Southeastern programs. Power Administration (SEPA), Southwestern Power • Provided to the DOE Office of Environmental Administration (SWPA), and Western Area Power Management purpose-built technical capabilities Administration (WAPA)—each operating in a different and process improvements that have achieved life geographic region. In FY 2019, DOE’s four PMAs cycle savings of over $5 billion. marketed power primarily from 133 Federal hydro • Served as an “on call” resource for tackling power plants with maximum operating capabilities unprecedented challenges—from the threat of of 38,613 megawatts, approximately three percent of unsecured nuclear materials as the Soviet Union the Nation’s power plant capacity. The PMAs report collapsed, to the Macondo oil spill in the Gulf of to the Assistant Secretary for Electricity. Mexico, to the Fukushima nuclear disaster, to the COVID-19 global health crisis. For more information on the National Laboratories please visit page 51 of this book. Weapons Plants and Remediation Sites In addition to its National Laboratories, DOE performs its nuclear security mission at multiple sites around the country. These government-owned sites are typically operated by management and operating (M&O) contractors who employ the bulk of personnel at the sites, performing highly technical and often hazardous work. In addition to its three national security laboratories, NNSA operates four nuclear weapons production facilities and the Nevada National Security Site. The NNSA nuclear security enterprise’s M&O workforce consists of over 50,000 contractor employees. EM, with an annual budget of about $7 billion, uses over 30,000 contractor employees at 16 sites in 11 states to perform vital cleanup work resulting from legacy nuclear weapons production, including the deactivation, decommissioning, decontamination and demolition of thousands of aging facilities; safe DOE CORPORATE OVERVIEW | DOE Installations and Operations < previous page | next page > 11
Figure Figure22 DOE Laboratories, Plants, and other Field Sites DOE Laboratories, Plants, and other Field Sites WA 2 50 67 66 MT ND ME 51 OR MN VT ID 27 NY NH 15 WI MA SD 42 30 16 29 WY 45 MI 46 CA 70 12 RI 43 CT IA 44 19 PA 35 NV NE 18 20 17 34 3 4 4 5 OH NJ 11 53 52 UT IN 68 28 5 6 8 69 10 9 IL DE 7 47 CO 48 MD 64 32 WV KS 22 VA 13 MO KY 65 33 21 58 NC NM 49 59 36 TN 56 57 3 37 62 OK AZ 38 39 AR SC 40 14 55 54 MS AL GA 41 TX LA 1 31 23 24 25 60 26 FL * Federal Field/ Site Offices are co-located with many 63 61 of the DOE locations listed Indicates DOE National Laboratory Alabama Louisiana Oklahoma 1. Power Systems Development Facility 23. Strategic Petroleum Reserve - West Hackberry Site 49. Southwestern Power Administration 24. Strategic Petroleum Reserve - Bayou Choctaw Site Alaska 25. Strategic Petroleum Reserve Project Management Office Oregon 2. Arctic Energy Office 26. Strategic Petroleum Reserve - St. James Terminal 50. Bonneville Power Administration 51. National Energy Technology Laboratory – Albany California Maine 3. Energy Technology Engineering Center 27. Northeast Gasoline Supply Reserve Pennsylvania 4. Lawrence Berkeley National Laboratory* 52. Bettis Atomic Power Laboratory 5. Lawrence Livermore National Laboratory* Maryland 53. National Energy Technology Laboratory – Pittsburgh 6. Sandia National Laboratories 28. DOE Headquarters – Germantown Campus 7. SLAC National Accelerator Laboratory* South Carolina Massachusetts 54. Savannah River National Laboratory* Colorado 29. Northeast Gasoline Supply Reserve 55. Savannah River Site 8. LM Grand Junction Office 30. Northeast Home Heating Oil Reserve 9. National Renewable Energy Laboratory* Tennessee 10. Western Area Power Administration Mississippi 56. East Tennessee Technology Park 11. LM Westminster Office 31. SPR Emergency Equipment Warehouse 57. Oak Ridge National Laboratory* 58. Office Scientific and Technical Information Connecticut Missouri 59. Y-12 Plant 12. Northeast Home Heating Oil Reserves 32. Kansas City National Security Campus Texas District of Columbia Nevada 60. Strategic Petroleum Reserve - Big Hill Site 13. DOE Headquarters – Forrestal Building 33. Nevada National Security Site 61. Strategic Petroleum Reserve - Bryan Mound Site 62. Pantex Plant* Georgia New Jersey 63. National Energy Technology Laboratory - Houston 14. Southeastern Power Administration 34. Northeast Home Heating Oil Reserve 35. Princeton Plasma Physics Laboratory* Utah Idaho 64. Moab UMTRA Project 15. Idaho National Laboratory* New Mexico 16. Radiological Environmental Sciences Laboratory 36. Inhalation Toxicology Research Institute Virginia 37. Los Alamos National Laboratory* 65. Thomas Jefferson National Accelerator Facility* Illinois 38. National Training Center 17. Argonne National Laboratory* 39. NNSA Albuquerque Complex Washington 18. SC Consolidated Service Center 40 Sandia National Laboratories* 66. Hanford 19. Fermi National Accelerator Laboratory* 41. Waste Isolation Pilot Plant* 67. Pacific Northwest National Laboratory* Iowa New York West Virginia 20. Ames Laboratory 42. Separations Process Research Unit 68. National Energy Technology Laboratory – Morgantown 43. Northeast Gasoline Supply Reserve 69. LM Business Center Kentucky 44. Brookhaven National Laboratory* 21. Paducah Gaseous Diffusion Plant 45. Knolls Atomic Power Laboratory Wyoming 22. Portsmouth/Paducah Project Office 46. West Valley Demonstration Project 70. Rocky Mountain Oil Field Testing Center Ohio 47. EM Consolidated Business Center * EFFECTIVE DATE: OCTOBER 2020 48. Portsmouth Gaseous Diffusion Plant DOE CORPORATE OVERVIEW | DOE Laboratories, Plants, And Other Field Sites < previous page | next page > 12
Cyber Council, chaired by the Deputy Secretary, Boards, Councils, and is the principal forum for coordination of cyber- related activities across the Department and serves Committees as an advisory body to the Deputy Secretary. DOE is engaged in three categories of cyber-related activities: (1) protecting the DOE enterprise – Given its diverse, complex missions, DOE has including government-owned, contractor-operated established several high-level boards, councils, sites and facilities – from a range of cyber threats and committees to: identify issues and challenges that can adversely impact mission capabilities; requiring attention; facilitate collaborative, (2) bolstering the United States Government’s decision-making; and offer recommendations on capabilities to address cyber threats; and (3) challenges facing the Department. In most cases, supporting energy sector efforts to strengthen these groups are comprised of senior leaders from cybersecurity. Membership includes the Under headquarters program and mission support offices; Secretaries and other senior leadership with field organizations; and laboratories. They have responsibilities for cyber security. The Council meets been essential to building stronger relationships and quarterly or as required by the Chair. developing strategies to achieve DOE’s goals. Energy Systems Acquisition Advisory Board In addition, DOE has twenty-one advisory (ESAAB), chaired by the Deputy Secretary, supports committees that are managed in accordance with the Department’s objective of achieving and the Federal Advisory Committee Act. These committees maintaining excellence in project management, are comprised of experts in specific disciplines and advises the Deputy Secretary on enterprise-wide represent the users, industries, and organizations project management policy and issues, and supports in the public and private sectors that could be decision-making on critical decision (CD) milestones directly affected by the work of the committees. The for major system projects greater than $750 million. committees provide relevant, objective advice to The ESAAB also reviews other projects of lessor DOE and their proceedings are open to the public. value to raise awareness of problems and solutions. DOE manages two of these advisory committees in Recent highlights include: the approval of a project support of the President. alternative (CD-1) of a new $5.8 billion Versatile Test Reactor (VTR) at the Idaho National Lab; a mission Internal DOE Boards, Councils and need approval (CD-0) for a new $4.2 billion Science Committees Electron Ion Collider (EIC); and the project completion (CD-4) of a new, $2.34 billion nuclear chemical The following includes boards, councils, and processing facility, the Salt Waste Processing Facility committees that are internal to DOE, most of which (SWPF) at the Savannah River Site. are chaired by the Deputy Secretary. Emergency and Incident Management Council Research and Technology Investment Committee (EIMC), chaired by the Deputy Secretary, serves (RTIC), chaired by the Deputy Secretary, convenes key elements of the Department that support as a forum to promote coordination across the research and development activities to share and Department to prepare for, mitigate, respond to, and coordinate their strategic research priorities, identify recover from emergency situations. Most recently, potential cross-cutting opportunities in both basic for example, the EIMC has played a significant role and applied science and technology, and ensure key in ensuring a coordinated Departmental response upcoming decisions are effectively leveraged. The to COVID-19. The Council, made up of senior leaders RTIC membership includes the Under Secretaries, from across the Department, addresses strategic- ARPA-E Director, and other senior officials. The RTIC level aspects of the emergency management is supported by the RTIC Working Group, which is enterprise and identifies department-wide comprised of senior level staff representing the RTIC capabilities that can be utilized, as appropriate, in members. RTIC initiatives have focused on increased response, consultation, and technical assistance and transparency and collaboration across programs, restoration activities. especially on specific technologies, including energy storage, artificial intelligence, critical materials, STEM, Credit Review Board (CRB), chaired by the Deputy biotechnology, polymers, and integrated energy systems. Secretary, is charged with ensuring full consideration DOE CORPORATE OVERVIEW | Boards, Councils, and Committees < previous page | next page > 13
of credit management, debt collection, and policy President’s Council of Advisors on Science and issues, to make recommendations to the Secretary of Technology (PCAST) advises the President on Energy prior to the Secretary's granting final approval matters involving science, technology, education, for any conditional commitment for a loan guarantee and innovation policy. The Council also provides the or loan, and to participate in the oversight of the President with scientific and technical information Loan Program’s portfolio. The CRB seeks to confirm that is needed to inform public policy relating to the the commercial viability of a project receiving a loan American economy, the American worker, national or loan guarantee; thoroughly examine the project and homeland security, and other topics. or activities benefitting from the program in light of DOE's objectives, including the portfolio objectives for the program; and oversee the development National Quantum Initiative Advisory Committee of a strategy for managing risks taken on by the (NQIAC) provides advice to the President and the Department in association with its loans, loan Secretary of Energy on the National Quantum guarantees, and portfolio. Initiative Program. The committee also provides advice to the National Science and Technology Laboratory Operations Board (LOB) was chartered Council Subcommittee on Quantum Information in 2013 to strengthen the partnership between the Science. The NQIAC conducts independent Department and the National Laboratories, and to assessments of trends and developments in improve management and performance in order to quantum information science and technology and more effectively and efficiently execute the missions tracks the progress and activities of the Program, of the Department and the National Laboratories. including the extent to which the Program is helping The LOB holds monthly meetings and is chaired by to maintain United States leadership in quantum the Director, Office of Strategic Planning and Policy. information science and technology. Its membership includes senior program and staff office officials; National Laboratory Chief Operating Secretary of Energy Advisory Board (SEAB) Officers (COOs) and Chief Research Officers (CROs); a representative from the Field Office Managers; provides the Secretary with timely, balanced, and a representative from the Lab M&O contractor external advice on issues concerning DOE. group. Most recently, the LOB has focused on Comprised of technical experts, business executives, developing the 2020 State of the DOE National academics, and former government officials, SEAB Laboratories Report and preparing a strategic provides recommendations to the Secretary on response to the Secretary of Energy Advisory Board’s DOE’s basic and applied research and development recommendations on investing in people to retain, activities; economic and national security policy; grow and inspire top talent. educational issues; operational issues; and any other issues as directed by the Secretary. Most recently, Security Committee was established by the four SEAB working groups have been established to Secretary and is comprised of Chief Security Officers provide recommendations on maximizing artificial (CSOs) across DOE. The Security Committee identifies intelligence and machine learning to support DOE’s corporate security strategies, guides security policy mission; promoting innovation in DOE policies and development, and provides a forum for cross- practices; optimizing DOE efforts to support space organizational issues. The Committee oversaw the exploration; and elevating the profile of DOE’s vital development of a Design Basis Threat policy, further refining previous threat assessment processes. missions through improved branding. In addition, the Committee provides guidance for security of special nuclear material, including DOE’s Office of Energy Efficiency and addressing aging security infrastructure, and Renewable Energy material control and accountability. The Committee has also led the Department’s efforts to develop The following four Federal advisory committees that counter-unmanned-aerial system security policies support its activities: and pursue special airspace designations and engagement authorities to best protect DOE assets. Appliance Standards and Rulemaking Advisory Committee (ASRAC), was established to use DOE Federal Advisory Committees negotiated rulemaking to engage all interested parties, gather data, and attempt to reach consensus The following includes Federal Advisory Committees on establishing energy efficiency standards. managed by the Department. DOE CORPORATE OVERVIEW | Boards, Councils, and Committees < previous page | next page > 14
Biomass Research and Development Advisory Nuclear Energy Advisory Committee (NEAC), Committee (BIOAC), provides expert advice to help advises on national policy and scientific aspects of craft recommendations on the direction of biomass nuclear issues of concern to DOE. research and development at DOE. DOE’s Office of Science Hydrogen and Fuel Cell Technical Advisory The following six advisory committees all provide Committee (HTAC), provides technical and independent advice on specific technological areas: programmatic advice on DOE's hydrogen research, development, and demonstration efforts. Advanced Scientific Computing Advisory Committee (ASCAC) State Energy Advisory Board (STEAB), develops recommendations regarding initiation, design, Basic Energy Science Advisory Committee (BESAC) implementation, and evaluation of federal energy efficiency and renewable energy programs to help Biological and Environmental Research Advisory integrate and provide consistency between federal, Committee (BERAC) state, and local activities. Fusion Energy Sciences Advisory Committee DOE’s Office of Electricity (FESAC) The following Federal advisory committee supports its activities: High Energy Physics Advisory Panel (HEPAP) Electricity Advisory Committee (EAC), provides Nuclear Science Advisory Committee (NSAC) expert advice on implementing the Energy Policy Act of 2005; executing the Energy Independence and DOE’s Office of Environmental Security Act of 2007; and modernizing the nation's Management electricity delivery infrastructure. The following two Federal advisory committees supports its activities: DOE’s Office of Fossil Energy has the following three Federal advisory committees Environmental Management Advisory Board that support its activities: (EMAB), provides independent and external advice, information, and recommendations to the Assistant National Coal Council (NCC), provides advice and Secretary for Environmental Management on recommendations on coal policy, technology and corporate issues relating to accelerated site cleanup markets. and risk reduction. National Petroleum Council (NPC), was established Environmental Management Site-Specific to advise, inform, and make recommendations with Advisory Board (EMSSAB), was created to involve respect to any matter relating to oil and natural gas stakeholders more directly in environmental cleanup or to the oil and gas industries. discussions, federal decision-making and cleanup activities. Methane Hydrate Advisory Committee (MHAC), advises DOE on the potential applications National Nuclear Security Administration of methane hydrate; assists in developing recommendations and priorities for the methane The following Federal advisory committee supports hydrate research and development program; and its activities: submits to Congress one or more reports on an assessment of DOE’s research program. Defense Programs Advisory Committee (DPAC), provides advice and recommendations on the stewardship and maintenance of the Nation's DOE’s Office of Nuclear Energy nuclear deterrent. The following Federal advisory committee supports its activities: DOE CORPORATE OVERVIEW | Boards, Councils, and Committees < previous page | next page > 15
Office of the Chief Financial Officer will develop, Department of if needed, a revised FY 2021 budget request and COVID/stimulus supplemental proposals for Energy’s Upcoming Congressional consideration. Office of Electricity will seek approval to construct Critical Decisions the Grid Storage Launchpad (GSL) Research Facility at the Pacific Northwest National Laboratory, which is needed to accelerate vital research and validate and Events the performance of battery technologies for grid applications. The following includes the Department’s high- visibility critical decision points and events, by Office of Energy Efficiency and Renewable program, for January 20, 2021 through April 30, Energy will select financial assistance awardees 2021. for the Critical Materials FOA: Next-Generation Technologies and Field Validation, which will provide $30 million for research and development January 2021 (Post-Inauguration) focused on field validation and demonstration, as Office of Congressional and Intergovernmental well as next-generation extraction, separation, and Affairs will begin preparing incoming nominees processing technologies for critical materials. for confirmation hearings, including Congressional courtesy visits. Office of Energy Efficiency and Renewable Energy will select financial assistance awardees for Energy Information Administration will issue the Water Security FOA: Research and Development the Annual Energy Outlook (AEO), an integrated for Advanced Water Resource Recovery Systems, long-term projection of U.S. energy consumption, which will provide $20 million to develop technology supply, prices, and energy-related carbon dioxide innovations that strengthen America’s water emissions. infrastructure and enable advanced water resource recovery systems that have the potential to be net National Nuclear Security Administration will energy positive. provide an annual report (developed jointly with the Department of Defense) to the Secretary of Office of Energy Efficiency and Renewable Energy and the Secretary of Defense on the safety, Energy will select financial assistance awardees reliability, performance and military effectiveness of for the Perovskite FOA, which will provide $20 the U.S. nuclear weapons stockpile. The Secretaries million to further advance perovskite research must submit the report to the President by and development in accordance with FY 2020 February 1, 2021. Congressional direction. National Nuclear Security Administration. Office of Science will make critical decisions Will announce the awardees for a new university regarding the Nanoscale Science Research Centers consortium under the $25 million Integrated (NSRC) Recapitalization at Brookhaven National University Program (IUP) Funding Opportunity Laboratory, including determinations on the Announcement (FOA) to establish basic research selected approach for the project, the project’s final and development capabilities at U.S. universities design, and authorization to release funds for the and enable a pipeline of students who have first phase of construction. performed nuclear engineering and nuclear physics research into the national laboratory system. February 2021 National Nuclear Security Administration will Energy Information Administration will issue the participate in the Treaty on the Nonproliferation of February edition of the Short-Term Energy Outlook Nuclear Weapons (NPT) 2021 Review Conference, (STEO), which provides a monthly forecast of U.S. which is tentatively scheduled for January 2021. energy consumption, supply, and prices through the end of 2022. < previous page | next page > DOE CORPORATE OVERVIEW | Department of Energy’s Upcoming Critical Decisions and Events 16
Office of the Chief Financial Officer will develop, if and manufactured housing, which will likely appropriate, a DOE FY 2022 budget request based on draw significant interest from a diverse set of new Administration guidance. stakeholders, including members of Congress and the media. Office of Congressional and Intergovernmental Affairs will prepare senior leadership for potential Office of Environmental Management expects meetings with intergovernmental groups that are to award a new contract to manage and operate the Savannah River National Laboratory, which will scheduled to hold their annual meetings in February enhance and expand the laboratory’s research and and March. development capacity. Office of International Affairs will prepare senior Office of Fossil Energy to support the $1.4 billion leadership for the Munich Security Conference, Strategic Petroleum Reserve Modernization scheduled for February 2021, and associated Program’s Life Extension 2 (LE2) Project, FE must bilateral and multilateral meetings. conclude the fourth and final Energy Security and Infrastructure Modernization (ESIM) Fund crude oil Office of Management the Government sale to raise the final $450 million for construction Accountability Office (GAO) will issue its bi-annual contract commitments prior to June 2021. The High Risk List, which includes Federal government Secretary determines whether to authorize the sale. activities considered to be at high-risk. The National Nuclear Security Administration and Office of Office of International Affairs will participate in Environmental Management’s major projects the International Energy Agency (IEA) Governing and contracts (over $750 million) are expected to Board Meeting scheduled for March 24-25, 2021. continue to be on the list, primarily due to challenges Office of Science will make a decision regarding in completing large construction projects. the High-Luminosity Large Hadron Collider (HL- LHC) ATLAS Upgrade Project at Fermi National March 2021 Accelerator Laboratory on the approval of the Energy Information Administration will issue the preliminary design of the project as well as March edition of the Short-Term Energy Outlook consideration of the scope, cost, and schedule. (STEO), which provides a monthly forecast of U.S. energy consumption, supply, and prices through the April 2021 end of 2022. Energy Information Administration will issue the April edition of the Short-Term Energy Outlook National Nuclear Security Administration the (STEO), which provides a monthly forecast of U.S. President issues the annual assurance on the energy consumption, supply, and prices through the safety, security, reliability, and military effectiveness end of 2022. of the nuclear weapons stockpile based on an assessment conducted by DOE and the Department Office of Electricity will seek resolution regarding of Defense. an expiring designation (May 1, 2021) in Executive Order 13920, Securing the United States Bulk-Power System, which declares threats to the bulk-power Office of Energy Efficiency and Renewable system by foreign adversaries to constitute a Energy will down select from three awardees national emergency. Absent legislation, the national funded under the FY 2018 Generation 3 Contracting emergency declaration would need to be renewed Solar Power (CSP) Systems FOA to one awardee annually. that will build a test facility that allows diverse teams of researchers, laboratories, developers, and Office of Science will host the annual National manufacturers to test components and systems Science Bowl (NSB), where teams of middle school through a wide range of operating conditions and high school students across the country necessary to advance the next generation of CSP compete in the NSB Finals. The President, First Lady, technology. and the Secretary are traditionally invited to address the students or host the finals. All 2021 regional Office of Energy Efficiency and Renewable competitions will be virtual (from mid-January to Energy expects to announce plans to revise late March). A determination on the location of the the appliance standards for showerheads National Finals will be made in March 2021. < previous page | next page > DOE CORPORATE OVERVIEW | Department of Energy’s Upcoming Critical Decisions and Events 17
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