Sustainability Accounting Standards Board (SASB) index - Sanofi

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REPORTING FRAMEWORK AND INDICATORS

                        Sustainability Accounting Standards
                        Board (SASB) index

Code              Metrics                      Sanofi's Disclosures                       Comments
Safety of Clinical Trial Participants

                                               Post-Trial Access Policy
                                               Incidental Findings
                                               Access to clinical trial data
                                               Clinical Study Transparency Policy         All our clinical trials are run in
                                                                                          accordance with the Principles of
                  Discussion, by world
                                               Clinical Trial results                     Good Clinical Practice (GCP) and
                  region, of management
HC-BP-210a.1      process for ensuring
                                               Patient support                            international ethical standards, in
                  quality and patient safety
                  during clinical trials
                                                                                          particular the Helsinki Declaration on
                                               Policy Position on Minority Diversity in   ethical principles regarding human
                                               Human Clinical Trials                      experimentation.
                                               Medical Ethics, Bioethics and Clinical
                                               Trials Chapter 4 p.29-30
                                               Integrated Report
                  Number of FDA Sponsor
                  Inspections related to
                  clinical trial management                                               Sanofi systematically aligns on the
                  and
                                               Pharmacovigilance                          most exacting standards of Good
                  pharmacovigilance that
HC-BP-210a.2
                  resulted in: (1)                                                        Pharmacovigilance Practices. In 2020,
                  Voluntary Action Indicated   Chapter 4 p.27                             33 audits and 5 inspections have been
                  (VAI) and (2)                                                           conducted on Pharmacovigilance.
                  Official Action Indicated
                  (OAI)

                  Total amount of monetary
                  losses as a result of
                                                                                          Sanofi and its subsidiaries disclose
                  legal proceedings                                                       their involvement in litigation,
HC-BP-210a.3                                   Form 20-F p135-138
                  associated with clinical                                                arbitration and other legal
                  trials
                  in developing countries                                                 proceedings.

   SASB Index
                                                                                                                      1
   Published May 2021
Access to Medicines

                                                                                          Sanofi’s strategy of improving access
                                                                                          to healthcare for the underserved is as
                                                                                          much about ending global epidemics
                                                                                          of infectious diseases and avoiding
                                                                                          their resurgence, as it is about
                                                                                          meeting the growing needs of patients
                                               Access to Healthcare (Factsheet)           suffering from non-communicable
                  Description of actions and   Access to Healthcare for the most          diseases. Sanofi Genzyme helps
                  initiatives to
                                               vulnerable (Factsheet)                     patients access unique therapies,
                  promote access to health
                  care products for                                                       regardless of their location and
HC-BP-240a.1
                  priority diseases and in     Addressing the Needs of Rare Disease       financial situation, by working closely
                  priority countries as        Patients around the World                  with national health services,
                  defined by the Access to
                  Medicine Index               Chapter 4 p.18                             government agencies and private
                                                                                          insurers, as well as patient
                                               Integrated Report                          associations.
                                                                                          Sanofi Global Health will operate in
                                                                                          the 40 countries with some of the
                                                                                          lowest gross domestic product (GDP)
                                                                                          per capita, and will offer 30 of our
                                                                                          most essential medicines.
                                                                                          Sanofi and the World Health
                                               Fighting Malaria                           Organization (WHO) have joined
                  List of products on the
                  WHO List of                  Fighting Neglected Tropical Diseases       forces in the fight against NTDs since
                  Prequalified Medicinal                                                  2001. Sanofi is also at the forefront by
HC-BP-240a.2      Products as part of its      Fighting Tuberculosis                      developing new treatment options for
                  Prequalification of
                  Medicines Programme          Chapter 4 p.21                             Tuberculosis and Malaria diseases.
                  (PQP)
                                               Integrated Report                          The list is of medicines and vaccines is
                                                                                          available here
Affordability & Pricing

                  Number of settlements of
                  Abbreviated New
                  Drug Application (ANDA)
                  litigation that
                  involved payments and/or
HC-BP-240b.1
                  provisions to delay          Form 20-F p136                             Patent litigation of Cerdelga®
                  bringing an authorized
                  generic product to
                  market for a defined time
                  period

                  Percentage change in: (1)
                  average list price
                  and (2) average net price    Chapter 4 p. 22-23
HC-BP-240b.2
                  across U.S. product
                  portfolio compared to        Prescription Medicine Pricing Principles
                  previous year

   SASB Index
                                                                                                                      2
   Published May 2021
Percentage change in: (1)
                  list price and (2) net
HC-BP-240b.3      price of product with         Not reported
                  largest increase
                  compared to previous year

Drug Safety

                  List of products listed in    FDA's MedWatch Safety Alerts for
                  the Food and Drug             Human Medical
                  Administration’s (FDA)
HC-BP-250a.1                                                                               Zantac OTC recall
                  MedWatch Safety               Products database
                  Alerts for Human Medical
                  Products database             Form 20-F 2020 p.67-68

                  Number of fatalities
                  associated with products
HC-BP-250a.2      as reported in the FDA        FDA Adverse Event Reporting System
                  Adverse Event
                  Reporting System

                  Number of recalls issued,                                                In 2020, Sanofi conducted 39 recalls
HC-BP-250a.3                                    Chapter 4 p.27
                  total units recalled                                                     (45 in 2019 and 44 in 2018).
                                                                                           Sanofi focuses particular attention on
                                                                                           the challenge of preventing
                                                Pharmaceuticals in the environment
                  Total amount of product                                                  pharmaceuticals from entering the
HC-BP-250a.4      accepted for takeback,        Chapter 4 p.44 to 47                       environment. Sanofi is committed to
                  reuse, or disposal
                                                                                           minimize the potential environmental
                                                Planet Mobilization
                                                                                           impacts of our medicines through its
                                                                                           Planet Mobilization Program.
                  Number of FDA
                  enforcement actions taken
                  in                                                                       In 2020, Sanofi has received 177
HC-BP-250a.5      response to violations of     Chapter 4 p.27                             regulatory inspections, of which 22
                  current Good
                  Manufacturing Practices
                                                                                           were conducted by the US FDA.
                  (cGMP), by type

Counterfeit Drugs

                  Description of methods
                  and technologies used
                                                Fighting Falsified Medical Products
                  to maintain traceability of
HC-BP-260a.1      products
                                                Serialization : Medicine Identification,
                  throughout the supply
                  chain and prevent             Authentication & Traceability
                  counterfeiting

                                                                                           Sanofi has training programs for
                                                                                           employees, public health agents,
                  Discussion of process for                                                customs officials and police officers
                  alerting customers                                                       from around the world. There has
                  and business partners of
HC-BP-260a.2
                  potential or known            Fighting Falsified Medical Products        been a focus on internal awareness
                  risks associated with                                                    among sales forces as well as quality
                  counterfeit products                                                     and supply chain representatives to
                                                                                           better detect malicious acts (theft,
                                                                                           falsification, illicit diversion) involving

   SASB Index
                                                                                                                          3
   Published May 2021
Sanofi products, and to put in place
                                                                                         mitigation measures within the
                                                                                         framework of an end-to-end product
                                                                                         security program.
                  Number of actions that led
                  to raids, seizure,                                                     Sanofi cooperates for instance with
                  arrests, and/or filing of
HC-BP-260a.3
                  criminal charges              Fighting Falsified Medical Products      Interpol Operation Pangea and
                  related to counterfeit                                                 Europol Operation Shield
                  products

Ethical Marketing

                  Total amount of monetary                                               Sanofi and its subsidiaries disclose
                  losses as a result of         Promotional Practices (Factsheet)        their involvement in litigation,
HC-BP-270a.1      legal proceedings
                  associated with false         Form 20-F p135-138                       arbitration and other legal
                  marketing claims                                                       proceedings.
                                                                                         The core mission of our promotional
                                                                                         activities is to provide quality
                  Description of code of
                                                                                         information about the product
                  ethics governing              Promotional Practices (Factsheet)        presented in compliance with the
HC-BP-270a.2
                  promotion of off-label use
                                                Code of Ethics                           marketing authorization for that
                  of products
                                                                                         product, and to promote correct use
                                                                                         of the product among healthcare
                                                                                         professionals.
Employee Recruitment,
Development & Retention
                  Discussion of talent
                  recruitment and retention     Chapter 4 p. 9-10
HC-BP-330a.1      efforts for scientists and
                  research and                  Integrated Report
                  development personnel

                  (1) Voluntary and (2)
                                                Chapter 4 p.17
                  involuntary turnover rate
                  for: (a) executives/senior
                                                Integrated Report
HC-BP-330a.2      managers, (b) midlevel
                  managers, (c)                 CSR Indicators Evolution and Auditors’
                  professionals, and (d) all
                  others                        Report (Factsheet) p.10-11
Supply Chain Management

                  Percentage of (1) entity's
                  facilities and (2) Tier I
                  suppliers' facilities
                                                                                         For all manufacturing, supply and
                  participating in the Rx-360                                            distribution of our pharmaceutical
                  International                                                          products and vaccines, our facilities
                  Pharmaceutical Supply
HC-BP-430a.1
                  Chain                         Chapter 4 p.25-28                        hold the manufacturing licenses and
                  Consortium audit program                                               GxP certificates issued by the
                  or equivalent third-party                                              appropriate health authorities (FDA,
                  audit programs for
                  integrity of supply                                                    EMEA, WHO…)
                  chain and ingredients

   SASB Index
                                                                                                                     4
   Published May 2021
Business Ethics

                     Total amount of monetary                                               Sanofi and its subsidiaries disclose
                     losses as a result of
                                                                                            their involvement in litigation,
HC-BP-510a.1         legal proceedings            Form 20-F p135-138
                     associated with corruption                                             arbitration and other legal
                     and bribery                                                            proceedings.
                     Description of code of       Relations with Healthcare professionals
                     ethics governing
HC-BP-510a.2
                     interactions with health     Service Engagements with Scientific
                     care professionals           Experts
Activity Metric

                                                  Access to Healthcare (Factsheet)
                                                                                            Our access to healthcare reached 124
                     Number of patients           CSR Indicators Evolution and Auditors’
HC-BP-000.A                                                                                 million of patients in more than 170
                     treated                      report (Factsheet)
                                                                                            countries in 2020.
                                                  Integrated report

                     Number of drugs (1) in       (1) Form 20-F p15-24
                     portfolio and (2) in
HC-BP-000.B
                     research and                 (2) Research and Development
                     development (Phases 1-3)
                                                  Integrated Report

  Smart links :
       -       Sanofi Website
       -       Document Center
       -       Integrated Report 2020 Live
       -       Integrated Report 2020 pdf
       -       Annual Report on Form 20-F 2020
       -       Universal Registration Document (in French)
       -       Declaration of Extra-Financial Performance (Chapter 4 of the Universal Registration Document)

   SASB Index
                                                                                                                        5
   Published May 2021
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