How to use this dashboard - EQC Performance Dashboard April 2021

 
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EQC Performance Dashboard ‐ April 2021
                                                  How to use this dashboard

This dashboard shows a monthly snapshot of EQC's progress across its operational spectrum as well as how we track in relation to the
performance measures in our Statement of Performance Expectations (SoPE). Below is a summary of each section.

Section 1 ‐ Statement of Performance Expectations (SoPE) measures
This section shows progress across those SoPE measures that can be measured on a monthly basis. The results are cumulative year‐to‐
date results which reflect the year‐to‐date progress bar to reach the year‐end target. The SoPE is one of our public accountability
documents which can be found here:
https://www.eqc.govt.nz/sites/public_files/documents/publications/EQC_SoPE_2020_Web.pdf

Section 2 ‐ Canterbury
This section tracks the progress of outstanding claims arising from the Canterbury sequence of earthquakes 2010‐11 ('Canterbury'). It
shows how many claims have been reopened (inflow), how many claims have been resolved during the month (resolved), and how
many are outstanding at the time of reporting (on hand). We also profile our remaining on hand claims by age, and by reason for
opening the claim. This section also provides visibility on our progress to resolve claims in dispute (claims subject to legal proceedings
or other dispute resolution pathways).
Government on‐sold support package
This section outlines our progress in the delivery of the Government on‐sold support package, on behalf of the Government, to
support owners of on‐sold over‐cap properties in Canterbury to access financial help to have their homes repaired.

Section 3 ‐ Other Natural Disaster Events (Excluding Canterbury/Kaikōura)
This section covers all claims that are not related to the specific Canterbury and Kaikōura events. Here, we track our claims
management progress by how many we have received during the month (inflow), how many we have resolved in the month
(resolved), and how many are on hand (outstanding). The data in this section is organised by the type of damage for which a claim may
be lodged (namely earthquake, landslip, flood or storm damage). In this section we also profile our remaining on hand claims by

Section 4 ‐ Customer Focus
This section monitors the quality of our customer focus through customers’ satisfaction with their interactions with EQC. There are
three key strands which align to the customer focus metrics in the SoPE 2020‐21:
         •   'Service Quality' of their overall claims experience and, for Canterbury customers, reflection on their most recent
             experience;
         •   'Timeliness and quality of Complaints Resolution'; and
         •   'Enduring settlements'.
The data comes from the customer satisfaction survey that TNS Kantar undertakes on our behalf each month. This section also
summarises the volume of customer contacts by phone, email and post.

Section 5 ‐ Media
This section monitors the media impact of EQC's coverage in both traditional and social media. It keeps a year‐to‐date count of the
number of media statements released by EQC, and also how many times EQC appeared in the media during the month (media
articles). The section also provides a view on what's driving our media impact and the leading messages and themes shaped by these
drivers in both media formats.

Section 6 ‐ Official Information Act (OIA) Requests
This section monitors the number of OIAs we've received, completed and have remaining on hand at the end of the month. Our OIAs
are divided into two types: those in which our customers’ request information and/or supportive information from us on their claim
(Customer OIA), and OIA requests that relate directly to EQC and/or operational activities (Organisational OIAs). Our compliance rate
for both request types is monitored and reported here.

Section 7 ‐ Privacy Breaches
This section provides a monthly update on EQC's compliance matters, in particular, severity and themes of privacy breaches.

Section 8 ‐ HR Operations
This section tracks EQC's average annual leave balance, sick leave usage and annualised turnover, compares them to the
corresponding Public Service average and provides visibility on what's influencing our averages and annualised turnover rate. This
section also provides a view on headcount movement overlayed by claim population movement and a broad profile of our workforce,
which is updated on a quarterly basis.
*A section on Kaikōura has been excluded as it includes private commercially sensitive insurer data.
EQC Performance Dashboard - April 2021
                    Section 1 - Statement of Performance Expectation measures - monthly monitoring
Output Two - Event Response | Timeliness
Output 2.1 - Settlement of Canterbury 2010-11 Earthquake Sequence Remedial Claims
                                                                        YTD
 Ref                       Measure                           Target                               Progress - YTD                          Status/Trend
                                                                       Result

         Outstanding claims over six months old, on
2.1.1    hand at 30 June 2020, are settled by 30 June         75%       80%
         2021
                                                                                 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Commentary:
As at 30 April 2021, we have closed 518 of the 648 claims that were outstanding (over 6 months old) at 30 June 2020 (80%). We attained the 75% target
during March, with 3 months to spare.

         New claims opened or reopened
2.1.2    between 1 January 2020 and 31 December               80%       74%
         2020 are resolved within 6 months *
                                                                                 0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Commentary:
So far this financial year, 74% of claims that were reopened in January-October 2020 have been settled within 6 months of their reopened date, adrift of
our 80% target.

  * Including claims opened from 1 January 2020 to 31 December 2020 will give a financial year (1 July 2020 to 30 June 2021) result for
  * “settled within six months”

 Key:
         Result not available                           Potential risk of not                   Performance trend increase
         for the month                                  achieving target
                                                                                                 No change in performance trend
         On track                                       Target highly unlikely
                                                                                                 Performance trend decrease
EQC Performance Dashboard - April 2021

             Section 1 - Statement of Performance Expectation measures - monthly monitoring (cont.)
Output Two - Event Response | Customer Focus
Output 2.1 - Settlement of Canterbury 2010-11 Earthquake Sequence Remedial Claims
                                                                     YTD
 Ref                       Measure                         Target                             Progress - YTD                 Status/Trend
                                                                    Result

         More than 45% of surveyed customers
                                                           >45%      52%
2.1.4    are satisfied with their overall claims
         experience
                                                                              0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

Commentary:
Our result this month decreased this month compared to last month's result.
Our YTD result against SOPE measure 2.1.4 remains above our target of >45%.

Reflecting on their most recent experience:
         More than 70% of surveyed customers
         agree or agree strongly that EQC
2.1.5                                                      >70%      77%
         (or its partner) were transparent
         and fair in all interactions
                                                                              0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Commentary:
Our result this month has remained relatively steady compared to last month's result.
Our YTD result against SOPE measure 2.1.5 continues to exceed its target of >70%.

         More than 70% of surveyed customers
         agree or agree strongly that EQC (or
2.1.6    its partner) was responsive to their              >70%      76%
         individual needs and situation during
         their recent claim experience                                        0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Commentary:
Our result this month has remained relatively stable compared to last month's result.
Our YTD result against SOPE measure 2.1.6 continues to exceed its target of >70%.

         More than 70% of surveyed customers indicate
         that all communications from
2.1.7 EQC (or its partner) were clear, concise             >70%       74%
         and confident, and that they were
         clear on next steps for their claim                                  0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Commentary:
Our result this month has remained relatively stable compared to last month's result.
Our YTD result against SOPE measure 2.1.7 continues to exceed its target of >70%.

         More than 70% of surveyed customers
         agree or strongly agree that EQC
2.1.8 (or its partner) acted as experts with               >70%       75%
         the skills, knowledge and desire to
         help them                                                            0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Commentary:
Our result this month has remained relatively stable compared to last month's result.
Our YTD result against SOPE measure 2.1.7 continues to exceed its target of >70%.

 Key:
         Result not available                        Potential risk of not                  Performance trend increase
         for the month                               achieving target
                                                                                            No change in performance trend
         On track                                    Target highly unlikely
                                                                                            Performance trend decrease
EQC Performance Dashboard - April 2021

             Section 1 - Statement of Performance Expectation measures - monthly monitoring (cont.)
Output Two - Event Response | Customer Focus (cont.)
Output 2.1 - Settlement of Canterbury 2010-11 Earthquake Sequence Remedial Claims
                                                                      YTD
 Ref                       Measure                         Target                                 Progress - YTD                  Status/Trend
                                                                     Result
         Timeliness of complaints resolution:
         • 90% simple complaints completed
         • in 30 working days
2.1.9    • 90% standard complaints completed                >90%      97%
         • in 60 working days
         • 90% complex complaints completed                                    0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
         • in 120 working days
Commentary:
So far this financial year, 97% of complaints relating to Canterbury claims have been resolved within targeted timeframes.

         Quality of complaints resolution:
2.1.10   75% customer satisfaction with                     >75%       0%
         complaints process
                                                                               0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Commentary:
Given the very low number of survey responses we are unable to provide a meaningful result for SOPE measure 2.1.10.

         EQC settlements should be enduring.
2.1.11   Less than 10% of claims settled are
EQC Performance Dashboard - April 2021

            Section 1 - Statement of Performance Expectation measures - monthly monitoring (cont.)
Output Two - Event Response | Timeliness
Output 2.2 - Claims Relating to Natural Disaster Events (excluding Canterbury)
                                                                     YTD
 Ref                      Measure                         Target                                 Progress - YTD                         Status/Trend
                                                                    Result

        Claims lodged between 1 Jan 2020 and 31
2.2.1   December 2020 are resolved                          90%      97%
        within 6 months
                                                                             0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

        Claims which have not been settled
        within six months of lodgement are
2.2.2                                                       95%      93%
        settled within 90 working days of the
        assessment process being completed                                   0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

Commentary:
Of 3,427 in-scope claims lodged in January-October 2020, all but 112 (97%) were resolved within 6 months (measure 2.2.1). Fifty seven of 61 in-scope
claims not settled within six months of lodgement, have subsequently been settled within 90 working days of the assessment process being completed
(93%).

Output Two - Event Response | Customer Focus
Output 2.2 - Claims Relating to Natural Disaster Events (excluding Canterbury)

        More than 70% of surveyed customers
2.2.3   are satisfied with their overall claims            >70%      70%
        experience
                                                                             0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

        More than 70% of surveyed customers
        agree or agree strongly that EQC
2.2.4                                                      >70%      71%
        (or its partner) were transparent, fair
        and reasonable in all interactions                                   0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

        More than 70% of surveyed customers
        agree or agree strongly that EQC
2.2.5   (or its partner) was responsive to their           >70%      69%
        individual needs and situation during
        their recent claim experience                                        0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

        More than 70% of surveyed customers indicate
        that all communications from
2.2.6   EQC (or its partner) were clear, concise and       >70%      78%
        confident, and that they were
        clear on next steps for their claim                                  0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

        More than 70% of surveyed customers
        agree or strongly agree that EQC (or
2.2.7   its partner) acted as experts with the             >70%      79%
        skills, knowledge and desire to
        help them                                                            0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

Commentary:
This month our YTD results across SOPE measures 2.2.3-7 have largely held steady in comparison to last month's results. The achievement of our targets
for SOPE measures 2.2.3-5 continue to remain at risk.

 Key:
         Result not available                        Potential risk of not                     Performance trend increase
         for the month                               achieving target
                                                                                               No change in performance trend
         On track                                   Target highly unlikely
                                                                                               Performance trend decrease
EQC Performance Dashboard - April 2021

             Section 1 - Statement of Performance Expectation measures - monthly monitoring (cont.)
Output Two - Event Response | Customer Focus (cont.)
Output 2.2 - Claims Relating to Natural Disaster Events (excluding Canterbury)
                                                                     YTD
 Ref                       Measure                         Target                                 Progress - YTD                          Status/Trend
                                                                    Result
         Timeliness of complaints resolution:
         • 90% simple complaints completed
         • in 30 working days
2.2.8    • 90% standard complaints completed                >90%     93%
         • in 60 working days
         • 90% complex complaints completed                                   0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
         • in 120 working days

         Quality of complaints resolution:
2.2.9    75% customer satisfaction with                    >75%       0%
         complaints process
                                                                              0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

Commentary:
So far this financial year, 93% of in-scope complaints relating to non-Canterbury claims have been resolved within targeted timeframes.
Given the very low number of survey responses we are unable to provide a meaningful result for SOPE measure 2.2.9.

         EQC settlements should be enduring. Less than
2.2.10   10% of claims settled are
EQC Performance Dashboard - April 2021

                                                                                          Section 2 - Canterbury

We resolved 613 claims during April, offset by inflow of 474 claims. This left 1,370 open Canterbury claims on hand at month end, a
healthy reduction of 139 since the end of March.
The focus of our Aged Claims Strategy is now on the achievement of our 30 June 2021 target which is to reduce our claims aged >12
months (‘aged claims’) population to under 100 by this date. The likelihood of achieving our 30 June target remains likely with 136
(29) of these claims remaining at month’s end.

                                                                                         Remaining Claims On Hand
                                                                          Inflow                   Resolved                 Remaining Claims On Hand

                             1,200
                                                                                                     1,824      1,892                                                                    2,000
                                                                                                                             1,811       1,743
                             1,000

                                                                                                                                                                                                 Canterbury Remaining Claims
                                                             1,559        1,561         1,619                                                        1,617
Inflow and Resolved Claims

                                     1,448       1,474                                                                                                           1,509
                                                                                                                                                                             1,370       1,600
                              800
                                                                                                                                   782
                                                                                                                                                                                         1,200
                              600                                                                                     652                                              665
                                                                                                                                                           629                     613
                                                                   571                       556          541
                                                                                524                                                                                                      800
                              400                      488
                                                                                                    746         720          701
                                           389                                         614                                                     404
                                                             575          526                                                                                    557
                                                 514                                                                                                 503                     474
                              200    379                                                                                                                                                 400
                                                                                                                                         336

                                0                                                                                                                                                        0
                                     May-20 Jun-20           Jul-20       Aug-20 Sep-20             Oct-20 Nov-20 Dec-20                 Jan-21      Feb-21 Mar-21 Apr-21

The 613 claims resolved this month includes 26 claims open at 1 April, that are now subject to an application for Government
support for repair of on-sold over-cap properties ('on-sold claims', a total 2,628 of which are excluded). A further 11 SRES MOU
claims were settled and 1 claim returned to Claims Assurance for review.

                                       Remaining Claims by Canterbury Claim Pathway
                                                                            0.7%
                                                                   5.8%
                                                                                                                                          Of the 1,370 Canterbury claims remaining
                                                                                                          Dispute Resolution              on hand, 93% are being managed by
                                                                                                          Construction                    Settlement teams, 6% are in Dispute
                                                                                                                                          Resolution, and
EQC Performance Dashboard - April 2021

                                                                                                                      Section 2 - Canterbury (cont.)

                                                                                                                                 Claim Closures by Week

                               350
                               300
   Count of Claim Closures

                               250
                               200
                               150
                               100
                                 50
                                      0
                                          5-Nov

                                                   12-Nov

                                                            19-Nov

                                                                       26-Nov

                                                                                                                                 7-Jan

                                                                                                                                         14-Jan

                                                                                                                                                    21-Jan

                                                                                                                                                             28-Jan

                                                                                                                                                                                                                                                1-Apr

                                                                                                                                                                                                                                                        8-Apr

                                                                                                                                                                                                                                                                15-Apr

                                                                                                                                                                                                                                                                         22-Apr

                                                                                                                                                                                                                                                                                  29-Apr
                                                                                                                                                                      4-Feb

                                                                                                                                                                              11-Feb

                                                                                                                                                                                         18-Feb

                                                                                                                                                                                                  25-Feb

                                                                                                                                                                                                           4-Mar

                                                                                                                                                                                                                   11-Mar

                                                                                                                                                                                                                              18-Mar

                                                                                                                                                                                                                                       25-Mar
                                                                                3-Dec

                                                                                           10-Dec

                                                                                                    17-Dec

                                                                                                               24-Dec

                                                                                                                        31-Dec

                                                                                                                                     Reporting Week Ending (Fri - Thu)

On average, we closed 161 claims per week during April (shortened 3 days for Easter and ANZAC Day observance). This represents
an 11% increase on the weekly average in March (145). There were a total of 613 claims closed in April.

                                                                                                       Age of Remaining Open Claims by Complexity
 900

 600

                                                                                                                                                                                                                                                                     COMPLEX
 300
                                                                                                                                                                                                                                                                     MODERATE

              0                                                                                                                                                                                                                                                      SIMPLE
                                                      Apr-21

                                                                                              Apr-21

                                                                                                                                    Apr-21

                                                                                                                                                                         Apr-21

                                                                                                                                                                                                              Apr-21

                                                                                                                                                                                                                                                   Apr-21
                             Feb-21

                                          Mar-21

                                                                     Feb-21

                                                                                 Mar-21

                                                                                                             Feb-21

                                                                                                                        Mar-21

                                                                                                                                                  Feb-21

                                                                                                                                                             Mar-21

                                                                                                                                                                                       Feb-21

                                                                                                                                                                                                  Mar-21

                                                                                                                                                                                                                            Feb-21

                                                                                                                                                                                                                                       Mar-21
                                          New                            1 - 3 months                            3 - 6 months                         6 - 9 months                        9 - 12 months                        More than 12
                                                                                                                                                                                                                                 months
Resolution of aged claims remains a key priority for our settlement teams. During April there was a further 18% reduction in claims
aged > 12 months (165 down to 136). Claims aged 3-6 months reduced by 32% (537 down to 363), though claims aged 6-9 months
rose by 25% (257 up to 322).

                                                                                                                        Canterbury Event Headcount FTE

                                                                              Total Canterbury & Contact Centre (includes OIA)                                                                                         Support Areas

                             200
                                              158.2                  157.2                148.4
 FTE Volume

                                                                                                                                 130.8               133.9             139.3               137.1              134.3                  132.5
                             150                                                                              128.2

                             100
                                                                                                               39.3               39.0                41.3              33.0                    37.2           37.4                  39.1
                                50                19.1               21.3                 18.4

                                  0
                                              Jul-20            Aug-20                  Sep-20               Oct-20              Nov-20            Dec-20             Jan-21              Feb-21            Mar-21               Apr-21           May-21             Jun-21

The Canterbury Event Headcount was relatively stable this month at 171.6, compared to 171.7 last month.
EQC Performance Dashboard - April 2021

                                                               Section 2 - Canterbury (cont.)

                                                            Open Canterbury Claims by Reopen Reason
                                                                                                                  Repair Quality, 18.3%
                 Repair Methodology, 6.0%
                                                                                                                    Customer has identified defects or quality issues with
       Claim has been reopened as the customer has                                                                  repairs previously completed and managed by EQC*
           concerns regarding additional damage on                                                                  that need to be assessed to settle Natural Disaster
        previously scoped or unscoped elements and                                                                  Damage in accordance with EQC Act.
                     requires review and assessment.
                                                                                                                    *Note: Issues with repairs managed by the customer
                                                                                                                    following cash settlement need to be resolved
                                                                                                                    directly to the contractor by the customer.
                      Missed Damage, 37.5%
      Claim has been reopened as the customer has
          concerns regarding additional damage on
                                                                                                                    Requested information received from
       previously scoped or unscoped elements and
                    requires review and assessment.                                                                 customer, 9.5%
                                                                                                                    Claim is reopened as the Customer has returned with
                                                                                                                    information previously requested by EQC to progress
                Customer Complaint, 0.4%                                                                            the claim.

        Claim is reopened due to formal expression
        by the Customer of dissatisfaction with the
                        management of the claim.                                                                    Not defined, 0.1%

                        Administrative, 2.3%                                                                      Additional Payment, 10.6%
               Claim has been reopened to complete                                                                Claim has been reopened to make additional
    administrative tasks to be able to settle Natural                                                             payment/s to settle Natural Disaster Damage in
   Disaster Damage in accordance with the EQC Act                                                                 accordance with EQC Act, and any other payments
  or facilitate enduring resolution for the customer.                                                             required to support resolution of the claim.

                                                                           Claims in Dispute
                                                 Legal Proceedings                             Other Dispute Resolution claims
   200

   150
                 40              42
                                                 46       62
   100
                 110                                                  48
                                101
                                                 79                             37       32                    35              39
    50                                                    70                                         27
                                                                      60
                                                                                46       47          42        42              41
      0
               Jul-20         Aug-20         Sep-20     Oct-20       Nov-20   Dec-20   Jan-21      Feb-21    Mar-21         Apr-21         May-21          Jun-21

As at 30 April, 41 Canterbury claims remained subject to legal proceedings, reduced from 42 at the end of March. Other claims with
Dispute Resolution teams have increased from 35 at the end of March, to 39 as at April month end.
EQC Performance Dashboard - April 2021

                                                                                      Section 2 - Canterbury (cont.)

                                                                    Progress of On-Sold Over-Cap Expressions of Interest (EOI)

                                                            New Applications Received                           Completed in Month               Open/On Hand
Received and Completed (Volume)

                                  3,500                                                                                                                                        3,500
                                                                          2,600                                                        2,707                                   3,000
                                  2,500                                                                                      2,507

                                                                                                                                                                                         On Hand (Volume)
                                                                                            2,258                 2,150                          2,265                         2,500
                                                                                                      2,119
                                  1,500                      1,656
                                                                                                                                                                               2,000

                                                                                  1,839
                                                  1,041

                                                                          2,783
                                                            1,296
                                            944                                                342
                                   500                                                                                                               442                       1,500
                                          175 30 592 495            681                                   139
                                                                                                                                                                               1,000
                                  -500                                                                              -31                   -200
                                                                                                                               -357                                            500
                              -1,500                                                                                                                                           0
                                          Jul-20   Aug-20    Sep-20       Oct-20           Nov-20 Dec-20         Jan-21     Feb-21 Mar-21 Apr-21 May-21 Jun-21

Applications (expressions of interest - EOIs) for government support to repair On-Sold Over-Cap properties closed in October
resulting in nil inflow from Nov-20.
The following chart plots the flow of On-Sold EOIs through the value chain. To date, we have completed the assessment of
3,696 applications of which:
                                     • 692 have received an On-Sold settlement agreement or have been resolved without the need to pay Crown funds;
                                     • 376 have been transferred to EQC operations to be managed as these applications are not likely to exceed the EQC
                                       cap, or do not fit the On-Sold eligibility criteria; and
                                     • 1,318 have been closed due to insufficient information following a campaign to contact homeowners requesting
                                       additional information customer to assess their eligibility and demonstrate they have additional damage.
We currently have 2,265 EOIs on hand that are being reviewed for eligibility or are being managed through our On-Sold
assessment/ settlement process.

                                                    Receive & process                                               Closed
                                                                                                    Validating                                   Not an EoI      Withdrawn
                                                    applications                                                    Insufficient Info.
                                                                                                    1,646                                        291             184
                                                    5,961                                                           1,318
                                                    Assess eligibility of
                                                                                                    Declined
                                                    applications
                                                                                                    835
                                                    2,522
                                                    Develop & confirm                               Assessment in                SoW
                                                    Scope of Works (SoW)                            progress by OnSold           agreed
                                                    1,687                                           469                          150
                                                    Agree & execute                                 Pending         Tranche            Settled             Ex gratia
                                                    Settlement Agreement(SA)                        agreement       payments           under cap           paid in full
                                                    0,692                                           67              125                386                 114

                                                    KEY      Pre-Settlement (reported as ‘On-Hand’)                       WIP (pending settlement)            Post Settlement & Closed
EQC Performance Dashboard ‐ April 2021

                                                 Section 3 ‐ Other Natural Disaster Events (Excluding Canterbury/Kaikōura)

This section provides details of claims that did not result from the Canterbury or Kaikōura earthquake events.
We recorded much reduced inflow of 210 new and reopened claims in April, down from 663 in March. Of this, 84% was
attributable to earthquake (EQ) and 16% to Landslip, Storms and Flood claims (LSF). These lodgements included 83
additional earthquake claims resulting from the magnitude 7.1 Te Araroa earthquake on 5th March 2021.

                                                                                                                                             Progress of Earthquake Claims
                                                                                                             EQ Inflow                                                EQ Resolved                                     EQ Outstanding

                                                                                                                                                                                                                                                                                                                                       Cumulative outstanding (Volume)
                         1,500          1,322
 Resolved and inflow (Volume)

                         1,200                             1,089                                                                                                                                                                                                                                                    1,200

                                 900                                               773
                                                                                                                                                                                                                                                                                                                    800
                                                                                                             560                                                                                                            557
                                 600                                                                                                    417                                                                298
                                                                                                                                                                257                   307                                                         318
                                                                                                                                                                                                                                                                                                                    400
                                 300
                                        446 391 219 448 273 588 192 404 177 319                                                                                88 246 210 160 179 185 610 350 176 415
                                   0                                                                                                                                                                                                                                                                                0
                                        Jul‐20             Aug‐20 Sep‐20                                    Oct‐20 Nov‐20 Dec‐20                                                  Jan‐21                  Feb‐21 Mar‐21 Apr‐21 May‐21 Jun‐21

                                                                                                            Progress of Landslip, Storm and Flood Claims (LSF)
                                                                                                               LSF Inflow                                            LSF Resolved                                  LSF Outstanding

                                                                                                                                                                                                                                                                                                                                    Cumulative outstanding (Volume)
                                 600                                                                                                                                                                                                                                                                                600
 Resolved and inflow (Volume)

                                                                                                                                        489
                                                             427                   406                                                                          410
                                          390                                                                                                                                         370
                                 400                                                                         330                                                                                                                                                                                                    400
                                                                                                                                                                                                           238
                                        292                                                                                            308
                                 200                                                                                                                                                                                        123                                                                                     200
                                                                                                                                                                                                                                                     79
                                                                                                                                             150                       166                                     164                  169
                                                           111 79                                                    134
                                                 66                               81 104                    57                                                 86                 59 98                   29               53                 34 78
                                   0                                                                                                                                                                                                                                                                                0
                                        Jul‐20             Aug‐20 Sep‐20                                    Oct‐20 Nov‐20 Dec‐20                                                  Jan‐21                  Feb‐21 Mar‐21 Apr‐21 May‐21 Jun‐21

                                                 Open Earthquake Claims ‐ by Age                                                                                                                                                     Open LSF Claims ‐ by Age
                                                 < 3 months                        3 ‐ 6 months                                        > 6 months                                                                         < 3 months                       3 ‐ 6 months                           > 6 months
                                1,500                                                                                                                                                                    600
Claims (Volume)

                                                                                                                                                                                       Claims (Volume)

                                1,000                                                                                                                                                                    400
                                        1,219

                                                                                                                                                                                                                           397
                                                                                                                                                                                                                 359

                                 500                                                                                                                                                                     200
                                                                                                                                                                                                                                     347

                                                                                                                                                                                                                                                           346
                                                  859

                                                                                                                                                                                                                                                                    326
                                                                                                                                                                                                                                                                             310
                                                            572

                                                                                                                                         536

                                                                                                                                                                                                                                              Oct‐20 152
                                                                     Oct‐20 378
                                                                                  Nov‐20 303

                                                                                                                                                  Apr‐21 300
                                                                                                                          Feb‐21 260
                                                                                                             Jan‐21 254
                                                                                               Dec‐20 192

                                                                                                                                                                                                                                                                                      Feb‐21 99
                                                                                                                                                                                                                                                                                                   Mar‐21 58
                                                                                                                                                                                                                                                                                                               Apr‐21 50

                                   0                                                                                                                                                                       0
                                                            Sep‐20

                                                                                                                                         Mar‐21

                                                                                                                                                                    May‐21

                                                                                                                                                                             Jun‐21
                                        Jul‐20

                                                  Aug‐20

                                                                                                                                                                                                                 Jul‐20
                                                                                                                                                                                                                           Aug‐20
                                                                                                                                                                                                                                     Sep‐20

                                                                                                                                                                                                                                                           Nov‐20
                                                                                                                                                                                                                                                                    Dec‐20
                                                                                                                                                                                                                                                                             Jan‐21

                                                                                                                                                                                                                                                                                                                           May‐21
                                                                                                                                                                                                                                                                                                                                                         Jun‐21

Note: Inflow refers to claims lodged as well as reopened.
EQC Performance Dashboard ‐ April 2021

                                                                       Section 4 ‐ Customer Focus
This month our overall customer satisfaction results have held steady in comparison to last month. During this period the
majority of our key measures returned results similar to last month.

                                                                                                    Overall claim experience ‐ All

 Overall claim                                    56%                                                                      54%
                                                                                         65%                   58%                     66%     62%
 experience                                                  68%        71%                         70%

 'How satisfied were
 you with the overall                             22%                                                          21%         27%
 quality of the                                              17%                         20%                                           20%     23%
                                                                        17%                         16%
 service you received                             22%        14%        12%              15%        14%        21%         19%         14%     15%
 making the claim?'
                                                Jul‐20      Aug‐20     Sep‐20       Oct‐20         Nov‐20 Dec‐20          Jan‐21   Feb‐21 Mar‐21 Apr‐21 May‐21 Jun‐21
                                                                              Dissatisfied                           Neutral                       Satisfied

                                          YTD AVG = 64%                                                        Trend

 Overall claim experience by event response

    Canterbury (SoPE 2.1.4)                                                                                               Our Canterbury customers
                                                                                                                          While our results this month have remained
    37%                                            42%
             50%               55%                          49%                 50%                                       stable, ongoing focus is required around the
                      63%                 63%                        64%
    28%
                                                                                                                          quality of our communication with
                                                   28%                                                                    customers.
             26%               25%                          29%                 33%
                      22%                 18%                        19%
    35%                                            29%                                                                    NB: With the exception of SoPE measure
             23%      15%      20%        19%               23%      17%        16%
    Jul‐20   Aug‐20   Sep‐20   Oct‐20    Nov‐20    Dec‐20   Jan‐21   Feb‐21     Mar‐21    Apr‐21   May‐21   Jun‐21
                                                                                                                          2.1.4, all other Canterbury customer focus
               Dissatisfied             Neutral                                    Satisfied                              measures centre on recent experiences.
  YTD AVG = 52%            Target: > 45%                             Trend

     Natural Disaster Events (excl. Canterbury)                         (SoPE 2.2.3)                                      Our Natural Disaster Events (NDE) customers
                                                                                                                          This month, customer satisfaction with our
    76%               75%      68%        72%      63%      59%      68%        67%                                       service has remained stable in comparison to
             79%
                                                                                                                          last month. No significant areas of focus were
                                                   18%      25%
                                                                                                                          identified in this month's results.
                               18%        16%                        21%        19%
    17%      12%      14%
             10%      10%      14%        12%      19%      16%      11%        14%
     7%
    Jul‐20   Aug‐20   Sep‐20   Oct‐20    Nov‐20    Dec‐20   Jan‐21   Feb‐21     Mar‐21    Apr‐21   May‐21   Jun‐21

                       Dissatisfied                      Neutral                   Satisfied
  YTD AVG = 70%                         Target: > 70%                Trend

 Transparent, fair and reasonable interactions
   Canterbury ‐ Recent Experiences                                                                          Natural Disaster Events (excl. Canterbury)
   (SoPE 2.1.5)                                                                                             (SoPE 2.2.4)
         Jul‐20   8%   14%                                     78%                                               Jul‐20   13%     17%                             71%
                   12% 7%                                    81%                                                          12%    15%                             72%
        Sep‐20    9% 9%                                      82%                                                Sep‐20    11% 10%                              79%
                  10%   15%                                     75%                                                        13%    18%                             69%
        Nov‐20    9%     18%                                     73%                                            Nov‐20    12%    14%                            73%
                  10%   15%                                     75%                                                          20%     16%                            65%
         Jan‐21   9%     19%                                     72%                                            Jan‐21      17%      21%                             63%
                  10% 14%                                      77%                                                        12%     19%                             68%
        Mar‐21    9% 11%                                      80%                                              Mar‐21       17%    13%                            70%

       May‐21                                                                                                  May‐21

         Jul‐21                                                                                                  Jul‐21

                      Disagree      Neutral        Agree      Unsure                                                        Disagree     Neutral     Agree      Unsure

  YTD AVG = 77%                         Target: > 70%                Trend                             YTD AVG = 71%                     Target: > 70%              Trend
EQC Performance Dashboard ‐ April 2021
                                                   Section 4 ‐ Customer Focus (cont.)
Responsive to individual needs and situation
 Canterbury ‐ Recent Experiences                                             Natural Disaster Events (excl. Canterbury)
 (SoPE 2.1.6)                                                                (SoPE 2.2.5)
     Jul‐20    7%   17%                             75%                           Jul‐20   8%        23%                        69%
    Aug‐20      11% 7%                            82%                            Aug‐20     11%     14%                       75%
    Sep‐20     8%   14%                            77%                           Sep‐20    10%     14%                        76%
    Oct‐20      9%   16%                            75%                          Oct‐20      13%        20%                      67%
    Nov‐20     7%   16%                            77%                           Nov‐20      13%      15%                      72%
    Dec‐20      12%   13%                           76%                          Dec‐20        19%          22%                    59%
    Jan‐21     10%     21%                            70%                        Jan‐21       16%          24%                     60%
    Feb‐21    5% 14%                              81%                            Feb‐21    7%          29%                        64%
    Mar‐21     10% 13%                             76%                          Mar‐21       14%        18%                     68%
    Apr‐21                                                                       Apr‐21
    May‐21                                                                      May‐21
    Jun‐21                                                                       Jun‐21
     Jul‐21                                                                       Jul‐21

                 Disagree       Neutral   Agree    Unsure                                     Disagree    Neutral   Agree      Unsure

 YTD AVG = 76%                  Target: > 70%           Trend                YTD AVG = 69%                Target: > 70%             Trend

Quality of communication and customer clarity on next steps
 Canterbury ‐ Recent Experiences                                             Natural Disaster Events (excl. Canterbury)
 (SoPE 2.1.7)                                                                (SoPE 2.2.6)
     Jul‐20     8% 10%                            81%                             Jul‐20   6% 11%                           84%
    Aug‐20     8% 11%                             81%                            Aug‐20     7% 11%                           82%
    Sep‐20     10% 13%                             76%                           Sep‐20    5% 11%                           85%
    Oct‐20     8%    17%                            74%                          Oct‐20     8% 13%                            79%
    Nov‐20     7%     24%                             69%                        Nov‐20      9% 12%                           79%
    Dec‐20     10%     23%                             67%                       Dec‐20      11%   16%                          73%
    Jan‐21      9%     24%                            68%                        Jan‐21     8%    21%                            70%
    Feb‐21    5%   19%                              76%                          Feb‐21      9%  16%                           75%
    Mar‐21      9%  13%                            78%                          Mar‐21     6%    22%                            72%
    Apr‐21                                                                       Apr‐21
    May‐21                                                                      May‐21
    Jun‐21                                                                       Jun‐21
     Jul‐21                                                                       Jul‐21

                 Disagree       Neutral   Agree    Unsure                                     Disagree    Neutral   Agree      Unsure

 YTD AVG = 74%                  Target: > 70%           Trend                YTD AVG = 78%                Target: > 70%             Trend

Demonstrating expertise and a desire to help
 Canterbury ‐ Recent Experiences                                             Natural Disaster Events (excl. Canterbury)
 (SoPE 2.1.8)                                                                (SoPE 2.2.7)
     Jul‐20   6%      17%                           77%                           Jul‐20    9% 13%                           79%
    Aug‐20     8%    9%                           83%                            Aug‐20    8% 11%                           82%
    Sep‐20     8%    10%                          82%                            Sep‐20    6% 11%                           82%
    Oct‐20     11%       17%                         72%                         Oct‐20     9%   15%                          75%
    Nov‐20     9%         23%                         67%                        Nov‐20     9% 10%                          81%
    Dec‐20     10%        21%                         68%                        Dec‐20     10% 11%                          79%
    Jan‐21    6%        25%                           70%                        Jan‐21     9%   15%                          76%
    Feb‐21    6%     15%                           78%                           Feb‐21     10%  14%                          76%
    Mar‐21     9%     9%                          82%                           Mar‐21     7% 15%                            79%
    Apr‐21                                                                       Apr‐21
    May‐21                                                                      May‐21
    Jun‐21                                                                       Jun‐21
     Jul‐21                                                                       Jul‐21

                 Disagree       Neutral   Agree    Unsure                                     Disagree    Neutral   Agree      Unsure

 YTD AVG = 75%                  Target: > 70%           Trend                YTD AVG = 79%                Target: > 70%             Trend
EQC Performance Dashboard ‐ April 2021
                                                                  Section 4 ‐ Customer Focus (cont.)
Timeliness of complaint resolution
Canterbury                                                                                                 Natural Disaster Events (Excl. Canterbury)

 30 100% 88% 100%                          100%100%100%100%100%100%                                            14 100%100%                 100%100%100%100%100%                          100%
                                                                                               100%                                                                                              100%
                                     80%                                                                       12                                                                  80%
               5
                      2                                                                        75%
 20                                                                                                            10                                                                                75%
                               4                                                                                                                                                    2
                                                                                                                8
                                                                                               50%                                                                                               50%
                                                                                                                6
 10           22     22
                              17                                           7         6         25%              4                                                                   8
                                                                                                                                6                                                            4   25%
                                                                  6                                             2      5              1     5       4                      3
                                      5                5                   4         5                                                                      3
     0                                         2            3     2                            0%                                                                          1                 1
                                                                                                                0                                                                                0%

                   Simple            Standard              Complex             Timely result                               Simple          Standard               Complex               Timely result

  YTD AVG = 97%                            Target: > 90%                   Trend                               YTD AVG = 93%                       Target: > 90%                   Trend

Quality of complaint resolution

  Canterbury                                                                                                    Natural Disaster Events (excl. Canterbury)
  (SoPE 2.1.10)                                                                                                 (SoPE 2.2.9)
           Jul‐20                                                                                                     Jul‐20
          Aug‐20                                                                                                     Aug‐20
          Sep‐20                                                                                                     Sep‐20
          Oct‐20                                                                                                     Oct‐20
         Nov‐20                    Given the very low number of survey                                               Nov‐20                 Given the very low number of survey
          Dec‐20                   responses we are unable to provide a                                              Dec‐20                 responses we are unable to provide a
          Jan‐21                                                                                                     Jan‐21
                                   meaningful result for SOPE measure                                                                       meaningful result for SOPE measure
          Feb‐21                                                                                                     Feb‐21
         Mar‐21
                                   2.1.10                                                                            Mar‐21
                                                                                                                                            2.2.9
          Apr‐21                                                                                                     Apr‐21
         May‐21                                                                                                      May‐21
          Jun‐21                                                                                                     Jun‐21
           Jul‐21                                                                                                     Jul‐21

                            Dissatisfied       Neutral       Satisfied         Unsure                                               Dissatisfied        Neutral        Satisfied        Unsure

  YTD AVG =                                Target: > 75%                   Trend                               YTD AVG =                           Target: > 75%                   Trend

Progression of customer complaints
40                                        14                                                               15         Complexity of Open                 We received inflow of 9 new
                               12
                                                                               11                                        Complaints                      complaints in April offset by
                     10
30                                                                                                   9
           8                                       7                 8                         10          10                                            resolution of 10 complaints. This
                                                                                                                                Complex
20                                                                                                                                0%                     left 9 open complaints on hand at
                                                            4
         29                                                                              25                5                               Simple        month end down from 10 open at
10                  21                                           17        17                                                               44%          31 March.
              31         19 8 6        8 6 13 20 12 15                13        14            26 9 10
 0                                                                                                         0
         Jul‐20     Aug‐20 Sep‐20 Oct‐20 Nov‐20 Dec‐20 Jan‐21 Feb‐21 Mar‐21 Apr‐21
                                                                                                                     Standard
                                                                                                                                                         Four of the 9 complaints open at
                         New Complaints Received                         Completed in Month                            56%                               month end were simple
                         Open/On Hand                                                                                                                    complexity, and five standard

Total call, email and post volume
                                                                      Nov‐20                   Dec‐20               Jan‐21            Feb‐21             Mar‐21                Apr‐21            Trend
Outbound ‐ Inbound Ratio                                               24:76                    20:80                15:85             14:86               7:93                 16:84
Grade of Service                                                           99%                      98%               98%                  97%                  98%                 97%
Abandonment Rate                                                             1%                      1%                 1%                  1%                    2%                    1%
Roll Over No Answer                                                            24                     39                   16               35                    45                    27
Total Calls                                                              4,523                  3,017               2,444                 2,732             3,633                  2,619
Total Email and Post                                                     6,117                  5,703               4,296                 4,943             5,298                  3,737
EQC Performance Dashboard ‐ April 2021
                                                                                 Section 5 ‐ Media (traditional)
Our volume of traditional media coverage continued on a downward trend in April, reaching its lowest total since
September 2020. Notably, however, this coverage was exclusively positive or neutral in tone, driving a significant rise in the
overall Media Impact Score (MIS) to 2.7 (1.3). Coverage this month was dominated by research, with coverage in other
areas nominal.

                                                                                          Media Statements Released
                    10
 Media statements

                                                                                                                                                           30 proactive media releases
                                                                                                                                                                       issued FY20-21
    (volume)

                     5
                                                                                                                                                                6
                               4                                                          4
                                              3                3            3                                                                      3
                                                                                                                                     2
                                                                                                         1            1
                     0
                            Jul‐20      Aug‐20           Sep‐20        Oct‐20          Nov‐20        Dec‐20         Jan‐21      Feb‐21       Mar‐21        Apr‐21 May‐21            Jun‐21

                                                                                 Media Articles ‐ Volume by Media Impact
                                              Other Canty                              Non‐Canty                           Canty Inquiry                        Media Impact Score
             160                                                                                                     2.9
                                                                                                                                                                                                 4
                                                                                                                                                               2.7
                                                                                                                                                                       08 media articles         3
                                                                                                                                                                              this month

                                                                                                                                                                                                      Media Impact Score
             120              1.2                                                                       1.4                                       1.4                                            2
                                                        104                             0.7                                         0.9                                   involved EQC
                                                                           0.4                                                                                              engagement           1
 Volume

                                            ‐0.5                                                                              78
               80                                         ‐0.8                                                                                                                                   0
                                                                                      42 106       46                                                                                            ‐1
                                       29                             34                                                                     34
               40        26                                                                                                                                    28                                ‐2
                                                   56
                                                              40 34                                     18        12 60             55            48                                             ‐3
                              44 2          38                                                                                                             4
                                                                           19 2                1              1
                    0                                                                                                                                                                            ‐4
                            Jul‐20     Aug‐20            Sep‐20        Oct‐20         Nov‐20         Dec‐20         Jan‐21     Feb‐21        Mar‐21        Apr‐21 May‐21            Jun‐21

                         Media Score ‐ Canterbury/ Public Inquiry                                                                         Media Score ‐ Other Canterbury
                                    Negative             Balanced            Positive                                                       Negative           Balanced       Positive
100%                                                                                                              100%
                            30%
                                     15%                                                                                                   20% 24% 14%                        14%
                                     12% 50%                                                                                 50%
                                                                                                                                    38%                         41% 33%
                                                                                                                                           16%
                                                                        No coverage                                                                                           44% 68%
 50%                 100%                          100% 100%                                                        50%             17%            47% 67%            25%                 100%
                                                                           during
                            66% 73%                                                                                          23%
                                                                      Jan‐21 to Apr‐21                                                                          57%
                                            50%                                                                                                                                     23%
                                                                                                                             27% 45% 64% 29% 19%                      42% 42%
      0%                                                                                                             0%

                                                                                         Media Score ‐ Non Canterbury
                                                                                        Negative              Balanced            Positive
             100%
                                              29%                               37%                           33%
                               43%                                                             44%                                                       52%
                                                               62%
 Score (%)

                                                                                                                            80%                                       82%
              50%                                                                                                                          91%
                                              66%                                              43%            67%
                               50%                                              63%
                                                               33%                                                                                       46%
                                                                                               13%                          20%                                       18%
                    0%                                                                                                                     9%
                              Jul‐20        Aug‐20            Sep‐20        Oct‐20        Nov‐20          Dec‐20           Jan‐21         Feb‐21        Mar‐21       Apr‐21     May‐21       Jun‐21
EQC Performance Dashboard ‐ April 2021

                                                                Section 5 ‐ Media (social) cont.
Similarly to traditional media, social media conversations about EQC decreased sharply in April to half of last month's
volume. However, in contrast to traditional media reporting, almost a third of these conversations were negative in tone ‐
all of which centred on claims and customer service and were driven by a single tweet. This contributed to a small dip in our
overall MIS to 1.3 (0.2). Aside from conversations driven by this tweet, the balance of social media conversations were

                                                         EQC on Social Media ‐ Volume by Media Impact
                               Unfavourable                        Neutral                   Favourable                   Media Impact Score

           250                                                                 2.4                                                                3
                                                                                        1.8
                                                          1.4       1.4                                           1.5      1.3                    2
           200

                                                                                                                                                          Media Impact Score
                   1.0
                                                                                                                                                  1
           150
  Volume

                                            217
                                                                                                                                                  0
           100                  ‐1.2                                                                  ‐1.0
                                              ‐1.4
                                                                                                                                                  ‐1
                      127 118
            50                                82                                                     85                                           ‐2
                 59 49       68                     56 13 39 52 17 44 63                   61
                                33                                           3 21 59 16                   21 37 11 27
                                                                                                                      45 13 2 26
                                                                                        17
             0                                                                                                                                    ‐3
                 Jul‐20        Aug‐20       Sep‐20      Oct‐20     Nov‐20 Dec‐20       Jan‐21        Feb‐21 Mar‐21 Apr‐21 May‐21 Jun‐21

                                                                             Leading Themes this Month
                                                    Unfavourable      Neutral        Favourable            Media Impact Score
           100                                                                                                                                    5

                                                                                                                                                       Media Impact Score
                                                                                       3.6                                             3.2
           75                                                                                                                                     3
  Volume

                                                                                                                                                  1
           50
                                                                                                                                                  ‐1
           25             13                 ‐2.9                                               14                                           12   ‐3
                                        1                                                                                          1
            0                                                                                                                                     ‐5
                         Claims & Customer Service                              Research                                    Education

Our leading topic in this social media coverage was 'research funding', which drove this month's leading message of invests
adequately/ apropriately in natural hazards research & modelling (23 posts reaching an audience/ circulation of 100,496).
Most prominently, these included posts promoting the AF8 Roadshow, celebrating the It’s Our Fault research project in
south Wairarapa, lauding the volcanic ashfall forecasting enhancement project, and the awarding of the EQCNZ/NZSEE Ivan
Skinner Award to University of Auckland’s Dr Ashkan Hashemi. Conversely, our second leading message was the negative
tone associated with claims are managed and settled efficiently (13 posts reaching an audience/ circulation of 77,413).

Understanding the Media Impact Score
The change in metric from 'Average Favourability' to 'Media Impact Score' (MIS) is based on ensuring that the methodology we
employ more accurately reflects the way audiences consume media and engage with digital news and social media.
The new methodology combines content analysis (what the coverage says, the tone, topics, and messaging) with
salience (its importance/ influence, by taking into account the audience size and potential reach of each piece of coverage, our
positioning and prominence within that coverage, and the level of engagement for social media) to assess impact.
Our score sits on a scale of ‐10 to 10, with 0 being the neutral or balanced point.
EQC Performance Dashboard ‐ April 2021
                                                                 Section 6 ‐ Official Information Act (OIA) Requests

                                                                                                 Customer OIA Requests

                                                                                         Received               Completed                   On hand
                            200
                                                                                     148
  OIA requests (volume)

                            150
                                                                      119
                                                                                                                                100                       103
                                                                                                     89            84                                                   82
                            100                       76
                                                                                                                                                63       182
                                       58                         148            151
                             50                                                                 107                                                                   118
                                  86              95                                                                                        88
                                                                                                               75             76
                                           131            77              105            122             166           80              60         125          142          139
                              0
                                   Jul‐20         Aug‐20          Sep‐20         Oct‐20          Nov‐20        Dec‐20         Jan‐21        Feb‐21       Mar‐21       Apr‐21      May‐21   Jun‐21

This month, our Customer OIA Team received 118 new OIA requests (vs. 182 in Mar‐21). Coupled with the 103 requests on
hand from last month and resolution of 139 requests completed this month, the team have 82 requests on hand at month's
end.

                                                                                               Organisational OIA Requests

                                                                                         Received               Completed                   On hand
                            12
   OIA requests (volume)

                            10
                                                      8
                             8         7

                             6                                                                                                     5                                    5
                                  11                                  4              4                             4                                         4        10 9
                             4             9                                                         3
                                                                          8
                             2                    5       4       4              4       4                     4               4                14       5
                                                                                                 2       3             3               3    0                    2
                             0
                                  Jul‐20          Aug‐20         Sep‐20          Oct‐20         Nov‐20         Dec‐20         Jan‐21        Feb‐21       Mar‐21       Apr‐21      May‐21   Jun‐21

This month, our Government Relations Team received 10 new high level OIA requests (vs. 5 in Mar‐21). Coupled with the 4
request on hand from last month and 9 requests resolved this month, the team have 5 open requests on hand at month's

                                                                                                     OIA Compliance Rate
                                                                                         Customer OIAs                     Organisational OIAs                                    Target = 100%
                           100%
                                           100%           100%            100%         100%           100%           100%           100%          100%         100%
                                                                                                                                                                            96%
 Compliance rate (%)

                           80%

                           60%
                                  99%             96%             98%            98%            98%            98%            98%           99%                       99%
                                                                                                                                                         91%
                           40%

                           20%

                            0%
                                   Jul‐20         Aug‐20          Sep‐20         Oct‐20          Nov‐20        Dec‐20          Jan‐21       Feb‐21       Mar‐21       Apr‐21      May‐21   Jun‐21

This month the compliance rate of our Customer OIA Team rose back up to 99% (vs. 91% last month), with a single instance
of non‐compliance.
During the same period the compliance rate of our Government Relations Team for organisational/ high level OIA requests
dipped to 96% with two responses that were not provided this month that were in the statutory timeframe required by the
Act. Administrative errors in both instances contributed to the outside of timeframe responses, with one response referred
to the team on the working day 19 and the other overlooked as a new request amongst several related emails.
EQC Performance Dashboard ‐ April 2021
                                                                 Section 7 ‐ Privacy Breaches

Seven privacy breaches (vs. 9 in Mar‐21), all classified as of minimal severity, were recorded by the Risk and Compliance
Team this month. All reported breaches were assessed against EQC's guidelines, have been contained, and no serious harm
appears to have arisen as a result.

                                                                              Privacy Breaches
                                                Minimal            Minor             Moderate             Significant           Severe
                     12
 Breaches (volume)

                     8

                              1
                     4                            8                                   9                                  9
                              5                              5                                   5           5                      7
                                                                         4
                                       2
                     0
                            Jul‐20   Aug‐20   Sep‐20      Oct‐20     Nov‐20        Dec‐20     Jan‐21      Feb‐21    Mar‐21       Apr‐21   May‐21      Jun‐21

Privacy breaches
The seven reported breaches this month, all of minimal severity, relate to 'Wrong document sent' (3); 'Incorrect email
address used' (3); and 'Other' (1). All reported breaches have been contained, and no harm appears to have arisen as a
result. The 'other' breach relates to an invoice sent to the incorrect EQC employee containing another employee's name
and hourly rate.

New breach severity categories
Following the new Privacy Act 2020, which came in to effect on 1 December 2020, all breaches are now assessed against
the Government Chief Privacy Officer Tool (GCPO). The GCPO categorisation system allows for transparent internal and
external reporting on privacy incidents, and allows for benchmarking and direct comparisons of reported incidents across
government agencies. The new rating categories are: Minimal, Minor, Moderate, Significant, and Severe.”
Below is an explanation of each rating:

                          Severe                  Significant                       Moderate                            Minor                     Minimal

 Breach of sensitive or                    Information is sensitive or       Information is not             Small number of people        Small number of people
 highly sensitive                          highly sensitive with             sensitive or highly            are affected with minor       are affected with little
 information with serious                  serious potential or actual       sensitive. Potential or        potential or actual harm.     or no potential or actual
 potential or actual harm.                 harm. There will be               actual harm is more than       Little or no indication of    harm. Little or no
 Indication of systemic                    measurable and ongoing            minor. Customers and           systemic problems. The        indication of systemic
 failure that could                        negative impact on                clients may stop using, or     incident may get short‐       problems. The incident
 undermine government                      individuals and/or                be reluctant to use, a         term minor or isolated        most likely won't get
 systems. The incident will                agencies with potential           service or delivery            media interest.               media interest.
 significantly affect the                  long‐term loss of trust           channel. The incident
 reputation of and                         and confidence in the             may get media attention
 undermine trust and                       agency. Possible                  or cause reputational risk
 confidence in the public                  indication of systemic            due to the number of
 sector. The incident will                 failure that could                people rather than the
 get ongoing media                         undermine government              information involved.
 coverage.                                 systems. The incident will
                                           get ongoing media
                                           coverage.
EQC Performance Dashboard ‐ April 2021
                                                                                                    Section 8 ‐ HR Operations
This month our workforce headcount has remained relatively static as expected. During the same period our average
annual leave balance increased slightly to 13.8 days (vs. 13.5 last month) and continues to remain below the corresponding
Public Sector ('sector') average of 15 days. Over the same period our average sick leave usage decreased slightly to 5.1 days
(vs. 5.2 last month), which also remains below the sector average of 7.6 days. With regards to our annualised turnover
('voluntary turnover'), we experienced an increase to 4.9% (vs. 4.5% last month), which still continues to compare
favourably to the sector average of 10.1%.

                                                                 HR Ops at a glance ‐ EQC's performance against Public Service Sector Averages
                              Sick leave usage (days)                                                     Annual leave balance (days)                                          Annualised Turnover (%)
                                                    Sector AVG                                                                                 Sector AVG                           Sector AVG
                                                      7.6 days                                                                                   15 days                                10.1%

                                    5.1                                                                                     13.8                                                                           4.9%

                0.0                2.0         4.0         6.0        8.0      10.0                 0.0        3.0         6.0     9.0    12.0    15.0   18.0         0%                                  5%     10% 15% 20% 25% 30%

                                                       Headcount & Canterbury Claim Population Movement                                                                                                            Our Workforce Profile
                                                            Permanent                                            Fixed Term & Temp                                                                                     British/ Irish Other
                                                                                                                                                                                                                           7.5%       8.9%    Undisclosed
                                                            Contractors                                          Canterbury Claim Population                                                               Pacific peoples                    2.7%
                            600                                                                                                                                                                                      3.6%
                                                                            1,824 1,892 1,811                                                                   2,000
                                                                                                                                                                                                                Māori

                                                                                                                                                                            Canterbury Claim Population
                                                                                              1,743                                                                                                               3.1%
 Number of staff (Volume)

                            500
                                     1,559 1,561 1,619                                                           1,617
                                                                                                                             1,509
                                                                                                                                                                                                               Asia…

                                                                                                                                         1,370                  1,600                                                         Ethnicity
                                                                                                                                                                                                           European
                            400                                                                                                                                                                                7.0%
                                                                             62       62     57           56         52          55      52                     1,200                                                                              NZ European
                            300          62          64          66                                       63         68          70      69                                                                                                           62.2%
                                                                             54       63     66
                                         29          32          38
                            200                                                                                                                                 800                                                         60‐69.9      18‐29.9
                                                                                                                                                                                                                             7.9%         8.7%

                                         234         238         239        247       253    251      258            257         256     260                    400
                            100
                                                                                                                                                                                                           50‐59.9
                                                                                                                                                                                                            21.1%
                              0                                                                                                                                 0
                                                                                                                                                                                                                                  Age
                                     Jul‐20 Aug‐20 Sep‐20 Oct‐20 Nov‐20 Dec‐20 Jan‐21 Feb‐21 Mar‐21 Apr‐21 May‐21 Jun‐21                                                                                                                               30‐39.9
                                                                                                                                                                                                                                                        31.3%

As expected, our workforce headcount has remained relatively static this month. Over the                                                                                                                          40‐49.9
                                                                                                                                                                                                                   30.9%
past 5 months our permanent and temporary employment numbers have been the main
areas of increase. The 20% growth for temporary employment over that period reflects an
identified surge in workload, specifically within our Christchurch office along with several
                                                                                                                                                                                                           Male
short‐term projects throughout EQC.                                                                                                                                                                        50.0%
                                                                                                                                                                                                                               Gender
                                                                                      Annual and Sick Leave                                                                                                                                            Female
                                                                                                                                                                                                                                                       49.0%
                                                 Annual leave balance (days)                                Average sick leave usage (per employee)
                                                                                                                                                                                                               Gender Diverse
                            25.0                                                                                                   5.2                              6.0                                                 1.0%
                                                                                                                                           5.1
                            20.0                                                              4.3          4.3        4.4                                           5.0                                                                               BAU
                                                                                       4.0
 Annual leave (days)

                                                                             3.9                                                                                                                                                                     54.0%
                                                                                                                                                                           Sick leave (days)

                                                                 3.7                                                                                                4.0
                            15.0                     3.1
                                         2.6
                                                                                                                                                                    3.0                                                          Event
                            10.0                                                                                                                                                                                                 Focus
                                                     16.6        16.5        16.4     16.8   17.9                                                                   2.0
                                         15.6                                                                                     13.5    13.8
                             5.0                                                                          11.8        12.3
                                                                                                                                                                    1.0                                            CAN
                                                                                                                                                                                                                  46.0%
                             0.0                                                                                                                                    0.0
                                     Jul‐20 Aug‐20 Sep‐20 Oct‐20 Nov‐20 Dec‐20 Jan‐21 Feb‐21 Mar‐21 Apr‐21 May‐21 Jun‐21                                                                                                                             WLG
                                                                                                                                                                                                                                                    29.0%

This month our average annual leave balance increased to 13.8 days (vs. 13.5 last month),
remaining below the public sector average of 15 days. It is expected that this average will                                                                                                                                    Location
reduce moderately during early May given the school holiday period. During the same
period our average sick leave usage decreased slightly to 5.1 days (vs. 5.2 last month). It                                                                                                                         CHC
should also be noted that Covid‐19 continues to influence our people data and trends.                                                                                                                              71.0%
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