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Discrimination and Land reform: Success without the psychiatric injury the journey continues human cost P.16 P.20 P.24 Journal of the Law Society of Scotland Volume 66 Number 1 – January 2021 Done deal The clock stopped ticking just in time, but there is plenty still to be worked through regarding future relations with the EU – and the impact on UK law
Click here to see Peter’s welcome Editor message Publishers The Law Society of Scotland Atria One, 144 Morrison Street, Edinburgh EH3 8EX t: 0131 226 7411 f: 0131 225 2934 Email > peter@connectcommunications.co.uk e: lawscot@lawscot.org.uk Read > www.lawscot.org.uk/news-and-events/blogs-opinions/ Follow > twitter.com/jlsed President: Amanda Millar Vice President: Ken Dalling Chief Executive: Lorna Jack Online resources Distant light www.lawscot.org.uk (home page) As COVID-19 cases surge, and we become practices. But the goodwill built up during www.lawscot.org.uk/members/journal/ even more locked down, I have noticed negotiations and expressed on both sides at www.lawscotjobs.co.uk news broadcasts referring to any glimmer the time of the initial announcement risked Subscriptions of related good news, such as projected being sacrificed when a draft SSI released Practising Certificate (inclusive cost) £565; vaccine rollout, as a “chink of light”. two days later – on Christmas Eve – was Non-Practising Members (UK and Overseas, In dark times, made darker by it being read as taking away with one hand part of inclusive cost) £315; Annual subscription UK £84; January, we all need something to cling what had just been given with the other. Overseas £108; Trainees Free on to, to look forward to. That, I suppose, A failure of communication somewhere, Editorial is an illustration of how we need to pay surely. Connect Publications (Scotland) Ltd particular attention to our mental health It has since been clarified that that was Editor: Peter Nicholson: 07785 460743 through this pandemic, and more a separate, and (it is claimed) cost e: peter@connectcommunications.co.uk than ever in the month that is neutral revision of the criminal Advertising: Elliot Whitehead: +44 7795 977708 notorious for bringing on bouts fees rules. However the Society, e: journalsales@connectcommunications.co.uk of depression. and members, are now on the Review editor: David J Dickson And the message of the alert to ensure that that is in Online legal news: pandemic, that we have to fact the case, and that the full e: news@connectcommunications.co.uk help each other out and pull package announced will be Other Connect Publications contacts, through this together, equally promptly delivered. Especially telephone 0141 561 0300 applies in this context. In other now, unity is strength in the talks. Head of design: James Cargill (0141 561 3030) words, don’t suffer alone. If you need james@connectcommunications.co.uk help and haven’t a friend or family member Déjà vu Editorial board you can open up to, there are resources Also just in time for Christmas was the Austin Lafferty, Lafferty Law and professional support on hand through UK Government’s Brexit deal with the EU. Andrew Todd, Springfield Properties Plc the Lawscot Wellbeing pages online. It is rather far from the “deep and special Philip Hannay, Cloch Solicitors Even if your new year doesn’t feel great relationship” desired by Theresa May when David Bryson, Baillie Gifford Ayla Iridag, Clyde & Co at the moment, I wish you a happier one as talks first opened, and does not avoid the Kate Gillies, Harper Macleod LLP it goes on – and an upward curve for us all. negative impacts now coming to light for many individuals and businesses. It does Nailing the package however contain provisions permitting UK Also needing a bigger chink of light right lawyers to continue to provide some types now is the legal aid sector. The Christmas of advice in member states. An outline can present from the Government, in the form be found on the Law Society of England Disclaimer of the 10% fee rise over two years plus & Wales website. More generally, it is The views expressed in the Journal of the Law Society of Scotland are those of invited contributors other business support, was welcomed designed to be subject to review, and we and not necessarily those of the Law Society of Scotland. The Law Society of Scotland does not as a good start, even if well short of what have not heard the last of negotiations. One endorse any goods or services advertised, nor any is needed to repair the finances of many way or another, advisers will be kept busy. claims or representations made in any advertisement, in the Journal and accepts no liability to any person for loss or damage suffered as a consequence of their responding to, or placing reliance upon any claim or Contributors representation made in, any advertisement appearing in the Journal. Readers should make appropriate enquiries and satisfy themselves be fore responding to any such advertisement, or placing reliance upon any such claim or representation. By so responding, or placing reliance, readers accept that they do so at their own risk. On no account may any part of this If you would like to contribute to Scotland’s most widely read and respected publication be reproduced without the written permission of the copyholder and publisher, legal publication please email: peter@connectcommunications.co.uk application for which should be made to the publisher. © The Law Society of Scotland, 2021 Lynda Dawn Musab Hemsi, Mike Graeme ISSN: 0458-8711 Towers Robertson Simon Mayberry Blair Thompson Average circulation: Print edition Jul 19-Apr 20: 13,788 is director of is an (co-authors) is a partner in is an executive Digital edition May-Jun 20: 13,626 Public Law employment are partner and Land & Rural coach, working Audit pending with Morton law partner senior associate Business across both Fraser LLP with Rooney respectively with Gillespie business Nimmo with LexLayton Macandrew and sport January 2021 \ 3
THE JOURNAL OF THE LAW SOCIETY OF SCOTLAND VOL.66 NO.1 – JANUARY 2021 Perspectives Features Briefings In practice 04 Journal online 12 28 Civil court 38 Professional news January’s website exclusives Lynda Towers’ overview of the Roundup, with appeal issues Legal aid; complaints proposals; state of play post the Brexit social media guidance; RoS 05 Guest view 29 Licensing deal and related legislation consultation; policy work Melissa Rutherford and Tony What’s coming, COVID apart Bone 40 Solicitor advocates 16 30 Planning Marking 30 years since the law 06 Letters Dawn Robertson considers New rules for s 75 reviews paved the way Doing away with “Dear Sirs”; what a discrimination case 30 Insolvency Reviews might mean for stress claims 41 Sir Gerald Gordon Making pre-packs transparent Brief profile as he retires from 07 Offbeat 19 32 Tax SCCR after 40 years Quirky news; Profile column Two employment lawyers First report from the CGT review 41 Ask Ash 08 President ask whether the rules on 32 Immigration A home based trainee feels a Wishes and aims for 2021 comparators are too rigid Curbing papers based appeals lack of connection Regulars 20 33 Discipline Tribunal 42 Pro bono Mike Blair looks at the recent Failures in a property case How doing it brings benefits to all history of land reform, and 34 Property/planning 44 Risk management 09 People suggests it is far from over yet Changing face of our inner cities Phone calls that prevent fraud 31 Consultations 39 Notifications 24 36 In-house 46 The Word of Gold 45 Archive Graeme Thompson likens Introducing new ILC members Resilience post-COVID and how 49 Classified lawyers to peak athletes in to show it 50 Recruitment coaching for best performance 47 Preparing for COP26 The Society’s survey, and 26 follow-up plans Ally Thomson describes Hey Pro bono: Legal’s arrival on the scene three case 48 The Eternal Optimist and its adapting to COVID-19 studies Facing up to the year ahead Page 42 ONLINE INSIGHT P U B L I S H E D O N LY O N W W W. L A W S C O T. O R G . U K / M E M B E R S /J O U R N A L / After Brexit: the employment Building better: housebuilding Investors and the Part of the fabric? law outlook and climate change Government veto Office workers need to get back Laura Morrison surveys the Natasha MacDonald reviews Paul Marshall and James into their offices: an unpopular aspects of employment law most the means by which Millward explain the aims opinion or not? Musab Hemsi likely to change now that the UK housebuilding and renovation of the National Security argues that some presence there is no longer subject to European could play a greater part in and Investment Bill, which is necessary for many to make Union requirements. achieving climate change targets adds to the Government’s their full expected contribution. – but how can we incentivise powers to intervene in the necessary investment? sensitive acquisitions. 4 / January 2021
OPINION Melissa Rutherford and Tony Bone The founders of Trauma Aware Lawyers in Scotland believe Scottish lawyers, and courts, need a better understanding of adverse childhood experiences and their impact on those most likely to come into contact with the legal system cotland is aiming to be one of the first to ensure that all individuals involved in the court system or legal S trauma-aware countries in the world. system in Scotland are treated with respect and not re-traumatised. Compelling evidence is now available in the As a movement, our objective is to raise awareness of the effects public realm that trauma can have a lifelong of childhood trauma within the legal sector in Scotland. We really impact on both the physical and mental want to change the way that the whole of the justice system health of a child, as well as their behaviour. treats people in the legal system, by raising awareness among Children who have experienced trauma can lawyers and decision-makers of how trauma impacts on people be impacted in the way they think, the way they interact with and the unforeseen consequences of their decisions in later life, people, their learning and their risk-taking behaviour. which ultimately leads to a never-ending cycle of incarceration Risk factors known to be linked to adverse childhood or an inordinate impact on the public purse. As we now know, all experiences (ACEs) include alcohol or drug misuse and addiction, too often ACEs manifest in adolescence and/or adulthood in all neglect, death of a parent, domestic abuse or violence within the sorts of ways. The old approach is family, parental divorce or separation, a parent with mental health not working, and is certainly not issues, sexual abuse and poverty. Academic studies have found helping those most affected by that as the number of trauma factors that a person has experienced childhood trauma and whose skills increases, so does their susceptibility – and their risk of having a and talents are lost forever. range of physical and mental health conditions. Their mental health We would like to thank the Law risk brings the increased likelihood of them ending up in prison, or Society of Scotland for putting a engaging in violent and/or antisocial behaviour. CPD resource online on trauma. Trauma Aware Lawyers in Scotland is a newly established We hope to work with the Society movement of lawyers who are seeking to use their own personal in the future to create further CPD and professional experience to educate all professionals involved in seminars and updates, and add the legal system, including judges, court staff and law students. to these resources so they can The founders are Melissa Rutherford (Rutherford Sheridan be accessed by the profession. Solicitors), Tony Bone (Tony Bone Legal), Iain Smith (Keegan Smith The Society also recognises that Defence Solicitors) and Nadine Martin (Harper Macleod LLP). We being trauma-aware is essential to are four practising lawyers in Scotland who have, for one reason or provide a good service to clients. A another, become aware of trauma and ACEs and who are committed quote from its website highlights to bringing compassion to the legal system. We hope that we can this: “Trauma-informed knowledge educate and influence further understanding of what having a is essential to elevate your client trauma-informed legal and court system in Scotland means, and care skills within many practice that the practice of the law can be empathetic and caring. areas, including family law, criminal We felt like we couldn’t keep this to ourselves any more. This law, child law and personal injury.” is so vital to how we treat our clients or those most in need of our Please contact us help. As a result of our epiphany and our new learning, all four of for more information at us now carry out our roles in a different way. Lawyers aren’t taught TraumaAwareLawyers@gmail.com. Find us on Facebook: Trauma about trauma at all, despite the fact that most of the people we Aware Lawyers in Scotland, Instagram: @trauma_aware_lawyers_ represent in court have suffered trauma in their lives. scotland, Twitter: @traumaAwareLaw, and Linkedin group Trauma We feel that we have a duty, or even an obligation now to share Aware Lawyers in Scotland. what we know and to raise awareness of the impact of trauma on the people we deal with. We need a person-centred approach for both victims and accused persons within the legal system. The court system is one where people are often in crisis and addiction as a result of something that has happened to them. We Melissa Rutherford is co-founder of Rutherford Sheridan, Glasgow must educate ourselves so that we have the empathy and deep and a board member of charity Indigo Childcare. Tony Bone understanding of trauma in order to build relationships and trust, and practises as Tony Bone Legal, Kilmarnock. January 2021 \ 5
VIEWPOINTS BOOK REVIEWS Dear who? The Floating Charge A D J MACPHERSON Dear Colleagues This form of address is not just PUBLISHER: EDINBURGH LEGAL Very few of us will forget 2020. As a inaccurate, however. It represents EDUCATION TRUST profession, we have shown resilience, something greater. The use of “Dear ISBN 978-1999611828; PRICE: £30 adaptability and creativity under Sirs” privileges the male norm. It tells This is the eighth volume in a series, Studies in Scots incredibly challenging circumstances. women that we do not belong. Lady Law. Its author is a lecturer in commercial law at 2021 will, we hope, see the return of Hale, writing about the lack of women the University of Aberdeen. It is a revised version of the normality so many of us crave. in the judiciary, noted that his 2017 PhD thesis, and is an excellent analysis of 2020 also gave us a chance to “the absence of women from the the subject matter. In the author’s words, “The work reflect. The lessons we have learned bench is even more important than contained within this book is unashamedly academic mean that we will never really go back our presence, in the message it yet also inescapably practical.” I agree totally. to “normal”. In some ways this may be sends out”. We suggest the same The book is well laid out and easy to access. The a good thing. The last year has forced can be said here. index is not as detailed as one might expect, but that us to confront practices that we do not Fortunately, unlike increasing is a very minor criticism as it does not detract from believe are working, and think about judicial diversity, there is a simple the comprehensive coverage. how we create lasting change. So, in solution. It does not take radical The detail in the book goes well beyond that the spirit of new year resolutions, we measures and is not resource which a busy practitioner is likely to require day-to- suggest that one practice we should intensive. A number of firms in day, but when a detailed analysis of the nature and all leave behind this year is the use of Scotland have already issued scope of a floating charge to heritable and moveable “Dear Sirs” in formal letters. guidance and updated their styles. The property is required, reference should be made to As you rush to catch the post, it Law Society of Ireland discontinued this book. is easy to quickly open a firm style, the use of “Dear Sirs” last year. A number of topics are ably addressed, one being paying little heed to the default Suggested alternatives include Dear the case for a floating charge attaching on the masculine salutation. We have done Sir or Madam; Dear [firm name]; Dear appointment of an administrator (chapter 3). Chapter it ourselves. In less busy moments, Solicitors; or Dear Colleagues. 6 contains a very good analysis of floating charge you might pause and amend. However, Perhaps making this simple change enforcement. Part B of the book also contains a very from our own experiences as junior will focus our minds on how to tackle useful review of Sharp v Thomson and the non- women in the profession, we know the bigger problems, which do require floating charge case, Burnett’s Trustee v Grainger. it is unlikely that you’ll start a wider strategic, collaborative action. Our The author is not slow to criticise the former; the conversation about what those two gender pay gap still stands at 23%. review of the case law and the various commentaries words represent. We tell ourselves Women make up fewer than 30% thereon is most welcome. that it’s not the time or place. We of partners. A third of women who My central recommendation is that this book worry that we’ll be seen to be causing responded to 2018 Law Society of should be a “must read” for solicitors involved with a fuss over nothing, that there are Scotland research reported personal property and insolvency law and practice. bigger issues at play. We say it experience of bullying, harassment doesn’t matter. or sexual harassment. One hundred Professor Stewart Brymer, Brymer Legal Ltd. Yet, as lawyers, we know that years since Madge Easton Anderson For a fuller review see bit.ly/2L1dM7f accurate drafting does matter. Indeed, became the first woman law agent we pride ourselves on it. However, in Scotland, there remains work “Dear Sirs” is premised on an to be done. One Two Three Four: inaccurate assumption that it will be As with any lengthy to do list, a male colleague who receives your starting with a simple task can get the The Beatles in Time letter. Given that our profession is now ball rolling. So, as we enter this new CRAIG BROWN 53% female, chances are that this year, let’s update the firm style and (4TH ESTATE: £20; E-BOOK: £4.99) assumption is incorrect. Some say that prioritise equality in 2021. “This is one of the most engaging biographies “Dear Sirs” is appropriate as it refers I have read in a long while.” to the firm, not an individual. To this This month’s leisure selection is at bit.ly/2L1dM7f we would say that the erasure of Seonaid Stevenson-McCabe, all women partners in Scotland Katy MacAskill and Màiri McAllan, The review editor is David J Dickson is regrettable. co-founders, RebLaw Scotland BLOG OF THE MONTH ukandeu.ac.uk How much freedom does the deal finally struck or legal change, in order to secure a competitive with the EU leave the UK to make its own edge, risk provoking significant sanctions, which rules? Not much, if this analysis by a self styled would apply pending any dispute resolution. The independent research body is correct. UK might even have less autonomy than individual Titled “British sovereignty run by Europe”, it EU states. Various comments follow the blog. maintains that any UK moves, whether by subsidy To find this blog, go to bit.ly/39ipFxN 6 / January 2021
WORLD WIDE WEIRD 1 Love you like crazy “Every part of this story is truly bonkers” – the non-swimmer Late show Scot jailed in the Isle of Man for breaking its COVID lockdown, after crossing the sea by jet ski just to on no shows see his girlfriend. bit.ly/35aekhM The Good Law Project, led by barrister Jolyon 2 Maugham QC, has been making a name for itself Big Mac and sighs through its persistent digging into the acts of A Good Samaritan who offered Government, particularly the processes by which a to pay for a stranger’s meal at a number of high value contracts for COVID-19 related McDonald’s drive-thru got a shock services have been awarded, including to people and when she was told the bill – but companies with connections to ministers. has caused much entertainment A regular line of legal challenge has been the on TikTok. failure to publish details of these contracts as required bit.ly/2XcymDZ by the Public Contracts Regulations 2015. Perhaps irked by the constant demands (to comply with the law?), it seems that HMG has engaged the services of litigation support business Legastat, “for support in its fight”, The Times reported. “How fitting, then, that officials finally published details of the contract eight days after they are required to do so by law.” The GLP’s response? “You couldn’t make it up.” PROFILE Jim McKay 3 We don’t Jim McKay is head of CPD & Training at the Law Society of Scotland serve... The Yaraka Hotel in Queensland, Australia, has banned emus from e Tell us about your career so far t What are the main issues for its premises and erected emu First job was at Keele University, researching the Society/your department? barricades following a spate corporate manslaughter combined with teaching Supporting the profession is number one for of bad behaviour from some undergrad criminal law. I then joined a local everyone at the Society. In CPD we play our feathered regulars. business who were in political publishing. I part by getting all the regulatory courses, like ab.co/38jPDBw found that exciting and fast paced, and moved the new partner practice management course, back to Scotland to open their Edinburgh working well online. Ditto all our training office in my early 30s. After a stint at Holyrood programme, including the annual conference in Communications, I joined the Society in June April 2021. We have put CPD packages together TECH OF THE MONTH 2016. And very glad I did too. to help ease the financial burden, as well as making CPD free to any member r Why did you decide who has had the misfortune to become Dubsmash iOS, Android, free to join the Society? unemployed. Mostly, I was ready for a change after the With the festive season behind us, best part of 15 years in a niche industry. u What’s your top tip Dubsmash will keep your spirits When I saw the job advertised for new lawyers? up. The free app it was one of those klaxon Keep an eye and half a mind lets you create and moments; it just looked right for on how the whole business and share short videos me. From the moment I walked people side works, and work of you lip syncing to into the foyer, I knew I wanted on the skills needed an audio clip, which to work there. It just seemed for that too. can be anything from obvious that it was genuinely famous movie one- going to be a great place to Go to bit.ly/2L1dM7f for the liners to animal lines. work, in all sorts of ways. full interview It’s silly and lots of fun. Available on Apple and Android. January 2021 \ 7
PRESIDENT Amanda Millar As we begin 2021, we should assess which of the changes enforced last year mean progress and which do not; we should prize the value of acting together as a profession; and we can only hope for progress on the major issues of the day … welcome to the new world externally through some of the most challenging times in the So that is 2021! Society’s and the profession’s history. These challenges have The first six months as your President not passed yet, but they have been and will continue to be met had me contribute to our work on head on. I believe progress has been and will go on being made climate change by being involved in if we continue to work together. Even when on different sides, as more than 80 events across the world a profession like ours requires, the goals are the same – quality without utilising any Air Miles, and advice, representation, delivery of justice, promotion and protection I only travelled to Edinburgh once, of the rule of law, all in the interest of our civil society. for the opening of the legal year. The collaborative and often productive nature of much of this engagement On the wish list with the profession, Government, public sector and wider stakeholders My hopes for the rest of my is a positive I hope we can continue to build on. year are to see meaningful, Many technological advances have been made through this delivered progress in achievable experience. Some will stay, having brought efficiencies, savings and sustainable ways, and some processes closer to the 21st century. Some should maintaining respect for the value not, as they brought nothing but additional work and frustration, of the profession to society, and jeopardised many of the fundamental values of our justice with improved and regularly system, while still others have room for improvement or can reviewed levels of legal aid be redeveloped now that the ideas have come to the fore. payments across the board, LawscotTech will continue to work with motivated external partners prompt business recovery from and the profession, with the aim of partnership working towards the economic shock suffered meaningful and effective systems that work for all, without due to COVID, clarity in the reinventing the wheel too often. new world out of the European Union, and the opportunity Lessons from 2020 to breathe and recover some In my home our mantra is that communication is key. Regularly we of the resilience and goodwill wonder why it seems people do not communicate with one another. used up surviving much of the trauma of 2020. If 2020 taught us anything, it is that this remains more true than Oh and I’d really love not to have to explain (again) the ever. Those who communicated, were listened to and collaborated importance of the rule of law and legal aid to our lawmakers, through the challenges to find effective solutions, achieved more but I will if needed. than those who “barried on” with their own ideas and agendas, expecting others to follow. The collegiality and engagement of the profession with the Law Society of Scotland is something else I hope will be maintained for Amanda Millar is President of the Law Society of Scotland – the future. The support of Law Society colleagues and members President@lawscot.org.uk was invaluable to me in leading the organisation internally and Twitter: @amanda_millar 8 / January 2021
Intimations for the People section should be People on the move sent to peter@connectcommunications.co.uk To advertise here, contact Elliot Whitehead on +44 7795 977708; journalsales@connectcommunications.co.uk ABERDEIN CONSIDINE, Aberdeen and elsewhere, have appointed Greig Brown as mortgage operations director, based at the firm’s Edinburgh office. He joins from MORTGAGE ADVICE BUREAU in Scotland, where he was head of operations. BALFOUR+MANSON, Edinburgh and Aberdeen, has promoted two of its associates to partner, effective from 1 January 2021: Martin Walker, in the Litigation team, who joined the firm as a From top (l to r): trainee, and Private Client team Emma Letham, Hannah Prentice, specialist Graeme Thomson, Alison Reid, Sarajane who joined as a senior associate Graeme Thomson Drake, and Leanne in 2018. and Martin Walker Follan from Wright, of`Balfour+Manson Johnston & Mackenzie LLP BOYD LEGAL, Edinburgh and Kirkcaldy, has in Waverley Chambers, Tim Edward as a partner in its WRIGHT, JOHNSTON & promoted Ladhope Vale, Galashiels. Dispute Resolution practice. He MACKENZIE LLP, Glasgow, Rachael joins from DENTONS, where he Edinburgh, Inverness, Brandon, DIGBY BROWN, Edinburgh and was a partner and head of its Dunblane and Dunfermline, manager of its elsewhere, has announced the Commercial Dispute Resolution has promoted five members Equity Release promotion of nine members of practice in Scotland. of staff. Emma Letham, of the team, from senior staff across four of its offices, firm’s Family Law team at its associate to company director. including four new associates. MOV8 REAL ESTATE LTD, Glasgow office, becomes an Those promoted to associate Edinburgh and Glasgow, associate, and there are four BURGES SALMON, are Lee Murray, Network team announces the promotion of Tracy new senior solicitors: Hannah Edinburgh and (Ayr), Ryan Smith, General McAlpine, Head of New Build Prentice and Alison Reid, who UK wide, has Personal Injury Litigation & Intermediary Conveyancing, work in the Private Client team appointed (Kirkcaldy), and Megan Keenan, to Director of New Build & in the Inverness office, and Nigel Watson Clinical Negligence and Intermediary Services. Sarajane Drake and Leanne as a corporate David Henderson, Foreign Follan, commercial property partner to lead its & Travel (both Glasgow). Three SCULLION LAW, Glasgow and solicitors in the Glasgow office. Employee Incentives in the Edinburgh office advance Hamilton, has added to its court team. He joins from BRODIES, to senior solicitor: Isabel Wosiak department with the appointment THORNTONS LAW LLP, where he was a partner and head (Foreign & Travel), and Saira of two criminal law Dundee and elsewhere, of its Employee Benefits practice. Ahmed and Zara Clark (both solicitors: Anna announce the promotion to Serious Injury). They are joined MacKay, who joins partner of Gary Mannion, CAIRN ENERGY PLC, Edinburgh by Joanne Gray, of the Serious as an associate of the Personal Injury has appointed Anne McSherry as Injury team in Glasgow. Also from BRIDGE team in Dundee, and Lucy company secretary. She succeeds promoted is Nicola Hoey in the LITIGATION, and Lucy Metcalf, of the Family Law Duncan Wood, who has retired Glasgow office, who becomes McKenna, who has team in Edinburgh; and the from the role after 22 years. a welfare rights adviser. joined the firm promotion of Janice Napier Ms McSherry has worked at Cairn after completing to legal director in Business since 2009. GILSON GRAY, Glasgow, her training at Law within the Commercial Edinburgh, Dundee and PATERSON BELL. Property team in Perth. CULLEN KILSHAW, Galashiels North Berwick, has promoted and elsewhere, and IAIN SMITH & Denise Laverty, an accredited PARTNERS, Galashiels, announce specialist in family law and the merger of their practices accredited family law mediator, from January 2021 as CULLEN and dual qualified in England KILSHAW. Iain Smith & Partners’ & Wales, to partner in the existing offices in Bank Close, Family Law team. She joined Galashiels will house the merged Gilson Gray as a legal director and enlarged Court departments in June 2019. of both firms, while their other staff will relocate to Cullen MBM COMMERCIAL, Edinburgh Kilshaw’s headquarters and London, has appointed Above: Gary Mannion, Lucy Metcalf and Janice Napier of Thorntons Law LLP January 2021 \ 9
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U KI DAENNDT ITFHI E RE U the final chapter? A trade deal with the EU was completed and enacted at the last minute, but is far from the end of the story. Lynda Towers sets the Trade and Cooperation Agreement in context, along with the further UK and Scottish legislation passed as the Brexit process concluded he end of an been clear that the only serious options The agreement, and the gaps T old year and on the table were a “no-deal” and The FTA itself comprises 1,246 pages the beginning trading on WTO terms, or a free trade of “legally scrubbed” text. The headline of the new agreement (FTA). good news is that no tariffs or quotas year is The FTA became “thinner” on areas will be applied to goods being exported usually seen of cooperation, on content and detail as from or imported into the UK. Less as a time for time progressed. Thinking back over the good news is that there will be non- optimism and Brexit journey, the impact of the FTA tariff barriers of an administrative for looking now looks like a “hard Brexit” as it was nature, in the form of additional checks forward with anticipation to new understood over the intervening years when goods move across UK-EU challenges in the year ahead. Moving since June 2016. The UK is not part of borders and greater quantities of from 2020 to 2021 has certainly met the single market or the customs union. required paperwork including customs that challenge. We have vaccines There is no longer seen to be a role for declarations, phytosanitary certificates, approved and ready to roll out to help the EU Court of Justice. The UK has the product safety certificates and rules bring the COVID-19 virus under control. power to enter into its own FTAs across of origin documentation which will We are promised by the experts and the world. It is now an independent now be required to accompany goods the politicians that the world we know coastal state and sovereignty has been being traded. These will mostly be new today will start to look more like the restored to the UK. The Government requirements resulting in additional world we knew this time last year, if not claims it has delivered what it promised. costs to business. Delays seem likely exactly the same. That might have been Finally agreed on Christmas Eve, at ports, in the short term at least, the end of the story had Brexit not the FTA was signed off provisionally adding to costs. The UK has decided come into play on 31 December 2020 by the EU President on 30 December to bring its checks in incrementally at as well. and considered but not ratified by the two monthly intervals until summer With the Prime Minister now EU Parliament on the same day. The 2021, but the EU began its checks enjoying a substantial majority in the enabling legislation, the EU (Future immediately on 1 January 2021. It House of Commons, it was always likely Relationship) Bill, was introduced into remains to be seen where the financial that the UK would reach the end of the and passed in a single day by the UK balance comes to rest. transition period and leave the single Parliament on 30 December. This was There appears to be a process market and the customs union. The despite the Scottish Parliament voting agreed to manage fishing for the next days when a second referendum was against giving legislative consent five and a half years, which allows EU being suggested, a closer relationship to the bill. However, the size of the boats the right to continue to fish, albeit was being sought with the EU and Prime Minister’s majority when the bill with the amount of catch decreasing equivalence arrangements were passed the Commons, by 521 votes to incrementally, and UK fishermen being contemplated disappeared with the 73, belies the concerns, politically and allowed to sell their products in the election of the Johnson Government, commercially, as to what operating single market. This is a result which if not before. While negotiations have within the terms of the FTA and the has pleased neither side’s fishing been taking place between the UK and expiry of the transition period will fleet, suggesting that the next set of the EU over the last year, obscured by mean for the UK’s economic and negotiations to determine what the COVID-19 difficulties, it has long business future. will happen at the end of this period 12 / January 2021
but not his UK law officer colleagues. “Free movement of people between the UK The offending clauses were removed and the EU has now come to an end, by the House of Lords, led among others by Lord Hope of Craighead, whether as workers or visitors” who lodged amendments. The removal of these clauses was eventually accepted by the Government as will need to start now. as the bill which purported to allow part of the wider FTA negotiations. The FTA does not deal with the Government to depart from The amendments also provided for arrangements for Gibraltar (although international law, in this case the additional consultation requirements an interim agreement on access Northern Ireland Protocol which was with the national authorities, including by workers across the border has part of the Withdrawal Agreement, Scottish ministers. been reached), financial services, but in a “specific and limited way”. The Act attempts to create a UK or recognition of professional This resulted in outcry from the legal single market, the working of which qualifications. Certain security and profession and led to the resignation is overseen by the Competition & enforcement arrangements are of the Advocate General for Scotland, Markets Authority for the whole of agreed in the FTA, but not to the same extent previously enjoyed. Erasmus exchanges will no longer be available to most UK students, although they will be able to access a UK scheme which has yet to be set up. A separate agreement, again settled just before Christmas, deals with the detailed implementation of the Irish Protocol and how it is going to work in practice to ensure an open trade border on the island of Ireland. At time of writing it is being suggested that the checking infrastructure in ports is not yet in place in Northern Ireland, the IT systems are yet to be fully tested, and the EU officials themselves, who have an oversight role, may be hotdesking! Free movement of people between the UK and the EU has now come to an end, whether as workers or visitors. The FTA covers some of the new arrangements, but it is clear there is still some negotiation required to finalise matters. Much more legislation Against the background of the FTA being negotiated and undoubted relief that agreement has been reached, there remain a number of possible legal challenges and uncertainties on the horizon. The extra time afforded by the transition period means that a number of Acts have now been passed in Westminster setting the post-FTA framework within which immigration (and related social security), private international law on agreements, fisheries, agriculture, taxation and trade data will all operate. Policy development in these areas and making secondary legislation continues. The biggest constitutional change, and possible area of legal challenge, is the United Kingdom Internal Market Act 2020. It is perhaps best remembered January 2021 \ 13
U KI DAENNDT ITFHI E RE U the UK. The aim is to ensure that there The bill also sets up an oversight regulatory arrangements and bodies is mutual recognition of goods, which body, Environmental Standards fell away on 31 December, their UK may cover regulatory requirements, Scotland. While the detail of how replacements may not yet be in place. non-discrimination of goods (subject to this will work in practice has yet to Despite the best endeavours of those certain exceptions which are set out in be published, it is clearly seen as the drafting replacement legislation, it sched 1 to the Act), and the provision of enforcement body on the environmental may not be fully fit for purpose, since services and professional qualifications functions under the bill. It is not beyond policies are still being developed across the UK. This is a complex piece the bounds of legal possibility that it will and the negotiations have only just of legislation and there is considerable be argued that the authorities exercising finished. There are bound to be lots of scope for disagreement as to when the functions being exercised under the areas where the legislation is open to and where the lines of the devolved two last mentioned pieces of legislation interpretation, and lawyers and clients settlement have been crossed. have the potential to clash. will have to work their way through to a To add further to this complication, pragmatic outcome, ultimately with the the Scottish Parliament passed the Time does not stand still help of the courts. UK Withdrawal from the European When the FTA was announced, Michel Perhaps we now have some inkling Union (Continuity) (Scotland) Bill Barnier said that “the clock has stopped as to the meaning of that much 2020 just before Christmas. This has ticking”. He may have been correct so discussed phrase “Brexit means Brexit”. two main areas of interest. First, it far as the deadline for negotiating an Or perhaps not. In any event it can gives powers to Scottish ministers FTA between the UK and the EU was probably be safely predicted that we to keep devolved legislation in step concerned. However, the hands of the lawyers had better hang on to our EU with EU law. Secondly, it enacts the clock are going to keep turning for years law books and subscriptions to EU core EU environmental principles to come. Despite its length, the FTA journals. It is not a dying expertise yet. into Scots law as “guiding principles still feels like a framework document It is probably also the case that many on the environment” which ministers with lots of matters still to be agreed. of our academics will face marking Lynda Towers is director of will have a duty to have regard to in There are important matters to the innumerable student essays on Public Law with making policies on the environment. UK economy, such as financial and “What is UK Sovereignty? Discuss” Morton Fraser LLP Environmental policy is a devolved related services, which are not covered for years to come. Who would envy function in Scotland. by the FTA. Inevitably, although EU them that joy? Locum posititions Looking for a locum position? Sign up to the Lawscotjobs email service at www.lawscotjobs.co.uk Recruiters: advertise your locum opportunities for free on LawscotJobs. Email info@lawscotjobs.co.uk for more details 14 / January 2021
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EMPLOYMENT CLAIMS Stress: a case for the tribunal? A recent EAT case raises interesting questions as to whether the Employment Tribunal or the court is likely to be the more advantageous forum for the employee in some workplace stress claims, Dawn Robertson believes he judgment handed requirement for an assessment of AB’s in Croydon, in August 2008, AB was T down by the capacity to conduct litigation. The EAT knocked down by a car. She suffered Employment Appeal held that the failure to assess had not a broken leg, damage to her knee Tribunal (EAT) sitting in rendered the tribunal proceedings void ligaments and nerve damage. She was London in the case of and did not constitute unfairness to AB only able to start work two months later, Royal Bank of Scotland amounting to an error of law. and then only with a leg brace, foot splint plc v AB UKEAT/0266/18/DA & and crutches. In fact, she needed the foot UKEAT/0187/18/DA (27 February 2020) The facts splint throughout her employment and caught my attention as a former personal On her way to her first day of walked with a slight limp. Throughout injury lawyer turned employment lawyer. employment as a customer services her employment the injuries continued to This was an appeal heard by Mr officer at an RBS NatWest branch give her pain, affected her ability to work Justice Swift (sitting alone) against the and to be at work. From November 2008, decision at a remedies hearing, following AB received disability living allowance. the conclusion that the claimant, AB, had RBS did not dispute that AB’s physical suffered discrimination on the grounds condition amounted to a disability for the of disability. AB contended that as a purposes of the Equality Act 2010. result of the unlawful discrimination AB resigned in May 2014 after two she had suffered a serious psychiatric significant periods of sick leave, first in injury which prevented her from working July and August 2013 and then again for the foreseeable future and which from the end of December 2013 until her required round-the-clock care. resignation. Royal Bank of Scotland (RBS) sought In its judgment on liability, the to appeal the Employment Tribunal’s Employment Tribunal concluded that decisions inter alia on whether (and to AB had been constructively dismissed what extent) the psychiatric injury was and that the dismissal was unfair. caused by the discrimination. Constructive dismissal resulted from The appeal was dismissed on all but breach of the implied obligation to one ground, namely that the tribunal maintain the necessary relationship of erred in concluding that there was no mutual trust and confidence and the implied obligation to provide a safe 16 / January 2021
without the unlawful discrimination. Readers may recall the seminal judgment of the then Hale LJ in Hatton v Sutherland [2002] ICR 1613, setting out the 16 principles to be applied in a claim for damages in respect of psychiatric injury caused by stress in the workplace. Propositions 15 and 16 were cited as relevant in the current case, namely: “15. Where the harm suffered has more than one cause, the employer should only pay for that proportion of the harm suffered which is attributable to his wrong doing, unless the harm is truly indivisible. It is for the defendant to raise the question of apportionment… “16. The assessment of damages will take account of any pre-existing disorder or vulnerability and of the chance that the claimant would have succumbed to a stress-related disorder in any event.” The distinction between these two propositions is clear, if nuanced: proposition 15 is intended for cases where there is a concurrent cause of working environment. In addition, the the extent of the psychiatric injury from harm, and proposition 16 is intended tribunal concluded that discrimination which AB suffered. for cases where there is a pre-existing had taken place: first, by RBS failing to As can be seen, although this was susceptibility for the individual to make reasonable adjustments relating (inter alia) an Employment Tribunal claim, suffer the harm alleged, but a lack of to AB’s work station and requiring AB aspects of the case read like a common concurrent cause. to work on a branch till; secondly, as a law damages claim for workplace stress. Applying proposition 15, the result of comments made to or about AB With that in mind, the question arises: is Employment Tribunal apportioned on five occasions; and thirdly, by reason workplace stress handled better in the the cause of harm suffered by AB, of a failure to permit AB to transfer to Employment Tribunal or in the court? concluding that 75% was attributable another branch. to the unlawful discrimination and 25% AB’s contention was that, as a result Effects of the discrimination to the accident. Having reviewed the of the discrimination, she suffered As already mentioned, one of the core tribunal’s treatment of the conflicting from severe depression. A consultant issues of the case was whether – and expert evidence, the EAT considered psychiatrist engaged as an expert witness to what extent – the discrimination had that its assessment was one which was for AB, diagnosed her as suffering caused AB harm. “reasonably available to it” and that its from a severe depressive disorder One ground on which RBS sought apportionment of harm did not, therefore, with psychosis. His stated conclusions to appeal the tribunal’s decision was disclose any error of law. As a result, were that AB showed “severe signs that it should have reduced the amount RBS’s appeal in this regard failed and and symptoms of multiple psychiatric payable to AB to take account of “the the assessment that 75% of the harm disorders, namely severe depression, possibility that her psychiatric condition was attributable to its unlawful disability anxiety and conversion disorders as would have occurred in any event by discrimination was upheld. well as psychosis”. Crucially, he held the reason of her pre-existing vulnerability view that both the tribunal (presumably and other psycho-social stressors”. Employer’s knowledge of the then extant proceedings) and In other words, RBS’s position was claimant’s disability discrimination were “the primary causes that the tribunal was wrong not to As noted earlier, RBS did not dispute that of the current presentation”. reduce AB’s compensation on account AB’s physical condition, following the RBS’s expert consultant psychiatrist of the possibility that her psychiatric accident, amounted to a disability for the unsurprisingly disagreed, both as to condition would have developed even purposes of the Equality Act 2010. the cause of AB’s psychiatric injury and The status of her mental condition was the extent of that injury. As a result, it less clear, however. In his EAT judgment was left to the tribunal, first to decide Mr Justice Swift stated that “either the whether AB’s psychiatric condition “Constructive dismissal resulted tribunal concluded, or it was common was the consequence of the acts of discrimination that had occurred at from breach of the implied ground, that AB suffered from a mental illness that amounted to a disability”. work, or whether it had been caused obligation... of mutual trust and He further noted: “During the by matters predating those events (in particular the accident); and secondly, confidence and... to provide a safe course of her employment AB had two significant periods of sick leave in to resolve the disputes of evidence as to working environment” July and August 2013 when she January 2021 \ 17
EMPLOYMENT CLAIMS was absent from work because those involved in workplace of ‘low mood and physical stress litigation. While there pain’; and then from the end may be concern around of December 2013 until her whether disability discrimination resignation at the beginning can be proved, there should be no of May 2014 when she was concern around what can be recovered absent from work by reason by way of compensation. of stress.” The English case of Sheriff v Klyne Notwithstanding the foregoing, Tugs (Lowestoft) Ltd [1999] IRLR 481 he went on to say: “the tribunal further confirmed that an Employment Tribunal concluded that RBS could not have has jurisdiction to award compensation reasonably been expected to know that by way of damages for personal injury by reason of these matters AB suffered including both physical and psychiatric from a disability for the purposes of the injury, caused by the statutory tort of Equality Act 2010” (emphasis added). unlawful discrimination. The Court of From the above extracts, it is clear Appeal confirmed that the statutory that the Employment Tribunal has drawn language is clear that a claimant is a distinction between, first, knowing entitled to be compensated for the loss that AB suffered from a mental illness and damage actually sustained as a that amounted to a disability during her result of the discrimination: the question employment and, secondly, appreciating stress claim can be successful in the was one of causation. that it was a disability which gained her Employment Tribunal, its unique set of While unfair dismissal compensation protection under the 2010 Act. circumstances make it a difficult case on is capped in the Employment Tribunal, In other words, the tribunal accepted which to rely too heavily. Unusually, the damages arising from unlawful that RBS did not know that AB had claimant had a physical disability which discrimination are not. Therefore, a mental illness which constituted a led to a difficult working environment, provided the claimant can demonstrate disability for the purposes of the 2010 resulting in workplace stress which their loss was caused by the unlawful Act. That the tribunal nevertheless developed into mental illness. Added to discrimination and can prove the loss found in her favour would be staggering this was the need for the employer to alleged, an unlimited award, such as that but for the fact that AB already had be aware of a disability: again, had the made in the instant case, can be made, a physical disability as a result of the claimant not been able to rely on its including a claim for injury to feelings, accident, and one assumes that the knowledge of her physical disability, it is akin to an award for pain and suffering discrimination claim succeeded as a unlikely that she would have succeeded. (solatium). As a result of her requiring result of what might be said to be the When comparing what is required 24/7 care, the damages claimed by primary (physical) disability as opposed in the court to what is required in AB were considerable, and the overall to the secondary (mental) disability. the Employment Tribunal, there outcome of the remedies proceedings Put another way, it appears unlikely are similarities and differences. The was an order that RBS pay AB that AB would have succeeded in her courts require proof of “an identifiable £4,670,535, together with pre-judgment discrimination claim without that factor, psychiatric or psychological illness or interest of £54,266. given the tribunal’s conclusion that condition”, whereas under the Equality her employer did not know and could Act a disability is a “physical or mental Concluding comments not have reasonably been expected to impairment” and the impairment must The personal tragedy at the centre of know that she suffered from a mental have “a substantial and long-term this case has largely been overlooked illness that constituted a disability for the adverse effect” on a person’s “ability to for the purposes of this article. It should purposes of the 2010 Act. carry out normal day-to-day activities”. not be ignored, however. To give some Although very different approaches, context, the following was recorded by a So, which forum – court or being able to meet one of those tests medical consultant who examined AB for employment tribunal? will often also mean being able to meet the purposes of the case: One generally views the court as the the other: neither is, on the face of it, “[AB] presented with her back to me. appropriate forum for workplace stress easier than the other. In terms of other She was observed to perform a variety of claims – see, for example, Cross v criteria, causation is a requirement in movements throughout the assessment, Highlands & Islands Enterprise 2001 SLT both court and Employment Tribunal for example, she was observed to slap 1060; Green v Argyll & Bute Council, 28 proceedings (see the comment on Sheriff herself, scratch herself, and rock to February 2002, unreported; Taplin v Fife below), and foreseeability, at least and from. She communicated broken/ Council, 17 December 2002, unreported; superficially, is similar to the question of stuttering speech accompanied by other and, more recently, cases such as knowledge of the employer in a disability non-verbal vocalisations.” Easton v B&Q plc [2015] EWHC 880 discrimination context. The facts of this case may be (QB), MacLennan v Hartford Europe Ltd Limitations aside, given the relative Dawn Robertson, remarkable in terms of the severity of [2012] EWHC 346 (QB), and Miller v North lack of success of pursuers claiming employment law the psychiatric injury suffered by AB, Lanarkshire Council [2019] SC EDIN 61. workplace stress in the Scottish courts to partner, Rooney primarily as a result of workplace stress. While, on the face of it, this case date, the Employment Tribunal is a forum Nimmo As unusual as the case may be, it is a supports the view that a workplace which should always be considered by sobering reminder to us all. 18 / January 2021
EQUALITY Are discrimination comparators outdated? Comparators are part and parcel of most discrimination claims, but is the requirement to find them always helpful? Musab Hemsi and Simon Mayberry argue that more flexible rules would achieve a better balance oth authors are relatively long Comparators are the longstanding barometer B in the tooth when it comes to our judiciary must use. But the profound dealing with discrimination mismatch between the methodology of using law. Both have spent years on comparators and the modern realities of work either side of discrimination renders them increasingly unhelpful. Far too cases, grappling with the often, they place a legal hurdle for litigants in Equality Act 2010 and its predecessors, all the person to trip over, perhaps taking advantage of while unable to shake the inkling that the reality that in today’s increasingly mobile, something didn’t quite feel right. knowledge-based and differentiated economy, Equality is, to our mind, a work in progress. comparators will often not be found. As a legal, ethical and moral imperative, why do we invest so much time, energy and cost into A need for balance so many multi-day tribunal hearings, poring To go further, our experience is that such over the minutiae of legal doctrine? It was inflexibility in the evaluation and adjudication not so long ago that we marked the 10-year of workplace disputes no longer accords anniversary of the Equality Act coming into with the inquisitorial nature of the UK force. This seems like a sensible juncture to Employment Tribunals. take a step back and examine how powerful a By treating comparators as an essential weapon it has been in the war on prejudice. element of discrimination claims, tribunals One school of thought is that the state of have their hands tied and face having to turn contemporary, statutory discrimination law is a blind eye to unlawful acts of prejudice, flawed; and one of the principal flaws is the bias and inequity. requirement for comparators. The essential requirement of comparators Put simply, comparators are those who unnecessarily narrows the scope of are like a discrimination claimant but for the discrimination laws and disregards the central protected characteristic being relied on in the lesson from claims such as harassment: claim. Comparators have existed in our labour discrimination can occur without a comparator laws for decades, so the Equality Act cannot be present. It forces us to apply a binary logic blamed alone for any defect they contain. to disputes where, in practice, it is more often the case that discrimination is covert, multi- Appealing, but a hurdle layered, or unconsciously being carried out Both conceptually and methodologically, why by the perpetrator. The growing complexity do we even have comparators? Seriously, take around personal identity and the continued a moment to think about it. Judges are bound expansion of protected traits means we are to consider comparators in the vast majority of headed towards comparisons which produce the discrimination claims that come before them false certainties, if we have not already (certain claims, such as discrimination on the arrived there. grounds of pregnancy/maternity, do not require We see a need for equality law to evolve a comparator). Comparators appear to be the in order to balance prescriptiveness with favoured heuristic for observing discrimination. simplicity. We do not propose doing away with We can see the appeal. Lawmakers have comparators (actual ones or their hypothetical created a process where tribunals are able abstracts), but rather removing them as an to evaluate and adjudicate workplace claims essential step in proving discrimination. without the need to engage too deeply in Doing so would allow the growth of our workplace dynamics. It is a rigid, prescriptive equality laws and empower those who Musab Hemsi is a partner, and Simon Mayberry structure of law. If no comparator can be adjudicate on them to replace arbitrary a senior associate, at LexLeyton identified, the claim fails. Easy peasy. barriers with logic and reason. January 2021 \ 19
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