Delegation Register 2022/2023 Adopted by Council Item: GM-011/22 Date: 28 June 2022 - City of Rockingham
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City of Rockingham Delegation Register 2022/2023 Adopted by Council Item: GM-011/22 Date: 28 June 2022
Introduction Purpose of delegations A delegation is the conferral of the ability to exercise a power or duty to a person or body from a person or body that is vested with the responsibility to exercise that power or duty. When a person or body exercises delegated authority they do so “on behalf” of the delegator. The aim of delegated authority is to assist with improving the time taken to make decisions within the constraints allowed by the relevant legislation. This is consistent with the City’s commitment to a strong customer service focus. The register details the related document(s) where the power to delegate is derived from, including legislation and policies of the Council. This enables easier cross-referencing. This delegated authority register will be reviewed in accordance with the Local Government Act 1995 (the Act) on an annual basis. The coordination of the review will be performed through Governance and Councillor Support. Legislation The Local Government Act 1995 (the Act) allows for a local government to delegate to the Chief Executive Officer the exercise of any of its powers or the discharge of any of its duties under the Act except those listed in s5.43. All delegations made by the Council must be by absolute majority decision as per s5.42 of the Act. s5.42. Delegation of some powers and duties to CEO (1) A local government may delegate* to the CEO the exercise of any of its powers or the discharge of any of its duties under — (a) this Act other than those referred to in section 5.43; or (b) the Planning and Development Act 2005 section 214(2),(3) or (5). * Absolute majority required. (2) A delegation under this section is to be in writing and may be general or as otherwise provided in the instrument of delegation. Associated legislation Legislation other than the Act, its regulations and the local government’s local laws created under the Act where delegations or authorisations may occur are as follows: • Local Government Act 1995 and regulations; • Building Act 2011 and regulations; • Bush Fires Act 1954, regulations and local laws created under that Act; • Dog Act 1976 and regulations; • Food Act 2008 and regulations; • Health Act 1911, regulations and local law created under that Act; • Land Administration Act 1997 and regulations; • Local Government (Miscellaneous Provisions) Act 1960; • Planning and Development Act 2005 including regulations, and adopted policies. Note: This is not an exhaustive list Matters which cannot be delegated The following are decisions that cannot be delegated by Council to the Chief Executive Officer as per s5.43 of the Act. s5.43. Limits on delegations to CEO A local government cannot delegate to a CEO any of the following powers or duties — (a) any power or duty that requires a decision of an absolute majority of the council; Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 2
(b) accepting a tender which exceeds an amount determined by the local government for the purpose of this paragraph; (c) appointing an auditor; (d) acquiring or disposing of any property valued at an amount exceeding an amount determined by the local government for the purpose of this paragraph; (e) any of the local government’s powers under section 5.98, 5.98A, 5.99, 5.99A or 5.100; (f) borrowing money on behalf of the local government; (g) hearing or determining an objection of a kind referred to in section 9.5; (ha) the power under section 9.49A(4) to authorise a person to sign documents on behalf of the local government; (h) any power or duty that requires the approval of the Minister or the Governor; (i) such other powers or duties as may be prescribed. Delegation by the Chief Executive Officer Section 5.44(1) of the Act allows for the Chief Executive Officer to delegate any of the powers to another employee and must be in writing as per s5.44(2). The Act also allows for the Chief Executive Officer to place conditions on any delegations if desired under s5.44(4). A register of delegations relevant to the Chief Executive Officer and other employees is to be kept and reviewed at least once every financial year as per s5.46(1) and (2) of the Act. If a person is exercising a power or duty that they have been delegated, the Act requires that records be kept whenever the delegated authority is used as per s5.46(3) of the Act. Where a power or duty has been delegated under the Act to the CEO or any other local government employee, delegates must keep records as per Regulation 19 of Local Government (Administration) Regulations 1996. r19. Delegates to keep certain records (Act s. 5.46(3)) Where a power or duty has been delegated under the Act to the CEO or to any other local government employee, the person to whom the power or duty has been delegated is to keep a written record of — (a) how the person exercised the power or discharged the duty; and (b) when the person exercised the power or discharged the duty; and (c) the persons or classes of persons, other than council or committee members or employees of the local government, directly affected by the exercise of the power or the discharge of the duty. Departments responsible for a work process are to ensure that data is captured and records managed in accordance with all legislation, as well as preparing reports to Council where required under a specific delegation. This includes recording of delegated authority of the Chief Executive Officer where applicable, once approved through a signed authority by the Chief Executive Officer. A person to whom a power is delegated under the Act is considered to be a ‘designated employee’ under s5.74(b) of the Act and is required to complete a primary and annual return each year. There is no power for a person other than the CEO to delegate a power as stated in s5.44(1) of the Act. Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 3
Acting through Local Government Act 1995 – Section 5.45(2) Nothing in this Division (Division 4 – Local Government Employees) is to be read as preventing- (a) a local government from performing any of its functions by acting through a person other than the CEO; or (b) a CEO from performing any of his or her functions by acting through another person. The key difference between a delegation and “acting through” is that a delegate exercises the delegated decision making function in his or her own right. The principal issue is that where a person has no discretion in carrying out a function, then that function may be undertaken through the “acting through” concept. Alternatively, where the decision allows for discretion on the part of the decision maker, then that function needs to be delegated for another person to have that authority. The difference between a delegated authority to exercise a discretion on behalf of the City and acting through another person to undertake a function on behalf of the City where no discretion exists is reinforced by Section 56 of the Interpretation Act 1984 which states – 56. “May” imports a discretion, “shall” is imperative (1) Where in a written law the word may is used in conferring a power, such word shall be interpreted to imply that the power so conferred may be exercised or not, at discretion. (2) Where in a written law the word shall is used in conferring a function, such word shall be interpreted to mean that the function so conferred must be performed. Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 4
Contents 1. Local Government (Council) to the Chief Executive Officer ...............................................8 1.1 Use of Council Crest and Logo ......................................................................................8 1.2 Variation and Extension of Contracts ............................................................................9 1.3 Appoint Authorised Persons ........................................................................................10 1.4 Powers of Entry ...........................................................................................................12 1.5 Expression of Interest and Tenders – For Supply of Goods or Services ...................... 13 1.6 Acceptance/Rejection of Tenders – For Supply of Goods or Services ......................... 15 1.7 Execution of Lease Documents ...................................................................................16 1.8 Employment of Senior employees ...............................................................................17 1.9 Appoint Acting Chief Executive Officer ........................................................................ 18 1.10 Legal Representation – Elected Members ................................................................... 19 1.11 Land Acquisition to Purchase Privately Owned Land................................................... 20 1.12 Bert England Lodge.....................................................................................................21 1.13 Execution of Documents / Common Seal .................................................................... 22 1.14 Approve Short Listing of Artists ...................................................................................23 1.15 Behaviour Complaints Committee ...............................................................................24 1.16 Appointing Internal and External Complaints Officer - Local Government (Model Code of Conduct) Regulations ..............................................................................................26 1.17 Disposal of Property ....................................................................................................27 1.18 Electoral Roll Eligibility Claims Processing .................................................................. 28 1.19 Administration of Local Laws .......................................................................................30 1.20 Sand Extraction from the Bent Street Boat Ramp Navigation Channel/Tern Bank Sandbar ......................................................................................................................32 2. Corporate Services ..............................................................................................................33 2.1 Payment from Municipal Fund or Trust Fund ............................................................... 33 2.2 Trust Fund - Transfers.................................................................................................34 2.3 Waive / Grant Concession or Write Off Monies Owing ................................................ 35 2.4 Amend the Rate Record ..............................................................................................36 2.5 Agreement as to Payment of Rates and Service Charges ........................................... 37 2.6 Rates or Service Charges Recoverable in Court ......................................................... 38 2.7 Change of Basis of Rates ............................................................................................39 2.8 Recovery of Rates Debts – Require Lessee to Pay ..................................................... 40 2.9 Recovery of Unpaid Rates – Taking Possession of the Land ...................................... 41 2.10 Extension of Time for Objection to the Rate Record .................................................... 42 2.11 Disposal of Property ....................................................................................................43 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 5
2.12 Approve Lease Property Grants ..................................................................................44 2.13 Procurement Framework .............................................................................................45 3. Community Development ....................................................................................................46 3.1 Approve Minor Grants .................................................................................................46 4. Compliance and Emergency Liaison..................................................................................47 4.1 Bush Fires Act – Powers and Duties ........................................................................... 47 4.2 Bush Fires Act – Prohibited Burning Times ................................................................. 48 4.3 Bush Fires Act – Prosecutions ....................................................................................49 4.4 Disposing of Confiscated or Uncollected Goods .......................................................... 50 4.5 Dog Act 1976 – Section 10AA .....................................................................................51 4.6 Administration and Enforcement of the Cat Act 2011 .................................................. 52 4.7 City of Rockingham Parking Local Law 2018 / Local Government (Parking for People with Disabilities) Regulations 2014 ..............................................................................53 4.8 Administration of Local Laws .......................................................................................54 4.9 Dogs – Keeping of More than Two ..............................................................................56 4.10 Extension of Time and Withdrawal Notices ................................................................. 57 5. Building Services – Building Act 2011, Building Regulations 2012, and Building Service (Registration) Regulations 2011 ............................................................................ 58 5.1 Building and Demolition Permits ..................................................................................58 5.2 Occupancy Permits and Building Approval Certificates ............................................... 60 5.3 Building Orders ...........................................................................................................62 5.4 Building Information.....................................................................................................64 5.5 Private Swimming Pools ..............................................................................................66 5.6 Smoke Alarms .............................................................................................................67 5.7 Fencing .......................................................................................................................68 5.8 State Administrative Tribunal Proceedings .................................................................. 69 5.9 Infringement Notices – Building Services .................................................................... 70 5.10 Signs, Hoardings and Bill Posting................................................................................71 6. Health Services ....................................................................................................................72 6.1 Food Act 2008 – Prohibition Orders ............................................................................ 72 6.2 Food Act 2008 – Registration of Food Business .......................................................... 73 6.3 Food Act 2008 – Prosecutions ....................................................................................74 6.4 Liquor Control Act 1988 – Certification of Premises..................................................... 75 6.5 Gaming and Wagering Commission Act 1987 – Certification of Premises ................... 76 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 6
7. Planning Services ................................................................................................................77 7.1 Town Planning Scheme ..............................................................................................77 7.2 Planning and Development Act 2005 – Other Delegations .......................................... 86 7.3 Approved Subdivisions ................................................................................................90 8. Asset Services .....................................................................................................................91 8.1 Road Closures – Temporary .......................................................................................91 8.2 Payment of Subsidies..................................................................................................92 8.3 Control and Management of Land, Facilities and Reserves ......................................... 93 8.4 Graffiti Vandalism ........................................................................................................94 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 7
1. Local Government (Council) to the Chief Executive Officer 1.1 Use of Council Crest and Logo Function Delegated: To approve the use of the City of Rockingham Crest and Logo by Elected Members and community organisations. Statutory Power Local Government Act 1995 being Delegated: s3.18 Performing Executive Functions Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO s3.18 Performing Executive Functions Power Delegated to: Chief Executive Officer Council’s Conditions Subject to Council Policy - “Use of Crest and Logo” on Delegation: Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Each decision made under this delegated authority must be recorded s5.46(3) and clearly identifiable as a delegated authority decision in an appropriate register. Compliance Links • Local Government Act 1995 • Council Policy – Use of Crest and Logo Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 8
1.2 Variation and Extension of Contracts Function Delegated: To approve variations and extensions to a contract, subject to the terms of existing contracts. Statutory Power Local Government Act 1995 being Delegated: s3.18 Performing Executive Functions Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Subject to: on Delegation: • City of Rockingham Procurement Framework and associated policy. • The tender specifying the provisions of the option term; • The contract providing for the extension / variation; • The extension being on the same terms and conditions as the last year of the original term but does allow for price increases in line with the contract provisions (if any) for price. Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Details of the extension must be recorded in the appropriate file. s5.46(3) Compliance Links • Local Government Act 1995 • Contract/Agreement Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 9
1.3 Appoint Authorised Persons Function Delegated: To appoint persons or classes of persons to be authorised for the purpose of fulfilling prescribed functions of the Local Government Act 1995 or any Act where the power of appointment may be delegated. Statutory Power Local Government Act 1995 being Delegated: s3.31(2) General Procedure for Entering Property s3.39 Power to remove and impound Local Government (Miscellaneous Provisions) Act 1960 Part XX – Cattle trespass, pounds, poundkeepers and rangers Building Act 2011 s96 Authorised persons s133 Prosecutions Food Act 2008 s122 Appointment of Authorised Officers s126 Infringement Notices s126(13) Designated Officers Health (Asbestos) Regulations 1992 s15D(7) Infringement notices Health (Miscellaneous Provisions) Act 1911 s26 Powers of local government Litter Act 1979 s26(1) Authorised officers, appointment and jurisdiction of etc. Planning and Development Act 2005 s234 Appointment of designated persons Public Health Act 2016 s17 Appointment of environmental health officers s24 Designation of authorised persons Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO s3.24 Authorising persons under this subdivision Building Act 2011 s127 Delegation: special permit authorities and local governments Food Act 2008 s118(2(b) Functions of enforcement agencies and delegation Health (Asbestos) Regulations 1992 s15D(7) Infringement notices Public Health Act 2016 s21(1)(b)(i) Enforcement agency may delegate Power Delegated to: Chief Executive Officer Council’s Conditions Authority to delegate is limited under s127 of the Building Act 2011. on Delegation: Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 10
1.3 Appoint Authorised Persons Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Authority to delegate is limited under s127 of the Building Act 2011. s5.46(3) Compliance Links • Local Government Act 1995 • Local Government (Miscellaneous Provisions) Act 1960 • Building Act 2011 • Food Act 2008 • Health (Miscellaneous Provisions) Act 1911 • Planning and Development Act 2005 • Public Health Act 2016 Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 11
1.4 Powers of Entry Function Delegated: 1. Give a Notice of Entry. 2. Seek and execute an Entry under Warrant. 3. Execute an Entry in an Emergency. 4. Give notice and execute the Opening of a Fence. Statutory Power Local Government Act 1995 being Delegated: s3.31 General procedure for entering property s3.32 Notice of entry s3.33 Entry under warrant s3.34 Entry in an emergency s3.36 Opening Fences Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Nil on Delegation: Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Notices and relevant evidence of determinations to be recorded in s5.46(3) appropriate register. Compliance Links Local Government Act 1995, Part 3, Division 3, Subdivision 3 Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 12
1.5 Expression of Interest and Tenders – For Supply of Goods or Services Function Delegated: Determine: 1. When to call tenders or not to call tenders [s3.57(1) of the Local Government Act 1995 (the Act) and Reg.11 of the Local Government (Functions and General) Regulations 1996 (the Regulations)]. 2. The circumstances to invite tenders, though not required to do so [Reg.13 of the Regulations]; 3. Selection criteria for the acceptance of tenders [Reg.14(2a) of the Regulations]; 4. The information to be disclosed to those interested in submitting a tender [Reg.14(4)( of the Regulations]; 5. Minor variations before entering into a contract [Reg.20 of the Regulations]; 6. Appropriate circumstances (for application of the Expression of interest process) and to call for Expressions of Interest [Reg.21 of the Regulations];and 7. Where the successful tenderer does not want to accept the contract and a variation or agreement cannot be reached, determine to select the next most appropriate tenderer [Reg.18(6) of the Regulations]. Statutory Power Local Government Act 1995 being Delegated: s3.57 Tenders for providing goods or services Local Government (Function and General) Regulations 1996 Reg.11 Tenders to be invited for certain contracts Reg.13 Procedure when local government invites tenders though not required to do so Reg.14 (2a) and (4) Requirements for publicly inviting tenders Reg.18 Rejecting and accepting tenders Reg.20 Variation of requirements before entry into contract Reg.21 Limitation may be placed on who can tender Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Nil on Delegation: Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Evidence of determinations and notices to be retained in appropriate s5.46(3) file. Compliance Links • Local Government Act 1995, Part 3, Division 3, Subdivision 6 • Local Government (Financial Management) Regulations 1996 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 13
1.5 Expression of Interest and Tenders – For Supply of Goods or Services • Purchasing Policy Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 14
1.6 Acceptance/Rejection of Tenders – For Supply of Goods or Services Function Delegated: 1. Acceptance of tenders where there is a Council budget provision approved up to the value of (a) $500,000 (excluding GST) per annum, for the supply of goods or services over a period, that is not more than five years; or (b) $500,000 for one off projects or any other tender, as per r18(4) of the Local Government (Functions and General) Regulations 1996 (the regulations) accepting most advantageous tender. 2. Rejection of tenders submitted at a place, and written time specified in the Invitation for tenders, but fail to comply with any other requirement specified in the Invitation r18(2) of the Regulations. 3. Decline of any Tender as per r18(5) of the regulations. 4. If no contact formed with successful tenderer within 6 months, accept the next most advantageous tenderer as per r18(7) of the regulations. Statutory Power Local Government Act 1995 being Delegated: s3.57 Tenders for providing goods or services Local Government (Function and General) Regulations 1996 r18 Rejecting and accepting tenders Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Nil on Delegation: Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Evidence of determinations and notices to be retained in appropriate s5.46(3) file. Compliance Links • Local Government Act 1995, Part 3, Division 3, Subdivision 6 • Local Government (Financial Management) Regulations 1996 • Local Government (Functions and General) Regulations 1996 Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 15
1.7 Execution of Lease Documents Function Delegated: Authority to execute documents relating to leases on City of Rockingham property. Statutory Power Local Government Act 1995 being Delegated: s3.58(2) Leasing of property. Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions In accordance with the Council’s Leasing policy and lease agreement on Delegation: conditions. Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Details of execution must be recorded in appropriate file. s5.46(3) Compliance Links Local Government Act 1995 Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 16
1.8 Employment of Senior employees Function Delegated: To designate employees or persons belonging to a class of employee to be senior employees. Statutory Power Local Government Act 1995 being Delegated: s5.37 Senior Employees Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions As per section 5.37 of the Local Government Act 1995, the following on Delegation: positions are designated as “senior employees” positions: • Director Corporate Services • Director Community Development • Director Asset Services • Director Planning and Development Services Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping All documentation relative to the persons employment are to be s5.46(3) retained as required by legislation Compliance Links • Local Government Act 1995 • Local Government (Administration) Regulations 1996 – regulation 18(A) – Vacancy in position of CEO or senior employee to be advertised (Act s.5.36(4) and 5.37(3)) Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 17
1.9 Appoint Acting Chief Executive Officer Function Delegated: The appointment of persons to perform the role of Acting Chief Executive Officer during the absence of the Chief Executive Officer. Statutory Power Local Government Act 1995 being Delegated: s5.36(1)(a) Local Government Employees Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Subject to Council Policy – Appointment of Acting Chief Executive on Delegation: Officer. Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping All documentation relative to the person’s employment are to be s5.46(3) retained as required by legislation. Compliance Links • Local Government Act 1995 • Local Government (Administration) Regulations 1996 Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 18
1.10 Legal Representation – Elected Members Function Delegated: To authorise legal expenses for Elected Members seeking financial assistance for legal representation. Statutory Power Local Government Act 1995 being Delegated: s6.7(2) Municipal Fund s9.56 Certain persons protected from liability or wrongdoing Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions • Legal expenses do not exceed $5,000 on Delegation: • Approved applications to be presented to the next ordinary meeting of Council. Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Details of action taken to be recorded on the appropriate file or record. s5.46(3) Compliance Links • Local Government Act 1995 • Council Policy “Legal Costs and Cost Indemnification” Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 19
1.11 Land Acquisition to Purchase Privately Owned Land Function Delegated: To enter into contracts to purchase privately owned land subject to: • The facility or infrastructure relative to the subject land having already been approved or endorsed by Council by way of the Business Plan, Community Infrastructure Plan or other Council decision. • The offer being no greater than a valuation that is less than three months old • The offer being within the allocated budget amount • The offer being subject to a due diligence investigation verifying the intended land use and activity • The offer not exceeding $5M • The offer requiring final approval of the Council Statutory Power Local Government Act 1995 being Delegated: s3.59 Commercial Enterprises by local governments Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of Some Powers and Duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Section 5.43(d) of the Local Government Act 1995 provides that on Delegation: Councils must place a maximum limit on a delegation to purchase land. In this case the limit is $5M. Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping All documentation to be kept on file. s5.46(3) Compliance Links Local Government Act 1995 Date Adopted 26 April 2016 Item CD-013/16 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 20
1.12 Bert England Lodge Function Delegated: To negotiate and finalise all contractual and land tenure requirements to complete the sale of Bert England Lodge and transfer 44 aged care places to an approved aged care provider, for a sale price not less than 10% of the current valuation by Knight Frank dated 28 August 2020. Is this still needed Statutory Power Local Government Act 1995 being Delegated: s3.18 Performing Executive Functions Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of Some Powers and Duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions For a sale price not less than 10% of the current valuation by Knight on Delegation: Frank dated 28 August 2020 as detailed in the comments section of this report (refer to Confidential Report CD-001/21) in 12 January 2021 Council Minutes. Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Evidence of contract to be retained in the appropriate file. s5.46(3) Compliance Links Local Government Act 1995 Date Adopted 24 Sept 2019 Item CD-021/19 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 21
1.13 Execution of Documents / Common Seal Function Delegated: To sign and execute documents and apply the common seal on behalf of the City of Rockingham. Statutory Power Local Government Act 1995 being Delegated: s9.49A(4) Execution of Documents Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of Some Powers and Duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Execution of document to be supported by prior approval of Council on Delegation: via – • Council Policy • City Business Plan • Annual Budget • Other Council decision Statutory Power to Local Government Act 1995 Sub-Delegate: s9.49A(4) Execution of Documents Record Keeping Evidence of signed documents to be saved in relevant files in records s5.46(3) management systems. Common Seal applications are to be recorded in Councillor Information Bulletins. Compliance Links Local Government Act 1995 Date Adopted 28 July 2020 Item GM-017/20 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 22
1.14 Approve Short Listing of Artists Function Delegated: Delegates authority to the Chief Executive Officer to approve, subject to the requirements of the Council Policy, the short listing of artists to be invited to tender as part of the expression of interest process for percent for art projects. Statutory Power Local Government Act 1995 being Delegated: s3.18 Performing Executive Functions Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of Some Powers and Duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Subject to requirements of Council Policy – Art Collection. on Delegation: Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Evidence of tender documentation to be recorded on appropriate files. s5.46(3) Compliance Links Local Government Act 1995 Date Adopted 27 April 2021 Item CD-011/21 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 23
1.15 Behaviour Complaints Committee Function Delegated: Local Government (Model Code of Conduct) Regulations 2021 (MCC): Clause 12 Dealing with a complaint Clause 13 Dismissal of complaint (1) Authority to make a finding as to whether an alleged breach the subject of a complaint has or has not occurred, based upon evidence from which it may be concluded that it is more likely that the breach occurred than that it did not occur [MCC r.12(1) and (3)]. In making any finding the Committee must also determine reasons for the finding [MCC.r.12(7)]. (2) Where a finding is made that a breach has occurred, authority to: (a) take no further action [MCC.r.12(4(a)]; or (b) prepare and implement a plan to address the behaviour of the person to whom the complaint relates [MCC.r.12(4)(b), (5) and (6)]. (3) Authority to dismiss a complaint and if dismissed, the Committee must also determine reasons for the dismissal [MCC.r.13(1) and (2)]. Statutory Power Local Government Act 1995 being Delegated: s5.16 Delegation of some powers and duties to certain committees. Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.16 Delegation of some powers and duties to certain committees. Power Delegated to: Behaviour Complaints Committee Council’s Conditions (a) The Committee will make decisions in accordance with the on Delegation: principles and specified requirements established in Council Policy – Code of Conduct Complaints Management Process. (b) That part of a Committee meeting which deals with a Complaint will be held behind closed doors in accordance with s5.23(2)(b) of the Local Government Act 1995. (c) A Council Member is ineligible to perform the role of Committee Member and cannot be in attendance at that part of a meeting which deals with a complaint in which that Council Member is a Complainant, Respondent or otherwise subject to the complaint. The Committee is prohibited from exercising this Delegation in respect to a complaint forming part of the Committee agenda where a Committee Member in attendance at a Committee meeting is either the Complainant or Respondent or otherwise subject to the Complaint. (d) In the event of (c) above, the Committee may resolve to defer consideration to a future meeting at which the conflicted Committee Member is absent and a Deputy Committee Member is in attendance. Note to Conditions (c) and (d): The purpose of this Condition is to require that a Committee Member who is identified as either the Complainant or Respondent (or subject to a complaint) is required to recuse themselves Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 24
1.15 Behaviour Complaints Committee by notifying the Presiding Member of their intention to be absent for the part of the meeting at which the Complaint is dealt with. Statutory Power to Not Applicable Sub-Delegate: Record Keeping Committee Minutes shall record the details of each decision made under s5.46(3) this delegation in accordance with the requirements of the Local Government (Administration) Regulations 1996. Compliance Links • Council Policy – Code of Conduct Complaints Management Process • City of Rockingham Code of Conduct for Council Members, Committee Members and Candidates Date Adopted 25 May 2021 Item GM-020/21 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 25
1.16 Appointing Internal and External Complaints Officer - Local Government (Model Code of Conduct) Regulations Function Delegated: 1. For the Chief Executive Officer to appoint an external Complaints Officer to receive complaints and withdrawal of complaints related to the City of Rockingham Code of Conduct for Council Members, Committee Members and Candidates. 2. For the Chief Executive Officer to appoint internal Complaints Officers to receive complaints and withdrawal of complaints related to the City of Rockingham Code of Conduct for Council Members, Committee Members and Candidates. Statutory Power Local Government (Model Code of Conduct) Regulations 2021 being Delegated: r11(3) Complaint about alleged breach “The local government must, in writing, authorise 1 or more persons to receive complaints and withdrawal of complaints.” Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO. Power Delegated to: Chief Executive Officer Council’s Conditions Any appointment under this delegation excludes a current or former City on Delegation: of Rockingham Council Member, Committee Member, candidate or employee. Any appointed external Complaints Officer must comply with the requirements contained in the – • City of Rockingham Code of Conduct for Council Members, Committee Members and Candidates • Council Policy – Code of Conduct Complaints Management Process Statutory Power to Not Applicable Sub-Delegate: Record Keeping Each person appointed Complaints Officer will have their name and s5.46(3) relevant details recorded in the appropriate file. Compliance Links • Local Government (Model Code of Conduct) Regulations 2021 • City of Rockingham Code of Conduct for Council Members, Committee Members and Candidates • Council Policy – Code of Conduct Complaints Management Process Date Adopted 25 May 2021 Item GM-020/21 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 26
1.17 Disposal of Property Function Delegated: For the Chief Executive Officer to enter into contracts for the sale of the properties as described in the Purpose of Report (Confidential Report CS-016/21 Disposal of Property) for no less than 10% below a valuation provided by a licenced valuer. Statutory Power Local Government Act 1995 being Delegated: s3.58 Disposing of Property Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of Some Powers and Duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Enter into contracts for the sale of the properties as described in the on Delegation: Purpose of Report (Confidential Report CS-016/21 Disposal of Property) for no less than 10% below a valuation provided by a licenced valuer. Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Evidence of Deed of Agreement to be retained in the appropriate file. s5.46(3) Compliance Links Local Government Act 1995 Date Adopted 22 June 2021 Item CS-016/21 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 27
1.18 Electoral Roll Eligibility Claims Processing Function Delegated: 1. Authority to require the written notice for co-owners or co- occupiers to be incorporated into Form 2 [r.11(1a)]. 2. Authority to decide whether or not the claimant is eligible under s.4.30(1)(a) and (b) and accept or reject the claim accordingly [s.4.32(4)]. 3. Authority to decide to accept or reject a claim made before the close of enrolments, but less than 14-days before the close of nominations [s.4.32(5A)]. 4. Authority to make any enquiries necessary in order to decide on an eligibility claim [s.4.32(5)]. 5. Authority to approve the omission of an elector’s address from the Owners and Occupiers Register on the basis of a declaration from the elector that the publication of this information would place the elector’s or their family’s safety at risk [Elections r.13(2)]. 6. Authority to amend the Owners and Occupiers Register from time to time to make sure that the information recorded in it is accurate [Elections r.13(4)]. 7. Authority to ensure that the information about electors that is recorded from enrolment eligibility claims is maintained in an up to date and accurate form [s.4.34]. 8. Authority to decide that a person is no longer eligible under s.4.30 to be enrolled on the Owners and Occupiers Electoral Roll [s.4.35(1)] and to give notice [s.4.35(2)] and consider submissions [s.4.35(6)], before making such determination. 9. Authority to determine to take any action necessary to give effect to advice received from the Electoral Commissioner [s.4.35(5)]. 10. Decide, with the approval of the Electoral Commissioner, that a new electoral roll is not required for an election day which is less than 100 days since the last election day [s.4.37(3)]. Statutory Power Local Government Act 1995 being Delegated: s4.31(1B)(b) Property divided by ward boundaries s4.32 How to claim eligibility to enrol under s4.30 s4.34 Accuracy of enrolment details to be maintained s4.35 Decision that eligibility to enrol under s4.30 has ended Local Government (Elections) Regulations 1995: r.11(1a) Nomination of co-owners or co-occupiers — s.4.31 r.13(2) & (4) Register - s.4.32(6) Power is originally Chief Executive Officer assigned to: Statutory Power of Not Applicable Delegation Power Delegated to: Not Applicable Council’s Conditions Nil on Delegation: Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 28
1.18 Electoral Roll Eligibility Claims Processing Statutory Power to Local Government Act 1995 Delegate: s5.44 CEO may delegate some powers and duties to other employees Compliance Links • Decisions made under this delegation are Quasi-Judicial. • Local Government Act 1995, Part 4 • Local Government (Elections) Regulations 1997 Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 29
1.19 1 Administration of Local Laws Function Delegated: All the powers conferred on the local government in the City of Rockingham local laws to determine applications, issue and apply conditions to approvals, consents, permits, licences and registration, undertake enforcement functions and exercise discretion under the following City of Rockingham local laws: • Cats Local Law 2018 • Cemeteries Local Law 2000 • Dogs Local Law 2000 • Fencing Local Law 2020 • Health Local Law 1996 • Parking Local Law 2018 • Pest Plants Local Law 2000 • Public Places and Local Government Property Local Law 2018 • Sand Drift Local Law 2018 • By-law relating to Signs, Hoardings and Bill Posting 1990 • Standing Orders Local Law 2001 • Waste Local Law 2020 Statutory Power Local Government Act 1995 being Delegated: s5.42 Delegation of some powers and duties to the CEO s5.43 Limitations on delegations to the CEO Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Any person proposing to exercise a power under delegated authority on Delegation: shall comply with the Standard Conditions of Delegation and the following specific additional conditions for this delegation. Additional Conditions: • Infringements may only be issued by persons authorised for the purposes of section 9.16 of the Local Government Act 1995 Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Record details of decisions and ensure that evidentiary documents are s5.46(3) retained in the Council’s record keeping system. Compliance Links • City of Rockingham Public Places and Local Government Property Local Law 2018. • Local Government Act 1995 Part 9 Division 1 Objections and Review Part 9 Division 2 Enforcement and Legal Proceedings 1This delegation is the same as 4.8 – as the local laws delegation applies to both sections. Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 30
1.19 1 Administration of Local Laws Date Adopted 28 June 2022 Item GM-011/22 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 31
1.20 Sand Extraction from the Bent Street Boat Ramp Navigation Channel/Tern Bank Sandbar Function Delegated: Council delegates authority to the Chief Executive Officer to award the Tender for the sand extraction from the Bent Street Boat Ramp Navigation Channel/Tern Bank Sandbar in accordance with the Confidential Attachment 1. Statutory Power Local Government Act 1995 being Delegated: s3.18 Performing Executive Functions Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO s3.18 Performing Executive Functions Power Delegated to: Chief Executive Officer Council’s Conditions In accordance with the Confidential Attachment 1 Report AS-011/22 at on Delegation: 27 September 2022 Council Meeting. Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Each decision made under this delegated authority must be recorded s5.46(3) and clearly identifiable as a delegated authority decision in an appropriate register. Compliance Links • Local Government Act 1995 Date Adopted 27 September 2022 Item AS-011/22 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 32
2. Corporate Services 2.1 Payment from Municipal Fund or Trust Fund Function Delegated: Make payment from Municipal Fund or Trust Funds Statutory Power Local Government (Financial Management) Regulations 1996 being Delegated: r12(1)(a) Payments from municipal fund or trust fund, restrictions on making Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO s5.43 Limitations on delegations to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Compliance with Regulations 13 of the Local Government (Financial on Delegation: Management) Regulations 1996 and s6.8(1) of the Local Government Act 1995 Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Payment transaction records to be retained. s5.46(3) Monthly cheque and EFT payment listings to be recorded in Council Minutes Compliance Links Local Government (Financial Management) Regulations 1996 Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 33
2.2 Trust Fund - Transfers Function Delegated: Determine to transfer money held in the Trust Fund for 10 years to the Municipal Fund Statutory Power Local Government Act 1995 being Delegated: s6.9(4) Trust Fund Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO s5.43 Limitations on delegations to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Nil on Delegation: Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Record of authorisation to be retained. s5.46(3) Compliance Links Local Government Act 1995, Part 6, Division 4. Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 34
2.3 Waive / Grant Concession or Write Off Monies Owing Function Delegated: 1. Waive or grant concessions in relation to debts owed to the City. 2. Write off money owed to the City 3. Determine the conditions to be applied to waive, grant a concession or write off money owed to the City. Statutory Power Local Government Act 1995 being Delegated: s6.12(1)(b) and (c) and (3) Power to grant discounts, waive or write off debts s6.47 Concessions only Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO s5.43 Limitations on delegations to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Limited to individual debts that do not exceed $2,000; or in relation to on Delegation: debts associated with leased or licenced properties impacted by COVID-19, individual debts that do not exceed $10,000. Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Details of decisions to be recorded in appropriate file or financial s5.46(3) record. Compliance Links • Local Government Act 1995, Part 6, Division 6 • Local Government (Financial Management) Regulations 1996 – noting specifically Reg.26. Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 35
2.4 Amend the Rate Record Function Delegated: To amend a rate record up to 5 years preceding the current financial year. Statutory Power Local Government Act 1995 being Delegated: s6.39(2) Amend the Rate record Power is originally Local Government assigned to: Statutory Power of Local Government Act 1995 Delegation s5.42 Delegation of some powers and duties to the CEO s5.43 Limitations on delegations to the CEO Power Delegated to: Chief Executive Officer Council’s Conditions Nil on Delegation: Statutory Power to Local Government Act 1995 Sub-Delegate: s5.44 CEO may delegate some powers and duties to other employees Record Keeping Details of the determination to be recorded in the appropriate rate s5.46(3) record. Compliance Links Local Government Act 1995, Part 6, Division 6 Date Adopted 28 June 2011 Item ES-020/11 Document Number: CPM/130 D22/77209 Version Number: 3 Version Date: 28 June 2022 Amended: 27 September 2022, 27 July 2022 Page 36
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