Barriers to Fair Access Assessment - Final Protocol May 12, 2021 Institute for Clinical and Economic Review - ICER

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Barriers to Fair Access Assessment

                                        Final Protocol
                                        May 12, 2021

                       Institute for Clinical and Economic Review

©Institute for Clinical and Economic Review, 2021
Table of Contents
1. Executive Summary ............................................................................................................................ 1
2. Background ........................................................................................................................................ 3
       2.1 Background ................................................................................................................................ 3
       2.2 Objectives .................................................................................................................................. 3
       2.3 Research Questions.................................................................................................................... 3
       2.4 Timeline ..................................................................................................................................... 4
3. Role of the Working Group ................................................................................................................ 5
4. List of Included “Cost-effective” Drugs .............................................................................................. 6
       4.1 Initial list of drugs....................................................................................................................... 6
       4.2 Updating drug prices .................................................................................................................. 6
       4.3 Final list ..................................................................................................................................... 7
5. List of Payers and Identification of Relevant Coverage Policies ........................................................ 9
6. Determination of Concordance of Coverage Policies with Fair Access Criteria .............................. 10
       Table 6.3 Step Therapy Fair Design Criteria .................................................................................... 12
       Figure 6.1 Cost-Sharing Fairness Criteria Algorithm ........................................................................ 14
       6.1 Process for comparing coverage policies to fair access criteria ................................................. 14
7. Analytic Plan ..................................................................................................................................... 15
8. Payer and Patient Review Prior to Public Release ........................................................................... 17
9. Changes in Process ........................................................................................................................... 18

©Institute for Clinical and Economic Review, 2021
1. Executive Summary
The national debate about drug pricing has focused great attention on methods to determine
whether the price of a drug is “fair” or “reasonable.” A question far less examined is how to
determine whether insurance coverage is providing fair access to that drug. It appears widely
agreed that cost sharing and drug coverage criteria serve everyone’s interest when they steer
patients toward evidence-based use of treatments that achieve equal or better outcomes at lower
costs. But this level of conceptual agreement does little to help advance thinking on how to assess
and judge specific cost-sharing provisions and prior authorization protocols. Is it fair to have
patients pay at the highest cost-sharing level when there is only a single drug available in a drug
class? What are the circumstances in which step therapy is a reasonable approach to limiting
coverage? When is it appropriate for the clinical criteria required for coverage to be narrower than
the Food and Drug Administration (FDA) labeled indication? And for all of these questions, how
should the pricing of a drug factor in to whether certain strategies to limit or steer patient access
are appropriate?

To answer these questions, ICER has developed a set of appropriateness criteria for cost-sharing
and for prior authorization protocols for pharmaceutical coverage as described in its white paper
Cornerstones of “Fair” Drug Coverage: Appropriate Cost-Sharing and Utilization Management
Policies for Pharmaceuticals published on September 28, 2020. These appropriateness criteria are
based on analysis of prior policy and ethical research, with active deliberation and revision following
a December 2019 ICER Policy Summit with representatives from patient groups, clinical specialty
societies, private payers, and the life science industry.

An important next step is to put these criteria into action. ICER’s Barriers to Fair Access
Assessment will take the fair access criteria set and apply them to evaluate the coverage policies of
28 drugs across the largest formularies (by covered lives) of the 15 largest commercial payers in the
US. Work on this project will begin during the summer of 2020 and the first report of the Barriers
to Fair Access Assessment is scheduled for release in fall 2021.

The initial focus of this evaluation will be on coverage policies for drugs that have been shown in
ICER reports to have average net prices among commercial US payers that fall within a reasonable
cost-effectiveness range. ICER’s goal in developing the fair access criteria was to provide a tool for
all health care participants; in our initial Barriers to Fair Access Assessment we will apply the criteria
set ourselves to evaluate the extent to which we believe current coverage policies meet key
standards for appropriate design and implementation.

ICER will perform analyses of the proportion of criteria that are met across drugs, conditions, and
payers. We will leverage the MMIT Analytics Market Access Database for formulary data.

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To help provide important guidance on this assessment, the Barriers to Fair Access Assessment will
benefit from ongoing input from a multi-stakeholder Working Group consisting of representatives
from leading patient advocacy groups, clinical societies, private payers, pharmacy benefit managers,
and life sciences companies. The Working Group will advise ICER on the application of the fair
access criteria to coverage policies; provide insight into the patient experience with prescription
drug coverage and access; and advise on important nuances in the interpretation of payer coverage
policies.

©Institute for Clinical and Economic Review, 2021                                            Page 2
2. Background
2.1 Background

ICER has developed a set of design and implementation criteria for drug prior authorization
protocols in the September 28, 2020 white paper, Cornerstones of “Fair” Drug Coverage:
Appropriate Cost-Sharing and Utilization Management Policies for Pharmaceuticals. These criteria
are intended to represent requirements that must be met in order for the prior authorization
protocol to be appropriate, or, in other words, to ensure fair access. The criteria are based on
analysis of prior policy and ethical research, and have undergone active deliberation and revision
following a December 2019 ICER Policy Summit with representatives from patient groups, clinical
specialty societies, private payers, and the life science industry.

2.2 Objectives

The ICER Barriers to Fair Access Assessment will apply the fair access criteria set to evaluate the
coverage policies of 15 of the largest private payers in the US. In this first iteration of the
assessment, we will focus the evaluation on coverage policies for 28 drugs that have been the
subject of ICER evidence reviews and have been determined to be priced within a reasonable cost-
effectiveness range. The short-term goal of this assessment is to produce a report that evaluates
the extent to which the prior authorization protocols for these fairly-priced drugs meet the fair
access criteria. We envision this report as being repeated annually, with additional drugs and
payers added to the evaluation. The overall objective of the assessment is to test whether the fair
access criteria can help bring greater transparency to the public debates about fair insurance
coverage for drugs and, in addition, promote the positive linkage of fair pricing with fair access that
will advance the best interests of patients and the health system.

2.3 Research Questions

The overarching research question this project will address is whether the prior authorization
policies for drugs priced within reasonable cost-effectiveness ranges meet the criteria for fair
access. Within this broad research question, we will perform analyses to assess the rate of
concordance of prior authorization policies with the fair access criteria. Separate analyses will be
done to analyze rates of concordance by:

Individual fair access criterion
Drug
Condition
Across payers in scope
Individual payers

©Institute for Clinical and Economic Review, 2021                                                Page 3
2.4 Timeline

The final report for this project will be released in fall 2021. The timeline leading up to the posting
of the final report includes recruitment of a Working Group, notification to payers who will be
included in the analysis, conducting the analysis, sharing a draft report with payers and allowing
them time to provide the team with comments. A full timeline including milestone dates will be
posted on ICER’s website.

©Institute for Clinical and Economic Review, 2021                                                 Page 4
3. Role of the Working Group
To help provide important guidance on this project, the Barriers to Fair Access Assessment benefits
from ongoing input from a multi-stakeholder Working Group consisting of representatives from
leading patient advocacy groups, clinical societies, private payers, pharmacy benefit managers, and
life sciences companies. The Working Group advises ICER on the application of the fair access
criteria to coverage policies; provides insight into the patient experience with prescription drug
coverage and access, including real-world examples; and advises on important nuances in the
interpretation of payer coverage policies. The Working Group members are:

   •   Cat Davis Ahmed, MBA, Vice President of Policy and Outreach, Familial
       Hypercholesterolemia Foundation
   •   Alan Balch, PhD, Chief Executive Officer, Patient Advocate Foundation
   •   Robert W. Dubois, MD, PhD, Interim President and Chief Executive Officer, Chief Science
       Officer, National Pharmaceutical Council
   •   Patrick Gleason, PharmD, Assistant Vice President of Health Outcomes, Prime Therapeutics
   •   Barbara Henry, Manager, Clinical Pharmacy Services, Harvard Pilgrim Health Care
   •   Leah Howard, JD, Chief Operating Officer, National Psoriasis Foundation
   •   Cliff Hudis, MD, FACP, FASCO, Chief Executive Officer. American Society of Clinical Oncology
   •   Anna Hyde, Vice President of Advocacy and Access, Arthritis Foundation
   •   Rebecca Kirch, JD, Executive Vice President, National Patient Advocate Foundation
   •   Eleanor Perfetto, PhD, MS, Executive Vice President, National Health Council
   •   Carl Schmid, Executive Director, HIV+Hepatitis Policy Institute
   •   Saira Sultan, President, Connect4Strategies (representing The Haystack Project)
   •   Bari Talente, Executive Vice President, Advocacy, National Multiple Sclerosis Society
   •   Douglas White, MD, PhD, Treasurer, American College of Rheumatology

©Institute for Clinical and Economic Review, 2021                                            Page 5
4. List of Included “Cost-effective” Drugs
As described in greater detail below, the process for the analysis will start by identifying drugs
within ICER reviews that are currently priced in accordance with reasonable cost-effectiveness
thresholds. These drugs will be termed the list of “cost-effective” drugs.

4.1 Initial list of drugs

Drugs eligible for consideration are those subject to a cost-effectiveness analysis in an ICER report
from 2015 to 2020 and which were determined at the time of their original report to have an
incremental cost-effectiveness ratio based on the WAC or net price at or below the price needed to
reach $150,000 per equal value of life years gained (evLYG) or quality-adjusted life year (QALY),
whichever price was higher. For these drugs we will update the ceiling price needed to meet the
cost-effectiveness threshold to 2020 prices using the medical care component of the Consumer
Price Index.

4.2 Updating drug prices

To determine whether drugs are currently priced at or below this cost-effectiveness threshold we
will update estimated net prices by using data from SSR Health, LLC, the health care division of SSR,
LLC, an independent investment research firm. To derive a net price, SSR Health combines data on
unit sales with publicly disclosed US sales figures. Discounts, rebates, concessions to wholesalers
and distributors, and patient assistance programs are subtracted from gross sales to derive a net
price.

To estimate the most recent average net price in the US market, we will average net price data
across the four most recently available quarters for which SSR data is available (October 2019-
September 2020), to account for seasonal or other sources of annual price fluctuations. To confirm
the validity of the SSR net prices, we will compare them to the Wholesale Acquisition Cost (WAC)
and the Federal Supply Schedule Service (FSS). In cases where we deem the SSR net prices to be
unreliable (such as the net prices being higher than the WAC), or where SSR prices are not available,
we will use price estimates from FSS. If no data is available in either SSR or FSS, we will use list
prices reported in Redbook. For physician administered drugs we will be using the same price data
that was used in the report, which consists of the WAC price plus a markup.

SSR reports net prices on a per unit basis. We will convert the unit prices as listed in SSR to annual
prices using the dosing assumptions used in the economic evaluation of our reports. For drugs with
loading doses or dose-escalation regimens, we will use the maintenance dose to calculate annual
costs (i.e., second year costs) for consistency. Drugs that require weight-based dosing will use the
same weight assumptions as described in the economic evaluation section of our reports. The

©Institute for Clinical and Economic Review, 2021                                                Page 6
remainder of partially used vials will be counted as medical waste. Pricing calculations and
  assumptions will be independently validated by another member of the research team and
  discrepancies will be resolved via a consensus process.

  4.3 Final list

  A final list of cost-effective drugs was generated using the methodology described above.
  Information on the cost-effective drugs will be abstracted according to the table shell below.

  Table 4.1 Cost-Effective Drug List Table Shell
                                                                      Ceiling Price
                   Drug Name                                             to Meet      Current     Access and
  Drug Name                                            Route of
                     Brand         Indication                             Cost-         Price    Affordability
   Generic                                           Administration
                                                                      effectiveness   Estimate      Alert?
                                                                       Threshold
Alemtuzumab        Lemtrada    Multiple Sclerosis          IV
Dupilumab          Dupixent    Atopic dermatitis          SC
Erenumab           Aimovig     Chronic Migraine           SC
Fremanezumab       Ajovy       Chronic Migraine           SC
Elagolix           Orilissa    Endometriosis              oral
Onasemnogene       Zolgensma   Spinal muscular             IV
Abeparvovec                    atrophy
Tisagenlecleucel   Kymriah     Acute                       IV
                               lymphoblastic
                               leukemia
Infliximab         Remicade    Rheumatoid                  IV
                               Arthritis
Infliximab         Remicade    Psoriasis                   IV
Guselkumab         Tremfya     Psoriasis                  SC
Apremilast         Otezla      Psoriasis                  oral
Brodalumab         Siliq       Psoriasis                  SC
Secukinumab        Cosentyx    Psoriasis                  SC
Ixekizumab         Taltz       Psoriasis                  SC
Ustekinumab        Stelara     Psoriasis                  SC
Afatinib           Gilotrif    EGFR Mutation-             oral
                               positive Metastatic
                               Non-Small Cell
                               Lung Cancer
Emicizumab         Hemlibra    Hemophilia A               SC
Alirocumab         Praluent    Heterozygous               SC
                               familial

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hypercholesterole
                              mia or CACVD
Sacubitril/        Entresto   Congestive heart        oral
Valsartan                     failure
Olaparib           Lynparza   Ovarian Cancer –        oral
                              Recurrent BRCA-
                              Mutated
Axicabtagene       Yescarta   Adult aggressive B-     IV
ciloleucel                    Cell
Plasma-derived     Haegarda   Hereditary              SC
C1-INH                        Angioedema
Gefitinib          Iressa     Lung cancer – non       oral
                              small-cell (tkis)
Insulin Degludec   Tresiba    Diabetes                SC
Ubrogepant         Ubrelvy    Acute Migraine          oral
Rimegepant         Nurtec     Acute Migraine          oral
Icosapent Ethyl    Vascepa    Cardiovascular          oral
                              Disease
Rivaroxoban        Xarelto    Cardiovascular          oral
                              Disease

  ©Institute for Clinical and Economic Review, 2021          Page 8
5. List of Payers and Identification of Relevant
Coverage Policies
We will review and abstract data from the largest formularies and coverage policies among 15 of
the largest commercial payers (by covered lives) in the US as identified in the MMIT Analytics
Market Access Database. Optum, one of the largest PBMs, is not included in the analysis because
the details of its prior authorization policies were not available. The entity (payer or PBM) that
controls the coverage decision is assigned the covered life. Medicare Private Drug Plans and
Managed Care Plans and individual state Medicaid policies will not be evaluated in this review. The
final list of payer formularies is listed in Table 5.1.

Table 5.1. Payer Formularies in Scope

 Payer/PBM                                 Formulary
 CVS Health (Aetna)                        CVS Caremark Performance Standard Control w/ Advanced
                                           Specialty Control
 Express Scripts PBM                       Express Scripts National Preferred with Advantage Plus
 UnitedHealth Group, Inc.                  UnitedHealthCare Advantage Three Tier
 CIGNA Health Plans, Inc.                  Cigna Standard Three Tier
 Kaiser Foundation Health Plans, Inc.      Kaiser Permanente Southern California
 Anthem, Inc.                              Anthem National Three Tier
 MC-RX                                     MC-RX Formulary
 Blue Cross Blue Shield of Massachusetts   BCBS Massachusetts Three Tier
 Elixir PBM                                Elixir Standard Formulary
 Blue Shield of California                 Blue Shield of California Plus Formulary
 Health Care Service Corporation           BCBS of Illinois Basic 6 Tier
 Florida Blue                              Florida Blue Three Tier
 Highmark, Inc.                            Highmark Blue Cross Blue Shield 3 Tier
 MedImpact Healthcare Systems, Inc.        MedImpact Portfolio High Formulary
 Blue Cross Blue Shield of Minnesota       BCBS of Minnesota FlexRx Three Tier

©Institute for Clinical and Economic Review, 2021                                              Page 9
6. Determination of Concordance of Coverage
Policies with Fair Access Criteria
As mentioned earlier, the available coverage policies on cost-effective drugs will be evaluated to
determine whether they meet a set of fair access criteria. Of course, there are many things that
have to happen appropriately for patients to receive “fair access,” and not all of these factors,
including documentation burdens, and payer responsiveness to patients and clinicians, can be
evaluated simply by reading written coverage policies. This project will therefore focus on several
narrow elements that can be judged through available policies: cost sharing, clinical eligibility,
restrictions on prescriber qualifications, and step therapy. For the cost-sharing criteria, “class” will
be defined as drugs with the same mechanism of action or that are established as clinically
equivalent options in clinical guidelines. The fair design criteria for these elements are describe in
further detail below. All criteria are listed below, however not all will be evaluable at this stage of
the project.

Table 6.1 Cost Sharing Fair Design Criteria

                                         Cost Sharing
                                                                                                 In scope for
 Fair Access Criteria
                                                                                                 this review?
 Patient cost sharing should be based on the net price to the plan sponsor, not the                    No
 unnegotiated list price.
 All medications identified by the IRS as high-value therapies should receive pre-                    No
 deductible coverage within high deductible health plans.
 At least one drug in every class should be covered at the lowest relevant cost-sharing               Yes
 level unless all drugs are priced higher than an established fair value threshold
 If all drugs in a class are priced so that there is not a single drug that represents a fair         Yes
 value as determined through value assessment, it is reasonable for payers to have all
 drugs on a higher cost-sharing level.
 If all drugs in a class are priced so that they represent a fair value, it remains reasonable        Yes
 for payers to use preferential formulary placement with tiered cost sharing to help
 achieve lower overall costs.
 As part of economic step therapy, when patients try a lower cost option with a lower                 No
 cost sharing level but do not achieve an adequate clinical response, cost sharing for
 further therapies should also be at the lower cost sharing level as long as those further
 therapies are priced fairly according to transparent criteria
See also Figure 6.1 for a visual representation of the cost sharing criteria algorithm.
©Institute for Clinical and Economic Review, 2021                                                Page 10
Table 6.2 Clinical Eligibility Fair Design Criteria

                                       Clinical Eligibility
                                                                                                In scope for
 Fair Design Criteria
                                                                                                this review?
 Payers should offer alternatives to prior authorization protocols such as programs that              No
 give feedback on prescribing patterns to clinicians or exempt them from prior
 authorization requirements (“gold carding”) if they demonstrate high fidelity to
 evidence-based prescribing.
 Payers should document at least once annually that clinical eligibility criteria are based         Yes
 on high quality, up-to date evidence, with input from clinicians with experience in the
 same or similar clinical specialty.
 Clinical eligibility criteria should be developed with explicit mechanisms that require            Yes
 payer staff to document that they have:
 • Considered limitations of evidence due to systemic under-representation of minority
 populations; and
 • Sought input from clinical experts on whether there are distinctive benefits and harms
 of treatment that may arise for biological, cultural, or social reasons across different
 communities; and
 • Confirmed that clinical eligibility criteria have not gone beyond reasonable use of
 clinical trial inclusion/exclusion criteria to interpret or narrow the FDA label language in
 a way that disadvantages patients with underlying disabilities unrelated to the
 condition being treated.
 For all drugs: Clinical eligibility criteria that complement the FDA label language may be         Yes
 used to:
 • Set standards for diagnosis; and/or
 • Define indeterminate clinical terms in the FDA label (e.g., “moderate-to-severe”) with
 explicit reference to clinical guidelines or other standards; and/or
 • Triage patients by clinical acuity when the payer explicitly documents that triage is
 both reasonable and necessary because:
         o The size of the population included within the FDA label is extremely large, and
           there is a reasonable likelihood that many patients would seek treatment in the
           short term; AND
         o The clinical infrastructure is not adequate to treat all patients seeking care
           and/or broad coverage would create such substantial increases in short-term
           insurance premiums or other financial strain that patients would be harmed
           through loss of affordable insurance; AND

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o Acuity can be determined on objective clinical grounds and waiting for
            treatment will not cause significant irremediable harm.
 For drugs with prices or price increases that have not been formally deemed                           No
 unreasonable: Except for the three purposes outlined above, clinical eligibility criteria
 should not deviate from the FDA label language in a manner than would narrow
 coverage.
 For drugs with prices or price increases that have not been formally deemed                           No
 unreasonable: Documentation that patients meet clinical eligibility criteria should
 represent a light administrative burden, including acceptance of clinician attestation in
 lieu of more formal medical record documentation unless documentation is critical to
 ensure patient safety.
 For drugs with prices or price increases that have been formally deemed                               No
 unreasonable: Clinical eligibility criteria may narrow coverage by applying specific
 eligibility criteria from the pivotal trials used to generate evidence for FDA approval if
 implemented with reasonable flexibility and supported by robust appeals procedures as
 described in the implementation criteria.
 For drugs with prices or price increases that have been formally deemed                               No
 unreasonable: Documentation requirements to demonstrate that patients meet clinical
 eligibility criteria may represent a modest administrative burden, including
 requirements for medical record confirmation of key criteria instead of simple clinician
 attestation. In all cases, however, administrative burden should not result in major
 barriers to care for patients who meet criteria, and payers should perform and post
 publicly annual evaluations for each drug of rates of ultimate coverage approval
 following initial coverage denial due to documentation failures.

Table 6.3 Step Therapy Fair Design Criteria

                           Step Therapy and Required Switching
                                                                                                  In scope for
 Fair Access Criteria
                                                                                                  this review?
 In order to justify economic step therapy policies as appropriate, payers should                       No
 explicitly affirm or present evidence to document all of the following:
 • Use of the first-step therapy reduces overall health care spending, not just drug
   spending
 • The first-step therapy is clinically appropriate for all or nearly all patients and does not        Yes
 pose a greater risk of any significant side effect or harm.
 • Patients will have a reasonable chance to meet their clinical goals with first-step
 therapy.

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• Failure of the first-step drug and the resulting delay in beginning the second-step
 agent will not lead to long-term harm for patients.
 • Patients are not required to retry a first-line drug with which they have previously had
 adverse side effects or an inadequate response at a reasonable dose and duration.
 In order to justify required switching policies as appropriate, payers should explicitly          No
 affirm or present evidence to document all of the following:
 • Use of the required drug reduces overall health care spending.
 • The required switch therapy is based on the same mechanism of action or presents a              Yes
 comparable risk and side effect profile to the index therapy.
 • The required switch therapy has the same route of administration or the difference in
 route of administration will create no significant negative impact on patients due to
 clinical or socio-economic factors.
 • Patients are not required to switch to a drug that they have used before at a
 reasonable dose and duration with inadequate response and/or significant side effects,
 including earlier use under a different payer.

Table 6.4 Provider Qualifications Fair Design Criteria

                                  Provider Qualifications
                                                                                              In scope for
 Fair Access Criteria
                                                                                              this review?
 Restrictions of coverage to specialty prescribers are reasonable when payers explicitly            Yes
 affirm one or more of the following justifications:
 • Accurate diagnosis and prescription require specialist training, with the risk that non-
 specialist clinicians would prescribe the medication for patients who may suffer harm or
 be unlikely to benefit.
 • Determination of the risks and benefits of treatment for individual patients requires
 specialist training due to potential for serious side effects of therapy.
 • Dosing, monitoring for side effects, and overall care coordination require specialist
 training to ensure safe and effective use of the medication.
 Requiring that non-specialist clinicians attest they are caring for the patient in                Yes
 consultation with a relevant specialist is a reasonable option when the condition is
 frequently treated in primary care settings but some elements of dosing, monitoring for
 side effects, and/or overall coordination of care would benefit from specialist input for
 many patients.

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Figure 6.1 Cost-Sharing Fairness Criteria Algorithm

                                 Is the fairly priced target
                                drug in the lowest relevant
                                     tier for that class?

        Yes                                                                No

                                                                 Is at least 1 drug in the
                                                               class covered at the lowest
               Meets cost sharing criteria
                                                               tier relevant to that class?

                                                         Yes                                   No

                                                       Meets cost sharing criteria            Does not meet cost sharing
                                                                                                       criteria

6.1 Process for comparing coverage policies to fair access criteria

For each drug, ICER research staff will summarize results of the policy abstraction data in Table 2
into a policy brief, which will also include details of the FDA label (including clinical trial eligibility
criteria), clinical guidelines, and policy recommendations from ICER reports to provide relevant
context. Research staff will make preliminary judgments regarding whether the coverage policy
does or does not meet each fair design criterion, and then this judgment will be reviewed by an
internist on the ICER staff. If the ICER clinician feels that clinical expert input is needed to
determine whether a coverage policy meets the fair design criterion, ICER will seek to discuss the
question with an expert involved in the original ICER report on that drug.

©Institute for Clinical and Economic Review, 2021                                                       Page 14
7. Analytic Plan
Our analyses will be both quantitative and qualitative in nature.

Quantitative analyses of the concordance of coverage policies with fair design criteria will examine:

Table 7.1. Rate of Concordance by Fair Design Criterion
                                                               # of payer policies across all drugs meeting criteria/ all
 Cost sharing
                                                                                    payer policies
                                                               # of payer policies across all drugs meeting criteria/ all
 Clinical eligibility criteria
                                                                                    payer policies
                                                               # of payer policies across all drugs meeting criteria/all
 Step Therapy
                                                                                    payer policies
                                                               # of payer policies across all drugs meeting criteria/all
 Prescriber restrictions
                                                                                    payer policies

Table 7.2. Rate of Concordance by Drug
                                 Cost Sharing    Clinical Eligibility                                   Prescriber
                                                                            Step Therapy
                                                      Criteria                                         Restrictions
                           # of payer policies   # of payer policies      # of payer policies      # of payer policies
 Drug 1                     meeting criteria/    meeting criteria/         meeting criteria/       meeting criteria/
                            all payer policies    all payer policies       all payer policies       all payer policies

                           # of payer policies   # of payer policies      # of payer policies      # of payer policies
 Drug 2                     meeting criteria/    meeting criteria/         meeting criteria/       meeting criteria/
                            all payer policies    all payer policies       all payer policies       all payer policies

Table 7.3. Rate of Concordance by all Payers
                                                                  # of payers with >50% of policies across all drugs
 Cost sharing
                                                                            meeting criteria/# of payers
                                                                  # of payers with >50% of policies across all drugs
 Clinical eligibility criteria
                                                                            meeting criteria/# of payers
                                                                  # of payers with >50% of policies across all drugs
 Step Therapy
                                                                            meeting criteria/# of payers
                                                                  # of payers with >50% of policies across all drugs
 Prescriber restrictions
                                                                            meeting criteria/# of payers

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Table 7.4. Rate of Concordance by Individual Payer
                    Cost Sharing        Clinical Eligibility                                      Prescriber
                                                                     Step Therapy
                                             Criteria                                            Restrictions
                   # of policies
 Anthem                               # of policies across all   # of policies across all   # of policies across all
                  across all drugs
 (Largest                                   drugs meet                 drugs meet           drugs meet criteria/all
                  meet criteria/all
 Formulary)                             criteria/all policies      criteria/all policies           policies
                      policies
 United            # of policies
                                      # of policies across all   # of policies across all   # of policies across all
 Healthcare       across all drugs
                                            drugs meet                 drugs meet           drugs meet criteria/all
 (Largest         meet criteria/all
                                        criteria/all policies      criteria/all policies           policies
 Formulary)           policies

Additional quantitative analyses may be pursued to evaluate whether rates of concordance vary by
route of administration, level of competition in the drug category, estimated eligible population,
and other factors.

Qualitative information will be gathered from patient groups and clinical specialty societies to
provide context to the quantitative analyses. The methods by which this information will be
gathered is yet to be determined, but could include submission of published and unpublished data
on barriers to access, examples of barriers to access that may reflect failure to meet fair access
criteria or problems beyond those criteria evaluated directly in this report.

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8. Payer and Patient Review Prior to Public
Release
For any payer with policies judged not to meet fair access criteria ICER will provide them with the
opportunity to review our judgment and provide comment if they feel the policy has been
misinterpreted or misjudged. All payers will also be offered the opportunity to provide a written
comment for inclusion with the material posted publicly when the report is released.

Draft results of the evaluation will also be shared with patient representatives of the Working
Group to get feedback on how the fair access criteria are being judged across different coverage
policies.

©Institute for Clinical and Economic Review, 2021                                             Page 17
9. Changes in Process
Despite benefiting from the input of our Working Group, we expect that we will encounter
situations throughout the research process that have not been fully anticipated. Thus, it should be
expected that the fair access judging process and the analysis plan may change. ICER will be
monitoring the process as it progresses and may need to alter aspects of the review if needed to
maintain transparency and fairness to all parties. ICER commits to flexibility within this first review
and to transparency about any needed changes.

©Institute for Clinical and Economic Review, 2021                                               Page 18
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