A tale of two contact-tracing apps: comparing Australia's COVIDSafe and New Zealand's NZ - International ...

 
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A tale of two contact-tracing apps: comparing Australia's COVIDSafe and New Zealand's NZ - International ...
A tale of two contact-tracing apps:
comparing Australia’s COVIDSafe and New Zealand’s NZ
                      COVID Tracer

   Bronwyn Howell, School of Management, Victoria University of Wellington
   Petrus Potgieter, Department of Decision Sciences, University of South Africa

           Presented at the International Telecommunications Society webinar,
               Tracking and Tracing Apps for Covid-19, September 29 2020

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A tale of two contact-tracing apps: comparing Australia's COVIDSafe and New Zealand's NZ - International ...
Context
•   COVID-19 pandemic
•   March 2020:
      – both countries adopt an “elimination”
          strategy:
      – economic and social ‘lockdowns’
          (stronger in NZ)
•   May 2020
      – both countries appear to be succeeding
          in elimination
      – both introduce smartphone-based
          contact tracing apps
             • in Australia prior to lockdown-
                easing
             • in NZ after lockdown-easing
•   July 2020 – resurgence of community
    transmission in Australia (Victoria)
•   August 2020 – resurgence of community
    transmission in NZ (Auckland)

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A tale of two contact-tracing apps: comparing Australia's COVIDSafe and New Zealand's NZ - International ...
The Apps

           3
A tale of two contact-tracing apps: comparing Australia's COVIDSafe and New Zealand's NZ - International ...
Australia: COVIDSafe
•   Bluetooth-based
     – Singapore’s BlueTrace open
        source software
     – data stored on Amazon Web
        Services within Australia
•   Users ‘opt in’
     – download from Apple or Google
        app store
•   Cryptographically-encoded
    “handshake” exchanged when any
    two app-enabled phones
     – come within 2 metres of each
        other
     – and remain in that proximity for
        at least 15 mins
•   Handshake data deleted after 21 days

                                           4
A tale of two contact-tracing apps: comparing Australia's COVIDSafe and New Zealand's NZ - International ...
When Smartphone owner tests COVID-19
               +ve
• User decides whether to upload
  phone data to Contact Tracing
  service
• Contact Tracer
   – combines phone, interview
      data
   – determines contacts to “list”
   – automated messages sent to
      “listed” “contacts” identified
      on central system
• Optional Bluetrace feature
   – system can automatically
      broadcast a message to all
      contacts

                                       5
Effects on Contact Tracing Processes
•   Risks
     – app may identify “false positives”
          • phones 2m apart for 15 mins
            but physically separated
            (e.g. offices, apartments)
          • if using automated
            messaging, “too many”
            people may present for
            testing, causing bottlenecks
            in this part of the system
     – “false negatives”?
          • cannot detect virus
            transmission from particles
            on surfaces
•   Summary
     – looks promising

                                             6
NZ COVID Tracer
•   QR code-based “digital diary” kept by
    individual app users
      – extends from MBIE contact register
          obligations for businesses operating
          during lockdown
•   Businesses register, download and display
    code
      – unique for each business premise;
          mandatory from August
      – initially required MBIE business
          registration, subsequently relaxed to
          allow unregistered (informal)
          businesses to participate
•   Users download app
      – register contact information initially
      – then scan codes every time a premise is
          entered
•   Phone data deleted after 31 days

                                                  7
When Smartphone owner tests COVID-19
                   +ve
•    Phone user decides whether to upload
     phone data to Contact Tracing service
•    Contact Tracer
      – combines phone data with interview
          data
      – identifies premises user has visited
          when infectious
      – requests contact register information
          from business
      – parses business information to identify
          and “list” individuals who may meet the
          2m/15 min criteria
•    Optional automated alert
      – users can opt to be alerted if they have
          entered a premise at the same time as
          someone testing +ve

                                                    8
Effects on Contact Tracing Processes (New
                Zealand)
•   Contact identification
     – app identifies locations visited,
        not individuals
     – separate processes for premise
        records
•   Premise registers a new feature
     – adds a step to contact-tracing
     – imperfect records – individual
        scans in but not out
          • no closeness of proximity or
             length of exposure
          • risk contingent on premise
             characteristics
          • requires explicit human
             judgement

                                           9
Effects on Contact Tracing Processes
                  •   Business records of who else was
                      present
                       – highly variable form (including
                           paper records)
                       – difficult and/or costly to parse
                  •   Creates more work for contact tracers
                       – increases the more businesses
                           participating and the more users
                           scanning their activities (more
                           target premises identified)
                  •   So likely will reduce contact tracer
                      efficiency relative to the non-app
                      counterfactual
                       – greater manual effort required
                           the higher is adoption and use

                                                         10
Other factors (New Zealand)
Automated messaging
   – does not require contact tracer time
   – but will generate a large number of “false positives”
   – huge increase in numbers presenting for testing
      • delaying testing of true positives
      • thereby militating against elimination objective
What about contact at non-business premises?
   – e.g. parties at private homes (where Bluetooth apps still
     operate)
Large costs in addition to contact tracing
   – business obligations; “scanning fatigue” amongst users
But does ensure up-to-date contact info is recorded              11
The proof of the pudding will be in the eating

     Recent
resurgences have      • low uptake
been of little help   • and in NZ’s case low usage
  in evaluation

   NZ app now         • even though no standardisation
  mandatory for         of collection and
  businesses but
    not users         • processing of business records

                                                         12
NZers are not “Dining”
                              Daily App Downloads and Scans
           250 000                                                                 3 000 000

                                                                                   2 500 000
           200 000

                                                                                   2 000 000
           150 000
    Apps

                                                                                               Scans
                                                                                   1 500 000

           100 000
                                                                                   1 000 000

            50 000
                                                                                   500 000

                -                                                                  -
               2020-05-20   2020-06-20      2020-07-20       2020-08-20   2020-09-20
                                                Date

                                          App            Scans
                                         registrations

                                                                                                       13
Scans per app per day

1,40

1,20

1,00

0,80

0,60

0,40

0,20

0,00

                               14
QR Code Activity
8,00                                              400 000

7,00                                              350 000

6,00                                              300 000

5,00                                              250 000

4,00                                              200 000

3,00                                              150 000

2,00                                              100 000

1,00                                              50 000

0,00                                              -

       Scans per QR Code per day   Cum QR Codes

                                                            15
Integration with human processes

                                   16
Context: Contact Tracing Processes
• Key plank of elimination
  strategy
• Interrupt chain of virus
  transmission
   – identify and isolate close
      contacts as soon as
      possible
• Three steps
   – close contact
      identification
   – contact listing
   – contact follow-up

                                  17
Standard Contact Tracing Processes
                                     Supplement data

                                                                         Contact Tracers
   Index             Identify
                                       ary data
    case             Contacts

    Notify           Contact/
   contacts                           Follow up
                      testing

       yes

                                                                         Close Contacts
               yes    Prese     no                     yes
    Test                                Tested
                      nt for                                 exit
    +ve?                                 -ve?
                      test?

              no
                                                                    18
COVIDSafe and Contact Tracing Processes
                                     Supplement data

                                                                         Contact Tracers
   Index             Identify
                                       ary data
    case             Contacts

    Notify           Contact/
   contacts                           Follow up
                      testing

       yes

                                                                         Close Contacts
               yes    Prese     no                     yes
    Test                                Tested
                      nt for                                 exit
    +ve?                                 -ve?
                      test?

              no
                                                                    19
Standard Contact Tracing Processes
                                     Supplement data

                                                                         Contact Tracers
   Index             Identify
                                       ary data
    case             Contacts

    Notify           Contact/
   contacts                           Follow up
                      testing

       yes

                                                                         Close Contacts
               yes    Prese     no                     yes
    Test                                Tested
                      nt for                                 exit
    +ve?                                 -ve?
                      test?

              no
                                                                    20
Summary

               Contact tracing requires human contacts to be identified

                      Bluetooth apps use phones as a proxy for humans
                                              but may miss transfers via surfaces

         QR code apps tie individuals to locations, not to other humans
further steps required to link   efficacy depends on these       apps recording “in and out” can     but human skill still needed to
  humans at the locations           location-based apps           isolate individuals of interest   assess risk as all premises differ

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