The global research system 2. The pandemic and international student mobility 3. Asia-Pacific geopolitics and national politics - Global ...

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The global research system 2. The pandemic and international student mobility 3. Asia-Pacific geopolitics and national politics - Global ...
Global, national and local higher education in 2021
JCU, 26 Nov 2020
Simon Marginson / University of Oxford

1. The global research system
2. The pandemic and international
   student mobility
3. Asia-Pacific geopolitics and national
   politics
1. GLOBAL RESEARCH SYSTEM
Since the 1990s a global science system has formed, based on the common
pool of papers, and held together by extensive and growing cross-border
citation and collaboration (joint papers) –
- the global science system is based on grass roots collaboration and has significant autonomy
from national governments and national science systems – but the global system is ultimately
supported by national and institutional funding and infrastructure
- many leading scientists wear two hats, (1) institutional/national and (2) disciplinary/global
- the longer-term future of the global science system is by no means certain
The global science system is very dynamic

• Growth: Rapid increases in many countries in R&D spending and growth of
  published science papers at 5 per cent a year from 2000-2018
• Diversification: Science no longer an oligopoly of North America, Europe
  and Japan. Spread of national science capacity to many more countries
• Networked cooperation: Rapid growth of co-authorship in science at both
  global and national levels, everywhere. International collaboration the
  main form of activity in leading research universities
• Pluralisation: Widening of group of leading science countries, rise of semi-
  independent systems in China, South Korea, India, Iran, Brazil etc (though
  US science remains very strong and globally central)
• Global integration: Increase in the weight and role of the global science
  system vis a vis national science systems. But geo-political tensions now
  threaten the autonomy of global scientific cooperation
Number of science papers in Scopus
             by large world region: 1996-2018

3,000,000

2,500,000                                                     India
                                                    Japan

                                                                                 Rest of the world
2,000,000

1,500,000
                                                                                            China

1,000,000
                                                                                 European Union
 500,000

                                                                                     United States
       0

               United States   EU   China   Japan     India     Rest of world

                                                                      US National Science Board
Fastest growing national science systems
     Average annual growth (%) in science papers: 2000-2018
     Countries with growth rate above the world average of 4.95% per year and
     producing more than 5000 papers in 2018

30
     26.4
                                                                                              White bars indicate that national GDP PPP per capita in
25
                                                                                              2018 was BELOW the world average of US $17,912
            21.0

20
                   17.4

                          15.5
                                 15.0
15                                      13.6
                                               12.7
                                                      11.9
                                                             11.4
                                                                    10.7
                                                                           10.3
                                                                                  9.8
10                                                                                      9.3    9.2   9.0   8.8   8.4   8.4   8.3
                                                                                                                                   6.9
                                                                                                                                         6.1   5.8   5.7   5.3    5.3   5.0   5.0   4.7
 5
                                                                                                                                                                                          2.3
                                                                                                                                                                                                1.8   1.6   1.3
                                                                                                                                                                                                                  0.1
 0

                                                                                                                                                                 US National Science Board, 2020
Growth in internationally co-authored
                science papers, all countries: 1996-2018
25.00
                                                                                                                                        22.5
                                                                                                                            21.7 22.0          600,000
                                                                                                                     21.2
                                                                                                              20.5
                                                                                                       19.8
20.00                                                                                           19.0
                                                                             17.5 17.7
                                                                                         18.1                                                  500,000
                                                              16.7 17.0 17.1
                                               16.4 16.5 16.3

15.00                                   13.8                                                                                                   400,000
                    13.3 13.5 13.6 12.9
        12.4 12.8

                                                                                                                                               300,000
10.00

                                                                                                                                               200,000

 5.00
                                                                                                                                               100,000

 0.00                                                                                                                                          0

            Internationally co-authored papers               Internationally co-authored papers as proportion (%) of all papers

                                                                                                        US National Science Board, 2020
Rise of science in East Asia
           Growth in R&D in higher education, 1996-2018
12.00                                                                                               600,000.00

                                                                                   China 10.24
10.00                                                                                               500,000.00

 8.00                                                                                               400,000.00

 6.00                                                                                               300,000.00

 4.00                                                                                               200,000.00
                                                                                South Korea 3.11

 2.00                                                                                               100,000.00
                                                                                     Japan 1.03
    1.00
 0.00                                                                                               0.00

           China total papers (right hand axis)   Japan   South Korea   China      Singapore       Taiwan

                                                                          OECD, US National Science Board
Top universities in STEM research
(1) physical sciences and engineering, and (2) mathematics and complex computing,
      papers in top 5 per cent of their field by citation rate, World: 2015-2018
University           System        Physical sciences   University         System            Maths &
                                    & engineering                                          computing
Tsinghua U           CHINA               830           Tsinghua U         CHINA              300
Massachusetts IT USA                     687           Harbin IT          CHINA              252
Zhejiang U           CHINA               569           U Electronic S&T   CHINA              217
Stanford U           USA                 563           Xidian U           CHINA              201
Nanyang TU           SINGAPORE           533           Beihang U          CHINA              197
Harvard U            USA                 532           Zhejiang U         CHINA              197
U Calif., Berkeley   USA                 531           Huazhong U S&T     CHINA              195
U Science & T.       CHINA               500           Nanyang TU         SINGAPORE          181
Harbin IT            CHINA               455           Massachusetts IT   USA                180
Xi’an Jiaotong U     CHINA               455           Shanghai JT U      CHINA              153
Shanghai JT U        CHINA               439           Stanford U         USA                151
U Cambridge          UK                  424           Northwestern P. U CHINA               149
Huazhong U S&T       CHINA               419           Southeastern U     CHINA              148
ETH Zurich           SWITZERLAND         417           NU Singapore       SINGAPORE          140
                                                                          Leiden ranking
Maths and Computing                                               Physical Sci and Engineering

                   Europe, 17
                                      USA, 26                                            Europe, 16

             Rest of                                                                                          USA, 28
                                                                                     Rest of
             world, 9
                                                                                     world, 8

                          China, 45
Other East                                                              Other East
 Asia, 3                                                                 Asia, 6                 China , 42
                                                Biomedical and
                                                   Health Sci

                                                                                      Top 100 universities
                                          Europe, 35        USA, 44                   on basis of number
                                                                                      of top 5% papers,
                                                 Rest of
                                                                                      2015-2018
                                                world, 13

                                         Other East                                                       Leiden ranking
                                                             China, 6
                                          Asia, 2
Australia’s position:
              Shanghai ARWU top 10 countries, 2020
                           top 100 universities   top 500 universities
United States                      45                     137
United Kingdom                      8                      36
Australia                           7                      23
China (mainland only)               6                      71
France                              5                      17
Switzerland                         5                       8
Germany                             4                      30
Canada                              4                      19
Netherlands                         4                      12
Japan                               3                      14
Universities in Shanghai ARWU top 500, 2020
position       universities

1-100          Melbourne (35), Queensland (54), ANU (67), UNSW (74), Sydney
               (74), Monash (85), Western Australia (85)

101-200        Adelaide (151-200)

201-300        Curtin, Deakin, Macquarie, Swinburne, Tasmania, UT Sydney,
               Wollongong,
301-400        Griffith, James Cook, La Trobe, Queensland UT, RMIT, Newcastle,
               Western Sydney
401-500        Flinders

                      A further 10 Australian universities are ranked between 501 and 1000, so that
                      33 are ranked altogether. The ARWU is an exclusively research-based ranking
What a ‘failed business model’ has achieved :
  Proportion of science papers in top 5% of their disciplinary field
                  on the basis of citations, Scopus
12.00

10.00

 8.00

 6.00

                                                                                                                        World average = 5.00%
 4.00

 2.00

        5.96   5.92   6.21   6.28   6.10   6.40   6.72   6.69   7.01   6.79   7.30   7.37   7.83   8.30   8.26   8.78   8.74   8.98   9.28   9.56   9.65
 0.00

                                                  Australia            USA           UK            Canada
Proportion (%) of papers in top 1% of their field, US,
  China and Australia: 2016 (world average = 1.0)
 4

3.5

 3

2.5

 2

1.5

 1

0.5

 0

                                                    National Science Board
                United States   China   Australia
JCU in the global research system
• In world top 400 research universities in ARWU in 2020
• Special strength in ‘Life and Earth Sciences’ category in
  Leiden ranking. In high citation papers (top 5% in their field)
  JCU was fifth in this discipline category in Australia and 64th
  in the world, producing 101 such papers in 2015-18
• This compares to 118th position in the world nine years
  earlier in the first Leiden count, of 2006-2009 papers
• In 2015-18, 8.8% of JCU’s papers in Earth and Life Sciences
  were in the top 5% by citations – highest rate of any
  Australian university using this quality measure
• Of JCU’s 2827 papers in Life and Earth Sciences in 2015-18,
  1810 of them (64.0%) involved international collaborations
2. THE PANDEMIC AND
INTERNATIONAL STUDENT MOBILITY
International/ foreign students in tertiary education,
            worldwide numbers, 1998-2018 (millions)
                                                 OECD data 2020

6.0
                                                                                                                       5.6
                                                                                                                 5.3
              TO OECD COUNTRIES      TO NON-OECD COUNTRIES         TOTAL
                                                                                                           5.1
5.0                                                                                                  4.7
                                                                                               4.4
                                                                                 3.9 3.9 4.0
4.0                                                                        3.6
                                                                    3.4
                                                             3.2
                                                      3.0
3.0                                         2.8 2.8
                                  2.6 2.6
                           2.4
              2.1 2.1
      1.9 2.0
2.0

1.0

0.0
      1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018
International students, UK and Australia, 1998-2018
500,000

450,000

400,000

350,000

300,000

250,000

200,000

150,000

100,000

 50,000
                                        Australia         UK

     0

                                      Data: UNESCO Institute of Statistics
International student mobility in 2020-21
              compared to 2018 enrolment numbers
  United States                                                                           987,000

United Kingdom                                       452,000

      Australia                                      445,000

      Germany                          312,000

        Russia                     262,000

        France                   230,000
                                                                     DARK BLUE – onshore enrolment
       Canada                    225,000                             up in 2020-21
         Japan             183,000                                   MEDIUM BLUE – onshore
                                                                     enrolment down in 2020-21
         China             178,000
                                                                     WHITE – onshore enrolment low
        Turkey         125,000
                                                                     in 2020-21
          Italy       107,000

   Netherlands        105,000

                  0     200,000            400,000         600,000        800,000     1,000,000      1,200,000
International student mobility affected
                         differently across the world
‘The crisis has affected the safety and legal status of international students in their host country, the continuity of
learning and the delivery of course material, and student perception of the value of their degree, all of which
could have dire consequences for international student mobility in the coming years’ - OECD, Education at a
Glance 2020

• UK (452,000 students in 2018): has never closed the border though
  pandemic is rife, this year 2020-21 accepting 7% more non-European
  international students, growth is in high prestige universities
• US (987,000 in 2018), 43% drop in new enrolments in 2020-21
• Inward plane travel is partly or largely blocked into Australia (445,000
  students in 2018), Germany (312,000), Japan (183,000), Turkey (125,000)
• Germany international applications down 20%, Netherlands down more
• International enrolment impaired in many other countries including Canada,
  New Zealand
US campuses are struggling
• In the US more than 100,000 confirmed cases on campus since March
  including 3000 at the U Georgia, 2000 U Alabama, 2000 U South Carolina
• The main problems are in student residences and student accommodation in
  university towns, and sudden local spikes in the pandemic are forcing
  lockdowns and switch to online only
• 24 September figures suggest 2020-21 enrolment is down by 4% including a
  16% drop in first-year enrolment; the decline is mostly in community
  colleges which have seen a drop of 9%, and 23% in first-year enrolment
• International student mobility was down 14% in September and the most
  recent data report a 43% drop in new enrolments 2020-21
Covid-19 hit amid worsening geo-political rivalry, weakening of multilateral
institutions, implosion of national politics, and increasing state controls
1.   The pandemic shows that collaboration between nation-states is not
     solving global problems, but cooperation between research universities
     works well: they have more common values than do nations
2.   The impact of the pandemic in society/economy, and in higher
     education, is highly differentiated by state policies and political cultures.
     East Asia and Nordic countries have done well. The differentiating effects
     between systems will have long term effects. Higher education systems
     with a public good model of higher education have proven to be stronger
     in the crisis (Western Europe, East Asia).
3.   Financial sustainability of institutions is a major issue in the marketised
     systems (e.g. Anglophone) and emerging countries (e.g. India and Brazil)
4.   The research intensive university, but not all institutional models, has
     proven fairly robust. However its autonomy is under greater pressure
     from governments in some countries
5.   In higher education, unless there is system collapse, domestic student
     demand will grow during and after the pandemic. But graduate under-
     employment and social equity problems will intensify
6.   Face to face and online higher education will become more
     differentiated, emerging as distinct products and in some countries,
     different tuition prices
7.   International student mobility will take at least five years to recover; old
     demand/supply patterns will prove resilient but with some modification
Where will global student mobility recover best?
• East Asia (China, South Korea, Taiwan, Singapore, Japan) and some European
  countries (e.g. Finland, Denmark, Germany) have managed the pandemic best
  and will spring back in higher education. Their universities have strong
  government support. All these countries can gain ground in the global student
  market if they want to increase recruitment
• Despite high Covid-19 death tolls US and UK will remain high demand nations
  (numbers are essentially supply driven, and that will not change); UK will gain
  short term from low mobility into US but US will spring back after the pandemic,
  Biden will support international education but question-mark about China
• Australia has a lower Covid-19 death toll, but is blocking inward flights. Weaker
  demand than US/UK, slow recovery to pre-pandemic levels, political tension
  with China, research decline in future may impact global reputation
• Canada looks like a long-term winner. It is offering support measures targeted at
  students affected by the virus, including additional work rights, and access to
  unemployment benefits
3. ASIA-PACIFIC GEOPOLITICS AND
      AUSTRALIAN POLITICS
Changing global landscape
• The world Gross Tertiary Enrolment ratio reached 38% prior to the pandemic
  and growth may now quicken (recession shelter effect)
• Higher education is growing in all world regions, though graduate under-
  employment will be a massive issue in many countries
• But global student mobility may take 3-5 years to recover from the pandemic
• The United States remains the world-leading system, especially in research, but
  is under-funding its public universities and colleges
• Globally the main change has been the spectacular rise of China, South Korea
  and Singapore in higher education and science, and they have been
  strengthened in comparative terms in the pandemic period
• Universities and science in Western Europe are stronger than ten years ago
• India, Iran and Brazil are emerging as large, important regional systems and sub-
  Saharan Africa is beginning to rise
• Geopolitical conflict will increasingly affect higher education
The New Cold War
Will China-US and China-Australia scientific
                collaboration survive?
• Scientific globalism versus technological nationalism (Lee and Haupt 2020)
• In 2018 scientists from China and the US collaborated on 55,382 jointly
  authored papers in Scopus. There were 26 times as many China-US papers in
  2018 as in 1996, and by far the largest nation-to-nation collaboration in
  world science (UK-US was second largest at 28,616)
• 2018 saw 13,939 Australia-US papers – and 13,138 Australia-China papers
• Measures taken by the US to retard exchange and cooperation in science
  (e.g. visa restrictions, border hostility to doctoral students, pressure to
  relinquish joint appointments and multiple projects) are strongly opposed by
  many scientists and university leaders in both countries.
• China, always prone to greater regulation, may start to close up its own
  scientific internationalisation
• University autonomy and academic freedom are crucial, if scientists and
  universities are to maintain cooperation amid these tensions
Australian higher education has challenges!
       From international students as one third of all enrolled
                students in higher education, to . . .
• In 2019 one third of higher education students were international, almost
  500,000, mostly East, Southeast and South Asia, JCU is fortunate, its level of
  dependence on international students is lower at 15% of all students
• In 2018 27% of income of higher education institutions was from
  international students – and 60% of Australia’s research was funded from
  universities’ own resources, mostly revenues from international education.
  This above all has put seven Australian universities into the ARWU top 100
• Modest pandemic death toll in Australia. But international education has
  been brought to a halt, with inward flights largely stopped. Massive loss in
  revenues not compensated for. New government policy package reduces
  funding rate for domestic students by an average of 6%, $1 billion for
  research in budget helps but it is not enough especially if only one-off
• Government is in ongoing geo-political dispute with China, has imposed an
  approval process in relation to universities’ China links, has banned selected
  Chinese scholars, this may impact student market in future
The problem in Australia
  It is not primarily about international education, it is about
  funding of research. Many governments are building world-
    class science, no other government would leave science so
     dependent on a market, no other would let it deteriorate

“An Australian government economist once told me that there was
not much value in doing research in in this country because, given
our size, we would always be an innovation importing country: we
could just buy-in whatever knowledge we needed, presumably
funding the purchase by digging resources out of the ground and
selling them."
- Michael Spence, farewell oration as Vice-Chancellor of University of Sydney, 19 November 2020
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