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Jones Whyte: from startup Abused clients: how do we Self-regulation: can it be to Firm of the Year best support them? made independent also? P.16 P.18 P.22 Journal of the Law Society of Scotland Volume 67 Number 1 – January 2022 Seeing the offender Why the new guideline on sentencing young offenders deserves support from the public
Publishers The Law Society of Scotland Atria One, 144 Morrison Street, Edinburgh EH3 8EX t: 0131 226 7411 f: 0131 225 2934 Editor Email > peter@connectcommunications.co.uk e: lawscot@lawscot.org.uk Read > www.lawscot.org.uk/news-and-events/blogs-opinions/ Follow > twitter.com/jlsed President: Ken Dalling Vice President: Murray Etherington Chief Executive: Diane McGiffen Online resources Another year www.lawscot.org.uk (home page) As 2022 gets into its stride, how are we as a reason for inaction, if that leads to www.lawscot.org.uk/members/journal/ doing? I have heard various people say they transport and other vital sectors, as well as www.lawscotjobs.co.uk had to curtail their Christmas plans, due the health service, being crippled due to staff Subscriptions to the interference, actual or suspected, of absence. Achieving freedom is not as black Practising Certificate (inclusive cost) £622.50; coronavirus. For some, the experience was and white as the more libertarian politicians Non-Practising Members (UK and Overseas, worse than the previous year when we at would have us believe. inclusive cost) £315; Annual subscription UK £84; least knew in advance that get-togethers Barring further disruption, what else can Overseas £108; Trainees Free would be very limited. our profession expect of this year? On past Editorial It is to be hoped, however, that the early form it will be several months before we Connect Publications (Scotland) Ltd months of this year will be less of an ordeal, hear the Scottish Government’s proposals Editor: Peter Nicholson: 07785 460743 without the lockdown restrictions that following the consultation on regulation. e: peter@connectcommunications.co.uk made their 2021 equivalent a struggle for Hopefully, rather than Esther Roberton’s Advertising: Elliot Whitehead: +44 7795 977708 many. That still depends to an extent on solution in search of a problem, they will e: journalsales@connectcommunications.co.uk everyone doing what they can to focus on the matters that clearly Review editor: David J Dickson limit the spread of infection, even need fixing. Talking of which, Online legal news: if we weary of face coverings, can ministers continue to stall e: news@connectcommunications.co.uk distancing, testing and the rest on legal aid, especially if the Other Connect Publications contacts, after all this time. I have never withdrawal from duty schemes telephone 0141 561 0300 subscribed to the view that face now being announced by Head of design: James Cargill (0141 561 3030) coverings are an infringement of various local bars becomes james@connectcommunications.co.uk freedom – an enabler of freedom, widespread? The revelation Editorial board more like, if they permit more before Christmas that payments to Amanda Millar, Past President activities to be safely undertaken than legal firms in the first year of COVID fell Austin Lafferty, Lafferty Law would otherwise be the case, and if their use by 24% (£31.8 million), has only added to Andrew Todd, Springfield Properties Plc offers more reassurance to the vulnerable. solicitors’ determination to take a stand. Matthew McGovern, McGovern Reid Ayla Iridag, devilling To achieve anything resembling normality, Court lawyers can expect further Kate Gillies, Harper Macleod LLP it seems to me, we have to assume the arguments over the proposed rules for continuing presence of one or more variants remote and in-person hearings; and those of the virus in our midst, and not shrink from in criminal work face ongoing debate over deploying a combination of measures, while corroboration, not proven, and even jury trial seeking to avoid restrictions that are socially itself, as the Lord Advocate has more than and economically unsustainable. It may be hinted in relation to sexual assaults. Disclaimer difficult, but it is a better strategy than, for In short, the year is unlikely to be a quiet The views expressed in the Journal of the Law Society of Scotland are those of invited contributors example, founding on the latest variant being one. My wish for us all is that it at least and not necessarily those of the Law Society of supposedly less severe than its predecessor brings a positive feel. Scotland. The Law Society of Scotland does not endorse any goods or services advertised, nor any claims or representations made in any advertisement, in the Journal and accepts no liability to any person for loss or damage suffered as a consequence of their responding to, or placing reliance upon any claim or Contributors representation made in, any advertisement appearing in the Journal. Readers should make appropriate enquiries and satisfy themselves be fore responding to any such advertisement, or placing reliance upon any such claim or representation. By so responding, or placing reliance, readers accept that they do so at their own risk. On no account may any part of this If you would like to contribute to Scotland’s most widely read and respected publication be reproduced without the written permission of the copyholder and publisher, legal publication please email: peter@connectcommunications.co.uk application for which should be made to the publisher. © The Law Society of Scotland, 2022 Krista Laura Natalie Jim Keith ISSN: 0458-8711 Johnston Connor Bruce Gallagher Carter is a solicitor is a partner with is a solicitor Institute of is principal of The Journal of the Law Society of Scotland is advocate and Thompsons in the Family Legal and Keith Carter distributed each month to more than 12,000 member of who acts in Law team Constitutional & Associates, practising and non-practising Scottish solicitors, along with trainee solicitors, the Scottish cases involving with Harper Research, employment registered paralegals and non-lawyer Sentencing historic sexual Macleod University of consultants subscribers. Council abuse St Andrews January 2022 \ 3
THE JOURNAL OF THE LAW SOCIETY OF SCOTLAND VOL.67 NO.1 – JANUARY 2022 Perspectives Features Briefings In practice 04 Journal online 12 34 Civil court 40 Professional news Website exclusives for January Why the new guideline on Recent cases, including some New CEO’s message; future sentencing young people? unusual points 05 Guest view President; Innovation Cup; ABSs; Adam Tomkins 36 Insolvency legal aid; policy work; court fees 14 Compensation for breach of 06 Viewpoints How the new guideline supports 43 Post-pandemic workplace administrator’s duties Success fees; Blog; Reviews trauma-informed practice Rupa Mooker on holding on to 36 Licensing your employee talent 07 Offbeat 16 Some tricky points likely to Quirky news; Profile column 44 Risk management The founders of Jones Whyte feature in 2022 Lessons from carrying out risk 08 President interview on the firm’s success 38 Planning audit visits Look after each other Overview of the draft NPF4 18 46 Electronic signatures (1) policy document Regulars How to support abused clients? Panel of providers will help 38 Immigration solicitors choose a solution 20 Bill that will extend the hostile 47 Electronic signatures (2) 09 People Formula 1 and sport disputes environment When they are not suitable – 37 Consultations 39 Discipline Tribunal for the time being at least 46 Notifications 21 Cases on accounts rules and 48 Archive Child vaccination: court rulings 48 Ask Ash cashroom manager failings 48 Classified Dealing with a bully acting 49 Recruitment 22 for the other side Legal services: a model for transparent self-regulation? 24 Auctioneers Future loss in uncertain times special feature: Page 27 26 Tradecraft: some practice tips ONLINE INSIGHT P U B L I S H E D O N LY O N W W W. L A W S C O T. O R G . U K / M E M B E R S /J O U R N A L / All is fair in... The exclusionary rule and The uneasy relationship Where lightning disciplinary procedures? pre-contract negotiations between adjudication strikes twice Recent judicial suggestions Richard McMeeken welcomes and insolvency Experience of representing that an employee’s contract the Outer House decision in Iain Drummond considers a injured cyclists following road is subject to the implied term Dragados (UK) v DC Eikefet recent case that provides lessons traffic collisions suggests that that any disciplinary process Aggregates as restating the for the construction sector police and local authorities will be conducted fairly, sound importance of the rule excluding concerning the enforcement are failing to act in relation reasonable but create a new pre-contract negotiations in of adjudicators’ decisions by to certain accident blackspots, risk for employers, Stephen settling questions of construction companies in liquidation Roz Boynton claims Connolly believes 4 / January 2022
OPINION Adam Tomkins The Human Rights Act is a work in progress; there are issues on which it is not working as intended, and the UK Government’s plans to update the Act should be supported he Human Rights Act 1998 (“HRA”) may be does not feature in the current Government’s consultation. T fundamental but, like any other aspect of The relationship between legislation and rights is governed by constitutional reform, it is work in progress, ss 3 and 4 of the HRA. Section 3 provides that, where possible, not the last word. Our devolution legislation is to be interpreted compatibly with Convention rights; “settlement” is not settled, but fluid: the s 4 that, where this is impossible, a declaration of incompatibility Scotland Act 1998 has been amended on may be granted. In practice, few such declarations have been multiple occasions. Likewise, the relationship between the issued. One of the reasons for this is that s 3 has been widely courts and parliamentary government, of which the HRA is used to interpret – or, sometimes, straightforwardly to rewrite a key part, is dynamic, not static. – legislation to render it rights compliant. Again, this is not The UK Government’s proposals to revise and update what was intended by those who wrote the HRA and it needs Britain’s human rights laws, published by the Ministry to be corrected. The courts should not be in the business of of Justice last month, seek to build on, not to bury, the disregarding what legislation says in order to ascribe to it a foundations laid by the HRA. Under the Government’s plans, meaning at odds with what Parliament intended. now out for public consultation, there will be no move to Let us grant that, at present, the withdraw the UK from the European Convention on Human courts do this not of their own free Rights. Convention rights will continue to form the bedrock of will but because they consider the UK’s new Bill of Rights. As the consultation paper makes that Parliament mandated it in clear, the HRA was “a well-intentioned attempt to enhance s 3. It follows that s 3 needs to be rights protections in the UK”. The Government will “leave in recrafted in order to make it clear place those aspects of the Human Rights Act that have not that this is not what Parliament proved problematic in practice”. This is all to be welcomed. wants. If Parliament enacts By and large, the HRA has indeed worked well in practice. legislation incompatible with But, as with any general rule, there are exceptions – and it Convention rights, the remedy is on these that the core of the Government’s proposals are lies in s 4 and not in s 3. focused. They concern the relationship of domestic precedent Finally, on free speech, you to decisions of the Strasbourg court; the extent to which would have to have been living in a domestic courts may effectively rewrite legislation; and the bunker not to appreciate that free strength of the protection our law affords to freedom of speech is increasingly fragile in speech. Let us consider each in turn. modern Britain. Hate crime legislation and the popular desire The first is governed by s 2 of the HRA, which requires that to ban all speech deemed offensive are but two instances in appropriate cases relevant Strasbourg authority “must” be of this. Our human rights law does need to offer greater taken into account. Our courts have tended not merely to take protections for free speech, and not only when speech clashes into account decisions of the European Court of Human Rights, with the right to privacy. The Government is right to take this but to follow and apply them. This is not a uniform practice opportunity to consult on how best this may be achieved. – there are well-known exceptions – but it has become the If enacted, the Government’s proposals will sharpen and general pattern. This is not what was intended when the HRA improve our human rights laws, offering increased protection was written. The independent review of the HRA (whose report while at the same time clarifying that all-important balance was published alongside the Government’s proposals) was of between the power of the courts and the authority of the view that s 2 required amendment, and the Government is parliamentary Government to set public policy. wise, in my view, to put a number of options as to how this may be achieved to public consultation. However it is done, the result will in the end be the same: Adam Tomkins is the John Millar Professor of Public Law at namely, to empower our own courts to interpret and apply the University of Glasgow; from 2016-21 he was a Scottish human rights law as best befits the interests and circumstances Conservative MSP for Glasgow of the United Kingdom. This is an important aspect of what Jack The consultation is at consult.justice.gov.uk/human-rights/ Straw and Lord Irvine of Lairg 20 years ago called “bringing human-rights-act-reform/, and runs until 8 March 2022 rights home” – although it is noticeable that that kind of jingoism A response to this article is planned for February January 2022 \ 5
VIEWPOINT BOOK REVIEWS European Success fees: Criminal Law: An Integrative an anomaly Approach (4th edition) ANDRÉ KLIP PUBLISHER: INTERSENTIA ISBN: 978-1780689685; €125 The last 12 months have seen a win, she would have to pay the stipulated surprisingly large number of claims for success fee, and further, that “win” meant In this fourth edition of the authoritative text augmented solicitors’ fees reach the “any resolution to the litigation that results on European criminal law, the author takes the courts, particularly in England. Most in an agreement or a court award which subject matter from strength to strength. would be void and unenforceable at reduces your liability to the pursuers..., What use is it to a lawyer in Scotland, post- common law, as pacta de quota litis whether this be partial or full… The Court, Brexit? Such a question risks exposing a narrow (contracts under which solicitors are through the Auditor… will decide how view of the law. There are many Scottish to receive an agreed portion of clients’ much you can recover... If the amount… decisions where foreign law has been referred litigated winnings). does not cover all our work, you pay the to as an aid to interpretation. Cross border However, the Civil Litigation (Expenses difference.” In my view the most intense criminality is being vigorously exploited by and Group Proceedings) (Scotland) inequity resides in the word “partial”. organised crime groups and others. With clarity Act 2018, s 2 has legalised such “success Holding that the award of expenses of thought, analysis and language, Professor fee” agreements, which nowadays are did not include the success fee, the court Klip leads us through the development of EU usually enveloped in lengthy letters stated: “The ‘success fee’ in this case is criminal law and procedure and its envelopment of engagement. not an expense which is part of, or directly of the different agreements now in place. Of course, success fees are inherently related to, the process. It is a private UK practitioners will still need to advise something of an anomaly, seeing that arrangement between solicitor and client clients in the grip of the judicial authorities in solicitors routinely strive for their clients’ which is outwith the boundaries of the EU states. Consideration of EU criminal law success. What distinguishes success process; it is an extrajudicial item. It is a and practice will aid greater understanding fees from other augmented fees was form of incentive to the agent to represent of the new agreement and insight into the lucidly set out by Lord Doherty in A & the client in the litigation. It is not related approach taken by our European partners. E Investments v Levy & McRae [2020] to the work which the solicitor does in UK nationals no longer have EU citizenship; CSOH 14: “The success fee elements are carrying out that task.” in EU criminal law, one cannot underestimate not conditional fee arrangements. They One can only wonder that a principle the significance that citizenship plays, not do not provide that a certain fee will be so well entrenched in both English and least in the area of surrender of fugitive paid in the event of success. They are Scots law was taken all the way to the offenders. It will be interesting to observe contingency fees. The amount payable Inner House – probably propelled by how the UK-EU relationship progresses but varies depending not just upon success the involvement of the auditor. The sum this book, addressing as it does so clearly the but also upon the amount recovered. They unsuccessfully sued for was £7,277.52. developments in EU criminal law, shines a light are not speculative fee arrangements. The auditor originally allowed a success on future challenges that may be faced. At common law such fee arrangements fee of 70% of the recoverable taxed David J Dickson, solicitor advocate. For a fuller involve no fee being due if the litigation fees against the pursuers, or £3,942.40. review see bit.ly/3JHj66t does not succeed, but payment of an However, the court held that in terms of ordinary fee in the event of success. By contrast, here the amount of the the letter of engagement, the success fee was limited to 25% of the sum sued for, or Chewing the Fat Tasting Notes from success fee varies not merely according (indulge me) “only” £1.819.38. a Greedy Life to whether the litigation is successful, but Hence, the defender cannot recover her JAY RAYNER in proportion to how successful it is.” solicitors’ success fee from the pursuers. (GUARDIAN FABER PUBLISHING: Cabot Financial (UK) v Weir [2021] CSIH To further embitter matters, she failed to £6.99; E-BOOK £2.19) 64 concerned the success fee element obtain sanction for the employment of her “Luxury is, of course, expensive. This volume, on in the defender’s solicitors’ letter of senior counsel. the other hand, is... the price of a not very large engagement, and whether an award of All in all, surely rather more of a drink. It’s also much more fun.” expenses on an agent/client, client paying Cadmean than a Pyrrhic victory. This month’s leisure selection is at bit.ly/3JHj66t basis could include a success fee. The The book review editor is David J Dickson letter provided that, if the client should George Lawrence Allen, Edinburgh BLOG OF THE MONTH www.lawscot.org.uk “Where are all the men?” completing an anonymous survey seems to The question is posed by Darren Kerr, be beyond many. But recalling recent tragic careers and wellbeing manager at the circumstances, more of us men should at least Society, as he reveals that only two men attend sessions to hear others’ experiences (one not even a solicitor) responded to – and find a way to talk about our own. a call to contribute to the International Men’s Day mental health campaign. Even To find this blog, go to bit.ly/3EXbETJ 6 / January 2022
Hi ho, hi ho... WORLD WIDE WEIRD The boom in homeworking since the pandemic company’s premises. Here the stairs were being 1 has brought with it much comment around used to start work, and the fateful journey was Faster food? employers’ liability, workplace health and a “service in the interests of the employer”. McDonald’s has safety and the like. “Work” has its limits all the same. The introduced exercise But at what point does work activity previous month, the Italian Supreme Court bikes as seats begin? A German federal appeals court for overturned two lower tribunals in ruling for diners at two social security has allowed a claim by a man that a woman who engaged in the time- restaurants in who slipped and broke his back while honoured national practice of leaving her China. Diners can descending a spiral stair from his desk for an espresso with colleagues, and generate electricity bedroom to his home office. His tripped in the street and broke her wrist as to charge their phones employer’s insurance company she returned, was not acting in the context while trying a healthier way refused the claim, but the court of her work – despite her claim that she was to eat fast food. held that cover applied to the same “satisfying a physiological need connected bit.ly/3n11Z9Z extent as to an incident on the with her work activities”. A bitter cup, indeed. 2 Hoist for a heist A man has been charged with stealing an 18metre footbridge from a park in Akron, Ohio, paying a trucking company for crane service. Police searching under warrant found parts of the structure. ab.co/3JJHLdi 3 Political bruisers PROFILE Two politicians in Brazil decided to settle a dispute over a waterpark by Antony McFadyen having a fight in a Mixed Martial Arts (MMA) boxing ring. It seems they shook hands and hugged afterwards – but did it settle anything? Antony McFadyen, the Society’s acting head of Professional Practice, leads bit.ly/3FXWgbh a team of solicitors offering support and advice on the Society’s rules and guidance e Tell us about your career so far? I began my career at Gallen & Co, Glasgow. I did sheriff court work there for just over a decade, before joining the Professional Practice team as a senior solicitor in September 2018. TECH OF THE MONTH r What for you are the most significant events for the profession since you joined? Houzz It feels like a bit of a cheat of an answer, but it Free: Apple store; Google play has to be the pandemic. Its impact on how firms If you’re planning to redecorate or of all types offer legal services, how the courts improve your home this year, you have adapted, and on home/hybrid working ways of working were produced very quickly, might find Houzz useful. It’s a free app has been immense. I think the profession has greatly assisted by the Society’s committees. that has a library squeezed about 20 years’ worth of progress into These helped solicitors to give clients badly of millions of the last 20 months and its response has been needed assistance in extremely trying times. photos, showing fantastic. But for that, the reforms on the horizon exteriors and following the Legal Services Review would top u What’s your top tip interiors of the list. for new lawyers? various styles. Take every chance you get to learn from And if you’re t What are you most proud somebody more experienced who is willing to planning to of in your career? help you. Nobody likes having to admit they do the work It sounds slightly hackneyed, but I am proud don’t know the answer or how to do something, yourself, you can of the profession for coming through the last but there is a strength in recognising where you ask the Houzz couple of years in the way it has. I like to think can benefit from others’ experience. community for I helped in my own way via the Professional advice. Practice team’s work. The documents on new Go to bit.ly/3JHj66t for the full interview January 2022 \ 7
PRESIDENT Ken Dalling With COVID-19 still prevalent as we begin another year, let us resolve to be more aware of any need for support through the stresses it brings, whether for ourselves or those around us new year should bring thoughts Offering support A of optimism, a fresh start and The Law Society of Scotland has a number of resources the opportunity to be better and available by way of Lawscot Wellbeing and LawCare. do better. Regrettably, with the These are signposted on our website and I would urge ongoing COVID-19 situation, you all to have a browse. An understanding of what support it is likely that any optimistic is available may just make the difference in recognising that sentiments are rather either you or someone you know would benefit from that swallowed up in what seems to support. Only once the need for action is recognised can be a recurring Groundhog Day action be taken. of risks, fears and general unhappiness. Past President Amanda Millar, an accredited specialist I have written here before of the pride which I have taken in the field of mental health law, with extensive experience in the perseverance and fortitude of the profession and of interacting with people the profession’s achievements throughout the pandemic who are at a low point – and I don’t expect that to change – but I am well aware in their lives, shared with that such achievements can come at a cost. As we approach Council in December the second anniversary of the first lockdown, it remains the value of just talking. important that each of us consider, for ourselves and for She told us that people those around us, the extent to which we may need help or were often reluctant to support in coping with the inevitable stress that COVID-19 involve themselves in imposes on us all. Such stress only adds to that which the lives of even their inevitably comes with the responsibilities on each of us closest friends for fear of practising as a solicitor, whether in crime or family law, saying the wrong thing. commerce or private client work, in-house or public sector. That is a mistake. There So what can we do about that? Well, the serenity prayer is no “wrong thing” that calls upon a higher power to let each of us accept the things can be said and, actually, we cannot change, courage to change the things we can, just prompting the and the wisdom to know the difference. So far as COVID-19 opportunity to listen goes, the power to change does rest with individuals whose is all important. positive engagement with safety measures should be Jerry Springer had a of benefit to us all. Beyond that, and as a counter to the life as a serious politician sometimes inevitable anger and madness brought on by before he became a chat those feelings of risk, fear and unhappiness, we each need to show host. Whatever be self aware and sympathetic to those with whom we work. prompted his catchphrase, Self awareness and kindness to others may be an the sentiment expressed by it is of value. So, in the year ahead, easy prescription to write but a more difficult one to have please “Take care of yourselves, and each other.” dispensed. However, any difficulty in following good advice doesn’t undermine the value of that advice. It is all too easy to be self absorbed, but that is dangerous for each of us and Ken Dalling is President of the Law Society of Scotland – risks us being blind to the troubles of others. President@lawscot.org.uk 8 / January 2022
Intimations for the People section should be People on the move sent to peter@connectcommunications.co.uk To advertise here, contact Elliot Whitehead on +44 7795 977708; journalsales@connectcommunications.co.uk ANDERSONBAIN LLP, Aberdeen announces the appointment of Laura Youngson, previously with RAEBURN CHRISTIE CLARK & WALLACE, as a new partner to the firm, Katie Burns (previously with McEWAN FRASER LEGAL) as a senior solicitor, and Paul Flecher- Herd as a solicitor. BELL + CRAIG, Stirling and Falkirk announces the retirement of its director George H Craig with effect Neil Kennedy David McLaughlin Lee Qumsieh from 31 October 2021. He will continue to be associated with the firm as a consultant. D & J DUNLOP, Ayr announces the retirement of George A Hay as a partner with effect from 30 November 2021. He will continue to be associated with the firm as a consultant. CULLEN KILSHAW, Galashiels, announces the retirement of James McMackin Jo Clancy Gurjeet Singh consultant Gavin Hamilton, with effect from 31 October 2021, McCASH & HUNTER, Perth, MACNABS, Perth, Pitlochry and Michael Nicholson has been after more than 40 years in legal announce the promotion of Susan Blairgowrie, has opened a new appointed chief executive of practice, much of it with IAIN Scott to partner with effect from office at 40 Henderson Street, CELTIC FOOTBALL CLUB. SMITH & PARTNERS. Cullen 1 January 2022. Bridge of Allan FK9 4HS (t: He was formerly Celtic’s Kilshaw wishes Gavin a long and 01738 623432). The firm has also director of legal and football healthy retirement. MACKINNONS, Aberdeen, Aboyne appointed as partner Rachael affairs and has been with and Cults, has announced the MacDonald, an accredited the club since 2013. Ian Forrester QC has returned following appointments and specialist in family law, who to practice following his promotions. Pamela Bursill, joins from HARPER MACLEOD, PATERSON BELL LTD, Edinburgh, appointment as the UK nominated formerly partner and latterly and promoted Sarah Mitchell to Kirkcaldy, Cupar and Methil, Judge to the General Court of consultant at RAEBURN CLARK partner in the Private Client team. criminal defence and criminal the European Union ending CHRISTIE & WALLACE in Aberdeen appeal specialists, announce three due to Brexit. He has joined and Banchory, and Gregor Sim, MACROBERTS, Glasgow, promotions to associate: David AMPERSAND ADVOCATES previously a partner with JAMES Edinburgh and Dundee, has McLaughlin and Lee Qumsieh and expects to concentrate & GEORGE COLLIE in Aberdeen re-elected Neil Kennedy as in Tayside and Fife; and James on advisory and arbitration and latterly a senior associate managing partner for a second McMackin in Edinburgh. work, including appointment with BRODIES, join the Property four-year term, from 1 May 2022. as an arbitrator. team as senior associates. Laura MacRoberts has appointed ROAD TRAFFIC ACCIDENT LAW Totten, a one time property adviser Jonathan Gaskell, who joins (SCOTLAND) LLP, Edinburgh, HARPER MACLEOD, Glasgow, at Mackinnons, returns to the from DWF, as a partner in its Glasgow, Aberdeen and Peebles, Edinburgh, Inverness, Elgin and firm from SAVILLS, Aberdeen as Construction team, and Rod announces the appointment Lerwick, has appointed Laura assistant property manager, while Hutchison, previously with of Jo Clancy, who joins from Marie Meldrum as a business Jackie Cocker joins as a property LEDINGHAM CHALMERS, as a THORNTONS, as an associate development associate with adviser, based in the Aboyne office, legal director in its Corporate working on cycling and pedestrian its HM Connect support and from JAMES & GEORGE COLLIE. Finance team. injury claims, and the promotion to development network. She joins Hollie Hutchison has been senior solicitor of Thomas Mitchell from ANDERSON STRATHERN promoted to senior solicitor MORTON FRASER, Edinburgh and Zara Jones. where she was a senior solicitor in Private Client, and Anna and Glasgow, has appointed in the Employment Law team. Kaparaki and Rachael Bain as partners Chris McLeish, who Gurjeet Singh, of Glasgow, has to senior solicitor in Dispute joins the Real Estate team from launched a new practice, SINGH Gordon Lindhorst, advocate Resolution. Charlotte Arthur DWF, and Andrew Walker, who & CO SOLICITORS, specialising in has rejoined WESTWATER becomes a senior accredited joins the Corporate team from employment law and immigration ADVOCATES. From 2016 to paralegal in Private Client, and ADDLESHAW GODDARD, and (t: 07541 950585; 2021 he was an MSP for the Susan Fulton a paralegal in promoted Jack Kerr to partner e: info@singhandcosolicitors; Lothian region. Property/Private Client. in the Private Client team. w: singhandcosolicitors.com). January 2022 \ 9
I N A S S O C I AT I O N W I T H Made in Scotland Engineering legal technology for the better Over the last 300 years, Scottish scientists, engineers, and do that too, but we genuinely believe that human interaction is technology innovators have made discoveries and inventions that the key to our success. Law firms want to talk, to make sure this have changed our very relationship with the world around us. kind of software works for them, and we guarantee we’ll listen and Winston Churchill once said: “Of all the small nations of this work with them to ensure it always does. earth, perhaps only the ancient Greeks surpass the Scots in their contribution to mankind.” Proud to be part That’s an incredible accolade, but earned. As a small example Scotland is at the forefront of a future which will be forged in a of Scottish innovation, today, we take it for granted that surgery digital world. It’s a world in which data and digital technologies will be quick and pain-free, that mechanics and robotics can are transforming every element of our working and personal support the human body and that the water from our taps will lives. Here at Denovo, we feel incredibly proud to be part of be safe to clean and cook with. Yep, there’s a Scot behind all of an industry that understands the importance of technological those world-changing innovations. advancement in a modern society. From the simple processes of everyday life to the cutting At Denovo, we also understand that it still needs that human edge of 21st century medicine and modern tech companies connection to work, and we do that very well. like Rockstar North (think Grand Theft Auto) and, if we may be so bold, ourselves – Scotland remains at the heart of scientific If you want to have a chat with a bunch of passionate Scots and technological innovation. Think about it: who was the chief about helping you make your business even better, call us engineer tasked with powering the Starship Enterprise to split the on 0141 331 5290. If you prefer to write to us our email is infinitive and “to boldly go”? info@denovobi.com We Scots definitely “give it all we’ve got… (Captain)!”. And if you’re even just a wee bit curious then visit our website: www.denovobi.com Denovo: our passion OK, so we haven’t been around for as long as the Starship Enterprise, but over the last 30 years, our team of Scottish software developers, legal case management specialists, legal accountants, cashiers, and legal technology experts at Denovo Business Intelligence have been engineering and innovating software for the legal profession, and we believe even James T Kirk would approve. More recently, we have been working intensively to create a software platform that does four simple jobs: 1. Is customisable to all Scottish work types 2. Is 100% accounts compliant 3. Is developed in Scotland for Scottish law firms 4. Make lawyers’ lives a hell of a lot easier. Those have been the goals since day one. That’s our passion. Hearing that what we have created is actually helping make a difference in the Scottish legal community is the biggest compliment we could ever receive. People make Scotland Open, friendly, and helpful is how we Scots like to see ourselves, and it’s built into our ethos here at Denovo. Indeed, this seems to be one of the main reasons that law firms are drawn to work with us – we’re just nice, normal folk, who know their stuff and who really want to help. Our software is incredibly impressive, of course, but the compliment we get more than any other is how fantastic and supportive our team are. You see, on top of their tech skills, Denovo people innovate, listen, support, guide and advise. Some legal tech companies make much of features like digital resources, online academies and virtual content. To be honest we 10 / January 2022
SENTENCING Youthful excess: as eloquent of the behaviour of young adults dear to us, or dare I say, of our younger self! Research also explains why this behaviour, which can contribute to what price? criminality, tails off in the mid-20s. All of this is, of course, directly relevant to sentencing. It means a young person lacking maturity will generally have a Coming into force this month, the new guideline on sentencing lower level of culpability than an older young people provoked conflicting views during consultation. person for a similar offence. Krista Johnston, who took part in its development, explains the thinking and attempts to answer the critics Not children Without citing any research calling into question the evidence drawn on by the Council, some who disagreed with this did so on the basis of assumptions such he Scottish Sentencing 25 years, I joined the Council as its as that the Council was suggesting under T Council’s new guideline solicitor member in 2018 and was 25s should be treated as children, or that on sentencing young appointed to the committee leading they do not know right from wrong. people, its highest on the guideline’s development It is important in this specific context profile guideline to shortly thereafter. Naturally, I have an to emphasise that neither the research date, comes into effect interest in how the guideline has been nor the guideline states that all under on 26 January. Following extensive received and I am keen to address 25s necessarily have immature brains. research and engagement, the guideline any misunderstandings around it. The That is why the guideline requires an was submitted to the High Court and was Council’s consultation report does this in assessment of the individual’s maturity approved on 9 November 2021. This depth, so I will focus here only on a few when under 25, taking into account, marked what Lady Dorrian, Lord Justice of the key objections that surfaced. among other things, the impact of any Clerk and chair of the Council, called a trauma or adverse childhood experiences. “significant milestone which will help to Why 25? It also needs to be stressed that the increase understanding and awareness Let’s start with the decision to define a research does not suggest that under of this complex and challenging area”. young person for the purposes of the 25s do not know right from wrong, but There certainly appears to be a need guideline as someone under 25. While rather that they may have more difficulty for this. An independent analysis of organisations overwhelmingly agreed acting appropriately or controlling their responses to a public consultation on the with this proposal, a significant majority emotions and impulses despite knowing draft guideline revealed overwhelming of the individuals responding to the that what they are doing may be wrong support from organisations with consultation did not. or have negative consequences. experience of the criminal justice system; As any experienced defence lawyer Another common dissenting argument but it also showed that many individuals will tell you, and studies have shown, was that young people can vote, marry, disagreed with aspects of the guideline many young people begin to desist join the armed forces or learn to drive at and appeared to lack understanding of from offending by their mid-20s. earlier ages so the guideline should align the law surrounding young offenders A comprehensive review of the latest with these. But reaching full maturity is and the factors relevant when neurological, neuropsychological, and a process, not an event, and it does not sentencing them. psychological evidence on cognitive arrive on a particular birthday. This may not come as any great maturity – which provided the evidential The decision on the age threshold surprise to those who work within the basis for the guideline’s definition of a aligns with developments elsewhere. system. Criminal justice has always young person – explains why. For example: the new youth justice provoked a great deal of interest from It found that the brain does not vision and priorities prepared by the those outwith the profession, many of fully develop until at least 25, and that Scottish Government and the Youth whom hold strong opinions on how we cognitive development can be delayed Justice Improvement Board proposes to should be tackling crime and improving or hindered by experiences of trauma extend the Whole System Approach to the protection of the public. Defence and adversity in childhood. In particular, those up to age 26 where possible and solicitors will have had to defend their the areas of the brain governing emotion appropriate; the Probation Service in vocation a hundred times. Now there develop before those which assist with England & Wales assesses the maturity is a new matter to justify: “Why should self-control. This imbalance explains of offenders up to age 25 in pre-sentence the criminal justice system treat under the risk-taking, emotionally-driven reports; and the Irish Government has 25s differently?” behaviour commonly attributed to young announced that it will look at increasing As a defence lawyer for more than people. We might even recognise that the age limit for its youth diversion scheme from 18 to 24. Krista Johnston is a solicitor Selecting the disposal “In recognition that a young person might be advocate, a director of Martin Two further themes emerged during in need of a more interventionist approach Johnston & Socha, and a member of consultation: first, how the guideline [the guideline] allows for a more challenging the Scottish Sentencing should address victims’ issues; and secondly, the role of community-based community sentence for a young person” Council options as opposed to custody. 12 / January 2022
more effective than a short period of custody, especially when such an order can effect lasting change and successful rehabilitation of a young person. And in respect of one of the guideline’s key themes – rehabilitation, which it states should be a primary consideration – the consultation results were similar to the findings of a nationally representative study carried out on the Council’s behalf by Ipsos MORI. This revealed that a majority of the public believe that rehabilitation is the single most important thing Scottish courts should be trying to achieve when sentencing young people. Further work As well as the final guideline receiving the High Court’s approval in November last year, it has been gratifying to note it has met with a largely positive reaction. The work does not end there, however. The complexities involved in sentencing young people are not, generally speaking, well understood by those outwith the criminal justice system. The guideline will play a part in addressing this, but it will not be enough in and of itself, and the Council will be undertaking specific educational activity in the days and weeks ahead in furtherance of its statutory duty to increase public awareness and understanding of sentencing. The profession can help spread the word, too. We all have an interest in increasing public confidence in sentencing, and this is especially important as the Council In respect of the first issue, the Council As the Council has noted elsewhere, enters a new phase of its work, where takes the impact of crime on victims community payback orders can impose its focus will be on offence guidelines very seriously and carried out direct severe restrictions on offenders, and involving a number of matters of engagement with victims’ and survivors’ can last months or years. They can significant public concern. These include organisations during the consultation. include elements of punishment, such guidelines on death by driving, rape, Based on these discussions, and its as deprivation of liberty or unpaid work, sexual assault, indecent images of consideration of consultation responses, and rehabilitation, such as programmes children, and domestic abuse offences. the Council amended the guideline. to help stop further offending behaviour. These are also offences in which children This was to make it clearer that the And confronting and moving away from or young people can, sadly, be involved: assessment of seriousness – which the causes of one’s offending behaviour either as perpetrator or victim or as requires the evaluation of the level of can sometimes be one of the hardest witnesses. It is therefore imperative that culpability and harm – includes the things for any offender to do. the development of these guidelines is impact on any victim or victims; and, Practitioners know that community informed by research and engagement critically, that the guideline does not sentences can be anything but a “soft involving children and young people and affect the assessment of harm. That is option”. It is also worth bearing in mind those who work with and represent them. to say, although lack of maturity affects that while the guideline states that a I look forward to hearing practitioners culpability, it does not have any bearing period of custody should usually be regularly refer to the guideline in court. on the consideration of the impact on shorter for a younger person than an Those of us already familiar with it will the victim. older person, in recognition that a young note that the guideline refers to young With regard to community sentences, person might be in need of a more people having a greater capacity for the Council recognises that these interventionist approach it allows for a change and rehabilitation than older can provide an effective – and more challenging community sentence people. So too is there a capacity for challenging – sentencing option. for a young person than might otherwise change in people’s attitudes to sentencing Indeed, research suggests community- be selected. and to how we treat young people who based sentences are more successful It can be a hard sell to the public, but offend. The efficacy of the guideline in reducing reoffending than short in terms of their longer term protection, depends upon us all helping to achieve custodial sentences. a community sentence must surely be that goal. January 2022 \ 13
SENTENCING A trauma-informed guideline Trauma specialist psychotherapist Kirsty Giles, introduced by criminal defence lawyer Iain Smith, writes on how the new sentencing guideline should support trauma-informed practice, which both are campaigning to promote Iain Smith (of Keegan Smith) writes: this link: bit.ly/3Jijj2j to find out the revolving door of prison, have had the pleasure of that the answer is, everything. and supporting people with I knowing Kirsty Giles, an Now that we know about substance misuse difficulties integrated psychotherapist the incredibly detrimental which are only exacerbated who specialises in trauma, for impact adverse childhood in the prison setting. a few years now. Over the past experiences can have on Our small but mighty 12 months, she has joined a young person’s life group, Trauma Aware Law, forces with some lawyers including myself, trajectory, what do we do seek to help you in your Melissa Rutherford, Tony Bone and Nadine with this knowledge? curiosity. We can provide Martin, as well as colleagues James Docherty, We turn it into practice. Kirsty Giles training and awareness sessions project lead at the Violence Reduction Unit, Understanding the biology and on trauma-responsive practice: the BAFTA winning filmmaker Stephen Bennett, and science of toxic stress and how it affects “how to” of learning. educator Douglas Clark to form the Trauma the developing brain is an excellent start, but We are all on the same page here; we Aware Law Group. what does this mean in a courtroom? What does want safer streets and a safer country for our Together we decided to ensure that trauma- it mean for the criminal justice system? How do children and families and we also want to help informed practice was embedded with law we use it to influence and guide us when our job people to heal. students to promote an early understanding is to make Scotland safer? If we have learned anything from the ACEs and create a more compassionate and We’ve heard of “presiding with kindness”, but study and the incredible movement across understanding legal system in the future. To that what does that actually mean? Kindness and Scotland to understand this information and end we spoke to every law school in Scotland, criminal justice in the same sentence is a fairly how it impacts on people’s lives, I’d like us to with a huge turnout and a positive response. new concept. As a children and young person remember this: Some universities have now added trauma psychotherapist, these words are easy to say, Hurt people hurt people, but healed people awareness to their curriculum. The group have and the science is relatively easy to understand, heal people. For every individual we keep out of also delivered the Law Society of Scotland’s but putting it into practice is where the work prison and help to rehabilitate and recover, we inaugural Trauma Accredited Law course, with truly begins. know that healed person can go on to heal other plans to expand the course in 2022. We all have a responsibility to become people. We call it “lived experience”, but what we The highlight of 2021 took place in November, curious about trauma-informed practice. really mean is “hope”. when the High Court approved the Scottish Please seek out this new knowledge and If judges and lawyers understand the Sentencing Council Guidelines on Young People, way of working in order to make Scotland importance of trauma, the new guideline which the Trauma Aware Law Group hope will safer by reducing reoffending rates, stopping is sure to be a success. create a system change and a smarter approach to understanding and addressing traumatised folk who float into the justice system. The group, in association with the Law Society of Scotland, are providing a free talk on 20 January 2022 (see the Society’s CPD page) on why all lawyers and judges need to gain knowledge of trauma and, more importantly, how we all respond. The new guidelines oblige lawyers and judges to see properly who is before the court, and prioritise repair and rehabilitation ahead of retribution and punishment. Traumatised folk can’t be punished out of their pain or addiction, but they can be helped and healed. Kirsty Giles writes: The science is clear and the evidence is unavoidable. Adverse childhood experiences (ACEs) are the strongest predictor for an individual to become involved in crime, as a victim, as a perpetrator, or often both. What have ACEs got to do with justice? Read the paper at 14 / January 2022
Spoofing & hacking - how secure is your email account? These days we are all aware of the potential dangers of fraud when it comes to our emails. So, what are the main issues that you might face when dealing with malicious email? IN ASSOCIATION WITH LAWWARE For the purposes of this article, I will be focusing specifically useful information such as bank details and on email through Microsoft Office 365 as this is the mail details of transactions you are conducting for platform we resell to clients, and which is fast becoming the clients. most popular email service for businesses. Let’s define a couple of terms and then look at what can be done to They may then contact the client asking for mitigate some of the risks to your firm. funds to be transferred. The client, seeing that the email came from their solicitor, could Spoofing. then make payment to the bank account that Spoofing occurs when you, or a third party, receives an the scammer provided to them. email that at first glance looks to have come from your account. In fact, it has not. Your account has not been Prevention. hacked or compromised. Fortunately, there is a solution available to all Office 365 customers that can help prevent The sender has made it appear that the email was sent by this situation – Multi Factor Authentication. you. Closer examination reveals that the sending address was something completely different. Typically, a Gmail or Multi Factor Authentication (MFA) provides other free account that scammers use. an additional layer of security for your Office 365 account by requiring not only your email While a message like this will not pass detailed inspection, address and password but also a second it may be enough to trick people into thinking that it came authentication step. from yourself or someone else at your firm. This can be either a code sent via text While not as serious as a full email breach, this is a message or through an app installed on your common method employed by scammers which most of us mobile device. have encountered at some point. When you sign into Office 365, you will be Solution: DKIM Technology. prompted for this second stage verification. This is where a technology called DKIM (Domain Keys Identified Mail) can come in. With this feature enabled on While a hacker may have access to your your Office 365 account, all outgoing messages will be email address and password, unless they digitally signed with an invisible key unique to your firm. also have your mobile phone, they will not be When a mail server receives a message, it will check this able to gain access to your account. key and verify that it really came from your firm. The good news. If this check fails, the message is not delivered to the If you have Office 365 email administered by recipient. LawWare, then both DKIM and Multi Factor Authentication are available to you. Please Hacking. contact me to find out more. This kind of attack worries people the most and is Colin Ferguson. potentially the most damaging to your firm. It means that 0345 2020 578 or someone has illegally gained access to your email account innovate@lawware.co.uk. and can access your contacts list, and emails you have both sent and received. Scammers may monitor your account for some time, reading messages and gathering
INTERVIEW Thriving in a pandemic A new start in 2013; Law Firm of the Year in 2021. Peter Nicholson met the founders of Jones Whyte to find out what lies behind the firm’s growth and success ight years old, and the winner in the same Rapidly expanding businesses sometimes overreach E year of “best firm” trophies from both the themselves financially. How has Jones Whyte kept a proper main legal awards for the Scottish profession. handle on this? “We recruited an extremely skilful operations Jones Whyte must be doing something right, and performance director a couple of years ago,” Whyte even if its founding partners play down having replies. “He’s an MBA graduate and actually an engineer by had any great vision when they set out. trade; he previously worked at Rolls-Royce and in the Middle Certainly neither Ross Jones nor Greg Whyte would have East. Prior to this our own financial insight was fairly novice. predicted even just a few years ago that they would now be We’re now far more sophisticated in that regard.” heading a firm of more than 200 staff – a figure reached when “Pat on the back to Greg for hiring him,” Jones adds. in April 2021 they were selected to take on the client files of “Lawyers are not always good at that kind of stuff and if that’s Glasgow practice W W & J McClure, then in administration. not your strength, get someone in to do it.” But their story has been one of seizing opportunities that Even so, taking on McClure’s work, doubling the firm in size have arisen. It transpires that they didn’t even know each other once more, was a pretty massive step. How did it come about? all that well before they teamed up. As Jones relates it, they “We were advised of the opportunity by another lawyer we met playing five-a-side football, lost touch for a year or so are friendly with,” Whyte explains, “and we had previously while Whyte did a scholarship, then bumped into each other referred some work to McClure, so it was a relatively warm at the gym, discovered in a two-minute conversation that both introduction. Ultimately it was down to the former directors were thinking of working for themselves, had coffee together, and the administrator to pick who they thought would be the “and within about five minutes we’d agreed we would pack our best fit to hold these files and offer services to the clients. jobs in and go it alone”. We made a presentation, as did other firms, and they chose us. So any initial mission statement was just a back of the envelope No more sophisticated than that.” job? “I don’t think it was even as good as that,” Jones admits. For Jones Whyte it brought in new practice areas, “I think we were both kind of at a natural crossroads, a including a huge step-up of its private client interest. “We did situation that a lot of lawyers a few years qualified will relate a small amount before, and now it has become one of our to,” Whyte joins in. “Both of us had an idea that we would major practice areas. That was obviously a huge challenge, like to have a go at doing things ourselves. Around 2013 it especially in the period immediately post-acquisition, but we’re wasn’t quite the usual path; I think having mutual support and happy to say that we have restructured; we are now able to someone to bounce ideas and suggestions off, and tell you give any former client of McClure who calls us a clear path as when you were being daft, was very useful.” to what we can do for them, and hopefully an assurance that With commercial lawyer Jones launching with civil litigator their file is in safe hands.” Whyte, “there was a synergy in being able to do more than The takeover did create a client relations issue, in that one thing. And it worked quite well for us. You can have the many McClure clients had signed up and paid for a trust best plans in the world but ultimately it comes down to what administration service, and found it hard to understand business is coming through the door. Fortunately, that aspect that Jones Whyte had taken over the client files but not went relatively smoothly”. the business itself. Hence a lot of “firefighting” dealing with complaints – some of which made it to the press – when Growth curve clients were advised that they would be charged for further Within a year, two people had become four, and the growth work. In fact the sheer number of cases meant that the has continued exponentially. As Jones puts it, “We’re probably firm was initially advising some clients to consult other the biggest wee firm in Scotland just now.” That is, still “a law solicitors – as all were free to anyway – though following firm for the person in the street. We don’t have any aspirations the restructure it is now able to deal with all queries directly. to practise corporate law or anything like that – what your “Understandably, some clients were confused and couldn’t ordinary person wants legally, we want to do every piece of understand that the law firm they had previously instructed that, whether it’s injury claims, power of attorney, buying a didn’t now exist. Some had paid that firm for legal services house, leasing a shop, anything. That’s our customer”. that now couldn’t be fulfilled. It was difficult to convey the Whyte comments: “I think we are for all intents and message that while what had happened was unfortunate, it purposes still a high street firm, albeit one with over 200 wasn’t anything to do with us and that we are here to offer to people. We now cover most areas of law, and if we don’t we help pick up the pieces,” Whyte observes. have close partners that we can refer business reciprocally to and from. We don’t spend much time trying to define ourselves Standing out but we’re quite happy just now trying to consolidate our Autumn 2021 saw Jones Whyte named Law Firm of the Year at position and improve our client offering after what has been the Scottish Legal Awards; and Law Firm of the Year, Scottish a very hectic year.” Independents, at The Herald Law Awards of Scotland. What 16 / January 2022
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