Practice of NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection

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Practice of NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
International Virtual Conference on NDE 4.0 – 2021

 Practice of NDE 4.0 Concept in Cases of
 In-service Railway Wheelset Inspection
More info about this article: http://www.ndt.net/?id=26332

 Xiaorong GAO 1, Jianping PENG 1, Yu ZHANG 1, Chaoyong PENG 1
 1
 Non-destructive Testing Center, Southwest Jiaotong University, Chengdu, China
 Contact e-mail: gxrr@vip.163.com

 Abstract

 The running parts quality is one of the fundamental issues concerning the safety of high-
 speed railway. With the strategic transition from planning-based maintenance to condition-
 based maintenance for crucial parts of the trains, a five-level comprehensive inspection
 system was established to increase inspection functions and detection areas. Based on the
 concept of industry 4.0 and railway 4.0, the prototypes of NDE 4.0 in railway were introduced
 to achieve full-life-cycle management for railway assets. In this paper, focusing on in-service
 railway wheelset inspection, two practical examples for application of NDE 4.0 are discussed.
 Wheelset lifetime forecasting model and algorithm are analyzed according to wheelset daily
 inspection data, and suggestions for the maintenance schedules are given by the digital twin
 model. Similarly, the level of abrasion of the brake pad is studied, and balanced maintenance
 plans are conducted. With the help of data mining and artificial intelligence, trend analysis
 and critical threshold evaluation of failures become possible. In this way, traditional NDT
 methods are empowered to meet both the safety and economic needs of the railway industry.
 Keywords: wheelset, NDE 4.0, full-life-cycle management, condition-based
 maintenance

 1
 License: https://creativecommons.org/licenses/by-nd/4.0/
Practice of NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
Practice of NDE 4.0 Concept in Cases of
 In-service Railway Wheelset Inspection

 Xiaorong Gao, Jianping Peng, Yu Zhang, Chaoyong Peng

 Non-destructive Testing Center
 Southwest Jiaotong University, Chengdu, China
 April 20 , 2021

 Contents
1 Background and Requirements
2 Typical Failures and Inspection System for CRH Wheelset
 n Typical failures on wheelset
 n Five-levels comprehensive inspection system for CRH wheelset
 n NDT techniques and facilities applied in CRH railway wheelset
3 NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
 n Digital twin and condition-based maintenance for in-service wheelset
 n Case study 1: wheelset lifetime prediction with concept of NDE4.0
 n Case study 2: wear trend prediction of brake pad
4 Conclusion
Practice of NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
The development achievement of Chinese high-speed railway
China high-speed railway construction The plan of high speed railway network in 2035
achievement (by 2020):operation line
more than 3.8×104km , about 50%
railway lines with the designing speed
of 350km/h.

 China 65%

 Other countries
 35%

 Contribution of Chinese high-speed
 railway lines in the world

 2035: construction scale 7.0×104km

 High speed railway trains and in-service maintenance
 n 3500 sets of CRH trains, 20 types in total
 — 200-250 km/h
 — 300-350 km/h
 n Distributed in 18 railway administrations

 Level I maintenance
 Application
 Level II maintenance
 maintenance
 Failure maintenance

 Level III maintenance
 Heavy
 Level IV maintenance
 maintenance
 Level V maintenance
Practice of NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
What Does the Railway Want? CHINA RAILWAY
 ——The Big A’s Reforming the present maintenance standards

 n Improve the intelligent level of existing maintenance
n Accuracy
 equipment for CRH trains
n Automatic system
n Automated algorithms to find defects n Optimize the inspection cycle and techniques for all

n Answers — NOT data kinds of maintenance levels
n Adapted to all kinds of weather and n Strengthen information construction and big data
 environments application, promote fault prediction and health
n Accessible database management !PHM"
n Asset management
 n Transfer from planned preventive maintenance to
 digital precise condition-based maintenance

 Contents
 1 Background and Requirements
 2 Typical Failures and Inspection System for CRH Wheelset
 n Typical failures on wheelset
 n Five-levels comprehensive inspection system for CRH wheelset
 n NDT techniques and facilities applied in CRH railway wheelset
 3 NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
 n Digital twin and condition-based maintenance for in-service wheelset
 n Case study 1: wheelset lifetime prediction with concept of NDE4.0
 n Case study 2: wear trend prediction of brake pad
 4 Conclusion
Practice of NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
High speed operation, heavy dynamic loading, failures on wheels

 Damper
 Disk braking n Surface degradation
 Height adjuster

 Wheels n Internal defects
Frame
 n Out-of-roundness

 Second level
 suspension

 Wheel set Damper

 First level Axle box
 suspension

 Typical failures on railway in-service wheels

 Spalling and indentations on wheel tread and flange

 Circumferential cracks and internal defects in wheel rim
Practice of NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
Conventional & Innovated NDT methods for CRH wheelset

 Conventional NDT Innovative NDT methods Automatic inspection methods
 methods (manual) (manual and automatic) for railway wheels

 n Phased array ultrasonic inspection n Phased array ultrasonic
n Magnetic particle
 n Optical inspection & image recognition n Conventional ultrasonic array
 Testing(MT)
 n Acoustic diagnosis n Light-section image measurement & 2D/3D image
n Ultrasonic Testing (UT)
 n Pulsed eddy current & eddy current array recognition
n Penetrant Testing(PT)
 n Image-based magnetic particle flaw detection n Acoustic diagnosis
n Eddy Current Testing (ET)
 n Infrared imaging n Acceleration of vibration
n Radiographic Testing(RT)
 n Laser holography n Conventional displacement & laser displacement inspection

 Five-levels comprehensive inspection system for CRH wheelset
 No. Phase Inspection parts NDT techniques Requirement & limitation

 Vehicle-
 1 surface defect & polygons Acceleration of vibration Quantitative results are required
 mounted
 On the
 2 Wheel surface defect Laser/strain measurement defects on wheel-rail contact area
 mainline
 Wheel profile Light section imaging method Limited profiles obtained
 At depot Wheel tread spalling Image monitoring and recognition Complete image of the object
 3
 entrance line Wheel tread flats Displacement measurement defects on wheel-rail contact area
 Wheel rim defect Ultrasonic array flaw detection Focus on the severe defects
 Wheel rim & plate Phased array ultrasonic Fully covered areas
 Light
 4 Error from the deviation of wheel
 maintenance Wheel polygons Laser/contact measurement
 center

 heavy Wheel rim & plate Phased array ultrasonic Fully covered areas
 5
 maintenance Wheel surface crack Magnetic particle flaw detection Semi-automatic inspection
Practice of NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
(1) Inspection of wheelset - Depot entrance line —— Profile

 Trigger
 Optical
 lens
 Laser CCD image
 sensor

At the depot entrance line n Operation speed: 5!20km/h
 n Light section image measuring technique n Wheel diameter, flange height, flange thickness, QR value
 n Acquire the wheel dimension automatically and back-to-back distance

(2) Wayside ultrasonic flaw detection at the depot entrance line

n Array probes covering 360 wheel circumferential
n Operation speed: 5!20km/h
n Big-angle probes and dual-crystal straight probes
n Radical defects in wheel flange and radial &
 circumferential defects in wheel rim
Practice of NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
(3) Light maintenance inspection for wheel rim & plate

 P1 P2 P1 P2
 Wheel flange
 Wheel rim

 Wheel disk Bor e hole
 Circumferential Radial defect
 defect

n mounted wheelset flaw detection
n Phased array in PC & PE mode
n Wheel flange, wheel rim and wheel plate
n Automatic scanning with programmed robot
n Inspection intervals CRH"20!"#!$%

(4) Heavy maintenance inspection for Dismounted Wheelset

 q
 Scan

 0 degr ee PA Later al inspection m ode

 n Dismounted and lathed wheels
 n Phased array and conventional ultrasonic
 n Internal defects and fatigue cracks in
 wheel rim & plate
 n Inspection intervals CRH""&#!"#!$%
Practice of NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
Contents
1 Background and Requirements
2 Typical Failures and Inspection System for CRH Wheelset
 n Typical failures on wheelset
 n Five-levels comprehensive inspection system for CRH wheelset
 n NDT techniques and facilities applied in CRH railway wheelset

3 NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
 n Digital twin and condition-based maintenance for in-service wheelset
 n Case study 1: wheelset lifetime prediction with concept of NDE4.0
 n Case study 2: wear trend prediction of brake pad

4 Conclusion

 IoT and intelligent diagnosis for in-service wheelset
Practice of NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
Railway wheelset digital twin diagnostic system

n Corrective Maintenance
n Plan-based Maintenance
n Condition-based Maintenance

 Case study 1: Wheelset lifetime prediction based on NDE4.0
Case study 1: Wheelset lifetime prediction based on NDE4.0
 ELM(Extreme Learning Machine): single hidden layer feedforward neural network

 The output function of the No. i hidden layer

 f! x" = ∑!#$% β#ϑ w"x" + b" = t " , j = 1, ⋯ , N. (1)

 Formula (1) rewritten as Hβ = T (2)

 h(x%) ϑ(w%x% + b%) ⋯ ϑ(w!x% + b!)
H= ⋮ = ⋮ ⋯ ⋮
 h(x&) ϑ(w%x& + b%) ⋯ ϑ(w!x& + b!) &×!
 β%( t%( Regularization coefficient η is introduced
 β= ⋮ , T= ⋮ β = H ((HH *+ηI)+%T (4)
 β(! !×) t(
 & &×) Output function of ELM
 =ℎ 
 β= H *T (3)
 (5)
 The output weight matrix

Case study 1: Wheelset lifetime prediction based on NDE4.0
 KELM: Kernel Extreme Learning Machine
 The Kernel matrix is defined as, • N:training sample datasets (x! , t ! )∈ R " ×R #

 Q ,!- = HH ( (6) • L: number of hidden layer nodes of ELM
 • ϑ : excitation function
 Its element is,
 • β$ : weight vector between the No. i hidden
 Q ,!- i, j = h x# @ h x" = K(x#, x") (7)
 • layer node and the output layer node
 With the formula ( ) = ℎ( ) , the network output, • w, b : input weight and offset
 K x, x%
 (
 of the hidden layer node
 y x = ⋮ (ηI + Q ,!-)+%T (8)
 K x, x&
 • H : output matrix of hidden layer nodes
 • β : output weight matrix
 Kernel function K(x#, x") which is radial basis function is chose • T : objective matrix
 as the type of kernel function,
 # • H % : generalized inverse of H
 K x#, x" = exp(− ) (9)
 .! +."
 /# • I : identity matrix
Case study 1: Wheelset lifetime prediction based on NDE4.0

Case study 1: Wheelset lifetime prediction based on NDE4.0
 Entropy Weight Method Variable Weight
 )
 Constant Weight
 B∑(X) = T x#: , 0 < α ≤ 1
 .&' +)#1(.& ) #$%
 x#"0 = or
 )#1(.& )+)#1(.& )
 w# x%, … , x)
 x#"0 = (10)
 )4. .! +.!" )
 = w# x # W T w# x;:+% (13)
 )#1(.! )+)#1(.! ) 9 :+% 9
 .$!"
 y#" = ∑' (11) ;$%
 .$!"
 • x# : the state score of the No. i index
 !%&

 e# = −k @ ∑)
 #$% y#" × ln y#" , = ∑ ( + )
 + 
 (12) • α : equilibrium coefficient of variable
 
 weight
 • x#" : the No. i indicator of the No. j state • B∑(X) is ∑ Type equilibrium function
 • x#" can be converted into x#"0 as the No. i indicator of • w# is the constant weight coefficient of
 (9)

 the No. j state by normalization processing the No. i index
 • k is a constant, and k = 1/ln m • w#(x%, … , x)) is the variable weight
 • m : the number of evaluation indicators coefficient of the No. i index
Case study 1: Wheelset lifetime prediction based on NDE4.0

Case study 2: Wear trend prediction of brake pad
Contents
 1 Background and Requirements
 2 Typical Failures and Inspection System for CRH Wheelset
 n Typical failures on wheelset
 n Five-levels comprehensive inspection system for CRH wheelset
 n NDT techniques and facilities applied in CRH railway wheelset

 3 NDE 4.0 Concept in Cases of In-service Railway Wheelset Inspection
 n Digital twin and condition-based maintenance for in-service wheelset
 n Case study 1: wheelset lifetime prediction with concept of NDE4.0
 n Case study 2: wear trend prediction of brake pad

 4 Conclusion

 Conclusion
n Innovated NDT techniques are showing their advantages, ultrasonic testing and optical
 measurement are the most widely used methods in the railway industry for wheelset to measure
 the profile dimensions and find defects in wheelset.
n With the concept of NDE4.0, the digital twins network establishes the mapping between the actual
 wheelset and virtual model. The virtual digital model is improved and updated on the basis of the
 actual situation from the NDT inspection results of the wheelset.

n With the help of technologies such as artificial intelligence, machine learning, from the two case
 studies, some maintenance decisions and guiding suggestions are provided back to the actual
 wheelset, which transforms the wheelset maintenance strategy from the existing Plan-based
 Maintenance to the Condition-based Maintenance.
Practice of NDE 4.0 Concept in Cases of
 In-service Railway Wheelset Inspection

Xiaorong Gao, Jianping Peng, Yu Zhang, Chaoyong Peng

 Non-destructive Testing Center
 Southwest Jiaotong University, Chengdu, China
 Email: gxrr@vip.163.com

 14
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