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Part III Theoretical Assumptions Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
6 The Basic Ideas of Non-Marxian Historical Materialism 1 Presentation of Basic Ideas 1.1 A Typology of Societies According to non-Marxian historical materialism, class divisions are emerged not only in economy but also in other fundamental domains of the public life: politics and culture.246 These three spheres of public life, or social material momenta: culture, politics, and economy, have parallel internal structures com- prised of material, institutional, and consciousness levels.247 The material level 246 Leszek Nowak, Property and Power. Towards a Non-Marxian Historical Materialism (Dordrecht: Reidel, 1983), pp. 169–186. 247 The present chapter offers a drastically simplified presentation of the core of non- Marxian historical materialism. The selection of some dimensions and motifs of this theory serves the interpretation of the evolution of Central-European socie- ties. For a complete presentation, see: Leszek Nowak. U podstaw teorii socjalizmu, Vol. 1: Własność i Władza. O konieczności socjalizmu; Vol. 2: Droga do socjalizmu. O konieczności socjalizmu w Rosji; Vol. 3: Dynamika władzy. O strukturze i konieczności zaniku socjalizmu (Poznań: Nakom, 1991) and in English: Nowak, Property and Power; Nowak, Power and Civil Society. Extensions and a different application of this theory are included in the following volumes published in Polish: Jerzy Brzeziński and Krzysztof Łastowski, eds., Filozoficzne i metodologiczne podstawy teorii naukowych (Poznań: PWN, 1989); Leszek Nowak and Piotr Przybysz, eds., Marksizm, liberalizm, próby wyjścia (Poznań: Zysk i S-ka, 1997); Krzysztof Brzechczyn, ed., Ścieżki transformacji. Ujęcia teoretyczne i opisy empiryczne (Poznań: Zysk i S-ka, 2003); Krzysztof Brzechczyn, Mieszko Ciesielski and Eliza Karczyńska, eds., Jednostka w układzie społecznym. Próba teoretycznej konceptualizacji (Poznań: Wyd. Naukowe WNS UAM, 2013); and in English: Piotr Buczkowski and Andrzej Klawiter, eds., Theories of Ideology and Ideology of Theories (Amsterdam: Rodopi, 1986), Leszek Nowak, ed., Dimensions of the Historical Process (Amsterdam-Atlanta, GA: Rodopi, 1989); Leszek Nowak and Marcin Paprzycki, eds., Social System, Rationality and Revolution (Amsterdam-Atlanta, GA., Rodopi, 1993). On non-Marxian histor- ical materialism, see: Jerzy Topolski, “Refleksje o systemie historiozoficznym nie- Marksowskiego materializmu historycznego,” in: Ścieżki transformacji. Ujęcia teoretyczne i opisy empiryczne, ed. Brzechczyn (Poznań: Zysk i S-ka, 2003), pp. 279– 294, Waldemar Czajkowski, “Kilka uwag o Leszka Nowaka nie-Marksowskim materializmie historycznym i Andre G. Franka teoriach systemu światowego,” in: Jednostka w układzie społecznym. Próba teoretycznej konceptualizacji, ed. Krzysztof Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
172 The Basic Ideas of Non-Marxian Historical Materialism of political life includes the means of coercion – weaponry, prisons, police bats, etc. The relation to the above means determines a division into two social enti- ties: the class of rulers, which controls the means of coercion, and the remaining civil class. These two great collective entities are organized into institutions, such as political parties, social organizations, associations, etc., that channel social activities performed by various groups of people. The above-listed organiza- tions form an institutional level of politics. Still, a consciousness level of poli- tics includes ideological doctrines and political programs, which motivate the members of this aspect of public life to adopt and accept certain social roles. Economy has an analogical internal structure. Correspondingly to the case of politics, the material level of economy includes the means of production, which determine a division into two classes: owners and direct producers. Trade unions, employers’ organizations, consumer associations, etc. establish the insti- tutional aspect of economy. At the same time, however, the consciousness level of economic life includes doctrines and economic viewpoints that provide a jus- tification for significant actions undertaken by social groups within the domain of public life. In a corresponding manner, the cultural domain comprises three above- mentioned levels: material, institutional, and consciousness-related. The means of spiritual production – printing press, radio, television, etc. – constitute the material level. The relation of to them determines a division into two social classes: priests (secular and religious who decide on the purpose of the means of spiritual production and believers who do not have such possibilities. The institutional level of spiritual life comprises organized castes of priests: churches, universities, writers’ associations, creative organizations, etc. The aspects of the diffused world-view doctrines, which provide a justification of actions, under- taken by particular castes of priests forms a meta-consciousness level of spiritual life. Following from this, a given worldview is scientific, since it includes only the true interpretation of the revelation provided by God; it is “civilized,” in contrast to the opposed “barbaric” standpoints. For this reason, the above-mentioned division of public life brings about a distinction between three separate types of class divides. In the domain of poli- tics, the class of rulers, having the means of coercion at its disposal, enlarges the global sphere of influence, thereby restricting the autonomy of citizens. In the economical sphere, the class of owners, having the means of production at its Brzechczyn, Mieszko Ciesielski and Eliza Karczyńska (Poznań: Wyd. Naukowe WNS UAM, 2013), pp. 187–206. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
Presentation of Basic Ideas 173 disposal, is able to maximize the surplus product to maximum, at the expense of producers’ direct profit. In the cultural domain, the castes of priests, which monopolize the control over the mass media, increase spiritual indoctrination, thereby reducing the autonomy of the believers. Social antagonisms – which result from the unequal access to the material means of coercion, production, and indoctrination in each of the three spheres of public life – have an autono- mous character. Social divisions present within other aspects of public life may only weaken or reinforce these antagonisms. Moreover, class divisions may accu- mulate. A given social class, in order to increase its social power, may acquire control over the means of coercion and production, or the means of coercion and spiritual indoctrination, etc. For non-Marxian historical materialism, social divisions are founded on ac- cess to material social means. Based on this criterion, it distinguishes between class societies with individual classes and supra-class societies with overlapping classes. There are several types of class societies distinguished with respect to which of the social classes prevails – rulers, owners, or priests. The dominance of one class over another means that, for instance, the social interest of class A dominates over the social interest of class B and when a conflict of interests occurs, the interest of class A is to maximize in a long-term. A principal social class dominates over the remaining classes in the following way: providing a conflict of interests occurs, the social interest of a principal class is to maximize in a long-term.248 Within supra-class societies, one could distinguish totalitarian societies with a double class of rulers-owners and fascist societies with the double class of rulers- priests. Each of the above-described types of societies may exist in a number of variants distinguished with respect to a domineering type of class interest and an instrumental type of class interest. For example, in a P-totalitarian society, rulers-owners maximize political control and subjugate a maximization of profit to reinforcing power. In an E-totalitarian society, an increase of political control is subordinated to the maximization of profit. One may also distinguish a balanced 248 This is a modification of a definition put forward by Nowak, see: Nowak, U podstaw teorii socjalizmu, Vol. 1, p. 176. One may also paraphrase the definition of estate society in terms of n-Mhm. It is a class society with individual classes of rulers, owners and priests. A class of owners is divided into two layers: a sub-class of owners of means of production of the old sphere and a sub-class of owners of means of production of the new sphere. Such society is a balanced society with each class controlling material social means – rulers, priests, and owners of means of production in both spheres – may implement their class interests evenly. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
174 The Basic Ideas of Non-Marxian Historical Materialism variant of the above-mentioned type of society, where both social interests – an increase of political control and an increase of profit – are implemented evenly. Finally, there is a socialist society with a social class in control of the means of coercion, production and indoctrination. There is a number of variants of this type of society depending on which type of class interest holds priority and which is instrumental. A priority of class interest A over class interest B means that pro- viding a maximization of the interest B collides with a maximization of interest A, in a long-term perspective interest A is maximized. In other words, class interest B is instrumentally subjugated to a maximization of social interest A. Following from this, the principal class interest in a given society implemented by a triple-class of social potentates is the class interest that holds priority, as understood in the above terms, over the remaining two, let us call them, derivative class interests. For instance, in a hierocratic variant of a socialist society, the fundamental interest of a triple-ruling class is to maximize spiritual dominion, thereby instru- mentally subjugating control over the means of coercion and production to an increase of spiritual power. An economic variant of a socialist society occurs when a ruling class maximizes the surplus product to. As a result, an expansion of power and spiritual authority is instrumentally subjugated to a maximization of profit. At the same time, however, in a political variant of a socialist society, the ruling class maximizes political control. The remaining two types of social interest, a maximization of profit and spiritual domination, are instrumentally subjugated to a maximization of power. One may also distinguish a balanced variant of a socialist society where the ruling class evenly maximizes three types of class interests: power, profit, and spiritual domination. Furthermore, supra-class societies may be divided into pure supra-class soci- eties and quasi-supra-class societies. The latter group of societies comprises of double-classes and single-classes. For example, in a quasi-socialist society there exist separate single classes of rulers and of priests, besides a triple-ruling class.249 249 For a development of the presented typology, see: Krzysztof Brzechczyn, O wielości linii rozwojowych w procesie historycznym. Próba interpretacji ewolucji społeczeństwa meksykańskiego (Poznań: Wydawnictwo Naukowe UAM, 2004), pp. 73–86; Mieszko Ciesielski, “Problem kumulacji podziałów klasowych we współczesnym kapitalizmie. Próba interpretacji teoretycznej,” in: Jednostka w układzie społecznym. Próba teoretycznej konceptualizacji, eds. Krzysztof Brzechczyn, Mieszko Ciesielski and Eliza Karczyńska (Poznań: Wyd. Naukowe WNS UAM, 2013) pp. 131–152; Tomasz Zarębski, “Struktura klasowa społeczeństw hydraulicznych. Próba parafrazy teorii Karla Augusta Wittfogla w aparaturze pojęciowej nie-Marksowskiego materializmu historycznego,” in: Jednostka w układzie społecznym. Próba teoretycznej Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
Presentation of Basic Ideas 175 Fig. 6: Basic types of societies in non-Marxian historical materialism. 1.2 A Model of Evolution of a Purely Political Society Let us now outline a given part of non-Marxian historical materialism, namely the theory of a socialist society, which will serve as an example here. The initial model of that society is theory of political power. Let us now recapitulate the main konceptualizacji., eds. Krzysztof Brzechczyn, Mieszko Ciesielski and Eliza Karczyńska (Poznań: Wyd. Naukowe WNS UAM, 2013), pp. 207–222. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
176 The Basic Ideas of Non-Marxian Historical Materialism theses of the model.250 The theory of political society comprises a static part that illustrates relations between the political authorities and a class of citizens, and a dynamic part that investigates the evolution of these relations over time. The static part of the theory of power consists of three kinds of presumptions about: (i) mechanism of political competition; (ii) tendency of gradual revitalization of autonomous social ties; (iii) dependency between civil alienation and level of political resistance. A political society is divided into three social layers: rulers who are in control of the means of coercion, citizens do not control of the means of coercion and servants. In order to present this structure more systematically, let us assume that there are three persons: A, B and C. Person A controls a given fragment of the sphere of activity of person B, hence B is subjugated to person A. A situation is possible where person B controls a segment of activity of person C who is subjugated to B. If voluntary subjugation of person B to person A is required to subjugate person C to person B, than individuals A, B, C form a chain of domi- nance. This chain is founded on a tender consisting in a resignation from a part 250 For a complete basic model of a political society, see: Nowak, Power and Civil Society, pp. 21–46, 55–67. Presently the theory of political power is a multi-model conception, which takes into account the influence of state political systems and organizations of civil society, political awareness, external aggressiveness, and technical advancement with respect to the means of coercion, link between the coercive force and the author- ities, and rivalry between fractions, on the evolution of the political system. For subse- quent developments of the conceptions investigate the impact of ineffective conquest and subordination on the evolution of a political society, see: Krzysztof Brzechczyn, “Unsuccessful Conquest and Successful Subordination. A Contribution to the Theory of Intersocial Relations,” in: Social System, Rationality and Revolution, eds. Leszek Nowak and Marcin Paprzycki (Amsterdam – Atlanta, GA: Rodopi, 1993), pp. 445– 456, various types of political systems (two- and multi-party), see: Tomasz Banaszak, “Problem autokratyzacji ustroju demokratycznego,” in: Marksizm, liberalizm, próby wyjścia, eds. Leszek Nowak and Piotr Przybysz (Poznań: Zysk i S-ka, 1997), pp. 381– 399 and Marcin Połatyński, “O koalicji i rozłamie partyjnym. Przyczynek do teorii sub-społeczeństwa partyjnego w nie-Marksowskim materializmie historycznym,” in: Jednostka w układzie społecznym, eds. Krzysztof Brzechczyn, Mieszko Ciesielski and Eliza Karczyńska (Poznań: Wyd. Naukowe WNS UAM, 2013), pp. 153–160, or the role of secret police in the political system, see: Krzysztof Brzechczyn, “Tajna policja polityczna w systemie totalitarnym. Próba modelu,” in: W stronę antropologii bezpieki. Nieklasyczna refleksja nad aparatem bezpieczeństwa w Polsce Ludowej, eds. Jaroslaw Syrnyk, Agnieszka Klarman, Marcin Mazur and Eugeniusz Kłosek (Wrocław: IPN, 2014), pp. 31–50. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
Presentation of Basic Ideas 177 of personal freedom in exchange for a possibility to enslave others. Following from this, the class division to rulers and citizens does not correspond with the division into those who rule and those who are ruled by others. The criterion of being a ruler is purely materialistic – a ruler controls the means of coercion, and a citizen does not control them. The criterion of being a servant is relative – a servant participates in the structure of subjugation. In the enough large hierarchized class of rulers, the mechanism of political competition enforces a typical ruler regardless of his personal view to increase his/her sphere of influence. Otherwise a given ruler would lose his position in the power structure. There are two principal means of control over the class of citizens: terror and bureaucracy. Terror is a physical elimination of citizens who form centers of social state-independent ties, and bureaucracy consists in sub- stitution of autonomous social relations of a citizen-citizen type with etatized social relations of a citizen-ruler-citizen type. As a result, authorities gradually infiltrate the structure of public life and, in consequence, it becomes impossible for citizens to undertake social actions without their consent. It is assumed that the actions of a citizen are guided by a set of preferences. Civil actions include regulated and autonomous actions. A citizen undertakes a regulated action in response to a sanction (or threat of it) imposed by a ruler. Autonomous actions are undertaken without threat of repression made by rulers. As a result of the mechanism of political competition, the field of civil autonomy is shrinking and the field of regulation enlarges. If the level of subjugation reaches a certain threshold, there appears a ten- dency in a society to gradually revalorize autonomous civil ties. Bureaucratic social ties, where the authorities adopt the role of an intermediary, are substituted with autonomous social ties, not intermediated by interfering authorities, i.e. information control brings about a boom in gossip; economic control causes an emergence of a “black market;” and introduction of control into public life results in the appearance of informal and conspiratorial or- ganizations. As a result, when “almost all” civil actions are controlled by the political authorities, the tendency to revalorize autonomous social ties brings about an outburst of a social protest. According to the third kind of static presuppositions, the level of civil resis- tance depends on the number of actions controlled by political authorities. The ratio of the number of regulated actions to the total number of actions under- taken by citizens (the universe of action) is called civil alienation. It is assumed that intensity of civil resistance depends on the level of civil alienation and can be presented as follows: Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
178 The Basic Ideas of Non-Marxian Historical Materialism Fig. 7: The dependence of the level of the class struggle of the citizenry on civil alienation Explanations: CS – level of political class struggle, CA – level of civil alienation, pc – interval of class peace, I R – revolutionary area of the first type, dc – the interval of declassation, II R – revolutionary area of the second type. – when the number of regulated action is low (and thus civil alienation is also low), social peace prevails, because citizens have no reason to rebel; – when civil alienation is moderately high, a political revolution of the first kind breaks out: the political control becomes painful for citizens, but does not diminish an ability of citizens to cooperate and resist; – when the level of civil alienation is high, social peace also prevails because atomized citizens are unable to resist; – when civil alienation is extremely high, appears the tendency of gradual reval- orization of autonomous civil bonds that lead to an outbreak of political rev- olution of the second kind. Let us now investigate an evolution of the relation between authorities and a class of citizens. The first model of political society in n-Mhm is based on a set of idealizing assumptions.251 The modeled political society S: (a-i) is divided into only two political classes of rulers and citizens; as a result, the model disregards a differentiation of the investigated society into economic and spiritual classes; (a-ii) is isolated from the outside; (a-iii) technological level of means of coercion is constant; (a-iv) rulers apply the means of coercion directly; (a-v) the influence of political institutions into socio-political processes is disregarded; (a-vi) the influence of political consciousness is disregarded. 251 Nowak, Power and Civil Society, pp. 49–54. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
Presentation of Basic Ideas 179 Let us assume that at the onset of the phase of growing civil alienation class peace prevails in the relations between rulers and citizens. Subsequently, a typ- ical ruler decides to broaden the scope of public life under his/her influence, in response to the competition between those in control of the means of coer- cion. Rulers who refuse to react in the above way are being eliminated from the power structure, or finally increase their domain of influence. As a result, the enslavement of servants, who have already been dependent on rulers, increases and they respond with subjugation of citizens who have until then remained free. In consequence, the sphere of civil autonomy is reduced and the global level of civil alienation increases. The increased political resistance of citizens gradually transforms into an open political revolution and the system enters the phase of the revolution of the first kind. A revolutionary engagement may conclude with a defeat of citizens or their victory. In the first case, after crushing a revolutionary movement, authorities introduce a post-revolutionary terror. Initially, it is directed against the citizens who formed centers of state-independent social ties. The atomization of a civil class allows the authorities to increase control over public life, since, in the situa- tion of declassation, disappears the resistance of citizens, which is the only factor capable of restraining the pressure of authorities. A victorious political revolution of the first kind does not bring about any significant changes, since a revolutionary elite transforms into a budding new class of rulers. This new class controls of the revolted masses and, moreover, of the armed paramilitary units that, in fact, soon become the seed of forces of coercion. Subsequently, under the mechanisms of political competition, the members of a new class of rulers maximize their control over citizen’s action. Idealistic revolutionists, who do not aim to increase their influence, are being eliminated from the political structure or in time learn how to take care of their (material) interests. As a result of the above-described social processes, the domain of state control increases once more bringing about an increase of social resistance. The latter transforms into another revolution and closes a civil loop. A civil revolution of the first kind – this time directed against the new class of rulers – once more faces two outcomes: victory or defeat. A lost revolutionary movement brings about a post-revolutionary terror, while victory once more leads to a civil loop. In consequence, after a series of civil loops, one of the subse- quent revolutions is crushed and a declassation of citizens follows. In the phase of enslavement, a declassation of citizens allows rulers to increase their spheres of influence without facing a social resistance. When almost all spheres of public life are controlled by the rulers, the system enters the state of total enslavement. In this sub-phase of a evolution there are no Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
180 The Basic Ideas of Non-Marxian Historical Materialism autonomous social spheres open to subjugation. The mechanisms of competition for power continue to force a typical ruler to increase his/her sphere of influence and, in turn, political competition progresses at the expense of the spheres of public life that have already been subjugated to other members of power hier- archy. Initially, political competition targets the spheres of influence subjugated to servants, subsequently, the spheres subjugated to individual rulers. The state over-competition in the conditions of the model would lead to a destruction of the entire system of power. The only way to weaken the mechanisms of compe- tition and to sustain the political structure are purges that eliminate the surplus of candidates for power. Their victims in the first order are servants, and in the second order – rulers who take the lowest position in the power hierarchy. The areas of social life abandoned by them are then subjugated by new candidates for power. Following from this, a sub-phase of power self-enslavement is character- ized by periodic purges that interrupt the periods of total enslavement. The above-described vicious circle of purges and self-enslavement of power is interrupted by a growing ability of a civil class to resist. Gradual revaloriza- tion of autonomous social ties brings about an outburst of a civil revolution of the second kind, one which allows the authorities to extricate from the mech- anism of purges and establishing new relations between rulers and a civil class, with a reduction of political control at its core. Rulers crush the revolution and repress its participants, however, in order to avoid another revolution, they agree to introduce concessions to the civil class. The decrease of political control brings about emergence of an autonomous civil domain that may become sub- ject to enslavement by rulers. As a result, the threat of power self-enslavement is eliminated. However, after a certain time, the mechanisms of political competition bring about a secondary increase of civil alienation. In the phase of cyclical declassations, the growth of political control causes an outbreak of another rev- olution of the second kind of a broader social base and enforcing substantially greater concessions on the part of authorities. A political society evolves ac- cording to the following pattern: revolution of the second kind – declassation – concessions – increase of political control – another revolution of the second kind of a broader social base – declassation, etc. The rebirth of civil society brings about an increase of the number of citizens participating in political revolutions. This, in turn, leads to a mass revolution that forces authorities to introduce concessions instead of repressions and, more- over, these concessions have to be so significant that they bring about a class compromise. In the phase of cyclical revolutions of the second kind, the mech- anism of social evolution transforms into the following pattern: revolution of the Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
Presentation of Basic Ideas 181 Fig. 8: An evolution of a purely political society. Explanations: pk – threshold of class peace, R – revolutionary area, D – threshold of decclassation; T – threshold of totalization; the dotted line indicates a civil loop. second kind – concessions – increase of political control – another revolution of the second kind of a broader social base – concessions of a broader scope. The cycle of revolutions continues until the system reaches the stage of class peace characterized by a level of political control acceptable to a civil class.252 1.3 The Global Model of a Political Society In the following section of the book, I shall present a concretization of a basic model of political society. One of the idealizing assumptions (a-ii) – the as- sumption concerning isolation of a political society under investigation will be removed.253 The model iv includes an inter-social system (I will also use the term “country” due to stylistic reasons) consisting of a domineering society and a number of conquered societies that have a similar social structure and that fulfil all of the previously adopted idealizing assumptions (i and iii–vi). To sum up: they are two-class societies comprising of rulers and citizens, with a constant level of the means of coercion directly controlled by the rulers, and deprived of political institutions and political doctrines. 252 For alternative models of the final stages of the socio-political development, see: Krzysztof Brzechczyn, “Civil Loop and the Absorption of Elites,” in: Social System, Rationality and Revolution, eds. Leszek Nowak and Marcin Paprzycki (Amsterdam – Atlanta, GA: Rodopi, 1993), pp. 277–283, Grzegorz Tomczak, “Is It Worth Winning a Revolution,” in: Social System, Rationality and Revolution. Poznań Studies in the Philosophy of the Sciences and the Humanities, Vol. 33, eds. Leszek Nowak and Marcin Paprzycki (Amsterdam – Atlanta, GA: Rodopi, 1993), pp. 265–276. 253 Nowak, Power and Civil Society, pp. 123–148. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
182 The Basic Ideas of Non-Marxian Historical Materialism A successful aggression and conquest of foreign societies brings about an extraordinary (external) increase of sphere of regulation. The aggressiveness of a political system understood as such is not its permanent feature, but it is manifested in certain phases of evolution of a political society. In the development of a political society, it is possible to distinguish two ranges of aggressiveness. A political society enters the first range of aggression in the final stadium of the phase of growing civil alienation – from the threshold of class peace to the phase of revolution of the first kind. In that stage, the extraordinary rise of external sphere of regulation allows for stabilization of internal relations and dismissal of the threat of a civil revolution. A political society enters the second range of aggression in the phase of enslavement. At this stage of a social evolu- tion, the extraordinary rise of external sphere of regulation postpones the threat of power self-enslavement. It is noteworthy to devote the following paragraph to the conquered country. As a result of foreign subjugation, its citizens become declassed. Conquest has the same consequences as a crushed civil revolution, since it shifts the victim backwards to the phase of enslavement, regardless of its cur- rent evolution stage. Let us now present a course of evolution of an empire. In the phase of growing civil alienation there is social peace in a society S. However – as a result of the mechanism of political competition – rulers increase the internal sphere of reg- ulation. In consequence, civil alienation and in consequence – civil resistance increases. Rulers conquer a society S’ in order to postpone the risk of social unrest. In consequence, a political system enters the first range of aggression. After a successful conquer, a budding imperial system is created, comprising of a metropolis and a subjugated province. Enslavement of provincial citizens allows the imperial rulers to maintain social peace in the metropolis. Although not for long. After a certain time, a conquered society is declassed and profits gained with the aggression end. Rulers are forced to launch another aggression or to increase political control in the metropolis, risking an outburst of resistance of the largest segment of a civil class. By conquering subsequent societies, rulers dismiss the threat of outbreak of a revolution in the metropolis. After some suc- cessful conquests, an imperial system was emerged, consisting of a metropolis and a number of provinces. This empire has a benevolent center, since the cit- izens of the metropolis are less enslaved, in comparison to the citizens of the provinces. After a certain time – in a situation of a given level of the means of coercion, the resistance of provincial citizens and the enslavement of metropolitan citizens Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
Presentation of Basic Ideas 183 who gradually become unsuitable for the role of an imperial policeman – the empire runs out of the possibilities of growth. Moreover, a number of provincial sub-societies reach the threshold of civil awakening, exit the state of enslave- ment and enter the phase of cyclical declassation. Since then, imperial rulers begin to increase the scope of political control in the metropolis. An increase of civil alienation brings about a growing opposition of the metropolitan civil class that transforms into a revolution, during which the level of aggressiveness of the empire rapidly decreases. If the revolution concludes with a victory of the metropolitan civil class, the new authorities established in the course of the revolution will behave just as the old ones and will increase their power control. As a result, they will be faced with an immediate resistance of their own citizens. The way of avoiding of revolution is to enter the first range of aggression. When the possibilities of conquer end, imperial rulers increase power in their country at the cost of own citizens what leads to another revolution of the first kind. Providing it is victorious, the entire cycle of evolution repeats from the beginning. Finally, one of the subsequent civil revolutions is crushed and metropolitan citizens became enslaved. A crushed revolution is followed by an immediate decrease of aggressiveness of the empire. As a result, rulers can increase their internal sphere of regulation. However, in the phase of enslavement, political over- competitiveness causes the imperial society to enter the second range of ag- gression. In this case, subjugation of foreign citizens brings about weakening or postponement of self-enslavement of power. In this stage of social evolu- tion, the empire transforms from an empire with a benevolent center, char- acterized by lower subjugation of metropolitan citizens in comparison to the subjugation of provincial citizens, into an empire with a malicious center, where enslavement of metropolitan citizens is higher in comparison to pro- vincial citizens. After a certain time, metropolitan civil class exceeds the threshold of civil awakening. In the phase of cyclical declassations the aggressiveness of the empire decreases. The imperial system re-enters the first strip of aggressiveness in the final stadium of the phase of cyclical revolutions of the second kind. The internal increase of political control comes to an end when a strong metropol- itan civil society is developed and the provinces experience a civil awakening. In response, the imperial class of rulers engages in a foreign expansion. However, as Nowak aptly argues: This growth […] is already pathological. The occasionally rebellious citizens of the metropolis are constantly worsening their role of imperial gendarmes. The authority’s Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
184 The Basic Ideas of Non-Marxian Historical Materialism aggressiveness, with a diminishing potential, only accelerates the destruction of the empire.254 2 On the Class Divisions in the State of Teutonic Knights 2.1 Problem Let us now apply the model of political society outlined in the previous sub- chapter for interpretation of the history of a peculiar type of society – the Teutonic State. The Teutonic State in Prussia (1226–1525) exerted a significant influence on the history of its neighboring societies. Therefore, it is understandable that the history of the Order of the Teutonic Knights has always been one of the most popular subjects of the Polish medieval studies. However, the internal evolution of the Teutonic State substantially differs from the evolution of its neighboring state societies. In the history of the Teutonic society there appeared phenomena of an extraordinary force, in comparison to other societies present in the medi- eval Europe, and this raises many problems concerning conceptualization of history of the society under investigation. I will discuss only two phenomena. Historiography particularly struggles to explain the phenomenon of the state- controlled type of economy characteristic for the Order: Instead of protecting their subjects’ trade practices and supporting their merchants in growing wealthier by engaging in overseas trade, the Teutonic Order not only oppressed its own townspeople with the means of a system of protective laws, prohibited export but it also engaged in trade itself. Historiography never attempted to justify the above policy and harshly condemned it at the same time. For that kind of policy turned Order’s own subjects into its enemies, hindered any evolution of the oversees trade in the Polish towns and tied the hands of the Order in the attempts to get along with those who traded on the Baltic Sea.255 The second example of an incomprehensible phenomenon is the immutable aggressiveness of the Teutonic State. Even the most prominent historians tried to account for it by traditionally evoking the German spirit of eternal desire for conquer: The Order laying the well-planned foundations of their self-dependent state in Prussia joined Germany in their policy of Drang nach Osten, and particularly the German 254 Nowak, Power and Civil Society, p. 136. 255 Leon Koczy, Polityka bałtycka Zakonu Krzyżackiego (Toruń: Wyd. Instytutu Bałtyckiego, 1936), p. 50. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
On the Class Divisions in the State of Teutonic Knights 185 expansion that moved from the Polish-German coastal territories, Lübeck and other nearby towns, and the towns on the rivers Elbe and Saale, along the Baltic coast toward the mouths of the Vistula, Neman, and Dvina.256 The Teutonic State was created by Germans who exploited the sympathetic attitude of the Christian world to their own benefit and exploited its services to support Drang nach Osten.257 The difficulties faced by historians, who attempt to explain the two above- mentioned trends in the history of the Teutonic Order, may result from the fact that the social structure of the Teutonic State was different from the social structures of their neighboring countries. According to the authors of the most recent monograph on the history of the Teutonic State, “[t]he legal system in the Teutonic Prussia varied (…) from the model of estate monarchy which was prevalent at that time in the neighboring countries and which ensured a real influence to the privileged classes.”258 Thus, the aim of the society of the Order was to reach a structure of a state country: It was characteristic of the Teutonic State toward its dissolution and during the first half of the 15th century that the opposition of its subjects against the authorities (…) was growing: knighthood and townspeople primarily aimed at transforming the State into a state country.259 Therefore, provided that the social structure of the Teutonic State varied from a typical social estate structure and that only the opposition of its subjects could bring about a social transformation, one ponders what type of society was the Teutonic Order in Prussia and what were the underlying principles of its evolution? 2.2 The Social Structure of the Teutonic State In order to provide answers to the above-posed questions, one must investigate what type of social means the ruling class of the Teutonic society controlled. The ruling class comprised around a thousand knights-monks who ruled a society of more than half a million subjects. The Teutonic Knights were in control of the 256 Stanisław Zajączkowski, Podbój Prus i ich kolonizacja przez Krzyżaków (Toruń: Wydawnictwo Instytutu Bałtyckiego, 1935), p. 8. 257 Henryk Łowmiański, Prusy – Litwa – Krzyżacy (Warszawa: PWN, 1989), p. 164. 258 Marian Biskup and Gerard Labuda, Dzieje Zakonu Krzyżackiego w Prusach: gospodarka, społeczeństwo, państwo, ideologia (Gdańsk: Wyd. Morskie, 1986), p. 285. 259 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, p. 503. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
186 The Basic Ideas of Non-Marxian Historical Materialism means of coercion, since “they organized the armed forces of the State, initially by enlisting their own subjects and not by employing mercenary troops.”260 Friars were organized in convents belonging to a single commandry (Komturié) – a basic administrative unit of the State. There were a dozen or so friars in a convent. A Komtur, or a Commander-in-Chief controlled a convent and a commandry. Komturs wielded power over the military forces of a district and thus assumed administrative, judicial and fiscal power. Almost every friar held a separate administrative position.261 Since the knights-monks controlled the means of coercion, they constituted a political class of rulers. Land was the principal mean of production in the Middle Ages. The class of Teutonic rulers owned the majority of land: The Teutonic Order had a major share of land property in Prussia. The Order was simul- taneously the sovereign of the State and the greatest feudal lord, and this land was visibly compact. There is no data available concerning the number and size of the landed estate of the Order, but one may assume that in the territory of the colonized proper Prussia, it would own around two thirds of the cultivation land. In Gdansk Pomerania were the Order conquered and obtained by means of purchase or by expropriation of knights an area previously controlled by Pomeranian dukes, it possessed up to 50% of cultivation land […]. The order owned relatively the smallest share, of around 40% in the district of Chelmno, since that land remained in possession of knights and bishops. One should add that the Order also owned the majority of extensive forests and borderland deserts in proper Prussia, which increased the range of its territorial property.262 The Catholic Church was the second biggest landowner in Prussia owning a third of land. It was organized into four bishoprics: Warmia, Pomesania, Sambia, and Chelmno. The Catholic bishoprics were subjugated to the Teutonic monastic authorities. Hence, the economic control of the Catholic Church was purely nominal: The administrators of the land estates, called “voyts,” were appointed by bishops or the Chapter, but even in this case the Teutonic authorities enforced the principle that voyts were recruited among the members of the Order, thus making them dependent from the Grand Master of the Order; even the Bishops of Warmia (but not the Chapter) accepted the principle. Following from this, through its administrative apparatus, the Order exerted a decisive influence over the internal affairs of the land estates belonging to bishops, thus indirectly included into the administrative system of the Teutonic state.263 260 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, p. 279. 261 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, p. 203. 262 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, pp. 300–301. 263 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, p. 278. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
On the Class Divisions in the State of Teutonic Knights 187 In addition to the land property of the Order and, mostly nominal, property of the Catholic Church, on the territory of the Teutonic State there were also estates owned by knights (a single class of owners) limited geographically to the district of Chelmno and Gdansk Pomerania. However, the double-class of rulers/owners gradually reduced the rights of property of the knights. For example, all legal transactions concerning this social group had to be approved by the Teutonic authorities. The Order also reserved for itself the right to build mills and town settlements on properties belonging to knights.264 The Teutonic Order exerted a decisive influence on the functioning of the new domains of manufacture – the town economy. It founded 93 towns. By cre- ating “new” town settlements, the Order balanced the impact of old pre-Teutonic town centers. The new towns, despite the fact that they were given less rights, constituted a substantial economic competition to the old towns founded before the appearance of the Teutonic monks. The dominance of Teutonic authorities was clearly visible in all town centers: [T]he influence was exerted by Teutonic officials, particularly by Komturs […] who interfered into the matters concerning the election of town authorities, town legislation and, partially, the judiciary, craft, trade, and the issues of the policy of the Hanseatic League. As a result, the internal autonomy of towns was vastly restricted, including the large ones, and simultaneously allowed for abuse of power on the part of the Teutonic authorities.265 The interference into internal town affairs went down as deep as the craft guilds, since “the Order not only had the statues of guilds presented for acceptance, but it also interfered with the internal system of relations within guilds and dictated prices for craft goods.”266 Teutonic monks were directly involved with banking, trading and crafting activities. For this reason: [d]uring the first half of the 14th century at the latest, a trading apparatus was devel- oped designed for supervision over a vast trading area which included Prussia, northern Poland, Lithuania and Western-European counties, particularly Flanders. The appa- ratus was headed by Teutonic officials in Marienburg and Königsberg, called the Grand Stewards). The Grand Steward of Marienburg was predominantly responsible for grain trade […]. The Grand Stewards controlled the apparatus of buying and selling with the help of lower trade clerks, Commission Merchant (Lieger) and Trade Servants (Dienen) 264 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, p. 209. 265 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, p. 322. 266 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, p. 328. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
188 The Basic Ideas of Non-Marxian Historical Materialism […]. Every Teutonic castle had its own officials – stewards dealing with trade at a local level.267 The Order traded predominantly with amber, wood-ash and timber.268 It was also buying Flemish woolen cloth, which they distributed within the country. The Order basically monopolized export of agricultural goods, by making it obligatory for grain producers to sell produce, by issuing licenses to trade it and by blocking the Baltic Sea to ships. The Teutonic institution also organized its own craft production that provided a substantial threat to the evolution of town manufacturing business: [I]nstalment of Teutonic officials, known as botchers, in the settlements at the foot of the castles constituted a substantial competition to the guild craftsmen. The increase of fees in the Order-monopolized industrial establishments, particularly in mills and fulleries hit the two trades most popular in towns, namely brewing and cloth making; similarly, the production of the Order-owned breweries supplying village inns was economically disastrous for small towns in particular, as beer-making was the only source of their profit.269 The Teutonic Order had substantial financial resources and was a financier of the State, loaning money to its subjects. In this respect, according to Karol Górski, the Order “was an exceptional phenomenon among Medieval coun- tries, as everywhere else sovereigns would borrow money from its subjects, and [Teutonic Knights] were lending money to them.”270 The direct involvement of the Order in economic activities was exceptional for Medieval Europe, since: “[a]t that time, never did any European country engage itself in an economic activity of its own, but limited to possession of land estates and mines, but even these properties and often salt-mines were being leased.”271 Thus, one can interpret the Teutonic Knights as a double-class of rulers/ owners. Moreover, they managed to completely subordinate the clergy of the Catholic Church: 267 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, p. 330–31. 268 For a genesis of Teutonic trade, see: Udo Arnold, Zakon Krzyżacki. Z Ziemi Świętej nad Bałtyk (Toruń: Wyd. UMK, 1996), pp. 50–60. 269 Marian Biskup, Zjednoczenie Pomorza Wschodniego z Polską w połowie XV wieku (Warszawa: PWN, 1959), pp. 28–29. 270 Karol Górski, Państwo Krzyżackie w Prusach (Gdańsk: Wydawnictwo Instytutu Bałtyckiego, 1946), p. 123 271 Górski, Państwo Krzyżackie, p. 120. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
On the Class Divisions in the State of Teutonic Knights 189 [T]he Order authorities, aware of the significance and role of the hierarchy of the Catholic Church, already in the second half of the 13th century conducted an action designed at establishing control over individual Prussian bishoprics by means of incorporating their Chapters into the Order. […] Teutonic Knights exerted influence in the incorporated Chapters particularly concerning the election of bishops, usually suggesting the ap- pointment of their own protégés (typically, the Grand Masters’ chaplains); additionally, they influenced the election of new members of the Chapter who had to become monks. The Grand Masters reserved from themselves, as the Order’s superiors, the right to inspect the Chapters, considering their members and the bishops to be their subjects.272 This resulted in that: the Prussian Church hierarchy became entirely subordinated to the Teutonic author- ities and played a subservient role. From amongst the Prussian clergy were recruited many of the Order’s members, i.e. the Grand Masters’ chaplains and convent’s scribes, prosecutors, who supported the strengthening of power.273 The Order exerted decisive influence on the development of other congregations of monks. Its permission or objection was decisive for the establishment of new monasteries, and donations and inheritance could not be made to other orders without the permission of the Teutonic Order. Within the boundaries of the Teutonic State there were only the monastic orders that have appeared on the Prussian territory before the arrival of Teutonic Knights – Franciscans, Dominicans, and monk congregations in Gdansk Pomerania that had been incorporated into the Teutonic State in 1309. The subordination of the Catholic Church to the Teutonic authorities prevented a separation of politically and economically independent bishoprics, as it happened in the German Reich and the neighboring Livonia. To the outside world and to its own subjects, the author- ities of the Teutonic State and bishops took the shape of a unified organism. By subordinating the Catholic Church, the Teutonic authorities became, in fact, in control of the means of spiritual production. Thus, the knights-monks had the means of coercion at their disposal; they owned the vast majority of land and the most essential means of production in towns, and they were in control of the means of spiritual production. As a result, they were a class of triple-rulers. However, in a Teutonic society, except for the triple-ruling class, there existed both layers of a single-class of owners: knight- hood and townspeople. And in some periods of history of the Teutonic State, bishopric in Warmia enjoyed a relatively large independence from the Teutonic 272 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, p. 426. 273 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, p. 427. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
190 The Basic Ideas of Non-Marxian Historical Materialism system. For this reason, the Teutonic society cannot be considered an ideal socialist society, but a quasi-socialist society.274 Nonetheless, it is worth inves- tigating if the internal evolution of the society under study is in line, at least roughly, with the mechanism of evolution of a political variant of a socialist society. 2.3 Evolution of a Teutonic Society Let us now investigate whether the history of the Teutonic society includes developmental phases characteristic for the evolution typical for a political society: the phase of growing civil alienation – the phase of the revolution of the first kind – the phase of enslavement – the phase of cyclical declassations, and the phase of cyclical revolutions. After they had come to terms with Prince Konrad of Mazovia, the Teutonic Knights settled in 1228 in the District of Chelmno. The day before the set- tlement, there were around 170,000 inhabitants in the Prussian territory.275 Native Prussians were organized into non-state tribes-families: “The free native Prussians formed the core of the Prussian population; at the two extremities of the social ladder there were: a small group of wealthy citizens (nobles, warriors) on one side, and groups of slaves on the other.”276 The Teutonic rule substantially reduced the autonomy of the Prussian people – in terms of politics, they became feudal subjects, and in the spiritual sphere, they were subjected to obligatory Christianization. In 1231–1242, the Teutonic Knights subjugated Prussian tribes living on the right bank of the lower reaches of the Vistula river in the territories of Pomesania, Pogesania, and Warmia. The Teutonic rule brought about a drastic reduction of the autonomy of the local people. A Prussian insurrection broke in 1242 and lasted for eight years. It spread over the entire Prussian territory occupied by the Knights. The Teutonic Order crushed the insurrection and, as a result, con- quered all of the remaining Prussian territories. In 1250–1260, the Teutonic Knights subordinated Natangia, Bartia, and Sambia. Once more, the reduction of freedom of the Prussian people brought about an outbreak of an insurrection 274 This is a modification of my previous standpoint expressed in: Krzysztof Brzechczyn, “The State of the Teutonic Order as Socialist Society,” in: Social System, Rationality and Revolution, eds. Leszek Nowak and Marcin Paprzycki (Amsterdam – Atlanta, GA: Rodopi, 1993), pp. 397–417. 275 Łowmiański. Prusy – Litwa – Krzyżacy, p. 59. 276 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, p. 76. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
On the Class Divisions in the State of Teutonic Knights 191 (1260). The insurrection lasted for fourteen years and it spread over all territories occupied by Knights, with the exception of initially conquered Pomesania. In the initial stage of the insurrection, native Prussians managed to gain control over almost all major Teutonic strongholds and towns. Only with the external help of, predominantly, the German and Czech knights, the scale of victory tipped to the favor of the Order.277 After fourteen years of struggle, the Knights implemented mass terror and crushed the Prussian insurrection. Henryk Łowmiański describes the Teutonic/Prussian battle in the following way: [the Teutonic Knights] had systematically destroyed tribal districts one by one, razing their settlements to the ground, taking women and children prisoner, and murdering all the men who were attempting to defend the country. Teutonic troops marched through the land leaving only burned-out ruins and empty fields.278 The total loss of Prussian life equaled from 20 % to 50 %, depending on the district, with respect to situation before the uprising.279 The South-East regions of Prussia became almost completely depopulated. The Teutonic conquest of Prussia concluded in 1283 with the subordination of the tribes of Nadrowia, Skalowia, and Sudowia to Knights. Thus, one can interpret the evolution of the Teutonic society in the years 1228–1283 in terms of an increase of civil alien- ation and a revolution of the first kind. After the defeat of the Prussian uprisings, the influence of the subjects on the (triple-) authorities of the Teutonic Order was minimal. The Knights intervened in all spheres of public life, since they enlarged their administrative apparatus dealing with trade, banking and even manufacturing of certain basic craft goods. By competing against its own townspeople in grain trade, the Order succeeded to completely monopolize the field in the 14th century. In order to limit the social impact of large town centers that pre-dated the arrival of the Knights or were established under their rule, the Teutonic monks surrounded them with “new towns” that had, as a rule, a smaller autonomy.280 As a rule, the new towns were not given the right to issue internal regulations (Germ. Willkür) controlling the 277 For example, the campaign of the Teutonic Knights against the Prussians was supported in 1265 by Albrecht, Duke of Brunswick and Albrecht, Landgrave of Thuringia, in 1266 by Otto III, Margrave of Brandenburg, in the years 1267–1268 by Ottokar II, the king of Czech and in 1272 by Theodoric, Margrave of Meisen. 278 Łowmiański, Prusy – Litwa – Krzyżacy, p. 140. 279 Biskup, Labuda, Dzieje Zakonu Krzyżackiego, p. 190. 280 Edmund Cieślak, Walki ustrojowe w Gdańsku i Toruniu oraz w niektórych miastach hanzeatyckich w XV w. (Gdańsk: Gdańskie Towarzystwo Naukowe, 1960), pp. 30–33. Krzysztof Brzechczyn - 9783631813713 Downloaded from PubFactory at 02/14/2021 03:25:57PM via free access
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