Medical device package testing case study-the importance of thorough package performance evaluation to support compliance with the new medical ...
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White paper—June 2019 Medical device package testing case study—the importance of thorough package performance evaluation to support compliance with the new medical device regulations (MDR) Study phase 2 Comparative packaging performance testing post sterilization and environmental conditioning Authors: Nicole Kaller, Application Development Leader EMEA, and Laetitia Clerc, Global Technology Market Leader, DuPont Medical and Pharmaceutical Protection Background Revision of International Organization for Standardization (ISO) Making a thoughtful selection of qualified materials and 11607 Packaging for terminally sterilized medical devices, the focusing on appropriate packaging designs are crucial steps to guiding standard for medical device packaging, is complete and help maintain sterility of medical devices until the point of use the revised standard was published in February 2019. and to support the regulatory compliance process in light of the new requirements of the MDR and the revised ISO 11607. Revisions were made specifically to support compliance with the new EU medical device regulations (MDR) emphasizing In addition to more stringent requirements from the regulatory sterile packaging validations with a few new key requirements. side, rising cost pressures and increasing cost-cutting measures For example, ISO 11607-1 supports the general safety and continue to challenge the healthcare industry. The optimal performance requirement (GSPR) of the new MDR, stating balance between risk management, in terms of safe package that “Devices shall be designed, manufactured and packaged performance, and economic efficiency is the key. Therefore, in such a way that their characteristics and performance current and alternative medical packaging solutions are being during their intended use are not adversely affected during evaluated to best meet this balance. transport and storage, for example, through fluctuations of temperature and humidity, taking account of the instructions Based on this need, DuPont developed Tyvek® 40L for and information provided by the manufacturer.”1 protecting lightweight, lower-risk and lower-cost devices. The MDR insists on the point that maintenance of sterility shall All in a clean peel, low particulate generating material that be ensured “until that packaging is opened at the point of is compatible with ethylene oxide (EO) and radiation sterilization use”2 while “it shall be ensured that the integrity of that modalities. The addition of DuPont™ Tyvek® 40L to the packaging is clearly evident to the final user”.2 To achieve this, family of Tyvek® styles for medical packaging provides an the MDR requires sterile devices to be “packaged by means of economical and robust Tyvek® option for applications where appropriate, validated methods”.3 medical-grade papers are used and do not always meet the performance requirements. ISO 11607-1 considers packaging systems as validated when they “meet the requirements of design, usability, performance Figure 1. New DuPont™ Tyvek® 40L. testing and stability testing”4 and when they are produced by a validated packaging process. The MDR also contains a requirement to include validation reports, with respect to packaging and maintenance of sterility, into the technical documentation that will be reviewed by notified bodies in the frame of quality management system audits. 1 Regulation (EU) 2017/745, Annex 1, Chapter 1, Paragraph 7 (p. 95), 2017. 2 Regulation (EU) 2017/745, Annex 1, Chapter 2, Paragraph 11.4 (p. 97), 2017. 3 Regulation (EU) 2017/745, Annex 1, Chapter 2, Paragraph 11.5 (p. 97), 2017. 4 International Organization for Standardization (ISO) 11607-1 Packaging for terminally sterilized medical devices—Part 1: Requirements for materials, sterile barrier systems and packaging systems, Chapter 9, Paragraph 9.1 (p. 15), 2019. 1
Overview A comprehensive study was conducted to evaluate the During study phase 2, which will be covered in this white paper, performance of flexible form-fill-seal (FFS) blisters made package testing was performed pre- and post-sterilization (EO with either DuPont™ Tyvek® 2FS™, the new Tyvek® 40L or one and Gamma) and post environmental conditioning (considering of two commonly used medical-grade papers (reinforced standard and wet conditions that may occur during transport) medical-grade paper >80g or direct seal medical-grade paper with subsequent transportation testing (shipper and pallet 60g). A total of approximately 2,800 packages were tested in testing). The blisters were subjected to visual inspection, seal two study phases. integrity evaluation (dye penetration and bubble leak testing) and seal and burst strength testing. The purpose of study phase 1 was to define the sealing process window of the blister seals and perform an evaluation All testing for study phase 2 was conducted according to of the seal performance prior to sterilization. This analysis recognized standards listed in ISO 11607 by Anecto Test was performed by Steripac GmbH, an independent contract Services, an independent accredited laboratory based in packaging service provider based in Germany. The white paper Ireland. Statistical methods have been applied for the definition that covers study phase 1 was published in October 2018 and of an appropriate sample size. is available to download: metric version or English version. Executive summary—study phase 2 Package integrity Integrity failures were reported for three of the four Scope of the study tested blister material combinations. Several blisters In study phase 1, the sealing process window range made with medical-grade paper (reinforced medical- and the optimal process parameters for producing the grade paper >80g or direct seal medical-grade paper four seals were successfully defined for all four blister 60g) did not pass the bubble leak test (ASTM F2096) material combinations (DuPont™ Tyvek® 40L, DuPont™ post pallet transportation testing after standard Tyvek® 2FS™, reinforced medical-grade paper >80g and environmental conditioning (sequence A) and post direct seal medical-grade paper 60g). All four material shipper transportation testing after wet environmental combinations met the specified requirements (minimum conditioning (sequence B). seal strength, seal integrity, peel performance and visual attributes) with some differences in seal strength One failure on a blister made with Tyvek® 40L was performance. The white paper that covers study phase reported post sequence B. No failures occurred with 1 was published in October 2018 and is available to blisters made with Tyvek® 2FS™. download: metric version or English version. The results of the integrity testing suggested that Following this basic assessment, blisters were produced increasing the basis weight of the paper does not according to the defined nominal process parameters necessarily lead to a reduced risk of package failure. and filled with the selected medical device (transfusion Wet or humid environmental conditions have been kit) and subsequently underwent sterilization (double shown to have a negative impact on integrity testing cycle EO or Gamma). Package testing was performed results post transportation testing, especially for by an independent accredited laboratory according to cellulose-based materials. Integrity failures of blisters recognized standards listed in ISO 11607. after transportation testing have only been observed post Gamma sterilization. Integrity and package strength testing were performed pre- and post-sterilization; post environmental standard Figure 2. Example of an integrity failure on a conditioning and subsequent pallet transportation medical-grade paper blister. testing (sequence A); and post environmental wet conditioning and subsequent shipper transportation Direct seal medical-grade paper 60g (sequence B). The objective of sequence B was to assess if highly humid conditions might have a negative impact on the packaging materials and/or seals and could potentially lead to an increased risk of sterility breach. Statistical methods were applied for the definition of an appropriate sample size. Transportation testing—standard 2
All samples of the four blister material combinations Burst strength results (ASTM F2054) were reviewed passed the dye penetration test, confirming the integrity for each blister material combination to find out if of all blister seals. sterilization (Gamma) and/or wet environmental conditioning and subsequent transportation testing Visual inspection—material color stability might have an influence on the data trend. and seal quality Burst strength of the Tyvek® 2FS™ blister was found to Of the four tested blister material combinations, be the highest compared to the other blister material the two medical-grade papers showed yellowing in combinations. The direct seal medical-grade paper different degrees after Gamma sterilization. This shows 60g blister had the lowest burst strength. For all blister that Gamma radiation had a negative impact on the material combinations, except for the Tyvek® 40L blister, aesthetics of the paper blisters, likely related to the degradation of cellulose or other components. None of some decrease in burst strength was observed post- the blisters made with Tyvek® 40L or Tyvek® 2FS™ showed sterilization and post wet environmental conditioning and subsequent transportation testing. any noticeable discoloration. Figure 3. Example of post-sterilization color change on a Burst experiment medical-grade paper blister. During transport, pressure changes occur due to altitude and temperature changes, which can result Reinforced medical-grade paper >80g in an increased risk of sterility breach of a package. An experiment based on ASTM F1140 modified burst strength testing was conducted to demonstrate the positive impact of high package breathability on the burst strength of a package. This experiment demonstrated very clearly the benefit of a highly breathable package, such as one made with Tyvek® 40L, decreasing the risk of a package bursting during Non-sterilized Post EO Post Gamma transport and handling. Tyvek® 40L has very high porosity. sterilization sterilization Conclusions All blister package seals were inspected according to ASTM F1886, pre- and post-sterilization. No Based on the results of study phase 2, it can be abnormalities were reported. concluded that a risk-based package performance test plan (e.g., including wet environmental conditioning prior to transportation testing) is indispensable to Package strength analysis ensure that all device packaging requirements, such Seal strength results (ASTM F88) of seals produced as those outlined in the new MDR and ISO 11607, are with nominal settings were reviewed for each blister met. Testing conditions should be selected based on a material combination to find out if sterilization risk assessment that considers all possible challenges (EO or Gamma) and/or wet environmental conditioning during the life cycle of a device and packaging, from and subsequent transportation testing have an influence manufacturing up to the point of use. It is important on the data trend. to consider all risk aspects, such as transportation or environmental conditioning extremes and/or Seal strength of the Tyvek® 40L blister and Tyvek® 2FS™ sterilization modality and doses, in order to define blister was between 3 N/15 mm and 4 N/15 mm, with the appropriate packaging material and design. normal variability. Seal strength remained stable post- Prescreening testing prior to starting any validation sterilization with each condition. work is strongly recommended to avoid costly revalidations and commercialization delays. Seal strength of the reinforced medical-grade paper >80g blister was at the same level, but variability was higher and even increased post-sterilization and post wet environmental conditioning and subsequent transportation testing. Seal strength of the direct seal medical-grade paper 60g blister was found to be the lowest (around 2N/15 mm) compared to the other blister material combinations. 3
Scope of study phase 2 Figure 5. Sample blisters filled with the blood transfusion device. Test material and package design selection DuPont™ Tyvek® 40L DuPont™ Tyvek® 2FS™ Study phase 2 is to be seen as the continuation of study phase 1, which is available to download: metric version or English version. For both studies, four different material combinations were used to produce flexible blisters on a Multivac form-fill-seal (FFS) machine. Reinforced medical-grade Direct seal medical-grade paper >80g paper 60g For Tyvek® as the top web material, the styles with the lowest basis weight offered by DuPont that are used in medical packaging (Tyvek® 2FS™ and Tyvek® 40L) were selected. Tyvek® 2FS™, with a basis weight of approximately 59.5 g/m2, is ideal for FFS applications, smaller medical devices and those with rounded edges. Tyvek® 40L, with a basis weight of approximately 41 g/m2, is a cost-effective option for lightweight, Sealing process window definition and blister lower-risk medical devices and was recently added to the sample production—study phase 1 Tyvek® portfolio for sterile packaging applications. The purpose of study phase 1 was to define the sealing window In addition to Tyvek® 2FS™ and Tyvek® 40L, two medical-grade of the four seals for each blister material combination (refer to papers commonly used for the same type of devices were Table I) and to perform an evaluation of the seal performance. selected for the top web material—one low basis weight Seal performance was determined by assessing the sealing and one higher basis weight; one coated reinforced and one window, seal strength properties, visual attributes, peelability uncoated version—reinforced medical-grade paper >80g and and seal integrity of non-filled blisters. This analysis was direct seal medical-grade paper 60g. performed by Steripac GmbH, an independent contract packaging service provider based in Germany. Details can be found in the white paper that covers study phase 1, which is For each of the top web materials, appropriate PA/PE forming available for download: metric version or English version. films were selected in consultation with Steripac GmbH, the contract packaging service provider. To allow for peelability, the film has an integrated peel layer to seal to uncoated Tyvek®. A Multivac FFS Machine Type R700 was used to form the Refer to Table I for a list of materials used in this study. blisters and create the seals, with a defined speed of 5.5 cycles/min. Table I. Materials used in the study In study phase 1, the sealing process window range and the optimal process parameters for producing the four seals Top web material Bottom web material were defined for all four blister material combinations DuPont™ Tyvek® 40L (refer to Table II). All four material combinations met the PE/PA/PE 75 µm specified requirements with some differences in seal strength DuPont™ Tyvek® 2FS™ performance. Seal strength was very low on the direct seal Reinforced medical-grade paper >80g medical-grade paper 60g blisters at all sealing conditions PA/PE 80 µm (minimum, nominal, maximum). The highest seal strength Direct seal medical-grade paper 60g could be achieved with the two Tyvek® blisters. A blood transfusion device (lightweight, not very bulky with Following this basic assessment, a defined number of blisters flexible as well as sharp-edged parts) was selected as the was produced according to the defined nominal process medical device to be packaged because this low-cost and high- parameters and filled with the selected transfusion device. volume device can realistically be expected to be packaged in The blisters were then packed in transport boxes and shipped flexible FFS blisters (refer to Figure 4). The blister dimension of to the contract sterilizers for sterilization with either EO or filled packages was 180 x 130 x 20 mm (refer to Figure 5). Gamma radiation. A typical EO cycle according to the contract packaging service provider and the Gamma target dose of Figure 4. Blood transfusion device. 25 kGy were applied (each a double cycle). 4
Figure 6. Blister sample production on the FFS machine at Steripac GmbH. Table II. Defined sealing process parameters for all four blister material combinations Sealing temperature (ºC) Dwell time (sec) Pressure # Cycles/ Minimum Nominal Maximum Minimum Nominal Maximum (bar) min DuPont™ Tyvek® 40L 100 105 110 1 1.5 2 6 5.5 DuPont™ Tyvek® 2FS™ 105 112 120 1 1.5 2 6 5.5 Reinforced medical-grade 130 137 145 1 1.5 2 6 5.5 paper >80g Direct seal medical-grade 150 157 165 1 1.5 2 6 5.5 paper 60g Packaging quality evaluation pre-sterilization, post-sterilization and post environmental conditioning and transportation testing During study phase 2 and as shown in Figure 7, package testing market for validation of sterile barrier systems (SBS) and for was performed pre- and post-sterilization (EO and Gamma) performing prescreening tests. Prescreening testing is applied and post environmental conditioning (considering standard prior to validation to assess the fitness for use of an SBS for and wet conditions that may occur during transport) with a specific medical or pharmaceutical device application. subsequent transportation testing (shipper and pallet testing). This is recommended to avoid unpleasant “surprises” during The blisters were subjected to visual inspection, seal integrity validation, which can be very expensive and time consuming. evaluation (dye penetration and bubble leak testing) and seal and burst strength testing. Refer to Table II for testing details. Testing has been performed by Anecto Test Services, an Statistical methods have been applied for the definition of an independent accredited laboratory based in Ireland, according appropriate sample size. to recognized standards listed in ISO 11607. The selected test methods for this study are widely used in the global 5
Figure 7. Overview of the testing that was conducted during study phase 2. Package testing Sterile (EO/Gamma) and non-sterile packages Sterile (EO/Gamma) packages Conditioning Conditioning Pre- and post- ASTM D4332 ASTM D4332 sterilization - standard - - wet - Sequence A Sequence B Transport Transport ASTM D4169 ASTM D4169, ISTA 2A - pallet - - shipper - Visual inspection Visual inspection Dye test Visual ASTM F1929 Seal Burst Bubble Bubble Seal Burst inspection strength strength leak leak strength strength ASTM F1886 Bubble leak ASTM F88 ASTM F2054 ASTM F2096 ASTM F2096 ASTM F88 ASTM F2054 ASTM F2096 Sample size definition ISO 11607 requires that “sampling plans used for testing of standard deviation of the measured property. Refer to Table materials, sterile barrier systems or packaging systems shall III. Following calculation of the appropriate size, the definitive be applicable to materials, sterile barrier systems or packaging number has been partially adapted or rounded by applying systems being evaluated. Sampling plans shall be based upon rationales for the purpose of this comparative study. statistically valid rationale.”5 As outlined in ISO 11607-1, common statistically based sampling There are many factors to consider, such as the number of plans can be applied; for example, as per ISO 2859-1 or ISO 186. packages in a population or lot; the type of data the test You may also consult ISO/TS 16775, ANSI/ASQ Z1.9 (for variable method produces (variable or attribute); the variability of data) and ANSI/ASQ Z1.4 (for attribute data). the measurements; and the level of acceptable risk. Adapted plans should be defined based on whether the sampling is For more information on hypothesis testing and sample size for routine production control, for validation purposes, for definition, refer to an article published by MD&DI/Qmed, titled: comparative studies or other uses. “Using Hypothesis Testing In Medical Packaging Validation” by Nick Fotis, Wayne Taylor and Laura Bix. For this comparative study, we applied the following statistical approach to define the sample size: You may also be interested in reading “Scientists rise up against statistical significance,” an article published by • For variable data: analysis of variance/power calculation (based nature, the international journal of science, which discusses on a statistical power of 90% and confidence level of 95%) recent recommendations from the American Statistical • For attribute data: binomial distribution (based on acceptable Association (ASA). risk—statistical probability/statistical power of 90% and confidence level of 90%) Table III. Data input for sample size calculation for comparative study phase 2 Sample size definition with analysis of variance/power calculation and binominal distribution is typically used with Effect size Statistical Confidence Standard the objective to apply hypothesis testing, which is a common (difference power (%) level (%) deviation approach in the six sigma methodology. to detect) For the actual calculation of the sample size, Minitab® statistical Depending Depending software was used, taking into account statistical power of 90% Variable data 90 95 on test on test or 95% and a confidence level of 90% or 95%; the effect size specifics* specifics* (how large of a difference you wish to detect); and the typical Attribute data 90 90 - - 5 *As an example, for calculating seal strength sample sizes for this study, the effect size of International Organization for Standardization (ISO) 11607-1 Packaging for terminally sterilized 0.25 N/15 mm and an estimated standard deviation of 0.25 N/15 mm was used. medical devices—Part 1: Requirements for materials, sterile barrier systems and packaging systems, Chapter 4, Paragraph 4.3 (p. 6), 2019. 6
Study phase 2 test plan Following the definition of an appropriate size, the final test plan was confirmed as detailed in Table IV. Table IV. Defined test characteristics for packaging quality evaluation post environmental conditioning and transportation testing at Anecto Test Services, an accredited laboratory Acceptance Sample size per material Test/test method Test details/notes Unit criteria combination Visual inspection ASTM F1886 / The following quality Pass/fail No fail (all fails 15 unfilled, non-sterilized Visual color change properties were considered: to be reported) blisters assessment wrinkles; channels; non- uniform seal width; foreign 15 filled blisters each particles; visible bubbles in sterilized by EO and the seal area Gamma radiation Note: Reference samples were sent to DuPont for assessment of potential color changes of the materials post-sterilization Seal integrity—dye penetration ASTM F1929 The method has been Pass/fail No fail (all fails 15 unfilled, non-sterilized validated to detect defects or half channels blisters down to 50 microns to be reported) 15 filled blisters each Dye injected into the sterilized by EO and blister, each seal wetted Gamma radiation for 5 seconds Observed for evidence of channels, seal creep and any leakage Seal integrity—bubble leak ASTM F2096 The method has been Pass/fail No fail/no leakage 15 unfilled, non-sterilized validated to detect defects during testing blisters down to 250 microns from the seals or the surface of 15 filled blisters each Blister was submerged in the blister sterilized by EO and water and internal pressure Gamma radiation was gradually increased Leakage 20 filled blisters post areas to be Observed for evidence of environmental conditioning documented and bubbles seen coming from a and transportation; each photographed potential blister failure shipper wet and pallet tested (Continued) 7
Table IV. Defined test characteristics for packaging quality evaluation post environmental conditioning and transportation testing at Anecto Test Services, an accredited laboratory (Continued) Acceptance Sample size per material Test/test method Test details/notes Unit criteria combination Seal strength ASTM F88/F88M Test speed 200 mm/min; N/15 mm Comparative 10 unfilled, non-sterilized unsupported 90⁰ evaluation blisters Measuring maximum in different Sample dimension load seal strength conditions 10 filled blisters each 15 mm x 75 mm sterilized by EO and Gamma radiation Seal strength sampling locations were as follows: 10 filled blisters post environmental conditioning Top web and transportation shipper /16” 9 MD wet testing D 4 separate samples were /16” 9 A B 9 /16” taken from the seals per blister C /16” 9 Burst strength ASTM F2054 The porous area of the mbar Comparative 10 unfilled, non-sterilized blister was not taped evaluation blisters in different Internal pressure of the conditions 10 filled blisters sterilized blister was increased until by Gamma radiation a failure occurred 10 filled blisters post The package was visually environmental conditioning examined and the position/ and transportation shipper type of failure (material or wet testing seal failure) noted The pressure at which the burst occurred was recorded 8
Environmental conditioning and transportation Figure 8. Environmental conditioning and transportation testing protocol testing flow. In the new MDR it is stated that “Devices shall be designed, Sequence A—pallet Sequence B—shipper manufactured and packaged in such a way that their characteristics and performance during their intended use Environmental Environmental are not adversely affected during transport and storage, for conditioning conditioning example, through fluctuations of temperature and humidity, ASTM D4332 ASTM D4332 taking account of the instructions and information provided by - standard - - wet - the manufacturer.”6 As per ISO 11607-1 “the packaging system shall provide Direct transfer Conditioning adequate protection to all sterile barrier systems and the to transportation back to ambient sterile contents through the hazards of handling, distribution testing and storage”.7 The standard lists different hazards, such as shock and vibration; compression; temperature; humidity; mode of transportation; and pressure changes. Transportation testing Transportation testing ASTM D4169 ASTM D4169, ISTA 2A The rationale for the selected environmental conditioning parameters in this study was to consider eventual occurring humid conditions during transport. The objective was to assess if wet conditions have a negative impact on the packaging materials and/or seals and potentially lead to an increased risk Package testing Package testing of sterility breach. Visual inspection Visual inspection Integrity Integrity ASTM F2096 ASTM F2096 The most common practice in the market for environmental pre-conditioning is to run through the different extremes of Seal strength ASTM F88 temperature and humidity, as defined in the standards ASTM Burst strength D4169/ASTM D4332 based on the risk level, but then go back ASTM F2054 to ambient environmental conditions before starting the actual transportation testing. Shipper and pallet configuration For this study, following consultation with Anecto Test Services, Filled and sterilized blisters were packed in carton boxes transportation testing was performed with pallets, applying (shippers) for wet condition transportation testing. “standard” environmental conditioning (sequence A), as well as with shipper cartons (single parcels), applying a modified Figure 9. Blister samples in shipper box (empty example). environmental conditioning protocol (sequence B). Modified means that the very last step included very humid conditions and the shippers were subsequently directly transferred to transportation testing. That way, the potential impact of wet conditions similar to what may occur during transportation in tropical locations, for example, can be evaluated. See Figure 8 for test flows. For pallet testing post standard environmental conditioning, the shippers have been loaded onto the pallet as follows: • Layer 1: one shipper per material combination post EO sterilization • Layer 2: one shipper per material combination post Gamma radiation For more details on the pallet configuration, refer to Figure 10. 6 Regulation (EU) 2017/745, Annex 1, Chapter 1, Paragraph 7 (p. 95), 2017. 7 International Organization for Standardization (ISO) 11607-1 Packaging for terminally sterilized medical devices—Part 1: Requirements for materials, sterile barrier systems and packaging systems, Chapter 8, Paragraph 8.2.1 (p. 14), 2019. 9
Figure 10. Top and side view of the pallet; shipper orientation After environmental conditioning, transportation testing was for transportation testing. carried out in accordance with ASTM D4169 and associated international testing standards as described in Table VI. The test has been based on Assurance Level I of ASTM D4169 Top view—Layer 2 Distribution Cycle 6. Shipper Shipper Vehicle compression was excluded because shipper blisters 1 blisters 2 Gamma Gamma performance was not subject to the comparative study. Table VI. Transportation test standards sequence— Shipper Shipper pallet testing blisters 3 blisters 4 Gamma Gamma Test method / Sequence Test schedule standard ASTM D4169, 1 Conditioning ASTM D4332 Side view—Layer 2 A: Manual handling—pickup ASTM D4169, Shipper Shipper 2 blisters 3 blisters 4 obstacle course 1 ASTM D6055 Gamma Gamma A: Manual handling—incline ASTM D4169, 3 Side view—Layer 1 impact 1 ASTM D880 Shipper Shipper A: Manual handling—forklift ASTM D4169, 4 blisters 3 blisters 4 truck handling 1 ASTM D6179 EO EO E: Vehicle/random ASTM D4169, 5 vibration—truck ASTM D4728 ASTM D4169, 6 J: Concentrated impact ASTM D6344 A: Manual handling—pickup ASTM D4169, 7 Pallet transportation testing under standard conditions— obstacle course 2 ASTM D6055 sequence A A: Manual handling—incline ASTM D4169, The conditioning of the respective filled and sterilized blisters 8 impact 2 ASTM D880 in the shippers was carried out per ASTM D4332 environmental conditioning for a total of seven days, as shown in Table V. A: Manual handling—forklift ASTM D4169, 9 truck handling 2 ASTM D6179 Table V. Pallet/shipper standard pre-conditioning ASTM D4169, 10 B: Warehouse compression ASTM D642 Relative Duration Anticipated Temperature humidity time condition (ºC ± 2°C) Shipper transportation testing under wet conditions— (% RH ± 5°C) (hours) sequence B Ambient 23 50 6 Prior to the transportation testing, the conditioning of the respective filled and sterilized blisters packed in the shippers Frozen or -35 - 72 was carried out per ASTM D4332 environmental conditioning winter ambient for a total of seven days, as shown in Table VII. The last Ambient 23 50 6 sequence of the pre-conditioning is the tropical state (very humid and warm) to simulate the risks of transportation under Tropical (wet) 40 90 72 wet or humid conditions. Desert (dry) 60 15 6 10
Table VII. Shipper wet pre-conditioning Acceptance criteria post environmental conditioning and transportation testing before additional package Relative Duration quality evaluation Anticipated Temperature The shippers and blisters were required to meet the following humidity time condition (ºC ± 2°C) acceptance criteria before any additional testing was conducted. (% RH ± 5°C) (hours) Ambient 23 50 6 Post conditioning: • The external shipper box shall not show any signs of Frozen or -35 - 72 deterioration after pre-conditioning. The closing tape must winter ambient remain in position in all locations of the shipper. Ambient 23 50 6 Desert (dry) 60 15 6 Post transportation: •S ome slight damage to corners and edges of the pallet Tropical (wet) 40 90 72 is allowed. Following environmental conditioning (without reconditioning •S ome slight damage to the sides and corners of the shipper to ambient), transportation testing was carried out in box is allowed (but must remain intact overall). accordance with ASTM D4169 and associated international • The manufacturer’s closing joint must remain intact. testing standards as described in Table VIII. Worldwide distribution with different means of transport has been •N o damage is allowed on the blisters. assumed as a base for the selection of the test level and conditioning. The test has been based on Assurance Level I of Post transportation test blister sampling: ASTM D4169 Distribution Cycle 13. •A ll blisters were inspected visually. Damaged packages were recorded. Altitude testing is not required because the packaging material is breathable and the internal and external pressures will •O n non-visibly damaged blisters, if folds/creases were found equalize very quickly. on the porous top web, the packages were subjected to bubble leak testing. Vehicle stacking was excluded because shipper performance • The remaining blisters were tested for seal strength and was not subject to the comparative study. burst strength (post sequence B). Table VIII. Transportation test standards sequence— shipper testing Test method / Study phase 2 results Sequence Test schedule standard This section discusses the package and seal quality evaluation results obtained post the different conditions: pre-sterilization, ASTM D4169, 1 Conditioning post-sterilization (double cycle EO, Gamma) and post ASTM D4332 pallet transportation testing after standard environmental A: Manual handling— ASTM D4169, conditioning (sequence A) and/or post shipper transportation 2 first sequence ASTM D5276/ISTA 2A* testing after wet environmental conditioning (sequence B). ASTM D4169, 4 F: Loose load vibration Package integrity ASTM D999 Method A1 Whole package quality E: Vehicle vibration— ASTM D4169, 5 Integrity failures were reported for three of the four tested truck and air ASTM D4728 blister types. Several blisters made with medical-grade A: Manual handling— ASTM D4169, paper (reinforced medical-grade paper >80g or direct seal 6 second sequence ASTM D5276/ISTA 2A* medical-grade paper 60g) did not pass the bubble leak test *ISTA drop test heights were used with the ASTM drop test sequence. (ASTM F2096) post pallet transportation testing after standard environmental conditioning (sequence A) and post shipper transportation testing after wet environmental conditioning (sequence B) (see Figures 11-14). Also, one single failure on a blister made with Tyvek® 40L has been reported post sequence B (wet). No failure occurred with blisters made of Tyvek® 2FS™. 11
The blister made with the lower basis weight medical-grade Figure 11. Bubble leak test failures post standard paper (direct seal medical-grade paper 60g) had the highest environmental conditioning (sequence A) and subsequent integrity failure rate post sequence A testing. The blister made pallet transportation testing. with the higher basis weight medical-grade paper (reinforced medical-grade paper >80g) had the highest integrity failure Direct seal medical-grade Direct seal medical-grade Reinforced medical-grade paper 60g paper 60g paper >80g rate post sequence B testing. This leads to the assumption that increasing the basis weight of the paper does not necessarily lead to a reduced risk of package failure. Wet or humid environmental conditions have been shown transportation transportation transportation to have a negative impact on integrity testing results post testing—standard testing—standard testing—standard transportation testing, especially for cellulose-based materials. Integrity failures of blisters after transportation testing have only been observed post Gamma sterilization. Figure 12. Bubble leak test results (counts)—post standard environmental conditioning (sequence A) and subsequent pallet transportation testing 20 20 20 20 20 20 20 20 20 20 20 20 20 20 19 18 2 0 0 0 0 0 1 0 EO Gamma EO Gamma EO Gamma EO Gamma DuPont™ Tyvek® 40L DuPont™ Tyvek® 2FS™ Reinforced medical-grade paper >80g Direct seal medical-grade paper 60g Number of blisters tested Number of blisters passed Number of blisters failed Figure 13. Bubble leak test failures post wet environmental conditioning (sequence B) and subsequent shipper transportation testing. Reinforced medical-grade Reinforced medical-grade Direct seal medical-grade Direct seal medical-grade paper >80g paper >80g paper 60g paper 60g DuPont™ Tyvek® 40L transportation testing—wet transportation testing—wet transportation testing—wet transportation testing—wet transportation testing—wet Reinforced medical-grade Reinforced medical-grade Direct seal medical-grade paper >80g paper >80g paper 60g transportation testing—wet transportation testing—wet transportation testing—wet 12
Figure 14. Bubble leak test results (counts)—post wet environmental conditioning (sequence B) and subsequent shipper transportation testing 20 20 20 20 20 20 20 20 20 20 20 20 20 19 17 16 4 3 0 1 0 0 0 0 EO Gamma EO Gamma EO Gamma EO Gamma DuPont™ Tyvek® 40L DuPont™ Tyvek® 2FS™ Reinforced medical-grade paper >80g Direct seal medical-grade paper 60g Number of blisters tested Number of blisters passed Number of blisters failed Seal integrity The average L,a,b values were used to calculate the color difference per the CIE76 formula: All samples of the four blister material combinations passed the dye penetration test (ASTM F1929), confirming the integrity of all blister seals (A, B, C and D). ΔEab = √(L2 - L1 )2 + (a2 - a1 )2 + (b2 - b1 )2 Visual inspection A change in color of ~2.3 or greater is considered to be Material color stability “noticeable” by the human eye. These results underline the Of the four tested blister material combinations, only the two findings as reported by the visual inspection, showing that medical-grade papers (reinforced medical-grade paper >80g Gamma radiation caused a color change in the medical-grade and direct seal medical-grade paper 60g), showed yellowing papers only (refer to Figure 16). in different degrees after Gamma sterilization (refer to photos in Figure 15). This shows that Gamma radiation has a negative Figure 16. ∆Eab value calculation based on L,a,b average impact on the aesthetics of the paper blisters, likely related to values for the four different blister material combinations. the degradation of cellulose or other components. None of the blisters made with Tyvek® 40L or Tyvek® 2FS™ showed any noticeable discoloration. 7.0 6.0 Figure 15. Medical-grade papers show yellowing after ∆Eab, average values* sterilization by Gamma radiation. Neither Tyvek® 40L nor 5.0 Tyvek® 2FS™ show any noticeable discoloration. 4.0 DuPont™ Tyvek® 40L DuPont™ Tyvek® 2FS™ A ∆Eab value of ~2.3 corresponds to a 3.0 “just noticeable difference.” 2.0 1.0 Non-sterilized Post EO Post gamma Non-sterilized Post EO Post gamma sterilization sterilization sterilization sterilization 0.0 After ethylene oxide (EO) After gamma Reinforced medical-grade paper >80g Direct seal medical-grade paper 60g Sterilization modality Direct seal medical-grade paper 60g Reinforced medical-grade paper >80g DuPont™ Tyvek® 40L DuPont™ Tyvek® 2FS™ * These values were obtained using a Konica Minolta Chroma Meter (CR410), with a white backdrop and the following instrument settings: Non-sterilized Post EO Post gamma Non-sterilized Post EO Post gamma 1. Observer angle of 2º sterilization sterilization sterilization sterilization 2. Illuminant type = D65 (representative of 6500K daylight) To quantify the color change, L,a,b values were measured using Seal quality a Konica Minolta Chroma Meter (CR-410). The measurements All blister package seals produced at nominal conditions were were taken at five different locations, in all four corners and inspected according to ASTM F1886, pre- and post-sterilization the center of the blisters. (EO, Gamma). No abnormalities were reported. 13
Package strength analysis Seal strength Seal strength results (ASTM F88) have been reviewed for • Reinforced medical-grade paper >80g blister each blister material combination to find out if sterilization Pre-sterilization seal strength was 3.76 N/15 mm on average. (EO or Gamma) and/or wet environmental conditioning and The variability was higher (0.87 N/15 mm) compared to the subsequent transportation testing might have an influence on blisters made with Tyvek®. Post-sterilization and post wet the data trend. Maximum seal strength values measured on environmental conditioning and subsequent transportation seals produced at nominal sealing conditions were used. testing, the variability increased and seal strength results have been lower post wet environmental conditioning and • Tyvek® 40L blister subsequent transportation testing (Gamma) compared to Pre-sterilization seal strength was 3.37 N/15 mm on average pre-sterilization. and did show normal variability (standard deviation of 0.5 N/15 mm). Post-sterilization and post wet environmental • Direct seal medical-grade paper 60g blister conditioning and subsequent transportation testing, there was The seal strength was found to be the lowest compared to the no noticeable change in seal strength observed. other blister material combinations—on average 2.14 N/15 mm pre-sterilization. Variability was normal (0.42 N/15 mm). Except • Tyvek® 2FS™ blister for post-sterilization (EO), the seal strength values stayed at a Pre-sterilization seal strength was 3.67 N/15 mm on average lower level post the different conditions. and did show normal variability (standard deviation of 0.46 N/15 mm). Post-sterilization and post wet environmental To highlight the variability of sample distributions, a boxplot of conditioning and subsequent transportation testing, there blister material combinations and conditions is shown in Figure was no noticeable change in seal strength observed. 17. The boxplot shows the median, interquartile range and outliers for each group. Figure 17. Seal strength behavior post different environments per blister material combination. 14
Burst strength Burst strength results (ASTM F2054) were reviewed for each • Reinforced medical-grade paper >80g blister blister material combination to find out if sterilization (Gamma) Pre-sterilization burst strength was 153.40 mbar on and/or wet environmental conditioning and subsequent average and did show some variability (standard deviation transportation testing might have an influence on the data of 9.90 mbar). Post-sterilization and post wet environmental trend. Values measured on seals produced at nominal sealing conditioning and subsequent transportation testing, some conditions were used. decrease in strength was observed. • Tyvek® 40L blister • Direct seal medical-grade paper 60g blister Pre-sterilization burst strength was 111.56 mbar on average Pre-sterilization burst strength was lowest with 91.2 mbar on and did show low variability (standard deviation of 2.50 mbar). average compared to the other blister material combinations Post-sterilization and post wet environmental conditioning and but with low variability (standard deviation of 7.44 mbar). subsequent transportation testing, some increase in strength Post-sterilization and post wet environmental conditioning was observed. and subsequent transportation testing, some decrease in • Tyvek® 2FS™ blister strength was observed. Pre-sterilization burst strength was highest with 185.50 To highlight the variability of sample distributions, a boxplot mbar on average compared to the other blister material of blister material combinations and conditions is shown in combinations but did show higher variability (standard Figure 18. The boxplot shows the median, interquartile range deviation of 23.70 mbar). Post-sterilization and post wet and outliers for each group. environmental conditioning and subsequent transportation testing, some decrease in strength was observed. Figure 18. Burst strength behavior post different conditions per blister material combination. 15
Burst experiment Figure 20. Burst experiment—burst strength in relation to inflation time. An experiment was run in collaboration with Anecto Test DuPont™ Services, the testing laboratory. The objective was to Tyvek® 40L blister demonstrate the positive impact of high package breathability (+120 seconds) 60 DuPont™ on the burst strength of a package. During transport, pressure Tyvek® 2FS™ changes occur due to altitude and temperature changes, blister which can result in high pressure on the seals. Less breathable packaging has the tendency to burst sooner because the Reinforced 50 Burst pressure, mbar medical-grade pressure differentials cannot be equalized quickly. This means paper >80g blister that the risk of an integrity breach, and thus a sterility breach of the packaging, is increased. Direct seal 40 medical-grade paper 60g blister When performing burst testing, it is standard industry practice to reduce the breathability of a porous material. This is normally done by applying either packing tape or a spray 30 coating to the breathable material. This would be done for regular testing by Anecto Test Services. To run the experiment, the unrestrained burst strength test method (ASTM F1140) was used to give the worst-case burst 10 20 30 40 50 60 70 80 120 test scenario. The experiment was carried out without the use Inflation time, seconds of packing tape or any other method of blocking the porous material, which allowed the material to breath as if it was in This burst experiment demonstrated very clearly the benefit normal use. of increased breathability of a package to reduce risk of package burst during transportation and handling. Tyvek® 40L The sealed packages (two per blister material combination) were has very high porosity; refer to the data sheet on our website positioned in the test apparatus and the pressurization device for more information. was carefully inserted. Then, the internal pressure was increased until a failure occurred. The pressure was recorded in mbar. Summary & conclusions Figure 19. Blister being inflated during burst testing. Integrity failures were reported for three of the four tested blister material combinations. Several blisters made with medical-grade paper (reinforced medical-grade paper >80g or direct seal medical-grade paper 60g) did not pass the bubble leak test post pallet transportation testing after standard environmental conditioning (sequence A) and post shipper transportation testing after wet environmental conditioning (sequence B). One failure on a blister made with Tyvek® 40L was reported post sequence B. No failures occurred with blisters made with Tyvek® 2FS™. The results of the integrity testing suggested that increasing the basis weight of the paper does not necessarily lead to a Findings of the burst experiment reduced risk of package failure. Wet or humid environmental • Direct seal medical-grade paper 60g blister conditions have been shown to have a negative impact on Both blisters burst at 35 mbar after approximately 15 seconds integrity testing results post transportation testing, especially of inflation. for cellulose-based materials. Integrity failures of blisters after transportation testing have only been observed post • Reinforced medical-grade paper >80g blister Gamma sterilization. The blisters burst at 42 and 45 mbar after approximately 45 seconds of inflation. All samples of the four blister material combinations passed the • Tyvek® 2FS™ blister dye penetration test, confirming the integrity of all blister seals. The blisters burst at 58 and 61 mbar after approximately 60 seconds of inflation. • Tyvek® 40L blister Neither of the blisters burst after a full two minutes of inflation. Both blisters were retested and still did not burst after two minutes. 16
Of the four tested blister material combinations, only the The selection of the testing conditions must be based on two medical-grade papers showed yellowing in different realistically expected risks and conditions because worldwide degrees after Gamma sterilization. This shows that Gamma distribution involves a variety of challenges, such as transport radiation had a negative impact on the aesthetics of the paper under very humid or wet conditions. It is important to consider blisters, likely related to the degradation of cellulose or other all risk aspects, such as transportation or environmental components. None of the blisters made with Tyvek® 40L or conditioning extremes and/or sterilization modality and doses, in Tyvek® 2FS™ showed any noticeable discoloration. order to define the appropriate packaging material and design. All blister package seals were inspected according to It is also recommended to perform some prescreening testing ASTM F1886, pre- and post-sterilization. No abnormalities prior to starting validation to avoid unpleasant “surprises” at a were reported. late stage of the project, which may lead to costly revalidations and commercialization delays. Seal strength of the Tyvek® 40L blister and the Tyvek® 2FS™ blister was between 3 N/15 mm and 4 N/15 mm, with normal Additional studies covering wet burst strength and puncture variability. No significant change in seal strength was observed strength testing are considered to quantitatively assess the risk post-sterilization and post wet environmental conditioning and of humidity negatively impacting package performance and subsequent transportation testing. product protection during transport. Seal strength of the reinforced medical-grade paper >80g If you have questions or need additional support with blister was at the same level, but variability was higher. submission challenges, troubleshooting, analytical services Post the different conditions, the variability increased and or packaging and regulatory compliance, contact your local seal strength results were shown to be lower post wet DuPont representative or visit our website MedicalPackaging. environmental conditioning and subsequent transportation DuPont.com. testing (Gamma) compared to pre-sterilization. Acknowledgements Seal strength of the direct seal medical-grade paper 60g blister We would like to thank the following DuPont colleagues: was found to be the lowest compared to the other blister Pat DeFeo, Global Statistics Expert, for his guidance on sample material combinations. Variability was normal. Except for post- size definition; Thierry Wagner, Regulatory Affairs Director sterilization (EO), the seal strength values stayed at a lower EMEA, for his guidance concerning MDR and standard level post the different conditions. references; Mark Sundt, Staff Associate Investigator NA, for the coordination and analysis of the color change Burst strength of the Tyvek® 2FS™ blister was found to be the measurements; Gisèle Delgado Freitas, Technical Support highest compared to the other blister material combinations, EMEA, for the conversions from metric to English units; but with some variability. The direct seal medical-grade paper and Michael P. Smith, Global Communications Leader with 60g blister had the lowest burst strength. Other than the the marketing communications team for leading the Tyvek® 40L blister, some decrease in burst strength was promotional activities. observed post-sterilization and post wet environmental conditioning and subsequent transportation testing for the Special thanks to Noel Gibbons, Technical Advisor Packaging at other blister material combinations. Anecto Test Services, for his continued guidance on setting up this study, and to Miguel Abreu, Project Manager at Steripac, During transport, pressure changes occur due to altitude for the great collaboration during study phase 1. and temperature changes, which can result in an increased risk of sterility breach of a package. The burst experiment demonstrated very clearly the advantage of a highly breathable package, such as one made with Tyvek® 40L, a material that has very high porosity. Overall, it can be concluded that a risk-based package performance test plan is indispensable to ensure that all device packaging requirements, such as those outlined in the new MDR and ISO 11607, are met. 17
Test methods Standard/reference Description ASTM D4169 Standard Practice for Performance Testing of Shipping Containers and Systems ASTM D4332 Standard Practice for Conditioning Containers, Packages, or Packaging Components for Testing ASTM D4728 Standard Test Method for Random Vibration Testing of Shipping Containers Method A ASTM D5276 Standard Test Method for Drop Test of Loaded Containers by Free Fall Standard Test Methods for Mechanical Handling of Unitized Loads and Large Shipping Cases ASTM D6055 and Crates Method A ASTM D6179 Standard Test Methods for Rough Handling of Unitized Loads and Large Shipping Cases and Crates ASTM D6344 Standard Test Method for Concentrated Impacts to Transport Packages Standard Test Method for Determining Compressive Resistance of Shipping Containers, ASTM D642 Components, and Unit Loads Standard Test Methods for Determining the Effects of High Altitude on Packaging Systems ASTM D6653 by Vacuum Method ASTM D880 Standard Test Method for Impact Testing for Shipping Containers and Systems ASTM D999 Standard Methods for Vibration Testing of Shipping Containers Method A1 ASTM F1140 Standard Test Methods for Internal Pressurization Failure Resistance of Unrestrained Packages ASTM F1886 Standard Test Method for Determining Integrity of Seals for Medical Packaging by Visual Inspection ASTM F1929 Standard Test Method for Detecting Seal Leaks in Porous Packaging by Dye Penetration Standard Test Method for Burst Testing of Flexible Package Seals Using Internal Air Pressurization ASTM F2054 Within Restraining Plates Standard Test Method for Detecting Gross Leaks in Packaging by Internal Pressurization ASTM F2096 (Bubble Test) Standard Test Method for Non-Destructive Detection of Leaks in Packaging Which Incorporates Porous ASTM F2228 Barrier Material by CO2 Tracer Gas Method (Porous materials to be covered) Standard Test Method for Nondestructive Detection of Leaks in Packages by Vacuum Decay Method ASTM F2338 (Porous materials to be covered) ASTM F3004 Standard Test Method for Evaluation of Seal Quality and Integrity Using Airborne Ultrasound ASTM F88/F88M Standard Test Method for Seal Strength of Flexible Barrier Materials ISO 2233 Packaging—Complete, filled transport packages and unit loads—Conditioning for testing ISTA 2A Simulation test for individual packaged-products less than 150 lbs 18
Guide to some common industry acronyms ASA......................... American Statistical Association ASTM..................... American Society for Testing and Materials CEN........................ European Committee for Standardization DIN......................... Deutsches Institut für Normung (German standards organization) DIS.......................... Draft international standard DOE........................ Design of experiments EN........................... European norm EO........................... Ethylene oxide FDA......................... Food and Drug Administration FFS.......................... Form-fill-seal HDPE..................... High-density polyethylene ISO.......................... International Organization for Standardization ISTA........................ International Safe Transit Association MD.......................... Machine direction MDD....................... Medical device directive MDM...................... Medical device manufacturer MDR....................... Medical device regulations PA............................ Polyamide PE............................ Polyethylene RH........................... Relative humidity SBS......................... Sterile barrier system SOP......................... Standard operating procedure SPM........................ Sterile packaging manufacturer STDEV................... Standard deviation UDI.......................... Unique device identification Standards references 1. Council and European Parliament, Regulation (EU) 2017/745 5. International Organization for Standardization, ISO of the European Parliament and of the Council of 5 April 2859-1:1999—Sampling procedures for inspection by 2017 on medical devices, amending Directive 2001/83/ attributes—Part 1: Sampling schemes indexed by EC, Regulation (EC) No 178/2002 and Regulation (EC) No acceptance quality limit (AQL) for lot-by-lot inspection. 1223/2009 and repealing Council Directives 90/385/EEC and 1999: Geneva. 93/42/EEC, in 2017/745. 2017: Brussels. 6. International Organization for Standardization, ISO 2. International Organization for Standardization, ISO 11607- 186:2002—Paper and board—Sampling to determine 1:2019 Packaging for terminally sterilized medical devices— average quality. 2002: Geneva. Part 1: Requirements for materials, sterile barrier systems and packaging systems. 2019, ISO: Geneva. 7. American Society for Quality (ASQ), ANSI/ASQ Z1.4-2003 (R2013): Sampling Procedures and Tables for Inspection 3. International Organization for Standardization, ISO 11607- by Attributes. 2013. 2:2019 Packaging for terminally sterilized medical devices— Part 2: Validation requirements for forming, sealing and 8. American Society for Quality (ASQ), ANSI/ASQ Z1.9-2003 assembly processes. 2019, ISO: Geneva. (R2013): Sampling Procedures and Tables for Inspection by Variables for Percent Nonconforming. 2013. 4. International Organization for Standardization, ISO/TS 16775 Packaging for terminally sterilized medical devices— Guidance on the application of ISO 11607-1 and ISO 11607-2. 2014: Geneva. 19
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