LEGGERE TRA LE RIGHE DEL PIANO DI LAVORO - PECULIARITÀ ED ELEMENTI DI NOVITÀ - Marta Calderaro, APRE 14 luglio 2021

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LEGGERE TRA LE RIGHE DEL PIANO DI LAVORO - PECULIARITÀ ED ELEMENTI DI NOVITÀ - Marta Calderaro, APRE 14 luglio 2021
LEGGERE TRA LE RIGHE DEL PIANO DI
LAVORO –
PECULIARITÀ ED ELEMENTI DI
NOVITÀ

Marta Calderaro, APRE
14 luglio 2021
LEGGERE TRA LE RIGHE DEL PIANO DI LAVORO - PECULIARITÀ ED ELEMENTI DI NOVITÀ - Marta Calderaro, APRE 14 luglio 2021
Team tematico Cluster 4 – cluster4@apre.it

                 Marta Calderaro
                 calderaro@apre.it

                 Steven Frigerio
                 frigerio@apre.it
                                                                          APRE
                 Gabriella Quaranta     Agenzia per la Promozione della Ricerca
                 quaranta@apre.it                                        Europea
                                                                   Via Cavour, 71
                 Claudio Testani                                   00184 - Rome
                 testani@apre.it                                     www.apre.it
                                                         Tel. (+39) 06-48939993
                 Margot Bezzi
                 bezzi@apre.it
LEGGERE TRA LE RIGHE DEL PIANO DI LAVORO - PECULIARITÀ ED ELEMENTI DI NOVITÀ - Marta Calderaro, APRE 14 luglio 2021
What is strengthened with CL 4 in Horizon Europe
 Global leadership in clean and climate-neutral industrial value chains, circular economy
 and climate-neutral digital systems and infrastructures (networks, data centres)
 Industrial leadership and increased autonomy in key strategic value chains with security
 of supply in raw materials
 Sovereignty in digital technologies and in future emerging enabling technologies by
 strengthening European capacities in key parts of digital and future supply chains
 Globally attractive, secure and dynamic data-agile economy by developing and enabling
 the uptake of the next-generation computing and data technologies and infrastructures
 (including space infrastructure and data)
 Strategic autonomy in conceiving, developing, deploying and using global space-based
 infrastructures, services, applications and data
 A human-centred and ethical development of digital and industrial technologies
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LEGGERE TRA LE RIGHE DEL PIANO DI LAVORO - PECULIARITÀ ED ELEMENTI DI NOVITÀ - Marta Calderaro, APRE 14 luglio 2021
HE CL4 Work Programme 2021-2022

• Published on June 15th, 2021
• Call 2021 Opening: June 22th, 2021
LEGGERE TRA LE RIGHE DEL PIANO DI LAVORO - PECULIARITÀ ED ELEMENTI DI NOVITÀ - Marta Calderaro, APRE 14 luglio 2021
How to participate

  Consortium composition (RIA ed IA):
  at least three independent legal entities established in three different Member
  States or Associated Countries, of which at least one is an independent legal
  entity established in a Member State
  Associated Countries
 H2020 Associated Countries; UK; Kosovo; Morocco
  International Cooperation with Horizon Europe Third Countries
  Low and middle income countries (with financial contribution)
  Other countries without funding
LEGGERE TRA LE RIGHE DEL PIANO DI LAVORO - PECULIARITÀ ED ELEMENTI DI NOVITÀ - Marta Calderaro, APRE 14 luglio 2021
Cluster 4 & International Cooperation 1/2
                                    To enhance exchange of know-how,
                                    access to international value chains,
                                    with consideration to the technological
                                    sovereignty/autonomy, and
                                    by promoting EU climate-neutral, clean and circular
                                    technologies.

                                    Examples: Materials safety methodologies and standards; Common
                                    standards and interoperability, including manufacturing, digital and AI
                                    technologies; mutual data exchange enabled by Copernicus.
                                    à EU-Africa partnerships on sustainable raw materials value chains
                                    à NGI International Collaboration - Transatlantic fellowship programme

Strategic Autonomy: Participation can be limited to specific countries or geographical
                      areas (e.g. raw materials value chains)
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LEGGERE TRA LE RIGHE DEL PIANO DI LAVORO - PECULIARITÀ ED ELEMENTI DI NOVITÀ - Marta Calderaro, APRE 14 luglio 2021
Cluster 4 & International Cooperation 2/2
   Art. 22.5 Technological Sovereignty: Participation is limited to specific countries or
                geographical areas (e.g. Space or Quantum Technologies)

21 actions in this work programme (12 concerning high technology readiness level quantum
research and 9 concerning space research), will open for application only at a later stage
(October 2021).

These are actions to which Article 22(5) of the Horizon Europe Regulation apply, as they relate to
Union strategic assets, interests, autonomy or security.

For those actions, participation can be limited to legal entities established only in Member States
and in specified associated or other third countries and conditions may apply.

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LEGGERE TRA LE RIGHE DEL PIANO DI LAVORO - PECULIARITÀ ED ELEMENTI DI NOVITÀ - Marta Calderaro, APRE 14 luglio 2021
CL4 Type of Actions
  RIA = 100% Funding Rate + 25% Indirect Costs
  IA = 70% Funding Rate + 25% Indirect Costs (with exception of no-profit entities)
  CSA = 100% Funding Rate + 25% Indirect Costs
  PCP = 100% Funding Rate + 25% Indirect Costs
  FPA = 0% Funding Rates

Some calls may require Financial Support to Third Parties
LEGGERE TRA LE RIGHE DEL PIANO DI LAVORO - PECULIARITÀ ED ELEMENTI DI NOVITÀ - Marta Calderaro, APRE 14 luglio 2021
CL4 Type of Actions - Industry

  A pilot is applied to a number of topics for co-programmed
 partnerships, involving a lower funding rate of 60% (except for non-
 profit legal entities), in order to enhance industrial contributions.
  It applies to topics starting above TRL 4 and reaching TRLs 7 and 8.

     Made in Europe
     Process4Planet
     CleanSteel
LEGGERE TRA LE RIGHE DEL PIANO DI LAVORO - PECULIARITÀ ED ELEMENTI DI NOVITÀ - Marta Calderaro, APRE 14 luglio 2021
Policy and horizontal considerations

     Open Science across the programme
                                               These aspects must normally be
     Gender dimension in R&I content           considered in all Horizon Europe
                                               calls (unless explicitly mentioned in
                                               the topic description).
     Pathway to impact
                                               Specific calls may include other
                                               aspects to take into account.
     Measures to maximise impact
                                               EC Webinar - A successful proposal
                                                for Horizon Europe (21 April 2021)
     Do no significant harm principle (DNSH)

     Artificial intelligence
Open Science across the programme

Mandatory immediate Open Access to publications: beneficiaries must retain sufficient IPRs to
comply with open access requirements;
Data sharing as ‘open as possible, as closed as necessary‘: mandatory Data Management Plan for
FAIR (Findable, Accessible, Interoperable, Reusable) research data

     ● Actions should devote particular attention to openness of the solutions and results, and transparency
       of the research process.

     ● To ensure trustworthiness, public awareness and support, wide adoption by user communities for the
       benefit of society.

     ● In line with the FAIR principles (Findable, Accessible, Interoperable and Reusable), the overall
       objective of the topics is to make Europe the most successful area in the world in terms of data
       sharing and data re-use while respecting the legal framework relating to security and privacy and
       fostering collaboration and building on existing initiatives.
Do no significant harm principle (DNSH)

                    In line with the European Green Deal objectives, economic activities
European
Green Deal          should not make a significant harm to any of the six environmental
                    objectives (EU Taxonomy Regulation)

      Climate change mitigation                                  Climate change adaptation

      Sustainable use & protection of water &
      marine resources                                           Transition to a circular economy

                                                                 Protection and restoration of biodiversity
      Pollution prevention & control
                                                                 & ecosystems

             Compliance needs to be assessed both for activities carried out during the course of the project as
             well as the expected life cycle impact of the innovation at a commercialisation stage (where relevant).
             The robustness of the compliance must be customised to the envisaged TRL of the project.
Artificial intelligence

    Trustworthy                                Due diligence is required regarding the trustworthiness of all AI-based
    Artificial                                 systems/ techniques used or developed in projects funded under
    Intelligence                               Horizon Europe.

Under Horizon Europe, the technical robustness* of the proposed AI based systems must be
evaluated under the excellence criterion.
(*) Technical robustness refers to technical aspects of AI systems and development, including resilience to attack and security, fullback plan and general safety, accuracy,
reliability and reproducibility.

                                  Assessment List for Trustworthy Artificial Intelligence (ALTAI) for self-assessment
                                  https://futurium.ec.europa.eu/en/european-ai-alliance/pages/altai-assessment-list-
                                  trustworthy-artificial-intelligence
Business cases and exploitation strategies for industrialisation
Business Case:
•   enhanced market opportunities for the participants and enhanced manufacturing capacities in the
    EU, in the short to medium term.
•   describe the targeted market(s); estimated market size in the EU and globally; user and customer
    needs;
•   demonstrate that the solutions will match the market and user needs in a cost-effective manner;
•   describe the expected market position and competitive advantage.
Exploitation Strategy
•   identify obstacles, requirements and necessary actions involved in reaching higher TRLs, as matching
    value chains or enhancing product robustness;
•   securing industrial integrators; and user acceptance.
•   For TRLs 7-8, a credible strategy to achieve future full-scale manufacturing in the EU is expected,
    indicating the commitments of the industrial partners after the end of the project.
Cross-clusters complementarities                                       Cluster 1 -
                                                                         Health

Examples
                                                Cluster 6 –                                     Cluster 2 –
Improving the resilience and preparedness of                                                      Culture,
                                                  Food,
EU businesses, especially SMEs and Startups,   bioeconomy                                     creativity and
and value chains in key sectors and demand-         …                 Cluster 4 –                inclusive
                                                                                                  society
driven applications                                                     Digital
                                                                       Industry
1.   Circular value chains                                            and Space
2.   Green, Sustainable and Smart Materials
3.   Common European Data Spaces
4.   Trustworthy AI applications
5.   GNEOS, Copernicus applications                     Cluster 5 -                  Cluster 3 –
                                                         Climate,                       Civil
                                                        energy and                   security for
                                                         mobility                      society

                                                                                                          20
Complementarieties with other EU Programmes
                                                             take-up of R&I
 Digital Europe Programme
                                                                 results
 Space Programme
                                                            providing an evidence
 InvestEU Programme                                          base for policies and
                                                                   projects
 Recovery and Resilience Facility (RRF)
                                                                 roll-out of
 Just Transition Fund (JTF)                                 innovative solutions
 European Social Fund Plus (ESF+)                               benefit from the
                                                                 good practices,
 European Regional Development Fund (ERDF)                  innovative processes and
                                                                 methodologies
 European Agricultural Fund for Rural Development (EAFRD)
European Infoday
Cluster 4 Digital, Industry and Space
https://www.horizon-europe-infodays2021.eu/event/cluster-4-digital-industry-space
Networking opportunities

  Digital: 24th-25th June 2021
 Link per partecipare

  Industry: 1st July 2021
 Link per partecipare

  Space: 28th June 2021
 Link per partecipare

  F&T Portal Partner Search - Link
European NCP Networks

• H2020 NCP Networks: Idealist2020; NMBP Team; Cosmos2020

  www.ideal-ist.eu        www.nmpteam.eu       www.ncp-space.net

• LE NUOVE RETI:
  CLUSTER 4 DIGITAL, INDUSTRY, SPACE – IN PREPARAZIONE
Horizon Europe - Resources
                        https://horizoneurope.apre.it/struttura-e-
Risorse sul sito APRE   programmi/global-challenges-european-
                        industrial-competitiveness/cluster-4/
APRE Resources

https://horizoneurope.apre.it/apreb
ackstage-horizon-europe-cluster-4/

WORKING GROUP ITALIANI –
ATTIVATI A MAGGIO 2020 ED             https://apre.it/wp-
ATTUALMENTE IN CORSO                  content/uploads/2021/04/APREbri
                                      ef_PILLAR-2_cluster4.pdf
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