Effect of Music by Mozart on Energy Expenditure in Growing Preterm Infants

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Effect of Music by Mozart on Energy Expenditure in
Growing Preterm Infants
       WHAT’S KNOWN ON THIS SUBJECT: Music has been shown to              AUTHORS: Ronit Lubetzky, MD,a,b,c Francis B. Mimouni,
       reduce stress, decrease heart rate and salivary cortisol, and      MD,c,d Shaul Dollberg, MD,a,c Ram Reifen, MD,e Gina
       increase oxygen saturation, nonnutritive sucking rate, and even    Ashbel, RN,a and Dror Mandel, MDa,c
       weight gain in preterm infants.                                    Departments of aNeonatology and bPediatrics, Tel Aviv Sourasky
                                                                          Medical Center, Tel Aviv, Israel; cSackler School of Medicine, Tel
                                                                          Aviv University, Tel Aviv, Israel; dPediatrics, Shaare Zedek
       WHAT THIS STUDY ADDS: Exposure to Mozart music significantly
                                                                          Medical Center, Jerusalem, Israel; and eFaculty of Agriculture,
       lowers REE in healthy preterm infants.                             Food and Environment, Hebrew University, Jerusalem, Israel
                                                                          KEY WORDS
                                                                          metabolic rate, music, preterm infants, energy expenditure
                                                                          ABBREVIATION

abstract                                                                  REE—resting energy expenditure
                                                                          This trial has been registered at www.clinicaltrials.gov (identi-
OBJECTIVE: The rate of weight gain in preterm infants who are ex-         fier NCT00838474).
posed to music seems to improve. A potential mechanism could be           www.pediatrics.org/cgi/doi/10.1542/peds.2009-0990
increased metabolic efficiency; therefore, we conducted this study to      doi:10.1542/peds.2009-0990
test the hypothesis that music by Mozart reduces resting energy ex-       Accepted for publication Jun 18, 2009
penditure (REE) in growing healthy preterm infants.                       Address correspondence to Dror Mandel, MD, Lis Maternity
                                                                          Hospital, Tel Aviv Sourasky Medical Center, Department of
DESIGN. A prospective, randomized clinical trial with crossover was
                                                                          Neonatology, 6 Weizman St, Tel Aviv 64239, Israel. E-mail:
conducted in 20 healthy, appropriate-weight-for-gestational-age,          dmandel@post.tau.ac.il
gavage-fed preterm infants. Infants were randomly assigned to be          PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275).
exposed to a 30-minute period of Mozart music or no music on 2 con-       Copyright © 2009 by the American Academy of Pediatrics
secutive days. Metabolic measurements were performed by indirect
                                                                          FINANCIAL DISCLOSURE: The authors have indicated they have
calorimetry.                                                              no financial relationships relevant to this article to disclose.
RESULTS: REE was similar during the first 10-minute period of both
randomization groups. During the next 10-minute period, infants who
were exposed to music had a significantly lower REE than when not
exposed to music (P ⫽ .028). This was also true during the third 10-
minute period (P ⫽ .03). Thus, on average, the effect size of music on
REE is a reduction of ⬃10% to 13% from baseline, an effect obtained
within 10 to 30 minutes.
CONCLUSIONS: Exposure to Mozart music significantly lowers REE in
healthy preterm infants. We speculate that this effect of music on REE
might explain, in part, the improved weight gain that results from this
“Mozart effect.” Pediatrics 2010;125:e24–e28

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Rauscher et al1 found that a group of            growing steadily, and had no electro-        surements, the environment was con-
36 college undergraduates improved               lyte imbalance. None had any signifi-         trolled to minimize possible unwanted
their spatial-temporal intelligence af-          cant complication of prematurity, such       noises and maintain noise constancy.
ter listening to 10 minutes of a Mozart          as intracranial hemorrhage (of any           The monitor alarms were kept silent
sonata. The findings, which were later            grade), periventricular leukomalacia,        (visual alarm only), and the ward’s
labeled “the Mozart effect,” refer to an         necrotizing enterocolitis, supplemen-        doors were closed to minimize outside
enhancement of performance or a                  tal oxygen requirements by 28 days of        noise. Music was initiated 10 minutes
change in neurophysiologic activity as-          age or by 36 weeks of postmenstrual          before the beginning of the metabolic
sociated with listening to music.2,3 This        age and at least 1 week before mea-          measurements and was continued for
effect is not exclusive to adults, and           surement, active infection, patent duc-      the 30 minutes of REE recording. The
music has been shown to reduce                   tus arteriosus, or episodes of apnea of      same procedure was applied during
stress even in preterm infants.3–6 In            prematurity. They all were free of con-      the no-music exposure period. Impor-
this group of patients, music de-                genital anomalies or dysmorphism. Ac-        tantly, no music was heard by the in-
creased heart rate, salivary cortisol,           cording to our feeding protocol, in-         fants during the whole study period ex-
and distress behavior and increased              fants were uniformly fed (by gravity         cept for the 30 minutes of exposure
oxygen saturation, nonnutritive suck-            drainage) every 3 hours bolus feeds of       related to the study.
ing rate, and even weight gain, thereby          their mother’s breast milk or a pre-
                                                                                              Metabolic studies were conducted while
decreasing the length of their hospital          term infant formula. We verified after
                                                                                              the infants were prone and asleep and
stay.3–6                                         discharge that all infants who were re-
                                                                                              at the same time of the day (noon time)
The mechanism of this effect of music            cruited in this study had normal brain-
                                                                                              for all infants, starting 1 hour after the
on the rate of weight gain is unknown.           stem auditory responses (a routine
                                                                                              completion of the last feed. The same
One potential mechanism is that of in-           procedure in all infants who are dis-
                                                                                              type (breast milk versus formula) and
creased metabolic efficiency; there-              charged from our NICU). The study was
                                                                                              amount of food was given to the infants
fore, we conducted this randomized,              approved by the local institutional re-
                                                                                              on both study days. Measurements
prospective clinical trial with cross-           view board, and written informed con-
                                                                                              were stopped during body movements
over to test the hypothesis that music           sent was obtained from both parents
                                                                                              (⬍5% of the time of measurement).
by Mozart reduces resting energy ex-             of each infant.
                                                                                              During the metabolic study, infants
penditure (REE) in growing healthy                                                            were cared for in their own, convective
                                                 Design
preterm infants.                                                                              incubator. Air temperature inside the
                                                 This study was a prospective, random-
                                                                                              incubator was skin servocontrolled to
METHODS                                          ized trial with crossover of the effect of
                                                                                              keep temperature over the back at
                                                 music (compared with no music) on
Patients                                                                                      37°C. Thus, the 2 energy expenditure
                                                 REE. The sequence in which exposure
The study was conducted in the NICU at                                                        measurements were made in nearly
                                                 was given (music first followed by no
the Lis Maternity Hospital, Tel Aviv Med-        music or the opposite) was selected by       identical thermal environments.
ical Center (Tel Aviv, Israel). We aimed         randomization, by using random num-
                                                                                              Measurements
to study healthy, growing, appropriate-          bers. Each infant was studied on 2 con-
weight-for-gestational-age, gavage-fed           secutive days. We tested only the music      Metabolic measurements were per-
infants at the postmenstrual age of              of Mozart present on the Baby Mozart         formed by indirect calorimetry, by us-
30 to 37 weeks. Postmenstrual age                CD (Baby Smart, Rehovot, Israel), which      ing the Deltatrac II Metabolic monitor
was calculated in completed weeks on             was played on a mini-CD device at a          (Datex-Ohmeda, Helsinki, Finland). This
the basis of last menstrual period, con-         volume of 65 to 70 dB. Before the study,     instrument uses the principle of the
sistent ⫾1 week with early, first-                the CD system was calibrated accord-         open-circuit system that allows contin-
trimester ultrasound examination. All            ing to the American Academy of Pediat-       uous measurements of oxygen con-
infants were clinically and thermally            rics recommendations7 not to exceed          sumption and carbon dioxide produc-
stable while cared for in a skin servo-          volume of 75 dB and to maintain back-        tion using a constant flow generator.
controlled incubator. At the time of the         ground noise near the infant’s ear           The measurement ranges for both ox-
study, they all were tolerating full en-         ⬍45 dB. According to this acoustic           ygen consumption and carbon dioxide
teral feeding (150 –160 mL/kg weight             measurement, speakers were placed            production of 5 to 2000 mL/min allow
per day) without significant gastric re-          inside the incubator at a distance of 30     measurements in preterm infants with
siduals (⬍5% of total feed), were                cm from the infants’ ears. In both mea-      small tidal volumes. Before the mea-

PEDIATRICS Volume 125, Number 1, January 2010                                                                                       e25
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surement, the device performs a self-                                         Assessed for eligibility (n = 20)
calibration that is based on indepen-
dently measured barometric pressure.
In addition, periodic testing for accu-                                                                            Excluded (n = 2)

racy was performed by alcohol burn-                                                  Enrollment
                                                                                                                      Tachycardia (n = 1)
ing according to the manufacturer’s                                                                                   Excessive movements (n = 1)
                                                                                 Is it randomized?
instructions. This method is safe and
allows prolonged measurements while
allowing reasonable access to the in-
fant for routine care. Validation stud-
ies have shown the technique to give              Music first: n = 5                                              No music first: n = 13

results equivalent to direct measure-
ments.8,9 In our hands, the instrument                                                      Allocation

has an intra-assay coefficient of varia-
tion of 3%. For controlling for interob-
server variation, all measurements
were performed by a single investiga-
tor (Dr Lubetzky).                                Lost to follow-up (n = 0)                                          Lost to follow-up (n = 0)

                                                                                           Follow-Up
Statistical Analysis
This study is a pilot study that was de-
signed to estimate the effect size of
music on REE. Thus, an empirical num-
ber of 20 infants (ie, 40 measure-
ments) was chosen. Comparison of                  Analyzed (n = 5)                                                   Analyzed (n = 13)
                                                                                             Analysis
energy expenditure values between
groups was performed by using paired
t test. For this purpose, REE results (re-    FIGURE 1
corded every minute by the instru-            Cohort flowchart.
ment) were averaged over the first,
second, and third 10-minute periods of        gender, birth weight, gestational age,                 during the third 10-minute period (P ⫽
the consecutive 30-minute total study         Apgar scores, weight, and chronologi-                  .03). Thus, on average, the effect size
time, whether it was a music or no-           cal age at the time of the study, as well              of music on REE is a reduction of
music exposure period. Results are ex-        as major medications given or proce-                   ⬃10% to 13% from baseline, an ef-
pressed as means ⫾ SD; P ⱕ .05 was            dures undertaken. Of note, 8 of 18 in-                 fect obtained within 10 to 30 minutes.
considered significant.                        fants received caffeine for a history of               When multiple regression analysis
                                              previous apneas of prematurity but                     was used, the effect of music on REE
RESULTS                                       did not have any active apneas, and                    remained significant, even after we
Twenty preterm infants were recruited         there were no changes in drug dosage                   introduced the caffeine intake as a
to the study (Fig 1). One of them was ex-     during both periods of the study. By                   potential confounder.
cluded because of tachycardia before          randomization, 5 of 18 infants were
the beginning of the measurement. An-         first studied during the music period.                  DISCUSSION
other 1 was excluded because of exces-        Table 2 depicts the results of REE mea-                As hypothesized, we found in this pilot
sive body movements during the second         surements. REE was similar during the                  randomized clinical trial with cross-
measurement. The excessive move-              first 10-minute period of both random-                  over of music versus no music expo-
ments of the infant were observed dur-        ization groups. During the next 10-                    sure that within 10 minutes of listening
ing the no-music session and thus could       minute period, infants who were ex-                    to Mozart music, healthy infants stud-
not have been an adverse effect of music.     posed to music had a significantly                      ied at a postmenstrual age of 30 to 37
Characteristics of the study infants          lower REE than when not exposed to                     weeks had a 10% to 13% reduction of
are listed in Table 1 and describe their      music (P ⫽ .028). This was also true                   their REE. In our study, this effect

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TABLE 1 Demographic and Clinical                           The clinical implications of our find-        term periodicity, namely the repetition
           Characteristics
                                                           ings belong to the field of speculation.      of the melody. It seems that Mozart re-
      Characteristic                      Value
                                                           Indeed, whether reduced EE induced           peats the melodic line much more fre-
Maternal age, y
   Mean ⫾ SD                            32.5 ⫾ 3.96
                                                           by exposure to music leads to better         quently than other widely known com-
   Range                                  26–39            metabolic efficiency and is the basis         posers. This has led Hughes to state that
Gravidity, median (range)             2 (1–9)              for enhanced growth rates is unclear.        “the super organization of the cerebral
Parity, median (range)                2 (1–2)
                                                           Previous studies found that preterm          cortex resonates with great organization
Prenatal steroids                        16 (88.9)
     (Celestone), n (%)                                    infants who were exposed to music            found in Mozart’s music.”10 If this state-
Gender of infants (male/                   6:12            had enhanced growth that may even            ment is accurate, then it would be fasci-
     female)                                               have led to a decrease in their length of    nating to assess whether such organiza-
Gestational age, wk
   Mean ⫾ SD                            29.3 ⫾ 2.2         hospital stay.3–6 There are many mech-       tion also exists in the immature brains of
   Range                                  26–35            anisms that may lead to increased rate       preterm infants.
Birth weight, g                                            of weight gain; 1 of them could be an
   Mean ⫾ SD                         1115.2 ⫾ 254.0                                                     Another important question is whether
   Range                                 726–1601          increase in appetite. Previous studies       music may be considered a legitimate
Apgar score at 1 min,                 8 (1–9)              were performed of children who were          therapy for preterm infants. Beyond
     median (range)                                        fed by mouth; therefore, the effect on
Apgar score at 5 min,                 9 (4–10)
                                                                                                        the issues of survival of extremely low
     median (range)
                                                           weight gain through an increase in ap-       birth weight infants, neonatologists
HFOV duration, median                 0.7 (0.0–4.0)        petite or efficiency of the suck-swallow      and pediatric neurologists are now
     (range), d                                            mechanism may have been possible.3,5
CPAP duration, median                 2.2 (0.0–11.0)
                                                                                                        more concerned by the potential for
     (range), d
                                                           No studies have been performed to            long-term disabilities. Indeed, preterm
Erythropoietin treatment,                 9 (50)           verify whether music may improve             birth disrupts the developmental pro-
     n (%)                                                 nutrient absorption through a hor-           gression of brain structures and af-
Caffeine treatment, n (%)                 8 (44.4)
                                                           monally driven mechanism. From our           fects the development of the sensory
Chronological gestational
     age, wk                                               study, it is tempting to speculate that      systems. There is a concern that the
   Mean ⫾ SD                           33.00 ⫾ 1.72        decreased REE leads to increased met-        unfavorable environment of the NICU
   Range                                  30–37            abolic efficiency and thus to improved
Chronological age, d                                                                                    may compound this morbidity. Modifi-
   Mean ⫾ SD                            30.4 ⫾ 14.1        weight gain; however, our study is a         cation of the environment could mini-
   Range                                   5–51            pilot study in nature, limited to a very     mize the iatrogenic effects.11 Sug-
HFOV indicates high-frequency oscillatory ventilation;     short period of 30 minutes, and re-          gested interventions include elements
CPAP, continuous positive airway pressure.
                                                           flects only REE, a component of but not       such as control of external stimuli
                                                           all of total energy expenditure.             (vestibular, auditory, visual, tactile),
lasted as long as the music was heard                      Other legitimate questions can be            clustering of nursery care activities,
(ie, up to 30 minutes of the study).                       asked. The first is that whether the ef-      and positioning or swaddling of the
Based upon the fact that infants who                       fect that we observed is a music effect      preterm infant.12 Individual strategies
had been first randomly assigned to                         or a “Mozart effect.” In a study of adults   have also been combined to form pro-
the music period and were studied the                      that analyzed the effect of music by         grams such as the Newborn Individual-
following day for 30 minutes of no mu-                     Mozart, Hayden, Liszt, Bach, Chopin,         ized Developmental Care and Assess-
sic had at baseline an REE very similar                    Beethoven, and Wagner, Hughes2,10            ment Program (NIDCAP).11–13 Future
to that of the first 10 minutes of the                      found that Mozart’s music continued          studies are essential to determine
music period probably means that the                       to score significantly higher on reduc-       whether music will take its place in the
effect of music that we observed is not                    tion of seizure activity than the selec-     NICU environment and be part of
long lasting and is no longer present                      tions from the other 6 composers. This       evidence-based strategies to improve
24 hours after music is stopped.                           Mozart effect may be related to long-        outcome of preterm infants.
                                                                                                        It is interesting that by using the same
                                                                                                        apparatus, Carlsson et al14 found no ef-
TABLE 2 REE Measurements
                                                                                                        fect of music on REE in obese adults.
     Parameter                REE With Music, Mean ⫾ SD,         REE Without Music, Mean ⫾ SD,    P
                                     kcal/kg per d                       kcal/kg per d                  We have no explanation for their differ-
Beginning (0–10 min)                  53.15 ⫾ 11.66                      56.58 ⫾ 17.48           .310   ing results, but Carlsson et al used mu-
Middle (10–20 min)                    57.08 ⫾ 7.38                       61.59 ⫾ 9.38            .028   sic by Satie, Bach, Bartok, Stravinsky,
End (20–30 min)                       53.89 ⫾ 8.12                       61.44 ⫾ 13.07           .030   and Henze; their patients all were ex-

PEDIATRICS Volume 125, Number 1, January 2010                                                                                                 e27
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posed to silence first (no crossover),               CONCLUSIONS                                           speculate that this effect of music on REE
and their dietary intake was not                    ExposuretoMozartmusicsignificantlylow-                 might explain, in part, the improved weight
controlled.                                         ers REE in healthy preterm infants. We                gain that results from this Mozart effect.
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Effect of Music by Mozart on Energy Expenditure in Growing Preterm Infants
Ronit Lubetzky, Francis B. Mimouni, Shaul Dollberg, Ram Reifen, Gina Ashbel and
                                   Dror Mandel
      Pediatrics 2010;125;e24; originally published online December 7, 2009;
                          DOI: 10.1542/peds.2009-0990
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 PEDIATRICS is the official journal of the American Academy of Pediatrics. A monthly
 publication, it has been published continuously since 1948. PEDIATRICS is owned, published,
 and trademarked by the American Academy of Pediatrics, 141 Northwest Point Boulevard, Elk
 Grove Village, Illinois, 60007. Copyright © 2010 by the American Academy of Pediatrics. All
 rights reserved. Print ISSN: 0031-4005. Online ISSN: 1098-4275.

                            Downloaded from by guest on November 4, 2015
Effect of Music by Mozart on Energy Expenditure in Growing Preterm Infants
Ronit Lubetzky, Francis B. Mimouni, Shaul Dollberg, Ram Reifen, Gina Ashbel and
                                   Dror Mandel
      Pediatrics 2010;125;e24; originally published online December 7, 2009;
                          DOI: 10.1542/peds.2009-0990

 The online version of this article, along with updated information and services, is
                        located on the World Wide Web at:
                               /content/125/1/e24.full.html

  PEDIATRICS is the official journal of the American Academy of Pediatrics. A monthly
  publication, it has been published continuously since 1948. PEDIATRICS is owned,
  published, and trademarked by the American Academy of Pediatrics, 141 Northwest Point
  Boulevard, Elk Grove Village, Illinois, 60007. Copyright © 2010 by the American Academy
  of Pediatrics. All rights reserved. Print ISSN: 0031-4005. Online ISSN: 1098-4275.

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