Economic Value of Home-Based, Multi-Trigger, Multicomponent Interventions with an Environmental Focus for Reducing Asthma Morbidity
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Economic Value of Home-Based, Multi-Trigger, Multicomponent Interventions with an Environmental Focus for Reducing Asthma Morbidity A Community Guide Systematic Review Tursynbek A. Nurmagambetov, PhD, Sarah Beth L. Barnett, MA, Verughese Jacob, PhD, Sajal K. Chattopadhyay, PhD, David P. Hopkins, MD, MPH, Deidre D. Crocker, MD, Gema G. Dumitru, MD, MPH, Stella Kinyota, MD, MPH, Task Force on Community Preventive Services Context: A recent systematic review of home-based, multi-trigger, multicomponent interventions with an environmental focus showed their effectiveness in reducing asthma morbidity among children and adolescents. These interventions included home visits by trained personnel to assess the level of and reduce adverse effects of indoor environmental pollutants, and educate households with an asthma client to reduce exposure to asthma triggers. The purpose of the present review is to identify economic values of these interventions and present ranges for the main economic outcomes (e.g., program costs, benefıt–cost ratios, and incremental cost-effectiveness ratios). Evidence acquisition: Using methods previously developed for Guide to Community Preventive Services economic reviews, a systematic review was conducted to evaluate the economic effıciency of home-based, multi-trigger, multicomponent interventions with an environmental focus to improve asthma-related morbidity outcomes. A total of 1551 studies were identifıed in the search period (1950 to June 2008), and 13 studies were included in this review. Program costs are reported for all included studies; cost–benefıt results for three; and cost-effectiveness results for another three. Information on program cost was provided with varying degrees of completeness: six of the studies did not provide a list of components included in their program cost description (limited cost information), three studies provided a list of program cost components but not a cost per component (partial cost information), and four studies provided both a list of program cost components and costs per component (satisfactory cost information). Evidence synthesis: Program costs per participant per year ranged from $231–$14,858 (in 2007 U.S.$). The major factors affecting program cost, in addition to completeness, were the level of intensity of environmental remediation (minor, moderate, or major), type of educational component (environmental education or self-management), the professional status of the home visitor, and the frequency of visits by the home visitor. Benefıt– cost ratios ranged from 5.3–14.0, implying that for every dollar spent on the intervention, the monetary value of the resulting benefıts, such as averted medical costs or averted productivity losses, was $5.30 –$14.00 (in 2007 U.S.$). The range in incremental cost-effectiveness ratios was $12–$57 (in 2007 U.S.$) per asthma symptom–free day, which means that these interventions achieved each additional symptom-free day for net costs varying from $12–$57. Conclusions: The benefıts from home-based, multi-trigger, multicomponent interventions with an environmental focus can match or even exceed their program costs. Based on cost– benefıt and From the Air Pollution and Respiratory Health Branch, Division of Health www.thecommunityguide.org/about/task-force-members.html. Hazards and Health Effects, National Center for Environmental Health Address correspondence to: Tursynbek A. Nurmagambetov, PhD, (Nurmagambetov, Barnett, Crocker, Dumitru, Kinyota) and Community CDC, 4770 Buford Highway, MS F-58, Atlanta GA 30341. E-mail: Guide Branch, Epidemiology and Analysis Program Offıce (Jacob, Chat- ten7@cdc.gov. topadhyay, Hopkins), CDC, Atlanta, Georgia 0749-3797/$17.00 The names and affıliations of the Task Force members are available at doi: 10.1016/j.amepre.2011.05.011 Published by Elsevier Inc. on behalf of American Journal of Preventive Medicine Am J Prev Med 2011;41(2S1):S33–S47 S33
S34 Nurmagambetov et al / Am J Prev Med 2011;41(2S1):S33–S47 cost-effectiveness studies, the results of this review show that these programs provide a good value for dollars spent on the interventions. (Am J Prev Med 2011;41(2S1):S33–S47) Published by Elsevier Inc. on behalf of American Journal of Preventive Medicine Context (referred to in this paper as home-based environmental interventions) were effective programs to reduce asthma A sthma is one of the most prevalent and costly morbidity in children and adolescents. The current re- chronic diseases in the U.S. and the world.1–13 view focuses on the same types of interventions evaluated The disease has the highest prevalence among by the systematic review of effectiveness studies that chronic conditions and is a leading source of morbidity in sought to affect the indoor environment of homes of children.14,15 In addition to the substantial direct medical individuals with asthma. costs associated with the disease, which were $50.1 billion Home-based environmental interventions involve in 2007,16 the economic burden of asthma also includes costs of missed work and school days, costs of traveling to trained personnel making one or more visits to conduct a healthcare facility, the value of time spent by caregivers, prevention activities in the home with an asthma client. and the reduction in quality of life.5,17 These activities focus on reducing exposures to a range of Asthma causes repeated episodes of wheezing, breath- asthma triggers (allergens and irritants) through envi- lessness, chest tightness, and nighttime or early morning ronmental assessment, education, and remediation. Most coughing. Although the causes of asthma and asthma interventions include added components, such as self- exacerbations are multifactorial and to some extent not management training, social support, and coordinated yet fully understood, adherence to a recommended med- care, in conjunction with efforts to reduce asthma trig- ical treatment regimen and avoidance of asthma triggers gers in the home environment. can reduce the risk and frequency of exacerbations and The characteristics of home-based environmental in- decrease the overall burden of the disease.18 –22 terventions, such as location of the intervention, popula- Ambient air pollutants, such as the Environmental tion features, number of home visits, type of home visitor, Protection Agency criteria pollutants, are associated with intensity of environmental intervention, and educational increased risk of asthma exacerbations in children and content, can vary. Although each variation of the inter- adults.1–5 Environmental tobacco smoke creates a sub- vention is ultimately designed to reduce asthma morbid- stantial risk for childhood and adult asthma. Smoking is a ity, that objective is achieved with different degrees of major cause of respiratory symptoms and diseases in- effectiveness and cost; these are the main factors that cluding asthma.6 –10 Asthma episodes can be triggered by defıne the economic value of the intervention. After not only adverse direct effects of air pollution on the home-based environmental interventions were shown to respiratory system, but also psychological factors. Both be effective for children and adolescents with asthma, the parental and maternal psychosocial factors can influence question that emerged was whether these interventions asthma morbidity in children.11 A richer discussion of are affordable for families, communities, local and state the clinical and environmental aspects of asthma can be health departments, and other potential stakeholders and found in the systematic review of the effectiveness in this payers. This question of affordability becomes even more supplement to the American Journal of Preventive important because many children with asthma in the U.S. Medicine.23 live in low-income urban families,25,28 –33 and their care- People spend a great amount of time indoors, and the givers often cannot afford to take basic steps to reduce indoor environment influences health, particularly exposure of a family member with asthma to indoor among individuals with asthma. An individual’s indoor triggers. home environment can be altered with fewer resources Whereas the effectiveness review23 primarily focused and fewer barriers than outdoor environments.20 Expo- on estimating effects of the interventions on health out- sure to indoor allergens increases the risk of asthma comes, this review examines the economic effıciency symptoms and precipitates asthma exacerbations, and of the interventions, which was defıned as the extent of several studies show signifıcant benefıts of indoor asthma health or quality-of-life outcomes (e.g., the number of trigger reduction for individuals with asthma.19,24 –27 days free from asthma symptoms) that could be achieved Results of a recent systematic review of effectiveness for the dollars spent on the intervention. Following the studies (in this supplement)23 demonstrated that home- effectiveness review of home-based environmental inter- based, multi-trigger, multicomponent interventions with ventions, a team of scientists from the Air Pollution and an environmental focus for reducing asthma morbidity Respiratory Health and the Community Guide branches www.ajpmonline.org
Nurmagambetov et al / Am J Prev Med 2011;41(2S1):S33–S47 S35 at the CDC collaborated to conduct a systematic review of include two or more intervention components, at least economic evaluation studies. In 2009 the results of the one of which had to be an activity directed at improving review were presented to the Task Force on Community the indoor environment for a client with asthma. Interven- Preventive Services (the Task Force) at the CDC, and the tions with two or more of the following distinct components fındings from that presentation provided a foundation were defıned as multicomponent: environmental assess- for this article. ment, environmental remediation, environmental educa- In this systematic review, the economic values of tion, self-management education, general asthma educa- home-based environmental interventions are repre- tion, improved access to social services, and coordinated sented in terms of program costs, benefıt–cost ratios, and care. A full description of the inclusion/exclusion criteria incremental cost-effectiveness ratios. To our knowledge, for home-based environmental interventions can be this is the fırst systematic review that summarizes recent found in the accompanying article,23 and only the eco- studies on economic evaluation of home-based environ- nomic evaluation studies with interventions that satisfıed mental interventions to reduce morbidity among clients those criteria were included in this economic review. with asthma. In addition, to be included in the list of potential studies for this review, a study had to be primary Evidence Acquisition research (not a review, summary report, or abstract), be written in English, and be conducted in a high- Application of Methods for Systematic income country as defıned by the World Bank (www. Review of Economic Evaluation worldbank.org), and had to contain some numeric A systematic review of economic evaluation studies is information on the costs associated with home-based usually conducted for community-based interventions environmental interventions. that are recommended for use by the Task Force on the basis of intervention effectiveness.34 –37 The methods de- Conducting a literature search. The economic review veloped for and used by the Guide to Community Preven- team adjusted the search strategy used in the effectiveness tive Services38 (the Community Guide) for conducting review by adding keywords specifıc to economic evaluation, systematic reviews on economic evaluations across com- such as economic(s), cost, benefıt, cost– benefıt, benefıt– cost, munity interventions are described elsewhere.34,36 The utility, cost– utility, QALY, cost effectiveness, and effıciency. process for conducting a systematic review of economic In addition to the databases searched in the effectiveness evaluation studies is analogous to that for effectiveness review (i.e., MEDLINE, EMBASE, ERIC, PsycINFO, Web reviews and involves the following basic steps:39 of Science, Cochrane Library, Sociological Abstracts, and CINAHL), social science databases such as EconLit, Social 1. establishing inclusion/exclusion criteria for interven- Sciences Citations Index, and JSTOR; databases of the Cen- tions and for information sources; tre for Reviews and Dissemination at the University of York; 2. conducting a literature search; and Google were also used. These searches were conducted 3. screening titles and abstracts, and conducting full re- for 1950 through July 2008. views of studies that pass initial screening; Screening titles, abstracts, and conducting full review 4. reviewing and abstracting fınal selected papers; of studies that pass initial selection. Once the litera- 5. assigning a quality rating to each study; ture search identifıed a preliminary list of papers, review- 6. adjusting economic estimates; ers read the titles and abstracts to determine which stud- 7. developing a summary conclusion; ies might satisfy inclusion criteria. In the next round, 8. discussion of analysis. reviewers read the full text of the remaining papers and The next paragraphs briefly describe how each of these fınalized the list of the studies selected for full abstraction. steps was applied in this study. Included studies had to use one or more of the four methods of economic evaluation analysis: cost, cost– Establishing inclusion/exclusion criteria for interven- benefıt, cost effectiveness, or cost– utility. Studies with tions and for information sources. The main subject only program cost information also were included on of economic evaluation in this review is home-based, the premise that they provide important information multi-trigger, multicomponent interventions with an about affordability and applicability of the interven- environmental focus, referred to as home-based envi- tions. Details regarding these economic methods are ronmental interventions, which were defıned in the sys- available elsewhere.40,41 tematic review of the evidence on effectiveness published in this issue.23 To be considered for inclusion in this Reviewing and abstracting final selected papers. Re- review, interventions had to: include at least one home viewers read each study that met the inclusion/exclusion visit; target two or more indoor asthma triggers; and criteria and abstracted the information pertaining to eco- August 2011
S36 Nurmagambetov et al / Am J Prev Med 2011;41(2S1):S33–S47 nomic evaluation of the intervention using a standard- Developing summary conclusions. Depending on the ized abstraction form developed for the Community information provided in the study, one or more of Guide.34 This abstraction form facilitates summarizing three different economic measures was used: program key economic evaluation information on study design cost, benefıt–cost ratio, or incremental cost-effective- and methods, intervention description with sample and ness ratio. These economic measures provided a tool target populations, comparator group and effect size, de- for determining economic values of the interventions scriptive study information such as intervention length and for assessing whether home-based environmental and follow-up periods, costs and benefıts information, interventions provide a good value for money and the computed economic summary measures. After invested.44 one reviewer completed the full abstraction of an in- cluded study, the results of the abstraction were reviewed Discussion of analysis. Major factors that affected independently by another reviewer, and any differences program costs, benefıt–cost ratio, and cost-effective- in opinion were resolved by consensus of these two or, if ness ratio were identifıed and appraised based on the necessary, by all reviewers. economic values of the interventions, study limita- tions, and research gaps in economic evaluation of Assigning a quality rating to each study. Program home-based environmental interventions. The evi- cost, which is the value of all resources required to imple- dence was summarized to demonstrate why these in- ment the intervention, is an essential part of an economic terventions can provide a good value for the money evaluation study. Having more detailed information invested. on program cost facilitates better understanding of factors that affect the cost and the magnitude of those effects, and provides guidance for designing, planning, Economic Evaluation Methods Reviewed to and developing a budget for implementing the inter- Determine the Value of Home-Based vention. In this review, program cost information was Interventions reported in all included articles, albeit with different Each study used one of three types of economic evalua- degrees of completeness. tion analysis: program cost, cost–benefıt, or cost-effec- For quality assessment of the studies, the focus was tiveness analysis, and, respectively, the fınal economic on the completeness of program cost information. All outcomes reported were program cost and benefıt–cost included studies were classifıed into three categories— or incremental cost-effectiveness ratio (ICER). To pro- satisfactory, partially complete, or limited— based on vide more accurate estimates for the economic value of an completeness of program cost information. These clas- intervention, more complete information on costs, bene- sifıcations depended on whether a study provided both fıts, and health effects associated with the intervention is a list of program cost components and the cost of each desirable.34,40,41,45– 47 component on that list (satisfactory); only a list of If a study included in this review provided informa- program cost components without full information tion on program costs, monetized benefıts, and symp- about the cost of each component (partially complete); tom-free days (SFDs), the fınal economic outcome or or only total program costs without breaking down the economic value of the intervention was presented specifıc cost components (limited). as an ICER achieved as a result of the intervention. The Adjusting economic estimates. For a valid comparison ICER employed in this review was the ratio of net cost of economic information across the studies, effectiveness (i.e., program cost minus dollar values of averted med- and economic outcomes were adjusted to produce annual ical and nonmedical services) over additional SFDs average values. Because studies were generally conducted in that is achieved as a result of the intervention. different years, all monetized values were converted to the If a study had information on program costs and mon- base monetary unit, 2007 U.S.$, to adjust for inflation and to etized benefıts but not suffıcient data on any measure of improve comparability of results across all studies. For con- health or quality of life outcomes such as SFDs, then the version into 2007 U.S.$, the Consumer Price Index (CPI) economic value of the intervention was reported as a was used for non-medical-related and the Medical Compo- benefıt–cost ratio. For the studies included in this review nent of the Consumer Price Index (MCPI) for medical- that did not present enough data for cost–benefıt or cost- related costs (both available at www.worldbank.org). In two effectiveness analysis, program cost was reported as the studies42,43 conducted in the United Kingdom, the currency economic value of the intervention. Some studies had unit was the British pound, and the purchasing power pari- information on both costs and benefıts of the interven- ties method from the World Bank was used to convert Brit- tion but did not specifıcally present a fınal economic ish pounds into U.S. dollars. outcome measure. In this case, the reviewers computed www.ajpmonline.org
Nurmagambetov et al / Am J Prev Med 2011;41(2S1):S33–S47 S37 benefıt–cost or ICER based on the information available Search results using: MEDLINE, EMBASE, ERIC, PsychINFO, Web of in the study.24,48 –50 Science, Cochrane library, Sociological Abstracts, CINAHL, EconLit, Social Sciences Citations Index and JSTOR (1950–June 2008) Program cost analysis. In healthcare literature, the 1551 electronic and hand terms program and intervention are often used inter- search results 1489 excluded based on title/ changeably,40,41 and in this review the same convention is 62 articles ordered for abstract followed. Accordingly, throughout this article program full-text review 49 excluded after full review cost, intervention cost, cost of program, or cost of interven- 13 articles included in tion all have the same meaning: the value of all resources the analysis 1 excluded as same study required to implement an intervention (or a program). 12 articles included in Even though program cost does not represent the rela- the analysis 1 article found after initial review tionship between the costs and benefıts of the interven- 13 articles included in the final analysis tion, it nevertheless provides important information on affordability of the program, especially if the program is Figure 1. Flow chart of article selection shown to be effective. Cost– benefit analysis. Benefıts in this review were de- pressed as the net cost (program costs minus averted fıned as monetized values of averted healthcare utilization medical care and productivity losses) per additional SFD; and averted missed school and work days due to illness. or, in other words, as an ICER. Each ICER was either Correspondingly, in the studies on cost–benefıt analysis, the reported as is in a cost-effectiveness study with adjust- economic value of the program is presented as a benefıt–cost ment to 2007 U.S.$ or was computed by the reviewers ratio, which is the ratio of net benefıts over program costs. from the information provided in the study. Cost–benefıt results also can be expressed as net costs or net benefıts of the intervention, which is the difference Evidence Synthesis between the program costs and benefıts.41,47 However, Search Results the advantage of a benefıt–cost ratio is that it is indepen- The literature search based on all considered databases dent of the currency units used because the ratio is unit- originally produced 1551 papers (Figure 1). After review- free, as long as both costs and benefıts are expressed in the ing the titles and abstracts of these papers, 1489 of them same year currency. Another advantage is that a benefıt– were excluded because they did not meet the inclusion cost ratio also can be interpreted as return-on-investment criteria. A review of the full text of the remaining 62 outcome, which is the value of net benefıts obtained per articles resulted in exclusion of 49 papers; the remaining unit of investment. For example, if the benefıt–cost ratio 13 papers were selected for fınal economic evaluation is ⬎1, it means that every dollar spent on the intervention review and full abstraction. Papers by Morgan et al.25 and returns more than 1 dollar in net benefıts. by Kattan et al.52 described the same study of an inner- Cost-effectiveness analysis. In cost-effectiveness analy- city asthma randomized trial involving environmental sis the main outcome measure is the ICER. If CI and EI are allergen and irritant remediation in homes housing chil- the total net cost and effectiveness in the intervention dren aged 6 –11 years with moderate-to-severe asthma. group, and CC and EC are the total net cost and Only the Kattan paper52 was included in the analysis, effectiveness in the control (or comparator) group, then the based on its more comprehensive presentation of the ICER is estimated as the ratio of CI – CC divided by EI – EC. economic evaluation analysis of the intervention; this SFDs were used as the effectiveness measure in all three reduced the full abstraction list to 12 articles. A paper by cost-effectiveness studies. Bryant-Stephens and Li55 was identifıed subsequent to An important element in a healthcare cost-effectiveness the database search, resulting in a total of 13 included analysis is an appropriate effectiveness measure associ- papers.24,29,42,43,48 –50,52,53,55–58 With the exception of the ated with the change in the health or quality of life of Lin et al.58 and Bryant-Stephens and Li55 studies, 11 of 13 individuals resulting from the intervention; this measure papers were also independently identifıed by the system- can also be used as the denominator for an ICER. In atic review of intervention effectiveness.23 asthma care studies, an SFD has been used widely as an effectiveness measure primarily owing to its sensitivity Characteristics of Studies and Interventions (or responsiveness) to various asthma interventions and The studies and interventions included in this review its applicability across different asthma population cate- varied in several ways, such as study design, study loca- gories such as age groups, employment status, and tion, population size, length of follow-up period, com- asthma severity.29,51–54 Thus, the fınal economic out- pleteness of cost and benefıt information, qualifıcation of come of cost-effectiveness studies in this review is ex- and number of home visitors, level of remediation inten- August 2011
S38 Nurmagambetov et al / Am J Prev Med 2011;41(2S1):S33–S47 Table 1. Summary of economic evaluation studies Study Sample Age range Follow-up period Study design Study location size (years) (months) Barton (2007)42 RCT Torquay, United Kingdom 119b 0–65⫹ 6–9 43 a b Somerville (2000) Pre–post Cornwall, United Kingdom 87 0–15 3–22 56 Kercsmar (2006) RCT Cuyahoga County, OH 62 2–17 12 53 Eggleston (2005) RCT Baltimore MD 100 6–12 12 57 b Primomo (2006) Pre–post Tacoma–Pierce County, WA 197 0–18 1 58 Lin (2004) Pre–post New York State NR 0–65⫹ 12 55 Bryant-Stephens (2008) RCT West Philadelphia 396 2–16 12 49 Oatman (2007) Pre–post Twin Cities MN 64 0–18 12 48 Jowers (2000) Pre–post Western Pennsylvania 317 0–65⫹ 6, 12 50 Shelledy (2005) Pre–post Little Rock AR 18 3–18 12 24 Krieger (2005) RCT Seattle–King County, WA 274 4–12 6 52 Kattan (2005) RCT Multi-site (7 U.S. cities) 937 5–11 12 29 Sullivan (2002) RCT Multi-site (8 U.S. cities) 1033 5–11 12 Note: Asthma severity: based on a majority of asthma clients in that category as reported in the article a Pre- and post- (before and after) study design b Sample size in this study is the number of households. sity, and educational content (Tables 1– 4). Some studies Age of participants. Three studies included partici- did not report values for each of these categories. All these pants of all ages42,48,58; participants in the remaining nine factors contributed to the variation in the fınal economic studies were aged ⱕ1–19 years. outcomes (program costs, benefıt–cost ratios, or ICERs) Severity of asthma. The National Asthma Education presented in this systematic review. and Prevention Program (NAEPP) guidelines21,22,60 dis- Study design. The 13 studies included in this economic tinguish four classes of asthma severity: mild intermit- review were divided between two types of design: seven tent, mild persistent, moderate persistent, and severe per- were RCTs,24,29,42,52,53,55,56 and six were pre–post stud- sistent. Of 13 studies in this review, four targeted ies.43,48 –50,57,58 In Kercsmar et al.,56 a study originally individuals with all types of asthma severity,48,55,57,58 four designed as an RCT was later modifıed when three chil- targeted moderate-to-severe persistent,29,43,50,52 three dren from each of two groups were moved to the opposite targeted mild intermittent or persistent,42,53,56 one tar- group after randomization. The block randomization geted moderate persistent,49 and one mild-to-severe per- study design used in Kattan et al.52 takes into account sistent24 (Table 3). changes in patients’ characteristics during the study time Time frame. Some included papers were not suffı- frame; for example, the patients in the intervention group ciently clear about study time frame, such as time might have better controlled asthma over the time frame before enrollment in intervention, length of inter- of the study.59 vention, or total duration of the program. Follow-up periods were reported in every study and ranged from Study location. Two of the studies were conducted in 157 to 22 months.43 The most frequent follow-up pe- the United Kingdom,42,43 and the remaining 11 studies riod was 12 months, used in seven studies (Table were carried out in the U.S. Two cost-effectiveness 1).29,48,50,52,53,56,58 studies29,52 were multi-site and carried-out respec- tively in eight and seven cities across the U.S. Completeness and Major Drivers of Program Population size. The average sample size in the stud- Costs ies was 287 people (range: 18 –1033) at baseline. The Program costs for all 13 studies are shown in Table 4. number of participants in the study at the end of the Three of 13 studies had suffıcient information for cost– follow-up period was not consistently reported. benefıt analysis, and another three studies had additional www.ajpmonline.org
Nurmagambetov et al / Am J Prev Med 2011;41(2S1):S33–S47 S39 Table 2. Completeness of program cost information Home-visitor type. Qualifıcations of home visitors par- ticipating in the interventions varied greatly. Home visi- Cost of Completeness tors were respiratory therapists,49,50 nurses,42,48 sanitari- List of cost each of program components component cost ans,56 asthma educators,49 community health workers,24 Study included included information environmental counselors,52,53 local housing offıcers,43 exterminators,29,53 and outreach workers.55,57,58 Visitors Barton No No Limited with higher qualifıcations (i.e., more education or work (2007)42 experience) appear generally to increase the cost of the Somerville No No Limited intervention. (2000)43 Kercsmar No No Limited Numbers of home visits. The number of home visits (2006)56 ranged from one to nine visits per year, with two visits Eggleston Yes No Partially being the most common.43,48,57,58 Higher numbers of (2005)53 complete home visits were likely to increase intervention costs. Primomo Yes Yes Satisfactory Types of environmental remediation. Environmental (2006)57 remediation efforts were grouped in three categories: Lin No No Limited minor, moderate, and major. Minor remediation ef- (2004)58 forts29,48,50,57 provided a low-cost item such as an Bryant- No No Limited allergen-impermeable cover and provided advice on Stephens (2008)55 recommended environmental changes to be per- formed by the members of the household. Moderate Oatman Yes Yes Satisfactory (2007)49 remediation24,49,52,53,55,58 included provision of multi- ple low-cost materials and the active involvement of Jowers No No Limited (2000)48 the trained home visitor(s). Activities in this category included providing and fıtting allergen-impermeable Shelledy Yes No Partially (2005)50 complete mattress and pillow covers, installing small air fılters and dehumidifıers, integrated pest management, pro- Krieger Yes No Partially (2005)24 complete fessional cleaning services or equipment, and minor repairs of structural integrity (patching holes). Major Kattan Yes Yes Satisfactory (2005)52 remediation efforts42,43,56 involved structural im- provements to the home such as carpet removal, re- Sullivan Yes Yes Satisfactory (2002)29 placement of ventilation systems, and extensive repairs for structural integrity (roof, walls, and floors). Ac- cordingly, program costs were higher for major reme- information for cost-effectiveness analysis. In all studies diation than for minor or moderate remediation (Fig- except one,58 an average program cost per participant per ure 2). More details on environmental remediation year is presented. For the study by Lin et al.,58 only the and types of asthma triggers are provided in the ac- total program cost is presented, because the number of companying article.23 participants was not reported. Education components. Studies were grouped into two potentially overlapping categories based on the con- Completeness of cost information. Reporting of pro- tent of the education component of the interventions: gram costs varied, with some studies providing more environmental education24,29,49,50,52,53,55–58 and asthma details on program components than others. Four stud- self-management education.29,48 –50,53,55–58 Examples of ies29,49,52,57 in the review had satisfactory, three had par- environmental education included instructions in basic tially complete,24,50,53 and six studies42,43,48,55,56,58 had environmental control activities, providing and discuss- limited cost information (Table 2). ing the results of allergy testing, discussing the results on Drivers of program costs. In this review, a driver of pollutant and allergen levels in homes, and providing program costs is defıned as a factor that noticeably affects information about avoiding environmental tobacco the cost of the intervention. Of several possible factors, smoke and indoor allergen sources along with cleaning the four most common and, in the authors’ judgment, key instructions. The elements of asthma management edu- drivers of the cost of intervention were identifıed: home- cation included providing information on asthma man- visitor type, numbers of home visits, remediation type, agement plans; instruction on the correct use of asthma and education content. medications, spacer devices, nebulizers, and peak flow August 2011
S40 Nurmagambetov et al / Am J Prev Med 2011;41(2S1):S33–S47 Table 3. Summary of economic information Type of environmental Education Home Type of home Study SES Asthma severity remediation component visits visitor Barton (2007)42 Low SES Mild intermittent or Majora NR 1 Nurse persistent Somerville (2000)43 Low SES Moderate to severe Major NR 2 Housing officer persistent Kercsmar (2006)56 Low SES Mild persistent Major EE, SM 5 Sanitarians 53 b Eggleston (2005) NR Mild intermittent or Moderate EE, SM 3 Environmental persistent educator Primomo (2006)57 NR All types Minorc EE, SM 2 Outreach worker 58 Lin (2004) NR All types Moderate EE, SM 2–3 Outreach worker 55 Bryant-Stephens (2008) Low SES All types Moderate EE, SM 5 Outreach worker 49 Oatman (2007) Low SES Moderate to severe Moderate EE, SM 3 Respiratory persistentd therapist Jowers (2000)48 NR All types Minor SM 2 Nurse 50 Shelledy (2005) Low SES Moderate to severe Minor EE, SM 8 Respiratory persistent therapist Krieger (2005)24 Low SES Mild to severe Moderate EE 5–9 Community health persistent worker Kattan (2005)52 Low SES Moderate to severe Moderate EE 5–7 Environmental persistent counselor Sullivan (2002)29 Low SES Moderate to severe Minor EE, SM 0–2 Exterminator persistent a Major remediations involve structural improvements to the home and extensive repairs for structural integrity of the home. b Moderate remediations include provision of multiple low-cost materials and the active involvement of the trained home visitor. c Minor remediations provide a low-cost item and advice on recommended environmental changes in the household. d 77% of patients had moderate-to-severe persistent asthma. EE, environmental education; NR, not reported; SM, asthma self-management education meters; and information on necessary steps to take when When the third major remediation study,56 conducted asthma symptoms occur. in Cuyahoga County, Ohio, was included, the costs of Table 3 lists major drivers of intervention costs: types of interventions with the most expensive major remediation home visitors, numbers of home visits, levels of remediation ranged from $3796 –$14,858 per participant per intensity, and educational focus of interventions. Based on the year.42,43,56 The range of costs for interventions with data provided in the studies, here it is stated only whether edu- minor-to-moderate remediation was $231–$1720 per cation provided by the intervention was on environmental participant per year.52,57 The costs of intervention were asthma triggers, on asthma self-management, or both. greater in studies conducted in the United Kingdom ($6424 or $14,858 per participant per year)42,43 than Results on Economic Values of Home-Based those in the U.S. ($231–$3796).24,29,48 –50,52,53,56 –58 The Environmental Interventions range of program costs per participant per year for the Program costs. Costs of intervention for all studies studies with limited cost information was $377– included in this review were adjusted to 2007 U.S.$. $14,85842,43,48,55,56,58; for studies with partially complete The costs of interventions (shown in column 2, Table information, costs ranged from $554 –$131624,50,53; and 4) ranged from $231–$14,858 per participant per year. for studies with satisfactory information, costs ranged The two most expensive home-based interventions in from $231–$1720.29,49,52,57 terms of program cost were conducted in the United Kingdom, and both involved major remediation42,43 Benefit– cost ratio. Three studies had information suffı- with costs per participant per year of $14,858 and cient to conduct cost– benefıt (but not cost-effectiveness) $6424, respectively. analysis of home-based environmental interventions be- www.ajpmonline.org
Nurmagambetov et al / Am J Prev Med 2011;41(2S1):S33–S47 S41 Table 4. Summary of per-participant economic information Monetized Direct medical productivity Benefit–cost Change in Study Program cost ($) costs averted ($) loss averted ratio SFDs ICER ($ per SFD) Barton (2007)42 14,858a NR NR NA NR NA 43 c Somerville (2000) 6424 NR NA NA NR NA 56 Kercsmar (2006) 3796 NR NR NA NR NA 53 Eggleston (2005) 554 NR NR NA NR NA 57 c Primomo (2006) 231 NR NR NA NR NA 58 Lin (2004) Only total program NR NR NA NR NA cost availableb Bryant-Stephens (2008)55 853 NR NR NA NR NA 49 c d Oatman (2007) 497 2637 NR 5.3 NR NA 48 Jowers (2000) 377 2181 772 7.8 NR NA 50 c Shelledy (2005) 721 10093 NA 14.0 NR NA 24 Krieger (2005) 1316 124–147 NR 0.09–0.11 20.8 56–57 52 c Kattan (2005) 1720 555 NR 0.32 37.8 31 29 Sullivan (2002) 458 147 NR 0.32 26.6 12 a All numbers are average values per participant per year. b The article does not provide sufficient information for average program cost. c These benefits were not monetized. d Only daytime changes in SFDs were significant. ICER, incremental cost-effectiveness ratio; NA, not assessed; NR, not reported; SFD, symptom-free day cause SFDs were not reported48 –50; the fınal economic ies demonstrated benefıt–cost ratios ⬎1 (range of val- outcomes of these interventions are presented as benefıt– ues, 5.3–14.0; Table 4), reflecting economic benefıts cost ratios. All of these studies had a pre–post study that are greater than program costs. design, were conducted in the U.S., and used a 12-month follow-up period. The interventions included minor to Incremental cost-effectiveness ratio. All three studies moderate environmental remediation types, and the for which ICERs could be calculated were RCTs. In Kat- number of visits and type of home visitors affected pro- tan et al.52 and Sullivan et al.,29 the control groups had no gram costs, which ranged from $377–$721. Oatman49 intervention (status-quo group), whereas Krieger et al.24 and Shelledy50 provided information on direct medical used a specifıc control group consisting of a single home costs averted. Jowers et al.48 also included productivity visit with environmental assessment, bedding encase- costs averted as a result of reduction in missed work ment, and limited education (low-intensity group). Inter- days (and although the study estimated the number ventions in Krieger et al.24 and Kattan et al.52 had an of school days missed, no monetary values were environmental remediation component of moderate in- assigned). tensity; Sullivan et al.29 analyzed an intervention with Net benefıts for all three studies were computed, minor environmental remediation. The ranges per par- based on the information provided in the articles. The ticipant per year were $458 –$1720 for program costs, direct medical cost averted in the Shelledy study,50 $124 –$555 for direct medical costs averted, and 20.8 – $10,093, was four and fıve times higher than in the two 37.8 for SFDs. The fınal economic outcomes ranged from other studies, which may be due in part to the intensive an incremental cost-effectiveness ratio of $12 to $57 per nature of the intervention; it included eight weekly additional SFD. home visits by the respiratory therapists and resulted Cost and benefıts numbers in the calculation of the in an 80% reduction in hospital, emergency room vis- ICER for these three cost-effectiveness studies can its, and intensive unit care, and a 90% reduction in the also be used to compute benefıt–cost ratios. Although total costs associated with asthma care. All three stud- benefıt–cost ratio is generally not preferred to ICER, it is August 2011
S42 Nurmagambetov et al / Am J Prev Med 2011;41(2S1):S33–S47 Major facilitates conducting Barton (2007)42 14,858 cost–benefıt or cost- 43 effectiveness analysis as Sommerville (2000) 6,424 Mean $8,358 an integral part of effec- Kercsmar (2006)56 3,795 tiveness studies. Three types of eco- Moderate nomic outcomes were Kattan (2005)52 1,720 considered in assess- Krieger (2005)24 1,316 ing the value of an in- Bryant-Stephens (2008) 55 853 Mean $1,022 tervention: program cost, benefıt– cost, Eggleston (2005)53 554 and ICER. An analysis Oatman (2007)49 497 of these economic out- comes allows research- Minor ers and the public to Shelledy (2005)50 721 consider whether these Sullivan (2002)29 458 interventions present a Mean $447 Jowers (2000) 48 377 good value for money invested; or, in other Primomo (2006)57 231 words, whether these 0 2,000 4,000 6,000 8,000 10,000 12,000 14,000 16,000 interventions represent high economic value Cost ($) from a public health Figure 2. Program cost by environmental remediation intensity perspective. The fol- Note: Lin (2004) does not provide sufficient information for average program cost and is omitted from the lowing paragraphs ex- graph. pound on these out- comes and subsequent conclusions. informative to compute this type of economic outcome Program costs provide valuable information for decision for comparison. The three cost-effectiveness studies had makers about affordability and appropriate scale of an inter- benefıt–cost ratios ranging from 0.09 to 0.32.24,29,52 vention in the community. Even though it is preferable for economic analyses to include economic information on re- Conclusion alized benefıts, decision makers may weigh the cost of the In everyday life, people routinely make decisions about program against the expected health outcome benefıts. buying a good or service based on their perception or Three studies had information suffıcient to conduct more thorough assessment of its economic value, ar- cost–benefıt analysis with benefıt–cost ratios ranging rived at by weighing the utility of the product or service from 5.3–14.0, which indicates that the average benefıts against its cost.45 Consumers do not necessarily buy of averted medical care and missed work days due to goods or services to save money, but they do save asthma exceed average program costs. This suggests that money by shopping wisely and trying to receive greater these interventions provided net savings, and therefore benefıts for each dollar spent.44 One of the fundamental were a good value for money invested in these programs. principles in public health economics is that a decision Interventions analyzed in three cost-effectiveness maker should use a similar approach when allocating lim- studies provided a good value even though they did not ited resources to public health programs.45,47 Therefore, de- provide net savings. These three studies were all RCTs termining the economic value of an intervention is an im- and had ICERs ranging from $12–$57 per additional portant task for public-health decision making. SFD achieved as a result of the interventions.24,29,52 This review is the fırst study that systematically addresses the Although the intervention reviewed measured SFDs, economic value of home-based interventions to reduce expo- in health economics a quality-adjusted life-year sureofindividualswithasthmatoindoortriggers.Themethods (QALY) is a more general health outcome measure for systematic review provide some level of comparability for a applicable to any type of healthcare interven- variety of home-based interventions from an economic per- tion.40,41,45,47 QALYs have been used as effectiveness spective. The review helps to identify the major elements of measures for cost-effectiveness analysis in asthma care economic evaluation for these types of interventions and studies.61– 65 The following discussion of the numeric www.ajpmonline.org
Nurmagambetov et al / Am J Prev Med 2011;41(2S1):S33–S47 S43 relationship between QALYs and SFDs is intended to skills about environmental management of asthma or air determine if ICERs reported in cost-effectiveness stud- fılters and humidifıers as a result of the intervention and ies represent a good value for money invested in these makes behavioral modifıcations accordingly, the risk of interventions. asthma attacks could be reduced for many years after the The approach in this review is based on studies where intervention ends. both SFD and QALY were used concurrently in estimat- Home-based environmental interventions implicitly ing the ICER of asthma interventions. Paltiel et al.66 stud- employ two general economic concepts— economy of ied cost effectiveness of inhaled corticosteroids for mild- scope and economy of scale—that contribute to increased to-moderate asthma and found that the ICER of $7.50 per economic value. Combining several components in one SFD was equivalent to $13,500 per QALY; this implies multifaceted intervention increases the value of home- that, in their analysis, 1 QALY was approximately equal based environmental interventions both by improving to 1800 SFDs gained. Buxton et al.67 analyzed cost effec- their effectiveness, as emphasized in the National Asthma tiveness of budesonide medication for asthma care, using Education and Prevention Program Expert Panel-3 Re- both SFD and QALY, and their results were $24,000 per port (NAEPP EPR-3) guidelines (pp. 93 and 109)20 and QALY gained or $13.30 per additional SFD as an ICER of by reducing the combined cost of the interventions. In budesonide treatment of individuals with asthma. Based economics, this concept is referred as economies of on these studies it is reasonable to assume that, for asthma scope,45,70 in which the combined cost of conducting two interventions, 1 QALY is equal to 1800 SFDs. or more interventions together is less than the sum of the In public health, researchers are still debating the costs of conducting each intervention individually. For threshold at which an intervention is considered a good example, it is reasonable to expect that combining reme- value.68,69 In 1982, for example, the threshold from the diation of indoor environmental triggers and teaching public health perspective was $50,000 (in 1982 U.S.$) per household members about asthma self-management QALY, which can be translated into either $107,000 or during a single home visit would be less costly than deliv- $189,000 per QALY in 2007 U.S.$, depending on whether ering these two intervention components in two separate the Consumer Price Index or the Medical Component of visits. the Consumer Price Index is used.69 In the cost-effective- The average per-participant cost of the program can ness studies, the highest ICER was $57 per SFD gained (in be reduced if the size of the population covered can be 2007 U.S.$), which translates into $102,600 per QALY, increased. This concept is referred as economies of well below the public perspective threshold.52 Therefore, scale.45,47,70 It suggests that to justify (or recover) in- based on these considerations, home-based environmen- tal interventions are a good value for the money invested vestment in some fıxed costs of the program (e.g., in these programs. initial planning and development of the program, re- cruiting and training home visitors, and collecting and testing materials for these interventions), it makes eco- Potential Contributors to Higher Value of nomic sense to apply these programs to a larger num- Home-Based Environmental Interventions ber of participants, thereby lowering the average inter- Important contributors to the burden of asthma are indi- vention cost per participant. But above a given rect costs such as missed school or work days due to threshold, increasing the number of participants can asthma, as well as intangible costs such as reduction in the quality of life, and pain and suffering for asthma patients start increasing average cost per participant, because of and their caregivers. In all studies included in the review, crowding or congestion effects due to the fıxed nature the benefıts of reduction in indirect costs were not fully of some resources.45 Developers and implementers of taken into account when estimating the value of interven- these programs should be aware of existence of this tions, with the exception of one paper that included the threshold. value of missed work days.48 Not including these benefıts The role of economies of scope and scale in the can potentially lead to underestimation of the actual effectiveness and higher economic value of home- benefıt–cost ratios or ICERs; therefore, the values of the based environmental and other asthma interventions interventions could actually be greater than reported in needs to be studied further. From the public health the review. perspective, considering the optimal balance of the Although program costs are predetermined by fıxed bud- number of components, asthma triggers, home visits, get resources, the benefıts of asthma interventions may last and population size versus the benefıt–cost or incre- beyond the length of the follow-up period, particularly con- mental cost-effectiveness ratio can help in designing sidering the chronic character of asthma. For example, if a feasible and effective interventions to reduce the bur- family member of an asthma client acquires knowledge and den of asthma. August 2011
S44 Nurmagambetov et al / Am J Prev Med 2011;41(2S1):S33–S47 Limitations and Further Research have the same fınal economic measures is straightfor- Six studies included in this review provided information ward. Comparison is more challenging, however, when on the benefıts of the interventions in addition to the the value of one intervention is presented as a benefıt– program cost.24,29,48 –50,52 Three studies (pre–post de- cost ratio and the value of another as an ICER. Thus, signs) had information suffıcient to conduct cost– benefıt studies with program cost provided only limited compa- (but not cost-effectiveness) analysis,48 –50 with benefıt– rability from an economic perspective. As the number of cost ratios ranging from 5.3–14.0, and the three cost- economic evaluation studies grows over the years, it will effectiveness studies (RCTs) had benefıt–cost ratios rang- be important to conduct another systematic review of ing from 0.09 – 0.32.24,29,52 One of the reasons for the these interventions by including only cost-effectiveness differences in the benefıt–cost ratios is in the magnitudes studies with RCT study designs. As emphasized in the of program costs and benefıts. Columns 2 and 3 of Table NAEPP EPR-3 guidelines (p. 109),19 “further research to 4 show larger program costs and smaller benefıts in RCTs evaluate the cost effectiveness and the feasibility of wide- compared to pre–post studies. The number of home visits spread implementation of these programs will be ranging from fıve to nine may have also contributed to the helpful.” higher costs of interventions in RCTs (Table 3). A number of factors have been identifıed that can The differences in the benefıts of interventions also influence the risk and severity of asthma exacerbation, might be due partially to the regression to the mean, including outdoor air pollutants, environmental tobacco which can always be an issue in pre–post studies,71 smoke, and psychological stress. Respiratory infections, whereas in RCTs changes in benefıts were more likely due changing weather conditions, and exercise can trigger to the real effect of the interventions. Additional effects of asthma attacks. Wood smoke from wood-burning heat- the regression to the mean in the pre–post studies were ing stoves and fıreplaces can release irritating chemicals, particularly likely to take place in two of them,49,50 where such as sulfur dioxide, and medications, such as aspirin patients at baseline had moderate-to-severe persistent and sulfıtes, also can contribute to triggering of asthma asthma severity; in another pre–post study,48 patients symptoms.72– 86 This review focuses on the indoor envi- with all types of asthma severity were included at baseline. ronment only: on its effect on asthma, how these effects Because direct medical cost and productivity averted are can be mitigated, and for what costs. correlated with healthcare use, predominantly choosing People in developed societies spend about 60% of their patients with higher asthma severity at baseline could time at home.28,87 Both ambient outdoor and indoor have made possible stronger effects of the regression to environments affect asthma morbidity and mortality, but the mean. interventions to reduce exposure of individuals with It is important to note that most of the studies included asthma to indoor allergens can be more effective, less in this review were not designed as economic evaluation costly, and achieved sooner, and therefore deliver greater analyses. They were papers focused primarily on the ef- economic value from the societal perspective. Home- fectiveness of the intervention, including economic eval- based environmental interventions encompass a variety uation results as supplementary information. Some stud- of programs with the ultimate goal of reducing asthma ies had ambiguous information about time frame of morbidity. Understanding the program costs of an inter- the interventions. Even though these articles provided vention is an essential part of determining the economic limited data for conducting cost-effectiveness or cost– feasibility of an intervention. The 13 studies included in benefıt analyses, they were included in this review be- this review provide some baseline information on pro- cause state health programs might be interested in imple- gram costs, which fılls a research and programmatic menting these interventions based on the effectiveness knowledge gap. Researchers and programs are urged to review results, and the program costs provide informa- conduct thorough and complete economic evaluations of tion on affordability and feasibility of these interventions. home-based environmental interventions so that state The limited number of available articles and the heter- and local governments and organizations can employ ogeneity of the studies included in this review precluded interventions that meet the needs of their communities. use of multivariable statistical analysis to measure the Multicomponent interventions to prevent asthma attacks effect of program factors, including the effect of different or to reduce their severity can be effective and effıcient be- intervention components on the fınal economic out- cause asthma is a multifactorial disease. Although the stud- comes while holding all other factors constant. More ies in the current review all include an environmental com- rigorous statistical analysis of economic factors of these ponent aimed at improving the indoor environment, other interventions should be done in the future. multicomponent interventions that address exposure to en- Comparing the values of two or more interventions, vironmental factors outside the home or that address psy- such as program costs, benefıt–cost ratios, or ICERs that chological factors may also be effective. Although economic www.ajpmonline.org
Nurmagambetov et al / Am J Prev Med 2011;41(2S1):S33–S47 S45 evaluation of other types of multicomponent programs was 5. Lozano P, Sullivan SD, Smith DH, Weiss KB. The economic burden of asthma in U.S. children: estimates from the National Medical Expen- beyond the scope of this review, it should be the subject of diture Survey. J Allergy Clin Immunol 1999;104(5):957– 63. further studies, as well as the economic evaluation of indi- 6. Weiss KB, Sullivan SD. Understanding the costs of asthma: the next vidual program components. step. CMAJ 1996;154(6):841–3. The majority of studies in this review were interven- 7. Weiss KB, Sullivan SD. The economic costs of asthma: a review and tions for children with asthma, and studies that included conceptual model. Pharmacoeconomics 1993;4(1):14 –30. 8. Braman SS. The global burden of asthma. Chest 2006;130(1S):4S–12S. adults also included children. The studies that included 9. Fischer GB, Camargos PA, Mocelin HT. 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