DISABILITY RIGHTS CALIFORNIA 2014 COMMENTS ON THE DEVELOPMENTAL DISABILITIES BUDGET
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ADMINISTRATION 1831 K Street Sacramento, CA 95811 Tel: (916) 504-5800 TTY: (800) 719-5798 Toll Free: (800)776-5746 Fax: (916) 504-5802 www.disabilityrightsca.org DISABILITY RIGHTS CALIFORNIA 2014 COMMENTS ON THE DEVELOPMENTAL DISABILITIES BUDGET May Revision 2014 Background Disability Rights California is committed to ensuring that people with disabilities have access to services and supports which enable them to live in the community. We believe that California’s budget and policy decisions must promote integration and independence consistent with the Americans with Disabilities Act (ADA) and the Olmstead decision.1 We are pleased that the Administration and Department of Developmental Services has begun the process to implement the recommendations in the January 2014 Developmental Center Task Force Report, including initiatives that call for: 1) the development of new models of behavioral care in the community, including enhanced behavioral supports homes and community crisis homes; 2) working with stakeholders on potential projects for repurposing developmental center property to develop community housing; and 3) the development of additional services and supports in the community using existing models of care, particularly Adult Residential Facilities for persons with special health care needs. We are pleased that the state has identified its role in providing acute crisis services as “can’t 1 OLMSTEAD V. L. C. 527 U.S. 581 (1999): The Supreme Court held that under the Americans with Disabilities Act, individuals with disabilities have the right to live in the community rather than in institutions. In addition, the integration mandate of the Olmstead decision requires that states develop comprehensive plans to end unnecessary institutionalization at a 'reasonable pace' with the goal of integrating individuals with disabilities into mainstream society to the fullest extent possible. 1
say no” placements; we believe a better approach would be to develop community based crisis facilities in the community with a capped number of beds, rather than solely expanding those services to an additional developmental center. Additionally, with the reduction in reliance on state institutions, the community system is the primary safety net for regional center consumers. We are concerned that the Governor’s budget does not invest in core community services and that the failure to do so jeopardizes access to the quality services necessary to protect consumers’ health and safety. We look forward to participating in a stakeholder process to identify the ways to strengthen the community service system and encourage the prompt convening of a stakeholder group and more importantly the quick implementation of the group’s recommendations. As a member of the Lanterman Coalition, we support the recommendations in the Coalition’s budget letter. [See letter from the Lanterman Coalition on the California Budget and keeping the Promise to Californians with Developmental Disabilities March 10, 2014.] We want to call your attention to two urgent issues and encourage a resolution of these items in this budget: 1) payment of overtime for IHSS workers and other similar support services and; 2) nursing services for consumers whose needs are higher than the current Department of Health Care Services (DHCS) adult home and community based waivers. These issues are discussed below in the Community Services portion of our testimony. Below we provide comments on the DDS budget in the May Revise including our recommendations and concepts to implement the Task Force Initiatives. We also provide additional recommendations which will strengthen the community-based services. Developmental Center Budget Disability Rights California Recommendations and Concepts to Implement the Developmental Center Task Force Report Disability Rights California supports the Developmental Center Task Force Report. We are particularly pleased that the May Revisions identifies some specific initiatives to begin the implementation of the report. DRC recommends that language implementing the following concepts be 2
adopted by the Legislature and the Administration to ensure effective implementation of key initiatives. Comprehensive Assessments to Be Provided to Courts for all Commitment Reviews; Transition Planning Meetings and Report of Unmet Need The Trailer bill adopted in 2012 requires regional centers to conduct comprehensive assessments of any consumer residing in a developmental center. See Welfare and Institutions Code 4419.25(c) (2) (A). All assessments must be completed by December 31, 2015. We understand that by June 30, 2014 about 75% of the assessments will have been completed. These assessments provide critical information about each developmental center resident including the services and supports the consumer needs to successfully transition to a less restrictive setting. We suggest the following: 1.Provide the court with a copy of the comprehensive assessment and any updates during all judicial reviews of a consumer’s commitment. Current law requires the assessment be provided to the Individual Program Plan team and to the court as part of a Writ of Habeas Corpus hearing. The assessments are not provided to the court during other reviews of the consumer’s commitment. As a result the court will not have relevant information when it considers whether an extension of the commitment or other less restrictive placements are appropriate. 2.Require that the IPP team following the completion of an initial comprehensive assessment and updated assessment discuss and develop a transition plan for the consumer as a means of ensuring that the services and supports are in place for the consumer to transition to the community. Current law requires both an initial comprehensive assessment, and that the assessment be updated at the consumer’s annual IPP. The proposed change would require discussion and development of a plan for transitioning the consumer to the community. 3.Amend current reporting requirements to ensure the collection of data about the services and supports developmental center residents need to transition to the community. Regional centers and DDS are currently required to report outcome data related to the assessment process set forth in Section 4418.7 (Regional Resource Development 3
Project assessments prior to admission to Fairview), including the number of consumers who received assessments pursuant to Section 4418.7 and the outcomes of the assessments. Data currently is not collected and reported concerning the comprehensive assessments required by Section 4419.25(c) (2) (A). We suggest amending the Section 4418.25 reporting requirements to include the number of consumers who received comprehensive assessments and the outcomes of the assessments including the services and supports identified for the consumer to live in the community and information about whether or not those services are currently available or must be developed. Funding for Regional Center Clients’ Rights Advocates to Attend Developmental Center IPP Meetings and Court Commitment Proceedings An important component to implement the Task Force Report is ensuring the participation of the regional center clients’ rights advocate in the Individual Program Plan (IPP) meeting and any court proceeding. Over the past two years, the Disability Rights California’s Office of Clients’ Rights Advocacy (OCRA) assisted all 9 clients committed to Fairview Developmental Center and assisted more than 75 individuals committed to developmental centers or other restrictive living arrangements. These cases are often time consuming and not easily resolved. OCRA provided this assistance without additional resources and on top of the assistance is has provided in more than 19,000 matters involving regional center consumers living in the community. OCRA will not be able to provide increased assistance to consumers living in DCs who will be transitioning to community living arrangements without additional resources. While the state currently provides for a Developmental Center Clients Rights Advocate (CRA) through a Memorandum of Understanding (MOU) with the Area Board, a primary focus of their work is the rights of the consumer in the DC rather than removing barriers to community placement. We request funding for one regional center clients’ rights advocate to assist consumers at Fairview and one regional center clients’ rights advocate to assist consumers at Sonoma. 4
Revise Notification to Regional Center Clients’ Rights Advocates of Placement in Restrictive Settings The regional center clients’ rights advocates currently receive notice of admissions to the Fairview acute crisis (4418.7(e)(1) and Institutes of Mental Disease (IMDs) (4648(a)(9)(C). The timelines for notifying the CRA are unspecified leading to inconsistent notification and sometimes no notifications at all. We propose amending relevant WIC sections to include timelines for providing notice as a means of ensuring that regional center CRA’s receive notice of admissions to restrictive placements and can participate in any planning meeting. To implement the Task Force initiatives, we think the state will likely develop other kinds of crisis homes and believe that the regional center CRA should receive notice of admissions to these restrictive facilities within a defined timeframe. Timely notice will enable the clients rights advocate to participate in the individual program plan meeting unless the consumer objects on his or her own behalf. Community Placement Plan Funding (CPP) Disability Rights California was pleased to see a 13.0 million ($12.9 million GF) re-appropriation for the community placement plan funding to reflect proposals that address recommendations in the Developmental Centers Task Force Report. From our experience, it appears to take 2-4 years for CPP homes to be developed. We strongly recommend exploring options, with enhanced accountability on the part of the regional centers, to expedite the approval process for these homes. Alternatives to Acute Crisis Admissions to Developmental Centers As noted above, by statute, acute crisis admissions are allowed at Fairview Developmental Center. The May Revision has a proposal to create an additional acute crisis facility at Sonoma Developmental Center. Regional centers report that the admission process does not work and results in placements to large IMDs such as College Hospital.2 While we are pleased that the state has identified its role in providing acute crisis services as “can’t say no” placements we believe a better approach would be to develop community based crisis facilities in the community with a capped 2 College Hospital Cerritos is a 187-bed, free-standing Psychiatric Hospital in Southern California 5
number of beds, rather than utilizing developmental centers for this purpose. Use of Developmental Center Property to Develop Mixed Use Communities Harbor Village is a successful mixed use community on Fairview Development Center property. The Department of Developmental Services (DDS) and the Department of General Services (DGS) proposed to lease approximately ten additional acres of underutilized property at Fairview for development of an affordable housing project with 20% of the housing set aside for regional center consumers at a subsidized rental. While this project commonly called Shannon’s Mountain was bid, the bid was stopped due to legal concerns. DRC supports this mixed use development and encourages budget TBL to allow the project to move forward and to address any statutory constraints concerning development. DRC Comments About Secure Perimeter Facilities State statute and regulation currently allow for 100 beds within secure perimeter facilities. No facilities currently exist and some are expected to be developed within the year. The Centers on Medicaid and Medicare (CMS) have issued a letter expressing considerable concern regarding the Home and Community Based Waiver (HCBS) eligibility of secure perimeter facilities and/or concern about compliance with the new HCBS community regulations. Disability Rights California would be concerned about any proposal to expand the 100 bed cap until the CMS issue is resolved and there is a chance to evaluate the effectiveness of services in secured perimeter settings. Compliance with Current Laws: Seclusion and Restraint Finally, as the state develops new facilities and crisis services, the state must ensure that any new facilities and crisis services comply with existing state and federal seclusion and restraint rules and regulations. Community Services Budget As we have noted, when California reduces its reliance on state institutions, the community system plays a more integral safety net role. Therefore, the budget must invest in community services to ensure that Californians with developmental disabilities have access to the quality services they need and are entitled to under the Lanterman Act. Below we highlight many of 6
the items that we commented on during the January Budget Hearings which we believe are still critical to the state fulfilling its safety net role, but have unfortunately not been address in the May Revision. Regional Center Consumers, IHSS, and Fully Funding the Cost of Overtime The IHSS program is the foundation of California’s home and community based services. Most regional center consumers live in their family home. Regional center consumers make up 9% of the IHSS case load. 3 Approximately twenty percent of Regional Center consumers use IHSS as a generic service.4 The federal Department of Labor recently issued final rule mandates that personal assistance workers be paid overtime, with limited exceptions effective January 2015. In response to this rule, the governor’s budget proposes to ban overtime in IHSS, limiting a provider to no more than 40 hours work per week. This limitation would harm consumers with developmental disabilities and their families and service providers. 1.Regional center consumers who need more than 40 IHSS hours per week will have to find one or more new workers who may not understand or be trained to address the needs of the consumer. The most personal and intimate care, often done by family, will have to be done by strangers. Family members who typically have been the IHSS providers for regional center consumers, many of who are young children that live at home, will not be permitted to work more than 40 hours per week. 2.Even consumers who use fewer than 40 hours per week, but whose providers work for more than one consumer, may be forced to hire additional providers because the overtime calculation is tied to the worker and overtime is triggered by the total hours worked by a worker. 3 http://www.lao.ca.gov/handouts/socservices/2011/2011_12_IHSS_Budget_01_25_11.pdf at page 8 4 http://www.lao.ca.gov/handouts/socservices/2011/2011_12_IHSS_Budget_01_25_11.pdf. This report says 9% of the 456,000 have intellectual or developmental disabilities. That equals 41040 individuals which is almost 20% of regional center consumers on the regional center caseload. 7
3.Households which depend on the IHSS income of the caretaker to keep the IHSS consumer at home with family may lose up to 40% of their income. If the family loses the income and their home, consumers face a risk of institutionalization. 4.While in the past regional centers have received additional funding to back-fill budget limitations on generic resources, this will be harder to achieve given the 2009 limitations which capped respite hours. The combined impact of the IHSS overtime prohibition and respite cap will stretch many families’ emotional and financial resources to the point that maintaining the individual in the family home is no longer feasible. As a result, consumers will be placed out of home at a greater cost to the state. Additionally, the federal overtime rules also impact some regional center service providers such as those that provide Supported Living Services (SLS) and respite. Therefore, rates would need to be adjusted to address the changes in the overtime rules. Improve the Choices for Young Adults with Significant Medical Needs; Remove the EPSDT “Cliff” Children with the most significant medical needs can live at home with the support of home nursing. For Medi-Cal eligible children under age 21, early and Periodic Screening, Diagnosis and Treatment (EPSDT) funds this nursing. Home nursing hours are calculated based on the appropriate institutional level of care equivalent. For example, a child eligible for nursing facility level B will be eligible to receive in-home nursing hours up to the cost of the pediatric nursing facility level B. DHCS estimates that about 150 medically fragile children transition from EPSDT to the NF/AH Waiver each year. Most of these children are regional center consumers. Many of them experience a devastating reduction in home nursing because adult rates are considerably lower than pediatric rates (For example, compare a nursing facility B rate of $110,000 per year for pediatrics to $56,000 adult rate); NF/AH waiver costs caps are even lower with a rate of $48,180 resulting in a loss of 57% of her budget and nursing hours; and IHSS nursing costs are not deducted from EPSDT but are deducted from the NF/AH waiver budget. 8
For regional center consumers, the issue is further complicated because the Lanterman Act includes an entitlement to services which is uncapped. Because the 2009 Amendments to the Lanterman Act required the use of generic resources including Medi-Cal, regional centers require consumers to seek in-home nursing through the NF/AH Waiver. If consumers are placed on the NF/AH waiver, additional nursing services must be purchased by the regional center with state-only dollars because individuals can only be on one HCBS waiver (i.e., the NF/AH Waiver or DD Waiver.) To address the impact on services and the fiscal impact to the state, we propose amending Welfare and Institutions Code section 4659(c) to establish that the NF/AH Waiver shall not constitute a generic service if the services offered to the consumer are not sufficient to meet the consumer's need, which is defined as the level of service being received at age 21. Early Start Restoration Disability Rights California supports the restoration of Early Start eligibility and funding to pre-2009 criteria and funding levels. We also support fully funding the vital prevention resource and referral services provided through contract by Family Resource Centers as part of California’s Prevention Resource and Referral Program. Prior to 2009, Early Start provided services to infants and toddlers under the age of 3 who were “developmentally delayed,” had an “established risk,” or who were “at high risk” of a developmental delay. In 2009, infants and toddlers with high risk conditions were no longer eligible for the Early Start Program. The Prevention Program was created within the regional center system to provide intake services, assessment, case management, and referral to generic services for children with high risk. In 2011, the Prevention Program was phased out and the Prevention Resource and Referral Services, implemented by the Family Resource Centers Network of California, were created to provide outreach, information, and referral services for “at-risk babies.” The reductions and changes in eligibility criteria resulted in children who had developmental delays without early treatments and adequate, appropriate services. Evidence proves that children with developmental delays that are served at an earlier age have fewer developmental delays and require less costly services in the future. When the 2009 eligibility criteria and reductions were implemented to the Early Start Program, DDS 9
scored a savings of approximately 19 million dollars.5 We believe that utilizing these dollars, in this time of economic recovery, to fully restore Early Start and fund the prevention and referral services provided by Family Resource Centers is an excellent investment in California’s children and families. 5 http://www.dds.ca.gov/Director/docs/2009BudgetReductionsSummary.pdf 10
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