Diabetes self-management - Guidelines for providing services to people newly diagnosed with Type 2 diabetes
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Diabetes self-management Guidelines for providing services to people newly diagnosed with Type 2 diabetes March 2007 Improving Victoria’s oral health May 2007
ii Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes Published by the Victorian Government Department of Human Services Melbourne, Victoria © Copyright State of Victoria 2007 This publication is copyright, no part may be reproduced by any process except in accordance with the provisions of the Copyright Act 1968. This document may also be downloaded from the Department of Human Services website at: http://www.health.vic.gov.au/communityhealth/ publications/diabetes.htm Authorised by the State Government of Victoria, 50 Lonsdale Street Melbourne.
Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes� iii ��������������������������������������������������������������������������������� Foreword In Australia, the burden of chronic disease is increasing rapidly. In Victoria, approximately 70 per cent of the total burden of disease is attributed to six groups: cardiovascular disease, cancers, injuries, mental health conditions, asthma and diabetes. As of 2001, approximately one million Australians were diagnosed with Type 2 diabetes. A few decades ago Type 2 diabetes was known as adult-onset diabetes, mainly affecting older people. The prevalence of Type 2 diabetes in younger people, including children and adolescents, is increasing at an alarming rate and is linked to increasing rates of obesity. Victoria’s primary health care system must be able to respond in an appropriate and cost-effective way to this challenge. Self-management is about people being actively involved in their health care. The approach has been recognised by the Commonwealth Government and the Victorian Government as a key component of chronic disease management including diabetes. The diabetes self-management funding is a component of Victoria’s commitment under the Australian Better Health Initiative (ABHI): a joint Australian, State and Territory Government initiative. The funding will support early intervention for people with high risk and newly diagnosed with Type 2 diabetes to assist them to become an active partner in the management of their health. The diabetes self-management guidelines are aimed at Primary Care Partnerships and their member agencies (in particular community health services, rural health services and Divisions of General Practice) to support the provision of planned, managed, integrated and proactive care for people with chronic disease. I encourage you to use the guidelines to improve the health outcomes for people with chronic disease. Janet Laverick Director Primary Health Branch
iv Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes Contents Foreword iiii 1. Introduction 1 1.1 About the guidelines 1 1.2 The impact of diabetes 2 1.3 A coordinated approach to chronic disease 4 1.4 Overview of diabetes self-management funding 5 2. Chronic disease management 7 model for primary care 3. Diabetes self-management 9 service delivery 3.1 Client assessment and care planning 9 3.2 Self-management 11 3.3 Client monitoring 14 4. Diabetes self-management – 16 supporting systems 4.1 GP liaison 16 4.2 Client recruitment and referral pathways 17 4.3 Clients with multiple chronic conditions or complex needs 17 4.4 Decision support tools 18 4.5 Flexibility in service provision 18 4.6 Addressing health inequalities 19 5. Funding and reporting 21 5.1 Funding and reporting for CHSs 21 5.2 Funding and reporting for PCPs 21 5.3 Funding for workforce development 21 Appendix 1 A summary model of community care through community health services for people with Type 2 diabetes 22
Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes� ��������������������������������������������������������������������������������� 1. Introduction 1.1 About the guidelines While these guidelines are targeted at CHSs (or RHSs where applicable) and PCPs that receive direct funding (recurrent Care for people with chronic disease, such as Type 2 for CHSs/RHSs and one-off funding for PCPs), they are also diabetes, usually involves multiple health care providers in intended to support agencies in their work with people who multiple settings. To provide this care within an integrated have chronic disease. system, health care providers must work collaboratively to coordinate and plan care and services. This requires a The diabetes self-management guidelines should be used in commitment from health care providers and agencies to conjunction with: work together to achieve shared goals. • Chronic Disease Management Program Guidelines People with Type 2 diabetes need a responsive person- • Primary Care Partnership Planning and Reporting centred and effective system of care. These diabetes 2006–2009 guidelines self-management guidelines aim to support member Audiences agencies of Primary Care Partnerships (PCPs), in particular Community Health Services (CHSs), Rural Health Services Community Health Services (RHSs) where applicable, and Divisions of General Practice funded under diabetes self-management (DGP), to implement new diabetes self-management Funding provided to CHSs (or RHSs where applicable) funding in the context of a chronic disease management for diabetes self-management has been made available (CDM) approach across the service system. The guidelines to CHSs that are not in receipt of Early Intervention in also provide support for CHSs, PCPs and DGP as part of the Chronic Disease funding. However, as stated in the Early broader integrated chronic disease management (ICDM) Intervention in Chronic Disease guidelines, the diabetes work. They should be used in conjunction with the Chronic self-management funding also builds on the work already Disease Management Program Guidelines. being done by CHSs and PCPs to support people in the Self-management is about people being actively involved community who have chronic disease. Specifically, it in their health care. The approach is underpinned by a provides CHSs with additional funding to increase service number of principles and has been recognised by the delivery to people with Type 2 diabetes, but also expects Commonwealth Government and the Victorian Government that CHSs will work on internal systems changes to deliver as a key component of diabetes management and CDM services that are consistent with evidence-based chronic more broadly. care. Refer section 5.1. Diabetes self-management funding supports work already PCPs being undertaken by CHSs and PCPs. For example: PCPs have been provided with one-off funding to facilitate • All PCPs now receive recurrent funding for ICDM which service system integration and change management across builds on the established PCP role in facilitating service member agencies. In particular, general practice (through system integration and change management across DGP) and CHSs will need to be involved. Refer section 5.2. member agencies. Other agencies • Core business for CHSs includes providing services to Although funding for this initiative has been targeted to people in the community who have chronic disease. CHSs, all CHSs see significant numbers of people with Many CHSs, particularly those in receipt of Early chronic disease who would benefit from self-management Intervention in Chronic Disease funding, are working interventions and approaches. These guidelines could be on internal systems changes to ensure services are applied to other agencies wanting to develop and/or embed delivered within a CDM model of care. self-management into practice. National Health Priority Action Council (NHPAC) 2006, National ������������������������������������������������������ http://www.health.vic.gov.au/communityhealth/downloads/ Chronic Disease Strategy, Australian Government Department of cdm_program_guidelines.pdf Health and Ageing, Canberra http://www.health.vic.gov.au/pcps/strategy/index.htm#reporting
Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes Rationale for self-management Diabetes – the facts There is a strong evidence base internationally for self- Diabetes is a disease in which the body does not produce or management and a growing evidence base within the properly use insulin. Insulin is a hormone that is needed to Australian context. The most recent and largest initiative to convert sugar, starches and other food into energy needed test self-management models within the Australian health for daily life. The cause of diabetes is unknown. Both family care system was the Australian Government funded Sharing history and lifestyle factors, such as obesity, poor diet and Health Care Initiative. The initiative included a series of eight lack of exercise, are risk factors. The major types of diabetes demonstration projects conducted over three years using are gestational diabetes, prediabetes, Type 1 diabetes and a range of models including the Stanford Model, Flinders Type 2 diabetes. Model and Telephone Coaching. All eight projects found Gestational diabetes that people reported improved health outcomes, a better • Occurs during pregnancy and usually goes away after the quality of life and reduced use of health services. These baby is born. trends were also found in Indigenous and culturally and linguistically diverse (CALD) client groups, which were part • Affects 3–8 per cent of pregnant females. of most projects. • Increases the risk of developing Type 2 diabetes later in life with a 30–50 per cent chance of developing Type 2 The National Chronic Disease Strategy outlines a number diabetes within 15 years of pregnancy. of key directions for self-management which have been built into these guidelines. Embedding self-management Prediabetes5 principles has been identified as a key to maximising the • Occurs when a person's blood glucose levels are higher quality of life of people with a chronic disease and reducing than normal but not high enough for a diagnosis of Type 2 the risk of complications. diabetes. • Many people live with prediabetes unaware of the 1.2 The impact of diabetes condition and its impact on their health. Diabetes has an enormous impact on people, their families, Type 1 Diabetes5 the community and the health system. It has been proven • Affects 10-15 per cent of Australians with diabetes. that people with Type 2 diabetes have significantly lower • Is an autoimmune condition. productivity and participation rates. The costs for Type 2 diabetes have been rising rapidly over recent years. The • Results from the body's failure to produce insulin. Australian Institute of Health and Welfare projects that Type 2 Diabetes6 government expenditure on Type 2 diabetes will increase • In 2001, approximately one million Australians were by over 600 per cent between 2001 and 2031. diagnosed as having Type 2 diabetes. The facts on diabetes means the government must act • Up to 50 per cent of all cases remain undiagnosed. to ensure a strong focus on: • Is largely a preventable chronic disease. • prevention of diabetes • By 2031, it is projected 3.3 million will have Type 2 • early detection and intervention diabetes. • quality service provision, including self-management • Increases two to five times the risk of having a heart to prevent complications. attack or stroke. National Evaluation of the Sharing Health Care Initiative: http:// www.health.gov.au/internet/wcms/publishing.nsf/Content/ chronicdisease-nateval National Health Priority Action Council (NHPAC) 2006, National National Reform Agenda, 2006: Victoria’s plan to address the growing ������������������������ Chronic Disease Strategy, Australian Government Department of impact of obesity and type 2 diabetes, Consultation Draft, Council of Health and Ageing, Canberra Australian Governments Australian Institute of Health and Welfare 2006, Australia’s Health ������������������������������������������������� ���������������������������������������������������������������� Diabetes Australia, Diabetes Fact Sheets, viewed February 2007, 2006, Canberra International Diabetes Institute – Diabetes Research, Education and Care
Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes� ��������������������������������������������������������������������������������� • Without adequate management a person with Type 2 • poor housing diabetes is likely to develop complications such as renal • exposure to violence impairment and peripheral vascular disease. • extent of control and perceptions of mastery in the • Insulin is still produced by the pancreas, but is less workplace and wider society effective than normal. This is known as insulin resistance. • higher exposure to ‘life stressors’ such as the death of The prevalence of Type 2 diabetes in younger people, a family member or close friend, overcrowding at home, including children and adolescents, is increasing at an alcohol and other drug problems, serious illness or alarming rate. A few decades ago Type 2 diabetes was disability, and not being able to get a job known as adult-onset diabetes, mainly affecting older • food insecurity. people. The prevalence of Type 2 diabetes in children Rural and regional communities and adolescents is linked to the increasing rates of obesity People living in rural and remote areas of Australia have in this group. Obesity rates for children aged 7–15 years, poorer health and higher levels of health risk factors based on studies conducted in 1985 and 1995, grew for compared with those living in urban areas. This is despite boys from 1.4 per cent to 4.5 per cent and grew for girls the perceived health advantages of living in rural areas from 1.2 to 5.3 per cent. It has been estimated that in (clean air, less traffic, more relaxed lifestyle)11. Rurality itself 2004, 20–25 per cent of children and adolescents were is not the main factor leading to poorer health among people overweight or obese. outside major cities. Factors associated with rurality are the Diabetes and chronic disease causes of comparative health disadvantage in those areas. in disadvantaged subgroups Such factors include: The link between diabetes and an ageing population • socioeconomic disadvantage (including lower incomes and various subgroups within the population has been and education levels) recognised.8 • geographic isolation and difficulties with access to health care Subgroups include (but are not limited to): • shortage of health care providers and services • Aboriginal and Torres Strait Islander communities • greater exposure to injury • people from CALD backgrounds • greater difficulties in transport and communications • rural and regional communities • sparsely distributed populations leading to diseconomies • people from lower socioeconomic groups. of scale These subgroups warrant attention to minimise the impact • insufficient supply of affordable and quality fresh food of chronic disease on the individual, their family and the • unsupportive environment for physical activity. broader community. Lower socioeconomic groups Aboriginal and Torres Strait Islander communities Socioeconomic status (SES) is a strong predictor of Aboriginal and Torres Strait Islander communities have health. The lower a person’s SES, the shorter his or her life particularly high rates of diabetes, with up to 30 per cent of expectancy and the more prone he or she is to a wide range some communities being affected by diabetes. High levels of chronic diseases and conditions. Diabetes prevalence of ill health among Indigenous Australians10,9 have been is almost 2.5 times higher for the lowest SES groups. The linked to: link between SES and health begins at birth and continues • adverse socioeconomic conditions compared with general through life. There is a strong, but indirect, association in Australian standards including lower incomes, poorer educational outcomes and lower rates of home ownership Australian Institute of Health and Welfare 2006, Australia’s Health ������������������������������������������������� 2006, Canberra 10 National Public Health Partnership 2001, Eat Well Australia: An ����������������������������������������� Agenda for Action for Public Health Nutrition 2000–2010, Strategic 11 Australian Institute of Health and Welfare 2006, Chronic Diseases and Inter-Governmental Nutrition Alliance, Canberra Associated Risk Factors in Australia, 2006, AIHW, Canberra, http:// http://www.nphp.gov.au/publications/signal/eatwell1.pdf www.aihw.gov.au/publications/phe/cdarfa06/cdarfa06.pdf
Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes which SES affects health and health affects SES. Some The diabetes self-management funding is for the provision factors that can lead to SES effects on health12,11 include: of self-management interventions to high risk people newly • differential access to high quality health care diagnosed with Type 2 diabetes. The services provided under • individual factors such as smoking, exercise, nutrition, this funding should: stress and depression • operate within a broader CHS CDM model • social environments such as neighbourhood, work, • be linked to an ICDM approach across the local PCP. interpersonal support or conflict Under the ICDM funding, PCPs have an important role in • violence and discrimination bringing agencies together to develop systems that support • long-term effects of prenatal and early childhood a coordinated approach to the planning and delivery of environmental factors services for people with chronic disease. PCPs are focusing • structural factors that affect equitable access to food. on service system integration over the next three years for this client group by strengthening their service coordination 1.3 A coordinated approach work. In particular, ICDM activities include: to chronic disease • strengthening referral systems to include regular feedback and communication mechanisms that share service A coordinated statewide response to diabetes is being outcomes between agencies, and between agencies and developed (currently out in draft for public comment)13 general practice or between agencies and/or providers and will be part of the National Reform Agenda to address • developing clinical pathways for certain chronic diseases, the growing impact of chronic disease. Diabetes self- such as diabetes management funding is one of many strategies that will • supporting a self-management mapping process and make up this statewide response. Strategies will be based developing a plan to address gaps and facilitate workforce on evidence of what works and have a strong focus on development prevention, early detection and early intervention. Already this focus has been given impetus by packages such as • developing inter-agency care planning models that the COAG Australian Better Health Initiative, of which this include and promote the participation of GPs, private funding is a part. allied health practitioners and state-funded health practitioners in multidisciplinary care through the Medical People with Type 2 diabetes require services from a broad Benefits Scheme (MBS) CDM items, such as Team Care range of health care providers, are likely also to live with Arrangements. other chronic conditions, and will use health services throughout their life. Managing the burden of disease into These service system activities are essential in supporting the future requires a robust health system that integrates and helping to inform service delivery initiatives and prevention and care over time and different stages of change management processes, such as diabetes self- disease, integrates the care of different conditions, and management. integrates care across different services and service providers. 12 National Public Health Partnership 2001, Eat Well Australia: An Agenda for Action for Public Health Nutrition 2000-2010, Strategic Inter-Governmental Nutrition Alliance, Canberra http://www.nphp. gov.au/publications/signal/eatwell1.pdf 11 Australian Institute of Health and Welfare 2006, Chronic Diseases and Associated Risk Factors in Australia, 2006, AIHW, Canberra, http:// www.aihw.gov.au/publications/phe/cdarfa06/cdarfa06.pdf 13 National Reform Agenda: Victoria’s plan to address the growing impact of obesity and type 2 diabetes, Consultation draft, December 2006
Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes� ��������������������������������������������������������������������������������� Self-management mapping It is important that people newly diagnosed with Type 2 diabetes have access to a range of services that are The self-management mapping process is a PCP activity well coordinated between health care providers. Early that has strong links to diabetes self-management funding intervention services should aim to provide: and will inform future systems development for the initiative. The information from the self-management mapping will be • information about diabetes and managing diabetes invaluable to planning and developing the initiative. • assistance with monitoring and maintaining healthy blood glucose levels Mapping data will assist PCPs and members to identify: • support for self-management (at an organisational and • current gaps in the provision of self-management clinical level) interventions • information and assistance to manage lifestyle risks • workforce capacity and gaps • links to community groups and programs that will support • capacity vs. demand issues lifestyle change • referral pathways into self-management interventions. • assistance to cope with the impacts of a long term This data will be key to PCP and members planning around health condition workforce development, coordinating the delivery of • effective communication and referral between service self-management interventions across their catchment, providers. ensuring that interventions target high risk subgroups, Early intervention services are best provided in the defining agency and general practice roles in providing self- primary care setting and delivered by a range of health management interventions and support. care providers, including GPs. The GP is the primary health PCPs should prepare for this mapping process by identifying professional involved in detection and diagnosis and has agencies to be involved (state and Commonwealth funded, a central role in the ongoing medical management of the public and private), conducting planning to ensure maximum disease. Allied health and nursing professionals have an agency participation, and planning how the process can be important role in providing education, self-management used for capacity building. support, foot care, lifestyle support (including dietary management) and referral. The development of care plans 1.4 Overview of diabetes self-management may be appropriate, through use of the MBS care planning funding items, if the relevant criteria are met. The diabetes self-management funding is a component of The diabetes self-management funding provides: our commitment under the Australian Better Health Initiative • Non-recurrent PCP funding in 2006–07 for work with (ABHI): a joint Australian, State and Territory government general practice (through DGP) to build on current activity initiative. The initiative will provide early intervention to at the local level, focusing on people with chronic disease people with high risk and newly diagnosed Type 2 diabetes and complex needs. While these funds need to be used to to support them to become good self managers of their ensure people newly diagnosed with Type 2 diabetes are health. High risk includes subgroups of the community referred into self-management programs, they should also that experience higher levels of chronic disease and find it support a broader approach to working with DGP, building more difficult to access services. High risk groups include on existing effort as part of service coordination and ICDM. Indigenous Australians, people from CALD backgrounds, • Non-recurrent funding in 2006–07 for staff training and regional and rural communities, and those who experience development, which will be managed by Department of socio economic disadvantage. Human Services regions. • Recurrent CHS (or RHS where applicable) funding for delivery of self-management interventions. Fourth quarter targets only for 2006–07 and full year targets from 2007–08.
Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes The funding has an emphasis on providing people with self- management support that assists them and their families (and/or carers) to gain the skills and resources to actively manage their health. Effective client self-management is:14 • enhanced if started early • a key component of successful chronic disease management • leads to improved health and wellbeing outcomes. Self-management support goes beyond traditional knowledge-based client education to include processes that develop client problem-solving skills, improve self-efficacy, and support application of knowledge in real-life situations that matter to clients. Self-management is the ability of the client to deal with all that a chronic disease entails, including symptoms, treatment, physical and social consequences, and lifestyle changes.13 The funding for service delivery, in summary, should provide: 1. Client assessment. 2. Care planning (where this does not meet criteria for MBS related care planning). 3. Self-management intervention. 4. Client monitoring. These guidelines provide specific advice about service delivery within each of these areas. This should build on existing capacity to provide services to people with diabetes. Funding should be used to address the gaps in providing the services described in these guidelines. Refer to section 5 for more funding information. 14 National Health Priority Action Council (NHPAC) 2006, National ������������������������������������������������������ Chronic Disease Strategy, Australian Government Department of Health and Ageing, Canberra
Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes� ��������������������������������������������������������������������������������� 2. Chronic disease management model for primary care Core ‘business’ for CHSs includes integrated population- Self-management is a key element in the model. The based health promotion initiatives and providing services elements are interdependent components, building upon and programs to people with chronic disease, including one another. Evidence-based principles under each those with diabetes. Therefore, this funding and the element, in combination, foster productive interactions supporting diabetes self-management guidelines should add between informed clients and health care providers. As value to existing services and programs involved in ICDM. its ultimate goal, the Chronic Care Model envisions an The diabetes self-management funding should operate informed, activated client interacting with a prepared, within a broader CHS CDM model that includes recognising proactive practice team, resulting in high quality, satisfying the importance of the interrelationships among individuals encounters and improved outcomes. The Chronic Disease and the social, cultural, environmental, behavioural and Management Program Guidelines provide details of the biological factors that influence their health. model in the context of CHS and PCP functions. PCPs core activities include strengthening service Table 1 provides examples of how diabetes self- coordination systems across agencies for people with management can operate within a broader chronic care chronic disease, with a focus on self-management, care model. This list is not exhaustive; it is provided to illustrate planning, and referral and communication mechanisms. the links and interdependence between the six elements Key agencies involved in ICDM include CHSs and DGP. of the models. Local capacity, resources and requirements Therefore, this funding should be integrated with and add will need to be considered in developing diabetes self- value to existing service system development across these management services. agencies and with general practice. Service coordination work should align with the new Victorian Service Coordination Practice Manual15 which describes practice standards for initial contact, initial needs identification, assessment, care planning and referral. To achieve this, the Primary Health Branch of the Department of Human Services has adopted the Wagner Chronic Care Model16,17 for managing chronic disease in the primary care setting. Wagner proposes that managing chronic disease requires nothing less than a transformation of health care, from a system that is essentially reactive – responding mainly when a person is sick – to one that is proactive and focused on keeping a person as healthy as possible. The Chronic Care Model is a systems-based model that summarises the essential elements for improving care in health systems at the community, organisation, practice and client levels. The model can be applied to a variety of chronic diseases, health care settings and target populations. 15 http://www.health.vic.gov.au/pcps/publications/sc_pracmanual.htm 16 �������������������������������� Improving chronic illness care: http://www.improvingchroniccare.org/change/model/ components.html 17 ����������������������������������������� Wagner E, Glasgow R, Davis C et al, 2001 ����������������������� Quality Improvement in Chronic Illness Care: A collaborative Approach, Journal of Quality Improvement, Volume 27 Number 2, February
Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes Table 1: Chronic Care Model examples18 The Chronic Care Model Community Health System Self- Delivery Clinical Decision Management System Information Support Support Design Systems Informed, Productive Prepared, Activated Interactions Proactive Patient Practice Team Effective Self-Management Improved Outcomes Source: Wagner E, Glasgow et al 2001 The six elements of the model Community – Examples − All staff have been trained and have access to Internet-based service directories which include community information. − Linkage to community programs (as appropriate) for people with diabetes and recorded on the care plan. − Self-management programs (including diabetes education program) include exercise sessions conducted at local leisure centres. Health system – Examples − CHS strategic plan articulates a commitment and describes a plan to integrate funding (including diabetes self-management funding) and provide a seamless and integrated chronic disease management (CDM) program. − Identification of clinical leaders to support staff. − Management and staff roles for planning, implementing and monitoring CDM are clearly defined. − Policies and procedure are in place that clearly support multidisciplinary teamwork and the diabetes team meets regularly. Self-management support – Examples − Self-management needs are routinely assessed for all clients with chronic disease including diabetes, using the Flinders Partners in Health Scale (PIH)18 or other identified tool. − All clients with sub optimal self-management skills are referred to self-management interventions (a range of interventions are available depending on client need), clients with diabetes are offered a diabetes education group program or individual sessions (including face to face and telephone contact). Delivery system design – Examples − A referral pathway to the CHS for diabetes care exists and is well known and used by GPs. − CHS nursing staff conduct assessment clinics every fortnight within two large local general practices; assessment clinics take referrals for a range of programs. − GPs are available for case conferencing with CHS nurses (and other CHS staff via teleconference) for complex clients. − Follow up appointments between the GP and CHS for clients with chronic disease are coordinated. Decision support – Examples − Clients with chronic disease referred to the CHS are provided with a pocket size booklet to record their own health information (developed through the CHS and DGP). − Diabetes guidelines and client handouts are evidence-based and sourced from Diabetes Australia. − Interagency care planning occurs for all clients with more than two chronic conditions (including diabetes) using the Service Coordination Plan, coordinated by a key worker. Clinical management systems – Examples − Clinical indicator data collected by the GP is shared with the CHS following client consent. − Reports about CHS diabetes care are generated every 12 months and shared with GP practices, reports include no. of people: referred for service, completing diabetes program, having a written care plan (with GP input), meeting lifestyle goals etc. 18 http://som.flinders.edu.au/FUSA/CCTU/Hand%20out%20Flinders%20Model%20June%202006.pdf
Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes� ��������������������������������������������������������������������������������� 3. Diabetes self-management – service delivery Given the emphasis on an integrated approach to • managing blood glucose levels delivering health services, CHSs in receipt of diabetes self- • assessing lifestyle risk factors management funding should use the funding to add value • assessing coping skills and social supports to existing CDM programs by prioritising high risk clients • screening for mental health issues. newly diagnosed with Type 2 diabetes. The initiative provides CHSs with an opportunity to review their broader CDM Taking anthropometric measurements program and workforce capacity (in which the diabetes self- Includes: management initiative should be embedded) to ensure it is: • weight • based on evidence of what works • body mass index (BMI) • supported by systems (based on the Wagner Chronic Care • waist circumference. Model elements) that ensure best practice is routine This provides the client and health professional with • targeted at high risk clients who experience poorer health baseline data from which changes over time can be and have difficulty accessing services. measured. Being overweight or obese is a leading risk factor The diabetes self-management funding builds on the for Type 2 diabetes and most people diagnosed with the components of care that should be part of all CDM disease are overweight. An American trial, The Diabetes programs, that is: Prevention Program, studied people with prediabetes and • assessment found that those who increased their physical activity most • care planning days of the week and lost 5 to 7 per cent of their body weight reduced their risk of developing diabetes by 58 per • self-management interventions cent. The Shape-Up test on the Diabetes Australia website19 • linkage to community programs combines BMI and waist circumference to give clients an • client monitoring or follow-up. idea of their risk for Type 2 diabetes. Although the tool is only Aspects of service delivery within these components will a guide aimed at healthy adults it can assist clients gain an vary depending on the chronic disease and on local service awareness of this risk factor. models. The CHS and DGP should work together to establish a Therefore, the following describes the service delivery process that ensures measurements are only taken by one requirements for high risk clients newly diagnosed with health professional and shared with the team (with client Type 2 diabetes, without prescribing a model in which it is consent). Often GPs collect this information, so CHSs to be implemented. The model should be determined at the should not duplicate this assessment. local level, to meet the needs of the local community and fit within the local service system. Assessing knowledge of diabetes Includes: Agencies receiving diabetes self-management funding under • assessing clients’ confidence and skills to manage this initiative need to ensure the following service delivery diabetes (self-efficacy). components are provided. A summary model of care is provided at Appendix 1. Simply assessing knowledge is not enough because knowledge does not necessarily equal behaviour change. 3.1 Client assessment and care planning A client with a lot of knowledge may not put this knowledge into practice. Assessment (that includes self-efficacy) Assessment may be undertaken using a tool (such as the Flinders tools All clients referred for a diabetes self-management service – Partners in Health Scale, Cue and Response) or through must have access to a client assessment conducted by a structured interview process. Self-efficacy has a greater an appropriately qualified health professional. A diabetes correlation with behaviour change. Clients should be asked assessment should include: to rate how confidant they are to make changes based on • routine assessment procedures their knowledge. • taking anthropometric measurements • assessing knowledge and providing information on diabetes 19 http://www.diabetesnsw.com.au/diabetes_prevention_pages/ take_the_shape_up_test.asp
10 Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes Managing blood glucose levels Disease21, states that people with chronic medical diseases Managing blood glucose levels is a very important commonly experience depression and anxiety. Because of component of managing diabetes and should be done this association, an awareness of and screening for mental together by the client, GP and other health professionals. health issues is important. Studies show that undiagnosed The GP may have started this process so the role of other depression will make it harder for people to self-manage, for health professionals may be to assist the client to: example, take medications, eat properly and keep health • gain and use a home meter care appointments22. CHS staff should be aware that clients • understand hyperglycaemia and hypoglycaemia with depression may be able to access private counsellors under new MBS items for mental health, through GP referral. • understand use of insulin (if appropriate) and other medication Care planning • access the National Diabetes Services Scheme. All clients referred for a diabetes self-management service Assessing lifestyle risks will require a care plan. Assessment outcomes identified There is often a causal link between lifestyle risk factors areas where further support is required. This will assist the and Type 2 diabetes. Assessment of lifestyle risks can be client and health professionals determine the plan of care. done through the use of a tool such as the GP lifestyle Practice standards for care planning are described in the script screening, based on the SNAPW framework new Victorian Service Coordination Practice Manual 23. (smoking, nutrition, alcohol consumption, physical activity, The manual identifies three levels of care planning: service weight management)20. Where lifestyle risks are identified specific care planning, intra-agency care planning and inter- clients should be encouraged to set goals around agency care planning. Care planning under this funding may managing these risks. occur at all three levels. Service specific plans may include a GP management plan, a self-management plan, and a Assessing coping skills foot care plan. However, it will also be important to develop A person’s support network and their ability to deal with models for intra-agency and inter-agency care planning the emotional impacts of diabetes is important and will because medical management, allied health management impact on their ability to self-manage. We know that and self-management should be coordinated. effective self-management occurs in the context of strong social connectedness. Good self-managers receive Clients with complex needs may also be eligible for a Team support from their family, friends and/or community. It is Care Arrangement under the MBS-CDM items. For these often psychosocial issues that limit self-management. clients, it will be important that CHS staff provide input With training, health professionals without a professional into the care planning and coordination of services, with background in counselling can and should provide basic the GP and, potentially, specialists and private allied health psychosocial support. It is imperative that mechanisms are professionals. in place to support health professionals in this role. This The care planning process should be a dynamic, is important as sadness, a sense of loss and other similar consultative process that includes the client (and family/ emotions (that is not depression) are a normal experience carers as appropriate) and health care providers, and meets with chronic disease. the client’s health needs in a holistic way. Treatment options Although depression is not a recognised side effect of should be provided so clients can make informed decisions diabetes, people with diabetes have a higher incidence of about their care. Goals and actions should be measurable depression. Certainly literature, such as the National Survey and articulate who is responsible, so that review and on Mental Health and Wellbeing and the Victorian Burden of reflection is possible. 21 http://www.health.vic.gov.au/healthstatus/bodvic/bod_current. htm 22 University of Arkansas for Medical Sciences (UAMS), Depression makes chronic diseases harder to handle, http://www.uams.edu/ 20 http://www.health.gov.au/internet/wcms/publishing.nsf/ today/2003/021003/chronic.htm Content/health-pubhlth-strateg-lifescripts-index.htm 23 http://www.health.vic.gov.au/pcps/publications/sc_pracmanual.htm
Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes� 11 ��������������������������������������������������������������������������������� Care plans should include the following elements: achieve their goals, identify barriers to reaching their goals, • issues/problems and plan for overcoming these barriers, including obtaining • goals, actions, target dates, responsible agents needed resources.Goals for self-management should • regular review dates include: • participants • managing blood glucose levels • checklist – evidence of need • managing lifestyle risks • method of planning. • engaging in normal activities of daily life that are important to the client. Goal setting Goals should be documented on the care plan. Goal setting is an essential component of care planning for people with chronic disease. It should follow a health professional and client interaction that identifies problems 3.2 Self-management from the client’s perspective, and barriers to making Self-management is described as26: change. Goal setting should involve the client setting short The client (and their family/carers as appropriate) working term and long term goals. The goals should be realistic, in partnership with their health care provider to: proposing behaviours that clients are confident they can • know their condition and various treatment options achieve. Confidence can be measured by asking the client • negotiate a plan of care to estimate their confidence — on a 0 to 10 scale — that they • engage in activities that protect and promote health can achieve their goals. Experience shows that if the answer • monitor and manage the symptoms and signs of the is 7 or higher, the goals are likely to be achieved. If the condition(s) answer is below 7, the goals should be made more realistic in order to avoid failure. • manage the impact of the condition on physical functioning, emotions and interpersonal relationships. It is important that goals are client-centred, that is, they are developed by the client and are relevant to the client. The Self-management is the ability of the client to deal with all purpose of clients setting their own goals is to increase their that a chronic disease entails, including symptoms, treatment, confidence in managing diabetes. Confidence fuels internal physical and social consequences, and lifestyle changes. motivation. Health professionals need to support clients to Self-management support do this initially. The Commonwealth Sharing Health Care Self-management support is the care and encouragement Initiatives 2001–2004, found that health professionals had provided to people (and their family/carers as appropriate) difficulty shifting their practice from a traditional medical with chronic disease to help them understand their model of care to a client self-management focus which central role in managing their conditions, making informed included care planning where clients set personal goals decisions about care, and engaging in healthy behaviours. rather than health professionals setting clinical goals.24 Self-management support goes beyond traditional Goal setting support tools — Flinders self-management knowledge-based client education to include processes that care plan and ACIC self-management support tool25 develop client problem-solving skills, improve self-efficacy, — are examples to guide discussion between the health and support application of knowledge in real-life situations professional and client. The tools assist the health that matter to clients. professional and client to determine goals, identify steps to 24 National Evaluation of the Sharing Health Care Initiative Demonstration Projects 2005 http://www.health.gov.au/internet/ wcms/publishing.nsf/Content/chronicdisease-nateval 25 http://www.improvingchroniccare.org/tools/PDFs/self_mngmt_ 26 http://som.flinders.edu.au/FUSA/CCTU/Hand%20out%20Flinders support.pdf %20Model%20June%202006.pdf
12 Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes Good self-management support involves collaboration Table 2: Examples of self-management interventions27 between client and health care provider, where the Type of intervention Examples provider is coach as well as clinician and the client Individual Face-to-face Flinders University model and family are managers of daily care. It also includes consultation of clinician-administered helping clients (and their family/carers as appropriate) support identify and achieve appropriate behavioural and lifestyle Telephone coaching Coaching patients On changes. This often means identifying the attitudes and Achieving Cardiovascular beliefs that clients hold about their health, and addressing Health (COACH) program the barriers to behaviour change. Internet individual New South Wales Arthritis As identified, self-management support should include family course Foundation course and/or carers. Supporting behaviour change for individuals Internet group course UK National Health may include supporting changes being made within a family. Service’s For example, an individual who wants to make changes to Expert Patients Program online their diet may need support from family members who do the food shopping and/or meal preparation. Group: ongoing cycle Rehabilitation programs Group: formal/ Stanford University Self-management interventions structured program Self-management interventions support and cover all Written information Non-government aspects of self-management as described above. While the organisation publications diabetes self-management funding should provide a range of Television/multimedia, Back pain beliefs interventions that are flexible in content and delivery to suit social marketing campaign; individual client needs and preferences, it is important that Quit anti-smoking interventions aim at achieving the following client outcomes: Population campaign • engagement or re-engagement in life-fulfilling activities Source: Joanne Jordan and Richard Osborne January 2007 • engagement in health promoting behaviours and Generic evidence-based self-management interventions reduction of lifestyle risks Includes: • learned skills and techniques to manage symptoms and overcome health problems • Stanford Model • a positive attitude to life and being able to live with the • Flinders Model disease without it ‘controlling life’ • motivational interviewing for behaviour change. • self-monitoring of clinical indicators, insight into living with The most common behavioural models that underpin self- a health problem and setting realistic limitations management interventions28 are the: • ability to confidently interact with health professionals and • social learning theory that includes problem solving and use the health system appropriately goal setting to improve self-efficacy • social engagement and the ability to seek support from • cognitive behavioural approach which aims to motivate interpersonal relationships and community organisations clients to adjust thought distortions that impact behaviour. • improved general emotional wellbeing • support client sustaining the lifestyle changes over the longer term. Table 2 illustrates the broad range of self-management interventions that have been developed from one-on- one interventions to group-based programs. This enables interventions to be provided to suit the local capacity and the needs of the client. 27 Jordan J and Osborne R 2007, ‘Chronic Disease self-management education programs: challenges ahead’, Medical Journal of Australia, Volume 186 Number 1, p. 1 28 Joanne Jordan, Joan Nankervis, Caroline Brand and Richard Osborne Chronic Disease self-management education programs: where should Victoria go?, Final Technical Report 2005–06
Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes� 13 ��������������������������������������������������������������������������������� Generic self-management models are appropriate for people This style of interview, asking the patient provocative with diabetes; however, they need to be provided by an questions and discussing the responses, can often help appropriately qualified allied health professional (such as uncover important behaviour change issues. a dietitian or physiotherapist) and combined with diabetes education. The advantage of self-management interventions Stages of Change Model that combine education with behavioural models is that they build client knowledge as well as self-efficacy. Stanford Model Developed by Stanford University,29 the model is a Relapse Precontemplation structured group program that runs over six sessions for people with arthritis or osteoporosis, or any chronic health problem. Sessions are facilitated by two trained leaders Maintenance Contemplation and cover: • techniques to deal with problems such as frustration, fatigue, pain and isolation Action Determination/ preparation • appropriate exercise for maintaining and improving strength, flexibility, and endurance • appropriate use of medications • communicating effectively with family, friends, and health professionals The Stages of Change Model identifies the stages • nutrition through which clients pass. The model is based on the premise that behaviour change is a process, not • how to evaluate new and alternative treatments. an event, and that individuals have varying degrees Flinders Model of motivation or readiness to change. Motivational Developed by the Flinders Human Behaviour and Health interviewing has been proven effective in assisting Research Unit,30 the model is a generic set of tools and clients move through stages of change and preventing processes. It enables clinicians and clients to undertake relapse. Research has found that providing motivation is a structured process that allows for assessment of self- much more successful31 than simply providing clients management behaviours, collaborative identification of with knowledge. problems and goal setting, leading to the development of individualised care plans. The tools include the Partners in Disease specific evidence based self-management Health Scale, Cue and Response Interview, Problem and interventions Goals Assessment and Self-Management Care Plan. These interventions have been proven to be effective through rigorous evaluation (for example, control group, Motivational interviewing before and after time series) and have demonstrated Based on the Prochaska and Declemente Model, a cognitive improved client outcomes. behavioural approach, motivational interviewing is a counselling approach that prepares clients for behaviour In 2002, the Department of Human Services funded the change. Using the technique, health professionals Hume Moreland PCP, through the Diabetes Prevention encourage clients to identify lifestyle behaviours that they and Management Initiative, to develop a lifestyle group would like to change and to articulate the benefits and program for people with diabetes. The program, called One difficulties of making that change. The interviewer uses Step Ahead, combines self-management support, exercise directive questions and reflective listening to help clients and diabetes education. The program was implemented come to their own decisions by exploring their uncertainties. in four health services and evaluated by The University of Melbourne. Evaluation results showed that participants were 29 http://patienteducation.stanford.edu/programs/ 31 Bodenheimer T and Lorig K, ‘Patient Self-management of Chronic 30 http://som.flinders.edu.au/FUSA/CCTU/Hand%20out%20Flinders Disease in Primary Care’, http://jama.ama-assn.org/cgi/content/ %20Model%20June%202006.pdf full/288/19/2469
14 Diabetes self-management: Guidelines for providing services to people newly diagnosed with Type 2 diabetes highly satisfied with the program and client health outcomes Communication agreements should be part of broader included improved self-reported physical activity levels and ICDM inter-agency care planning models. Models may statistical improvements in blood glucose control at six and vary in sophistication but should always be underpinned 12 months post-program completion. A program manual by processes for sharing information and coordinating was developed out of the initiative along with a workforce care. For example, a basic level care planning model may development strategy. The program manual describes: simply include sharing service specific care plans between • the structure and content of the six session program agencies. At a more sophisticated level, the model may • all necessary resources include discussion between health care providers from • information about conducting the program. different agencies around client goals which leads to the development of one new coordinated care plan that It is anticipated that both the program manual and synthesises all information from service specific plans. workforce development strategy will be available on the Department of Human Services website in early 2007. Following the package of services and self-management support provided to clients, the CHS should take a step Under the diabetes self-management funding, it is expected down approach and communicate with the GP regarding that self-management interventions will be provided to ongoing management. A step down approach may include clients over the period of approximately 12 months. This one or more of the following options: may include a period of service intensity, for example, a • The client exiting from service with an opportunity for group program. However, intensity should step up or down re-contact should other issues arise or through invitation to regular but infrequent contact as clients’ support needs to additional or refresher diabetes self-management change, for example, telephone contact every three months. programs. • Annual podiatry appointments. 3.3 Client monitoring • Ongoing but infrequent telephone coaching. A team approach to diabetes management starts with the client and their GP, and adds allied health, specialist Ongoing management and education services as required, particularly following As well as self-management interventions, clients may diagnosis. The diabetes self-management funding is aimed require allied health (for example, podiatry, dietetics), at CHSs providing a range of services to people following nursing and/or counselling services. Clients should be diagnosis and ensuring they have adequate supports in assisted to access these services via appropriate referral. place for long-term management. Therefore, it is important These services may or may not be funded directly by the that people with Type 2 diabetes have a regular GP. If not, diabetes self-management funding, and may or may not be they should be supported to find a GP they trust. It is also provided by the CHS, depending on how funding is used important that communication occurs between the CHS and what services outside the CHS are more appropriate and GPs of clients receiving services. (such as MBS funded allied health and dental). GP communication Clients should also be educated about, and linked to, other health and community services that can provide routine Communication between the GP and other health care ongoing care and support. Ideally, as part of an annual cycle providers is important to maintain the team approach to of care (sourced from the Australian Government Health and care. Agreements and protocols around communication Ageing website – Medicare online), the GP will facilitate the between the GP and CHS should be established (if not following: already in place) to ensure this occurs and should be consistent with the practices, processes, protocols and systems described in the Victorian Service Coordination Practice Manual. Referral32 and communication pathways are also discussed in section 4. It is recommended that the diabetes self-management guidelines be used in conjunction with the manual. 32 http://www.health.vic.gov.au/pcps/coordination/ppps.htm
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