Clinical standards for the assessment, management and rehabilitation of post-TB lung disease
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INT J TUBERC LUNG DIS 25(10):797–813 CLINICAL STANDARDS FOR LUNG HEALTH Q 2021 The Union http://dx.doi.org/10.5588/ijtld.21.0425 Clinical standards for the assessment, management and rehabilitation of post-TB lung disease SUMMARY B A C K G R O U N D : Increasing evidence suggests that post- tions); Standard 2, to identify patients with PTLD for PR; TB lung disease (PTLD) causes significant morbidity and Standard 3, tailoring the PR programme to patient needs mortality. The aim of these clinical standards is to provide and the local setting; Standard 4, to evaluate the guidance on the assessment and management of PTLD and effectiveness of PR; and Standard 5, to conduct education the implementation of pulmonary rehabilitation (PR). and counselling. Standard 6 addresses public health aspects M E T H O D S : A panel of global experts in the field of TB of PTLD and outcomes due to PR. care and PR was identified; 62 participated in a Delphi C O N C L U S I O N : This is the first consensus-based set of process. A 5-point Likert scale was used to score the Clinical Standards for PTLD. Our aim is to improve initial ideas for standards and after several rounds of patient care and quality of life by guiding clinicians, revision the document was approved (with 100% programme managers and public health officers in agreement). planning and implementing adequate measures to assess R E S U LT S : Five clinical standards were defined: Standard and manage PTLD. 1, to assess patients at the end of TB treatment for PTLD K E Y W O R D S : tuberculosis; post-TB lung disease; se- (with adaptation for children and specific settings/situa- quelae; pulmonary rehabilitation; clinical standards Historically, national TB programmes (NTPs) have these illnesses is uncertain, but they may in part emphasised the need to ensure rapid diagnosis and reflect the systemic effects of sustained lung inflam- effective treatment of individuals with infectious TB mation and enzymatic degradation, which persist to reduce transmission and the epidemiological trend after TB cure.25,26 Moreover, individuals who previ- of the disease.1,2 Over the past 20 years, the number ously completed TB treatment continue to be at high of individuals successfully treated for TB has risk of developing TB again due to either endogenous increased substantially, with an estimated 155 million reactivation or exogenous reinfection.27,28 Distin- TB survivors alive in 2020.3,4 However, a substantial guishing between recurrent TB vs. post-TB sequelae proportion of people considered cured (or with TB can be particularly challenging.29–31 treatment completed) report residual cough, weak- For this document, we adopted the definition of ness, dyspnoea, difficulties in climbing stairs or PTLD developed at the First International Sympo- managing every-day or work activities, which affect sium on Post-TB disease: ‘‘Evidence of chronic their quality of life (QoL) and increase the risk of respiratory abnormality, with or without symptoms death.5–10 These long-term sequelae from TB treat- attributable at least in part to previous (pulmonary) ment are identified using a series of tests, including tuberculosis’’.32 In recent years, PTLD has attracted chest imaging (e.g., fibrosis, cavities, pleural thicken- increasing interest from the research and medical ing, bronchiectasis, pulmonary hypertension, second- community. Several studies indicate that up to 50% ary bacterial and fungal infections); pulmonary of TB patients report health problems consistent with function testing (PFT), including spirometry, plethys- PTLD after completion of treatment.11–13,33–38 PTLD mography and diffusing capacity of the lungs for is likely to cause a considerable burden of disease carbon monoxide (DLCO) to detect obstructive, globally, suggesting opportunities for prevention and restrictive and mixed patterns; and cardiopulmonary management. Recent modelling indicates that 138– exercise testing (CPET) to assess the integrative 171 million TB survivors were alive in 2020, of whom responses of the cardiovascular, respiratory and nearly one fifth were treated in the past 5 years.4 musculoskeletal systems to incremental exercise in PTLD was estimated to account for approximately patients with PTLD.11–20 half of lifetime disability-adjusted life-years (DALYs) Delayed diagnosis and inappropriate regimens used caused by incident TB.38–40 during treatment may play a role in the development In preparing this document, our aim was to define of PTLD.21,22 Also, former TB patients experience clinical standards for PTLD, focusing primarily on increased non-pulmonary morbidity and mortality, pulmonary disease. Standards are different from particularly cardiovascular diseases, despite success- guidelines, which are based on ‘Grading of Recom- ful completion of treatment.23,24 The aetiology of mendations, Assessment, Development, and Evalua- Article submitted 12 July 2021. Final version accepted 12 July 2021.
798 The International Journal of Tuberculosis and Lung Disease tion’ (GRADE) and ‘Patient, Intervention, Comparison, METHODS Outcome (PICO) questions. Standards prescribe a A panel of 67 global experts was identified to widely accepted level of diagnosis and care, for all represent the main scientific societies, associations healthcare providers and clinicians, both public and and groups active in the field of TB and PR, including private, to achieve optimal standards in managing TB clinicians (n ¼ 34), TB public health (n ¼ 18), TB patients who have, or who are presumed to suffer from, paediatricians (n ¼ 3), PR experts (n ¼ 6), PFT/lung a given disease.41,42 The IJTLD Clinical Standards do diseases experts (n ¼ 3), methodologists (n ¼ 2) and not compete with existing WHO or other guidelines, psychologist (n ¼ 1). Out of the 67 experts invited, 3 but rather complement and integrate their recommen- declined and 2 did not respond. The 62 respondents dations to provide a specific clinical focus. The were asked to comment via a Delphi process on an standards are universal principles and might need to initial draft including seven standards (Standards 1–6 be adapted for specific settings and situations for future being clinical and Standard 7 on public health) programmatic implementation due to legal, organisa- developed by a core coordination team (with 17 tional or economic reasons. members). A 5-point Likert scale was used (5: high Because specific evidence on PTLD is limited in agreement; 1: low agreement). Sixty experts submit- some technical areas, the available evidence on other ted a valid Delphi questionnaire (two did not answer). lung diseases was used (e.g., for chronic obstructive At the first Delphi round, agreement was high, with a pulmonary disease [COPD]), although such studies median value of 5 for Standards 1–6, and 4 for exclude patients with TB. Also, research into paedi- Standard 7. Based on substantial agreement on the atric care is currently limited, but recommendations seven Standards and the document outline, a draft were added where appropriate. The clinical standards document was jointly developed by the expert panel. will be updated to capture new evidence as it This underwent seven rounds of revision and the final accumulates over time. Finally, although these form was approved by consensus (100% agreement), standards pertain to evaluations and interventions with a reduction in the number of standards to 6 in after a patient has completed TB treatment, a small total (5 clinical and 1 on public health). but growing body of research indicates that patients at risk for PTLD can be identified using chest radiography (CXR) at the time of TB diagnosis.43 STANDARD 1 The use of adjunctive therapies during TB treatment Every patient completing TB treatment should be may therefore help to avert PTLD or reduce its clinically evaluated for PTLD. The assessment should impact.44,45 Physicians are urged to consider such at- be conducted as soon as possible at the end of risk patients for enrolment in clinical trials to expand treatment and organised by the TB programme. In our understanding of this area. special settings and situations, post-TB treatment evaluation can be simplified and/or modified to AIM OF THE CLINICAL STANDARDS include a set of basic examinations with the aim to identify patients with sequelae at risk of deterioration This consensus-based document aims to describe the (or even death) and those likely to benefit from PR. following activities: The following set of basic examinations is considered 1) Assessing patients at the end of TB treatment for essential upon clinical suspicion of either the presence sequelae and PTLD (Standard 1). A universal of, or risk factors for, PTLD: clinical examination/ standard was defined, with special considerations history, CXR, PFT, six-minute walking test (6MWT), for children and possible adaptation in different complemented by symptom score and QoL question- settings and situations (for organisational, legal or naire evaluation. Other examinations are considered economic reasons). conditional. 2) Identifying patients with PTLD for pulmonary The complete list of examinations to assess the rehabilitation (PR) (Standard 2). presence of post-TB treatment sequelae and the 3) Adapting the PR programme for specific patient indications for PR (see Standards 2–3 for details) needs and different settings (Standard 3). are summarised in Table 1. Completion of treatment 4) Evaluating the effectiveness of PR and follow-up affords the opportunity to (safely) evaluate the (Standard 4). patient’s microbiological and radiological status, 5) Education and counselling for a patient (Standard and the relationship with baseline assessments. 5) to help manage their condition. Although the focus of this document is on PTLD, it 6) A public health standard highlighting the need to is important to note that bacteriological results record changes in patient outcome resulting from (sputum smear microscopy and culture) are impor- PR (Standard 6). tant at diagnosis, during follow-up and at the end of 7) Priorities for future research into PTLD. treatment to determine the TB treatment outcome
Clinical standards for post-TB lung disease 799 Table 1 Standard 1: Recommended examinations to be conducted at the end of treatment and in special settings and situations because of legal, organisational or economic reasons Adaption for special settings Essential and conditional examinations/investigations and situations Clinical assessment Clinical history, symptom assessment and clinical Clinical history, symptom assessment examination and clinical examination Imaging Chest radiography (digital) Chest radiography Computed tomography Functional evaluation Spirometry, including pre- and post-bronchodilator test Spirometry Plethysmography SpO2 Diffusion capacity assessment (DLCO, KCO) 6MWT Tidal breathing techniques (oscillometry/MBW) Arterial blood gas analysis, and pulse oximetry (SpO2) 6MWT CPET Subjective evaluation QoL questionnaire QoL questionnaire Frequent symptoms score Frequent symptoms score DLCO ¼ diffusing capacity of the lungs for carbon monoxide; KCO ¼ carbon monoxide transfer coefficient; MBW ¼ multiple breath washout; SpO2 ¼ peripheral capillary oxygen saturation; 6MWT ¼six-minute walking test; CPET ¼cardiopulmonary exercise testing; QoL ¼ quality of life. (cured or treatment completed, see also Standard any lung condition also need to be recorded, as these 6).46 CXR is also important. Computed tomography are likely to be relevant for the management of PTLD. (CT) scan, which is not always available, allows a Examples include asthma, bronchiectasis, pulmonary more thorough evaluation of the lung parenchyma fibrosis and COPD as well as a history of pulmonary that is often not visible (or fully appreciated) on CXR. TB (PTB) and/or frequent lower respiratory tract For example, it may offer higher sensitivity to detect infections in childhood. bronchiectasis, cavities or pulmonary nodules as a A clinical examination at the end of TB treatment, basis to improve current and future clinical manage- when performed thoroughly, helps guide appropriate ment (sputum expectoration, risk of recurrent infec- further investigations. Recordings for weight, height tion, risk of chronic fungal infection and risk of TB and vital signs (temperature, respiratory and heart relapse). Pulmonary nodules may be a consequence of rates, blood pressure and oxygen saturations) is TB but can also represent other infections or cancer.47 considered essential. The presence of low arterial The advantages of a CT scan must be weighed against oxygen saturations (,94%, ideally complemented by the harms of radiation exposure. Use of CT scans arterial blood gases analysis, if feasible), changes in should therefore be reserved for instances when body mass index (BMI) and its trend over time, digital differential diagnostic imaging beyond CXR is highly clubbing, coarse crackles, raised jugular-venous desirable to inform clinical decision making. In pressure or peripheral oedema may suggest pathology patients with cavitary TB, who develop progressive other than TB or concurrent pathologies. A subse- respiratory symptoms after treatment completion, quent nutritional assessment includes, among oth- additional testing may be warranted to evaluate for ers,49 simple investigations (e.g., urine analysis and TB relapse, chronic infections (aspergilloma, non- blood tests) to identify treatable conditions that tuberculous mycobacteria [NTM] infections, bron- commonly cause morbidity.50 For example, anaemia chiectasis) and other lung disease (e.g., cancer). caused by iron deficiency can be diagnosed by blood Further investigations may include chest CT, culture tests and is amenable to oral supplementation, and of sputum or fluid collected by bronchoalveolar unexpected glycosuria could lead to a diagnosis of lavage (e.g., for M. tuberculosis, Aspergillus and diabetes. Desirable blood tests include complete other respiratory pathogens) and Aspergillus serolo- blood count with white cell differential, fasting blood gy.48 In settings with sufficient resources, additional glucose, electrolytes, urea, creatinine and liver assessments would add important clinical and func- function tests, including serum albumin. Unexplained tional information to PTLD management, particular- or persistent biochemical abnormalities should be ly as it relates to lung health (for details on complemented by the appropriate investigation (or rehabilitation, see Standards 3–4) and mortality risk. referral) to diagnose and treat the underlying A focused respiratory history needs to be recorded condition. Comorbid medical conditions associated including vaccination history (e.g., COVID-19, influ- with TB that are known to increase mortality, enza, pneumococcal vaccines), risk factors (e.g., particularly if untreated, should be noted. These previous incarceration) and co-morbidities (e.g., include but are not limited to HIV, diabetes mellitus, HIV co-infection and diabetes, among others) as well chronic kidney diseases, chronic liver diseases (in- as exposure to health hazards (such as cigarette cluding chronic hepatitis B and C), anaemia and iron smoking, silica and biomass fuel). Known respiratory deficiency.11,32,50 Recently, the importance of COV- co-morbidities and related previous treatments for ID-19 has also been highlighted, and opportunities
800 The International Journal of Tuberculosis and Lung Disease exist to combine efforts supporting rehabilitation function in childhood and adulthood. PTB in child- approaches for patients with both TB and COVID-19 hood could therefore have long-lasting consequences related sequelae.51–54 on lung health later in life.57,58 A better understanding Given the high rates of PTB and the body of evidence of the impact of PTB on long-term respiratory linking TB with chronic respiratory diseases (CRDs), morbidity in children is therefore urgently needed. PFT should be routinely performed on completion of End of TB treatment assessment should follow TB treatment in all settings where it is available and standards as proposed in adults, with some consider- compared with previous PFT results. For example, pre- ations specific to children. Just over half of children and post-bronchodilator spirometry performed accord- diagnosed with TB will have a clinical diagnosis ing to the European Respiratory Society (ERS)/ (‘‘unconfirmed TB cases’’) and no microbiological American Thoracic Society (ATS) standards,55 with confirmation due to the often paucibacillary nature of appropriate equipment provides essential information paediatric TB.59 This results in the majority of children on lung function and is the diagnostic test of choice for having an outcome of ‘‘treatment completed’’ instead of CRDs. When feasible and available, spirometry can be ‘‘cured’’. Radiological imaging can be considered at the complemented by plethysmography (to assess total end of treatment for use as a comparative tool in case lung capacity and resistance), DLCO or carbon TB recurs. CT scans of the chest are usually not monoxide transfer coefficient (KCO) to assess ventila- indicated due to challenges of investigation in children tory inhomogeneity for comprehensive assessment of and radiation exposure, but can be considered in lung function.11,32 specific cases (substantial chronic symptoms and The six-minute walking test (6MWT), performed radiological abnormalities) to evaluate the extent of according to international guidelines, is a simple tool PTLD or exclude a different diagnosis. largely used to evaluate functional exercise capacity, Lung function should be considered in all children assess prognosis and evaluate treatment response in with severe TB lung involvement60 over the age of 4–6 CRDs.56 The 6MWT is generally considered reliable years, and include pre- and post-bronchodilation flow/ for chronic respiratory diseases and requires limited volume curves. Tidal breathing techniques, including resources.11,32 Furthermore, the 6MWT is useful for forced oscillometry and multiple breath washouts, can the evaluation of exercise-induced desaturation as be considered in children younger than 4 years of age. assessed using pulse oximetry (SpO2), although the Data on lung function impairment in children is reference values to be used may be an issue. Clinical currently lacking and is a priority for research. examination might justify the need for additional Quality of life questionnaires such as EQ-5D-Y and investigations in specific patients, for example, Toddler and Infant (TANDI) can be used to assess echocardiography to evaluate pulmonary hyperten- health-related QoL in children – although these need sion and secondary right heart failure, or evidence of local adaptation for the youngest children. Functional lesions that put patients at risk of spontaneous exercise capacity can be measured using the 6MWT pneumothorax (or history of previous pneumotho- in children from the age of 4 years. Reference ranges rax) or of possible broncho-pleural fistula. Similarly, were established in a Caucasian population and some patients may benefit from assessment of might require adaptation in different settings.61 cardiovascular risks, including determination of blood lipids, C-reactive protein and N terminal pro brain natriuretic peptide (Nt-proBNP). STANDARD 2 The persistence of symptoms such as breathlessness Evaluation for PR. Former TB patients with clinical or cough are associated with disease progression, and radiological signs and symptoms consistent with contributing to a decline in physical function and post-TB treatment sequelae, evidence of obstruction health-related QoL. Therefore, the evaluation should and/or restriction, desaturations and/or low oxygen include the subjective perception of symptoms and levels, reduced exercise tolerance and related impair- the corresponding impact on daily life. There are ment in quality of life should be evaluated for PR. numerous questionnaires validated for use in subjects with CRDs, although not PTLD specifically. It is PR is a core component in the management of CRDs recommended that questionnaires are administered and is described as an ‘individually tailored and by trained personnel, when needed, respecting their designed, multidisciplinary programme of care’ for specific indications. The choice of the questionnaire patients with chronic respiratory impairment.62 or scales also depends on the time available and the There is strong evidence that PR improves health education level of the patient. status, exercise capacity, fatigue, and social function- ing, and is recommended in international guide- Specific considerations for paediatric care lines.63,64 There is currently a lack of data in children, Despite increasing global awareness of PTLD, there is a but tools used in children with other chronic lack of data for children. Numerous cohort studies respiratory illnesses can also be used in paediatric have shown that there is an association between lung PTLD. Growing evidence indicates that PTB causes
Clinical standards for post-TB lung disease 801 Table 2 Standard 2: Indications for pulmonary rehabilitation69–84 Essential and conditional Adaption to special settings Indications examinations/investigations and situations Pulmonary rehabilitation should be evaluated in all cases of TB cured (smear- or culture-negative in the last month) and TB treatment completed with: Impaired exercise capacity32,56,69,70 Cardiopulmonary exercise test and/or Six-minute walking test and/or Six-minute walking test and/or Five repetition sit to stand test Five repetition sit to stand test and/or Maximal voluntary contraction Reported respiratory symptoms (dyspnoea, Modified Medical Research Council Modified Medical Research Council cough, sputum, wheeze, chest pain, Modified Borg Scale Modified Borg Scale fatigue)71–74 Visual Analogue Scale Visual Analogue Scale Presence of comorbid conditions, including Clinical history Clinical history chronic obstructive pulmonary disease, Diagnostic test or examinations Diagnostic test or examinations asthma, bronchiectasis, pulmonary fibrosis, pulmonary hypertension, and/or need for surgery12,13,75 At least 1 hospitalisation or 2 exacerbations in Clinical history Clinical history the last 12 months11,32,76,77 Impaired pulmonary function showing airflow Spirometry with plethysmography, if Spirometry obstruction or restriction or mixed available abnormalities and bronchodilator response Diffusing capacity for carbon monoxide and/or impaired diffusing capacity for carbon monoxide78 Abnormal blood gas PaO2 ,80 mmHg/10.6 Blood gas analysis and/or Pulse oximetry kPa and/or PaCO2 .45 mmHg/6.0 kPa and/ Pulse oximetry or nocturnal and exercise-induced desaturation79 Ineffective cough and/or difficult to clear Clinical examination and/or Clinical examination bronchial secretions80,81 Lung function tests (reduction of vital capacity ,1.5 L and/or reduction of peak cough flow ,160–200 L/min and/ or reduction of maximal inspiratory pressure and/or reduction of maximal expiratory pressure) Impaired quality of life82–84 TB-specific questionnaire: EUROHIS- TB-specific questionnaire: EUROHIS- QOL 8 16 QOL 8 16 Disease specific questionnaire: SGRQ Disease-specific questionnaire: SGRQ .25 .25 Generic questionnaire WHOQOL-BREF Generic questionnaire WHOQOL-BREF ,60 (subjects aged 60) ,60 (subjects aged 60 years) EUROHIS-QOL ¼ European Health Interview Survey-Quality of Life; SGRQ ¼ St George’s Respiratory Questionnaire; WHOQOL-BREF ¼ abbreviated World Health Organization Quality of Life. CRD in a proportion of patients with lung damage at therefore if such patients would potentially benefit different levels: in the bronchial airways (e.g., non- from PR. After excluding cardiovascular risks, PR is reversible airflow obstruction, bronchiectasis, tra- an appropriate measure for patients with persistent chea-bronchial stenosis) and in the lung parenchyma symptoms (dyspnoea, chest pain, cough, muscular (cavities, fibrosis, restrictive lung disease); it can also fatigue), or reduced exercise tolerance, a restriction in cause mixed patterns.11,65–67 activities because of their disease, exercise-induced The severity of pulmonary sequelae is usually oxygen desaturation, or impaired health status. related to a delay in diagnosis or treatment and/or A comprehensive assessment should be performed inadequate/inappropriate treatment, leading to ex- in order to detect and quantify the possible impair- tensive lung damage and longer treatment duration, ment due to PTLD (see Standard 1).11,12,32 The likely to be more evident in patients with multidrug- assessment (see Table 269–84) should focus on TB resistant or extensively drug-resistant TB or TB sequelae and their functional impact, as well as on relapse/recurrence.11,12 Although adequate clinical pulmonary interventions needed (e.g., long-term and radiological evaluation of patients at the begin- oxygen therapy, ventilation) and include radiological ning of anti-TB treatment and during treatment aspects, spirometry findings and bronchodilator monitoring can identify initial sequelae, the end of response, assessment of lung volumes, DLCO, treatment provides an opportunity to adequately arterial blood gases, nocturnal and exercise-induced study the patient without risk of infection for family desaturations, 6MWT and QoL. PR (specifically members, health staff or other contacts.7,63,68 A covered in Standards 3–4) is a comprehensive careful patient assessment at the end of TB treatment package of interventions, which can include exercise, (patient cured or with treatment completed) is needed education, nutrition, self-management activities and to evaluate if there are indications for PTLD and psychosocial support.85
802 The International Journal of Tuberculosis and Lung Disease STANDARD 3 test and the 5 repetition sit to stand test are also applied.70,92 PR in PTLD patients has been shown to The PR programme should be organised according to significantly improve the distance covered during the feasibility, effectiveness and cost-effectiveness crite- 6MWT (by approximately 35–45 m), an improve- ria, based on the local organisation of health services ment similar to that recorded in subjects with and tailored to the individual patient’s needs. COPD.110 QoL was evaluated by questionnaires, all Most of what is known about PR is derived from different from each other, and no study used disease- CRDs, where it has been shown to be relatively more specific questionnaires. However, the results seem to cost-effective than pharmacotherapy.86 Obviously, confirm significant improvement when QoL was there are differences between these conditions and evaluated using the St George’s Respiratory Ques- PTLD, and important evidence gaps are highlighted tionnaire, Short Form Health Survey 36 and Clinical in this document. To qualify as PR, programmes must Chronic Obstructive Pulmonary Disease question- include, at the very least, comprehensive baseline and naire.111,112 Similarly, the symptom evaluation was post-PR outcome measurements, a structured and conducted for dyspnoea, chest pain, haemoptysis and supervised exercise training programme, an educa- cough by using different scales. tion/behavioural programme intended to foster long- No data are available on other strong outcomes term health-enhancing behaviour, and provision of such as mortality and morbidity. It is desirable to use recommendations for home-based exercise and self or validated and shared tools to consolidate knowledge supervised physical activity programmes.87 on PR for PTLD. Evidence on specific PR programmes tailored to PTLD patients exists in settings with adequate Follow-up resources, logistics, and expert healthcare providers – Follow-up is desirable for patients undergoing PR to and these were generally effective.88–91 At the same assess if any clinical problem has arisen, and to ensure time, simplified programmes with no need for major that the benefits achieved after PR are maintained. The capital outlay and equipment were successfully adapted follow-up needs to be organised based on local and applied to specific circumstances without hamper- feasibility and organisation of health services. Individ- ing the activities of the NTP.92,93 The possibility of uals who complete an episode of TB treatment, modulating PR programmes by adapting them to the especially those with residual pulmonary sequelae context and resources available (to prevent unmanage- (e.g., residual cavitation) and with other infections able workload), makes PR potentially accessible to (e.g., aspergilloma and NTM) remain at elevated risk individuals (including children and adolescents) in of TB.29,30 Recurrent TB may be due to endogenous different settings.12,92,94–99 The core components of a reactivation or exogenous reinfection27,28 and is PR programme are summarised in Table 3.100–109 frequently observed, particularly in settings with a high incidence of TB.113,114 Follow-up should there- STANDARD 4 fore include appropriate measures to detect recurrent TB at an early stage and refer individuals with disease Evaluating the effectiveness of PR for former TB recurrence for prompt treatment. Recurrent TB can be patients. The standard includes a short description on identified based on clinical or radiographic findings, in how to evaluate the effectiveness of PR by comparing addition to microbiological evidence, after excluding the core variables before and after rehabilitation. The other causes (NTM, fungal or other chronic bacterial standard also suggests how to organise follow-up for infections). the patient. If feasible, follow-up of patients with sequelae not As discussed in Standard 1 and 2, on completion of TB requiring (or with contra-indications for) PR can also treatment and before starting a PR programme be considered. Table 5 includes a generic scheme for tailored to a patient’s needs, a comprehensive assess- follow-up visits. Considering the risk of recurrence, ment is necessary. The easiest way to evaluate the infection control and prevention measures and re- effectiveness of PR is to assess the core variables ‘at the assessment of the patient’s potential contagiousness end’ vs. ‘at the beginning’ of the programme,88–90,92 as are recommended during all steps of the process. summarised in Table 4. As a minimum, the patient’s functional exercise capacity, dyspnoea and health STANDARD 5 status should be assessed.11,12,32 Recently, a list of health outcomes including social, Each patient completing PR should undergo counsel- economic and psychological impact has been recom- ling/health education, including a follow-up plan to mended as a core component of the evaluation.11,32 maintain/improve the results achieved, organised The measure of exercise capacity most frequently according to feasibility and cost-effectiveness criteria, used is the 6MWT.88–90,95 However, the cardiopul- based on the local organisation of health services and monary exercise test or the incremental shuttle walk tailored to the individual patient’s needs.
Clinical standards for post-TB lung disease 803 Table 3 Standard 3: Summary of the core components of a rehabilitation programme100–109 Methods Adaption to special setting Components Indication Interventions and situations Aerobic exercise: Impaired exercise capacity, Treadmill and/or cycle-ergometer Free walking endurance training limited by dyspnoea and or 30 min 2–5 times/week for 4–8 30 min 2–5 times/week for 4–8 other respiratory symptoms weeks weeks Restriction in daily life Intensity set according to maximal Intensity set according to activities.11,32 oxygen consumption or the perceived dyspnoea equation of Luxton or 80% of Outpatients or home setting heart rate max adjusted on Suggest maintenance dyspnoea programme In or out-patients or tele- monitoring Suggest maintenance programme Strength training: Reduced muscle mass and Free weights (dumbbells and Free weights (dumbbells and upper and lower strength of peripheral ankle-brace) ankle-brace) extremities (limited muscles. Lower muscle 20–30 min 2–5 times/week for 4– 20–30 min 2–5 times/week for evidence on TB) weakness with risk for falls. 8 weeks 4–8 weeks Impaired activities of daily 2–3 set of 6–12 repetitions 2–3 set of 6–12 repetitions living involving the upper Intensity set to 80% of maximal Intensity set according to extremities (including voluntary contraction and/or perceived muscles fatigue dressing, bathing, and adjusted on muscles fatigue Out-patients or home setting household tasks)11 In or out-patients or tele- Suggest maintenance monitoring programme Suggest maintenance programme Inspiratory muscle Impaired respiratory muscle Load threshold devices, seated Not applicable training (limited function, altered respiratory and using a nose clip evidence on TB) mechanics, decreased chest Interval training: 10 exercises wall compliance or followed by 10 seconds break pulmonary hyperinflation100 between each. 15–20 min 2–5 times/week for 4– 8 weeks Loads from 30% to 80% of maximal inspiratory pressure Airway clearance Difficult to remove secretions or Choose the technique suitable for Choose the technique suitable techniques mucous plugs the subject among those for the subject among those Frequent bronchial available, based on respiratory available, based on respiratory exacerbations (2/year) capacity, mucus rheology, capacity, mucus rheology, Concomitant diagnosis of collaboration and patient collaboration and patient bronchiectasis101 preferences preferences 15–30 min one or more times/day 15–30 min one or more times/ Choose the duration of treatment day choose the duration of based on chronic (long term) or treatment based on chronic acute problem (short term) (long term) or acute problem Suggest maintenance programme (short term) when needed Suggest maintenance programme when needed Long-term oxygen Resting hypoxaemia despite Titrate oxygen flow that maintain Titrate oxygen flow that therapy (limited stable condition and optimal oxygen saturation .92–93% maintain oxygen saturation evidence on TB) medical therapy (partial Long-term oxygen therapy should .92–93% pressure of oxygen ,7.3 kPa be initiated on a flow rate of 1 L/ Long term oxygen therapy (,55 mmHg) or 8 kPa (60 min and titrated up in 1 L/min should be initiated on a flow mmHg) with evidence of increments until oxygen rate of 1 L/min and titrated up peripheral oedema, saturation .90%. An arterial in 1 L/min increments until polycythaemia (haematocrit blood gas analysis should then be oxygen saturation .90% at rest 55%) or pulmonary performed to confirm that a has been achieved hypertension)102,103 target partial pressure of oxygen Non-hypercapnic patients 8 kPa (60 mm Hg) at rest has initiated on long term oxygen been achieved therapy should increase their Ambulatory and nocturnal flow rate by 1 L/min during oximetry may be performed to sleep in the absence of any allow more accurate flow rates to contraindications be ordered for exercise and sleep, Ambulatory oximetry may be respectively during rest, sleep and performed to allow more exertion accurate flow rates to be Provide formal education to ordered for exercise patients referred to home Provide formal education to Schedule periodic re-assessment patients referred to home at 3 months Schedule periodic re-assessment at 3 months
804 The International Journal of Tuberculosis and Lung Disease Table 3 (continued) Methods Adaption to special setting Components Indication Interventions and situations Long-term nocturnal Chronic stable hypercapnia Not initiating long-term non- Probably not applicable non-invasive (partial pressure of carbon invasive ventilation during mechanical dioxide .6–8 kPa (45–60 admission for acute on-chronic ventilation (limited mmHg)), despite optimal hypercapnic respiratory failure, evidence on TB) medical therapy favouring reassessment at 2–4 Non-invasive ventilation could weeks after resolution be applied during aerobic Titrate non-invasive ventilation training in case of severe setting breathlessness or reduced Titrate mask exercise resistance91,104 Plan education Consider non-invasive ventilation during exercise Schedule an educational meeting and verifies the ability of the subject and/or a caregiver to manage the non-invasive ventilation at home Nutritional support Malnutrition (body mass index Nutritional assessment Nutritional assessment ,16 kg/m2 or body mass Tailored treatment from foods Tailored treatment from foods index ,17 kg/m2 in patients and medical supplements and medical supplements with TB-HIV, MDR-TB, or Need for financial incentives, and Need for financial incentives, pregnant and lactating transportation access should be and transportation access mothers)105–107 evaluated should be evaluated Psychological Social isolation, depression and Psychological assessment Psychological assessment support anxiety. Impaired health Psychological support Psychological support status and/or quality of life Consider self-help group Consider self-help group despite optimal pharmacological treatment. Low adherence to medical treatment108,109 MDR-TB ¼ multidrug-resistant TB. Table 4 Standard 4: Evaluation of pulmonary rehabilitation effectiveness Type of measure Essential and conditional Adaption to special setting Outcomes examinations/investigations and situations Functional Lung function Spirometry (FEV1, FVC, FEV1/FVC) Spirometry (FEV1, FVC, FEV1/FVC) Plethysmography Gas transfer PaO2, Pulse oximetry (SpO2, % desaturation) PaCO2 Pulse oximetry (SpO2, % desaturation) DLCO, KCO Exercise capacity 6MWT 6MWT VO2max 5STS ISWT 5STS TB-specific Health-related quality of life EUROHIS-QOL 8 EUROHIS-QOL 8 SGRQ SGRQ WHOQOL-BREF WHOQOL-BREF Paediatric: EQ-5D-Y and TANDI paediatric: EQ-5D-Y and TANDI Self-reported symptoms mMRC mMRC VAS VAS Modified Borg Modified Borg Generic Acute infectious exacerbations Number of episodes Number of episodes (e.g., in bronchiectasis) requiring antibiotic and/or steroid treatment Hospitalisation Number of episodes/hospital days Number of episodes/hospital days Mortality (see Standard 6) Number of deaths Number of deaths FEV1 ¼ forced expiratory volume in the first second; FVC ¼ forced vital capacity; PaO2 ¼ partial pressure of arterial oxygen; PaCO2 ¼ partial pressure of arterial carbon dioxide; SpO2 ¼ peripheral capillary oxygen saturation; DLCO ¼ diffusing capacity of the lungs for carbon monoxide; KCO ¼ carbon monoxide transfer coefficient; 6MWT ¼six-minute walking test; ISWT ¼ incremental shuttle walk test; 5STS ¼ 5 repetitions of sit to stand test; VO2max ¼maximal oxygen consumption; EUROHIS-QOL ¼ EUROHIS-QOL ¼ European Health Interview Survey-Quality of Life; SGRQ ¼ St George’s Respiratory Questionnaire; WHOQOL-BREF ¼ abbreviated World Health Organization Quality of Life; TANDI ¼ Toddler and Infant; mMRC ¼ modified Medical Research Council; VAS ¼ Visual Analogue Scale.
Clinical standards for post-TB lung disease 805 Table 5 Recommended examinations during anti-TB treatment and post-treatment follow-up M3† M6‡ M12¶ Time point/ after after after assessment M0* M2/3*† EOT* EOT EOT EOT Rationale Comments Microbiological x x x (x) (x) (x) Microbiological status before Integrated in WHO or NTP examination of treatment initiation guidelines sputum (culture, Monitoring treatment response microscopy or and recurrent TB Xpert/NAAT) Determination of (microbiological) TB treatment outcome Clinical examination, x (x) x x x x Identification of (potential) Suggested use of a checklist to including BMI permanent TB sequelae and monitor for adverse drug adverse effects of TB events treatment Establish status quo at EOT to observe trend over time Respiratory history x x (x) x x Identification and evaluation of Depending on the setting this and status of potential risk factors that may should also include history comorbidities (HIV have an influence on the such as vaccination status, infection, diabetes prognosis and the exposure to silica and mellitus, COPD, management of PTLD biomass fuel, investigations CVD, nutrition Planning for interventions and such as serology for hepatitis status, cigarette education program B/C, Sars-CoV-2, smoking) Observing trend over time aspergillosis, nutritional status associated conditions such as anaemia Chest radiography x x (x) Establish dimension of If available, digital radiography (permanent) pulmonary should be performed due to destruction before and after advantages regarding expert TB treatment analysis, remote reading, Status quo at EOT to compare automated analysis and data with future chest X-rays, e.g., storage assessment of respiratory exacerbations or recurrent TB Presence of cavities may increase risk of TB relapse and more severe PTLD sequelae Spirometry/ pre-TB (x) x x x x Capture lung function results ERS/ATS guidelines should be (plethysmography) before TB treatment, where followed available Adequate reference standards Establish status quo at EOT to should be used for result compare with future interpretation spirometry testing Appropriate equipment, Identification of subjects for including maintenance of rehabilitation equipment needed Body-plethysmography, only for research purpose or in specific patients and settings Computed (x) (x) Allows a more refined Recommended in symptomatic tomography investigation of pulmonary patients or in patients with structures and pathologies, TB-related abnormalities, e.g., bronchiectasis, fibrosis, which cannot be well aspergillosis of the lung investigated on chest Presence of cavities may radiography increase risk of TB relapse and more severe PTLD sequelae 6MWT pre-TB x x x x Establish physical exercise Very useful to observe trend capacity (before –if available- over time and) after TB treatment May be additionally indicated Status quo at EOT to compare after recovery of exacerbated with future 6MWTs patients Identification of subjects, who Validated for other respiratory may potentially benefit from conditions including rehabilitation prognosis evaluation
806 The International Journal of Tuberculosis and Lung Disease Table 5 (continued) M3† M6‡ M12¶ Time point/ after after after assessment M0* M2/3*† EOT* EOT EOT EOT Rationale Comments SpO2 (x) x x x x Severity staging of respiratory Integrated part of 6MWT failure Less accurate than BGA Evaluation of nocturnal and/or exercise-associated oxygen desaturation Information for the indication of LTOT May be helpful for evaluation of patients with acute exacerbations BGA (x) (x) (x) Diagnosis and severity staging Only for research purpose or in of respiratory failure specific patients and settings Information for the indication More accurate and provides of LTOT more information compared to SpO2 Metabolic disturbance diagnosis Appropriate equipment, including maintenance of equipment needed DLCO, KCO (x) (x) (x) To assess CO-diffusion capacity Only for research purpose or in and identify the underlying specific patients and settings cause of impaired lung gas- Useful for consideration of exchange pulmonary hypertension and other causes of dyspnoea Appropriate equipment, including maintenance of equipment needed Tidal breathing (x) (x) (x) (x) (x) (x) Assessment of small airways and Only for research purpose or in techniques of ventilation heterogeneity specific patients and settings (oscillometry/ seen in complex structural Oscillometry easy to perform in MBW) lung disease children and other patients, who cannot perform spirometry QoL questionnaire (x) (x) x x x x Establish the severity of Depending on the context and (including respiratory symptoms and educational level, validated dyspnoea score) quality of life impairment scales and questionnaires after TB treatment suitable for the patient Status quo to compare with should be chosen future evaluations Identification of subjects with potential benefit from rehabilitation ECG (x) (x) (x) Supports diagnosis of secondary Only for research purpose or in cardiac damage due to specific patients and settings chronic lung diseases, including PTLD Differential diagnosis between primary and secondary cardiac diseases Cardiac-ultrasound (x) (x) (x) Allows diagnosis of secondary Only for research purpose or in (echo) conditions due to TB or PTLD specific patients and settings such as constrictive pericarditis, Could be complemented by pulmonary hypertension, right measurement of NT-pro-BNP heart failure to rule out heart failure Differential diagnosis between primary and secondary cardiac disease * x ¼ all centres; (x) ¼ research-oriented centres, specific settings or patients (depending on comorbidities, symptoms, exacerbations or abnormal findings in other tests). † Optional evaluation during TB treatment/at the end of the intensive treatment phase; depending on patients’ symptoms (e.g., re-evaluation of TB- or PTLD- diagnosis, diagnosing special conditions such as IRIS or co-infections such as Sars-CoV-2) or specific situations and settings. ‡ Follow-up visits at M3 and M6 after EOT may overlap with pulmonary rehabilitation activities and assessments. ¶ Further follow-up of patients with (high risk for) PTLD; 6–12 monthly follow-up visits, depending on clinical patterns, diseases severity, disease dynamics and comorbidities. NAAT ¼ nucleic acids amplification test; M ¼ month; EOT ¼end of treatment for TB; NTP ¼ National Tuberculosis Programme; BMI ¼ body mass index; COPD ¼ chronic obstructive pulmonary disease; CVD ¼ cardiovascular disease; QoL ¼ quality of life; PTLD ¼ post-TB lung disease; ERS ¼ European Respiratory Society; ATS ¼ American Thoracic Society; 6MWT ¼ 6 minutes walking test; SpO2 ¼ oxygen saturation using pulse oximetry; LTOT ¼ long-term oxygen therapy; BGA ¼ blood gases analysis; DLCO ¼ diffusing capacity of the lung for carbon monoxide; KCO ¼ carbon monoxide transfer coefficient; MBW ¼ multiple breath washout; ECG ¼ electrocardiogram; NT-pro-BNP-N ¼ terminal pro brain natriuretic peptide.
Clinical standards for post-TB lung disease 807 Health education is an essential part of PR.87 The STANDARD 6 (PUBLIC HEALTH) multidisciplinary education component includes Each change in outcome for a patient (cured or information on PTB and most frequent respiratory treatment completed as per WHO guidelines) occur- comorbidities. This generally covers lung anatomy, ring during or after PR should be promptly notified to physiology of various lung impairments, exercise public health services and be included in the TB physiology, benefits and methods of daily training, register. If the TB register/surveillance database nutrition, drug therapy, oxygen therapy, how to allows, for research purposes the results of the PR cope with exacerbations and how to manage daily programme should be recorded and updated over life.88 Health education should also involve pa- time. Patients with permanent sequelae and disability tients and their families. This is especially impor- need to be supported by social protection schemes tant for children, where education about TB whenever possible, according to the legal framework prevention, smoking, cough etiquette and other in place. topics (see Table 6) is recommended for the whole household. Standard 6 is the only public health standard included Educating patients to self-manage sputum clearance in this clinically oriented document. The WHO has contributes to reducing the frequency of exacerbations introduced outcomes definitions, which have recently and the unnecessary use of antibiotics (thus preventing been revised.46 These definitions are used by TB antibiotic resistance development and spread). In programmes for monitoring and evaluation purposes, addition, WHO recommends integrating early and e.g., to allow them to measure rapidly the proportion effective smoking cessation measures and risks posed of patients achieving treatment success (cure, if by alcohol abuse, starting at the primary health care evidence of bacteriological negativity in a previously level, into TB control plans.115,116 Health education or positive patient exists, otherwise treatment comple- counselling should be organised according to interna- tion) against those with negative outcomes (e.g., tional guidelines.117 Importantly, health education treatment failure, lost to follow-up, or died).118–121 When revising the definition of cure, the WHO sessions should be age-specific, gender-sensitive and recommended, when possible, to continue the follow- delivered in the patient’s own language.41,42 Recom- up of patients for a period of 6 months or 1 year.46 mendations to deliver an effective educational session This was based on evidence that relapses or re- are summarised in Table 6. infections can occur, and introduced the concept of ‘sustained cure’. Patients undergoing PR allows for Table 6 Standard 5: Summary of the components of the counselling/health education session follow-up to occur, as they remain in care after completing their TB treatment. Components: Structured and comprehensive educational programmes are an Standard 6 calls for the need to update the TB integral and essential component of the management of PTLD register if any change occurs in the final outcome and pulmonary rehabilitation (cure or treatment completion), e.g., if the patient Educational programmes should be age-specific, gender- sensitive, delivered in the local language and extended to develops relapse (or recurrence with evidence of re- families/households infection), or if death occurs. If the TB programme’s Education should be delivered by professionals who are surveillance system/TB register allows, information competent in the relevant subject areas and trained to deliver educational sessions that the patient has been evaluated for PTLD should Educational materials and technological support used to deliver also be recorded. Together with this, if there was an them needs to be evaluated in the setting-specific context indication for PR implementation and evaluation, the Recommended topics: outcome could be recorded. These inclusions will Basic principles of TB: epidemiology, clinical aspects and transmission (reinforcing what is ideally provided at diagnosis) improve the information globally available on PTLD Importance of treatment (and treatment adherence/retention in and contribute to its better management. If the care) to stop transmission, protect contacts and prevent relapses Simple concepts of infection control and safety procedures surveillance system/TB register does not allow for Advantages/importance of smoking cessation and risk of this, the information could be collected at the clinical comorbidities (e.g., HIV co-infection, diabetes, etc.) in centre level and periodically collected/evaluated for household/families Importance of physical activity and exercise to improve quality of research purposes. Communication between the TB life register and the clinical staff is encouraged. Maintaining results achieved with pulmonary rehabilitation (follow-up plan) An additional important element of Standard 6 is Ensuring adequate nutrition the importance of prioritising patients with severe Importance of adhering to medical prescriptions in terms of PTLD to ensure access to social protection schemes, management of comorbidities and vaccinations Recognising deterioration of clinical conditions and what actions based on existing legislation (but which we recom- to undertake to prevent relapse mend should be revised to capture this concept). This Achieving an optimal healthy life style element is fully in line with Pillar 2 of the WHO End PTLD ¼ post-TB lung disease. TB Strategy.122,123
808 The International Journal of Tuberculosis and Lung Disease Table 7 Research priorities Research priority Type of studies 1) To describe the frequency and severity of PTLD in different populations and subgroups of Cross-sectional studies, cohort studies TB patients over time since the completion of TB treatment, including in children and adolescents 2) To establish risk factors for severe PTLD and associated poor health outcomes, including Cohort studies (case-control studies) elevated mortality 3) To quantify the health and economic impact of PTLD at the individual and population Health economic/mathematical level, including the impact of managing PTLD on health systems modelling studies 4) To identify feasible, accurate and cost-effective tools to evaluate patients at the end of TB Diagnostic accuracy studies, diagnostic treatment for their risk of PTLD and subsequent poor health outcomes (Standard 1) randomised-controlled trials 5) To develop optimal approaches and algorithms to diagnose and manage PTLD, and to Diagnostic accuracy studies, diagnostic discriminate between PTLD and recurrent TB (Standards 1, 2) randomised-controlled trials 6) To identify effective and cost-effective strategies to prevent PTLD during anti-TB Randomised-controlled trials treatment, including, for example, adjuvant therapies and interventions to reduce concomitant risk factors for poor lung health outcomes (e.g., smoking cessation programmes) 7) To identify effective and cost-effective strategies to deliver pulmonary rehabilitation in Randomised-controlled trials specific sub-groups (using standard measures of minimum clinically important difference), including individual patient follow-up in different settings and populations (Standards 2–5) 8) To investigate the role of patient education programmes in improving long-term health Randomised-controlled trials outcomes post-TB (Standard 5) 9) To investigate the role of social protection and support programmes in improving health Randomised-controlled trials outcomes and quality of life among former TB patients (Standard 6) 10) To identify a set of standard indicators for the surveillance of PTLD that are feasible to Operational research studies implement within national TB programmes (Standard 6) PTLD ¼ post-TB lung disease. PRIORITIES FOR FUTURE RESEARCH J. M. Chakaya,13,14 B. Seaworth,15,16 A. Rachow,17,18 B. J. Marais,19 J. Furin,20 O. W. Akkerman,21,22 There is a need for additional research on the F. Al Yaquobi,23 A. F. S. Amaral,24 S. Borisov,25 epidemiology, assessment and management of PTLD J. A. Caminero,26,27 A. C. C. Carvalho,28 in adults and children to guide the development of D. Chesov,29,30 L. R. Codecasa,31 R. C. Teixeira,32,33 future standards and guidelines. To enable research in M. P. Dalcolmo,34 S. Datta,35,36,37 A-T. Dinh-Xuan,38 the forthcoming years, political commitment and R. Duarte,39 C. A. Evans,36,37,40 J-M. Garcı́a-Garcı́a,41 appropriate funding mechanisms will be essential. G. Günther,42 G. Hoddinott,2 S. Huddart,43,44 Key research priorities are highlighted in Table 7. O. Ivanova,17,18 R. Laniado-Laborı́n,45 S. Manga,46 K. Manika,47 A. Mariandyshev,48 F. C. Q. Mello,49 CONCLUSION S. G. Mpagama,50 M. Muñoz-Torrico,51 P. Nahid,43,44 There is a need for continued care for TB patients C. W. M. Ong,52,53 D. J. Palmero,54 A. Piubello,55 who successfully complete TB treatment but continue E. Pontali,56 D. R. Silva,57 R. Singla,58 to suffer from PTLD.124 This document represents A. Spanevello,5,59 S. Tiberi,60,61 Z. F. Udwadia,62 the views of a large body of experts who have reached M. Vitacca,63 R. Centis,1 L. D’Ambrosio,64 consensus on clinical standards for the assessment G. Sotgiu,65 C. Lange,66,67,68 D. Visca5,59 and management of PTLD and, as necessary, the * GBM, FMM, NA, EZ and HSS contributed equally to implementation of PR. this Clinical Standard. 1Respiratory Diseases Clinical Epidemiology Unit, The document also presents a set of research priorities to improve our understanding of the Istituti Clinici Scientifici Maugeri IRCCS, Tradate, Italy; 2Desmond Tutu TB Centre, Department of Paediatrics measures that will prove to be most effective (and cost-effective) to prevent, detect and treat PTLD. and Child Health, Faculty of Medicine and Health Because the evidence currently available is modest, Sciences, Stellenbosch University, Cape Town, 3DSI- this document will be revised periodically to guide NRF South African Centre of Excellence in clinicians, TB programme managers and public Epidemiological Modelling and Analysis (SACEMA), health officers towards evidence-based planning and Stellenbosch University, Stellenbosch, South Africa; 4Division of Pulmonary Rehabilitation, Istituti Clinici implementation of adequate measures to assess and manage PTLD. Scientifici Maugeri IRCCS, Montescano (PV), 5Division of Pulmonary Rehabilitation, Istituti Clinici Scientifici G. B. Migliori,1 F. M. Marx,2,3 N. Ambrosino,4 Maugeri, IRCCS, Tradate, Italy; 6Division of E. Zampogna,5 H. S. Schaaf,2 M. M. van der Zalm,2 Pulmonology, Department of Medicine, Stellenbosch B. Allwood,6 A. L. Byrne,7,8 K. Mortimer,9 University & Tygerberg Hospital, South Africa; 7Heart R. S. Wallis,10 G. J. Fox,11 C. C. Leung,12 Lung Clinic St Vincent’s Hospital and Clinical School,
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