Vote Statistics Four Year Plan 2017/18 - 2020/21 - Stats NZ
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Contents Chief Executive Overview ............................................................................................................................ 3 Executive Summary................................................................................................................................. 4 Introduction ............................................................................................................................................. 6 About this document .......................................................................................................................... 7 Our drivers............................................................................................................................................ 7 Our strategic risks................................................................................................................................ 9 Strategic Direction................................................................................................................................. 10 Our vision ........................................................................................................................................... 10 Our purpose ....................................................................................................................................... 10 Our goals ............................................................................................................................................ 11 Our future state ................................................................................................................................. 11 Target operating model .................................................................................................................... 13 Our change risks ................................................................................................................................ 13 Strategic Execution ............................................................................................................................... 14 What we are going to prioritise ........................................................................................................ 14 Delivery challenges and approach .................................................................................................. 14 Stats NZ’s strategic priorities and results ....................................................................................... 16 MEASURING OUR SUCCESS .................................................................................................................. 36 Our performance framework ........................................................................................................... 36 2
Chief Executive Overview It is with great pleasure that I present Stat NZ’s 2017-2021 Four Year Plan. Stats NZ has responded to an unexpected challenge since this plan was first drafted. With the damage to Statistics House in the 14 November 2016 Kaikōura earthquake, Stats NZ staff have pulled together to continue to deliver to our key customers while we restored our systems and found and settled into alternative accommodation. I am proud of the dedication and patience shown by all Stats NZ staff through this difficult time and will always be grateful that the quake did not occur during working hours. Although this experience has affected our entire organisation in some way, we remain committed to our strategic direction and the priorities and results outlined in this plan. We continue to work through the financial and delivery impacts of the earthquake, which have been integrated into the final version of this plan. We continue to be excited by the future of data in New Zealand and the role that Stats NZ can play in creating a society where access and use of good data is fundamental to the national character. In an era of increasing ‘truthiness’1 in the public arena, the role of good data in decision making has never been more important. This plan outlines our vision for the data ecosystem, our role in it, and how we are building the foundations for an exciting -data and analytics future for New Zealand. We are proud to be leading in this area at this exciting time for New Zealand. Our approach continues to be driven by an ‘outside-in’ focus, as foreshadowed in last year’s plan, with co- design and relationships with partners and intermediaries featuring in this plan. We therefore look forward to working with our current and future customers, stakeholders, suppliers, intermediaries and partners to deliver on the priorities and results in this plan to set up a data ecosystem that will take New Zealand into our exciting data-savvy future. Liz MacPherson Government Statistician and Chief Executive December 2016 1 Coined by Stephen Colbert, https://en.wikipedia.org/wiki/Truthiness 3
Executive Summary The data that New Zealanders generate as they go about their daily lives interacting with government, with businesses, with educational and health providers, with their environment and with each other is one of our most strategic and precious assets. How we use this information asset to unlock opportunities and solve complex problems while maintaining the trust and confidence of the very people who generate this precious resource, is something that will define us as a nation. Data is, after all, fundamentally about people and their stories. For government the challenge is particularly acute – the transactional data that it gathers through its interactions with citizens can be used to provide better services to those citizens. It can help tell us whether programmes and activities are actually making a difference for people or not. Used well, data can deliver a ‘jolt of reality’. Open data, and particularly open government data, can provide opportunities for challenge and co-design of services to the community, by the community. But, to enable release of the potential of the data to change and improve lives, all of this needs to be achieved while maintaining and enhancing the social licence the community provides. Fundamentally, this means the people and organisations that wish to use the data need to be able to demonstrate the real value that we as New Zealanders will receive – better services, healthier and safer lives, better prospects for us and ongoing generations, an environment that is sustainable and that sustains us. The State Services Commissioner, in his role as Head of State Services together with Public Service CEs has proposed a programme to refresh the Better Public Services Programme (BPS2). The BPS2 Programme has building customer-centred services and achieving better outcomes for New Zealanders at its core. One of the main elements of the programme is action to ensure that the contribution of data and analytics to provide better results and services is maximised with a focus on strong cross-system leadership of data and analytics being seen as central to the programme as a whole. The BPS2 programme recognises that in order to reap the benefits of our data assets, particularly those held by government, we need to be thinking about data as an ecosystem. Just as in an environmental ecosystem, actions taken by players in the system – what they collect, how they collect it, how it is managed, curated, analysed, modelled and made available – impacts on the functioning of the rest of the system. To achieve this we need an agency that has the incentives, the capability and the mandate to lead and support the wider system to unlock the potential of data – including new and exciting data sources – while maintaining a focus on social licence. Stats NZ is New Zealand’s data agency. We are the only government agency that lives, breathes and dreams data. While for most others data is a by-product of their core business, for us data and creating value from it and with New Zealanders is our core business. Our core capability is the ability to curate, transform and enrich data so that we and others can use it. Because we reuse data from others – central and local government agencies, businesses, community organisations and individuals – no one has a greater incentive to care about the data ecosystem and the way it works as whole. Our reputation for impartiality and ‘telling it like it is’ has earned us the trust and confidence of the public. Ever since we redefined Stats NZs vision as being about unleashing the power of data and identified one of our strategic roles as being about ‘data stewardship’, we have been progressively both stepping further into and preparing ourselves to play a stronger leadership role in data and analytics for the data ecosystem. Our Four Year Plans have been designed to take us in this direction. Trying to anticipate and build towards the system’s needs for broader data and analytics leadership and the provision of broader data services off a baseline that is largely geared towards the provision of statistics has been extremely challenging. 4
We are therefore delighted that Stats NZ has been recognised by the Head of State Services and asked to take a leadership role for data and analytics across government. In this role we will be leading the Data and Analytics element of the BPS2 programme, working with Public Service CEs to ensure the system supports the use of data and analytics to achieve improved outcomes for New Zealanders. The aim is for data to fuel a revolution in the way in which government interacts with citizens – from the way policy is developed and evaluated to the way in which services are consumed, targeted and provided. Our commitment to an ‘outside- in’ approach means we are not going to take this journey on our own, but will work with partners inside and outside of government to build a resilient, effective and useful resource for current and future generations. This plan articulates our path in the short and medium term. It outlines the results we want to achieve, by when, and the resources we are going to need to get there. This is a story of growth and it will necessitate building and expanding on our strengths, which will require either additional capacity or significant trade- offs. 5
Introduction Stats NZ’s purpose is to empower decisions by adding value to New Zealand’s most important data and our vision is to unleash the power of data to change lives. We gather data on a wide range of topics such as income, housing, the environment, the economy, education, and social well-being. This rich information helps people decide where to locate a business, what products to sell, where we need roads, schools and hospitals as well as measuring environmental progress, quality of life and how families are doing. It also inform key economic decisions, for example those made by the Reserve Bank. Statistics are used by all decision makers, including the government, local councils, Māori, business and the general public, to help make decisions so that New Zealand’s economy, people, communities, and environment can thrive. We are funded through government appropriations in 2017/18 for the following: A total of nearly $52 million for the delivery of data and statistical information services relating to business and the economy. A total of nearly $49 million for the 2018 Census of Population and Dwellings. A total of just under $42 million for the delivery of data and statistical information services relating to population, environment, household economics, social conditions, and the labour market. A total of just under $28 million for system leadership for data and analytics across the public sector, oversight of the Integrated Data Infrastructure (IDI), statistical and data management advice and the operation of access channels. A total of $10 million for departmental capital expenditure. A total of nearly $4 million for Services to Other Agencies including lead agency in the Christchurch and Wellington co-location of Crown Agencies. A total of nearly $2 million for the Data Futures Partnership to lead the development of innovative solutions to data-use problems in New Zealand. Stats NZ has traditionally added value to New Zealand through the collection, processing and analysis of data to create Official Statistics. Because of our expertise in data management and protection, we have been trusted with the mandate to lead the Official Statistics System (OSS). This function has been performed reliably and with care to provide statistics that are robust and relevant to inform decision making in New Zealand. However, our environment is changing and, while we must retain our core role as a trusted and independent provider of official statistics, we are growing and adapting to respond to our changing environment. Stats NZ plays an increasingly central leadership role in the data ecosystem, which encompasses all data, its suppliers and users in New Zealand. We are being called on to deliver greater value to the data and analytics community. This evolving and expanding role is reflected in the strategic direction outlined in this document. 6
About this document This four year plan outlines Stats NZ’s strategic direction and how we are going to execute it. It is a companion document to our 2017 budget bid submissions and provides the context and rationale for our submissions. Our four year plan is also the backbone of our internal planning and performance framework. It sets out the priorities and results that will inform internal decision- making in the organisation, particularly focusing on how the near future years will connect and enable the out-year results and Figure 1: Stats NZ planning and performance framework strategic direction. This plan is one of a suite of documents that form our planning and performance framework, which includes other accountability documents, such as the annual report, and internal documents, such as our annual organisational plan. Our drivers Our strategic direction does not stand alone. It responds to, is influenced by and impacts on our operating environment. Although drivers in the modern environment are complex for all organisations, the following drivers are of particular importance for Stats NZ’s strategic direction. Government and Minister’s Priorities Our strategic direction and priorities are in line with Government priorities to responsibly manage the Government’s finances, build a more competitive and productive economy, deliver better public services, and rebuild Christchurch. The current better public service (BPS) results, particularly those relating to improving interaction with government (results 9 and 10), also provide key direction. The next version of BPS results (BPSR 2) are fundamental to Stats NZ’s system leadership role in data and data analytics. Our strategic priorities for the next four years are built on our Minister’s Priorities, as more fully discussed in the strategic execution section of this plan. The dynamic nature of our environment The Government continues to drive to progress the public sector approach towards an evidence based, data driven policy decision-making platform. The pace of external social and technological change continues to intensify and Stats NZ needs to move into a position where it is thriving rather than surviving in this complex environment. It can safely be assumed that the dynamism of our environment, particularly the role of data in society, will continue to rapidly evolve alongside continued exponential technological development. Stats NZ’s strategic direction is designed to set us up to succeed in a dynamic environment, and, as we focus on 7
execution in this four year plan, maintaining a clear line of sight to our environment and our role in it will be of critical importance. Stats NZ’s role in the data sector Stats NZ has a critical and developing role as the system leader in New Zealand’s data ecosystem. Data is increasingly important and, along with it, Stats NZ’s role in the sector as the trusted curator of a wide range of data for New Zealand is growing. Our role places us in a unique position. As the data system matures, Stats NZ needs to solidify its mandate as leader and steward. The transfer of open data from LINZ in March 2017 supports our leadership role. The relationships between players in the system are key to our success, and centrally driven changes to the way data and information is managed by government are important to our role. Stats NZ in partnership with other players in the system will be central to developing the delivery and policy model to lead New Zealand into a data positive future. This includes our leadership role in the statistics and data legislation review. We also have a role in the international sector. Maintaining awareness of and contributing to international trends and connecting with data agencies in other countries (such as the Netherlands and the UK) will position us to enhance New Zealand’s data and analytics capabilities. Pressure to address customer need The pressure to address customer need remains a central driver for Stats NZ. As noted above, the data environment is quickly evolving and we need to respond at pace to ensure we are delivering what is needed in an ever changing landscape. The pressure from customers is a problem borne of success as we become increasingly responsive, working alongside our customers, building partnerships and developing intermediary relationships. We recognise the critical importance that being driven by a customer centric, outside-in view with innovation at its core is for our continuing success across all spheres of our business. We also need to ensure we are intentional in our choices and recognise what we are uniquely able to deliver and where other parts of the system might be better placed to deliver to system requirements. Challenge to change There is general acknowledgement that Stats NZ has stepped up in the last two years to respond to the challenge set out in the 2014 Performance Improvement Framework Review (PIF) which helped shape our Strategic Direction. We have developed a strong, positive, customer-centric strategic direction and we have widely engaged our workforce, which understands and supports the direction, as reflected in the 2016 Staff Engagement Survey.2 Equally, Stats NZ key customers, including government agencies, NGOs delivering government services, researchers and the analytical community, support the strategic direction and the progress that Stats NZ has made over the last two years. But, from the perspective of the customer, much more is wanted and more quickly. Although Stats NZ has actively been delivering with greater pace, the pace of change in our environment has been just as, if not more, rapid. The challenge for Stats NZ is to increase its pace to deliver against its strategic direction and further develop its system leadership role in the data ecosystem. 2 68.1% of staff indicated in the 2016 Staff Engagement Survey that they thought the organisation had a clear vision of where it’s going and how it’s going to get there, an increase of 5% from last year and 8% above the State Sector benchmark. 8
This is reflected in the follow-up PIF review completed in October 2016. It summarises that: “The significant progress Statistics New Zealand has made towards achieving the 2014 performance challenge will serve the agency well in future. The agencies new overarching vision of ‘Unleashing the power of data to change lives’ is still highly relevant….The challenge Statistics NZ now faces is to prioritise between and achieve their core offerings.” Focus on a sustainable core A sustainable core is not only about continuing financial viability, although this is vitally important. It also includes maintaining social licence, delivery to stakeholder and customer expectations and value to the tax-payer. Our strategic direction is a story of growth and development into areas our customers and stakeholders are demanding from us, and the execution of it will be a strong driver for the agency to deliver its current business with the greatest efficiency possible. However, it also means we may need to make some tough decisions about which areas to focus on above others in order to continue to deliver statistics for making critical decisions and expanding our data services. Our strategic risks In light of the opportunities and challenges the external drivers present, Stats NZ is managing a number of strategic risks, which will contribute to our success and the coherence of the government data ecosystem. Our medium term priorities (outlined in pages 17-34 of this plan) directly respond to and mitigate these strategic risks as the process of developing and defining these risks is an important part of our Executive planning cycle and has contributed to our decisions about how we will execute our strategy. 1. If we fail to grow, adapt and respond with pace to our changing environment, we will be unable to deliver on our roles, our core offerings, or our value proposition and will lose relevance as a leader in the data ecosystem. 2. If we fail to understand customer needs, put them at the centre of everything we do and respond to them with pace and dynamism, we will be unable to deliver value through our core offerings or to achieve our vision to unleash the power of data to change lives. 3. If we fail to align governance, prioritisation, processes and technology with the right culture, people capabilities and financial resource, we will be unable to achieve the high levels of organisational efficiency and effectiveness required to deliver the value sought through our roles and core offerings. 4. If we do not communicate well with New Zealanders on how government will manage and use information, we may lose our social licence. 5. If we fail to continue development of our workforce capability, leadership ability and workplace character, we will be unable to deliver change or increase our value proposition. 6. If we are unable to steward the supply and use of information across the data ecosystem, we may be unable to provide New Zealand with statistics for critical decision making. 7. If we fail to develop clarity and focus as data ecosystem leader, we will be unable to encourage and support other players in the data ecosystem. 9
Strategic Direction Our current strategic direction was first fully articulated in our 2016-20 Four Year Plan and is reflected in our 2016-20 Strategic Intentions. In this Four Year Plan, we summarise the key points of the direction and focus in more detail on strategy execution in the next section. Figure 2: Stats NZ strategic direction Our vision ‘Unleashing the power of data to change lives’ underpins everything that Stats NZ does. Our vision is a step change – from an organisation that provided statistics on specific topics to an organisation that now unleashes data to be used to change the lives of all New Zealanders. This vision is at the heart of Government’s drive for evidence-based policy and service design, and delivery and innovation to support social and economic growth that improves life outcomes for all New Zealanders. This vision is not just for Stats NZ, but speaks to our leadership role in the broader data ecosystem and the value of data held across the system. Our purpose ‘Empowering decisions by adding value to New Zealand’s most important data’ is the reason Stats NZ exists. This is the key reason Stats NZ is funded by the Government and is the key service we provide to New Zealand. We do this by providing statistics for making critical decisions and enabling data to be unleashed for wider use. 10
Our goals As demonstrated in our 2016 Annual Report, we are well on our way to delivering our first goal to double the value of data provided by Stats NZ by 2018. This is a goal largely driven by organisational capability. The second, to create a tenfold increase in the value of data provided to New Zealand by 2030, is driven by system capability and is enabled through the stewardship and leadership focus of our strategic direction. Our future state Our future state is built on four footings - our roles, our core offerings, our character and our strategic delivery model. They define what and how we deliver, who we are and how we act. Our performance framework (Figure Figure 3: Stats NZ roles 15, p. 18) replicates this structure, which acts as the cornerstone of delivery of our strategic direction. Roles How we work and our scope of work has changed from our historical remit as a provider of official statistics to a new expanded remit focusing on unleashing the power and value of data. This is being achieved by expanding our role as an enabler, innovator and steward of data (Figure 3). The expected scale of change to achieve this over the next fifteen years is significant. Our data and analytics system leadership role underpins the delivery of our roles and our core offerings. Core offerings The expansion of our core offerings accompanies the expansion of roles. Our offerings are what our customers can expect us Figure 4: Stats NZ core offerings to deliver (Figure 4). As discussed more fully in the strategy execution section of this plan, Stats NZ will focus on different core offerings over time as required to deliver against our roles and to build a systematic approach to delivery. Character Our character describes the behaviours that are driving Stats NZ to achieve our strategic direction and the challenge to deliver it at pace (Figure 5). Figure 5: Stats NZ character 11
Strategic Delivery Model Figure 6: Stats NZ value model Our strategic delivery model enables us to unleash data at any point of the six data and organisational functions - discover, explore, shape, source, sustain, enrich. Figure 6 places these functions within the context of our roles (provider, innovator, enabler, steward), the data ecosystem and our vision. When placed together, these components make up our ‘value model’; that is, how we are going to ultimately add value to data. Discover – We seek to understand and learn from our customers and other participants in the data ecosystem Explore – We experiment with new data sources, methods and products to meet changing and emerging needs Shape – We create and provide robust, integrated, and easily accessible anonymised data, as close as possible to its natural form Source – We source and access data in ways that are efficient and maximise reuse Sustain – We conserve New Zealand’s most important information assets so they retain their value and remain accessible Enrich – We enrich New Zealand’s most important data and provide quality insights in ways that are meaningful to our customers Unleash – We unleash the power of data and statistics through our service offerings Changing lives – We enable New Zealanders to make informed decisions to positively change lives 12
Target operating model We will know we have achieved our strategic direction when we are operating as described in Figure 7. We will be delivering on our value proposition, which incorporates our core offerings, roles, our service delivery, the way we work with intermediaries and our ability to unleash data at any point of our model. Our organisational capabilities will have developed to deliver against the key areas of process, organisation, technology, suppliers, people capabilities and organisational culture, and enterprise performance management metrics. Our change risks As we focus our efforts and resources to drive sustainable change, we are managing the following risks. Our priorities have been developed to address and respond to these risks. 1. If we fail to achieve the identified changes required for Figure 7: Stats NZ target operating model key shifts to how we do things, we will be unable to meet our four strategic priorities. 2. If we are unable to change how we work through an expansion of our role, we will be unable to achieve the transformational change required to unleash the power and value of data. 13
Strategic Execution What we are going to prioritise The discussions and decisions that informed this document focused on addressing the following questions about delivering our strategic direction. What things do we need to prioritise over others to best meet customers’ needs? How do we sequence our efforts? Where are trade-offs most necessary and what are the implications for customers? How do we refocus our investment to deliver our strategy and at what points do we need to seek additional investment? Clarity on what we need to focus on and when is fundamental to the successful execution of our Strategic Direction. To best serve the data ecosystem and New Zealand as a whole, we need to be clear about what we are going to deliver as the system leader of the data ecosystem and what we need to encourage, collaborate and support other parts of the data ecosystem to deliver. We need to be clear about how our programme of work will be sequenced so that the data system generates increased value as early as possible. In executing our strategy, we are committed to continuing to deliver the core activities of the organisation, such as delivery of New Zealand’s statistics for critical decision-making and the curation of the Integrated Data Infrastructure (IDI). At the same time, an increasingly critical focus for us is the development of our system leadership role. We are committed to collaborating and partnering across the system, drawing on existing networks of data stewards and expertise, to anticipate needs for and facilitate development of a responsive and sustainable data system. . In the short term, our priority for customers is to enable self- service and our internal focus is digital channels. We have expressed the following plan in terms of ‘priorities’ and ‘results’. As described more fully below, these priorities and results are aligned with Ministerial direction and support the data and analytics system leadership role that Stats NZ has been mandated to deliver on behalf of the New Zealand government. Stats NZ has four strategic priorities in the medium term: 1. Leadership and Stewardship: Assume both a leadership and stewardship role by positioning the department as the centre of government excellence and to support development of a responsive and sustainable data system 2. Customer centricity, partnership and intermediaries: Enable customers, including decision-makers, to maximise the value of existing data, and partner and work with the private and non-government sector to explore opportunities to create additional value from data, and improve service delivery 3. Data focus: Experiment, test, and adopt innovative ways in which data is derived, collected, analysed, provided, and communicated to improve effectiveness and efficiency. 4. Organisational efficiency and effectiveness: Ensure Stats NZ is operationally efficient and effective so that it is positioned to enable New Zealand to unleash the power of data to change lives Figure 8: Stats NZ Strategic Priorities Delivery challenges and approach Each of the priorities is supported by a number of ‘results’ over the four years of this plan (Figure 10). For short term decision-making, the following four results have been prioritised as ‘key results’ in 2017-18. They are presented below in their order of priority: 1. Delivering statistics for making critical decisions (result 2.7) 2. Set up system leadership of data and data analytics in New Zealand (result 1.1) 3. Enable customer self-service for data (result 2.4) 4. Strengthen digital channels (result 3.1) 14
The Census of Population and Dwellings for 2018 is moving increasingly towards a digital census using online channels and administrative data. Funding has been secured through Budget 2017 to continue exploration of long term options to transform the census and enable Stats NZ to explore new data sources and develop new approaches that allow greater use and reuse of data for policy making, research, and service design and delivery. We deliver leadership of the official statistics system, including the provision of statistical standards for use by the providers of official statistics in NZ. However, a step change is required to expand this role to one that incorporates broader standards and governance required to facilitate greater use and re-use of government data. We have developed and provide the Integrated Data Infrastructure through investment funding secured in Budget 2015. However, the IDI has grown exponentially since its introduction, well beyond the initial funding parameters. Stats NZ has absorbed the success as well as it can, but it is not a sustainable position. More broadly, we need to address the quality of data and the leadership needed within the system. Agencies have told us they need help using standards, NGOs and others need help locating data wherever it is held across government, and we have heard from Ministers that greater coordination is needed around where to invest and prioritise resource. Stats NZ, and indeed the whole data ecosystem, is at a critical juncture. The decisions made across the sector will determine whether the government data system is on track to harness and leverage the power of standardised and integrated data, or whether we continue to have pockets of excellence within a fragmented data landscape. It is imperative that investment is coordinated to build coherent foundational elements needed for the overall sustainability and value creation of the data ecosystem. 15
We are managing a number of operational risks as we implement our plan: 1. If we do not maintain momentum in developing our culture and organisational character, we will be unable to work with the innovation and agility required to deliver our core offerings and maximise value for our customers. 2. If we lose focus on our strategic priorities and the holistic changes required, we will fail to optimise benefits outlined in our strategic priorities. 3. If our efforts to develop customer relationships and partnerships are ineffective, we will be unable to explore opportunities to create additional value from data, and improve service delivery. 4. If we lose public trust and confidence in our ability to balance openness and sharing of data, data sovereignty, and privacy, confidentiality and security, we will be unable to provide stewardship and data leadership in the data ecosystem. Stats NZ’s strategic priorities and results Each of our four strategic priorities are supported by results stepped out over the next four financial years. The sequencing reflects what results will be completed in each year. Work on some results may begin some years before the result is achieved. For example, work began in 2015/16 on a statistics and data legislation review and is projected to be completed in 2019/20 (Result 1.10 – The system is supported by legislation that is simple and flexible). For each strategic priority, we identify the Minister’s priorities it supports and what the world will look like when it is achieved. Our results for the next two years are presented in detail and the out-years are provided in outline. This layered approach reflects Stats NZ’s agile approach to planning and delivery. Over the four year horizon, the route we take to get to the out-year results will be more fully developed as we iterate towards them. We note, where possible, the activities and projects that will contribute to the achievement of each result. Two types of results are identified – those about delivery of products or services to customers and those that are more internally focused. These are colour coded in the figures provided - the overview (Figure 10) and the figures associated with each priority (Figures 11-14). Key shifts are also identified for each of the priorities. While the results speak to ‘what’ we will achieve (and, as a consequence, what we will notice changed in our environment), the key shifts speak to ‘how’ we will achieve the results. They describe how we will be doing things differently to enable the results. Many of our key shifts will be enabled through the implementation of our capability blueprint and enterprise architecture framework. They primarily relate to the 2017/18 year, but some are longer term and will take some time to fully realise. We note that there are a large number of results in this plan. This is intentional and is due to the level of specificity we have sought in each result. Rather than fewer, less specific results, we have set results at a level that best guides our internal decision-making processes, ensuring that the concepts associated with each result are clear. We recognise, however, that a large number of results can complicate decision making if their relative priority is not well understood. With that in mind, we have identified the four key results in 2017/18 that will be prioritised above others. The four results are also presented in priority order (Figure 9). 16
Stats NZ has four key results in the short term (2017/18): 1. Delivering statistics for making critical decisions (result 2.7) 2. Set up functional leadership of big data and data analytics in New Zealand (result 1.1) 3. Enable customer self service for data (result 2.4) 4. Strengthen digital channels (result 3.1) Figure 9: Statistics NZ 2017/18 Key Results 17
18 Figure 10: overview of Stats NZ strategic priorities and results
Strategic priority 1: leadership and stewardship Relates to Minister’s Priority: Play a leadership and stewardship role as the centre of government excellence in the New Zealand data ecosystem Description The intention of this priority is to provide enduring cohesion to the data ecosystem. Stats NZ will steward and curate New Zealand’s data asset now and for the future by working in partnership with, and providing direction to, custodians of data within the system. We will provide leadership that enables data and data analytics on behalf of the entire public service. When this priority is achieved, Stats NZ will have enabled data to be available to drive innovation and value for New Zealand. Good processes and capability will be established and embedded across the system to source and use data. Stats NZ will have created and be supporting a data ecosystem that is trusted by New Zealanders. Results Figure 11: Strategic Priority 1 results (2017/18-20/21) 2017/18 1.1 System leadership role of data and analytics is developed (KEY RESULT) This result is one of Stats NZ’s key results for 2017/18. As part of the Better Public Services programme, in this cross government role Stats NZ will support agencies to realise the potential of data to improve outcomes for New Zealand. Stats NZ will collaborate and partner across the system, drawing on existing networks of data stewards and expertise, to anticipate needs for and facilitate development of a responsive and sustainable data system. Barriers will be removed and transaction costs associated with data and analytics reduced, ensuring others can deliver. We will support existing initiatives and assist scaling for system use and impact. This result will see common approaches and shared architecture developed that agencies can easily adopt. When this result is fully delivered, Stats NZ will deliver three types of services – the system leadership role for data and analytics, the delivery of statistics for making critical decisions and data and analytics services for New Zealand. 19
1.2 Data is stewarded and curated as a strategic asset This result will see Stats NZ stewarding NZ’s most important and trusted data (as distinct from holding it all) so that it is an enduring resource and available to current and future generations. It will include working in partnership with Māori to steward data for and about Māori as part of Treaty of Waitangi obligations with the Crown. The result includes putting in place a ‘risk-based’ framework that supports strategic management of NZ’s data assets into the future, including legislation, regulation, statements of practice, and quality assurance. Although this result is an area of particular focus in 2017/18, data stewardship and curation will be an enduring function of Stats NZ. 1.3 Social licence and public trust and confidence in the data ecosystem remains secure This result is essential for the ongoing viability of the data ecosystem and has a whole-of-system focus. It is an area of particular focus in 2017/18, but will be an enduring requirement to enable all other results. To achieve this result, the balance between openness and sharing of data with data sovereignty, privacy, confidentiality and security needs to be navigated. Co-designing with key partners in the system, including Māori, Data Futures Partnership, Privacy Commissioner, SIU, and others, will be critical, as will an ongoing dialogue with New Zealanders. Stats NZ also continues to exercise its statutory independence to address any ‘truthiness’, that is, to be a clear voice when there are statements or issues that need correcting, and to leverage key forums to advocate for the data ecosystem. 1.4 We have a practice in place that proactively identifies and responds to trends and emerging roles in the data ecosystem This result recognises that the data ecosystem is constantly changing and requires us to be dynamic in assessing and responding to emerging trends. It will require astute judgement alongside trusting and transparent relationships across the data ecosystem for Stats NZ to make the right calls for the overall ecosystem and balance them with individual organisational aspirations. Activities that mature data ecosystem capability and respond to relevant emerging trends will support the achievement of this result as well as the development of strategic relationships and activities. This result is enabled by strategic priority 2. 2018/19 The first three of the results placed in 2018/19 build on achievements of 2017/18. They are primarily system- focused, reflecting changes across the entire data ecosystem. The fourth delivers the first key changes to the authorising environment, which are more fully developed in the out years of this plan. 1.5 Government is making greater use of a more diverse range of data to address critical policy questions and drive decisions The Government is prioritising open data and evidence-based decision making and good progress has already been made towards this result. By 2018/19, this result will be embedded across the data ecosystem and will set an example for other jurisdictions. Greater access to data delivered through other data-focused results will be an enabler of this result. 1.6 Stats NZ is recognised as the data agency for the system and has established a centre of excellence to support the system As NZ’s pre-eminent data organisation, Stats NZ will provide leadership and coordination for the data ecosystem. This result builds on result 1.1 in 2017/18. Stats NZ will lead the data system and work with other data managers to ensure the overall success and interoperability of the system. When the result is achieved, more data will be accessible and will be being used across government and increasingly more 20
broadly across NZ. This result is closely linked to our steward and enabler roles and delivery of our data services core offering. Delivering this result to the scope that the system needs will require additional funding. A funding bid – the DatArcade bid - was submitted as part of the Budget 2016 Data and Analytics contingency. To date funding has been successful only for the IDI component of this bid, an additional component to put in place first steps towards a centre of excellence for data and analytics has not yet been confirmed. Ministers requested a scaled down version of this bid. Decisions are on hold pending confirmation of Stats NZ’s functional leadership role. This reduced bid will enable us to progress key activity but further funding will be required to realise the desired results. It is anticipated that Stats NZ will submit a bid for funding to support its data system leadership role through Budget 2018. Should this contingency funding bid not be successful progress will not be made at the pace required to support greater use of data across government. Trade-offs will need to be considered internally to deliver with reduced scale. It should be noted that the successful Open Government Information and Data Programme bid submitted by LINZ in budget 2017 has been transferred to Vote Stats. The transfer recognises Stats NZ’s leadership role in the NZ data ecosystem. This funding differs from the centre of excellence funding sought, with funds being used to focus on supporting agencies to increase access to their data. 1.7 We actively shape, influence and respond to public attitudes about data This result is an expansion of result 1.2 about stewardship and curation of data. This result is about Stats NZ proactively shaping and influencing the public discourse about data, including foreshadowing and preparing the public for future changes. This result will prioritise activities that help measure public attitudes and engage the public in constructive dialogue with the government about data. 1.8 The system is supported by statistics legislation that is simple and flexible Work has already commenced to revise the Statistics Act 1975, and it is intended that updated legislation will be passed into law in 2018/19. This legislation is intended to provide a more principle based and future proofed legislation for official statistics that is able to accommodate changes within the data landscape. Naturally, as the forerunner to other possible legislative changes that impact on the data ecosystem, it will ensure that it is aligned to any likely future changes to other related legislation. 2019/20 – 20/21 The final two results for our stewardship and leadership priority are set for the out-years of the planning cycle and are more outcome-focused, providing evidence that Stats NZ has established leadership in the system and empowered it to be more effective as a whole. 1.9 Data and information ecosystem leadership is self-sustaining and is generating greater interoperability This result will be the culmination of a number of years of work to bring the variable and siloed parties within the data ecosystem into a unified interoperable system. While never finished, the significant revolution to deliver this cohesion will largely have been completed. 1.10 The system is supported by information and data legislation that is simple and flexible Following on from the successful implementation of the legislative framework for data, other legislation will have been updated as required to support the effective and efficient delivery of data-led decision making. While Stats NZ may not lead some of these pieces of work, its role as data ecosystem leader and enabler will be crucial to ensure that the legislation parts fit together well to provide an overall cohesive authorising environment. 21
Key Shifts These key shifts describe the internal changes and capabilities Stats NZ needs to deliver against this strategic priority. We have become a data agency with statistics being one large part of what we do – we have defined the intent of the two symbiotic roles (data and statistics) and identified the points of commonality and the points of difference; we reprioritise resources, practices and processes to meet the needs of both roles; we have upskilled our people’s data and statistical design skills to support the data services role. Our sector leadership is based on our expertise and influence – we have allocated resources to proactively engage across government; we prioritise agencies with significant data transformation programmes; our understanding of trends across the system has grown and we have identified and engaged with partners and intermediaries critical in this environment; we are seen as the obvious data ecosystem leader. We have an active organisational partnership with Māori and are allocating resources to sustain the relationship and related activities. We understand that any improvements in wellbeing for Māori have a positive impact for all New Zealanders and our staff take responsibility for contributing to the success of these partnerships. Agility, responsiveness and data leadership role is geared to customer needs - data and technology environments are designed to allow organisational responsiveness, dynamic re-prioritisation and long-term sustainability; data and information management practices are embedded. 22
Strategic priority 2: customer-centricity, intermediaries and partnerships Relates to Minister’s Priorities: Enable customers, including decision-makers, to maximise the value of existing data Partner and work with the private and non-government sector to explore opportunities to create additional value from data, and improve service delivery Description This priority is about Stats NZ being a customer centric organisation, focused on bringing the outside in. It is about us creating an environment that means we are continually engaged with our customers, partners, stakeholders and suppliers and understand their contexts. We utilise co-design approaches to develop and deliver our services. When we have achieved this priority, involving customers at all stages of design, delivery and development will be the norm. We will have a clear entranceway for customers and will be agile and adaptive to new customer needs and opportunities. In practice this includes: Having customers and partners in the room when we are designing and developing things Testing that we know what customers want, rather than assuming Bringing together experts to find solutions, rather than expecting or seeking to be an expert in every sector Rethinking current investments, particularly our current ‘education’ effort Supporting our Statistical Methods work area to give it a greater voice and profile as a translator and communicator Reframing our international work to focus on stewardship for New Zealand and collaboration that supports our strategic direction Balancing immediate customer needs with longer-term ‘stewardship’ assessment of opportunities and the needs of all customers. This priority doesn’t assume that we are the ones to respond to every customer request. It is about understanding what we can best deliver for customers and working with others, including partners and intermediaries, where their capabilities are better suited to meet particular customer needs. Partners and intermediaries could potentially deliver any part of our value model. Partners are more than customers and we will work to agreed outcomes with them that are beneficial to both parties and the data ecosystem as a whole. Intermediaries can sit on a spectrum of relationship types, from deliberate to unintentional and from collaborative to competitive. ‘Infomediaries’, intermediaries that don’t necessarily need to be in contact with us, can pick up our data and deliver to new sectors without our involvement or agreement. This priority prepares us to thrive in a new delivery scenario. 23
Results Figure 12: Strategic Priority 2 results (2017/18-20/21) 2017/18 2.1 We have an active organisational partnership with Māori Stats NZ recognises the unique status of Māori and as an organisation values the importance of building mutually beneficial relationships. This result will ensure we seek and embrace partnership opportunities that assist tangata whenua to thrive and be successful as Māori. It is important that Stats NZ understands Māori data needs to better inform their strategies for development and improved wellbeing. We will seek to accelerate our understanding of these dimensions of Māori wellbeing through active collaboration with Māori organisations and Treaty partners. This result assumes that Stats NZ will make resources available and support participation by partnering groups who would otherwise be disadvantaged from engaging with us meaningfully, or would not get the full benefit of the partnership. 2.2 We have a recognisable Waharoa (front door) that welcomes visitation, heightens the visibility of our services and directs opportunities to the right place The purpose of this result is to ensure Stats NZ is easy to get hold of and do business with and it is easy to get the data and information that is needed. The waharoa is intended to be suitable for new and existing customers, suppliers, stakeholders, partners and intermediaries. It is intended to create the most effective and efficient way of engaging with Stats NZ that allows for specific needs of our customers. This result does not assume we will be working with everyone who asks for our help. Our response to new and potential engagements will be shaped by our strategic customer segmentation and prioritisation. We will be focusing on market gaps and purposefully not working in overloaded areas of the market. 24
2.3 We leverage our data services offering to deliver specific related components of the insights and consultative approach offerings This result is the first step towards implementing a framework that fully delivers on our insights and consultative approach core offering results placed in the out-years of this plan. The insights and consultative approach offerings are key mechanisms enabling the tenfold increase of the value of data provided to New Zealand by 2030 and are therefore fundamental to the success of our strategy. It is expected that our insights and consultative approach core offerings will become clearer as we fully deliver on our data services core offering, as we will have a clearer picture of how data is being used and the most effective and impactful approaches we can take to support the use of data in the ecosystem. Activities that increase clarity of the potential scope and content of the insights and consultative approach core offerings will be prioritised for this result. As the framework to deliver these core offerings is developed, the financial (costs and revenue) models and impacts of the core offerings will be established with greater clarity. It is expected that there will be a mix of free common good and bespoke revenue generating activities within these offerings, and that some short term investment will be required for full development. 2.4 Customer self-service is in place so customers can get what they want without our help (KEY RESULT) This result aims to address one of the key issues raised by our customers, which is the ability to find and draw together data sets without the assistance of Stats NZ staff. When developed, this service will enable customers to navigate their way through the wealth of data and information available from Stats NZ through easy to use knowledge pathways. Internally, this self-service approach will free up resources which will be refocused to deliver on other areas of strategy. Activities prioritised in this result will include development of tools and products that deliver data digitally and directly to the customer, such as automated data linking and confidentiality “on the fly”. 2.5 We actively co-design with our customers and suppliers and discuss opportunities early and openly To achieve this result, we will prioritise activities that enable functional relationships and processes for co- design with customers, including building a systematic development approach. Co-design is a more in- depth process than consultation as it involves working with customers in the manner of a partnership, iteratively developing a product together that suits the needs of both parties. Activities that will be prioritised in this result include projects and continuous improvement activities that put the customer at the heart of the design process for new or improved products and services. 2.6 We are focused on the things we are best at and use intermediaries and skilled service providers to take care of other functions This result will see intentional decisions made about defining what we do best to add value for customers and prioritising activities that enable us to develop intermediary and partnership relationships and agreements to deliver those functions where other parties are better suited. This result also seeks to ensure that we know where and how our data is being retooled and republished to generate increased value. It recognises that we do not need to do everything that a customer needs, but that in being genuinely customer centric we broker alternative data and information providers for customers where required. 25
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