Unpacking Urban Data In South African Municipalities - SALGA
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March 2020 | 6th Edition Unpacking Urban Data In South African Municipalities Improving service delivery Opening up Financial Data Financial and Non-Financial and governance through data to Empower Citizens: Census of Municipalities: and technology: Cases from Vulekamali and Key data and insights from eThekwini, Ekurhuleni and Blouberg Municipal Money Statistics South Africa
in.KNOW.vation A Knowledge & Innovation Publication March 2020 SALGA National Office Menlyn Corporate Park, Block B 175 Corobay Avenue, Cnr Garsfontein and Corobay Waterkloof Glen Ext 11, Pretoria Tel: 012 369 8000 Fax: 012 369 8001 Email: info@salga.org.za www.salga.org.za Editors Mapule Letshweni Ntsakisi Madzibane Kwena Mashita
CONTENTS Use of data and technology to improve service delivery and governance: cases from eThekwini, Ekurhuleni and Blouberg 8 Municipalities are leveraging technology solutions to improve municipal services and the living experience of residents. eThekwini Metropolitan Municipality scooped the 2019 Public Sector Innovator of the Year, for using social media (Whatsapp) to open up access to municipal services to more citizens. Ekurhuleni gained significant improvements through their E-Recruitment and Blouberg effectively manages employee time inside and outside municipal offices. SALGA mobile application for violence reporting, protests and social unrest 14 SALGA remains concerned with the levels of violence in municipalities that in some cases leads to the killing of councillors and officials. Through the use of data and technology, SALGA, with the support of the European Union has introduced a mobile application to provide timely and easily accessible data and intelligence on violence, protests and social unrest to manage risks and safe lives and property. Unpacking South Africa’s urban data environment Municipalities use data to improve decision making and deliver results that meet the needs of citizens. 20 By using data in this way, municipalities can base policy and planning on actual, live, and updated data. The article by South African Cities Network provides context on how and why open data and technology is important for municipalities; unpacks the Common Data Framework for Cities (CDFC); and showcases use-case example of how cities use data to inform decision making. Opening up financial data to empower citizens: Vulekamali and Municipal Money 25 South Africa is a founding member of the multilateral Open Government Partnership (OGP) initiative that aims to secure concrete commitments from government to promote transparency, empower citizens, fight corruption, and harness new technologies to strengthen governance. Vulekamali opens up national and provincial budgets while Municipal Money provides municipal financial information. Both tools promote accountably, transparency, active citizenry and good governance. Financial and non-financial census of municipalities: key data and insights from Statistics South Africa 30 Statistics South Africa produces two important census reports on municipalities: Financial Census of Municipalities and Non-Financial Census of Municipalities. The census reports provide valuable data and insights to municipalities, researchers, policymakers, economists and other users to analyse and assess the state of local government to make required decisions and improvements. 4
Indicators for the local systems of innovation National Advisory Council on Innovation (NACI) provides valuable information on innovation indicators 34 for local systems of innovation. These systems typically involve government, private sector, non-profit organisations, academia and international partners. The most common one is the National System of Innovation (NSI), wherein stakeholders work towards achieving common goals around the use of science, technology and innovation (STI) to achieve national objectives. Learning from Singapore, Melbourne and Barcelona Municipal governments around the world are adopting data and analytics to improve planning and 37 operations. Singapore’s data strategy targets regional growth; Melbourne cuts water treatment costs using Artificial Intelligence; and Barcelona’s smart city strategy is giving power to the people. These cities are offering important lessons for South African municipalities on the use of data and technology to redefine living spaces and experiences of citizens. Creating public value through proper records management Auditor-General of South Africa (AGSA) highlights the importance of records management for 46 municipalities. In their day-today operations, municipalities produce increasingly large amounts of information and consequently greater volumes of records. It, therefore, becomes imperative for accounting officers to invest more resources, both financial and human, to ensure the development and effective implementation of records management programmes within municipalities. Riversands Incubation Hub: where entrepreneurs grow businesses Riversands Incubation Hub is supporting over 160 SMEs by providing secure, formal premises as well as 48 guidance and mentorship in areas such as finance and marketing. Situated in the North of Johannesburg, adjacent to Steyn City and a stone’s throw from Diepsloot, Riversands Incubation Hub plays a crucial role in fostering Innovation and providing an enabling environment to grow start-ups and enterprises. References 53 5
INTRODUCTION Welcome to the sixth edition of in.KNOW.vation, an annual Statistics South Africa produces two important census reports on publication of the South African Local Government Association municipalities: Financial Census of Municipalities and Non-Financial (SALGA) that shares, celebrates and profiles innovations, excellence Census of Municipalities. The census reports provide valuable and partnerships relevant to local government. in.KNOW.vation data and insights to municipalities, researchers, policymakers, aims to accelerate knowledge sharing and learning to allow for the economists and other users to analyse and assess the state of local replication of good practices and innovation solutions in line with government to make the required decisions and improvements. SALGA’s mandates of capacity building, profiling, knowledge and information-sharing. National Treasury is keeping up the commitment to open data to citizens with Vulekamali and Municipal Money. Vulekamali opens Data is increasingly becoming important for the running of up national and provincial budgets while Municipal Money provides organisations and countries. For municipalities, data is important to municipal financial information. Both tools promote accountability, inform planning and implementation of municipal programme and transparency, active citizenry and good governance. While there still services. In this edition, we provide valuable information on the use a need to build data infrastructure and capabilities for municipalities, of data and technology in a municipal context. The South African these resources demonstrate some commendable progress to Cites Network (SACN) provides a detailed overview of urban data build on. in South African Municipalities, highlights the importance of open data in informing evidence-based decision making, and showcase SALGA heartily congratulates eThekwini Metropolitan Municipality tools and use-case examples. for scooping the 2019 Public Sector Innovator of the Year Award for 6
Data is increasingly becoming important for the running of organisations and countries. For municipalities, data is important to inform planning and implementation the Whatsapp Fault Reporting Line project. management for municipalities while of municipal The use of Whatsapp, commonly available National Advisory Council on Innovation social media tool, has significantly increased (NACI) provides valuable information on programme and the number of citizens who have access to the innovation indicators for local systems of services. municipality, especially from rural and informal innovation. Incubation hubs like Riversands areas while saving municipal resources by play a crucial role in fostering Innovation, addressing water loses, potholes and oil leaks providing an enabling environment to grow speedily. This edition profiles Ekurhuleni’s start-ups and enterprises, which is good for E-Recruitment, which improved recruitment municipalities. process, cutting on paper, time and resources and Blouberg’ s Time and Attendance System, SALGA remains concerned which effectively manages employee time with the level of violence in inside and outside municipal offices. The use of these technologies introduced efficiencies, municipalities that in some accountability and good governance that cases leads to the killing of improves delivery of services. councillors and officials. Municipal governments around the world Through the use of data and technology, are adopting data and analytics to improve SALGA with the support of the European planning and operations. Singapore’s data Union, has introduced a mobile application to strategy targets regional growth; Melbourne provide timely and easily accessible data and cuts water treatment costs using Artificial intelligence on violence, protests and social Intelligence; and Barcelona’s smart city unrest to manage risks and safe lives and strategy is giving power to the people. These property. cities are offering major lessons for South African municipalities on the use of data We hope this publication will inspire and encourage more and technology to redefine living spaces and experiences of citizens. data driven innovations and technologies that benefit Auditor General of South Africa (AGSA) local government, its stakeholders and partners. highlights the importance of records Enjoy the read! 7
Improving service delivery and governance through data and technology: Cases from eThekwini, Ekurhuleni and Blouberg Municipalities are leveraging technology solutions to improve E-Recruitment improved recruitment processes, cutting on paper, municipal services and the living experience of residents. In this time and resources. Blouberg’s Time and Attendance System article, we profile the 2019 Public Sector Innovator of the Year, effectively manages employee time inside and outside municipal eThekwini Metropolitan Municipality, for using social media offices. The system saves time and money by putting an end to (whatsapp) to open up access to municipal services to more citizens, inaccurate reporting, buddy punching, absenteeism, tardiness and particularly from rural and informal settlements. overpayment. E-Recruitment System of Ekurhuleni Metropolitan Municipality The use of these technologies introduced efficiency, accountability and the Time and Attendance System of Blouberg Local and good governance that improves delivery of services. Other Municipality were shared at the 2nd Annual Local Government municipalities can learn more from use of these technologies by Talent Management Seminar of January 2020, hosted by SALGA. eThekwini, Ekurhuleni and Blouberg. Whatsapp Fault Reporting Line - eThekwini Metropolitan Municipality, KwaZulu Natal - (2019 Public Sector Innovator of the Year - CPSI Awards) Contribution by CPSI & eThekwini Metropolitan Municipality (Aaron Mfunda and Bongani Hlope) 2019 CPSI Public Sector Innovator of the Year: eThekwini Metropolitan Municipality 8
a) Project Overview c) Impact of the Project The eThekwini Engineering Contact Centre is a 24 hours, 7 days a The Municipality receives and responds to over 5000 WhatsApp week platform provided by eThekwini Municipality for citizens to messages monthly. These messages are from citizens reporting report service delivery issues which include, but not limited to: water various faults such as leaks, burst pipes, potholes, blocked sewer and leaks, burst pipes, illegal connections, blocked sewer drains, water storm water drains, faulty traffic lights or query their utility accounts. supply interruptions, storm water drains, leaking meters, damaged The project provides an affordable and convenient platform for citizens standpipes, road spillages, faulty traffic lights, road maintenance to report instead of waiting in long queues or telephone. Furthermore, issues and query their utility bills. The municipality has the following citizens can simply take pictures or send location instead of spending channels available for citizens to report faults: Telephone; SMS line; time explaining what they are reporting and giving directions. The E-mail; and Walk-in Centers. Municipality has rolled out free WIFI connections in various areas, Inputs from citizens in various consultative platforms such as Budget making it easy for citizens to report from their particular areas, thus Hearings; Masakhane Roadshows; Focus Groups and User Platforms; saving their hard-earned money which they would otherwise have to as well as ward based community meetings attended by the use for airtime and data. Municipality’s Education and Awareness as well as Community Liaison The project also increased the number of citizens who have access to Officers, resulted in the municipality taking a decision to investigate the municipality, especially the poor from rural and informal areas. and explore additional ways to make it simpler, cost-effective and The municipality saves money on areas such as water loss as leaks more convenient for citizens to communicate with the Municipality are reported timeously, accident claims as potholes, oil spillages and over and above the existing communication platforms. faulty traffic lights are reported timeously. Citizens are less frustrated For example, citizens were forced to use their hard-earned money as they have access to the municipality at the convenience of their to travel to the centers to report issues to the City as many of them homes. Other benefits of this innovation include the following: do not have access to e-mails. Furthermore, the City suffered from huge water losses due to water leaks not being reported timeously. • The City also benefits in that plumbers and technicians Plumbers would take hours trying to find the area where the burst do not waste time driving around to find faults. Locations or leaking pipe or water meter is. To address these and other issues, take them straight to points which are affected, resulting in the WhatsApp Messenger was added to the list of channels of cost-effectiveness and optimal utilization of Municipality’s communication. resources; • Citizens have their chat history with the City which is kept b) The Innovation for reference on unresolved historical issues which provides WhatsApp Messenger is a proprietary, cross platform, encrypted convenience and positively impacts the maintenance instant messaging client for smartphones with a user base of over 1 programme as planned by the Municipality; billion users in 2017. It is a communication tool mostly used by people • Citizens can also be asked to take pictures of the leaks or bursts both in rural, informal and urban areas. A citizen sends a picture, so correct coding of faults will be done at capturing stage which road name and the Municipality is able to log a fault and issue a assists in optimally deploying the correct resource to resolve the reference number through the Engineering Contact Centre where the fault; WhatsApp platform is administered. The project has been operational for three years, having been launched in 2016. The Contact Centre • Citizens are able to communicate with the Municipality with ensures that WhatsApp messages are read and responded to within regard to service delivery issues at an extremely minimal cost but hours of being received. As per council resolution, both isiZulu and still have issues resolved more promptly for their convenience English are accepted as a means of communication in this facility. and improved quality of life which is one of the core strategic pillars of the Municipality. eThekwini Municipality is known to be the first public service entity in South Africa to use The municipality saves money on WhatsApp as an official business communication areas such as water loss as leaks tool to communicate with citizens in South Africa. are reported timeously, accident Consolidating the social wage through reliable claims as potholes, oil spillages and quality basic services, the project is original and faulty traffic lights are as it has not been implemented by any other reported timeously. government entity. 9
d) Sustainability Another challenge is the fact that WhatsApp is a privately-owned App, therefore, the Municipality is in the process of establishing its Since its launch in 2016, a special E-Services Department was own App to do the same work. Good lessons have been learned in established within the Engineering Contact Centre, which comprises providing an easier, cheap and convenient platform for citizens to of about 15 staff members who were trained extensively on the interact with government. usage of social media as a formal business tool. Furthermore, there is institutional memory in the form of training and other documentation g) Recognition to ensure long term sustainability of the project. a) CPSI Public Sector Innovator of 2019 e) Replicability b) CPSI Best Citizen-Focused Innovation 2019 c) Gold Award for Best Implemented Project in the 2016/2017 The project can be replicated. Various entities have visited eThekwini Financial Year, KwaZulu Natal Premier’s Service Excellence Awards Municipality to benchmark with an intention to replicate in order to improve service delivery. h) Contact Details Mr. Bongani Hlophe Mr. Aaron Mfunda f) Challenges And Lessons Manager: Contact Centre Water Head Of Department (Customer The WhatsApp Fault Reporting line has a turnaround time of two and Sanitation Services) Water and Sanitation hours for responding to citizens. The biggest challenge is the Tel: 031 311 8741 Tel: 031 311 8603 expectation from citizens to respond faster. Bongani.Hlophe@durban.gov.za Aaron.Mfunda@durban.gov.za 2019 Public Sector Innovation Awards intelligence, ICT to leverage data to significantly improve service delivery. Recognition was given to: Vulekamali, The National Treasury and Usage of Drones for Photography of Infrastructure Sites, North West. Trailblazers: These are coders in the public sector who are developing The Centre for Public Service Innovation (CPSI) hosts the Annual Public in-house solutions to solve service delivery challenges without relying Sector Innovation Awards Ceremony, a platform to unearth, nurture, on “off-the-shelf-solutions. reward innovative solutions that improve service delivery and facilitate Mr Eddie Lerobane, Limpopo, Office of the Premier the replication/scaling-up of these innovations within the public sector. Mr Bonolo Monye, North West, North West Provincial Treasury The awards targets all three spheres of government – national, provincial Mr Xolani Phakathi KwaZulu-Natal, Department of Health and local, as well as partners from the private sector and academia. Special Ministerial Awards: In 2019 the CPSI hosted the 17th Public Sector Innovation Awards • Mokwakwaila Gaming Awareness, Limpopo. Through this initiative, Ceremony in November 2019 in Boksburg, Ekurhuleni Province where safety campaigns were conducted to create awareness about this the following deserving projects were recognised and awarded by the scourge. Furthermore, a number of illegal gambling machines were Minister for Public Service and Administration. confiscated and handed over to the Limpopo Gambling Board Category A: Innovative solutions reducing the cost of delivering • Youth Citizens Action Programme, Gauteng, The Y-CAP, as it is services: rewards innovators who “do more with less”. commonly known, was borne out of a youth dialogue to empower Winner: The North West Department of Economic Development, and motivate youth to be active citizens while at school. This initiative Environment, Conservation and Tourism developed the National is learner-led has reached over 32 000 learners in over 4000 schools Integrated Permit Administration System, an online application system since 2010. to issue and manage fauna and flora permits in the province. Public Sector Innovator of the Year Category B: Citizen-Focused Innovations: focuses on the use of ICTs Winners from the three categories contest for the prestigious Public and non-ICT solutions to improve efficiency and effectiveness of service Sector Innovator of the Year Award. The 2019 Public Sector Innovator delivery at the coalface. of the Year: eThekwini Metropolitan Municipality for the WhatsApp Winner: WhatsApp Fault Reporting Line, EThekwini Metro KwaZulu- Fault Reporting Line Natal. Through this initiative, the Engineering Department provides a GEMS Health Sector Innovation Award: 24/7/365-day direct line for reporting and communication between Winner: Online Application for Nursing Training: This an in-house citizens and the Electricity Department. built online system that can be used by anytime, anywhere, reducing Category D: Innovations Harnessing 4IR Solutions: focuses on expenses for applicants from previously disadvantaged communities, frontier technologies e.g. block chain and machine learning/artificial eliminating nepotism in the process. 10
JOB D A F IN E-Recruitment – Ekurhuleni Metropolitan Municipality, Gauteng Province Contribution by Linda Mdwaba, Ekurhuleni Metropolitan Municipality a) Project Overview opportunities for fraud and corruption. There was also poor document management and archiving, no real time reporting and more capacity E-Recruitment is an electronic, cloud-based talent management was required to do manual capturing of CVs received. system that offers modules for recruiting, onboarding, performance management, learning and development, succession planning, b) The Innovation compensation management and its own reporting tool. The City of Ekurhuleni has procured and implemented two modules - recruiting The E-Recruitment system allows for automated access to certified and onboarding. The two modules allow for requisition management, 3rd parties for verification of qualifications. It sources active and candidate sourcing and management, offer management, onboarding passive candidates across a variety of websites, job boards, referrals, and reports. The system can be accessed by internal & external and social media. It further provides an end-to-end platform and helps candidates who have internet access, including mobile phones. the Municipality to reach hard-to-find talent. Screening, assessment, quick filter technologies ensure that the municipality finds and Before acquiring the E-Recruitment, the Municipality was using selects the best talent available, including students, experienced manual recruitment processes that took more time due to capturing professionals, and hourly workers. Interview, offer management, and of all applicants CVs and qualifications. As a results, there was poor on- boarding tools complete the process by engaging new employees adherence to HR recruitment policies and processes and no alignment early and making sure they are aligned with the Municipality’s values between HR employee data and Payroll information, which created and programmes. The process followed is outlined below: Process Flow Create Approve Post and Candidates Manage Requisitions Requisitions Source Jobs Apply Online Candidates • Requisition Type • Requisition Approval Posting Requisitions to: • Create User account • Manage Candidate • QLF request • Career websites • Login to the system profiles • Job Title and Job • Approval/Rejection • Job Boards • Enter details as • Manage the candidate Description of Requisitions • Staffing agents specified in the selection workflow • Terminate approval application flow request Source More Screen and Make Offer Hire Candidates Interview Candidates Role - Legends HR Recruiter Sourcing candidates through: • Screen and interview • Create offer • Hire Candidate • Career websites candidates • Approve Offer • Pass information to HR • Job Boards via eQuest • Move them through • Candidate Accepts/ HR system • Staffing agents through selection steps and Rejects Offer Hiring Manager Agency Portal status 11
c) Impact of the Project • Create resume only once; then re-use the same profile for your applications, profile updates done when applicable The E-Recruitment has resulted in the following benefits for Ekurhuleni: Improved operational efficiency: d) Replicability • Reduced paper budget by 65% – aspiring towards a less-paper The e-Recruitment can be easily replicated in other municipalities. environment; It is important for interested municipalities to understand their • Improved response handling time for posting ads and receiving environments and needs and based on that, develop business applications (for approved requisitions 4 to 6 weeks), long listing and requirements for the procurement of the system. shortlisting processes; • Adherence to the HR SLA (Agreed Standards with Line Departments); e) Challenges And Lessons Some of the challenges experienced include the fact that the Customer satisfaction: implementation of the 2019 approved organizational structure is • Automated Approval process for key users (Management - HODs & due to be completed by 31 March 2020, therefore requisitions are DHs), Recruiters & Hirers still created and approved on paper instead of online. Low computer • Approval link received via email notification literacy mainly from unskilled and semi-skilled labor forces hampers the effective use of the system. To address this, the Municipality has Accessibility of the system: partnered with libraries to assist the public with online applications. • Access to the APP via mobile devices, when the network is down HR staff that were previously capturing CVs manually now assist users you are able to work using any internet service provider on your own with online applications. mobile; • Burden of security and space handled by the service provider and not f) Contact Details internally; Ms Linda Mdwaba • No headache on archiving manual CVs office space used for storing Divisional Head: Functional Line Service- Human Resources Linda.Mdwaba@ekurhuleni.gov.za CVs now used accommodate more employees; 12
Time and Attendance System - Blouberg the employment Act stipulated that every employer must keep a record containing the time worked by Local Municipality, Limpopo Province each employee. All working days are accounted Contribution by Musiiwa Netshimbupfe, Blouberg Local for, there is no single day that will pass by without being accounted. There is more accuracy and less Municipality human errors. Managers have access to accurate a) Project Overview reporting, can access data to inform strategy, improve leave, performance, and work culture policies of the In the management of the employees, the Municipality relied on paper Municipality. Overall, this system has increased the timesheets and word of mouth. Manual management of time and efficiency and productivity of the Municipality. attendance was a problem and the process of keeping track of hours worked was a complicated task. Employees were misreporting hours, d) Sustainability allowing colleagues to clock for them. It was difficult to track field There is only once off payment, thereafter the devices become worker attendance and meetings held outside Municipal premises. municipal property, with full support to address technical problems. It Overall, there was poor return on employee time investment. is an integrated system linked to other HR modules such as leave and payroll modules. The project is one of the standing items on the agenda Accuracy was also a challenge due to employees reporting hours long of the weekly top management meetings under corporate services and after their work. There was illegible handwriting and often timesheets is reported upon by the Director of corporate services. It is easy to pull got lost or stolen. Manual time tracking was time consuming, expensive out report on late arrivals, early departure, and absenteeism and leave and slowed down productivity. Inefficient and outdated manual system statistics to support municipal operations and decisions. led to wastage of funds, especially on overtime. There was a need to introduce a better system. e) Replicability Blouberg Local Municipality introduced an electronic system to manage The system has enabled the Municipality to focus on outputs and time and attendance of employees. The system exports data to a data not where and how work is done. It is user-friendly and will make hub (HR /payroll). Data is electronically sent from a clocking terminal to day-to-day tasks easier for employees than a manual system did. It the time tracking system. Managers can access employee attendance. has accurate GPS location, is reliable and instills disciple on its own. Less time is spent dealing with attendance issues. The system requires The system can easily be replicated to other municipalities with easy. fingerprint or touch screen, then verifies identity of employee, monitor Blouberg Municipality is available to provide assistance to others who employees working hours and late arrivals, early departures, time taken wish to adopt the system. on breaks and absenteeism. f) Challenges And Lessons b) The Innovation It took more than three years before the new system was implemented, The time and attendance system is an automated system with a with a budget allocated every year but not used. It was only implemented standalone biometric device. A biometric system simply requires an after it was part of the Key Performance Areas (KPA) of the Municipal employee’s fingerprint, which cannot be lost or stolen. The system Manager and Director of Corporate Services. The system became one has mobile application that is available on both Android and IOS. The of the standing items on the agenda of management meetings and system is WIFI enabled. Employees can sign in and out anywhere with the Local Labor Forum until both parties agreed to its implementation an ability to capture photos. The system has an accurate GPS location For the system to be effective, all parties (management, employees feature, which is important for work outside of municipal premises. and labor) need to buy-in to it. It can take time to get used to new The system is easy to use and understand. processes, and some employees may be resistant to change due to fear c) Impact of the Project of unknown but it is important not to give up. In the early stages, only few employees were using the system, but with time more came on The system has enabled the Municipality to effectively manage time of board. Once employees saw how user friendly the system was and how its employees. Employees simply press their finger against the scanner much more information they have at their fingertips compared to the or phone screen to record their time of work in various location inside manual system, they adopted the system. and outside municipal premises. The system saves time and money by putting an end to inaccurate reporting, buddy punching, absenteeism, g) Contact Details tardiness, overpayment, there is 60% savings on overtime paid. Ms Musiiwa Netshimbupfe The system has enabled the Municipality to comply with key pieces Office: 015 505 7124 / Email: hr@blouberg.gov.za of legislations and policies. Section 31(1) b of the Basic Conditions of 13
SALGA Mobile Application for violence, protests and social unrest reporting Contributors: Nomusa Ngwenya, Rachel Manxeba, Collen Rammule, Mulanga Bodika & SALGA Project supported by the Europe Union SALGA Mobi is a Smart Mobile Application designed by SALGA and SALGA MOBI APP FEATURES co-funded by the European Union with an objective to acquire and disseminate trends and current risk information and intelligence 1) Violence/Incidents Reporting App about municipalities. The information, insight and intelligence As a member centric organization, SALGA remains concerned about is aimed to inform and enhance decision making processes on a the plight of Councillors and Municipal Officials. In 2016, SALGA range of issues affecting municipalities. Timely and easily accessible conducted research looking into the killings, harm and threats information will provide municipalities, SALGA and stakeholders with experienced by Councillors and Municipal Managers in the conduct the intelligence they need to improve service delivery. of their duties. The findings of the research indicated that such acts of violence were relatively high. In particular, SALGA should use the information to support and advise municipalities on a range of matters that require attention. The original research was augmented in 2019 to cover the entire It should use the information to lobby for and mobilise resources country. It also looked at case studies in Kwa-Zulu Natal (Richmond) on behalf of municipalities. Local Government Practitioners on and Western Cape (Atlantis). This allowed SALGA to develop a the other hand, should use the information during decision making historical database of killings, threat, intimidation and damage to processes, planning, budgeting, monitoring and evaluation and property and assets from 2000 to 2018. To say the least, the statistics governance. including associated costs are alarming. Other stakeholders should use the information to improve their It is against this background that this smart, user - friendly application understanding on issues that affect municipalities and therefore was developed to track, in real-time, the threats, harm, damage to generate programmes, interventions or measures that appropriately property and killings of Councillors (Executive Mayors, Mayors and respond to the needs of municipalities. Ward Councillors, Speakers, Chief Whips); and Municipal Officials at various levels of management. 14
The tool tracks quantitative and geographical information by ensuring that the basic data, reported in the form of a spreadsheet, is extrapolated and plotted into graphs and spatial illustrations in terms of the province, municipality, ward village and/ or township where the incidents have taken place. The app pinpoints the actual position of the mobile device used for reporting, in order to enable responsive attention to problem areas. To align with the Organised Local Government’s vision of an improved councillor welfare dispen- sation, SALGA ultimately plans to use the data extracted from the app to lobby the relevant regulators for better safety mechanisms for councillors and senior officials. 2) Social Unrest Risk Scale The Social Unrest Risk Scale (SURS) is a SALGA application which identifies communities/places at sub-ward level that are at high risk of protest. The places are identified based on their underlying socio- economic factors. This means that the scale looked at all communities around the country where peaceful protests took place over the past 5 years, and found commonalities in those communities in terms of infrastructure, socio-economic conditions and similar underlying characteristics. DEMOGRAPHICS HOUSING • Population density • Percent_owned_paid • Extent_Density • Percent_Informal_Housing • Percentage of female head of • Avg_Household_Size households • Average_Rooms • Percentage of head of • Avg_people_per_room household under 20 years • Percent_Single_Household • Age dependency • Percentage of children • Percentage of youth • Percentage of foreign citizens It is also important to note that not INCOME MUNICIPAL SERVICE all protest is bad. Areas with high • Percentage of indigent • Percent_Unimproved_Pit • Gini co-efficient • Percent_No_Refuse_Removal probability of protest (high Protest • Percentage of unemployed • Percent_No_Piped Risk) but where protest is likely to be head of household • Percent_No_Electricity peaceful (low Violence Risk on the • Percentage of discouraged EDUCATION scale) are actually areas where social work seeker (head) • Employment dependency • Adults_No_Matric cohesion is likely to be high, • Percent_No_Internet_Access Census variables, significant in comparing small scale area levels (SALs) which is a good thing. 15
Key Point to Note: Underlying risk factors are not enough to lead to actual protest/unrest. The value of knowing the risk level is so that a A trigger is required, as well as someone mobilising the community to municipality can pay particular attention to those protest. It is also important to note that not all protest is bad. Areas high risk areas with high violent risk and try to with high probability of protest (high Protest Risk) but where protest is likely to be peaceful (low Violence Risk on the scale) are actually areas identify whether there are potential triggers and where social cohesion is likely to be high, which is a good thing. whether anyone is in the process of mobilising. What are the Protest Risk Scale and the Violent Unrest Risk Scale? a. The Protest Risk Scale: likelihood of protest occurring b. The Violent Unrest Risk Scale: likelihood of protest being (either peaceful or violent). violent (if protest occurs). Blue: low likelihood of protest. Blue: low likelihood of violent unrest. Red: high likelihood of protest. Red: high likelihood of violent unrest. White: uncertain likelihood of protest. White: uncertain likelihood of violent unrest. UNREST SCALE 0 = Low 1 = High likelihood of likelihood of protest protest EXAMPLE: EThekwini Results for Protest Risk (Open Street Map) 16
EXAMPLE: EThekwini Results for Violent Risk (Open Street Map) EXAMPLE: EThekwini Results for Protest and Violent Risk (Open Street Map) How do you interpret Protest Risk Scale Unrest Risk Scale Interpretation the results? Red Red High risk of protest; likely to be violent Red Blue High risk of protest; likely to be peaceful Communities marked in blue (scale close to 0) have a low Red White High risk of protest; uncertain if will be peaceful or violent likelihood of protest and Blue Red Low risk of protest; likely to be violent if occurs communities marked in red Blue Blue Low risk of protest; likely to be peaceful if occurs (scale close to 1) have a high likelihood of protest. Blue White Low risk of protest; uncertain if will be peaceful or violent The scale works the same way White Red Uncertain risk of protest; likely to be violent if occurs in identifying communities White Blue Uncertain risk of protest; likely to be peaceful if occurs with a risk of violence. Uncertain risk of protest; uncertain if will be peaceful or violent White White 17
What do the Protest and Unrest Risk Scales allow b) When tested against a sample of past protest incidents, 96% of you to do? all protest cases and 99% of violent unrest cases were predicted correctly. a) Know where: Identify communities with higher risks of protest c) The probability confidence of the model is higher towards each and of violent unrest. end of the scale. It shows with high confidence if a community b) Know which: Enable mapping of at-risk localities to prioritise is red (high risk) or blue (low risk), while probability levels of unrest-prevention interventions. communities with medium risk (yellow) are less certain. c) K now what to do: Support conflict-sensitive investment, budgeting, programme planning and monitoring & evaluation. Who can use the Protest and Unrest Risk Scales? Municipal and IDP Planners: to identify high and low risk areas a. What can the Protest and Unrest Risk Scales not do? when planning resource allocations and unrest-prevention activities. All programming by municipalities should be conflict- a) Predict when protest or violent unrest will take place. It does sensitive. Decision on which services to provide, where, in what not monitor triggers for protest, only underlying socio- way should take the unrest potential of each location into economic enabling factors. account. Communities with high probability of peaceful protest b) Provide probability of unrest relating to national or international may have higher levels of social cohesion (ability to organise for issues; protests at key points like magistrate’s courts, highways a collective goal) while communities with high probability of or government buildings; or labour disputes unless these are violent unrest may have lower levels of social cohesion, impacting concentrated in the community where workers live. on the way in which municipal interventions are received. What are the main insights from the Protest and b. Councillors: when planning how to communicate with high risk communities about service delivery issues. Protest and Unrest Scale study? Unrest are often triggered by how community concerns are a) Protest and unrest relate statistically to the socio-economic received and how service plans are communicated by local conditions in communities where they occur. Socio-economic government, even more than whether or not services have data from the census can explain 80% of community-based actually been provided. Councillors in high protest and unrest protest & unrest. risk areas can therefore be supported to communicate more b) Peaceful protest and violent unrest occur in communities with and with greater conflict sensitivity. different socio-economic characteristics. Violent unrest is not Programme Managers: of all kinds (government, NGO, c. simply an escalation of peaceful protest but requires distinct corporate) when planning where to locate projects and how to prevention approaches. make projects conflict-sensitive. d. Safety and Security stakeholders: when prioritising conflict How reliable are the Protest and Unrest Risk Scales? prevention activities Target specific conflict prevention activities a) The scales are 80% accurate in predicting whether there is at communities with high probability of violent protest. likely to be protest. This is an extremely high confidence level e. SALGA: to identify high risk areas, lobby and mobile resources for a complex social process. on behalf of the affected municipalities. Access Link: http://salga-unrest.herokuapp.com/salga/municipality. Full Report of the Violence in Local Government Study is is available on SALGA website: http://www.salga.org.za/Documents%20and%20Publications%20SP.html 18
3) Municipal Barometer The Municipal Barometer is a web-based application that provides municipal performance data to all. The portal tracks nine outcomes based indicators: Access to Access to Good Municipal Demographic Basic Social Governance & Financial Trends Services Services Accountability Vitality Coherent Economic Environmental Capacitated Municipal Growth and Resilience Municipalities Planning Development The Municipal Barometer is an initiative which was driven by The Municipal Barometer is easily accessible via the following link concerns from LG Practitioners who highlighted that municipalities http://www.municipalbarometer.co.za/ and has the following three are not able to make informed planning and credible decisions due features: to the following: 1. Databank (Database of available indicators and sub-indicators • limited availability of local level data; disaggregated at municipal level). • limited access to existing data local level data; 2. Benchmarking Tool (Consists of simple factsheets to detailed • data fragmented local level data; and technical reports). • uncoordinated data collection & dissemination initiatives; and 3. Automated Municipal Reports (Compares past municipal • huge costs associated with access to data. performance of individual municipalities as well as how municipalities perform against each other on a national scale under the following themes: Finances, Service Delivery, www Integrated Development Planning and Human Resources). MOBI APP PERFORMANCE INDICATORS 4) Salga Website The website provides a platform for knowledge sharing content The Mobi App provides a summary version of performance indicators pertaining to the organisation and local government. It further from the Municipal Barometer. showcase stakeholders and partners initiatives. Access Link: www.salga.org.za www 19
Unpacking urban data in South African Municipalities Contribution by Jonathan Wilson & Jokudu Guya, South African Cities Network Johannesburg, South Africa Introduction exchange of information, experience and best practice on urban development and city management. References will be taken from In the context of rapid urbanisation, cities are under increasing the experiences of, and work conducted by, the SACN in assisting pressure to use evidence to overcome challenges and inform policy cities within their respective data environments. and planning decision making. Moreover, through increasing access to technology, world leaders are becoming increasingly aware of the The article is divided into three sections. First, context of how and importance of using data and analytics to both measure the depths why open data and technology is important for municipalities in of said challenges and subsequently propose solutions to impact informing evidence-based decision making, through a contribution meaningfully on service delivery. This article aims to express the from Open Cities Lab (formerly Open Data Durban) (OCL) – a civic importance of data for municipalities from the perspective of the tech organisation and key partner to the SACN. Second, an unpacking South African Cities Network (SACN). The SACN is an established of the Common Data Framework for Cities (CDFC), an initiative of network of South African Cities and partners that encourages the the SACN that aims to assist cities in managing data, indicators and 20
www Open Cities Lab Contribution from Richard Gevers, Director of Open Cities Lab Open Cities Lab works with cities to create informed decision making and evidence-based policy and development implementation. Within the local government space in South Africa, there are a number of challenges faced by actors in the space when it comes to ‘crowding-in’ insight, knowledge management, and ensuring there is one version of the ‘truth’ that is known across government and externally with other development practitioners from academia, civil society and business. Furthermore, there is still a significant gap between citizens/residents and local government when it comes to participatory processes and Figure 1: Example of data stories and insight from SCODA, understanding what residents’ needs are. A critical point to consider available at http://www.scoda.co.za/ is that technology systems and data can solve nothing without good process, people inside and outside local government that are reporting requirements. Third, a use-case example of how cities capacitated to use these to improve the way government works, use data to inform decision making, through a case study of the and the political and administrative leadership buy-in to provide an eThekwini Economic Decision Support Tool – a platform delivered enabling environment required to have impact. However, if these in partnership with both ODD and SACN. three elements are in place, technology systems can help scale, store safely, automate, and distribute data, knowledge and information Importance of data for very effectively. municipalities Cities also have a challenge when it comes to planning and forecasting Today, urban innovations allow for the intelligent use of to inform service delivery and infrastructure development. With the Information and Communications Technology (ICTs) to increase current outsourced governance model, much of the planning and service delivery, and deal with ever growing urban problems of development insight and analysis is provided to government by third cities. Local governments all over the world are being challenged parties who deliver outputs but not methodology, capacity building, to become more innovative while also reducing operation costs, or raw data, meaning the work is often not embedded or has to be operating in a connected environment, and engaging numerous repeated every so often (not that there aren’t pockets of excellence internal and external stakeholders in solving societal problems both inside and in support of local government within the ecosystem). (Janssen and Estevez, 2013). In this context, local governments Furthermore, in South Africa there is a very high standard of urban have seen the increasing use of evidence (data, people, and other intelligence and research within the academic and agency space, but resources) to improve decision making and deliver results that in many cases the channel of this research is academic journals and meet the needs of the citizens (Pereira, Parycek, Falco & Kleinhans, papers which is presented at conferences, and this is not the format 2018). By using data in this way, local governments can base that a city employee can easily use to implement new ideas or policy policy and planning on actual, live, and updated data. To assist shifts. cities in achieving the aforementioned challenges, the SACN has In an effort to overcome this, ODD partnered with SACN to develop the partnered with Open Cities Lab – a non-profit organisation that South African Cities Open Data Almanac Project (SCODA). To promote works to realise people-centric participatory democracy. The the sharing of insights and models to facilitate data-driven decision- adjacent contribution outlines the organisation’s contribution making in the metros, SCODA was constructed as a data platform to within open data and technology in South African municipalities. assist in breaking down the silos of information and the locking-up of insights in static reports. In this way we hope to see less duplication, The Common Data Framework for paying for the same data across different departments or the same Cities work every couple of years, to the situation where we move again to being smarter constantly improving and updating, and inviting input Realising the importance for data within municipalities, the SACN from all areas of society into how cities are formed. Moving forward, established the Common Data Framework for Cities (CDFC). under the mechanisms of the Common Data Framework for Cities The existing approach to city-related data collection, extraction (further explained below), the project aims to take a more city-centric and reporting is complicated and uncoordinated between the focus in utilising data to inform decision making in municipalities. different stakeholders. Cities report on 2,572 indicators per year 21
to national and provincial departments, regulators and other entities SCODA is currently based on the latest (2016) State of Cities Report, as part of their monitoring and evaluation. Moreover, public reporting but updates in late 2019 will see the platform take a more city- takes place over and above requests for data from the private sector, centric approach. A proposed feature for the SCODA platform will civil society and citizens via the Public Access to Information Act. be the ability to pull data from various sources, particularly cities, for This significant reporting burden results in cities having insufficient comparability and benchmarking. In working towards this vision, the capacity to generate and analyse data for planning and decision SACN offers participating cities a white-labelled version of SCODA to making. use as their respective open data portal. The CDFC aims to aid this problem by assisting cities in managing 2. Codebook data, indicators and reporting requirements - offering cities a holistic solution to optimise their data management throughout the data The codebook is a live list of indicators that South African cities hierarchy. The CDFC emerged as an outcome from the SACN’s Urban are expected to report on. It derives information from output and Indicators Reference Group (UIRG). Jointly run with the City Support outcome compliance indicators, Circular 88 indicators, Sustainable Programme (CSP), and established in 2013, the UIRG convened a Development Goals, and the SACN’s State of Cities reporting. It group of administrative officials from the SACN participating cities, includes definitions, methodologies, and sources of indicators. Most and other relevant institutions interested in urban data and indicators. importantly, the codebook will feature a dashboard of data availability However, in identifying the complicated and uncoordinated data within each participating city and provide users with information as environment within local government, it was clear that there was to where the respective data can be sourced. The codebook will be a need for a framework that extends beyond purely indicators and hosted on the SCODA platform and is an instrument that can be reporting. updated based on changes to reporting requirements. In matching the data needs of cities, the CDFC has five key 3. Reporting Services components. Each component addresses key challenges observed in The reporting component of the CDFC responds to the reporting South Africa’s urban data environment: burden that all cities face as a result of the complicated and uncoordinated data ecosystem. This component will allow cities to 1. SCODA automate reporting templates to various national and provincial The South African Cities Open Data Almanac, available at http:// departments – thereby reducing the reporting burden placed on www.scoda.co.za/, is a city-centric data portal that aims to support them. The reporting component will, thus, be a template engine the planning, management, monitoring and reporting needs of cities. that allows cities to produce generic reports that are based on data The data contained in SCODA has been recorded in the flagship State uploaded onto the SCODA platform. Based on the success of the of Cities reports around the thematic areas (productive cities, inclusive first two components, the reporting tool will be conceptualised and cities, sustainable cities, well-governed cities, and city demographics). developed in 2020/2021. Figure 2: Graphic harvest of the inaugural meeting outcome produced by Grant Johnson 22
4. Capacity building The council was inaugurated on the 19th July 2019. A key outcome of the first meeting, which has set the tone for the council’s The capacity building program aims is to create human and digital development moving forward as a platform for cities to engage systems within cities that optimise data flows from collection, and share learnings, was a call from the cities for SACN to conduct analysis, to reporting. The capacity building component will be a roadshow based on the Council and the SCODA platform. Cities conceptualised in the 2020/2021 financial year, drawing on the observed the value in the platform, but recognised that the lack of results of the roadshows and further engagements between relevant data champions within individual cities posed a risk to the longevity city officials. and success of the platform. 5. The SACCD Through the roadshow, cities The South African Council for City Data emerged alongside the CDFC as a response to the lack of integration of urban data stakeholders. interrogated their structures to define The council, which is made up of data champions from the SACN their data environments and establish participating cities, key stakeholders in national government as well working groups and volunteered data as the private sector, was developed to act as a platform where cities champions who would be conduits between could have convening power to discuss common challenges, develop solutions and have a collective voice. the cities and the council. Figure 3: SACCD members from all 8 participating SACN cities Figure 4: SACCD members from Municipalities in a break away convening on the 19th July 2019 work shopping session sharing experiences Labour data Property data Electricity data Business Education data licencing data 23
Examples of data use for service decision-making, which results in economic development, economic transformation, and job creation in Durban. The portal, which can delivery be found at https://edge.durban/ is presently in BETA version and Through the CDFC, as part of the SCODA offering to participating includes: cities of the SACN, the SACN has seen first-hand the use of data to • Data narratives on the global, local, and national economy inform decision making through eThekwini Municipality’s Economic • Data analysis visualisations and economic dashboards Decision Support Tool. Located within the Economic Development • Data sets on: and Growth for eThekwini unit (Durban EDGE) the tool shares an - Labour data example of how cities can use data to inform decision making. The - Property data below contribution outlines the importance of this pioneering use- - Electricity data case example. - Business licencing data - Education data The eThekwini Economic Decision Support Tool eThekwini launched the EDGE portal as a two-day event that included Contribution from Tshegang Chipeya, Senior Research Advisor for eThekwini Municipality a hackathon and an official launch to the public. The city hosted the Following a longstanding partnership with SACN and OCL, eThekwini Hackathon the day before the official launch to encourage the use Municipality was pleased to launch the eThekwini Economic Decision of the data portal. Students from economics, statistics, accounting, Support Tool (EDGE) on 14 November 2019. The first of its kind at a finance and related fields were invited to partake in the hackathon. city level in South Africa, EDGE is an open data portal that responds Students interacted with the platform in a manner that reflected the to the objectives of open data in municipalities for improved value of the data available for various user groups. Additionally, their decision-making. It emanates from the Durban EDGE brand which solutions offered insight to the Economic Development Unit on the was established in 2011 by eThekwini’s Economic Development and value of their data for improved decision-making. Investment Promotion Unit, with the aim of creating a recognisable The launch was an opportunity for stakeholders (including business, source of cutting-edge economic information and intelligence. data journalists, government leaders, academia, and civil society) to The purpose of the tool is to provide reliable, easily accessible, and view and interact with the economic insights, data and information regularly updated economic data on Durban. The platform has the uploaded on the portal. Through this portal the city will draw on objectives of increasing access to city data on a single repository, available data to improve decision-making within the city – herein disseminating consistent and accurate data and improving data offering an example of how to inform decision-making surrounding practices and processes. The eThekwini vision is to see informed planning and policy in eThekwini Municipality. Economic Growth Dashboard www -2.9% 1.9% -3.8% -3.2% 3.0% Q1 2019 Q1 2019 Q1 2019 Q1 2019 Q1 2019 2.0% 2.5% 1.9% 3.1% 2.6% Q2 2019 Q2 2019 Q2 2019 Q2 2019 Q2 2019 Durban South African KwaZulu-Natal South Africa Global Growth Cities Ave. Growth Growth Growth Growth Figure 5: Example of the Economic Growth Dashboard, available at https://edge.durban/ Conclusion Open data is important for cities as an instrument for improved service delivery. • SACN and OCL showed through EDGE the importance on this. • The aim of the SACN is to rollout similar projects to participating cities in the coming years. A platform like EDGE allows cities to interact with data in an innovative manner. Users are able to access reports that are backed by data, thus offering reliable data practices. • Monitor how this impacts service delivery. 24
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