The Truth about Auschwitz: Prosecuting Auschwitz Crimes with the Help of Survivor Testimony
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German History Vol. 28, No. 3, pp. 343–357 The Truth about Auschwitz: Prosecuting Auschwitz Crimes with the Help of Survivor Testimony Julia Wagner In early 1959, Fritz Bauer, general attorney of the West German state of Hesse, received incriminating material implicating more than ninety former Auschwitz SS-men. On the strength of this evidence Bauer applied to the Federal Court of Justice, which granted Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 the district court at Frankfurt (am Main) jurisdiction to prosecute all crimes committed at the largest Nazi concentration and extermination camp.1 Bauer and his team were now responsible for investigating crimes which had cost the lives of more than one million people. During the next four years the prosecution tracked down suspects and collected evidence about the organized mass murder at Auschwitz with the aim, as Fritz Bauer explained in an address to the press, of aiding the court to ‘investigate the objective truth’ in the main hearing.2 Based on oral history interviews and autobiographical texts, this article explores how the Frankfurt investigators approached and dealt with this challenge. As previous historians of this trial have noted, both the provisions of the legal code and the sensationalizing agendas of the media acted in particular ways to shape the images of Auschwitz which circulated in public as a result of the trial.3 However, an examination of personal narratives relating to the trial shows that there were additional factors in operation. An analysis of personal narratives provides insights into the self-images, perspectives and mentalities of the prosecutors working on the case. This article suggests that exploring these sources is helpful in gaining a better understanding of the context, character and constraints of these criminal procedures. As the commitment or indifference of prosecutors could have a huge impact on the progress (or lack of it) of criminal investigations of alleged Nazi perpetrators, shifting the focus to the prosecutors poses in a new way the question of how the individuals interacted with their historical 1 Hessisches Hauptstaatsarchiv Wiesbaden (HHStAW), 4 Ks 2/63, Vol. 1a, p. 1, Letter Gnielka to Bauer 15 Jan. 1959, HHStAW, 4 Ks 2/63, Vol. 1a, p. 15–19. Bundesgerichtshof, Beschluß in der Strafsache gegen die Angehörigen der Kommandantur des Konzentrationslagers Auschwitz. See also Kerstin Freudiger, Die Juristische Aufarbeitung Von NS-Verbrechen (Tübingen, 2002), pp. 42–43 and Werner Renz, ‘Der 1. Frankfurter Auschwitz-Prozeß. Zwei Vorgeschichten’, Zeitschrift für Geschichtswissenschaft, 7 (2002), pp. 622–31. 2 In contrast to the Anglo-American legal process, according to the penal code of the Federal Republic of Germany the defendant is not party to but the subject of the hearing. It falls to the prosecution to present both incriminating and exonerating evidence. ‘Die Hauptverhandlung geht folgendermaßen vor sich . . . ’: Presseerklärung des Oberstaatsanwalts am Landgericht Frankfurt/Main’, Die Tat (1 Feb. 1964). 3 Most importantly Devin O. Pendas, The Frankfurt Auschwitz Trial, 1963–1965. Genocide, History, and the Limits of The Law (Cambridge et al., 2006), Rebecca Wittmann, Beyond Justice: The Auschwitz Trial (Cambridge, Mass., 2005), and idem, ‘The Wheels of Justice Turn Slowly: The Pretrial Investigations of the Frankfurt Auschwitz Trial 1963–65’, in Central European History, 35, 3 (2002), pp. 345–78. © The Author 2010. Published by Oxford University Press on behalf of the German History Society. All rights reserved. doi:10.1093/gerhis/ghq062
344 Julia Wagner context and how they reflected on it. The attitudes and behaviour of the prosecutors also influenced the testimony of witnesses and their representations in court.4 Their choice of questions therefore determined which memories were of interest; their attitudes and behaviour towards the witnesses made an impact on the situation of the interview and influenced how the narratives of the witnesses were shaped. It is increasingly the case that evidence given by survivors and perpetrators is used in the context of the investigation of war and Nazi crimes as source material for the historiography of the Nazi regime and the Holocaust,5 and this lends particular importance to this issue. In the late 1950s and early 1960s the strong continuities in personnel in the police and justice system made prosecuting Nazi crimes extremely difficult. In the case of the Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 Auschwitz investigations, the prosecutors and investigating magistrate encountered a number of obstacles and interferences which threatened the investigation and its objectivity. Part 1 of this article looks at the framework of the investigation. Part 2 then analyses how the investigators obtained and dealt with the testimony of survivor witnesses. Among the witnesses who testified in Frankfurt were hundreds of Auschwitz survivors. The particular nature of their evidence often eluded and challenged the narrow provisions of the legal system. The assistance of survivors’ organizations was instrumental in tracing hundreds of survivors who testified during the investigation. This article focuses on the role played in the run-up to the trial by Hermann Langbein, who represented the Internationales Auschwitz-Komitee (IAK) and later the Österreichische Lagergemeinschaft. Himself a survivor of Auschwitz, Langbein understood the concerns both of the investigators and of the survivors of the camp and functioned as an intermediary between them. However, his activities also highlighted the fundamental difference between the ‘experiential truth of Auschwitz as a site of pain and loss’ and the legal concept ‘of Auschwitz as a site of minutely specifiable criminal acts’.6 Part 3 reconstructs the complex interplay between these different perspectives in the main hearing which took place in Frankfurt between December 1963 and August 1965. During the trial the judges and the jury were faced with the difficult task of examining the nature of the witness evidence and deciding on its usability. A similar difficulty arises when dealing with personal accounts in historical research. The exploration of these ‘ego-documents’ can to some degree offer us an insight into the identity construction of a person and how they define their selfhood in relation to their context. Coming to terms with the legacy and the memory of the Holocaust has become an important building- block of German national identity. This article focuses on the personal narratives of a group of individuals who, for professional reasons, had no choice but to confront the criminal legacy of National Socialism at a time when neither the majority of the general public nor the justice system in West Germany were yet openly engaging with this problem. Faced with the numerous practical and psychological challenges of mounting a 4 Annette Wieviorka, The Era of the Witness (Ithaca, 2006), p. 82. 5 See for example Christopher Browning, Ordinary Men: Reserve Police Battalion 101 and the Final Solution in Poland (New York, 1992); Harald Welzer, Täter: Wie aus ganz normalen Menschen Massenmörder werden (Frankfurt/Main, 2007); Sven Keller, Günzburg und der Fall Josef Mengele. Die Heimatstadt und die Jagd nach dem NS-Verbrecher (Schriftenreihe der Vierteljahrshefte für Zeitgeschichte, Munich, 2003); Ulrich Herbert, Best. Biographische Studien über Radikalismus, Weltanschauung und Vernunft 1903–1989 (2nd edn, Bonn, 1996). 6 Pendas, The Frankfurt Auschwitz Trial, pp. 141–42.
The Truth about Auschwitz: Prosecuting Auschwitz Crimes with the Help of Survivor Testimony 345 large-scale investigation into Nazi crimes, the Frankfurt prosecutors constantly had to negotiate their emotional responses with interpretations of their professional role and responsibilities. An analysis of their personal narratives allows us to access this emotional component as well as their level of reflection on the historical context and on the complex network of relationships—both within and outside their own agency—within which the investigation took place. Taking personal narratives into account thus allows us to draw conclusions regarding the scope for decision-making on an individual level, the reasons for these decisions, and the impact of these decisions on the investigation, on the witnesses and on the investigators themselves. The specific character of the sources used for this article can have both highly Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 interesting and problematic effects. For example, the lapse of time between the events described and the origination of the interview or autobiographical text means that the author or interviewee has had the chance to reflect upon the events of the Auschwitz investigation in the light of later experience and knowledge. This gives us interesting information about the significance this individual accorded to the Auschwitz investigation for their biography. However, the nature of the sources in question and the conditions under which they were produced also impose their own limitations which have to be taken into account when evaluating the usefulness of the material. The aforementioned time-difference, for example, necessarily elicits questions regarding the accuracy of memory. Furthermore, the narrative and constructed character of these sources means that they are a selective and biased representation of the personal experiences of the author or interviewee. Aspects which are considered unimportant or are at odds with the dynamic and logic of the narrative or the self-image of the author or interviewee at the time the personal narrative is created may be downplayed or omitted. The representation is further distorted by considerations of the audience. The questions of the interviewer and the current discourse can influence both the structure and the content of the narrative. This necessitates attentiveness to the context in which they were produced. Furthermore, an analysis of the language used, the emotional connotations, the style or the tone can give us important clues when evaluating these sources. Just like any other historical source, they should be read critically and in conjunction with other documentation. Yet, despite their noteworthy limitations, these personal narratives are a fascinating source opening up new leads for research on the Auschwitz investigation and other trials of Nazi crimes. Investigating Auschwitz General Attorney Bauer delegated the investigation to the junior prosecutors Joachim Kügler and Georg Friedrich Vogel. During the last stages of the investigation they were joined by a third junior prosecutor, Gerhard Wiese. It is likely that Bauer chose all three of them over more senior colleagues precisely because of their age, as any significant personal entanglement in National Socialism was thereby excluded.7 Their supervisors 7 Fritz Bauer Institut, Sammlung Auschwitzprozess (FBI/AP), Interview Joachim Kügler, 5 May 1998. The author wishes to express her sincere gratitude to Werner Renz of the Fritz Bauer Institute for kindly allowing her to use the inter- views he conducted with various participants of the first Auschwitz trial, and for his advice and helpful mediation.
346 Julia Wagner and Bauer were involved in the general strategic decisions, but the day-to-day investigation was led by Vogel and Kügler. The progress of their investigation is documented by the files of the prosecution. The approximately seventy folders labelled 4Ks 2/63 contain a heterogeneous mix of documents, such as correspondence, minutes of interviews with witnesses and defendants, archive material, memos and records of meetings. The material was organized according to the standardized Aktenordnung which shaped the form, structure and content of the files.8 Nevertheless, the correspondence, notes and memos not only provide information about the workings of the legal apparatus, but also occasionally allow glimpses into the mentalities of the investigators. Draft letters written by the prosecutors, for example, can reveal opinions, reflections or emotions Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 which were edited out in subsequent versions. Yet, this source remains silent about key aspects of the investigation, especially issues which were considered sensitive or contested within their own agency. To reconstruct this side of the investigation, this article draws upon autobiographical texts and interviews with and by two of the three investigators, the investigating magistrate and Hermann Langbein. As the time interval between the investigation and the generation of the later source material was considerable, the memory of the events may have been less precise and the perspective on it altered. However, they offer three important advantages. First, the authors and interviewees were able to reflect on the impact of their role in the Auschwitz proceedings for their later lives and careers. Second, as concerns about professional discretion and their career were no longer relevant, the authors and interviewees were less reluctant to express personal opinions and divulge details about internal conflicts or the circumstances of their work. Third, the autobiographies and interviews provide information about aspects of the investigation which were not considered strictly relevant to the legal process and therefore not included in the files. The files of the prosecution show, for example, that in order to collect facts about the background of the crimes the investigators conducted extensive research. They perused the historical literature, examined material from archives and museums, and talked to experts and eye-witnesses. However, this source provides little information as to how the prosecutors dealt with this information. From oral history interviews conducted with several of the investigators in the late 1990s it becomes clear that when starting out the young prosecutors knew very little of what had happened under Nazi rule at concentration and extermination camps.9 Prosecutor Wiese, who joined the investigation in the spring of 1963, explained that while he initially reacted with horror and shock when confronted with the crimes of the suspects, he soon learned to control these emotions. His language mirrors the process of distancing himself from the subject by choosing to speak of himself in the third person: At first one could not comprehend how something like this is possible. Then one read up, also regarding the structure of the camp and how everything was connected. One did suffer from it, dreamt about it at night— this I admit with complete honesty. But after a certain time the inner person built up a protection layer.10 8 Jürgen Finger, ‘Zeithistorische Quellenkunde von Strafprozessakten’, in Jürgen Finger, Sven Keller and Andreas Wirsching, Vom Recht zur Geschichte. Akten aus NS-Prozessen als Quellen der Zeitgeschichte (Göttingen, 2009), pp. 97–113, esp. 97–98. 9 Gerhard Wiese, ‘Wie haben Sie das denn damals als junger Jurist empfunden?’ in Fritz-Bauer-Institut (ed.), Im Labyrinth der Schuld: Täter—Opfer—Ankläger (Frankfurt/Main, 2003), pp. 315–31. 10 Wiese, ‘Jurist’, p. 316.
The Truth about Auschwitz: Prosecuting Auschwitz Crimes with the Help of Survivor Testimony 347 While coming to terms with the enormity and complexity of the crimes, the prosecutors also faced a number of problems which were too sensitive to be documented in the official files. The investigation was unpopular within their agency. They were kept on a tight leash financially and sometimes the investigation was even sabotaged internally. According to Kügler the financial means at their disposal were inadequate for an investigation of this scale and their office was poorly equipped. Whenever the prosecutors needed to send a fax, they had to ask the local greengrocer to send it. Kügler recalled that when he travelled to another part of Germany to make arrests he usually stayed over at the local police station where they only charged 1.50 DM, as he could not afford a hotel room. In fact, their budget was so tight that they frequently used their own salaries to Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 make ends meet. Once, towards the end of the month, Kügler even spent a night on a park bench in the Berlin Tiergarten.11 Some colleagues and superiors were downright hostile. In at least one case this had a specific reason, as the young prosecutors discovered, when they got hold of documents indicating that one well-respected senior colleague had been present in 1942 at the infamous Wannsee conference where the destruction of European Jewry was discussed. A major further impediment was the discovery that the police were not always reliable, when they found out that a suspect had been warned off by a police officer before an arrest.12 Nevertheless, the investigation progressed and in August 1961 investigating magistrate Heinz Düx opened the preliminary inquiry against twenty-four suspects. While the prosecutors carried on and also started preparing a second trial (the so-called second Frankfurt Auschwitz trial), Düx reviewed and complemented the files submitted to him.13 In his memoir, and in an oral history interview, he stated that shortly after he had taken over the proceedings, he was separately approached by two influential judges offering ‘advice’ on how to handle the case. However, he concluded that ‘the aim of these suggestions was not to help’ but rather to deter him from admitting the case for a court hearing. Attempts to obstruct the investigations continued as urgent letters were withheld in the Ministry of Justice of the state of Hesse, and requests and financial support denied because of spurious arguments. After having waited in vain for nine months for authorization for an official trip to Auschwitz, Düx used his own holiday to go to the site of the crime where he took photos that were used as evidence in the hearing.14 The challenges of the subject, the difficult circumstances and hostile atmosphere within their own agency led to a feeling of isolation which was exacerbated by the enormous workload the prosecutors had to manage. Kügler described how he grew suspicious about everyone he encountered: 11 FBI/AP, Interview Kügler, 5 May 1998. 12 Wiese, ’Jurist’, p. 328. 13 HHStAW, 4Ks 2/63, Vol. 52, p. 9441. Heinz Düx, Die Beschützer der willigen Vollstrecker. Persönliche Innenansichten der bundesdeutschen Justiz, ed. Friedrich-Martin Balzer (Bonn, 2004), p. 31; Heinz Düx, ’Der Auschwitz-Prozess. Ein unerwünschtes Strafverfahren in den Zeiten der Verbrechensleugnung und des kalten Krieges’, in Fritz-Bauer- Institut, Labyrinth, pp. 267–84, p. 273. 14 Heinz Düx, Beschützer, p. 31; Heinz Düx, ‘Auschwitz-Prozess’, pp. 267–84, p. 273. See also Düx, ‘Auschwitz- Prozess’, p. 272 and Düx, Beschützer, pp. 38–39.
348 Julia Wagner I sensed that pathological conditions developed inside me because of the strain of the content we were deal- ing with. I boarded a tram, looked at the passengers and thought: well, who of those was in it too? That then went a little [too] far. I can put up with a lot, but somewhere I too have a soft spot. And when there is talk about children . . . Hm, the topic of sending trainloads of children into the gas [chambers], that’s when the tears well up within me [das große Heulen], for example. Despite that the fact that it really should not make a difference whether it is an old man or a child. But there are emotions at work which cannot be controlled. That was simply too much. Later I tried to work like crazy . . . to suppress it.15 This psychological strain was never openly discussed.16 However, as Kügler’s statement shows, the attempts to conduct this investigation just like any other failed.17 Constructing a Case Based on Survivors’ Testimony Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 In preparing for what was to become known as the first Auschwitz trial, the role of the prosecution was to investigate the crimes of the suspects and to construct a clear and consistent case. It needed to be based, to the greatest possible extent, on objective, unambiguous and verifiable evidence which would later stand examination in court. The investigation was conducted as an ordinary murder trial within the parameters of the penal code. The quest for the truth was consequently carried out with a narrowly defined objective: to determine the personal guilt of the defendants. To construct their case, the prosecutors and the investigating magistrate had to rely to a very large extent on the testimony of eye-witnesses, especially of survivors of the concentration camp. For many aspects of the crimes, there was no other evidence available. However, obtaining and dealing with survivor testimony proved one of the most challenging features of the investigation. It was difficult for the prosecution to get in touch with survivor witnesses. The prosecutors did not possess records of who had been imprisoned at Auschwitz or their current details. Their research only came up with the names of a small number of German witnesses. However, the majority of witnesses lived in Soviet bloc countries such as Poland and Hungary, or in Israel, countries with which the diplomatic relationship of the Federal Republic was very problematic at this stage. The assistance of the survivors’ organizations was therefore indispensable throughout the investigation. Of particular significance was the initiative of Hermann Langbein, who represented the Internationales 15 FBI/AP, Interview Kügler, 5 May 1998. See also Joachim Kügler, ‘Es hat das Leben verändert’, in Fritz-Bauer-Institut, Labyrinth, p. 314. 16 FBI/AP, Interview Hans Großmann, 16 July 1998. 17 The pressure increased during the main hearing and led to several emotional outbursts, one of which was directed against defendant Robert Mulka who had sought to deflect responsibility for an act of violence by claiming that he had ‘acted as a soldier’. All ambitions of objectivity and professional distance were abandoned when Kügler replied that Mulka had not acted as a soldier but as a member of a uniformed murder commando and accused him of being a liar. Thanks to a project by the Fritz-Bauer-Institut, extracts of the audio-tape and transcripts are now available in digital format on CD-Rom: Fritz-Bauer-Institut, Staatliches Museum Auschwitz-Birkenau (ed.), Der Auschwitz- Prozeß, Tonbandmitschnitte, Protokolle und Dokumente (2nd edn, Berlin, 2007); here, see Das Verfahren, Hauptverfahren, Day 73 (3 Aug. 1964), Witness Richard Böck, p. 14179 (see also AP106.069).
The Truth about Auschwitz: Prosecuting Auschwitz Crimes with the Help of Survivor Testimony 349 Auschwitz-Komitee (IAK) and later the Österreichische Lagergemeinschaft.18 Thousands of letters from Langbein’s estate, and the files of the prosecutions, document the vast range of his activities in support of the investigation. Langbein recommended experts, pointed them towards incriminating evidence, and supplied literature about Auschwitz and information about the whereabouts of suspects. Crucially, Langbein provided the names of half of the witnesses who were questioned during the investigations.19 When witnesses were unable to testify in person because they were too frail or, in the case of witnesses from Eastern European countries, did not receive authorization to make the journey, they often composed written statements which they sent to Langbein who passed them on to the prosecution.20 Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 For many survivors, testifying in Frankfurt seemed a daunting prospect. Because of their experience of Nazi persecution many had little confidence in the West German system of justice. When witness Raya Kagan travelled to Frankfurt, this was her first encounter with postwar Germany. She told Langbein that on the aeroplane she had scrutinized all Germans passengers who were her age and thought ‘What could he have done?’21 Some even feared for their physical safety, as a letter by key witness Rudolf Vrba22 to Langbein written before travelling to Frankfurt illustrates: You can depend on me that in Frankfurt I will present these matters without hysteria and objectively. Please let me know whether you think that my personal safety is assured or whether I have to take protection meas- ures, as I do not know to what extent the SS can still be active.23 Vrba’s letter suggests that Langbein had advised his friend to testify in a factual, neutral and unemotional way. He also told other witnesses to differentiate clearly between what they had seen and what they knew from hearsay. By passing on to fellow survivors his knowledge about the requirements of the prosecution, Langbein served as an intermediary and translator between them. However, he not only had the legal usability of their evidence in mind but also its impact on future generations. At an early stage, Langbein understood the historical significance of the Auschwitz proceedings which, despite the legal constraints, went beyond the punishment of individual perpetrators— an outlook he shared with Fritz Bauer.24 In his letters Langbein often urged his fellow survivors to testify by putting forward a moral argument. To his friend E. P., for example, Langbein explained the importance of documenting the events at Auschwitz, arguing: 18 Österreichisches Staatsarchiv (ÖstA), E1797:101, Langbein to Kügler and Vogel, 31 March 1961. In this letter Langbein passes on information about files at Auschwitz museum, information he had received from Auschwitz survivors and their names and addresses as well as the names of other suspects. He also includes photographic material. Many simi- lar letters by Langbein are included in the same file, e.g. of 2 March 1961, 3 April 1961, 26 April 1961. See also Erika Weinzierl, ‘Hermann Langbein—Zeitzeuge in Wort und Schrift’, in Claudia Fröhlich and Michael Kohlstruck (eds), Engagierte Demokraten. Vergangenheitspolitik in kritischer Absicht (Münster, 1999), pp. 224–36, here p. 225. 19 Irmtrud Wojak, Fritz Bauer 1903–1968: Eine Biographie (Munich, 2009), p. 323. 20 Hermann Langbein, ‘Ich habe keine Angst gehabt’, in Fritz-Bauer-Institut, Labyrinth, pp. 285–96, here pp. 292–93. 21 Langbein, ‘Angst’, pp. 291–92. 22 Dagi Knellessen, ‘“Momente der Wahrheit”: Überlebende als Zeugen im Auschwitz-Prozess—Rudolf Vrba und seine Aussage gegen den Angeklagten Robert Mulka’, in Fritz-Bauer-Institut, Labyrinth, pp. 95–132. 23 ÖStA, Nachlass Langbein, E1797:45, Letter Rudolf Vrba to Langbein, 1 March 1963. 24 This was one of the reasons why Langbein also became the ‘chronicler’ of the trial and published a succession of books and articles about the prosecution of Nazi crimes as well as several autobiographic texts. The most important one is Hermann Langbein, Der Auschwitz-Prozeß. Eine Dokumentation, vols 1, 2 (Vienna et al., 1965).
350 Julia Wagner [W]e have the task of providing the raw material for future historiography. You know as well as I do: what happened at Auschwitz is so unbelievable that future generations will have to doubt it, if there aren’t as many authentic, sober and concrete accounts as possible. That is what we can offer. Don’t you feel an obliga- tion like I do?25 While Langbein supported the investigation in whichever way he could after it was taken over by the Frankfurt prosecution, he also lobbied the prosecution on behalf of the survivors. This involved public criticism of certain decisions and constant demands for more transparency.26 The prosecutors were happy to accept the assistance the IAK and other survivors’ organizations offered, but they rejected many of Langbein’s demands on the grounds that this would undermine the independence of the investigation.27 As Kügler put it: Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 Mr Vogel and I did not let anyone interfere with our work. I respect . . . Mr Langbein, to the extent that he tried to do his best. But we consistently stonewalled [abgeblockt] attempts at telling us to do this or that.28 The prosecutors were particularly displeased when Langbein discussed the ongoing investigation with the press or published articles in the IAK’s newsletter. Langbein, on the other hand, regarded it as his basic duty to keep the community of survivors informed about the proceedings and to represent their interests. The newsletter was furthermore an important tool used to publish appeals for witnesses to come forward.29 At the beginning of the investigation, the conflicts between Langbein and the Frankfurt investigators were fuelled by concerns voiced by other survivors’ organizations anxious that the Communist tendencies of the IAK might compromise the trial. In a letter to the prosecutors, Nehemiah Robinson of the World Jewish Congress (WJC) urged caution: Personally I am not very enthusiastic about too much activity on the part of the Auschwitz Committee. In the FRG there is little trust in a Communist (or disguised Communist) organization. A stronger identifica- tion of the Committee with the investigation could be harmful, even though they probably can provide useful information.30 Most conflicts between the prosecutors and Langbein were resolved and compromises achieved, often due to interventions by General Attorney Fritz Bauer or by Henry Ormond, a Jewish Frankfurt lawyer who on Langbein’s initiative represented several civil plaintiffs at the hearing.31 Yet the underlying rift between Langbein and the prosecutors broke open at regular intervals. Their differences were frequently based on a lack of transparency and misunderstanding of each others’ motives, modus operandi and constraints. Nevertheless, the cooperation between Langbein and the prosecution continued and relations improved when Düx opened the preliminary investigation.32 25 ÖStA, Nachlass Langbein, 1797:33, Langbein to Edward Pys, 18 July 1961. 26 See for example HHStAW, 4 Ks 2/63, Handakten, vol. 5, p. 830, Langbein to the prosecution, 14 Dec. 1960. 27 For example HHStAW, 4 Ks 2/63, Handakten, vol. 5. pp. 832–3, prosecution to Langbein, 21 Dec. 1960. 28 FBI/AP, Interview Kügler, 5 May 1998. 29 For example ÖStA, Nachlass Langbein, E 1797:101, Langbein, Information, 9 March 1961. 30 HHStAW, 4 Ks 2/63, Handakten, vol. 2, p. 193, Robinson (WJC) to Wolf, 13 Jan. 1960. 31 Christian Ritz, ‘Die Westdeutsche Nebenklagevertretung in den Frankfurter Auschwitz-Prozessen und im Verfahrenskomplex Krumey/Hunsche’, Kritische Justiz: Vierteljahresschrift für Recht und Politik 40, 1 (2007), pp. 51–72. 32 See for example Düx, Beschützer, p. 31.
The Truth about Auschwitz: Prosecuting Auschwitz Crimes with the Help of Survivor Testimony 351 Eye-witness testimony is traditionally regarded as ‘weak’ compared with other evidence, a view which is echoed in the interviews of the Frankfurt investigators.33 However, in this case written SS orders or other documents were scarce and the prosecution had to rely to a very large extent on eye-witnesses. The Auschwitz survivors who could be identified with the help of the IAK and other survivors’ organizations and who agreed to testify were a heterogeneous group with respect to their national, social and professional backgrounds, age, attitude towards politics and religion and, most importantly, regarding their individual experiences at Auschwitz. These were determined, for example, by the varying time periods spent at Auschwitz or one of its sub-camps, the degree to which they had been personally involved in the camp hierarchy, Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 and their circumstances of survival. The one thing the Auschwitz survivors all had in common was that they had been the victims or intended victims of the defendants. Their testimony was problematic because the events in question dated back fifteen or twenty years or longer, which meant that the memory of many witnesses was no longer fresh, especially regarding details. There were added complications. While at Auschwitz, some witnesses could have been impaired in their capacity for observation by their physical and psychological state. Some of the memories were traumatic and therefore for many witnesses not easy to describe in words or to put into a coherent statement.34 The recollections of the witnesses were further affected by the fact that many of them had tried to suppress their memories of the camp after their release and were now trying to remember systematically for the first time.35 The interviews with and autobiographical texts by the investigators show that the prosecutors seem to have had most difficulty when dealing with the emotionality of the witnesses. Investigating magistrate Düx explained in 1998 that he had tried to be as factual as possible during the interrogation and hoped that the witnesses would go along with this. ‘I never liked emotional outbursts and the like’. At times Düx broke off the interview or instructed the witnesses to calm down.36 Kügler stated that he would have preferred to conduct the trial solely on the basis of documents if that had been possible. Yet the prosecutors themselves were deeply moved by certain accounts, in particular when they concerned crimes against children.37 To meet the requirements of the legal rationale, the lawyers often needed to clarify specific technical details, for example checking precise dates, getting detailed descriptions of the surroundings and circumstances, or the names of other people who had been present. However, many witnesses had trouble in supplying this type of information as it had been very difficult to remember precise dates in the camp where few inmates had had access to watches or calendars, and the structure of each day had been very similar. The witnesses had often never learned the names of the SS-men they encountered, especially not of higher-ranking individuals. As one witness put it, they had not bothered 33 See for example FBI/AP Interview Gerhard Wiese, 30 March 1998. 34 Gerhard Werle and Thomas Wanders, Auschwitz vor Gericht. Völkermord und bundesdeutsche Strafjustiz (Munich, 1995), pp. 28–29. 35 Rebecca Wittmann, Beyond Justice, p. 152. 36 FBI/AP, Interview Heinz Düx, 10 Dec. 1997. 37 Kügler, ‘Leben’, p. 313.
352 Julia Wagner to introduce themselves.38 Appearing in court could be a frustrating experience for witnesses, who were baffled by some of the questions as they did not understand the motivation behind them. Repetitive questions about specific details were interpreted by some as a sign of distrust.39 In an attempt to verify the evidence, the prosecution devised strategies to determine whether a witness could be considered reliable or not. For this, they compared statements about the same incidents and cross-referenced them with other available evidence. To prevent witnesses’ statements being taken apart in the main hearing, the prosecutors scrutinized the testimony during the investigation. Those who presented their experiences coherently and remembered details which could be verified independently were considered the most trustworthy.40 However, as Düx admitted, ‘any judge can make a mistake’.41 A number of witnesses whose testimony did not meet the Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 standards and categories of the prosecution were filtered out before the main hearing. Auschwitz Survivors on the Witness Stand The court case against twenty-two defendants accused of murder and being an accessory to murder opened in Frankfurt in 1963. Of the 359 eye-witnesses who testified in court during the main hearing, more than half were former inmates of the camp.42 A key source for the role of survivor testimony is the evidence they gave during the investigation and later in the main hearing. Large parts of the hearing were recorded on tape ‘to assist the memory of the court’.43 The tape recordings are also a rich source in a different respect, as they allow us to reconstruct aspects of the behaviour and treatment of the witnesses in the courtroom. For some survivors, the presence of their former tormentors in the courtroom could be upsetting, with reactions ranging from intimidation to open expressions of resentment.44 A number of witnesses did not recognize former SS men when confronted with them in court. However, for other witnesses this could also serve as a trigger to memory.45 The evidence they gave in the witness stand could differ significantly from the statements made during the investigation. Sometimes witnesses only remembered certain things after the first questioning and amended or corrected earlier statements. 38 Auschwitz-Prozeß, Das Verfahren, Hauptverfahren, Day 52 (5 June 1964), Witness Hermann Reineck, p. 9925 (see also AP058.070). 39 One witness, for example, declared that he had signed the protocol of his first questioning out of nervousness even though it contained significant errors which then had to be corrected through long, repetitive questioning in the main hearing. Auschwitz-Prozeß, Das Verfahren, Hauptverfahren, Day 110 (12 Nov. 1964), witness Jan Weis, p. 24445 (AP222.059). 40 FBI/AP, Wiese interview. 41 FBI/AP, Düx interview. 42 Werle and Wanders, Auschwitz, p. 41. 43 See for example, Auschwitz-Prozeß, Das Verfahren, Hauptverfahren, Day 24 (6 March 1964), Judge Hofmeyer at the beginning of the questioning of witness Hermann Langbein, p. 5337 (AP007.040). See also Werner Renz, ‘Tonbandmittschnitte von NS-Verbrechen als historische Quelle’, in Finger, Keller and Wirsching, Vom Recht zur Geschichte, pp. 142–53. 44 Wiese, ‘Jurist’, p. 318. 45 See, for example, Auschwitz-Prozeß, Das Verfahren, Hauptverfahren, Day 140 (4 March 1965) witness George Preston, p. 29954 (AP284.037) and Day 117 (30 Nov. 1964) witness Rudolf Vrba, p. 26399 (AP245.046).
The Truth about Auschwitz: Prosecuting Auschwitz Crimes with the Help of Survivor Testimony 353 Yet some witnesses also forgot things after their interview with the prosecutors or the investigating magistrate, some were unable to relate their experiences coherently or ‘got caught up in contradictions’.46 Witnesses could be confused by repeated questioning about specific details and by confrontation with statements made previously, as an exchange between defence counsel Hans Laternser and Romanian witness Josef Glück during the main hearing exemplifies. Like Glück, the majority of witnesses did not have German as their mother tongue. Glück chose to testify in German instead of using the translation service. He described his deportation from Hungary in 1944 and his arrival by train at the camp in Auschwitz where he was separated from the other members of his family, including his wife and two Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 children, his mother, his sister and her children, who were all immediately sent to the gas chamber and killed. Glück claimed to have seen former camp pharmacist Dr Capesius take part in the ‘selection’ of prisoners. Capesius’ defence counsel Laternser questioned the witness to clarify the order of events and the exact role the defendant had played. Defence counsel: How far away did you stand approximately? Witness: From the ladies? Counsel: Yes. Witness: Far. Counsel: Far? Witness: Far. Counsel: Yes. Well, if you will allow me to confront you [vorhalten] with the following? Witness: Yes, please. Counsel: Confrontation [Vorhalt] page 10.287, there you stated: ‘After the selection of the men was over’, so apparently it was different, after all, that first the men were selected and then the women, differently from what you just stated. Do you remember who was selected first, men or women? You do not know. So may I confront you again with something, Mr Witness—you see, it is my duty to do so. Witness: Yes. Yes, yes. Please. Counsel: When questioned by the investigating magistrate you stated: ‘first the men’. Then you said just a short while ago: ‘first the women’. Now I am confronting you with this, now you are giving your third response: ‘I do not know’. This is why I ask you now, which answer is the correct one, according to your opinion today? Witness: All three, please. Counsel: All three? Witness: Look, please. Counsel: All right. Witness: I do not know which. It can have been possible that it seemed to me like that at that point. But I know that I saw my wife far away.47 For Glück the significance of this moment lay in the separation from his wife and family whom he saw for the last time at this moment. When pressured in court he made contradictory statements regarding the order of events which potentially could lead to the categorization of his entire testimony as unreliable. A small number of attorneys went beyond the scope of their duties by attempting to discredit certain witnesses or 46 FBI/AP, Interview Gerhard Wiese, 30 March 1998. 47 Auschwitz-Prozeß, Das Verfahren, Hauptverhandlung, Day 79 (20 Aug. 1964), witness Glück, p. 15184, (AP118.004).
354 Julia Wagner groups of witnesses for other reasons. They insinuated that witnesses, especially those from the GDR and countries in Eastern Europe, had conspired and coordinated their testimony, or accused some witnesses of having unlawfully enriched themselves by exaggerating expense claims. Such an accusation was rejected by the presiding judge in the verdict but often led to heated arguments in the courtroom.48 The circumstances in which the witnesses testified in court shaped the content and the form of their testimony significantly. The witness statements were not open narratives but were given in response to specific questions posed by the investigators, and later on during the hearing also by the judges, the joint plaintiffs, the defence counsels and sometimes by the defendants. This means that themes and structure were to a large Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 extent not determined by the witnesses themselves. The questions were geared towards their usability in legal argumentation and therefore extremely selective.49 While the court generally allowed the witnesses to take their time and to tell their story to a large extent in their own way, a concession which was met with criticism by some defence counsels,50 some witnesses were interrupted or guided towards the points which were of particular significance for the court, as we have seen in the case of Josef Glück. The reasons for this procedure were not transparent to the witnesses. Yet, despite the regimentation of their narratives, the witnesses’ narratives often eluded the needs of the court. Conclusion When presiding Judge Hans Hofmeyer concluded the trial after twenty months, he stated that the court had ‘striven to explore the truth’.51 The effort made by the court to reconstruct the crimes which had been committed at Auschwitz had indeed been considerable. The court had heard experts and questioned hundreds of witnesses and considered archival evidence. Members of the court had even travelled to Poland to survey the site. In terms of evidence the court investigation had almost exclusively relied on the testimony of former inmates of the concentration camp. Hofmeyer emphasized that a majority of these witnesses had made an honest effort ‘to tell the absolute truth’; however there had been many potential sources of error which could have had an impact on the validity of their statements. He stressed the danger of the possible confusion of the defendants with other perpetrators, or the projection of their crimes onto them, and of filling gaps in memory with facts witnesses had learned or read elsewhere. Therefore 48 For example exchange between defense lawyer Hans Laternser and representative of the GDR civil plaintiffs Friedrich Karl Kaul, Auschwitz-Prozeß, Day 96 (2 Oct. 1964), p. 20142 (AP174028). 49 Rebecca Wittmann, ‘Telling the Story: Survivor Testimony and the Narration of the Holocaust’, GHI Bulletin, 32 (2003), pp. 93–101, here p. 96. 50 In his memoir, attorney Laternser accused the court of having let the ‘foreign’ witnesses elaborate at length about matters which had nothing to do with the accusations while the ‘German’ witnesses (by which he meant SS wit- nesses) were treated more strictly. Hans Laternser, Die andere Seite im Auschwitz-Prozeß, 1963/65: Reden eines Verteidigers (Stuttgart, 1966), p. 34–36. 51 Auschwitz-Prozeß, Das Verfahren, Hauptverfahren, Mündliche Urteilsbegründung des Vorsitzenden Richters, Day 182 (19 Aug. 1965), Urteilsbegründung.
The Truth about Auschwitz: Prosecuting Auschwitz Crimes with the Help of Survivor Testimony 355 the court had examined the reliability of survivor testimony carefully. ‘Where there was the smallest doubt, or confusion could not be excluded in all certainty, the court has not utilized the statements’. Fewer than half of all statements of survivor witnesses were therefore referenced as reliable or partially reliable in the verdict, among them those of Langbein and Kagan. Of Vrba, Hofmeyer said that he had ‘left an excellent and intelligent impression . . . He made his statement dispassionately, calmly and free of feelings of hatred or vengeance.’52 Other testimonies, including that of Romanian witness Glück, were not considered ‘credible enough’ because of a lack of consistency or because the witness seemed too emotionally involved, and were therefore discarded in their entirety.53 ‘In the courtroom, truth is established through the testimony of witnesses Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 about what they have seen. The accumulation of evidence leads to a verdict in which it is decided whether something did or did not happen.’54 Whatever else lay in the grey zone between the words ‘guilty’ and ‘not guilty’ was formally without relevance and beyond the scope of the legal effort. However, the real impact of the hearing went far beyond the punishment or acquittal of the twenty-two defendants. Far more important was that a German court had investigated and acknowledged the crimes which had happened at Auschwitz ‘in all clarity’.55 On the individual level, testifying in Frankfurt could also have a far-reaching impact, as the later reflections of those involved show. Langbein, who had worked for years to make this trial happen and who had been a key witness in the hearing, noticed a shift in perspective in his own attitude. When former SS paramedic Josef Klehr was arrested in Braunschweig early on in the investigation, Langbein was approached to help with identification. After this encounter Langbein had been unable to sleep. In his dreams he was haunted by the image of Klehr, ‘not the old Klehr in chains but the much younger man with the leather gloves.’56 Observing Klehr’s behaviour during the hearing and seeing him receive a life-sentence meant that Langbein was able to see the former paramedic in different light. Klehr was no longer seen as the ‘omnipotent terror of the prison infirmary but as an aged, extremely crude criminal who defended himself ineptly.’57 For some of the young prosecutors, the experience of bringing Auschwitz crimes to trial was an important turning point in their lives and careers. While Kügler described it as ‘life-changing’, he decided not to continue working in the same department ‘because it was simply too much and too much of a strain.’ Later Kügler resigned and practised as a lawyer.58 Wiese and Düx on the other hand played important roles in further Nazi crime trials.59 52 Auschwitz-Prozeß, Day 182(19 Aug. 1965) p, 36666 (AP375.015) Urteil im Hauptverfahren, p. 37307, (p. 595 a-59, 439). Source: Justiz und NS-Verbrechen. Sammlung deutscher Strafurteile wegen nationalsozialistischer Tötungsverbrechen 1945–1966. Bearbeitet von Adelheid L. Rüter-Ehlermann, H.H. Furchs, C.F. Rüter, vol. 21 (Amsterdam, 1979), pp. 381–837. 53 Der Auschwitzprozess, Urteil im Hauptverfahren, Hilfsbeweisanträge, 38062, p. 595 a-278, 658. 54 Wittmann, Beyond Justice, p. 157. 55 Werle and Wanders, Auschwitz, p. 29. 56 Langbein, ‘Angst’, pp. 289–90. 57 Hermann Langbein, People in Auschwitz (trans. Harry Zohn, Chapel Hill and London, 2004), pp. 5–6. 58 Kügler, ‘Leben’, p. 313–34. 59 Düx, ‘Strafverfahren’, p. 278–83.
356 Julia Wagner This article has examined two distinct sets of personal narratives produced at different times and under highly different conditions, and has related them to each other. In both cases the sources reported on events which had happened decades earlier. Both the survivor testimony and the personal narratives of individual prosecutors were therefore shaped by current considerations and filtered through the norms and requirements current at the time they were produced. Yet, they reflect entirely different sets of experiences which converged in the course of the Auschwitz investigations in the early 1960s. The circumstances of production are also very dissimilar, but both types of sources add to our knowledge about the investigation. The survivors who testified in Frankfurt in the 1960s reported on the crimes they had witnessed at Auschwitz more than a decade Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 and a half previously. In many cases these events had cost the lives of family members and friends, and had disrupted their own lives and subjected them to violence and terror. These experiences had often left them traumatized and many had not confronted their memories of Auschwitz or sought to reconstruct them in a systematic way prior to giving evidence in Frankfurt. For some survivors this was an occasion to ‘bear witness’ which they embraced, while others preferred to abstain or needed convincing. It is important to consider the influence of the setting on survivor testimony, including that of the prosecutors or the investigating magistrate who interviewed the witnesses and decided who would appear in court. The evidence given by survivors was, as we have seen, problematic in many ways for the prosecutors during the investigation and later also for the judges and the jury. While the historian may have other questions in mind than deciding about the guilt of the defendants, he or she is confronted with many of the same issues Hofmeyer mentioned in his verdict. However, bearing in mind its limitations, the testimony given by survivors is nevertheless a rich source not only for the crimes which happened at Auschwitz but in particular for illuminating the process of how they were investigated and prosecuted. To understand the activities of the justice personnel, their perspectives, their mentality and the conditions of their work more fully, this article also drew upon the personal narratives of the investigators. Despite the specific limitation of sources of this nature, such personal narratives can give an idea of the difficult circumstances in which investigations of Nazi trials took place in the 1950s and 1960s and how those conducting them coped. They show both the strain which was placed on the investigators working under Fritz Bauer and their extraordinary commitment. Attempts to sabotage the investigation and their personal dedication led the investigators constantly to assert the necessity of remaining completely independent and of restricting the influence of others. This desire for objectivity and independence stood in conflict with the dependence on information which only survivors and survivor organizations could provide. These antagonistic forces thus shaped the dynamics of the ambivalent relationship between the prosecution and organizations such as those represented by Hermann Langbein. The dynamics of the dealings with Langbein also highlight how differing concepts of truth and justice, which were reflected in the different sets of experiences and perspectives, clashed both during the investigation and in the courtroom. Abstract Based on oral history interviews and autobiographical texts, this article explores how the prosecution at the district court in Frankfurt am Main investigated crimes which had been committed in the largest Nazi
The Truth about Auschwitz: Prosecuting Auschwitz Crimes with the Help of Survivor Testimony 357 concentration and extermination camp. In constructing their case the investigators relied to a large extent on the testimony of survivor witnesses. Previous historians of the first Auschwitz trial have noted that both the provisions of the legal code and the sensationalizing agendas of the media acted to shape the images of Auschwitz which circulated in public as a result of the trial. An examination of personal narratives relating to the trial shows that there were additional factors in operation. They provide insights into the self-images, perspectives and mentalities of the prosecutors working on the case. Ultimately they help us to gain a better understanding of the context, character and constraints of these criminal procedures. As the commitment or indifference of prosecutors could have a huge impact on the progress of criminal investigations, shifting the focus to the prosecutors poses in a new way the question of how the individuals interacted with their historical context and how they reflected on it. The attitudes and behaviour of the prosecutors also influ- enced the testimony of witnesses and their representations in court. The choice of questions by the prosecu- tors therefore determined which memories were of interest; their attitudes and behaviour towards the Downloaded from gh.oxfordjournals.org at Vienna University Library on September 1, 2010 witnesses made an impact on the situation of the interview and influenced how the narratives of the witnesses were shaped. Keywords: Auschwitz, Auschwitz trial, Nazi crimes, justice, Holocaust survivors, testimony, ego-documents University College, London julia.s.wagner@web.de
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