SUSTAINABLE URBAN PLANNING: DIVA PORTAL
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Department of Economic History and International Relations Master’s Thesis in Global Political Economy with a specialization in International Relations Supervisor: Jonathan M. Feldman Student: Rolf Kusch Autumn Term 2021 Sustainable urban planning: A comparative analysis on the diffusion of bicycle infrastructure in Utrecht and Stockholm
1. Abstract This study explores the greater diffusion of bicycle infrastructure in Utrecht in comparison to Stockholm. It is a contribution to the larger research context of how to create space for more sustainable forms of transportation in an effort to create more sustainable cities and to improve overall ecological security. The theories that have been used to understand the relevant factors are Fordism, cycling theory, the theory of political agenda setting, and mobility theory. According to the theory, the diffusion of bicycle infrastructure is based upon geographical factors, public opinion, and governmental policies. The study is made up of a comparative case study focusing on geographical differences, budgetary differences and differences in the automotive and bicycle industry, a content analysis of newspaper articles from two newspapers in Sweden and two newspapers in the Netherlands, and a content analysis of the city council meetings in Stockholm and Utrecht. The results show that the greater diffusion of bicycle infrastructure is mostly related to political will. Politicians in Utrecht actively prioritize cycling at the expense of automobile usage, whereas politicians in Stockholm do are not willing to decrease other modes of transport to increase cycling infrastructure. Keywords: political economy; ecological security; energy security; sustainable cities; political will; public opinion; planning paradigms; intermodal transport; urban planning; bicycle planning; bicycle infrastructure. “If you plan cities for cars and traffic, you get cars and traffic. If you plan for people and places, you get people and places.” - Fred Kent Page 2 out of 75
Table of Contents 1. Abstract .............................................................................................................................. 2 2. Introduction and research question ................................................................................ 4 3. Background and purpose ................................................................................................. 5 4. Theory Section ................................................................................................................... 6 4.1 Introduction .................................................................................................................................. 6 4.2 Research problem and research proposition ............................................................................... 7 4.3 Fordism ......................................................................................................................................... 7 4.4 Cycling Theory.............................................................................................................................. 9 4.5 Theory of Political Agenda Setting ............................................................................................ 11 4.6 Mobility theory ............................................................................................................................ 12 4.7 Model .......................................................................................................................................... 13 4.8 Conclusion .................................................................................................................................. 14 5. Methodology Section ....................................................................................................... 15 5.1 Introduction ................................................................................................................................ 15 5.2 Methods ....................................................................................................................................... 16 5.3 Case Study Analysis .................................................................................................................... 17 5.4 Case Study Element I: Physical Geography .............................................................................. 17 5.5 Case Study Element II: Budgetary Analysis ............................................................................. 17 5.6 Case Study Element III: Power Structure Research ................................................................. 18 5.7 Content Analysis ......................................................................................................................... 18 5.8 Content Analysis I: Media Framing .......................................................................................... 18 5.9 Content Analysis II: Government Policy ................................................................................... 20 5.10 Content Analysis III: Planning concepts and policy entrepreneurs....................................... 21 6. Empirical Analysis .......................................................................................................... 23 6.1 Historical context........................................................................................................................ 23 6.2 Case Study Analysis.................................................................................................................... 26 6.2 Case Study Element I: Physical Geography and climate .......................................................... 26 6.3 Case Study Element II: Budgetary Analysis ............................................................................. 28 6.4 Case Study Element III: Power Structure Research ................................................................. 31 6.5 Content Analysis ......................................................................................................................... 36 6.6 Content Analysis I: Media Framing .......................................................................................... 36 6.7 Content Analysis II: Governmental Policy ................................................................................ 43 6.8 Content Analysis III: Planning concepts and policy entrepreneurs......................................... 51 7. Conclusion & Discussion ................................................................................................ 55 8. Appendices ....................................................................................................................... 58 9. References ........................................................................................................................ 68 Page 3 out of 75
2. Introduction and research question This study investigates why there is a greater diffusion of bicycle infrastructure in Utrecht in comparison to Stockholm. The topic is interesting from a theoretical point of view because it explores the local, domestic solution of cycling as a counterpoint to the effects of global developments (global warming). It is important to create more sustainable cities to address and diminish climate change and decrease the dependency on fossil fuels. The research question is: “To what extend do topography and climate, public opinion towards cycling, governmental policies, policy entrepreneurs, and the presence of planning paradigms and the presence and potential influence of industries explain the greater diffusion of bicycle infrastructure in Utrecht than in Stockholm?” To answer the research question, this study uses theories such as: Fordism, cycling theory, the theory of political agenda setting, and mobility theory. This study will develop a case study analysis, based on governmental and scientific data, a content analysis of Dagens Nyheter, Svenska Dagbladet, Trouw, and De Volkskrant, and a content analysis of the city council meeting minutes in Utrecht and Stockholm on program budgets. These elements will be complemented with interviews with local planners and historians. This study will focus on two cities that both try to improve their cycling infrastructure: Stockholm (Sweden) and Utrecht (the Netherlands). Stockholm wants to increase its modal share of cyclists. In 2012 the city of Stockholm determined in Objective A3 of their Urban Mobility Strategy that at least 15% of their modal split during rush hour should be occupied by bicycles (Stockholm Stad, 2012a). Unfortunately, the entire cycling modal share of the city of Stockholm was only 11% in 2015 (Trafikförvaltningen, 2016) even somewhat declining to 10% in 2019 (Trafikförvaltningen, 2020). On the other side of the performance spectrum, there is Utrecht. Utrecht is a city in the heart of the Netherlands and widely regarded as being one of the best cycling cities in the world (Copenhagenize, 2019; Coya, 2020). The importance of cycling is still on the rise in Utrecht, increasing its cycle modal share from 26,1% in 2015 to 27,6% in 2019 (CBS, 2016; CBS, 2021a). If one only counts movement within the municipality of Utrecht, that figure goes even up to 48,5% in 2019. That difference exists because a lot of people from other towns and cities enter Utrecht by train, which can be explained by Utrecht’s central location in the Netherlands, the fact that Utrecht is connected from all sides by railway, and because Utrecht houses multiple universities, science parks, and industrial areas. Page 4 out of 75
3. Background and purpose In the late 20th Century and the beginning of the 21st Century it has become more apparent that the world is facing an ecological crisis due to the pollution of fossil fuels and the subsequent global warming which requires immediate action (Monbiot, 2006). The usage of fossil fuels is not only causing an ecological crisis but also an energy security crisis. Fossil fuels are limited in supply and as supplies are dwindling the countries that use fossil fuels are (in)directly prone to international conflict over these resources (Klare, 2009). One way to exit the downward spiral of polluting the environment with conflict-ridden resources is to re-evaluate and restructure the structures in society which create the demand for these resources in the first place. Authors like Goodman (1962) envisioned alternative city designs and structures to diminish the usage of automobiles and focusing on other forms of so-called ‘green transportation’ such as cycling (Feldman, 2014) as a strategy to become sustainable and less dependent on fossil fuels. In 2015, as an attempt of the international community to work towards sustainability, all member states of the United Nations (UN) signed a pledge to commit to the Sustainable Development Goals (SDGs), a program that is focused on addressing and improving sustainability, peace, prosperity, and equality (UNDP, 2020). The EU and its member states also pledged towards the SDGs, however a report of the Sustainable Development Solutions Network (SDNS) and the Institute for European Environmental Policy (IEEP) shows that none of the member states are on track to achieve the SDGs in 2030. One of the key recommendations of the report to address the topic of sustainability is the increase of investments in sustainable infrastructure for transport (SDNS and IEEP, 2019). The European Commission (EC) acknowledges the importance of an improved sustainable infrastructure. In the European Green Deal, a document that focused on how to make the EU a climate neutral continent by 2050, the EC pledges to “adopt a strategy for sustainable and smart mobility in 2020 that will address the climate change challenge and tackle all emission sources” (EC, 2019, p. 10). This resulted in the Sustainable and Smart Mobility Strategy (EC, 2020). In this document the EC stresses the importance of “increasing the modal shares of collective transport, walking and cycling” (EC, 2020, p. 9). The EC argues for an increase in cycling infrastructure as a primary way of making mobility more sustainable and as an important element of a strategy to decarbonize cities. Cycling entails many benefits for its users and the environment around them. “It causes virtually no noise or air pollution and consumes far less non-renewable resources than any motorized transport mode.” (Pucher and Buehler, 2008, p.496). Cycling offers healthy exercise and takes up little space, which also means little infrastructure. Cycling is affordable and cheaper than Page 5 out of 75
driving an automobile or using public transport, and so is its infrastructure (Ibid., 2008). When it comes to private transport cycling is healthiest and the most sustainable mode of transport from a social, environmental, and economic perspective. The ability to cycle is dependent on the available infrastructure and research has shown that improved infrastructure can improve cycling rates (Pucher and Buehler, 2010, Hull and O’Holleran, 2014, Hong et al., 2020). When comparing the two cities, the impressive cycling modal shares of Utrecht are not surprising as the city of Utrecht is constantly trying to improve its infrastructure for cyclists. Some impressive examples are: smart traffic sensors which advice cyclists if and at what speed they can catch the next green light, the cycling storage at the central station which is three stories high, includes its own cycle repair shop and houses 12,500 parking spots (Gemeente Utrecht, 2021a), the Daphne-Schippers bridge which integrates a school building with an bridge exclusive to cyclists and pedestrians (Ibid., 2021b), and the four cycle highways connecting Utrecht to four other Dutch cities, exclusively for cyclists, planned to be finished in 2022 (Ibid.,, 2021c). Theoretically, infrastructural decisions are made in urban planning and are, in part, dependent on geographical factors, internal planning paradigms, budgets, and the focus of politicians. The next section will go more into detail as what kind of specific factors play a role when it comes to decisions surrounding bicycle infrastructure. 4. Theory Section 4.1 Introduction This study is based on the following research question: “To what extend do topography and climate, public opinion towards cycling, governmental policies, policy entrepreneurs, and the presence of planning paradigms and the presence and potential influence of industries explain the greater diffusion of bicycle infrastructure in Utrecht than in Stockholm?” This study focusses on cycling and is part of a larger context in understanding how cities can move towards more sustainable ways of transportation in response to the global environmental and energy crises. The dependent variable in the research question is the diffusion of different bicycle infrastructures. The focus here is to understand how different infrastructures have been formed and what triggered their creation. To properly address this topic, the literature review will analyze the previous literature on four specific topics. The first section will connect this study to the larger framework of global Page 6 out of 75
political economy by discussing the influences of modernism and Fordism. The second section explains the advantages of cycling, what affects the amount of cycling, and the role of implemented policies and what factors created them. The third section will concern itself with the theory of political agenda setting to understand how policy entrepreneurs influence governmental policies. The final section will concern itself with mobility theory to understand the deeper power relations within mobility planning. 4.2 Research problem and research proposition The world is facing a global environmental and energy crisis. In the face of this crisis many countries, regions and cities are trying to transform themselves to be more sustainable. One such aspect is transport. Since the introduction of the Ford Model T automobiles have been more accessible to a wider audience of people. The introduction of the Ford Model T impacted cities around the world to serve the needs of this modern form of transport. Although its speed and convenience were initially praised all-round, the influence of the automobile soon also showed negative impacts on cities. Their numbers created congestion and their exhausts and noise polluted the air. Cities now turn once again to transform themselves and serve more sustainable forms of transport. One such alternative is the bicycle. The work Harvey on Fordism shows the influences of mass production and mass consumption on transportation, the work of Pucher, Buehler and others have addressed the advantages of cycling and how to motivate cycling, the work of Kingdon addresses the importance of policy entrepreneurs and the work of Koglin and others has addressed the ruling planning paradigm. Their combined work forms a basis for explaining why different cycling infrastructures were created, but their work does not clearly explain what triggered the diffusion of bicycle infrastructure in different cities in the first place. If a pattern can become clear, then it can be used for replication in other cities to persuade policy makers to serve the needs of the cyclist. This is the research proposition and a smaller piece in the larger puzzle of addressing the energy and environmental crisis. 4.3 Fordism This section will discuss the influence of Fordism on modern society and how that influenced infrastructural decisions in urban planning. It will be mainly based on the work of Harvey (2000) in an effort to explain how influences of mass production and mass consumption influenced transport behavior and decision making in urban planning until this date, highlighting the importance and potential bargaining power of industries. Page 7 out of 75
Fordism originally arose in the US but after the Second World War also made its way into production processes in Europe. Harvey (2000) describes that Fordism, in contrast to many other production developments, did not only influence the creation and development of new mass production, but simultaneously influenced mass consumption. Ford’s production developments allowed for cheaper automobiles (the Ford Model T) to become available for a wider audience. This increased the consumption of automobiles, which in turn generated revenue for creating cheaper production methods and increasing wages. The cycle of production and consumption was at the base of Ford’s for ideas of societal transformation. Harvey describes his observations of Ford as follows: “What was special about Ford...was his vision, his explicit recognition that mass production meant mass consumption, a new system of reproduction of labour power, a new politics of labour control and management, a new aesthetics and psychology, in short, a new kind of rationalized, modernist, and populist democratic society.” (Harvey, 2000, pp. 125-126) As more people were able to afford an automobile, their mobility increased as well, allowing them to live further away from their centrally located places of work in the highly urbanized areas, towards the more spacious, calm, and pleasant suburban areas. This shift from highly urbanized areas towards spatial decentralization also forced planners to rethink their perception on how to organize cities. From now on, they had to consider that cities had to be accessible to large groups of people travelling by automobile towards their work or place of leisure, which was a direct argument to improve the infrastructure that facilitates the automobile. Furthermore, Harvey also describes how power in societies shifted towards the capitalist class and large industries, such as the automotive industry, in the early 1950s in Europe. The post- war economic expansion was dependent on the cooperation between state institutions and industrial production. On the institutional end, the state was responsible for facilitating services required for economic growth and the expansion of capital. That resulted in infrastructure appropriate for the automobile, which in turn lead to an increased acceptance and demand of motorized traffic. The presence and potential influence of large production industries should therefore be considered as a factor for the diffusion of infrastructure. The next section will investigate additional factors for the development of bicycle infrastructure. Page 8 out of 75
4.4 Cycling Theory This section will take a closer look at the literature on cycling and bicycle infrastructure. It will start off by describing the advantages of cycling, then it will move on to describing how cycling can be promoted and finally it will identify factors that play a role in the diffusion of bicycle infrastructure. Bicycling entails many benefits for its users and the environment around them. The literature on bicycling shows that the bicycle is a healthy and the socially, economic, and environmentally sustainable alternative to the automobile (Pucher, 1997; Pucher and Buehler, 2006; Pucher and Buehler, 2008; Pucher and Buehler, 2017; Pucher et al., 1999; Pucher et al., 2010; Pucher et al., 2012). Despite the many advantages for both the cyclist and his or her surroundings, cycling levels can widely vary from city to city. Stockholm had a cycle modal share of 10% in 2019 (Trafikförvaltningen, 2020), whereas Utrecht had a cycling modal share of 27,6% in 2019 (CBS, 2021a). Cycling levels and infrastructure can be attributed to differences in topography and climate, public opinion of cycling, and governmental policies aimed towards the motivation of cycling and demotivation of other forms of transportation (Pucher, 1997; Pucher et al., 1999; Pucher et al., 2012; Pucher and Buehler, 2006; Pucher and Buehler, 2008). The first element is the topography and the climate of a city. The literature takes factors into consideration such as the size, density, temperature, precipitation, and commuting distances. The idea behind this is that distance and weather conditions play a huge role in the motivation for people to cycle. Pucher (1997) also addressed the factor of hilliness of a city but concluded that most urbanized areas in Europe can be considered “quite flat or only moderately hilly, thus making bicycling quite feasible in almost any city” (p.33). The second element is public opinion towards cycling. According to the literature public perspective of cycling is both framed and articulated by the media. Positive coverage by the media (such as health and environmental benefits) might motivate people to cycle more whereas negative coverage by the media (such as safety concerns) might motivate people to cycle less. Examples of negative media coverage of cyclists or cycling infrastructure in New York (Pucher et al., 1999) or in Stockholm (Koglin 2013;2014) swayed public opinion against cycling and cycling infrastructure. Besides motivating the public, the framing of the media impacts another important group in their decision-making process: policy makers. To understand how, we now turn to the next element that impacts cycling and cycling infrastructure. Page 9 out of 75
The third element is governmental policies. Policies directly impact the creation of cycling infrastructure. To understand how policies and subsequent bicycle infrastructure are created, the literature highlights three main factors: political will, funding, and the focus of planning departments (Pucher et al., 2012). Turning first to political will, the underlying motivation for political will to promote cycling varies, but it often includes “environmental and public health benefits, reduced traffic congestion and noise, improved traffic safety, and tourism” (ibid., 2012, p. 20). Political will is heavily influenced by public opinion, which, in turn, is heavily influenced by the media. Different accounts show that public opinion can determine the course of political will and public policy related to the development of infrastructure (Pucher and Buehler, 2006; Pucher et al., 2012; Koglin, 2013; Koglin, 2014; Brunlett and Brunlett, 2018). Political will can be measured by expressions of political actors about bicycle infrastructure, budgets which are being made available for a bicycle infrastructure and the eventual creation of the bicycle infrastructure. Turning next to funding. Funding and budgets are an essential part in the policy making process and are necessary to turn political will into concrete possibilities and choices. Funding is therefore depending on political will and also gives an indication of political will. The stronger the political will is for expanding bicycle infrastructure, the greater the possibilities are for additional funding for bicycle infrastructure. On the other hand, if funding for bicycle infrastructure is larger than for other forms of transport, then that is also an indication of a stronger political will for bicycle infrastructure. Funding can be measured by looking at allocated budgets for specific types of infrastructure and is often expressed in spending per capita (Pucher et al., 2012). Finally, turning to the focus and priority of planning departments. Even though political will is established and funding is secured, accounts from planners in Stockholm show that funds tend to dilute depending on the focus and priority of the planning department (Koglin, 2013;2014). The focus and priority of planners is partly determined by key actors and concepts and guidelines. The adherence to SCAFT-regulation by Swedish planners, favored motorized traffic over cyclists (ibid., 2013;2014) and the AASHTO Guide for Development of Bicycling Facilities had an effective ban on separated bike paths, championed by John Forrester and his vehicular cycling theory, decreasing the chances that a planning department in the US would include those in its proposals (Pucher et al., 2012). The level of integration and priority of cycling within a planning department heavily determines the outcome of infrastructural proposals. For example, in Dutch transport planning “bicycle planning is an integral part of Page 10 out of 75
transportation planning, and transportation planning is closely coordinated with land-use planning” (Pucher et al., 2012, p. 266). This section has shown is that the diffusion of a bicycle infrastructure is dependent on topography and climate, public opinion, and governmental policies (which are motivated by political will, funding, and the focus and priority of planning departments). The next sections will focus on expanding these elements with additional factors. Section 4.5 will talk about how political agenda’s get shaped in the public realm and will elaborate in the importance of key actors, so called ‘policy-entrepreneurs’. Section 4.6 will elaborate on how priorities get set within a planning department and will look at the influence of paradigms and the potential influence of the automotive industry. 4.5 Theory of Political Agenda Setting Political agendas shape what policies are created and how they are executed in the public realm. It is therefore important to understand how political agendas are created in the first place. Kingdon (2014) has created such a theory and argues that the entrance and survival of topics on the political agenda depends for a great deal on the efforts of individuals who invest their time and resources to shape the political agenda, the so-called ‘policy entrepreneurs’. Policy entrepreneurs can be found inside or outside the government. The definition is quite broad, but what all policy entrepreneurs have in common is that they are willing to invest their resources to advocate or push for certain policy or ideas. In some cases, they find a problem which they then try to solve, but in most cases, they already have a preferred ‘pet’ solution, and they are looking for a problem to solve it with. They push their solutions because of personal interests, or because they want to promote their own values and/or shape the public policy, or simply because they enjoy the political game. The policy entrepreneur can shape public debate in the media and/or shape what priorities and decisions are made within planning departments. The work of Kingdon highlights the importance of single actors, and how they either shape the public opinion or drive through certain policies. The presence and influence of policy entrepreneurs is a factor that plays a role in understanding both public opinion as well as the creation of governmental policies. Page 11 out of 75
4.6 Mobility theory This final section focusses on mobility to broaden the understanding of the priorities of planning departments. As mentioned in section 4.4, governmental policies on infrastructure are strongly influenced by decisions made within planning departments. Political will and funding are not enough to ensure that the proper bicycle infrastructure is build. Koglin (2013;2014) notes that planning departments themselves also need to prioritize bicycle infrastructure. In his research on the differences of bicycle infrastructure between Copenhagen and Stockholm, he argues that planning departments are influenced by two key factors. Firstly, and most importantly, priorities within planning departments are heavily affected by planning paradigms. A paradigm is a combination of ideas, theories and achievements that lay the foundation for new problems and solutions in a specific discipline (Kuhn, 2012). A paradigm is the leading school of thought which shapes the form of new problems and solutions. In other words, a paradigm frames the thinking of the actors involved in a specific discipline. Planning paradigms which are influenced by modernism therefore might prefer modern solutions, such as automobiles and high-tech public transport. Paradigms can be identified by analyzing content and see if it constantly refers to the same key actors, guidelines, or concepts. For example, the AASHTO Guide for Development of Bicycling Facilities in the US has been heavily influenced by John Forester and his vehicular cycling theory (Pucher et al., 2012). Secondly, the priorities within planning departments are influenced by the presence of an automotive industry. Koglin (2013;2014) argues that urban and transport planning are influenced by societal developments. One of the key developments during the latter half of the 20th Century was the rise and acceptance of the automobile and therefore also the influence of the automotive industry, which caused an emphasis on the importance of motorized traffic in urban planning. Koglin therefore, in line with the work of Harvey (2000), argues that industries and their influence should be factored in when analyzing the diffusion of infrastructure. The analysis of Koglin (2013;2014) points out that, in order to understand the different diffusion in bicycle infrastructures, we need to look at what choices are being made within planning departments and what is prioritized. Besides the factors identified by Pucher et al. (2012), like political will and funding, the work of Koglin (2013;2014) adds the factors of: the planning paradigm and the presence and influence of the automotive industry. Page 12 out of 75
4.7 Model The literature review has analyzed four different theories. The four theories and the factors, or focused summaries of such theories, are outlined below in Table 1. The first theory is Fordism and the influence of mass production and mass consumption, which highlights the factor of the presence and influence of automotive production industries on the diffusion of infrastructure. This can be measured by assessing the presence and size of production industries for automobiles. The second theory is cycling theory, which highlights three main factors for the diffusion of bicycle infrastructure: (1) the topography and climate of a city, (2) public opinion towards cycling, and (3) governmental policies. The topography and climate can be measured by looking at density, distances, temperature, and precipitation. The public opinion towards cycling can be measured by looking at how the media frames cycling and alternative modes of transport. The governmental policies can be measured by measuring the political will, the available funding, and the priority of the planning departments. The third theory is the theory of political agenda setting, which highlights the factor of policy entrepreneurs and/or key actors and their influence on public opinion and/or governmental policies. This can be measured by their presence and influence on public opinion and/or governmental policies. The final theory is mobility theory. Mobility theory emphasizes the importance of planning paradigms and the presence and influence of the automotive industry as factors that influence the decision making and prioritization process within planning departments. The influence of a paradigm can be measured by looking at the key actors, concepts, and guidelines. The presence and potential influence of industries can be measured by looking at the presence of large manufacturers and industries, and the presence and budgets of lobbying groups and trade associations. Page 13 out of 75
Table 1: Overview of the theories, their factors, or focused summaries of such theories Theories Factors Presence of production industries Fordism - Presence and size of industries for automobiles, as their relative size and importance can potentially dissuade bicycle infrastructure. Topography and climate - Density, as denser dissuade cycling due to higher volumes of traffic. - Temperature, as very low or high temperatures dissuade cycling. - Precipitation, as low levels of precipitation facilitate cycling. - Windspeed, as low levels of windspeed facilitate cycling. - Commuting distance, as lower commuting distances facilitate cycling. Public opinion/Media framing - Content and framing of content in Sweden and the Netherlands devoted Cycling to cycling infrastructure, as positive content frames public opinion Theory positive towards cycling infrastructure. Governmental policies - Political will, as political will is necessary to draft new policy, bargain political leverage, and support new proposals for bicycle infrastructure. - Availability of funding, as greater funding can finance more projects aimed to develop infrastructure for bicycles. - Focus of planning departments, as greater focus on bicycling leads to more solutions for bicycle infrastructure. Policy entrepreneurs Political - Presence and influence of policy entrepreneurs and key actors, as their agenda setting focus and agenda can amplify political will, budgets, and focus of planning departments towards cycling infrastructure. Planning paradigm - Presence and influence of key actors and/or guidelines, as ruling paradigms can influence the focus of planning departments towards the expansion of bicycle infrastructure. Potential influence of industries Mobility - Presence and size of the automotive and bicycle industry, as their theory relative importance to the economy can influence decisions of politicians. - Presence and budgets of lobby groups, as active influence of cycling lobby groups can move the focus of planners and politicians towards cycling, whereas active influence of automotive lobby groups can move the focus of planners and politicians towards automobile usage. Source: Author based upon Brunlett and Brunlett (2018), Kingdon (2014), Koglin (2013), Koglin (2014), Pucher (1997), Pucher and Buehler (2006), Pucher and Buehler (2008), Pucher and Buehler (2017), Pucher et al. (1999), Pucher et al. (2010), Pucher et al. (2012). 4.8 Conclusion The literature review has shown that the diffusion of a certain bicycle infrastructure is dependent on multiple factors. Most importantly, the diffusion is dependent topography and climate, potential influence of industries, public opinion towards cycling and governmental policies. These factors are shaped by structural factors, public opinion, and the media. The research so far has looked at how these the factors interact after political will and the priority Page 14 out of 75
on the political agenda have been established, but not how political will and priority on the political agenda are influenced prior to the stage of establishment. It would therefore be interesting to look at how political will and the priority on the political agenda get established in the first placed. Political will and the priority on the political agenda are triggered by a combination of public opinion (directly influenced by the media), policy entrepreneurs, and a window of opportunity. An analysis of the media and city council meetings could provide an answer on how political will and the priority on the political agenda is build up over time. The analysis should focus on how statements are released in the media and city council meetings, how cycling is framed, where the priority lies of politicians, what funding will be made available, and what triggered focus towards cycling. The following section will give the framework of such an analysis and will explain the methodology in more detail. 5. Methodology Section 5.1 Introduction This section concerns itself with the research design of this study. The research will have the form of a comparative case study analysis with descriptive statistics that explain the differences in topography and climate, budgets for cycling infrastructure, and the present industries, between Stockholm and Utrecht. A content analysis will be used to understand the differences in public opinion, focus of politicians, policy entrepreneurs and planning paradigms. The combination of these two analyses will address the following research question: “To what extend do topography and climate, public opinion towards cycling, governmental policies, policy entrepreneurs, and the presence of planning paradigms and the presence and potential influence of industries explain the greater diffusion of bicycle infrastructure in Utrecht than in Stockholm?” The sources for the data for the comparative case study analysis will be derived online from the websites and reports of the city of Stockholm, the city of Utrecht, the Swedish Meteorological and Hydrological Institute (SMHI) and the Royal Netherlands Meteorological Institute (KNMI), and different trade associations. The sources for the data for the content analysis will be derived from city council meeting minutes on program budgets in Stockholm and Utrecht and articles published online by two of the biggest newspapers in Sweden: Dagens Nyheter and Svenska Dagbladet, and two of the biggest newspapers in the Netherlands: Trouw and Volkskrant. Complementary interviews will provide information on key actors, possible planning paradigms and potential influence of industries. Page 15 out of 75
5.2 Methods There are three key variables that influence the diffusion of bicycle infrastructure: topography and climate, public opinion towards cycling and governmental policies (which are dependent on planning paradigms, policy entrepreneurs, and the presence and influence of industries). A place and time are needed to address these variables. The places are the city of Stockholm and the city of Utrecht. The timeframe revolves around the key events of the bicycle plan of the city of Stockholm, that aims to invest 1.3 billion SEK between 2012 and 2018 to increase the cycle modal share from 10% up to 15% by 2030 (Stockholm Stad, 2012a), and the bicycle plan of the city of Utrecht, that aims to increase investments for cycling between 2015 and 2020 and have the bicycle as primary mode of transport in the city by 2040 (Gemeente Utrecht, 2015a). Now this section will continue to explain how the variables will be analyzed. The methods will be divided into two sections. The first section addresses what will be analyzed by a case study analysis. Statistics on the topography and climate, the funding made available for cycling infrastructure, and the cycle infrastructure in meters per capita, will be compared for Stockholm and Utrecht to see which city has the best conditions and which city actually develops the most cycling infrastructure. The case study analysis will also address the factor of the potential influence of industries by analyzing the size of the industries and their present lobbies and trade associations, how many members they have and what their budgets are. The second section addresses what will be analyzed by a content analysis. The content analysis has a method has been chosen because it is flexible and transparent, it allows for an analysis over time, and it is a relatively unobtrusive method (Bryman, 2012, pp. 304-305). This analysis focusses on three different forms of transport: cycling, automobile use and public transport. It will investigate how the media frames them what kind of statements politicians make around them and what key actors, concepts and planning paradigms influence the overall discussion. Both analyses will be complemented with three semi-structured interviews. The semi-structured nature has been chosen because of its flexibility and to explore the viewpoint of the interviewees (Bryman, 2012, pp. 471-473). The three interviewees are: Dr. Till Koglin, who has researched Swedish mobility planning for the last thirteen years with a specific focus on cycling, Frans Jan Van Rossem, who has been working at the city of Utrecht for twenty-two years and has been the program manager mobility for the last nine years, and Louise Bergström who is group manager for a planning department at Sweco and has more than thirteen years of experience with urban planning in Stockholm. Their perspective gives more insight on key actors, and the presence of a planning paradigm and/or potential influence of industries. Page 16 out of 75
5.3 Case Study Analysis 5.4 Case Study Element I: Physical Geography Firstly, topography and climate will be addressed. By comparing the topography and climate of Stockholm and Utrecht this study shows which city has the best natural conditions for cycling. These statistics will be analyzed by comparing the factors of population, size, density, temperature, precipitation (rain and snow), and windspeed. The first factor is the physical size and population of a city. The size of a city can be measured by its landmass and is displayed in square kilometers, showing how big or small a city is, following the logic that it is easier to move from point A to B in a smaller city because of the smaller physical distance (Pucher and Buehler, 2006). Besides that, commuting distances will also be addressed as those display the actual distances that people travel to work and study. Another indicator is population density, expressed in amount of people per square kilometer, showing how many people live in the same place, following the logic that the higher the city density, the higher the volumes of traffic will be, which demotivates people (especially less experienced cyclists) from cycling because of the perceived dangers of interacting with other traffic (Ibid., 2012). The second factor is the temperature within a city. Temperature directly affects cycling as too cold temperatures or too warm temperatures force people to take alternative modes of transport. The range in temperature will be measured by comparing the average minimum temperature and the average maximum temperature (Ibid., 2006), which will be displayed in degrees Celsius. The third factor is precipitation, which is generally a combination of snow and rain. High levels of snow and rain make a city unattractive to cycle in. Precipitation will be displayed in millimeters and number of days with precipitation (Ibid., 2006). Besides that, special attention will be paid to snowfall as snow can physically obstruct cycling. The amount of snowfall in a city will be measured in days with snow and average maximum depths of snow in centimeters. The fourth factor will be windspeed as low windspeeds can motivate cycling whereas high windspeeds can demotivate cycling. Windspeed will be measured in meters per second. The result will give an overview that shows which city has the best natural conditions for cycling. The data for these elements will be collected from each country’s meteorological institute and the cities’ respective websites and reports. 5.5 Case Study Element II: Budgetary Analysis Turning now to funding for cycling infrastructure. Funding is both an outcome of political will and an indication of political will. Therefore, it is important to understand how much funding Page 17 out of 75
has been made available in the budgets of the respective cities. Descriptive statistics will be used to compare the budgets of both Stockholm and Utrecht for cycle infrastructure and will be displayed in total amount of Swedish krona per year and average amount of Swedish krona per capita per year. Like funding, the length of cycling infrastructure is also an indication and result of political will. It shows what politicians and policy makers do instead of just talking about what they intend to do. Therefore, it is an important measure to display and will be measured in total kilometers and meters per capita. These statistics will be derived from each cities’ websites and annual or infrastructural reports. 5.6 Case Study Element III: Power Structure Research Turning finally towards the analysis on the possible presence of and potential influence of industries. As mentioned in the theory section, the presence and influence of (automotive) production industries can affect the decisions made in planning departments as well as the larger public debate. Figures on automobile and cycling lobbies and trade associations in the Netherlands and Sweden will therefore be compared, via their membership numbers and budgets, to show their relative potential influence. The sources will be derived by finding out which organizations exist in Sweden and the Netherlands and subsequently look at their websites and available reports on membership numbers and budgets. Besides that, the relative amount of spending on bicycle infrastructure, and the framing of the different modes of transport, and the complementary interviews with historians and actors in the industry, will also show signs of whether the influence of industries is present and what potential influence they have. If the data shows that automobile industry and lobbies are bigger than bicycle industry and lobbies, and that frames automobiles more positive than bicycles, that can be seen as an indication for the potential influence of the automotive industry. 5.7 Content Analysis 5.8 Content Analysis I: Media Framing The second section will address the factors of public opinion, governmental policies, and key policy entrepreneurs and concepts, and how they will be analyzed via a content analysis. Turning first to public opinion. Public opinion is both framed and articulated by the media, therefore this study will analyze the articles of four prominent national newspapers on cycling infrastructure in relation to automobile use and public transport. This is to avoid bias as these three modes of transport are competing not only with each other, but also for the same limited amount of space within a city. Therefore, it important to know how cycling infrastructure is Page 18 out of 75
framed in relation to automobile use and public transport. To understand what most people read and how their opinion is being framed and articulated, this study looks at the two of the biggest newspapers in Sweden: Dagens Nyheter and Svenska Dagbladet (Medialandscapes, 2021), and in the Netherlands: Trouw and De Volkskrant (OCW, 2021). In terms of their political stance, Dagens Nyheter is independently liberal and Svenska Dagbladet is independently liberal- conservative (Nationalencyklopedin, 2021a; 2021b), the same information is not as readily available for the Dutch newspapers, but both newspapers claim to be politically neutral (DPG Media, 2021; Trouw, 2019). An analysis on voters shows that people who read De Volkskrant vote on the left of the political spectrum whereas people who read Trouw usually vote centrum- right (Algemeen Dagblad, 2015). The political background is important to overcome any political bias within this study. This study will focus on analyzing non-opinionated news articles to overcome any personal bias of authors. The analysis will examine the attitude towards cycling infrastructure. For this element, a sample of thirty articles for each country and time frame will be selected, amounting up to a total maximum of 180 articles to analyze. The timeframes revolve around the cycling plan for Stockholm, which started in 2012 and ended in 2018, and the cycle plan in Utrecht, which started in 2015 and ended in 2020. Therefore, articles will be analyzed prior 2012, during 2012- 2018, and after 2018 for Stockholm and articles will be analyzed prior to 2015, during 2015- 2020, and after 2020 for Utrecht. The selection will be based on the entire population divided by ninety (which is the sample size). The resulting number indicates the percentile at which an article shall be analyzed. To identify the right articles the coding scheme identifies: an article that claims or suggests that more cycling infrastructure would be positive, negative, or neutral for Sweden or the Netherlands. The analysis focusses on understanding the context and attitude of the article towards cycling infrastructure, and if possible, towards automobiles and public transport. The level of analysis are the articles, and the interpretative attitudes will be classified in either (a) positive, (b) negative, (c) or neutral. The data will be derived from the respective newspaper’s websites while searching for the key terms “cycling” and “infrastructure”. Table 2 below presents the overview in which the attitudes will be presented. The attitudes towards cycling infrastructure in relation to automobiles and cycling infrastructure in relation to public transport will be compared, with attitudes ranging from positive to negative about cycling infrastructure and from positive to negative about automobiles, and positive and negative about public transport. The outcome shows how the newspapers frame cycling infrastructure in relation towards automobiles and cycling infrastructure in relation to public transport. Page 19 out of 75
Table 2: Overview of attitudes in relationship to different modes of transport for articles Positive Neutral Negative Positive Neutral Negative about about about about about about automobiles automobiles automobiles public public public transport transport transport Positive about cycling infrastructure Neutral about cycling infrastructure Negative about cycling infrastructure Source: Author’s construction. 5.9 Content Analysis II: Government Policy Turning now to governmental policies. Governmental policies are driven by political will, funding, and the focus of planning departments. Funding will be analyzed by a case study analysis. Political will be analyzed by a content analysis on how much politicians advocate the expansion of bicycle infrastructure in comparison to infrastructure for automobiles and public transportation, in city meeting minutes on program budgets. Similarly, to the analysis of public opinion, a sample shall be drawn from political statements in city council debates. A sample of thirty statements for each country and time frame will be selected, amounting up to a total maximum of 180 statements to analyze. The selection will be based on the entire population divided by ninety (which is the sample size), the resulting percentile will indicate which statements will be analyzed. The analysis focusses on understanding the context and attitude of each statement towards the infrastructure for bicycles, automobiles, and public transport. To identify the right statements the coding scheme focusses on the infrastructure for cycling and how that is framed in city council meetings in relationship to other modes of transport. The coding scheme identifies: a statement that claims or suggests that Utrecht or Stockholm should expand or scale down their cycling infrastructure. The relevant units of analysis are the statements themselves, and the interpretative attitudes will be classified in either (a) do not change cycling infrastructure, (b) somewhat increase cycling infrastructure, (c) or strongly increase cycling infrastructure in relation to the attitude towards the infrastructure of other modes of transport. The data will be derived from city council meeting minutes on program budgets from the online governmental databases of Stockholm (Insyn Sverige and Edokmeetings.se) and Utrecht (iBabs online), while searching for the key Page 20 out of 75
term “bicycle”. The content analysis will be compared to the descriptive statistics of the actual available budgets and the amount of kilometers cycle infrastructure. The outcome shows how political will evolves from a discourse, to promised funding, to actual results. Table 3 below presents the overview in which the attitudes will be presented. The attitudes towards cycling infrastructure in relation to automobile infrastructure and cycling infrastructure in relation to public transport will be compared, with attitudes ranging from positive to negative about cycling infrastructure and from positive to negative about automobile infrastructure, and positive and negative about public transport. The outcome shows how the public policy makers frame cycling infrastructure in relation towards automobile infrastructure and cycling infrastructure in relation to public transport. Table 3: Overview of attitudes in relationship to different modes of transport for political statements Increase Do not Decrease Increase Do not Decrease auto- change auto- public change public mobile auto-mobile mobile transport public transport infrastruc- infrastruc- infrastru- transport ture ture cture Strongly increase cycling infrastructure Somewhat increase cycling infrastructure Do not change cycling infrastructure Source: Author’s construction. 5.10 Content Analysis III: Planning concepts and policy entrepreneurs Finally, the content analysis of both the newspaper articles as well as the statements of the politicians will be closely scrutinized for any key actors or concepts. This study will therefore be able to identify possible policy entrepreneurs and concepts that drive public debate, and influence planning decisions. In addition, three complementary interviews have been held to give additional context to the diffusion of bicycle infrastructure in Stockholm and Utrecht. If a pattern of actors or concepts becomes clear, or if the interviewees argue that the automotive industry has a possibly positive or negative significant influence on the diffusion of bicycle infrastructure, then this study can possibly identify a paradigm or the potential influence of the automotive industry which influences the diffusion of bicycle infrastructure. Table 4 below summarizes the discussion from section 5.3 until 5.10 in one overview. Page 21 out of 75
Table 4: Overview of the used methods, factors, indicators, measurements, and databases Method Analyzed Unit of Indicators and explanation Databases factor analysis - Size and commuting distance, measured in km2, as shorter distances facilitate cycling. - Density, measured in capita per km2, as lower volumes of traffic facilitate cycling. SMHI, KNMI, City Topography City - Temperature, measured in °C, as tepid temperatures facilitate cycling. of Stockholm, and climate - Rain / Snow, measured in millimeters and days with precipitation, as lower Gemeente Utrecht volumes of precipitation facilitate cycling. Case - Windspeed, measured in meters per second, as lower volumes of wind facilitate Study cycling. Available City - Budgets for cycling, measured in SEK and SEK per capita, as more funding City of Stockholm, budgets budgets enables more projects to expand cycling infrastructure. Gemeente Utrecht - Presence and size of the automotive and cycling industry and lobby groups, Websites and Potential measured in membership figures and turnover/budgets in SEK, as a smaller reports from Country influence of automotive industry/lobby and a larger cycling industry/lobby can motivate lobbies and trade wide industry political decision-making in favor of cycling. These are complemented with the associations and perspectives of the complementary interviews. interviews - Positive/neutral/negative articles about cycling infrastructure, measured in Dagens Nyheter, Public Articles relative context and framing, as articles frame public opinion towards cycling Svenska Dagbladet, opinion infrastructure in a positive or neutral or negative way. Trouw, Volkskrant, - Positive/neutral/negative statements about cycling infrastructure, measured in iBabs Online, State- Content Political will relative context and framing, as statements articulate political opinion towards Insyn Sverige and ments analysis cycling infrastructure in a positive or neutral or negative way. Edokmeetings Policy Articles/ - References to key actors or concepts that (have) positively impact(ed) the Content analysis of entrepreneurs State- diffusion of bicycle infrastructure. These are complemented with the perspectives this study and /Planning ments of the complementary interviews. interviews paradigm Source: Author based upon Brunlett and Brunlett (2018), Harvey (2000), Kingdon (2014), Koglin (2013), Koglin (2014), Pucher (1997), Pucher and Buehler (2006), Pucher and Buehler (2008), Pucher and Buehler (2017), Pucher et al. (1999), Pucher et al. (2010), Pucher et al. (2012). Page 22 out of 75
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