Strategy framework 2021-2025 - JPI Oceans
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Strategy framework 2021 - 2025 4 www.jpi-oceans.eu www.jpi-oceans.eu 1 Strategy framework 2021 - 2025 1.1. What is JPI Oceans? 3 2 1.2. Strategic role of JPI Oceans 1.3. Building on Successes and Learnings 6 8 12 2.1. Vision and Mission 2.2. Operational Goals and Objectives 13 14 3.1. Global 17 16 3.2. 3.3. 3.4. European Regional National 19 22 23 1.0 Introduction 4.1. Ocean Health 28 2.0 Strategic cornerstones 24 4.2. Ocean Productivity 4.3. Ocean Stewardship & Governance 32 37 3.0 Policy Context 4.0 Scope 5.0 Implementation 5.1. Joint Actions 41 40 5.2. Implementation Tools 5.3. Implementation Principles 42 44 TABLE OF CONTENTS
Strategy framework 2021 - 2025 2 www.jpi-oceans.eu www.jpi-oceans.eu 3 Strategy framework 2021 - 2025 1.1 WHAT IS JPI OCEANS? The Joint Programming Initiative Healthy and Productive Seas and Oceans (JPI Oceans) is a pan-European intergovernmental platform that increases the efficiency and impact of research and innovation for sustainably healthy and productive seas and oceans. JPI Oceans was created in 2011 by request of the Council of the European Union as one of 10 JPIs, each focusing on a major societal challenge. The original mandate of JPI Oceans refers to the Europe 2020 strategy’s ambition to harness: (…) the contribution of EU maritime policies, among others, to achieve EU emissions reduction and biodiversity targets, address climate change adaptation, disaster prevention and response, more efficient use of resources and contribute to improving global food security. Member countries 1.0 Introduction In negotiation Figure 1: JPI Oceans membership covers all European sea basins with 18 member countries.
Strategy framework 2021 - 2025 4 www.jpi-oceans.eu www.jpi-oceans.eu 5 Strategy framework 2021 - 2025 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 AquaticPollutants ERA-NET Cofund1 Science for Gold Environmental Status JPIs were established to further align the Focused Joint Actions (Fig. 2) have been Figure 2: The suite of Joint Actions carried out by JPI Oceans, European Research Area (ERA) by enabling established as the central implementation Underwater noise in the marine environment coloured according to the multinational funding opportunities, better mechanism of JPI Oceans’ strategic predominating tool(s) applied coordination, increasing cost-efficiency agenda. Joint Actions address urgent or for their implementation (see Sea level rise2 chapter 5.2). Implementation and synergies, and reducing fragmentation emerging topics that require knowledge tools subsumed under supporting in European research policy. Operating and solutions to fulfil existing policy activities were also applied to Climate science for oceans2 in the vast marine environment is obligations. Joint Actions. Four Joint Actions are collaborations with (1) JPI challenging and costly. That is why marine Since 2018, JPI Oceans has been registered Water and JPI Antimicrobial and maritime research and innovation Integrated assessment of new pollutants as a legal entity under Belgian law. This Resistance (2) JPI Climate, (3) is a particularly worthwhile sector to further consolidates the organisation’s Belmont Forum and Future Earth and (4) JPI Agriculture, Food obtain large-scale synergies among role in the European Research Area and Blue Bioeconomy ERA-NET Cofund Security and Climate Change countries and align their strategic resource reflects its increasing maturation. It is (FACCE) and JPI Healthy Diet investments. financed through member and partnership for a Healthy Life (HDHL). The Ocean Sustainability3 Joint Actions are complemented The Council recommended a set of fees ensuring an equitable and stable by strategic engagements in actions through which JPI Oceans should basis to play a long-term, independent Coordination and Support Mar-TERA ERA-NET Cofund Actions and other European or pursue its mandate. These included strategic role in the European and international initiatives. identifying capacities and strategies international landscape. Its operational Food and nutrition4 for transnational activities, undertaking hub is a secretariat located in Brussels. It foresight exercises, developing joint calls facilitates strategic discussions, supports for proposals, sharing and developing JPI Oceans’ activities and fosters dialogue European marine sensor calibration network infrastructures, and developing efficient with stakeholders from science, industry science-policy interfaces. and policy on European, Atlantic and Munition in the sea JPI Oceans is currently an global scale. intergovernmental partnership among Intercalibration for Water Framework Directive 18 countries (Fig. 1), represented by governmental or national institutions Ecological aspects of microplastics Ecological aspects of microplastics such as ministries and funding agencies that develop, fund, and implement Ecological aspects of deep-sea mining Ecological aspects of deep-sea mining national research agendas and engage in international cooperation. It is governed by a Management Board composed Multi use of infrastructure of representatives from the Member for monitoring and Associated Countries. These representatives have the authority to agree on Joint Action plans and funding ERA-Net Cofund initiatives across Europe. Joint call Knowledge hub Joint public procurement Infrastructure sharing
Strategy framework 2021 - 2025 6 www.jpi-oceans.eu www.jpi-oceans.eu 7 Strategy framework 2021 - 2025 1.2 STRATEGIC ROLE OF JPI OCEANS JPI Oceans operates with a high level of flexibility. The distinctive role of JPI Oceans is that of an institutionalised, long-term It allows countries to participate on a case-by- intergovernmental platform with the ability to strategically prioritise and case basis according to their different priorities, fund transnational research and innovation. This enables JPI Oceans to act needs and capacities. as an efficient facilitator and implementer of research and innovation on marine and maritime challenges and opportunities. National strategies and priorities are the To generate impact through collaboration, To maximize the added value for perspective, such as those on a Safe main building blocks of JPI Oceans, also JPI Oceans builds on national capacities participating countries, JPI Oceans and Sustainable Food System, Water informed by the efforts of organisations and networks in the participating countries operates with a high level of flexibility. security, Biodiversity, Waterborne specialised in assessments, foresight and and on engagement with policy and It allows countries to participate on a transport, Circular bio-based solutions knowledge gap analysis, and the specialist science-policy units in the European case-by-case basis according to their and others. They bear good potential for expertise and knowledge held in research Union and global institutions like the different priorities, needs and capacities. synergistic collaboration with JPI Oceans. performing institutions and organisations. United Nations (IOC, FAO, CBD, UNFCCC, Such flexibility and pragmatism also However, most central to the scope of JPI Oceans also serves as an umbrella for UfM), OECD and others. As an intergovern- allow JPI Oceans to act fast when it JPI Oceans is the new Partnership ‘A cross-regional coordination of activities mental partnership on research and comes to identifying emerging topics climate neutral, sustainable and productive and exchange of experts, knowledge and innovation, JPI Oceans offers a platform and implementing related actions, thus Blue Economy’. Accordingly, the JPI best practices between pan-European sea for providing the European seas and achieving quick outcomes. Oceans secretariat was instrumental basin initiatives and their agendas. oceans with an orchestrated voice in the Throughout its development, JPI in the preparation of a proposal for Countries engage in and support JPI marine and maritime arena and in the Oceans has worked closely with the this Partnership. It offers a platform Oceans because they appreciate value complementary relationship to the European Commission. The Commission for the coming years to synergistically additions to their national efforts in several European Commission. is represented by DG Research and implement shared strategic ambitions ways. The interaction among countries Innovation and DG MARE on the JPI of JPI Oceans and of this Partnership in through JPI Oceans has a mutual Oceans Management Board as an the area of ocean productivity and Blue structuring effect on the marine and institutional observer. The European Economy (cf. chapter 4.2). JPI Oceans maritime strategic and funding landscapes Commission has granted JPI Oceans two will further be able to carry forward the in Europe. Strategic alignment is the basis Coordination and Support Actions and Partnership’s legacy beyond its lifetime for increasing the value of national participated in co-funding three joint calls by implementing outstanding objectives research and innovation investments for a total of EUR 22.5 million. JPI Oceans or by adjusting intergovernmental by implementing multi-national joint aims to continue reinforcing EU actions, collaborations to the Blue Economy activities. JPI Oceans also ensures a building on solid foundations partnering needs as they evolve over time. level of independence that enables the with the European Commission through pioneering of forward-looking, innovative Horizon Europe and beyond. research and innovation in areas of The Horizon Europe Partnerships gradually emerging relevance. between the European Union and Member States offers a format for continued collaboration with the European Commission. Several partnership topics demand a marine and maritime Photo credit: © VLIZ.
Strategy framework 2021 - 2025 8 www.jpi-oceans.eu www.jpi-oceans.eu 9 Strategy framework 2021 - 2025 JOINT ACTION EXAMPLE 1 ECOLOGICAL ASPECTS OF MICROPLASTICS CUTTING EDGE RESEARCH FOR A GLOBAL PROBLEM Since 2014, 15 European countries and Brazil have committed 18.2 million Euro for research on the ecological aspects of microplastics in the marine environment under the framework of JPI Oceans. In an initial phase, four projects were funded. They focused on 1.3 BUILDING ON SUCCESSES ecotoxicological effects of microplastics, the weathering of plastics, and baselines and standards for microplastics analyses in European waters. In a statement published in October 2015, the G7 Science AND LEARNING Ministers acknowledged this work and called for actions and solutions to combat marine litter. In addition, the coordinators of the projects provided valuable input to the European Commission’s Technical Group on Marine Litter. The latter supports and guides the JPI Oceans can now build on a decade of experience (Fig. 3). The revised implementation process of the Marine Strategy Framework strategy for the years following 2020 is motivated by previous successes and Directive in close collaboration with EU member states. intends to capitalise on best practices. Figure 3: Timeline outlining the Building on the results from the first transnational call “Ecological development phases of JPI Oceans aspects of micro-plastics in the marine environment” and recent until today and into the future; JPI Oceans has succeeded in establishing a sister JPIs on Ocean & Climate, Aquatic with JPI Oceans’ establishment, scientific findings, a second call was launched by 13 JPI Oceans network of actively participating countries Pollutants, and Food and Nutrition Security the co-design of the SRIA, member countries, Latvia and Brazil in November 2018. After large-scale implementation of evaluation, six new JPI Oceans projects were selected for funding that includes countries from all European built bridges with experts and communities R&I activities, broadening its sea basins, as well as international of crucial importance to develop solutions organisational basis as an AISBL, to conduct research on sources of microplastics, methods for partners. In addition, generous resourcing to cross-sectoral challenges. and – now – anticipated upscaling identifying smaller micro- and (nano-) plastics and monitoring their of JPI Oceans Joint Actions and circulation in marine systems and the effects they have thereon. was secured to maintain a strong of collaborations with European secretariat and capacities to implement Areas of evolution and revision and international partners and an increasingly diverse joint agenda. The 2015-20 strategy had developed stakeholder organisations. Several Joint Actions were established a set of ten broad priority areas. The and demonstrated that the instrument revised strategy by contrast defines the is suitable for focusing capacities and thematic space and impact ambitions of Establishment Strategy Activity Organisational Upscaling resources on specific priorities. Among JPI Oceans, complemented by a clearly phase development implementation transformation phase them, three Joint Actions on maritime outlined procedure on how to establish technology, blue bioeconomy and aquatic activities that contribute to our goals. pollutants were jointly developed and co- This approach aligns with the JPI Oceans funded with the European Commission. record of initiating activities related to 2021 They stand out as particularly broad and agreed topics of shared national interest First pilot action and beyond well-funded calls (Fig. 2). and of quickly mobilising implementation CSA Oceans CSA Oceans 2 AISBL operational Upscaling of Different Joint Actions were successful for resources through voluntary commitments by participating countries. JPI Oceans actions different reasons. The Microplastics Joint Action built knowledge and momentum has effectively operated without a 1st Management Implementation Decision to on an emerging topic before the issue committed resource pool to pursue a Board Meeting plan establish Collaboration received a lot of public and political multi-year research and innovation plan, AISBL attention. The MiningImpact Joint Action but by facilitating collaboration and Vision SRIA was exemplary in raising infrastructure engagement among participating countries. document sharing, including a research vessel, to The capacity of JPI Oceans to act as first a new level of European collaboration, or early mover is ensured by maintaining Strategy Framework amplifying credibility as well as public and a flexible and pragmatic design of Joint approved political exposure. The Intercalibration Actions with low bureaucratic thresholds. Joint Action had a proven effect on Increasing the creative space for topic 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 threshold definitions in the EU Water development makes JPI Oceans even more Framework Directive. Joint Actions with agile, by avoiding overly specific and
Strategy framework 2021 - 2025 10 www.jpi-oceans.eu JPI Oceans is setting itself up for closer collaboration over the coming years with EU initiatives, sea basins, overseas countries, Photo credit: sister JPIs, and other partners. ROV Team/GEOMAR (CC-BY 4.0). JOINT ACTION EXAMPLE 2 ENVIRONMENTAL IMPACTS OF DEEP-SEA MINING A EUROPEAN VOICE TO THE GLOBAL MINING CODE The first research project 'MiningImpact', which ran from 2015 to 2017, improved the understanding of deep-sea ecosystems and the impact of mining thereon. The project did not only attract interest from the G7 Science Ministers in their Communiqué from October prescriptive priority areas which would As an interface organisation, JPI 2015, but also delivered input towards the development of the bind attention and resources. In addition, Oceans has already been a catalyst in international Mining Code. The latter isthe set of regulations for the opening up the proposition process for communication and collaboration with exploitation of polymetallic nodules in the deep seabed beyond the interesting topics to stakeholder input at the partners across structural, geographical limits of national jurisdiction, which the International Seabed beginning of the Joint Action development and sectoral boundaries. Following the Authority (ISA) is currently negotiating. harnesses the knowledge and creativity of formal transformation to a stand-alone, The second project, ‘MiningImpact 2’ will be able to reduce existing external experts’ diverse perspectives. non-commercial legal entity, and the knowledge gaps and uncertainties on the environmental impact of The design of JPI Oceans as an more recent commitment to contribute to deep-sea mining of polymetallic nodules. The project will also intergovernmental platform at the interconnected cross-sectoral challenges specifically work towards policy recommendations and further interface between science and policy like the United Nation’s 2030 Agenda or contribute to the preparation of environmental impact assessments ensures relevance of actions and efficient the Marine Strategy Framework Directive (EIAs) for future European deep-sea pilot mining tests requested by uptake of their outcomes. However, as (MSFD), JPI Oceans is setting itself up for the ISA. most of JPI Oceans Joint Actions are closer collaboration over the coming years still ongoing, their operational emphasis with EU initiatives, sea basins, overseas With these projects, JPI Oceans is generating and providing the has so far been on their initiation. As countries, sister JPIs, and other partners. necessary evidence base to underpin the development of the more Joint Actions are maturing towards international governance framework for the exploitation of seabed their concluding phase, JPI Oceans will resources that is currently being negotiated. By funding top-notch give more attention to ensure impactful interdisciplinary science, JPI Oceans is giving the European science syntheses or other output is produced, community a common voice in these global negotiations, ensuring tailored to target user groups and that global policies are based on the best available scientific backed by communication and delivery knowledge. campaigns.
Strategy framework 2021 - 2025 12 www.jpi-oceans.eu www.jpi-oceans.eu 13 Strategy framework 2021 - 2025 2.1 VISION AND MISSION The following vision articulates at a high level what JPI Oceans ultimately wants to achieve. The mission describes the general approach to achieve it. The vision is further broken down into three strategic goals outlining tangible accomplishments. is to enable the transformation towards a sustainable blue economy whilst fostering the health and productivity of seas and oceans. is to facilitate the efficient provision of expert knowledge and innovative solutions to enable informed policy delivery and economic development that ensures sustainably healthy and productive seas and oceans. The pursuit of the vision and mission is linked to an operational strategy with 2.0 three complementary operational goals Strategic for the successful implementation of JPI Oceans’ ambition and contribution to national and international policymaking and societal transformation (Fig. 4). Each operational goal is pursued with a few cornerstones goal specific key approaches, described in the objectives for each of the operational goals.
Strategy framework 2021 - 2025 14 www.jpi-oceans.eu ... to the benefit of ... ... to inform healthy & ... ... productive VISION & MISSION increasing seas & oceans impact and Policy & efficiency of decision making For people & ... economy Research & JPI Oceans Policy Innovation facilitates obligations ... ... Transnational Knowledge Policy require collaboration generation mechanisms good and dedicated OPERATIONAL GOALS GOALS & OBJECTIVES Agenda Best practice Economic 2.2 convergence exchange decisions ... Agenda AND OBJECTIVES implementation Resource ... based on the best aggregation possible ... ... optimised To reach the vision and mission and fulfil its strategic role, JPI Oceans by strives to achieve three overarching operational goals, each of them ... pursued through several high-level objectives. - Align priorities - Implement our agenda Figure 4: Illustration of the - Impact decision-making narrative underlying the strategic Align national and international R&I Implement collaborative R&I in a way elements of JPI Oceans. Ensure that R&I outcomes contribute agendas by identifying and jointly that maximises resource efficiency and to relevant transformative policy and addressing marine and maritime issues transformational impact. decision-making towards sustainable seas of pan-European political and societal and oceans and a blue economy. relevance. Objectives: Objectives: Objectives: • Engage countries in sharing their • Offer an attractive agenda, efficient • Ensure uptake of R&I outcomes national priorities and in adopting implementation processes and clear by creating ownership among jointly identified topics in their value proposition for countries to member countries and experts national agendas and strategies. develop and participate in Joint from stakeholder groups through • Engage in international science- Actions. co-development of JPI Oceans policy processes at regional, • Involve stakeholders in the co- activities and products. European and global levels to development of Joint Actions. • Ensure knowledge transfer to contribute to the development of • Pursue opportunities for synergistic maximise update and impact of R&I underlying agendas and identify collaboration of JPI Oceans at knowledge-generation and opportunities for their activities with regional, European decision-making levels. implementation. and global initiatives. • Increase ocean literacy among key • Seek co-funding opportunities sectors of politics and society. with Horizon Europe and other champions of R&I support in both public and private spheres
Strategy framework 2021 - 2025 16 www.jpi-oceans.eu www.jpi-oceans.eu 17 Strategy framework 2021 - 2025 3.1 GLOBAL Several global agreements provide a socio- political framework for the oceans and seas sector. The resulting global agendas are therefore highly relevant to JPI Oceans and are reflected in the revised strategy and scope. By participating in JPI Oceans, countries can contribute to and shape international processes, e.g. the UN Decade of Ocean Science, and international agreements. The United Nations 2030 Agenda Other highly relevant political agreements provides the most comprehensive and under the auspices of the United Nations interconnected framework with 17 goals include the Paris Climate Agreement, for sustainable environmental, societal the Aichi Biodiversity Targets, and the and economic development. Sustainable Sendai Framework for Disaster Risk Development Goal (SDG) 14, dedicated Reduction. Their area-specific foci to the conservation and sustainable use complement the 2030 Agenda in the of oceans, seas and marine resources, fields of climate mitigation, biodiversity calls for sustainable fisheries, curbing protection, and disaster risk reduction pollution and acidification, the protection and provide additional motivation and of marine and coastal ecosystems, and direction for JPI Oceans’ design of scope implementation of protection measures and agenda. such as international laws and protected All these UN agreements cut across several areas, among others. Other SDGs, sectors of the Earth system, including particularly those addressing climate oceans and seas. As a global mechanism (SDG 13), land ecosystems (SDG 15), for efforts from an ocean-perspective, the consumption & production (SDG 12), UN has called for a decade specifically economic wellbeing (SDG 8), nutrition dedicated to ocean science for sustainable (SDG 2), and health (SDG 3), also chiefly development. The Science Action Plan depend on inclusion of direct effects or of the UN Decade of Ocean Science 3.0 indirect linkages of marine and maritime for Sustainable Development is based Policy factors. on major societal needs that require the ocean to be clean, healthy, resilient, productive, predicted, safe, accessible and inspiring, all of which are attributes that JPI Oceans generally adheres to. Context The Decade may also create significant momentum for underlying ocean infrastructures such as ocean monitoring and observation, data sharing and access, and ocean literacy.
Strategy framework 2021 - 2025 18 www.jpi-oceans.eu 3.2 EUROPEAN The European Union is developing and releasing The report of the Organisation for regulatory documents on all central areas relevant Economic Co-operation and to JPI Oceans, addressing maritime matters, blue Development (OECD) ‘The Ocean growth, protection of climate and environment, Economy in 2030’ (OECD, 2016) states and the organisation of European research and that economic activity in the ocean is innovation. With these regulations, EU Member expanding rapidly but that an important States are giving themselves a common policy constraint on its development is the framework partly echoing global policies and current deterioration of ocean health. obligations. The report puts forward a set of recommendations to enhance sustainable development of the ocean economy. While not all documents are legally binding, systemic understanding, identification of One of these is aimed at fostering greater they remain associated with widely criteria and thresholds, tailored monitoring international cooperation in maritime shared and synchronised obligations to and observation, and assessment of science and technology, to stimulate establish enforcement and implementation effective measures. This poses complex innovation and strengthen the sustainable By participating in JPI Oceans, countries measures for EU decisions, and to and costly challenges for countries, development of the ocean economy. can contribute to and shape international generally put legal frameworks into and the objective to achieve GES by Another recommendation is to strengthen processes, e.g. the UN Decade of Ocean practice. This often requires knowledge, the original 2020 target has not been integrated ocean management. Science, and international agreements. experience, innovation, coordination achieved. Accordingly, achieving the MSFD The Intergovernmental Science-Policy The Science Action Plan of the UN and new infrastructure. Here, joint goals is a major driver for JPI Oceans in its Photo credit: Platform on Biodiversity and Ecosystem Decade is based on major societal needs Erlend Astad Lorentzen / programming can serve as the most strategic prioritisation and an important Services (IPBES) released its Global that require the ocean to be clean, Havforskningsinstituttet. efficient mechanism to streamline national motivation for countries to undertake Assessment Report on Biodiversity and healthy, resilient, productive, predicted, efforts across Europe by coordinating Joint Actions. Ecosystem Services in 2019. It outlines safe, accessible and inspiring, all of which initiatives, sharing costs, aligning agendas, Other European legislation pieces address that about 66% of the marine environment are attributes that JPI Oceans generally pooling expertise and exchanging results. specific marine and maritime areas that has been significantly altered by human adheres to. The core European legislative piece for JPI Oceans considers strategic to its agenda actions. The Intergovernmental Panel on JPI Oceans is arguably the Integrated setting, such as legislation on spatial Climate Change (IPCC) Special Report Maritime Policy (IMP) (Fig. 5, next page). planning, biodiversity, blue growth, on the Ocean and Cryosphere (2019) It sets the EU level framework by providing fisheries, sustainable food systems, blue highlights the urgency of prioritizing a more coherent approach to marine and energy, maritime transport and climate timely, ambitious and coordinated action maritime issues, as well as increased neutrality. The 9th Framework Programme to address unprecedented and enduring coordination between different policy Horizon Europe for the term 2021-27 changes in the ocean and cryosphere. areas relating to Europe's oceans and seas. constitutes an agenda rich in opportunities Both processes are a source of agenda Its implementation strategy foresaw the for partnering, collaboration and information, and targets for knowledge need to partner with the member states complementarity. In 2019, the European generated within JPI Oceans activities. through the establishment of a platform Commission presented the European such as JPI Oceans. Green Deal – a roadmap to make the EU's The Marine Strategy Framework Directive economy sustainable. The Green Deal and (MSFD) is the environmental pillar of associated components such as the Farm IMP, due to its integrated approach of to Fork Strategy, Climate Law and Zero demanding Good Environmental Status Pollution ambition aim to make Europe (GES) for the ocean and seas across all climate neutral by 2050 and provide sectors. Its implementation requires a roadmap with actions to boost the efficient use of resources by moving to a clean, circular economy and revert bio- diversity loss and cut pollution, all relevant for JPI Oceans’ work going forward.
Strategy framework 2021 - 2025 20 www.jpi-oceans.eu www.jpi-oceans.eu 21 Strategy framework 2021 - 2025 Animal Health Regulation (2016) Convention Biological Diversity (CBD) UN (2010) Marine Directive EU Blue Growth EU Arctic Policy (MSFD) 2008 COM (2012) Strategy Reflection Paper Towards COM (2008) Regional Conventions a Sustainable Europe by HELCOM, OSPAR, 2030 COM (2019) Bucharest, Barcelona EU Biodiversity Food Safety Impact Regional conventions: Strategy Com (2015) EU Integrated Maritime Regulation (2002) Bucharest, Barcelona, Common Fisheries EU Raw Materials Policy COM (2007) Helcom, OSPAR Policy Revised (2015) COM (2011) climate, environment, Water Framework Marine Spatial blue growth UNCLOS e.g. ISA Mining Directive planning Directive including COM (2008) Code & BBNJ (2019) European Union (2000) (2014) A European Strategy for Clean Energy Package Regional Strategies Marine and Maritime Blue Energy Action Directives and Eg. Baltic Sea Region Inspire Directive Research COM (2014) UNGA Initiated regulations (2018-2019) 2009 (monitoring) JPI Oceans Council AoA (2005) Atlantic MP action (2007) conclusion (2011) plan 2013 A Clean climate Plastics in a Circular Paris Climate Marine Knowledge 2020 neutral planet Economy COM (2018) Agreement UNFCC COM (2010) Towards full realisation COM (2018) Declarations for international and Directive Single- of ERA Council (2016) Cooperation at seabasin level Use plastics (2019) conclusion(2008) Galway 2013 Horizon Europe Establishing European Venice Declaration October 2015 (2020) Food Safety Authority UN Agenda 2030 (2015) EU 2020 climate & Blue - EuroMed Valetta May 2017 Regulation (2002) energy package (2009) Belem July 2017 UN Ocean Decade Black Sea MP 2019 EU Multiannual FPs Launching JPIs Regulation (1983) Council conclusion (2008) Regional examples Make Europe Most Mediterranean ICZM competitive Globally and marine protection Lisbon (2000) Council Decision ERA establishment (2010) Figure 5: Map of policy drivers at EU and global level. They are arranged in tiers of increasing relevance for JPI Oceans towards the centre of the circle and colour coded when associated with one of the areas climate, environment, or blue economy. Climate-related policy driver Environment-related policy driver Blue growth-related policy driver
Strategy framework 2021 - 2025 22 www.jpi-oceans.eu www.jpi-oceans.eu 23 Strategy framework 2021 - 2025 3.3 REGIONAL 3.4 NATIONAL At the regional sea basin level, the European countries National strategies, agendas and resources are the have adopted legally binding conventions for the building blocks of JPI Oceans. Their origins can vary protection of the marine environment as part of the between countries, e.g. coming from one dedicated regional seas conventions and action plans framework. national ministry or R&I funder, from an inter-ministerial The four European regional seas conventions are the process or from national coordination by a reference Helsinki Convention (HELCOM) in the Baltic Sea, the group of the main national actors. When significant Barcelona Convention (UNEP-MAP) in the Mediterranean convergence between the national priorities of several Sea, the Bucharest Convention in the Black Sea and the participating countries is identified, these priorities OSPAR Convention in the North East Atlantic Ocean, can be aligned into Joint Actions and pursued in pan- including the North Sea. European collaboration, adding value that goes beyond national capacities. In addition to these legally binding conventions, the regional European In return, the joint programming process ocean and sea basins have established of JPI Oceans also holds the potential platforms for agenda setting and strategic and ambition to enrich national strategies coordination of research and innovation: and coordination by inspiring the Atlantic Ocean Research Alliance (AORA) national adoption of emerging topics and All AtlaNtic Cooperation for Ocean of transnational attention, encouraging Research and innovation (AANChOR) for the development of integrated national the Atlantic Ocean, BONUS and BANOS for marine and maritime strategies and the Baltic and the North Sea, BlueMed for generally incentivising cross-ministerial the Mediterranean Sea and Black Sea and cross-institutional conversation within CONNECT for the Black Sea. These groups members countries. are of great value for engaging various stakeholders in discussions and activities of regional scope and in addressing sea- National strategies, agendas and basin specific challenges. resources are the building blocks of JPI Oceans. Significant convergence between the national priorities can be aligned into Joint Actions. Regional platforms actively engage local partners in two ways. They allow local partners to set the agenda and they strategically coordinate research and innovation.
Strategy framework 2021 - 2025 24 www.jpi-oceans.eu www.jpi-oceans.eu 25 Strategy framework 2021 - 2025 Ocean-society (economy, health, cities, governance) Ocean-rivers-land Ocean-climate (atmosphere, cryosphere) Coastal zone Near shore / EEZ Open ocean / high seas Marginal seas Deep sea Sea floor DOMAINS Figure 6: Schematic of the central In its full name, JPI Oceans refers to seas and oceans as its domains marine and maritime domains of main concern. While we often use the term "oceans" in a broader addressed by JPI Oceans (in bold) and the interfaces with other inclusive sense, the narrow definition relates to the open part of the domains which JPI Oceans can ocean with a relatively uninhibited connection among the major ocean address in collaboration with basins. Sea basins, on the other hand, are characterised by partial external partners (in italics). hydrographic isolation, which often leads to a more pronounced impact of anthropogenic pressure compared to open ocean regions. Maritime Europe is characterised by sea basins more than any other part of the world, calling for common and coordinated scientific and political approaches among different marginal sea basins. Socio-economic and environmental domains that JPI Oceans implicitly also considers central to its scope include the coastal zone, small islands and the sea floor with all their resources, ecological niches, economic activities, political constellations, and specific legal conditions (Fig. 6). To adequately conduct R&I on such interconnected complex systems, JPI Oceans speaks to a wide scope of expertise that includes natural and social sciences, but can also reach out to the humanities, engineering, law, economy and finance. To solve many of the marine and maritime challenges, it is essential to go beyond the core domains of JPI Oceans. The key to a comprehensive grasp of interconnected problems and their effective solution often lies 4.0 at the interfaces with the climate system, with the land including inland Scope waters and upstream activities, and with societies including economic practices and coastal and inland management (Fig. 6). JPI Oceans aims to increasingly address these domain interfaces in collaboration with suitable partners, such as sister JPIs, Horizon Europe partnerships, NGO partners, among others.
Strategy framework 2021 - 2025 26 www.jpi-oceans.eu www.jpi-oceans.eu 27 Strategy framework 2021 - 2025 SUSTAINABILIT Y GEOGRAPHIC SCOPE The geographic focus of JPI Oceans is on those Seas (Black Sea, H OC Mediterranean, Baltic and North Sea) and Oceans (Atlantic and Arctic) LT Climate EA with extensive coastlines and exclusive economic zones of European A Change Health & HE NP countries. However, this does not exclude activities in regions of the Wellbeing Pacific, Indian, and Southern Oceans, should these be of relevance to AN RO European interests. For example, research under the deep-sea mining Biodiversity Deep Sea OCE D UC impact Joint Action is carried out in the North Pacific because that is Resources where the claims for the exploration of industrial mining techniques are located. Research in the Ocean-Climate call is carried out in the Ecosystems TIVITY subtropical Atlantic given that ocean-atmosphere processes at low Food & Nutrition latitudes strongly influence European weather and climate, as well as climate prediction accuracy for Europe and elsewhere. Pollution Bioeconomy Observation & R ES P Y modelling NOM THEMATIC SCOPE Technology & Digitalisation O NS Ocean Literacy ECO The thematic space of JPI Oceans presented in this Coastal / document is developed on the basis of the ten thematic areas and three OC IBI Maritime Planning CE UE cross-cutting themes of the SRIA 2015-2020. The areas and themes EA LIT were assessed for their continued timeliness and completeness. NS N BL They were moderately modified to align with the latest priorities NA Y TEW E R and framings in the field of marine and maritime R&I. The resulting revised 12 areas were then arranged in a continuous framing (Fig. 7) ARDSHIP & GOV of ocean requirements with the three interconnected priority areas (1) Figure 7: Depiction of the thematic Ocean Health, (2) Ocean Productivity, and (3) Ocean Stewardship & scope of JPI Oceans, with the three development ambitions sustainability, Governance. This moderate repositioning of the strategic blue economy and responsibility in areas reduces their distinctness in favour of reflecting openness the outer ring and the three priority towards systemic approaches to ocean challenges, such as looking at areas for a resilient ocean including health, productivity and stewardship cumulative effects of pollutants, at multiple impacts of climate change, & governance in the middle ring. The or at observation and technology developments for environmental centre details the kind of topics of improvements. interest that adhere to the higher-level framing. JPI Oceans is an effective platform to align national The open thematic scope (Fig. 7) with a clearly and regional research strategies and investments but formulated ambition but no fixed delivery plan on does not have a dedicated programme budget. The specific priorities also generates leeway for JPI Oceans revised strategy was therefore designed as an open to adapt and react to challenges and opportunities thematic space. This offers the flexibility to harness that emerge over the course of the strategy period. converging national interests that contribute to meeting This reinforces JPI Oceans’ agility in the landscape of the goals and challenges that lie within the scope of JPI R&I enablers, i.e. to act as first or early mover and to Oceans through long-term structuring investments and mobilize resources relatively quickly through voluntary commitments. This mode of operation can complement commitments of its members. time-bound programmes with a fixed budget, such as the EU Framework Programmes.
Strategy framework 2021 - 2025 28 www.jpi-oceans.eu www.jpi-oceans.eu 29 Strategy framework 2021 - 2025 4.1 OCEAN HEALTH Environmental integrity has become a concern among European societies, an important element of political discourse and a consideration for economic development. The ambition to protect ocean health is embedded in this thinking. Research & Innovation Opportunities A healthy ocean will provide a rich basis acidification, two connected effects of To increase efficiency in the conservation and their associated ecosystem services. for sustained economic activities and rising greenhouse gas levels, have a global and restoration of marine environmental With regard to the application and people’s wellbeing. People’s drivers to impact on the oceans independent of the health across Europe, the EU has interpretation of ecosystem service protect ocean health thus range from emission hotspots. implemented the Marine Strategy assessments, the scientific and regulatory economic interest to ethical responsibility. The entirety of marine ecosystem services Framework Directive (MSFD). It aims to communities still lack consensus, Sustainable development across all depends on ocean health. They offer achieve Good Environmental Status resulting in an incoherent operational socioeconomic sectors is promoted a rich capital that can support a long- (GES) in the EU's marine waters and to framework. Different terminologies as the United Nations 2030 Agenda. It term, thriving blue economy and human preserve the resource base which marine- and methodologies are used to assess, explicitly includes the marine realm and wellbeing. However, ocean health is related economic and social activities value and map eco-system services offers guidance to address ocean health threatened today by intensifying human depend on. Eleven qualitative descriptors and ecosystem service bundles. One in connection with other Sustainable activities on land and in waters, resulting outline what GES means in practice, opportunity for improvement would Development Goals. At the individual in chemical, biological and physical forms when achieved. Descriptors range from be a better integration of natural and or sectoral level, Responsible Research of pollution, in habitat destruction and preventing harm from waste and litter to social sciences into ecosystem service and Innovation has emerged as an ecosystem disturbance, and damage to minimising eutrophication and keeping assessment frameworks to combine approach that appeals to all stakeholders coastal and seafloor integrity. The exact contaminants and energy emissions monetary and non-monetary valuations. of Research and Innovation to take extent to which ecosystem services are below pollution levels to maintaining Other opportunities lie in a better responsibility for ensuring solutions that impaired or what the critical causes biodiversity. understanding of interactions among are societally inclusive and ecologically among multiple pressures are and how to Improvement of the description of Good different ecosystem services and the sustainable. best protect or recover ocean health are, Environmental Status as a whole requires underlying ecosystem functioning. however, in many cases unclear. an integrated approach to assessing any One of the European Green Deal’s main Societal Importance maritime activity or protection measure, targets is to have a major impact in halting The rapid expansion of new ocean to ensure synergies between descriptors biodiversity decline and restoring eco- industries, alongside the growth prospects are maximised and trade-offs minimised. systems. In that context, knowledge on of traditional industries, puts increasing Achieving Good Environmental Status The entirety of marine ecosystem status and trends, the causes and con- pressures on the oceanic environment. requires a solid understanding of the services depends on ocean health. sequences of biodiversity loss and These increasing anthropogenic pressures structure, function, and connectivity They offer a rich capital that can degradation of ecosystem services is are intertwined with the historical and of marine ecosystems. Research on support a long-term, thriving blue crucial to substantiate cost-effective current threats and pressures from land- the functional links that connect marine economy and human wellbeing. measures and management options. based sources. The impact of the latter ecosystems and between physical most intensely affects coastal areas but is processes and the biological environment not limited to them, as the global spread is fundamental for understanding the of ocean plastics pollution illustrates. On ecosystem services provided by the ocean the other hand, ocean warming and ocean and the potential for restoration of habitats
Strategy framework 2021 - 2025 30 www.jpi-oceans.eu Our ability to protect ocean health Anthropogenic greenhouse gas emissions can be increased by extending our into the atmosphere add global-scale knowledge about current and emerging pressures on the marine environment. The environmental pressures such as ocean has taken up ca. 90% of the excess pollution, overexploitation and climate heat from global warming, 30% of the change and their impacts across longer emitted carbon dioxide (CO2), and basically timescales, broader geographic scales all the water from melting continental ice. and all essential ecosystem components. Ocean warming, ocean acidification, Further key advancements can come sea level rise and oxygen loss put from improving the tools to assess the multiple pressures on ocean health and environmental impact of pressures and the communities that rely on predictable the efficiency and socioeconomic impact climate change effects, productive The IPCC Special Report on the Ocean of measures to reduce or eliminate them. ecosystems, biological resources, or and Cryosphere (2019) stated that observed This is even more essential in the context safe coastal areas, infrastructures, and and projected changes will present us of cumulative effects assessments where hinterlands. It will be necessary to with major adaptation challenges. In the interactions between multiple activities, strengthen knowledge and develop Arctic, positive feedback mechanisms pressures and ecosystem components innovative approaches to enable informed between warming and ice loss have are investigated in a systemic way. The societal transformation that responds contributed to an amplified surface air complexity in understanding synergistic, effectively to the multiple challenges of temperature increase at twice the rate Our ability to protect ocean health antagonistic and additive cumulative climate change to the oceans. compared to the global average. These can be increased by extending our effects, and the ways for managing the Major breakthroughs in research and changes will result in an Arctic Ocean knowledge about current and emerging causal human activities and pressures, innovation will be required to reach the free of sea ice during summers during the environmental pressures such as pollution, requires a new level of systemic research. mitigation targets of the Paris Climate second half of the 21st century and bring overexploitation and climate change and This can, for instance, take the form of the Agreement to which the European many ocean and cryosphere-dependent their impacts across longer timescales, development and validation of models, to countries have committed. Reducing communities to the limits of their adaptive broader geographic scales and all essential better understand and predict cumulative uncertainties of climate-ocean capacities. Research and innovation must ecosystem components effects on species and habitats. interactions and the ocean’s buffering deliver towards more effective adaptation The research community is paying capacity for heat and CO2 absorption measures for strengthening the resilience growing and emerging attention to call for more progress on observations of coastlines, coastal communities, underwater noise emissions as a form and coupled modelling. Decarbonising and exposed ecosystems, while also of pollution dominantly generated our ocean economy and infrastructures contributing to efforts that limit global by maritime activities. Noise is now requires the development of innovative warming and atmospheric greenhouse recognised as an impact on marine carbon-neutral options in sectors like gas concentrations to keep changes populations’ health and biological maritime energy production and transport. manageable for adaptation. productivity. Concerns about acoustic In addition, meeting the challenge of pollution of the marine environment are “negative emissions”, i.e. carbon removal therefore directing scientific interest to from the atmosphere, requires innovative a better understanding of the problem research into “blue carbon”, ecologically and possible solutions, with relevance viable carbon sequestration options in the for national and international regulatory world's ocean and by coastal ecosystems. frameworks and the blue economy. Both decarbonisation and carbon removal offer wide fields for research and innovation from basic science to commercial applications.
Strategy framework 2021 - 2025 32 www.jpi-oceans.eu 4.2 OCEAN PRODUCTIVITY Photo credit: Ocean productivity is the aggregate of the ecosystem goods Andrey Armyagov Shutterstock. and services that the ocean provides for the wellbeing of people and socio-economies. Productive seas and oceans The sustainable use of aquatic biological deliver the capital that sustains the ocean economy. To resources, subsumed under the term ensure humanity can continuously and increasingly benefit Blue Bioeconomy, is expanding into from marine resources, a knowledge-based approach that innovative fields of research and integrates ambition for ecological sustainability with blue commercial applications. Traditionally, economic development is pivotal. the Blue Bioeconomy was largely limited to fisheries and aquaculture. More recent innovations and prospects encompass Societal Importance new products and services in areas that There is an enormous potential for Beneath the optimistic development include food, feed, chemistry, biomaterials, healthy and sustainable seas and oceans prospects for the ocean economy lie health and cosmetics. to deliver innovation, value creation and complex systems of overlapping activities, Traditional sectors exploiting non- employment. Furthermore, their role in often competing for limited space and biological resources such as minerals, oil addressing global challenges such as resources. Citizens’ growing awareness of and gas have been declining in Europe. energy security, healthy environment, environmental sustainability and societal Meanwhile, new areas such as ocean climate change and sustainable food equity requires economic sectors to merit energy, particularly offshore wind, have systems provision is substantial. In 2018, their social licence to operate in the experienced strong growth. As Europe the EU Blue Economy directly employed maritime space in order to thrive in wellbeing and cohesion. It is crucial to transitions towards a carbon-neutral close to 5 million people, generated the long term. These interconnected understand the natural and social systems economy, demands and opportunities to around €750 billion in turnover and €218 challenges can be met but require the related to the marine environment and upscale and innovate ocean energy will billion in gross value added. By 2030, the best possible basis of broadly co-designed the possible effects of ocean change on further increase. In addition, mining of OECD report “The Ocean Economy in knowledge, information and data. ocean productivity, enabling policymakers, rare metals for technological applications 2030” stated that ocean-based industries businesses and citizens to base their offer potential for new economic activity. have the potential to double in size by decisions on scientific evidence. Technological innovations, e.g. in the 2030 compared to 2010, outperforming deep sea, or environmental changes like JPI Oceans’ approach is to ensure that the the growth of the global economy. a reduction of sea ice in the polar regions ocean’s productivity can be sustainably These snapshots highlight the ocean’s will expand our ability to reach previously utilised. Reducing the impact of existing importance for the current and future Ocean-based industries have the unexploited areas of the ocean. economic activities and ensuring that European economy. potential to double in size by 2030 emerging activities do not repeat past compared to 2010, outperforming Research & Innovation counterproductive mistakes is the the growth of the global economy. Opportunities benchmark of this approach. Science Underpinning the European approach to can not only inform policymaking, but developing the Blue Economy is the also assist individual decision-making principle of sustainability, i.e. adopting to enable citizens to contribute to the responsibility on a cross-generational sustainability of ocean economies through time scale to maintain ocean integrity individual choices, e.g. through dietary and productivity to the benefit of societal choices, purchases or holiday destinations.
Strategy framework 2021 - 2025 34 www.jpi-oceans.eu www.jpi-oceans.eu 35 Strategy framework 2021 - 2025 Traditional sectors such as fishing and Understanding the impacts of new Understanding Ocean Productivity tourism are already on the verge of activities in extreme environments such requires a systemic approach. This eroding their own business capital by as deep-sea mining, offshore energy, applies to all sectors as nothing within overexploiting seafood stocks or damaging aquaculture, and the move into polar the ocean occurs in isolation from other the environment in tourism hotspots. At regions, will provide decision-makers with phenomena. New opportunities for the same time, these well-understood a knowledge base to develop evidence- efficiency and sustainability gains lie in sectors offer demonstrated opportunities and knowledge-based policies and viewing the role of food from the ocean in and innovative potential for reducing their regulatory frameworks. If insufficiently the context of whole food systems from ecological impact, e.g. by transforming regulated, the expansion of economic “farm to fork", e.g. by considering overlaps them into circular economy practices such activity into new spaces of high growth with land-based systems in the area of as closed-loop aquaculture designs and potential would likely cause irreversible feed or by optimising the production of further develop offshore and low- and ecological damage to some of the most food from the sea to ensuring that the multi-trophic aquaculture. pristine yet most fragile ecosystems overall nutritional needs and choices of Challenges in overfishing, pollution from on the planet, such as the deep sea or consumers can be met. aquaculture and the development of new polar waters. Monitoring the impacts of Other opportunities for synergies between marine-based products require solutions economic activity, exploring possibilities land and sea-based production lie in the to ensure that aquatic living resources for responsible exploitation and assessing application of biotechnology. With a are used and managed in a sustainable effective protective measures can be R&I growing awareness of the potential of way, enabling these sectors to continue contributions to new sustainable practices. marine microbiomes, biotechnology will growing without adverse effects. The last Ocean productivity contributes continue to underpin developments in decade has seen a steady increase of substantially to food and nutrition understanding the oceans and exploiting interest in deep-sea resources to secure security, providing essential macro- them sustainably. Microorganisms mankind’s future demands in raw materials. and micro-nutrients for people’s represent 70-90% of the marine biomass, This requires a knowledge-informed diets. Overfishing and harmful marine including bacteria, viruses, fungi and Technology can help meet the challenges discourse on the trade-offs between aquaculture practices are still a concern some algae. Their genetic material is a we face, both in reducing the ecological environmental risks and development across Europe, amplified by a desire rich source for industrial products and impact of activities and in unlocking and opportunities and the establishment to increase the production of food medical applications. They may hold the enabling new activities and blue economic of good governance for existing and from the sea to meet future demands. key to solutions related to human health, developments. Advancements in areas emerging activities. Diversification, value creation for pharmaceutical cures, climate change such as robotics and artificial intelligence less exploited ocean products, and and ocean pollution. Marine organisms offer great potential but will require technological developments will be key to generally provide rich chemical diversity ongoing efforts in their development and meeting the challenge of ensuring food, for the drug development pipeline. application in the ocean environment. feed and nutrient security. Although most drugs are still derived The application of sensors, robotics and from terrestrial sources, more than 34,000 automation can increase the safety of Traditional sectors such as fishing molecules of pharmaceutical or cosmetic operations and provide more cost-effective and tourism are already on the verge interest have been discovered in the alternatives to manned operations. The of eroding their own business marine environment. With 50 to >90% sector can build on technologies that are capital by overexploiting of marine species still undescribed by already applied in non-marine settings and seafood stocks or damaging the science, the marine environment offers could lead to significant blue economic environment in tourism hotspots. a vast resource for the development of advances. The maritime application drugs to combat diseases. of information and communication technologies such as artificial intelligence, automation and distributed ledgers in fisheries and aquaculture could increase transparency, traceability and trust in the sustainability of marine resources utilisation.
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