Public Justification and the Moral Right of Private Property
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Public Justification and the Moral Right of Private Property Gerald F. Gaus 1 INTRODUCTORY Almost a half-century ago Bertrand de Jouvenel wrote that “social justice is the obsession of our time.”1 At least with respect to political philosophy, the last fifty years has emphatically verified this. Sophisticated theories defending the centrality of private property have been matched by sophisticated philosophic constructions showing there to be no such moral right, or that the right is highly qualified by the heavy claims of distributive justice. We now have before us libertarian theories based on self-ownership and rights to initial acquisition; left-libertarian theories also supportive of a conception of self-ownership but often upholding intuitions about the common ownership of the earth; desert-based theories of various types, some upholding strong private ownership rights and others upholding strongly redistributive policies; perfectionist, self-realizationist, and autonomy-based theories of private property; neo-Kantian theories of rights to well-being; theories upholding an equal distribution of resources, welfare, or basic capabilities which challenge strong ownership rights while embracing some version of the market; neo- Hobbesian defenses of strong private property rights and neo-Hobbesian defenses of the right to welfare. A history of political philosophy of the last half of the twentieth century seeking the factors inducing this “obsession” would probably point to John Rawls’s theory of distributive justice. Rawls’s thinking, though, is always more complex than it first appears. Recall that according to Rawls: [E]ven if by some convincing philosophical argument — at least convincing to us and a few like-minded others — we could trace the right to private or social property back to first principles or to basic rights, there is a good reason for working out a conception of justice which does not do this. For…the aim of justice as fairness as a political conception is to resolve the impasse in the democratic tradition as to the way in which social institutions are to be arranged if they are to conform to the freedom and equality of citizens as moral persons. Philosophical argument alone is most unlikely to convince either side that the 1Bertrand de Jouvenel, Sovereignty: An Inquiry into the Political Good (Cambridge: Cambridge University Press, 1957), p. 139
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/2 other is correct on a question like that of private or social property in the means of production. It is more fruitful to look for bases of agreement implicit in the public culture of a democratic society and therefore in its underlying conceptions of the person and of social cooperation.2 Rawls presents us with something of a paradox. His work was a major impetus to developing theories of distributive justice, and he himself insists that it shows that laissez-faire and welfare-state capitalism are unjustifiable.3 Yet he claims that “convincing philosophical argument” grounding a justification of capitalism on basic rights is not the right way to go about developing a conception of justice. If we accept this, much recent political philosophy rests on a mistake: even if its arguments are sound, it cannot achieve its end. In this essay I defend this general Rawlsian view. Once we understand the features and contexts of public justification, we will see that, whether or not their arguments are sound, the types of political theories sketched in the first paragraph — libertarianism, left-libertarianism, egalitarianism and the rest — cannot succeed in showing us what are our moral rights and obligations. Yet (again following Rawls) when we philosophically reflect on the how moral rights are to be justified, we not only will see that most normative theories are beside the point, we will arrive at significant conclusions about the normative status of private property rights. Here, however, I part ways with Rawls; pace Rawls, I shall argue that a robust regime of private property rights is morally justified, and that socialism is not. Given my thesis, most of this essay (§§2-4) concerns the public justification of moral rights. The analysis of the justification of the moral right to private property in section 5 follows from these discussions. I can only ask the patience of readers mostly interested in the right of property; I hope they will see that the somewhat (by no means entirely) novel things I say in section 5 about the moral status of property rights hinges on these earlier, more abstract, discussions. Section 2, then, begins by sketching the basis of public justification and its demands; section 3 identifies the conditions of evaluative diversity that pose a challenge to all attempts at public justification. In section 4 I describe a test of public justification of moral rights. Finally — at least hopefully — the patient reader is rewarded with an analysis of the moral justification of property rights. I conclude in section 6. 2John Rawls, Political Liberalism, enlarged edition (New York: Columbia University Press, 1996), pp. 338-39. 3John Rawls, Justice as Fairness: A Restatement, Erin Kelly, ed. (Cambridge, MA: Belknap Press of Harvard University Press, 2001), pp. 136ff.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/3 2 PUBLIC JUSTIFICATION AMONG FREE AND EQUAL MORAL PERSONS 2.1 Free and Equal Moral Persons I take as my starting point the supposition that we conceive of ourselves and others as (i) moral persons who are (ii) free and equal. Although these features are assumed in this essay, we should not suppose that that these assumptions cannot themselves be defended. Rawls rightly argues that this general conception of moral persons is implicit in our public culture.4 In much the same vein, I have argued that our commitment to the public justification of our moral demands on each other follows from our conceptions of ourselves and others as free moral persons, who are not bound to the authority of others’ judgments about moral duties.5 Let me briefly explain each of these two fundamental characteristics. A moral person is one who makes, and can act upon, moral demands. Moral persons thus conceive of themselves as having moral rights and so advancing moral claims on others. Alternatively, we can say that moral persons understand themselves as owed certain restraints and acts.6 Not all humans — not even all functioning adult humans — are moral persons: psychopaths do not appear to understand themselves as a source of claims on others that demand respect, nor do they see others as moral persons.7 As well as advancing moral claims, moral persons have the capability to act on justified moral claims made on them. In this sense moral persons are not solely devoted to their own ends; they have a capacity to put aside their personal ends and goals to act on justified moral claims. Moral persons, then, are not simply instrumentally rational agents;8 they possess a minimal capacity for moral autonomy. Insofar as moral autonomy presupposes the ability to 4 See Rawls, “Kantian Constructivism in Moral Theory” in John Rawls: Collected Papers, Samuel Freeman, ed. (Cambridge: Harvard University Press, 1999), pp. 303-358, esp. pp. 305ff. This is not to say that Rawls and I advance precisely the same conception of free and equal moral persons, as shall become clear in what follows. 5 See my Value and Justification (Cambridge: Cambridge University Press, 1990), pp. 278ff. 6See here J.R. Lucas, On Justice (Oxford: Clarendon Press, 1980), p. 7. For a development of this conception of morality, see Thomas Scanlon, What We Owe Each Other (Cambridge, MA: Belknap Press of Harvard University Press, 1998), esp. pp. 177ff. 7 I argue this in Value and Justification, pp. 281ff. 8 See Rawls, Political Liberalism, p. 51.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/4 distinguish one’s own ends from the moral claims of others, the idea of a moral person presupposes some cognitive skills.9 In the Second Treatise Locke held that “The natural liberty of man is to be free from any superior power on earth, and not to be under the will or legislative authority of man, but to have only the law of Nature for his rule.”10 To conceive of oneself as morally free is to understand oneself as free from any natural moral authority that would accord others status to dictate one’s moral obligations. This is not at all to say that one sees oneself as unbound by any morality; as Locke said, we have the law of nature as our rule. Although we are by no means committed to a natural law conception of morality, the crucial point, again one in the spirit of Locke, is that free moral persons call on their own reason when deciding the dictates of moral law. A free person employs her own standards of evaluation when presented with claims about her moral liberties and obligations. A free person, we can say, has an interest in living in ways that accord with her own standards of value, goodness, and morality. At a minimum, to conceive of oneself as a morally free person is to see oneself as bound only by moral requirements that can be accepted from one’s own point of view.11 This conception of freedom has much in common with Rawls’s notion of the rational autonomy of parties to the original position, according to which “there are no given antecedent principles external to their point of view to which they are bound.”12 Now to say moral persons are equal is to claim, firstly, that qua moral persons they possess the minimum requisite moral personality so that they are equal participants in the moral enterprise and, secondly, that each is morally free insofar as no one is subjected to the moral authority of others. The equality of moral persons is their equality qua free moral persons: it is not a substantive principle of moral equality but is a presupposition of the practice of moral justification insofar as it defines the status of the participants in moral justification. While a modest conception of moral equality, it rules out some conceptions of moral justification. 9 I argue for this claim in “The Place of Autonomy in Liberalism” in Autonomy and the Challenges to Liberalism, John Christman and Joel Rogers, eds. (Cambridge: Cambridge University Press, forthcoming). 10John Locke, Second Treatise of Government in Two Treatises of Government, Peter Laslett, ed. (Cambridge: Cambridge University Press, 1960), §21. 11It also provides the basis for understanding morality as self-legislated. I develop this idea further in “The Place of Autonomy in Liberalism.” 12 Rawls, “Kantian Constructivism,” p. 334.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/5 Rawls not only conceives of moral persons as advancing claims on each other, but stresses that they view themselves as “self-authenticating sources of valid claims.”13 It would seem, and apparently Rawls agrees, that those who understand themselves as authenticating their own claims would not see themselves as bound to justify their claims on others — they would not suppose that only claims justified to others are valid.14 But to advance a self-authenticating claim on others is not to respect their moral freedom, for others are only bound by moral claims that they can validate through their own reason. The supposition of equal moral freedom thus requires that one’s moral claims be validated by those to whom they are addressed. Many have advanced stronger conceptions of moral equality. Some have claimed, for example, that the very practice of morality presupposes an “equal right of each to be treated only with justification.”15 In a similar vein S.I. Benn and R.S. Peters defended the principle that “none shall be held to have a claim to better treatment than another, in advance of good grounds being produced…The onus of justification rests on whoever would make distinctions….Presume equality until there is a reason to presume otherwise.”16 Such a principle of moral equality does not simply require us to justify our moral claims to others: it requires us to justify all our actions that disadvantage some. Now, leaving aside whether some such presumptive egalitarian principle could be morally justified,17 this conception of moral equality is not presupposed by the very idea of a justified morality among free and equal moral persons. If I accept this principle, I claim that others act wrongly if they disadvantage me without good justification. But unless this non-discriminatory 13Rawls, Justice as Fairness, p. 23. The importance of this idea of self-authentication is easily overlooked in Rawls’s thinking. It first appeared in his 1951 paper on an “Outline of a Decision Procedure for Ethics,” which conceived of ethics as adjudicating the claims of individuals, which he clearly saw as self-authenticating. See section 5 of that paper, in Rawls’s Collected Papers, ch. 1. 14 Hence, because of this, parties to Rawls’s original position are not required to advance justifications for their claims. Rawls argues this in “Kantian Constructivism,” p. 334. 15 Hadley Arkes, First Things: An Inquiry into the First Principles of Moral and Justice (Princeton: Princeton University Press, 1986), p. 70. Italics omitted. Compare Ted Honderich: “To have a liberty in the relevant sense, whatever else it comes to be, is to act in a way that has recommendation or justification. You have to have a right.” On this view, one may only act if one has a justified claim on others to allow one to act. After the Terror (Edinburgh: Edinburgh University Press, 2002), p. 45. S.I. Benn and R.S. Peters, Social Principles and the Democratic State (London: George Allen and 16 Unwin, 1959), p. 110. 17I argue in Justificatory Liberalism that it cannot. (Oxford: Oxford University Press, 1996), pp. 162ff.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/6 principle itself can be validated by others, I disrespect their moral freedom, as I am making a moral claim on them to non-discriminatory action that is not validated by their own reason. Rawls’s conception of moral equality, as modeled in the original position, also appears stronger. Rawls models our freedom and equality through a choice situation in which the equality of all is expressed by impartial, fair, conditions for choice. Now we must be careful here to distinguish what Rawls calls the perspective of “you and me” from view of the parties to the original position.18 In developing a theory of morality, one may wish to model moral justification in some abstract or stylized way, for example, by appeal to a sympathetic, impartial, spectator or a contractual situation. But these models are justified only if they are validated by “you and me”: free and equal moral persons. On Rawls’s view, what can be validated by you and me is a certain moral decision procedure that expresses certain norms of fairness. I doubt that Rawls’s model procedure can be thus justified: many free and equal moral persons reject it, and apparently quite reasonably. And that is because the norms of fairness it incorporates are highly contentious. My point here, then, is that these more substantive conceptions of moral equality and fairness are only part and parcel of morality if they can be validated by you and me. To see this, assume that some conception of moral equality E could not be validated by some free and equal moral persons given their entire conceptual resources, including their understandings of the moral enterprise. If so, relying on E in justification such that E is necessary to justify some moral right R would violate the moral freedom of some: R would be imposed on them by authority of others. 2.2 Moral Objectivity and the “Principle of Restraint” Although the conception of freedom and equality advanced here is more modest than under some conceptions (this modesty being grounded on a claim that richer views build controversially substantive moral principles into their very conception of moral justification), it accepts the traditional idea that the very idea of a moral point of view implies an objective perspective or some type of impartiality among all persons. However, this need not be construed as “a God’s eye point of view”19 18 Rawls, “Kantian Constructivism,” pp. 353ff. 19See Kurt Baier, The Moral Point of View, abridged edn (New York: Random House, 1965), p. 107. I argue that the most compelling conception of objectivity is in terms of a “decentered”
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/7 (whatever that is). To say that a procedure is impartial between points of view is to say that none of the perspectives are privileged over others. Now this is implied by respect for the free and equal nature of moral persons. To respect Alf as a free and equal moral person requires that the claim to any moral right R against Alf must be validated from his point of view. No point of view can claim access to a justified moral right that cannot be validated by the reason of others, given their points of view. To make such a claim is to assert that one’s point of view is privileged: one has an insight into the moral truth not available to others. If so, then one is denying the equal moral liberty of the other insofar as one claims that one’s point of view does indeed have authority for the other — that he is to some extent under one’s moral authority (insight). Some contemporary moral philosophers reject the idea that bona fide moral demands must be validated from the perspectives of all. “Sometimes,” says Steven Wall, “people will rightly conclude that they must make [moral] demands — and attempt to enforce them — on others even when these demands cannot be justified at all.”20 To these philosophers, one with moral knowledge that R is a right should not accept a “principle of restraint,” which restrains one from making and enforcing a demand that others conform to R, even if it cannot be validated from their points of view.21 Two points need to be distinguished. First, given a commitment to the moral freedom and equality of others, and the resulting conception of moral impartiality, it is a misdescription to say that the account offered here requires that, out of respect for others, those with moral knowledge must restrain themselves from imposing their demands. Rather, I am maintaining that these sorts of claims based on privileged insight simply are not part of an impartial morality: agents advancing them are asserting that they have a privileged view of moral truth, and thus they fail to adopt the moral point of view. Second, whether there is a moral principle that restrains others from making non-moral demands, or coercing others in some situations, is a substantive moral question which is not to be derived from the very idea of a morality that respects others as free and equal. perspective in Value and Justification, pp. 298-203. This is preferred to views from nowhere, God’s eye or any celestial perspective. 20Steven Wall, Liberalism, Perfectionism and Restraint (Cambridge: Cambridge University Press, 1998), p. 118. A similar view is suggested by Donald Moon in Constructing Community: Moral Pluralism and Tragic Conflicts (Princeton: Princeton University Press, 1993), p. 63. 21See Christopher Eberle, Religious Convictions in Liberal Politics (Cambridge: Cambridge University Press, 2002), p. 68.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/8 Validation from the perspective of another, however, is not the same as her actual consent. People may withhold consent for a variety of reasons, including strategic objectives, pigheadedness, confusion, manifestly false beliefs, neurosis, and so on. Although, as Mill noted there is a strong presumption that each knows herself best, this is not necessarily so.22 Just as others can make sound judgments about a person’s beliefs and principles, and be correct even when the person denies it, so can others be correct, and the moral agent wrong, about what is validated from her perspective. Knowledge of oneself is generally superior to other’s knowledge of one, but it is not indefeasible. Nevertheless, respect for the equal moral freedom of another requires that the presumption in favor of self-knowledge only be overridden given strong reasons for concluding that she has misunderstood what is validated from her own point of view. Suppose that Alf and Betty reasonably disagree about whether some moral right R is validated from Betty’s perspective. Say that Alf has good reasons to conclude that Betty has misunderstood what is validated from her point of view: R, he says, really is validated from her point of view. Betty, suppose, has good reasons to insist it isn’t. For Alf to insist that his merely reasonable view of Betty’s commitments override her own reasonable understanding of her moral perspective constitutes a violation of her moral freedom, for Alf is claiming authority to override her own reasonable understanding of her moral commitments.23 Crucial to moral freedom is that, over a fairly wide range of deliberative competency, that one’s moral deliberations lead you to conclude that α authorizes you to believe α.24 3 PUBLIC JUSTIFICATION GIVEN EVALUATIVE DIVERSITY 3.1 Social Incommensurability Given the requirements for treating others as free and equal moral persons, the task of publicly justifying a moral right R requires that R be validated from the 22 Mill, On Liberty in On Liberty and Other Essays, John Gray, ed. (New York: Oxford University Press, 1991), pp. 84-5 (ch. IV, para. 4). Mill also was aware that this assumption does not always hold true. See his Principles of Political Economy in The Collected Works of John Stuart Mill, J.M. Robson , ed. (Toronto: University of Toronto Press, 1963), vols. II and III, p. 947 (Bk. V, ch. xi, § 9). 23 I deal with this complex question more formally, in Justificatory Liberalism, Parts I and II. 24 Again, I recognize the complexities of this matter. I try to shed a little more light on it in “Liberal Neutrality: A Radical and Compelling Principle” in Perfectionism and Neutrality: Essays in Liberal Theory, Steven Wall and George Klosko, eds. (Lanham, MD: Rowman & Littlefield, 2003), pp. 136-165, at pp. 150ff, and Value and Justification, pp. 399-404.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/9 perspective of each free and equal moral person. To publicly justify a moral claim is to justify it to all free and equal moral persons within some public, who confront each others as strangers.25 I shall assume that the relevant public here is something like a society; we could also define the public in terms of all persons (a universalistic cosmopolitan morality) or a smaller community. As our main concern here is with questions of political morality, focus on the notion of a society’s morality is appropriate. An obvious point of departure in publicly justifying a morality would be to identify some “conception of the good” — involving a systematic relation of the various goods — that is shared by each free and equal moral person in the relevant public.26 However, it seems most unlikely that free and equal moral persons share any such “comprehensive” understanding of the good or value.27 Contemporary liberal theory has stressed the reasonable pluralism about such comprehensive understanding of value or good. Pluralism about the good poses obvious problems for public justification, such as when my comprehensive understanding of value leads me to endorse R on the grounds that R promotes V1, and you deny that V1 is a value; V2, you say, is correct, and it does not validate R. This may not entirely preclude public justification, as we might still converge on R' because it promotes both V1 and V2.28 Still, the difficulties in appealing to such comprehensive systems of value in the justification of moral claims is formidable in a society characterized by deep-seated differences about what makes life worth living. In any event, I shall put aside this well-discussed problem of clear value disagreement, and consider the problems raised by the case in which we all concur on the normative considerations that justify moral claims. Suppose we disaggregate conceptions of the good, or systems of value, into their component goods, values, and other normative principles. Even though we do not share full-blown systems of values, we do share many values, such as the good of bodily integrity, the good of personal resources, the good of health; we also share moral “intuitions,” such as the wrongness of inflicting gratuitous pain on others. Abstracting from the notions of goods, values, moral “intuitions” and so on, let us provisionally say that E is a normative standard for Alf if and only if holding Σ, 25On the concept of the public, see S.I. Benn and G.F. Gaus, “The Liberal Conception of the Public and Private” in Benn and Gaus, Public and Private in Social Life (New York: St. Matin’s, 1983), pp. 31-66. 26 Henceforth the clause “in the relevant public” shall be assumed. 27I focus on this problem in Contemporary Liberalism: Public Reason as a Post-Enlightenment Project (London: Sage, 2003). See also my Social Philosophy (Armonk, NY: M.E. Sharpe, 1999), ch. 3. On convergence as a mode of justification, see Fred D’Agostino, Free Public Reason: Making it Up 28 As We Go (New York: Oxford University Press, 1996), pp. 30-31.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/10 along with various beliefs about the world, validates or invalidates a purported moral claim (say a right R) from Alf’s point of view.29 Assume, then, that everyone in the relevant public holds E1 and the relevant beliefs about the world such that R1 is validated in the perspective of everyone. Thus R1 is publicly justified. Assume further that the same holds for E2 and R2: everyone shares E2 as a normative standard and the relevant beliefs, validating R2. It would seem that the project of public justification is well under way. However, as Fred D’Agostino recently has shown, so long as individuals order E1 and E2 differently, the real problems for public justification remain unresolved.30 If Alf’s ranking is E1 > E2, while Betty’s is E2 > E1, then if the degree of justification of the moral claims is monotonic with the ranking of normative standards,31 Alf will rank the rights R1 > R2, while Betty will rank them R2 > R1. Thus, in an N-person society in which everyone holds all the same normative standards and relevant beliefs, we can still get N rankings of moral claims. Many believe that a morality requires priority rules.32 If so, this problem of plurality of rankings is indeed an obstacle to the public justification of a public morality. To some extent, perhaps, the necessity of priority rules has been exaggerated. As David Ross argued, our moral knowledge is knowledge of the rules of morality; the correct way to order the rules in cases where more than one is applicable is, for Ross, a matter of practical judgment about which people will often disagree.33 Perhaps in many matters of private life it would do to agree on the moral rules, accepting that priority judgments will vary from person to person. Even this, though, is a cause for some concern, as our account indicates not simply that we disagree about the proper weighting of the rules in specific case, but that there is no publicly justified weighting. In any event, many issues of public morality require not only the justification of a set of moral claims, but some priority rules. In that case, we require some way to publicly commensurate the normative standards to arrive at a public ordering of 29I leave aside here whether Σ is itself a belief about the world, as some ethical naturalists would have it. I believe this specification suffices for present purposes. 30 See his Incommensurability and Commensuration: The Common Denominator (Aldershot, Hampshire: Ashgate, 2003). I draw on D’Agostino’s insightful analysis throughout §3.1. I consider these issues in a different way in “Liberal Neutrality: A Radical and Compelling Principle,” pp. 156ff. Which is to say that the normative standard passes on a degree of justification commensurate 31 with its ranking within a perspective. 32See Kurt Baier, “The Point of View of Morality,” Australasian Journal of Philosophy, vol. 32 (1954): 104-135. 33 W.D. Ross, The Right and the Good (Oxford: Clarendon Press, 1930), pp. 27ff.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/11 moral claims. As D’Agostino tells us, one of the great attractions of Rawls’s original position is that it provides a device of social commensuration: Rawls’s problem is, indeed, one of ranking options in a social setting. The members of some society have to decide, in a way that will be collectively binding, how they are to organize their relations with one another, at least in certain fundamental ways. In particular they have to decide how to rank proposals about the so-called “basic structure of society.” If each individual appeared in his own identity as a participant in discourse or negotiations about how to organize the “basic structure of society” in a collectively acceptable way, it is unlikely, in the extreme, that any agreement on substantive matters would be possible and, hence, the various options (each a specification of “the basic structure”) would remain incommensurable with respect to one another. From a collective point of view we would not know how to order them in a satisfactory way.34 The device of the original position aims to provide a public justification of a ranking of some moral claims by translating our choice situation into one with a determinate outcome.35 However, to many, Rawls achieves this result only by appealing to a substantive conception of equality, and intuitions about moral relevance, which cannot themselves be vindicated by “you and me.” The problem of disagreement about public morality arising out of an agreement in normative standards is even more daunting than I have depicted it. I assumed above that each claim was validated by a single normative standard (along with relevant beliefs). More realistically, we must allow that, in each individual’s perspective, a number of normative standards contribute to the validation of a moral claim. Thus, even if we all agree on the same set of normative standards and relevant beliefs, and all agree what standards are relevant to the validation of a specific moral claim, we may not all validate any specific moral claim. To see this, suppose that both E1 and E2 are relevant to the justification of R. If Alf’s ranking is E1 > E2, while Betty’s is E2 > E1, then Alf may validate R' while Betty validates R''. Thus the initial problem in justifying priority rules becomes a problem of justifying any right or claim when the rules and claims are validated by multiple normative standards. 3.2 Nested Disagreement Having stressed the importance of evaluative diversity for public justification, let us begin to work our way to a response. The first step is to distinguish two types of 34 D’Agostino, Incommensurability and Commensuration, p. 100. 35 Ibid., pp. 100-101.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/12 evaluative disagreements about the justification of moral claims: let us call these invalidating disagreements and nested disagreements.36 Suppose Alf claims a purported moral right R1 against Betty. From our above analysis, we can see that one response Betty may make is that, given her evaluative standards, R1 is not validated from her perspective. And let us suppose that Betty’s judgment in this matter is sound enough; it is an exercise of her reason and is a bona fide expression of her moral freedom.37 However, we need to distinguish two different responses that Betty might make. Her ranking may be either A or B in Ranking 1. A B R2 R2 No moral right R1 R1 No moral right Ranking 1 (A and B) Ranking 1 (both A and B) suppose that Betty’s conceptual resources are such that she understands the range of applications of moral claims, and can class together different moral rules as alternatives, i.e., she sees that R1 and R2 are not simply different claims, but competing alternatives that cover some range of actions. In addition, she understands that it is possible that morality is entirely silent about this matter: a failure for any rule to be justified. This would result in a Hohfeldian liberty — a no duty — over the range of action specified by the class of R claims. 38 Given Ranking 1, we can see that whether A or B characterizes Betty’s evaluation of R1 is of crucial importance in determining the nature of her disagreement with Alf about R1. Ranking 1A shows an invalidating disagreement: Betty validates R2 over Alf’s proposed R1, but importantly the option “no right at all” is also ranked by her evaluative standards as superior to R1. So R1 is invalidated from 36I have given a slightly different account of this difference in Justificatory Liberalism, pp. 156ff. For an enlightening discussion, see Micah Schwartzman, “The Completeness of Public Reason,” Politics, Philosophy and Economics, vol. 3(2): 191-220. 37We can add that Alf has tried to reply to Betty’s objections and so on, such that there has been an interpersonal attempt at vindicating his claim. All this involves important issues in justification but, again, I set aside these complexities. 38 There remains a question whether such naked liberties are protected by other moral claims. H.L.A. Hart defends the “bilateral character of liberty rights,” which contrasts with Hohfeld's “unilateral” characterization of a liberty. See his “Legal Rights,” in his Essays on Bentham: Studies in Jurisprudence and Political Theory (Oxford: Clarendon Press, 1982), pp. 166ff.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/13 Betty’s perspective. Ranking 1B is importantly different: Betty’s evaluative standards rank R2 over R1, but R1 is better than no right at all. Suppose we have Ranking 2: Alf Betty R1 R2 R2 R1 No moral right No moral right Ranking 2 Ranking 2 represents a disagreement between Alf and Betty about the relative merits of R1 and R2 that is nested in a broader agreement that either R1 or R2 is evaluatively superior to no moral right at all on the matter over which R-rights range. In Ranking 2 Betty does not have reason to conclude that there has been a simple failure of justification about R-rights. Rather, justification has succeeded in validating R1 or R2, but its outcome is inconclusive over the evaluatively superior right. Insofar as Ranking 2 models our moral disagreements, evaluative diversity does not undermine the public justification of morality. Our problem would then be that we disagree about the best specification of moral claims, but this disagreement is nested in a justification that moral regulation of this matter is validated from the perspective of all. For the present, let us focus on this type of disagreement. 4 THE MORAL POINT OF VIEW AND OUR PUBLIC MORALITY 4.1 Two Concepts of Moral Validation: Constructivism and Testing Today, in what might be called our post-Rawlsian (or, at least Rawlsian) world, many of us tend to conceive of the justification of morality as, in a sense, the construction of morality almost from scratch. To be sure, “you and me” possess our considered judgments, and we hold conceptions of the person with certain moral powers; given these resources, however, we model these abstract commitments, checking our firm judgments, and construct from there the principles of justice regulating the basic structure of society. Alternatively, we might isolate an abstract moral commitment such as “equal concern and respect” and from there derive egalitarian principles of distribution. Or we may identify certain fundamental personal rights, and derive from these a libertarian morality. The idea behind all
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/14 such moral enquiries is that, while taking account of our current abstract or unquestionable commitments, we seek to derive a justified morality. If this approach to moral philosophy is to be consistent with respecting all as free and equal moral persons, it cannot be simply an appeal to so-called correct intuitions of some about the moral truth; such truths must be validated from the perspective of all. Hence Nozick’s libertarianism, Raz’s perfectionism and a variety of other types of realist justifications are, I think, excluded (except insofar as they are translated into public justifications). The appeal of Rawls’s constructivism, though, is deep, for it seeks to model us as free and equal moral persons who construct moral principles that are fair to all. If we adopt this constructivist approach, seeking to construct moral principles that can be validated by all, the nested disagreement identified in Ranking 2 must be resolved; otherwise the construction is indeterminate. Hence Rawls’s device of social commensuration, the original position, and all the problems it raises. Contrast this to an alternative view of moral validation, such as that proposed by Kurt Baier. Basic to Baier’s analysis is that moralities are social facts. Anthropologists can identify a group’s morality, and distinguish it from laws, taboos and etiquette.39 To be sure, members of a group may have sharp disagreements about some rules and interpretations of them, but an anthropologist could describe them in a fairly accurate way. Now on this alternative view to validate a morality is to test the moral rules of one’s group from the moral point of view: we appeal to a conception of impartiality among free and equal moral persons, and ask whether each person’s evaluative standards validate this rule. But “validation” here does not mean “the best social moral code,” “the best of all possible rules from one’s perspective” or “the rules that would be arrived at in perfectly fair bargaining situation.” Because moralities are not philosophical creations — they are not at all the same thing as what philosophers call “moral theories” — philosophers cannot construct them by writing books, even quite long ones. They are social facts that confront us. The task of philosophical ethics is to sort out which of these social facts should be acknowledged as imposing obligations from those that should be rejected as inconsistent with treating all as free and equal moral persons.40 At this point, we need to be clear about what the evaluative rankings ought to range over, given our regulative idea of free and equal moral persons. Thus far we 39 See Baier, “The Point of View of Morality.” 40 See Kurt Baier, The Rational and the Moral Order (Chicago: Open Court, 1995), p. 212.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/15 have been supposing that our moral persons are evaluating specific rights. This seems appropriate insofar as free and equal persons cannot acknowledge moral claims that are not validated by their point of view. However, we have seen (§3.1) that divergent evaluative standards are not simply a problem in justifying individual rights, but are especially troublesome in developing a system of rankings, or trade-off rates, of various rights. It does us little good to justify a set of rights with no justified trade-off rates. Without trade-off rates between different claims, the conflict engendered by evaluative diversity is apt to reproduce itself as a conflict over the priority of claims. We require not a set of rights, but a system of rights. However, although Baier talked of testing “moralities,”41 this is objectionable. As moral agents we do not simply endorse or reject entire codes or systems: we evaluate specific rules or claims. One who rejected the claim that people were free to hire on racially discriminatory grounds did not reject our entire moral code, only some unjustifiable rules. The testing conception must range over rules or rights, including priority rules. Full public justification of the code must evaluate each of its components, though we must keep in mind that our evaluation of these components need not be isolated. That is, we might only validate right R1 given that R2 is also a part of our morality; so conditional validation is entirely appropriate. This testing conception of normative ethics is, then, not conservative in the sense that it must embrace those rules that confront us as social facts. It may have radical moral implications: most of the group’s morality (qua social facts) may be invalidated from the moral point of view. Much of our society’s morality of sexual matters, for example relating to homosexual relations, falls within this class of invalidated claims, as did its racist moral claims. What the testing conception of normative ethics does imply, though, is that validation should not be confused with ideal acceptance. Thus if in Ranking 2, Alf and Betty are confronted with a social morality with right R1, not only Alf, but Betty, is in the position to validate it. A moral right concerning this matter is justified, and that right is correctly recognized as evaluatively better than none at all. As critical moral agents considering the claims of others embedded in our actual morality, our only actual choice is either to acknowledge the claim or deny it: Betty cannot simply make it the case that R2 is an option, since it is not part of the social morality of the society. Betty’s actual options are between validating R1 — acknowledging that it imposes an obligation on her — and rejecting any obligation relating to the matter regulated by R-rules, for R2, her preferred rule, is 41 Baier, The Moral Point of View, p. 115.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/16 not part of the group’s actual morality. To be sure, Betty can endorse moral reform: she can work, and support others’ efforts, to push morality towards some rule that is, from an ideal perspective, better evaluated by all. The crucial point, though, is that Betty can simultaneously validate a moral claim while seeking to reform morality so that an alternative displaces it. Moral obligation is not a tight function of moral perfection. 4.2 The Hard Case A moral code, says David Copp, is justified only if a society would be rational to choose it in preference to any alternative.42 This is the sort of ideal standard of justification that the testing conception rejects. But there is certainly an attraction to Copp’s standard, as Ranking 3 indicates: Alf Betty R3 R3 R1* R2 R2 R1* No moral right No moral right Ranking 3 In Ranking 3, the fact that R1* is part of the current social morality is indicated by the asterisk. The ranking between R1* and R2 is the same as in Ranking 2, and under the testing conception, both Alf and Betty validate R1*, so it is a justified moral claim. But R3 is now introduced, which both Alf and Betty rank as evaluatively superior to R1*. Alf and Betty have available what might be called a strong Pareto-superior moral right; it would be rational for them to validate R3 over R1*. Copp’s standard of justification would pick out R3 as the moral rational choice, and that would seem attractive. It is possible to interpret this case in a way that is congenial to the testing conception. R3 might be presented as already implicit in our practices, but not yet fully articulated in our system of rights; such may be the case with the impermissibility of corporal punishment of children. Insofar as R3 can be understood 42David Copp, Morality, Normativity and Society (New York: Oxford University Press, 1995), p. 104. As explained above (§4.1), it seems implausible to suppose that moral evaluation ranges over codes.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/17 in this way — as a development implicit in practices — it can be accommodated within the test conception. Since in a sense R3 already is accepted, we can say that it is really an improved interpretation of our code: thus understood, it is advanced as an interpretation of what our current system is. Call this the Easy Case. What I shall call the Hard Case would occur if R3 takes us by surprise: a philosophical treatise provides a conclusive case for R3, a pretty radically new right.43 Having shown this, has the philosopher shown Alf, his reader, that Alf now have the moral obligations specified by R3? Does Betty, who hasn’t read the book, now have new moral obligations, though she doesn’t know it? The answers to these questions are, I believe, different, and this tells us something about moral improvement. As Baier observes, ”improvements in the scoiety’s morality can occur only by changes in the member’s morality and these are best brought about by the member’s own efforts at convincing one another by their discussions with others (and, of course, by their own critical reflections).”44 Alf’s understanding of morality certainly ought to undergo a change as he has been given a compelling case that free and equal moral persons, employing their evaluative criteria, will endorse R3 rather than R1*. He must conclude that current morality contains claims that are less than fully justified: they are in a sense irrational — as one who selects a lower ranked option always is. He also will see himself as bound by R3 in various ways. The vagueness implied by “in various ways” is deliberate, as it seems that R3 is not yet a full-fledged moral claim. Importantly, to hold Betty responsible for not honoring it would seem unwarranted, at least until she too has read the demonstration. For R3 has never been taught as part of the moral code. Even though the philosopher has demonstrated that, in a sense, Betty has reason to act on R3, it also seems wrong to say, when Betty fails to act on R3 that “she should have known better.” It looks like in personal interactions Alf will appeal to R3, as he has the opportunity for showing that it is justified among free and equal moral persons. In relations with strangers, however, it would be morally presumptuous for him to either (i) insist that all others honor this claim or (ii) entirely deny the claims of others based R1* in his interactions with them. As time proceeds, and the justification becomes more widely disseminated, he will have increasing grounds for 43Philosophers regularly construct such alternative moral systems: compare the writings of Nozick, Van Parijs, Arneson, Narveson, and Gauthier. 44 Baier, The Rational and the Moral Order, p. 217.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/18 supposing that others will have access to the good reasons in favor of R3, so that he increasingly relies on it. This account of the Hard Case is messy. The neater options, though, seem seriously wrong. We also must remember that the Hard Case is based on an extremely strong assumption: that evaluative diversity has been overcome to the extent that something along the lines of a “Pareto superior” moral option has been identified. 4.3 The Public Recognition Condition and the Rights Recognition Thesis The test conception of moral validation and the analysis of the Hard Case suppose a “bias” towards current moral rules over evaluatively-superior alternatives: R1* is (partially) validated over R3 even though it is ranked as inferior by everyone. What could justify this bias towards the actual over the ideal? (I defer one important argument until §5.3). A “bias” towards the actual is endorsed by the publicity condition on morality, according to which R is a justified moral claim only if it is publicly acknowledged as such a claim. Baier sought to capture this publicity condition by requiring that “moral rules must be taught to all children,” and so all would know what the rules are.45 Rawls upheld a publicity condition as a formal constraint on the concept of right: our conception of what is right supposes that justified moral principles are known to be such by everyone.46 Some interpret the publicity condition in a weaker way, as simply mandating that the moral rules and principles could be made public, and so their efficacy does not necessarily depend on being restricted to a few. The stronger condition endorsed here is that moral principles must be public in the sense that they provide the basis of settled expectations about each other’s duties and claims. Moral duty is not, in the first instance, a matter of getting things epistemically correct; it is first and foremost a practical guarantee and source of mutual recognition of each other as possessing a certain status. If we accept the publicity condition, a necessary condition for R to be moral claim entailing obligations is that it is publicly recognized as part of morality. A public recognition condition focusing on rights was famously advanced by T.H. Green, certainly not a philosopher with a general bias for the “actual” over the 45 Baier, “The Point of View of Morality.” 46John Rawls, A Theory of Justice (Cambridge, MA: Belknap Press of Harvard University Press, 1971), p. 133. Rawls relates this condition to Kant’s justification of publicity in a note, p. 133n.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/19 “ideal.” Green insisted that “rights are made by recognition. There is no right but thinking makes it so…”47 Green’s thesis is complicated, but crucial to it is that a right holder is seen by one’s fellows as an equal; rights “depend for their existence…on…a society of men who recognise each other as isoi kai homoioi [equals].”48 To be a right holder is to have a certain status, and status can only be granted by others. Status is a social fact that depends on others’ perception of one. Note the similarity to Rawls. Throughout his corpus, a morally crucial aspect of any basic structure is the way that it affects people’s self-respect. As Rawls says, “our own sense of our value, as well as our self-confidence, depends on the respect and mutuality shown us by others.”49 Rawls stresses the way in which a regime of equal liberty confirms self-respect, by public acknowledgement of one’s equal status as a citizen. That, though, can only occur when one is actually accorded the status of an equal rights holder by others; no philosophical demonstration of the justice of a regime of equal rights can generate that public status. Having the status of a rights holder is a social fact; it is, as Green said, made by the recognition of others. This, then, is a reason to “privilege” the existing system of rights in our society insofar as it can be validated (in the testing sense), for it has the advantage of actually conferring the necessary status, rather than being merely a philosophical demand that status be conferred.50 A common objection to the rights recognition thesis was advanced by Ross: 47T. H. Green, Lectures on the Principles of Political Obligation in Lectures on the Principles of Political Obligation and Other Writings, Paul Harris and John Morrow, eds. (Cambridge: Cambridge University Press, 1986), §136. For defenses of the rights recognition thesis, see Rex Martin, A System of Rights (Oxford: Clarendon Press, 1993); Derrick Darby, “Two Conceptions of Rights Possession,” Social Theory and Practice, vol. 27 (July 2001): 387-417. 48 Green, Lectures on the Principles of Political Obligation, §116. 49 Rawls, Political Liberalism, p. 319. 50 I note, though I cannot deal with the issue in the depth required here, that a version of the rights recognition thesis is endorsed by a plausible conception of moral internalism. Assume, as is generally accepted, that (i) “Alf has right R to Φ” implies “Betty has a Φ-related duty D to Alf.” Now, (ii) according to certain versions of moral internalism, Betty can have the duty D only if Betty has an internal reason to D. So (iii) if she has no reason to D, then by (i) Alf does not have a right R. Hence (iv) rights are “made by recognition” in the sense that, unless the corresponding duty is validated and recognized by the evaluative standards of others, one cannot have a right. I argue this in “T. H. Green and The Rights Recognition Thesis: A Defense,” British Journal of Politics and International Relations, forthcoming. An expanded version of this essay is forthcoming in T.H. Green: Metaphysics, Ethics and Political Philosophy, Maria Dimovia-Cookson and Wlliam Mander, eds., (Oxford: Oxford University Press).
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/20 Now it is plainly wrong to describe either legal or moral rights as depending for their existence on recognition, for to recognize a thing (in the sense in which “recognize” is used here) is to recognize it as existing already. The promulgation of a law is not the recognition of a legal right, but the creation of it, though it may imply the recognition of an already existing moral right. And to make the existence of a moral right depend on its being recognized is equally mistaken. It would imply that slaves, for instance, acquired the moral right to be free only at the moment when a majority of mankind, or of some particular community, formed the opinion that they ought to be free, i.e., when the particular person whose conversion to such a view changed a minority into a majority changed his mind. Such a view, of course, cannot consistently be maintained…. 51 As Ross indicates, for a person to recognize something (say, a familiar face in a crowd) implies that the thing exists, and that then the person recognizes it for what it is. Thus for Ross and most rights theorists, it makes perfect sense to say that society is failing to recognize a person’s moral rights: the rights are there, but people do not recognize them, as they might fail to recognize genius. Green’s model of recognition seems more akin to a chair at a meeting who, in recognizing a speaker creates a status; to recognize that someone has the floor just is to give him the floor. So Green can escape Ross’s charge of simply being confused about the logic of recognition. But it stills seems a worry that Green apparently cannot say that in a slave society the slave here and now has rights. Although Green certainly believed that the core function of the state is to maintain a system of rights, and in so doing it will clarify the limits of various rights,52 he insists that there are socially recognized rights and duties that are not politically recognized. Thus Green tells us that a legal slave can have “rights the state neither gives nor can take away.”53 This is because, Green argues, the slave is engaged in social relations in which others recognize duties and obligations towards him. If he has a family, he has rights in that family; if he engages in cooperative activities with citizens, he has the rights implicit in those practices. So Green rejects the easy assumption that a person who is not legally or politically recognized as a right holder is ipso facto not morally recognized as one. Indeed, is it because a citizen 51Ross, The Right and the Good, p. 51. I consider Ross’s objection in more depth in “T. H. Green and The Rights Recognition Thesis.” 52 Green, Lectures on the Principles of Political Obligation, §143. 53 Ibid., §145; see also §141.
PUBLIC JUSTIFICATION AND THE MORAL RIGHT OF PRIVATE PROPERTY/21 comes to recognize that slaves are accorded the status moral persons with rights — the citizen sees them as moral persons with status — that citizens come to demand slaves be accorded the appropriate political and legal status, i.e., that they have the status of citizens rather than slaves. Nevertheless, it is certainly entailed by the rights recognition thesis that if right R depends on status S, those who are not accorded S cannot have R. So if R is a political right depending on a political status of equal citizen, then those without that political status do not have the political right. As I have been arguing, they may still have status Sm (a moral status) that grounds Rm (a moral right), and so it can be argued that because of Rm, a person ought to be accorded R, and the status upon which it depends. And what if a person is not presently accorded Rm? As Green argued, the moral reformer can rely on shared normative standards and normative concepts such as “the good” to show that our moral practice and political practices should to be reformed — that we have normative reasons to accord him the status: “To say that he is capable of rights, is to say that he ought to have them, in the sense of ‘ought’ in which it expresses the relation of man to an end conceived as absolutely good, to an end which, whether desired or no, is conceived as intrinsically desired.”54 The rights recognition thesis, then, does not deny that we have normative standards that should lead us to endorse moral reform. Moreover, it is essential to stress that there is no question of slavery itself being justified, since it manifestly could not be validated from the perspective of all free and equal moral persons.55 What the right recognition thesis does deny is that a conclusive case that our morality ought to be reformed constitutes a reform of that morality in the sense of issuing in rights and obligations. If a right is not socially recognized, the person simply is not accorded by others the status of an equal citizen, and all the good philosophy in the world will not itself generate that status. Hence we can give a principled account of the moral asymmetry between a system of ideal rights and the system of recognition — rights — that exists. 54 Green, Lectures on the Principles of Political Obligation, §25. 55Cf. Steven Macedo, “In Defense of Liberal Public Reason: Are Slavery and Abortion Hard Cases?” in Natural Law and Public Reason, Robert P. George and Christopher Wolfe, eds. (Washington, DC: Georgetown University Press, 2000), pp. 13-49, esp. pp. 42ff.
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