Prudence, Passion and Persuasion in Moby Dick
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__________________________________________________________________ Cecil E. Bohanon Prudence, Passion and Persuasion in Moby Dick McCloskey (1998) has argued that pru- This paper argues that Herman Mel- dence is a central and necessary virtue in ville’s 1851 classic Moby Dick can be a capitalist economy. However she points seen as a referendum between prudence out that prudence does not and cannot and passion: between mercantile gains explain all economic behavior. Prudence and heroic questing, and the tragic tri- is in contrast with another virtue: solidari- umph of the latter over the former. The ty with fellow humans. Solidarity is ne- irony is that passion defeats prudence on gotiated by rhetoric and discourse, and is prudence’s own terms. Captain Ahab central to the operation of all human so- takes the role of passion, first-mate Star- cieties including and perhaps especially buck is the spokesperson for prudence. ones that are capitalistic. Prudence is at The ship’s crew is the body that judges odds with solidarity, while simultaneous- the two competing claims, revealing their ly requiring solidarity for its own opera- preferences through their actions. tion. The prisoners’ dilemma, for exam- ple, is not overcome by simple prudential The key question of the story is why self-regarding calculation (indeed, that is do the members of the crew go along why it is a problem!) but by solidarity with Ahab’s self-destructive quest? with embedded social practices and cus- Whaling was a profit-seeking business.1 toms. But it is this solidarity that allows Ship owners structured incentives to en- for greater degrees of prudential activity. sure that their interests coincided with In the same vein, solidarity hardly stands those of the crew. The crew had a share alone. Although “dull” prudence can in the ship’s cargo (whale oil) and, as scarcely be seen as a universal motivation most of the ship’s costs were fixed costs, for human action, prudence is a useful additional whales were pure profit for all and necessary means for attaining noble those involved. Yet the whole story of and heroic ends. Yet prudence is often in Moby Dick is one of intentionally aban- conflict with reckless courage, unrequited doning profit-seeking to indulge Captain generosity, unwavering commitment and Ahab’s grudge against the great white a variety of other more passionate virtues. whale. It is important to note that this is accomplished because Ahab is able to Cecil E. Bohanon is Professor of Econo- persuade the crew to follow his quest, his mics, Ball State University (Muncie, India- passionate cause of ridding the ocean of na). A preliminary version of this paper was presented at the annual meeting of the 1 Association of Private Enterprise Education See Ellickson (1989), Craig and Knobner (APEE) in Cancún, Mexico, April 8–10, (1992), and Craig and Fearn (1993) for de- 2007. (The author would like to thank Lee tailed outlining of the rules, customs, practic- Craig for helpful comments. Any errors es and arrangements that are consistent with remain the author’s.) profit maximization in the whaling industry in Melville’s time. __________________________________________________________________ Laissez-Faire 23
__________________________________________________________________ the monster Moby Dick to the exclusion importance pertaining to the respective of profit and ultimately at the cost of the duties of the ship’s company.” Expecting crew’s lives. a 1/275th lay, and hoping for a 1/200th, Ishmael is offered a 1/777th lay by the The plan of this paper is a bit uncon- more penurious owner, Bildad. Peleg ventional. I will follow the basic outline objects (“thou dost not want to swindle of Melville’s story illustrating my thesis this young Man”), and eventually the using direct quotes from Melville’s text. I three, Bildad, Peleg and Ishmael, agree will also offer a number of other insights. on a 1/300th lay.2 All the quoted material is referenced by chapter. Longer passages are in italics. Ishmael’s companion Queequeg was an experienced whale harpooner. His lay negotiation, described in Chapter 20, is a The Whaling Ship: Ishmael and classic illustration of how the desire for Queequeg sign on for the Pequod prudential gain trumps passion-based provincial prejudices. The protagonist in Melville’s Moby Dick is a late twenty-something adventurer- When Queequeg, a South Sea Islan- writer named Ishmael, who makes an ders, attempts to sign on for the Pequod accidental acquaintance and ultimately a Captain Peleg asserts: “no cannibals on close friendship with the South Sea Islan- board (unless) ... (thou) art at present in der Queequeg in New Bedford, Massa- communion with a Christian church.” chusetts. The two agree to sign onto a Ishmael insists that Queequeg is a mem- whaling ship. In Chapter 16, Ishmael ber of the “First Congregation of the describes signing on to the whaling ship whole Worshiping World ....” This flip- Pequod. The chapter reveals a number of pant reply assuages Peleg, who goes on to details about the financing of whaling question Queequeg: “Did you ever strike operations. A whaling voyage typically a fish?” The text then describes: lasted for up to three years. The supplies necessary to support the crew were pro- Without saying a word, Queequeg, in his vided by the ship’s owners, who in this wild sort of way, jumped upon the bul- story are two retired Quaker whalers warks, from thence into the bows of one named Captain Bildad and Captain Peleg. of the whale boats hanging on the side; These two are the “largest owners of the and then bracing his left knee, and posing his harpoon, cried out in some such way vessel,” although other shares were held as this ‘Cap’ain, you see him small drop by “a crowd of old annuitants, widows, tar on water dere? You see him? Well, fatherless children, and charity wards.” spose him one whale eye, well, den!’ and taking sharp aim at it, he darted the iron Ishmael reveals the structure of incen- right over old Bildad’s broad-brim, clean tives for the crew: “I was already aware across the ship’s deck and struck the glis- that in the whaling business they paid no tening tar-spot out of sight. ‘Now’ said wages, but all hands, including the cap- tain received certain shares of the profits 2 Perhaps Bildad and Peleg were engaging in called lays.” Ishmael goes on to explain a “good cop, bad cop” strategy. Bildad gave that the lays reflected an ex-ante estimate an absurdly low lay, allowing Peleg’s lay to of the sailors marginal product: “… these seem generous, although less than what Ish- lays were proportionate to the degree of mael anticipated. __________________________________________________________________ Laissez-Faire 24
__________________________________________________________________ Queequeg, quietly hauling in the line, Ahab Reveals his Mission ‘spos-ee him whale-e eye, why, dad whale dead.’ ‘Quick, Bildad’ said Peleg Ishmael and Queequeg set sail with the ‘… get the ship’s papers. We must have rest of the crew. For several days Captain Hedgehog there … we’ll give ye the nine- Ahab remains reclusive. In Chapter 36 tieth lay, and that’s more than ever was given a harpooner yet out of Nantucket. Ahab reveals to the crew his quest for Moby Dick. He begins by addressing the During Ishmael’s negotiations in crew, asking a number of “seemingly Chapter 16 he inquired as to the ship’s purposeless questions” to the crew about captain. The owner Peleg reveals that whaling: “What do you do when ye see a Ahab is “a queer man,” but that whale, men” Ahab asks; to whit the crew replies “sing out for him!” ... And once on I know Ahab well; I’ve sailed with him as the rowboat in pursuit of the whale “... mate years ago; and know what he is—a what tune is it that ye pull to men?” – “A good man— … I know too that ever since dead whale or a stove boat!” (Note that he lost his leg last voyage by that ac- stove in this context means broken, or a cursed whale, he’s been a kind of moody boat that is crushed inward.) The crew … it is better to sail with a moody good “marveled” at “how excited” they be- captain than a laughing bad one. came at this line of questioning by Ahab. Although aware of Ahab’s misfortune, Ahab then holds up a Spanish ounce the ship owners have no indication that of gold, a $16 gold piece, and nails it on Ahab will behave in an inappropriate the mainmast, saying “Whosoever of ye way. raises me a white head whale ... shall have this gold ounce.” The crew cheers. Chapter 26 introduces the first-mate The three “pagan” harpooners (Tashtego, Starbuck, whose motives are made clear: Daggoo and Queequeg) ask if it is the white whale known as Moby Dick. The Starbuck was no crusader after perils; in first mate Starbuck asks if this is the him courage was not a sentiment; but a whale that removed Ahab’s leg. Ahab thing simply useful to him … courage enthusiastically replies in the affirmative was one of the great staple outfits of the to both queries and then announces: “Aye, ship, like her beef and her bread, and not foolishly to be wasted. aye and I’ll chase him around Good Hope, and round the Horn, and round the Starbuck evinced that “I will have no Norway Maelstrom, and round perdi- man in my boat who is not afraid of tion’s flames before I give him up.” He whales,” and reveals: “I am here in this then goes on to say: “And this is what ye critical ocean to kill whales for my living, have shipped for, Men! [emphasis added] and not to be killed by them for theirs …” To chase that white whale on both sides of land, and over all sides of earth, till he Starbuck is the voice of prudence. He spouts black blood and rolls fin out. What is in the voyage for gain, not for romance, say ye, men, will ye splice hands on it adventure or pleasure. now? I think ye do look brave.”3 3 “Splice hands” means agree to it. __________________________________________________________________ Laissez-Faire 25
__________________________________________________________________ Note that Ahab putatively leaves it He asserts to Starbuck that the crew open to the men to agree or not to the is in harmony with his purpose: “Look! unconventional mission statement for the See yonder Turkish cheeks of spotted journey. The crew replies: tawn … the pagan leopards … that live; and seek, and give no reasons for the “Aye! aye!” shouted the harpooners and torrid life they feel! The crew, man, the seamen, running closer to the excited old crew! Are they not one and all with Ahab, man: “A sharp eye for the white whale, a in this matter of the whale?” Under his sharp lance for Moby Dick!” breath Ahab ends up concluding that “Starbuck now is mine; cannot oppose me To which Ahab replies in a “half sob and now, without rebellion.” half shout”: “God bless ye, God bless ye men,” and proceeds to order up grog for Ahab continues to ritually drink grog the whole crew. and cross lances and swords with the men of the crew to seal the pact: “Drink ye Ahab immediately notes that Starbuck harpooners! Drink and swear, ye men seems unenthusiastic: “But why the long that man the deathful whaleboat’s bow— face about, Mr. Starbuck? Wilt thou not Death to Moby Dick! God hunt us all, if chase the white whale? Art thou not game we do not hunt Moby Dick to his death!” for Moby Dick?” Starbuck replies in front of the entire crew: Later that evening (in Chapter 38) Starbuck reflects: “My soul is more than “I am game for his crooked jaws and the matched; she’s overmanned; and by a jaws of Death too, Captain Ahab, if it fairly comes in the way of the business we madman … he drilled deep down, and follow, but I came here to hunt whales, blasted all my reason out of me! I think I not my commander’s vengeance. How see his impious end; but feel I must help many barrels will thy vengeance yield him to it.” Not only has Ahab been able thee even if thou gettest it, Captain to persuade the crew to his purpose, Pru- Ahab? It will not fetch thee much in our dence itself (in the person of Starbuck) is Nantucket market.” swayed by his passion. Yet Chapter 46 reveals that Passion uses the tools of Pru- The debate has now begun: Ahab and dence to attain its ends. Starbuck engage in a continual dialogue about the propriety of the mission. Some of these debates are in front of the crew Ahab’s Prudential Strategy and some are private. Chapter 46 of Moby Dick is titled Sur- Ahab continues at this juncture to re- mises, and reveal Ahab’s thinking after ply, in front of the crew, giving the quest his initial interaction with the crew and a larger and more metaphysical purpose, Starbuck. “Starbuck’s coerced will were although couched in commercial lan- Ahab’s, so long as Ahab kept his magnet guage, by ascribing to Moby Dick “an at Starbuck’s brain; still he knew for all inscrutable malice”: “That inscrutable this the chief mate, in his soul, abhorred thing is chiefly what I hate; and be the his captain’s quest, and could he, would white whale agent, or be the white whale joyfully disintegrate himself from it, or principal, I will wreak that hate upon even frustrate it.” He goes on to note that: him.” “Starbuck would ever be apt to fall into __________________________________________________________________ Laissez-Faire 26
__________________________________________________________________ open relapse of rebellion against his cap- to the general whale hunt that favorably tain’s leadership, unless some ordinary, impressed the crew of the Pequod. In prudential, circumstantial influences we- Chapter 50, crew leader Mr. Stubb re- re brought to bear upon him.” Ahab also marks: “… if I had but one leg you would calculated the future moods of the crew: not catch me in a [whaling] boat … Oh he’s a wonderful old man.” Ahab earned … yet all sailors of all sorts are more or the respect and admiration of the crew, less capricious and unreliable … Grant- building the bonds of solidarity that ing that the White Whale fully incites the would be necessary to pursue his ultimate heart of this my savage crew, and playing quest: the destruction of Moby Dick. In round their savageness breeds a certain addition, the text describes in detail knight-errantism in them still, for the love of it they give chase to Moby Dick, they Ahab’s meticulous pouring over the must also have food for their more com- whaling charts to engineer a rendezvous mon, daily appetites. For even the high with Moby Dick. The tools of prudence, lifted and chivalric Crusaders of old meticulous whaling information and tech- times were not content to traverse two nology are harnessed for the ends of pas- thousand miles of land to fight for their sion.4 holy sepulcher, without committing bur- glaries, picking pockets and gaining oth- er pious perquisites along the way. Had Ahab and Starbuck’s Conflict, and the they been strictly held to their one final Crew’s Response and romantic object, too many would have turned from in disgust. I will not strip these men, thought Ahab, of all The story continues and at a number of hopes of cash—aye cash. junctures the conflict between Ahab and Starbuck re-emerges. In Chapter 109, And finally Ahab recognizes his posi- while off the coast of Japan, Starbuck tion as captain cannot ensure the ob- notes that the oil containers are leaking edience of the crew. Although captains and brings this to Ahab’s attention. Re- did have clear authority over a ship, pairing the leaks will delay and make less “Ahab was now entirely conscious that … certain Ahab’s anticipated encounter with he had indirectly laid himself open to the Moby Dick. Ahab refuses to allow “the unanswerable charge of usurpation; and Burton’s to be hoisted” to repair the leak. with perfect impunity, both moral and To which Starbuck replies: “What will the legal, his crew if so disposed, and to that owners say, Sir?” To which Ahab replies: end competent, could refuse all further “Let the owners stand on Nantucket obedience to him, and even violently beach and outyell the Typhoons. What wrest from him the command.” Ahab cares Ahab? Owners, owners? Thou art went on to conclude: “For all these rea- always prating to me, Starbuck, about sons … [he] plainly saw that he still must those miserly owners, as if the owners in good degree continue true to the natu- were my conscience. But look ye, the only ral, nominal purpose of the Pequod’s real owner of anything is its commander voyage …” … ” After additional dialogue with Star- buck over the matter, And so Ahab begins to court the ad- miration and confidence of his crew as a 4 means of persuasion. Later chapters de- See Evans (2003, pp. 21-22) for more on scribe Ahab’s courage and commitment this theme. __________________________________________________________________ Laissez-Faire 27
__________________________________________________________________ Ahab seized a loaded musket from the panic-stricken crew instantly ran to the rack (forming part of most South-Sea- braces - though not a sail was left aloft. men’s cabin furniture), and pointing it For the moment all the aghast mate's towards Starbuck, exclaimed: “There is thoughts seemed theirs; they raised a half one God that is Lord over the earth, and mutinous cry. But dashing the rattling one Captain that is lord over the Pequod. lightning links to the deck, and snatching - On deck!” the burning harpoon Ahab waved it like a torch among them …. Starbuck is appalled, and Ahab repents his action, stating: The harpoon was engulfed with St. El- mo’s fire—an electrical discharge that “Thou art but too good a fellow, Star- engulfs parts of a ship during a heavy buck,” he said lowly to the mate; then storm. Also called corposants, the raising his voice to the crew: “Furl the “flames” give off an eerie glow and were t'gallant-sails and close-reef the top- understandably considered a mystical sails, fore and aft; back the main-yard; portent by sailors of the time. up Burtons, and break out in the main- hold.” It were perhaps vain to surmise … swearing to transfix with it the first exactly why it was, that as respecting sailor that but cast loose a rope's end. Starbuck, Ahab thus acted. It may have Petrified by his aspect, and still more been a flash of honesty in him; or mere shrinking from the fiery dart that he held, prudential policy [emphasis added] the men fell back in dismay, and Ahab which, under the circumstance, impe- again spoke: “All your oaths to hunt the riously forbade the slightest symptom of White Whale are as binding as mine; and open disaffection, however transient, in heart, soul, and body, lungs and life, old the important chief officer of his ship. Ahab is bound. And that ye may know to However it was, his orders were ex- what tune this heart beats; look ye here; ecuted; and the Burtons were hoisted. thus I blow out the last fear!” And with one blast of his breath he extinguished Prudence has won a battle, but the con- the flame. flict continues. So again, Ahab gains the hearts and In Chapter 119 the Pequod encounters minds of the men through a dramatic dis- a typhoon and the conflict between pru- play that Starbuck is incapable of coun- dence and passion is again apparent. If tering. the sails are repaired a course will be taken out of the typhoon, which will lead After the typhoon is negotiated pru- to a path back to Nantucket, the preferred dent Starbuck actually considers murder- option of Starbuck. Not repairing the sails ing Ahab. But he finds the thought re- will lead to a path to Moby Dick, the pre- pugnant. He then considers a more judi- ferred option of Ahab. In the presence of cious alternative: the crew in the midst of the typhoon, “But is there no other way? no lawful Starbuck grasped Ahab by the arm – way? - Make him a prisoner to be taken “God, God is against thee, old man; for- home? What! hope to wrest this old bear! t'is an ill voyage! ill begun, ill con- man's living power from his own living tinued; let me square the yards, while we hands? Only a fool would try it. Say he may, old man, and make a fair wind of it were pinioned even; knotted all over with homewards, to go on a better voyage ropes and hawsers; chained down to than this.” Overhearing Starbuck, the ring-bolts on this cabin floor; he would __________________________________________________________________ Laissez-Faire 28
__________________________________________________________________ be more hideous than a caged tiger, then. “… never, never wilt thou capture him, I could not endure the sight; could not old man - In Jesus' name no more of this, possibly fly his howlings; all comfort, that's worse than devil's madness. Two sleep itself, inestimable reason would days chased; twice stove to splinters; thy leave me on the long intolerable voyage. very leg once more snatched from under What, then, remains? The land is hun- thee; thy evil shadow gone - all good an- dreds of leagues away, and locked Japan gels mobbing thee with warnings: - what the nearest. I stand alone here upon an more wouldst thou have? - Shall we keep open sea, with two oceans and a whole chasing this murderous fish till he continent between me and law. - Aye, swamps the last man? Shall we be aye, ’tis so.” dragged by him to the bottom of the sea?” Prudence doesn’t have the stomach to confront passion. To which Ahab responds: The voyage continues as the Pequod “Starbuck, of late I've felt strangely searches for Moby Dick. The great white moved to thee; ever since that hour we whale is spotted and the ship enters into a both saw - thou know'st what, in one another's eyes. But in this matter of the three day battle with the monster. All whale, be the front of thy face to me as along Starbuck is encouraging Ahab and the palm of this hand - a lipless, unfea- the crew to abandon the quest for Moby tured blank. Ahab is for ever Ahab, man. Dick, while dutifully participating in the This whole act’s immutably decreed. hunt. After the first day of the chase the ’Twas rehearsed by thee and me a billion morale of the crew is clearly with Captain years before this ocean rolled. Fool! I am Ahab: the Fates’ lieutenant; I act under orders. Look thou, underling! that thou obeyest Whatever pale fears and forebodings mine. - Stand round me, men. Ye see an some of them might have felt before; old man cut down to the stump …. So these were not only now kept out of sight with Moby Dick - two days he's floated - through the growing awe of Ahab, but to-morrow will be the third. Aye, men, they were broken up, and on all sides he'll rise once more, - but only to spout routed, as timid prairie hares that scatter his last! D’ye feel brave men, brave?” before the bounding bison. The hand of “As fearless fire,” cried Stubb. Fate had snatched all their souls; and by the stirring perils of the previous day; the At this point Starbuck’s pleadings rack of the past night’s suspense; the seem exceptionally feeble. Ahab alludes fixed, unfearing, blind, reckless way in to the quest being something beyond the which their wild craft went plunging to- free will of the crew: they are pulled by wards its flying mark; by all these things, Fate; the act has been decreed a billion their hearts were bowled along. The wind that made great bellies of their sails, and years ago. rushed the vessel on by arms invisible as irresistible; this seemed the symbol of Even on the third day, Starbuck con- that unseen agency which so enslaved tinues to try to persuade: “Oh! Ahab,” them to the race. They were one man, cried Starbuck, “not too late is it, even not thirty [emphasis added]. now, the third day, to desist. See! Moby Dick seeks thee not. It is thou, thou, that On the second day of the chase Star- madly seekest him!” buck again implores Ahab in the presence of the crew: Yet it is in vain. The crew loses the __________________________________________________________________ Laissez-Faire 29
__________________________________________________________________ battle with the whale, the ship is swal- in whaling and functionality of the lay lowed up in the ocean and all perish, save system, how the profit motive trumps the narrator Ishmael. prejudice in the hiring of Queequeg are all good examples to the right audience. The story of Moby Dick suggests a metaphor that distinguishes market and However, other issues can be ad- political processes. On land Ahab could dressed by Moby Dick: about the viability scarcely hope to persuade the owners of of a liberal order based on reason and the Pequod, or even a potential crew of prudence. A number of points can be sailors, to authorize his dastardly quest. made: Mobile financial capital constrained by market-based prudence would never con- First, Ahab does not coerce his crew sent to risking life, limb and capital to to the reckless task of chasing Moby hunt down a monster. Indeed, we hear no Dick; rather he inspires and cajoles them words from Ahab on land. to that end. Second, Ahab uses the tools of prudence to promote his passion. Not Yet at sea, far from the view and con- only does he peruse his maps in great trol of the major owners of the Pequod, a detail to ascertain the whereabouts of the minority of owners (recall each crew white whale, he meticulously calculates member had a financial interest in the and manipulates the moods and activities ship’s cargo) are persuaded by the ranting of his first mate and crew to persuade of a demagogue. them to continue in the quest. Third, the voice of prudence, Starbuck, is unsuc- In the different, more fluid environ- cessful in persuading the crew to follow ment of the open sea, where both custom his preferred course. For prudence to tri- and law are adrift, passionate political umph it needs a more passionate spokes- persuasion readily trumps more pruden- person than Starbuck! tial market based rhetoric. Grounded market processes are more stable and The appeal of Melville’s story is that rational than the more fluid political it makes reckless audacity an engaging processes. Land and sea are metaphors and plausible option. If one asked even for these two distinct institutions of hu- the most reckless sailor if he would sign man interaction. on for the task of ridding the ocean of a monster for the sheer thrill of the chase, with a greatly enhanced risk of sure A Challenge death, and with no prospects for material gain, his answer would surely be no. But Why is this view of Moby Dick of inter- in the passion of the moment a charismat- est to economic educators? What does ic leader may well be able to convince a this story tell us about the viability of a crew of sailors to engage in such action. free market economy in the 21st century? Advocates of free markets may make First, Melville’s Moby Dick, like most a rational and convincing case that great literature, contains passages that wealth-creating policies are desirable reflect economic principles. These are because they are individually prudent. worthy of cataloging and can be pedagog- Yet voters may be easily swayed, per- ically useful. In particular, the incentives suaded and cajoled to more romantic and __________________________________________________________________ Laissez-Faire 30
__________________________________________________________________ passionate ends that are in conflict with REFERENCES their own prudential interests. The exten- sive literature in public choice on rational ignorance and expressive voting certainly Craig, Lee A. and Charles R. Knoeber. confirms that group decision making is “Manager Shareholding, the Market more likely swayed by less than pruden- for Managers, and the End-Period tial ends compared to individual decision Problem: Evidence from the U.S. making. Melville’s Moby Dick can be Whaling Industry,” Journal of Law, seen as a literary parable that explains Economics, and Organization, 8 (Oc- why the prudential is systematically tober 1992): 607-27. trumped by the passionate in a democrat- ic setting. Craig, Lee A. and Robert M. Fearn. “Wage Discrimination and Occupa- tional Crowding in a Competitive In- dustry: Evidence from the American Whaling Industry,” Journal of Eco- nomic History, 53 (March 1993): 123- 38. Ellickson, Robert C. “A Hypothesis of Wealth-Maximizing Norms: Evidence from the Whaling Industry,” Journal of Law, Economics and Organization, 5 (Spring 1989): 83-97. Evans, K. L. Whale. Minneapolis: Uni- versity of Minnesota Press, 2003. McCloskey, Dierdre N. “Bourgeois Vir- tue and the History of P and S,” Jour- nal of Economic History, 58 (June 1998): 297-317. __________________________________________________________________ Laissez-Faire 31
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