Political Systems in Central America. A Compared Historical Analysis
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Temas de nuestra américa ISSN 0259-2339 • EISSN 2215-5449 Political Systems in Central America. A Compared Historical Analysis Sistemas políticos de Centroamérica. Análisis histórico comparado Sistemas políticos da América Central. Análise histórica comparativa Rafael Gustavo Miranda Delgado, Ph.D. Coordinator of Postgraduate Studies Department Social and Economic Research Institute Universidad de los Andes. Venezuela Received:15 11 2017 Accepted: 04/03/2018 Abstract in a clientelist manner and is a victim of poverty and inequality. This study aims to compare the political systems in Central Amer- Keywords: Central America, political ica from a historical perspective. systems, compared historical study, de- Here, Central America is considered mocratization, political liberalization, as a very diverse region in experiences quality of democracy. and quality of democracy; Costa Rica is the most successful, historical, con- Resumen temporary case in the subregion. In El objetivo de este trabajo es comparar the rest of the countries, there are desde perspectiva histórica los siste- relatively young and fragile democ- mas políticos de Centroamérica. Aquí racies, without historical experi- se afirma que Centroamérica es una re- ences of democracy, with very gión muy diversa en experiencias y en weak States, without social calidad de la democracia, siendo Costa consensus, and with limited Rica el caso histórico y contemporáneo citizenship that is treated más exitoso de la subregión. En el resto de los países se observan democracias relativa- mente jóvenes y frágiles, sin experiencias his- tóricas de democracia, con Estados muy débiles, sin consenso social y una ciudadanía limitada que DOI: https://doi.org/10.15359/tdna.34-64.6 Julio-diciembre, 2018 83 Vol. 34, N.° 64
Temas de nuestra américa Vol. 34, N.° 64 Julio-diciembre / 2018 ISSN 0259-2339 • EISSN 2215-5449 es tratada de forma clientelar y es vícti- differentiated. Therefore, we have ma de la pobreza y la desigualdad. set as our objective to compare the Palabras clave: Centroamérica, Siste- political systems in Central Ameri- mas políticos, Estudio histórico compa- ca from a historical perspective. rado, Democratización, Liberalización política, Calidad de la democracia. The paper is structured in three parts. First, in the section titled The birth of Resumo the Republic and the (im)possibility of democracy, an analysis is conducted Este estudo procura comparar os siste- mas políticos na América Central a par- on the main variables that prevent- tir de uma perspectiva histórica. Aqui, ed the emergence of democracy, and a América Central é considerada uma how they printed features that were região muito diversa em experiências e going to have continuity until well qualidade de democracia. A Costa Rica into the 21st century, such as milita- é o caso histórico e contemporâneo de rism, the weakness of the State and maior sucesso da sub-região. No resto the repression of civil society. In the dos países, as democracias são relativa- second part, Transitions toward democ- mente jovens e frágeis, sem experiências racy, the first experiences of political históricas de democracia, com Estados liberalization are compared. Finally, muito frágeis, sem consenso social e uma cidadania limitada, que é tratada in Quality and challenges of the pres- como uma clientela e vítima da pobreza ent democracy section, the current e da desigualdade. state of democracy is characterized without leaving aside its effects in so- Palavras chave: América Central, Sis- cio-economic aspects. temas políticos, Estudo histórico com- parativo, Democratização, Liberalização The Birth of the Republic and política, Qualidade da democracia. the (Im)possibility of Democracy Introduction The countries known today as the republics of Central America, ex- Central America is a subregion cept Panama, have a significant where its countries share import- common history. From the colonial ant geopolitical traits and histor- period, they belonged to the Capi- ical elements that show a certain tanía General de Guatemala (Cap- synchronization, but the specific taincy General of Guatemala), and nature of the national character has they won their independence from configured political systems clearly the Spanish Empire in 1821. The 84 Political Systems in Central America. A Compared Historical Analysis Licencia Creative Commons Rafael Gustavo Miranda Delgado Atribución-No-Comercial SinDerivadas 3.0 Costa Rica
Julio-diciembre / 2018 Temas de nuestra américa Vol. 34, N.° 64 ISSN 0259-2339 • EISSN 2215-5449 Republics were driven by the Plan country of the former federation, of Iguala that gave independence and without a local army to fight to Mexico. Then, from 1822 un- against the colonial power; in this til 1823, they were annexed to the country, the conflicts between liber- First Mexican Empire; in 1824, they als and conservatives did not reach formed part of the Federal Republic greater virulence because they were of Central America, until successive little defined, nor were there greater civil wars dissolved it in 1838, giv- de facto powers due to the precar- ing way to the independent States. ious material conditions (Bendel Meanwhile, Panama gained its inde- and Krennerich, 2005; Krennerich, pendence from the Spanish Empire 2005a; Somoza, 2005; Zovatto, in 1821; then, it formed part of the 2005; Seligson, 2005; Prieto, 1979). Gran Colombia up to the so-called War of Hundred Years and the Unit- In Nicaragua, the conflict between ed States’ invasion in 1903. liberals and conservatives took a sig- nificant virulence and geographical After these independence process- dimension; these movements had es, as in most of the Latin America their bases in León and Granada, republics, there were fights between respectively, and the conflict was regional caudillos, as well as between transformed into a civil war that liberals and conservatives in each was resolved with the intervention of these countries. In Guatemala, of the mercenary William Walker in a conservative and clerical regime favor of the liberals. Walker reached with José Rafael Carrera (1839- the presidency of the country by vi- 1865) emerged during the so-called olating the constitution, but he was Thirty Years Regime. Despite the quickly expelled giving way, from early drafting of the Constitution of 1857, to a relatively stable period 1824, and the fact that the Consti- called the thirty years of conserva- tution of 1841 established the direct tive government, which further re- election of the president and par- duced the few political freedoms. In liamentarians, in El Salvador, the Panama, a few days after declaring its changes of presidents were resolved independence from Colombia, the by violence. The power in Hondu- Hay-Bunau Varilla Agreement was ras was also dominated by econom- signed and allowed the American ic forces and the de facto regional tutelage; it granted the sovereignty military forces. Costa Rica was the over the territory of the canal, the furthest away and impoverished power of military intervention, and Licencia Creative Commons Political Systems in Central America. A Compared Historical Analysis 85 Atribución-No-Comercial SinDerivadas 3.0 Costa Rica Rafael Gustavo Miranda Delgado
Temas de nuestra américa Vol. 34, N.° 64 Julio-diciembre / 2018 ISSN 0259-2339 • EISSN 2215-5449 the monitoring of elections to the and the Catholic Church. However, United States. This situation lasted the authoritarianism and the violent until 1960 (Krennerich, 2005b; Ben- succession of presidents continued. del, Krennerich and Zilla, 2005). It is worth noting that in Honduras, during this period, liberals and con- From this first moment, some ele- servatives were setting up the histori- ments of politics and political econ- cal parties in the country: the Liberal omy can be identified; they differ- Party was founded in 1891, and the entiate Costa Rica from the rest of National Party (PN) was formally the region. Moreover, while Panama founded in 1923. Likewise, in Pan- has a specific history that leads it ama, the Liberal Party and the Con- away from the history of the rest of servative Party alternated in power, the Central American countries, it although the elections were also shares critical elements such as the fraudulent and the alternations were American intervention and the low personalistic. In Costa Rica, where achievement of political freedoms. the liberal force had been dominant from the birth of the Republic, the In 1871 in Guatemala, the liberal liberals also bound together around revolution triumphed; in the mean- a party, the Republican Party; until time, the liberals came to power then, the most significant popular successively in El Salvador and Hon- expression of the region was in 1889, duras and were going to have a sig- when an electoral fraud in the pres- nificant influence in the rest of the idential elections of the year was region. This liberal period was char- prevented (Torres, 1993; Bendel and acterized by the modernization of Krennerich, 2005; Somoza, 2005; the State and socio-economic struc- Krennerich, 2005a; 2005b; Krenner- tures, the separation of Church and ich, Bendel, Krennerich and Zilla, State, the privatization of communal 2005; Zovatto, 2005). lands, exports of coffee, and the lib- eral reforms, especially those applied The early years of the 20th century by Justo Rufino Barrios (1873-1885) were particularly conflictive in the in Guatemala, Marco Aurelio Soto region. In Honduras, several civil (1876-1880 and 1881-1883) in wars successively broke out until the Honduras, and José Santos Zelaya dictatorship of Tiburcio Carias An- (1893-1909) in Nicaragua; these dino (1933-1949), supported by the facts broke down the traditional military and the United States. In El power of the landlords, the military Salvador, Maximiliano Hernández 86 Political Systems in Central America. A Compared Historical Analysis Licencia Creative Commons Rafael Gustavo Miranda Delgado Atribución-No-Comercial SinDerivadas 3.0 Costa Rica
Julio-diciembre / 2018 Temas de nuestra américa Vol. 34, N.° 64 ISSN 0259-2339 • EISSN 2215-5449 Martínez (1932-1944) came to pow- In Nicaragua and El Salvador, the er by a coup d'état against the elected 1940s and 1950s were of political president, Arturo Araujo, from the continuity and stability, and during Salvadoran Labor Party; Hernán- the 1960s and 1970s, the repression dez brutally repressed the peasant was accentuated due to the weaken- demonstrations, a fact known as ing of hegemony, until the State ter- the matanza (massacre). In Nicara- ror emerged. In Nicaragua, although gua, Anastasio Somoza García came there were significant socio-eco- to power in 1931; he inaugurated a nomic changes, and the dictator dynastic dictatorship with traits of Anastasio Somoza was assassinated, sultanism, based on militarism and the Somoza family with the Con- the American intervention. In Pan- servative Party of Nicaragua con- ama, the first coups took place in tinued to dominate the country for its republican history between 1931 forty years. However, in the 1970s, and 1941. Also, in Guatemala, au- the regime lost its national and in- thoritarian governments successive- ternational allies when the massive ly rose, including the long periods fraud and corruption became more of Manuel Estrada Cabrera (1898- evident, political actors radicalized, 1920) and Jorge Ubico (1931-1944); and the state repression increased; Ubico outlawed political parties un- besides the social effects the 1977 til a civil-military junta restored the earthquake left behind. In El Salva- constitutional guarantees, includ- dor, the oligarchy, coalesced into the ing political parties (Torres, 2015; Revolutionary Party of Democratic Torres, 1993; Somoza, 2005; Kren- Unification (PRUD), and the mili- nerich, 2005a; 2005b; Krennerich, tary formed a coalition to keep the Bendel, Krennerich and Zilla, 2005; political domination of the country, Bendel and Krennerich, 2005). especially after the coup of 1961 when the military institutionalized In the 1940s and 1950s, and especial- their power (Krennerich, 2005b; ly in the 1960s and 1970s, Central Krennerich, 2005a; Torres, 2015; America had important econom- Torres, 1997; Wood, 2005). ic growth rates that, even if these caused important levels of inequality, In Guatemala, the attempt to ma- mobilized the masses, generating a nipulate the presidential elections crisis of hegemony and conflicts be- gave way to the Guatemalan rev- tween elites; each country resolved olution, led by the United Front of these conflicts differently. Arevalistas Parties, and that same Licencia Creative Commons Political Systems in Central America. A Compared Historical Analysis 87 Atribución-No-Comercial SinDerivadas 3.0 Costa Rica Rafael Gustavo Miranda Delgado
Temas de nuestra américa Vol. 34, N.° 64 Julio-diciembre / 2018 ISSN 0259-2339 • EISSN 2215-5449 year their leader, Juan José Arévalo caudillos and implemented one of the (1945-1951), won the country's first most ambitious social reforms in the free elections, ending the liberal cau- region for its time, which included dillismo and introducing significant the incorporation of social guaran- reforms that included the limitation tees in the Constitution, labor codes of presidential power, the legaliza- and the creation of the Costa Ri- tion of political parties, and numer- can social security, thus, founding ous socio-economic reforms in favor the bases of modernity, of a strong of impoverished people. Arevalo's redistributor State, and of democra- successor, Jacobo Arbenz (1951 - cy in the country. All these reforms 1954), deepened the agenda of struc- affected diverse interests, especially tural reforms, including the proposal those of the coffee-grower oligarchy for agrarian reform, which generated that gathered around the National the opposition of the Guatemalan Unity Party. Calderon became more oligarchy and the American inter- authoritarian and refused to hand ests. The oligarchy and the United over power after losing the presi- States never organized a party or dential elections, giving way to a a democratic opposition; instead, civil war in which the José Figueres’ they staged a counter-revolutionary militias, constituted by irregular re- coup d'etat with the support of the cruits of the agrarian and urban pet- Church, the military, and the Amer- ty bourgeoisie, and financed by the ican interests; the coup brought coffee-grower bourgeoisie, fought Castillo Armas to power who, mas- against the labor militias led by the sacring the peasant and trade union Communist Party: Figueres’ militia movements, repressed the politi- won the civil war (Zovatto, 2005; cal and socio-economic freedoms Torres, 2015; Camacho, 1983). achieved so far (Torres, 2015; Selig- son, 2005; Bendel and Krennerich, Up to this point, we have found 2005; Torres, 1981). some differences between Costa Rica and the other countries of Cen- In Costa Rica, in the 1940s, signif- tral America; however, the differ- icant political and socio-economic ences were not so evident as they are reforms were also introduced. In in the contemporary world. During 1940, Rafael Angel Calderón Guar- this period, electoral fraud and vi- dia (1940-1944), postulated by the olence were also reported in Costa Republican Party, won the elections, Rica. There are also shared struc- giving an end to the cycle of liberal tural processes that pointed toward 88 Political Systems in Central America. A Compared Historical Analysis Licencia Creative Commons Rafael Gustavo Miranda Delgado Atribución-No-Comercial SinDerivadas 3.0 Costa Rica
Julio-diciembre / 2018 Temas de nuestra américa Vol. 34, N.° 64 ISSN 0259-2339 • EISSN 2215-5449 democracy, such as the social policies The material benefits that resulted in Guatemala, but that the critical in the entire region from the agri- situations resolved in different ways. cultural exports, and that, in Gua- temala and Costa Rica, coincided In Honduras, the military continu- with governments that applied spe- ously intervened during the decade cific social policies, made the social of the 1940s, and when the Presi- relations tense to the point that dent Juan Manuel Galvez (1949- this tension was resolved by civil 1954) started a process of political wars and the emergence of guerrilla liberalization, and the president groups. Societies were divided be- José Ramón Villeda Morales (1957- tween the violence of the State and 1963) wanted to implement agrari- that of the guerrillas. an reform, coups overthrew them. The military became the main polit- In the 1970s, the guerrilla fights ical actors, marginalizing parties and began and intensified in the 1980s suspending the elections. (Somoza, in Nicaragua, Guatemala, and El 2005; Queen, 1981). Salvador. The guerrilla groups were mainly driven by the rejection of In Panama the National Guard staged social exclusion and the military a coup d'état in 1968, leading General dictatorships, of the electoral fraud, Omar Torrijos to the power; he closed and the anti-American and anti-oli- the parliament and banned political garchic feeling. parties; his government was an au- thoritarian and personalistic one. In Nicaragua, the Sandinista rev- olution triumphed in 1979. The As noted, until now political mo- entrance of the Sandinista Nation- dernity had not existed in the re- al Liberation Front (FSLN) to Ma- gion in the sense that there was a nagua gave an end to forty years of differentiation of political power in the Somoza family's dictatorship. regards to the economic and mili- With broad popular support, the tary power: the first was exclusively FSLN began a set of political and a continuation of these last two. On socio-economic reforms which in- the contrary, the political and social cluded the land reform, but the tra- conditions were precise in order for ditional powers, with the support the system to polarize to levels that of the United States, organized the made it impossible a harmonization Contra (a counter-revolutionary within the political field. movement), triggering a civil war. Licencia Creative Commons Political Systems in Central America. A Compared Historical Analysis 89 Atribución-No-Comercial SinDerivadas 3.0 Costa Rica Rafael Gustavo Miranda Delgado
Temas de nuestra américa Vol. 34, N.° 64 Julio-diciembre / 2018 ISSN 0259-2339 • EISSN 2215-5449 The Sandinista victory gave impe- 1997; Krennerich, 2005b; Colburn, tus to other actors in Central Amer- 2009; Wood, 2005; Turcios, 1997). ica to challenge the traditional pow- ers. In El Salvador, the guerrillas In these countries, the civil soci- coalesced into the Farabundo Martí ety has been very active from this National Liberation Front (FMLN); moment, but the political parties but unlike Nicaragua, they failed to have not always been able to har- achieve victory by the force of the monize themselves on a positive Contra; however, they managed to agenda of policies. Moreover, their set up more horizontal relations in expressions have not been entirely the civil society, especially in ru- democratic, in the first instance, ral areas, transforming the country due to the absence of these spaces, into another scenario of civil war. and, then, because of the absence In Guatemala, the Guatemalan of democratic effectiveness. National Revolutionary Unity (in Spanish Unidad Revolucionaria Na- In Honduras, there was no civ- cional Guatemalteca, URNG-MAIZ) il war, and guerrilla forces did not did not come to power either. In- have much popularity; the guerrilla stead, a group of young military of- movement consisted of about twen- ficers gave a coup in 1982, break- ty men who were easily annihilated. ing the continuity of the dominant The 1980s were of relative political military group; General Efraín Ríos stability, and for the first time in Montt assumed the presidency. He the history of the country, a civilian inaugurated an era of violence and assumed the presidency thanks to was the main actor of ethnocide the agreement between the Unit- against the Mayan population. Be- ed States and the Honduran army, sides, in the 1970s, the mobilization which included the commitment of workers and peasants defined its to allow, several times, the Ameri- interests and achieved its autonomy. can military to make the Honduran The Christian movements and their territory the basis of the Contra, the political and ideological doctrine of American investment for the mod- liberation theology had, and have, ernization of weapons, the training crucial importance in the formation of the Honduran army, and, finally, of these popular political actors. the transfer of the presidency of Hon- The de facto powers could not con- duras from the military to civilians. trol or disrupt the social struggles In Panama, at the end of the 1970s, that emerged (Torres, 2015; Torres, also under American pressure, the 90 Political Systems in Central America. A Compared Historical Analysis Licencia Creative Commons Rafael Gustavo Miranda Delgado Atribución-No-Comercial SinDerivadas 3.0 Costa Rica
Julio-diciembre / 2018 Temas de nuestra américa Vol. 34, N.° 64 ISSN 0259-2339 • EISSN 2215-5449 only legitimizer of the dictatorship, Transitions to Democracy political parties were legalized, and the separation of powers and direct Costa Rica is the country that soon- elections were reintroduced. After er reached democracy in Central Torrijos' death, elections were held America; even along with Venezu- in 1984, when Nicolas Barletta was ela and Colombia, it was one of the elected in the middle of a recognized few countries in which democracy electoral fraud: the ruling Demo- remained after the second count- cratic Revolutionary Party support- er-wave of democracy, and along with ed him. However, the armed forces, India, it holds the oldest continuous under the figure of General Manuel democracies in the periphery coun- Antonio Noriega, kept de facto pow- tries. From 1953, free and competi- er; thus, Barletta was forced to re- tive elections have been celebrated; sign before completing the first year since then, the National Liberation of mandate, and the 1989 elections Party (PLN) and coalitions of the were suspended, when the opposi- opposition parties have alternated tion candidate emerged as clear win- peacefully. In 1983, these opposi- ner; this caused the American inter- tion parties coalesced into the Social vention that, in four days, overthrew Christian Unity Party (PUSC). Noriega and left a thousand civilian casualties (Torres, 2010; Torres, The following presidents took office 2015; Ruhl, 2010; Nasi, 1990; Ben- since the establishment of democra- del, Krennerich and Zilla, 2005). cy: José Figueres Ferrer (1953-1958) of the PLN, Mario Echandi (1958- This moment was of high rele- 1962) of the National Union, Fran- vance for the historic moment of cisco José Orlich (1962-1966) of the region and has effects to date. the PLN, Jose Trejos (1966-1970) In Nicaragua, El Salvador, and of the National Union, again José Guatemala, vibrant civil societies Figueres (1970-1974) of the PLN, were configured; while in Hondu- Daniel Oduber (1974-1978) of the ras and Panama, the main actors PLN, Rodrigo Carazo (1982-1986) of changes were the elites. Nowa- of the National Union, Luis Alber- days, the gap between civil society to Monge (1982-1986) of the PLN, and the political system is wider in Oscar Arias (1986-1990) of the the last two countries. PLN, Rafael Calderon (1990-1994) of the PUSC, José Figueres Olsen (1994-1998) of the PLN, Miguel Licencia Creative Commons Political Systems in Central America. A Compared Historical Analysis 91 Atribución-No-Comercial SinDerivadas 3.0 Costa Rica Rafael Gustavo Miranda Delgado
Temas de nuestra américa Vol. 34, N.° 64 Julio-diciembre / 2018 ISSN 0259-2339 • EISSN 2215-5449 Ángel Rodríguez Echeverría (1998- winner and losers candidates and 2002) of the PUSC, Abel Pacheco in the civil society. The State had de la Espriella (2002-2006) of the a fundamental importance in con- PUSC, again Oscar Arias (2006- flict resolution, the redistribution of 2010) of the PLN, and Laura Chin- income, and in the social and eco- chilla (2010-2014) of the PLN. nomic change. Today, Costa Rica, Uruguay, and Chile are considered After the civil war, unlike the rest the highest quality democracies in of Central America, Costa Rica Latin America (Torres, 2015; Main- institutionalized essential political waring and Scully, 1997; Torres, and civil liberties and democracy. 1996; Mainwaring and Perez-Liñán, José Figueres Ferrer won the civil 2005; Morlino, 2014; Mainwaring war, but he did not appropriate the and Perez-Liñán, 2016; Prieto, 1979; power; he signed an agreement with Zovatto, 2005). Otilio Ulate, the winner of the 1948 elections, so that the so-called Jun- Since the elections of 1951, a cen- ta Fundadora de la Segunda República tripetal bipolar dynamic was set up, (Founding Junta of the Second Re- which had the National Liberation public) presided over the country for Party (PLN), founded by Figueres, as eighteen months, and then Ulate main force, and with which Figueres would assume the power. The agree- was going to win the first democratic ment was implemented. During the elections with the highest majority period of the Founding Junta of the ever reached (65% of the votes). The Second Republic, the Calderon PLN had the support of the middle Guardia’s reforms remained, and class, and in its early years, it applied even capital taxes were set, affecting an agenda with a social democrat the oligarchy. A system of universal profile that allowed to accompany social security was created, and pub- democracy with higher socio-eco- lic education with quality was guar- nomic freedoms. It also had cen- anteed. The banking was national- ter-right actors in opposition, as the ized, and rural credit was expanded. Social Christian Unity Party; both Finally, the army was abolished. are heirs of the civil war: the PLN Costa Rica and Uruguay were able from Figuerismo (Figueres' political to develop the most extensive social movement) and the PUSC from states in Latin America; the dem- Calderonismo (Calderón Guardia's ocratic mechanisms, such as elec- political trend). These two blocks tions, enjoyed prestige among the formed a system of institutionalized 92 Political Systems in Central America. A Compared Historical Analysis Licencia Creative Commons Rafael Gustavo Miranda Delgado Atribución-No-Comercial SinDerivadas 3.0 Costa Rica
Julio-diciembre / 2018 Temas de nuestra américa Vol. 34, N.° 64 ISSN 0259-2339 • EISSN 2215-5449 political parties with deep roots in in 1984, and in Panama in 1989. the civil society; they held about These elections cannot be consid- 90% of the presidential and parlia- ered democratic due to the limited mentary votes. The low polarization competition that excluded the en- was also present in civil society, tire spectrum of the left wing; in a which was characterized by a robust context of war, there were high lev- democratic culture (Torres, 2015; els of military intervention, without Zovatto, 2005; Hernández, 2011). division of powers or freedom of the press, but there was progress in polit- Despite the instability and political ical liberalization. violence in neighboring countries, and the economic difficulties of the In Honduras, with the presidential 1980s, Costa Rica has managed to elections of 1982 and 1986, the maintain its democracy without in- two historical parties of the coun- terruption. All disputes are resolved try returned with one of the largest within the democracy. It is this crit- participation in the region. For the ical situation that gives us the most first time in the history of the coun- abundant elements to understand try, the Liberal Party (PL) and the the current difference between conservative National Party (PL) high-quality Costa Rican democracy resolved the conflict of their patri- with the minimum quality democra- monial interests through elections. cies in the rest of Central America. In the end, the military began to be The crisis of hegemony and the civil subordinated to civilians. Howev- war in Costa Rica led to democra- er, the military continued to be the cy, while in the rest of the region main de facto actors; additionally, violence and authoritarianism con- the continuity of the American in- tinued. What was achieved with tervention and violations of human democratic reforms in Costa Rica rights do not allow us to consid- was unsuccessfully attempted with er this regime as democratic. In El revolutions in the rest of the region. Salvador, with the traditional allies from the Christian Democratic Par- In the rest of Central America, the ty (PDC) and the American support, political liberalization initiated with the military appointed a civilian as the wave of presidential elections acting president, Álvaro Magaña that began in Honduras in 1981 (1982-1984); then, in a context of and continued in El Salvador in war and exclusion of the left parties, 1982, in Guatemala and Nicaragua José Napoleón Duarte (PDC) and Licencia Creative Commons Political Systems in Central America. A Compared Historical Analysis 93 Atribución-No-Comercial SinDerivadas 3.0 Costa Rica Rafael Gustavo Miranda Delgado
Temas de nuestra américa Vol. 34, N.° 64 Julio-diciembre / 2018 ISSN 0259-2339 • EISSN 2215-5449 Alfredo Cristiani were elected for Colburn and Cruz, 2012; Cajina and the National Republican Alliance Lacayo, 1999; Ortega, 1997). (ARENA). Guatemala elected the constituent assembly in 1984 and a In 1989, under George H. W. Bush's new president in 1985. For the first presidency, the United States invad- time in 20 years, a civilian was ap- ed Panama with a large military mo- pointed as president, the Christian bilization to arrest General Noriega. Democrat Vinicio Cerezo Arévalo Thus, the dictatorship ended, and (1986-1991) who had to overcome the country elected Guillermo Enda- several coup attempts (Torres, 2015; ra (1989-1994) as president with Salomón, 1996; Reina, 1981; Somo- high abstention the same year; he za, 2005; Taylor, 2009; Krennerich, was sworn in at an American mili- 2005a; Wood, 2005; Bendel and tary base. Then, in 1994, the first Krennerich, 2005). competitive elections took place to elect Ernesto Pérez Balladares (1994- In Nicaragua, after the triumph of 1999) as president, and in 1999, the Sandinista revolution in 1979, Mireya Moscoso won the presiden- presidential elections were held in cy (1999-2004). Even though these 1984: Daniel Ortega (1985-1990) last two elections were competitive, was elected as president. By the neither were free nor democratic, time of the elections, the FSLN con- because democracy is a form of gov- trolled all the powers of the coun- ernment of the State, and the Pan- try through the Provisional Junta amanian State did not have control of National Reconstruction. The of its sovereignty, nor the monopoly legitimacy that the FSLN received of violence until 1999 when Ameri- to overthrow the Somoza’s sultanic can troops fled the country. Panama dictatorship allowed the revolution- can be considered as a sovereign and ary group to reunite diverse mass po- democratic state as of 2000. Also, litical organizations, and, thus, a bi- during the 1990s invasion, neo-lib- polar logic of political competition eral policies were implemented in between Sandinistas and anti-San- the socio-economic field; they min- dinistas settled. For Nicaragua, the imized the State even further. Even years of Sandinista government though the civil society was more were the worst period of economic active, it was also a mess. crisis that whichever country in Lat- in America has lived (Torres, 2015; The beginning of democracy in Torres, 1997; Krennerich, 2005b; Honduras can be dated to the first 94 Political Systems in Central America. A Compared Historical Analysis Licencia Creative Commons Rafael Gustavo Miranda Delgado Atribución-No-Comercial SinDerivadas 3.0 Costa Rica
Julio-diciembre / 2018 Temas de nuestra américa Vol. 34, N.° 64 ISSN 0259-2339 • EISSN 2215-5449 free and competitive elections in essential element was the incorpora- the country; they led Rafael Leonar- tion of the FMLN into the demo- do Callejas (1990-1994), of the PN, cratic life in the form of a political to the presidency and signified the party, which, along with the ARE- first peaceful alternation of power NA extreme right party, formed and the start of a democratic cul- centrifuge bipartisanship. The high ture. This period coincided with the competition between these parties beginning of peace in the region and and their mutual supervision have the end of the Cold War. In 1994, assured that the public administra- the alternation in the presidency tion showed the highest levels of continued with Carlos Roberto Re- efficiency and the lowest corruption ina (1994-1998), of the PL, when he levels for Central America, except won the elections, consolidating the Costa Rica. In the early years of Honduran bipartisanship that has democracy, the ARENA party ob- been characterized by agreements tained important control when it between elites; these agreements in- won the presidential elections with cluded the distribution of privileges. Armando Calderón (1994-1999), A series of personalistic factions ex- Francisco Flores (1999-2004), and ist in the Honduran parties. These Elias Antonio Saca (2004-2009). factions compete between them- These elections were characterized selves without a coherent program- by a low turnout, especially in the matic agenda, nor an ideologically rural areas where the inhabitants differentiated one. Both parties can did not see, in the democracy, their be located on the right wing. The le- potential to resolve their immediate thal factions correspond to territori- problems, due to a significant asym- al and commercial elements; for ex- metry in the power of election cam- ample, the PL was funded by United paign financing and a weakly dem- Fruit Co. and the PN by Cuyamel ocratic institutionality in general. Fruit Co. (Salomón, 1996; Torres, The ARENA party showed greater 2010; Ruhl, 2010; Somoza, 2005). cohesion than the FMLN that suf- fered splits; but even if the FMLN In El Salvador, democracy can be was not able to win the presidency dated from the presidential elections in the early years, it obtained im- of 1994, the first free, competitive, portant positions at the local and and plural ones. Only the signature legislative level (Colburn, 2009; of the peace agreement in 1992 set Krennerich, 2005a; Wood, 2005; up the conditions for democracy. An Torres, 2015). Licencia Creative Commons Political Systems in Central America. A Compared Historical Analysis 95 Atribución-No-Comercial SinDerivadas 3.0 Costa Rica Rafael Gustavo Miranda Delgado
Temas de nuestra américa Vol. 34, N.° 64 Julio-diciembre / 2018 ISSN 0259-2339 • EISSN 2215-5449 In Guatemala, the main political and only the right-wing has an in- actors have not been committed to stitutionalized space because, after democratic rules. Even though with nearly four decades of military vi- the negotiations of peace in El Sal- olence, the Guatemalan guerrilla vador and the distension of interna- movement has not had the same ca- tional relations with the fall of the pacity that the Salvadoran and Nic- Berlin Wall the military had no sig- araguan guerrillas have had to trans- nificant influence on the elections form themselves in political parties. that led Jorge Serrano Elias (1991- The Guatemalan National Revo- 1993) to the presidency, Serrano, lutionary Unity (URNG), which himself, accused of corruption, engi- brings together the former guerrillas, neered a coup that was foiled by the did not take part in the first elec- rejection of the civil society in gen- tions and has been systematically eral and by the military. The Guate- ceding space. The democratic and malan Congress appointed Ramiro progressive forces, such as the in- de León Carpio (1993-1996), for- digenous, gender, and human rights mer ombudsman and human rights movements, have not been able to defender, as president. This moment coalesce into political parties and can be considered the beginning are weak and fragmented. The right- of democracy in Guatemala, as the wing candidates represent groups institutions demonstrated sufficient that disappear after each election, so strength to guarantee the subordina- that these groups cannot be consid- tion of the military and the demo- ered as parties. However, the right- cratic rules of the game. This dem- wing does have strong organizations, ocratic beginning also significantly including with veto power, such as contributed to the peace agreement the Coordinating Committee of signed in 1996; and the agreement Associations and Chambers of Ag- contributed to democratization. riculture, Commerce, Industry, and Finance (CACIF). The Guatemalan As of this moment, the elections State remains weak; it does not have have been free and competitive. the monopoly of violence in large However, the voter participation part of its territory due to the pres- has been among the lowest in Lat- ence of drug traffickers and is one of in America, and the majority of the the States at the world level that has indigenous population has not been the lowest social investment. That is incorporated to the political life. why Guatemala remains one of the The political spectrum is reduced, poorest countries in Latin America 96 Political Systems in Central America. A Compared Historical Analysis Licencia Creative Commons Rafael Gustavo Miranda Delgado Atribución-No-Comercial SinDerivadas 3.0 Costa Rica
Julio-diciembre / 2018 Temas de nuestra américa Vol. 34, N.° 64 ISSN 0259-2339 • EISSN 2215-5449 (Torres, 2015; Seligson, 2005; Ben- of civil society. Finally, the period del and Krennerich, 2005; Torres, culminates with the presidency of 2010; Rojas, 2010; Torres, 1981). the conservative candidate Enrique Bolaños (2002-2007). These three In Nicaragua, the first free and presidencies were marked by a neo- competitive elections marking the liberal economic agenda and politi- beginning of democracy were con- cal instability. (Torres, 2015; Martí i ducted in 1990 and led the winner, Puig, 2015; Krennerich, 2005b; Col- Violeta Barrios de Chamorro, to the burn and Cruz, 2012; Vargas, 1995). presidency (1990-1997); she led the right-wing coalition National A bipolar logic continued, but not a Opposition Union. This moment is bipartisan one, mainly because since considered the beginning of democ- the Alemán-Ortega pact there were racy in the country, not only for the no effective differences of program- qualities of the elections but for the matic agenda, and the caudillo who significance of resolving such rapid was leading each group was the most change of power from the Sandini- important element. stas to anti-Sandinista movement within the political space. In Central America, during the pe- riod under analysis, with the excep- After these elections, the political tion of Costa Rica, we find impov- violence decreased, the Contra de- erished and unequal countries, with mobilized, the Sandinista Popular disrupted societies, where the mili- Army reduced by more than half, tary were the only organized politi- and social organizations emerged cal actors. Nevertheless, changes in with significant impetus. Chamor- the international context, with the ro focused on creating a right-wing fall of the Berlin Wall and, at the party, and the FSLN concentrated regional level, with the triumph on recovering from defeat and orga- of the Sandinista revolution, fo- nizing a party. The Somoza’s forces mented the hegemonic crisis of the also created a party, the Nationalist military and militarism and a tran- Liberal Party, which led Arnoldo sition that began in a state of war Alemán to the presidency (1997- and, then, managed to obtain the 2002). Alemán and the Sandinista commitment of the main political leader Daniel Ortega signed a pact to actors in the region, at least as a distribute the positions of power, re- facade, with the rules of the demo- gardless of the merit or the demands cratic competition. Licencia Creative Commons Political Systems in Central America. A Compared Historical Analysis 97 Atribución-No-Comercial SinDerivadas 3.0 Costa Rica Rafael Gustavo Miranda Delgado
Temas de nuestra américa Vol. 34, N.° 64 Julio-diciembre / 2018 ISSN 0259-2339 • EISSN 2215-5449 El Salvador and, then, Nicaragua Quality and Challenges of the managed to create civil societies Present Democracy with significant levels of mobili- zation because their processes of Talking about quality and challeng- transition were from the bottom up. es of democracy in Central Ameri- However, as we will see, this transi- ca is an important step forward for tion was co-opted in Nicaragua, and the region because it means that the economic forces have not au- the conflictivity in all the countries tomatically transformed their eco- of the region develops in a political nomic power in political power any and democratic space. longer. In Honduras and Panama, the de facto powers led the democra- However, nowadays in Honduras, we tization from the top down, so that can find a breakdown of the democ- the gap between civil society and racy in the coup d'état of June 28, political society widened. Moreover, 2009. Manuel Zelaya (2006-2009) in Guatemala, the inability to trans- was elected president, supported by form the guerrilla movement into a the Liberal Party, in a context where political party with a programmatic the bipartisanship was systematically agenda has also resulted in a politi- losing support, expressed in the con- cal system characterized by a signif- tinuous increase of abstention and icant gap between political actors the questioning of the electoral re- and fragmented social actors. sults. However, Zelaya quickly moved away from the traditional way of do- In all countries, the democratiza- ing politics of bipartisanship and from tion and the first years of democra- traditional support groups such as the cy coincided with deep economic business sector. This situation caused crisis and neoliberal policies that tension in the relations between the have maintained the socio-econom- President and the other de jure and de ic inequalities and the weakness of facto powers, especially at the end of States, allowing in all the region, 2008 when a presidential decree in- except Costa Rica, that traditional creased the minimum wage by more actors, like the economic forces and than 50 percent. At the beginning of their corporate pressure groups, keep 2009, the conflictivity between the control of public policies, reducing powers sparked when Zelaya intended the political sphere. to call for a referendum to allow his presidential re-election, just after the Supreme Electoral Tribunal declared 98 Political Systems in Central America. A Compared Historical Analysis Licencia Creative Commons Rafael Gustavo Miranda Delgado Atribución-No-Comercial SinDerivadas 3.0 Costa Rica
Julio-diciembre / 2018 Temas de nuestra américa Vol. 34, N.° 64 ISSN 0259-2339 • EISSN 2215-5449 this act illegal; this situation resulted oligopoly, and the center-left Free- in his removal from office, without a dom and Re-foundation Party (LI- preliminary hearing or judicial pro- BRE) and the Anti-Corruption Par- cess. Undoubtedly, this is the greatest ty (PAC) emerged; these two parties expression of contemporary institu- obtained the second and fourth po- tional weakness in Central America. sition in these elections respective- The civil society remained on the ly. This expansion of the spectrum streets for more than five months, of the political offer, which allows denouncing the coup d'état and de- a left political option out of biparti- manding better living conditions, sanship for the first time in history, is while they were heavily punished, one of the most important events in with a balance of 10 people dead and the republican history of the coun- numerous injured (Sosa, 2014; Rojas, try. The civil society also looks more 2010; Torres, 2010). vigorous and less tolerant to corrup- tion and lack of institutionality. The extreme institutional weakness, the high levels of crime that make The challenge to improve the qual- Honduras one of the most violent ity of the Honduran democracy countries in the world, the criminal- implies that new parties overcome ization of social, peasant, indigenous their tendencies towards faction- and identity (as the LGBTI commu- alism and personalism, and so they nity) protests, the neo-liberal policies can build programmatic parties with that maintain the State weak vis-à- differentiated agendas that articu- vis the economic powers, the decline late the demands of the civil society. of social investment, the rising in- equality, the clientelist practices, and In Nicaragua and El Salvador, the the corruption in general continued former guerrillas, now converted in during the presidencies of Porfirio political parties, have reached the Lobo (2010-2014) and Juan Hernán- presidency. In 2007, the FSLN, with dez (2014-currently in office). Daniel Ortega, won the presidency; Ortega remains in office after win- The positive note is that the coup ning the election for the periods d'etat has re-politicized the Hondu- 2012-2017 and 2017-2022. Also, ran citizenship, which is especially in El Salvador, the FMLN won evident from the presidential elec- the elections with Mauricio Funes tions of 2013 when the traditional (2009-2014) and Salvador Sánchez parties lost their historical electoral (2014-2019). Licencia Creative Commons Political Systems in Central America. A Compared Historical Analysis 99 Atribución-No-Comercial SinDerivadas 3.0 Costa Rica Rafael Gustavo Miranda Delgado
Temas de nuestra américa Vol. 34, N.° 64 Julio-diciembre / 2018 ISSN 0259-2339 • EISSN 2215-5449 After more than 15 years, Daniel 2010; Martí i Puig, 2016; Martí i Ortega returned to the Presidency of Puig, 2008; Martí i Puig, 2013; Martí Nicaragua, but this time through free i Puig, 2009; Perez, 2012). and competitive elections; in these tight polls, the FSLN faced a divid- In El Salvador, the FMLN won the ed Liberal Party. Ortega is another 2009 elections with Funes, an inde- case of personalism in the history of pendent candidate, in the midst of a Nicaragua. Under the Alemán-Orte- campaign with high levels of aggres- ga pact, he has been able to obtain siveness and political violence. The the re-election in two opportunities, FMLN victory resulted in the divi- in elections every time less free, less sion of the right and the emergence competitive and highly questioned. of the Great National Alliance The re-election was possible thanks Party (GANA); there was also a to the clientelism financed by in- distance between the President and ternational agreements, such as the the FMLN. During the governments ALBA that has allowed considerable of the FMLN, politics has been judi- material improvements for the im- cialized, and El Salvador remains a poverished population, negotiations poor country with a weak State and with the business sectors that have is one of the most violent countries guaranteed them their material inter- in the world; however, unlike Nic- ests, and his approach to the Cath- aragua, there are no considerable olic Church by adopting conserva- accusations of corruption (Roody, tive positions and clerical rhetoric. 2016; Roody, 2012; Ramos, Loya, Especially after the reforms of 2014 and Arteaga, 2009). that allows Ortega to be re-elected indefinitely, he has concentrated the Nicaragua and El Salvador share high power of the State in his figure and levels of poverty that prevent citizen- has been systematically undermining ship to be fulfilled, and high levels of the division of powers, which places polarization that hinder social con- the FSLN as an actor with hegemon- sensus. In Nicaragua, the FSLN has ic pretensions. Additionally, Ortega accumulated more power than the and his wife, Rosario Murillo, ex- FMLN in El Salvador. The FSLN has ercise tight control over the FSLN; been using non-democratic resources thus, the presidential couple has be- for such purposes and has been fac- come the main actors of the Nicara- ing a divided right-wing; and even, guan life (Anderson and Dodd, 2009; in its rhetoric, it does not include is- Colburn and Cruz, 2012; Rocha, sues of justice and social policies. In 100 Political Systems in Central America. A Compared Historical Analysis Licencia Creative Commons Rafael Gustavo Miranda Delgado Atribución-No-Comercial SinDerivadas 3.0 Costa Rica
Julio-diciembre / 2018 Temas de nuestra américa Vol. 34, N.° 64 ISSN 0259-2339 • EISSN 2215-5449 addition, being a small country, Nic- Party won the presidential elections aragua has clientelist policies that during and after the American inva- have reached a significant percentage sion, except for the elections of 2009 in the population. In the meantime, when Ricardo Martinelli was elected, the FMLN has been respecting the despite the union of the traditional democratic game and has been facing parties. Panama has maintained the a united and more solvent right-wing economic growth, but this dyna- in public management. mism has not had the same rhythm to reduce poverty and has increased In Nicaragua, a little democratic inequality; this situation has gener- left-wing faces a right with little so- ated a perception of corruption and cial conscience. Instead, in El Sal- inability or disinterest on the part vador, the multiplicity of difficulties of the government to address the seems to overwhelm the administra- social demands of those who are re- tive capabilities of both parties. lated through the clientelism. The Political Parties do not have either In Panama, Costa Rica, and Gua- programmatic agendas or discipline temala, non-traditional candidates (Guevara, 2016; Brown and Moon, were elected presidents in the most 2013; Luna and Sánchez, 2009). recent presidential elections. In Pan- ama, Ricardo Martinelli, a self-called The spectrum of the offer of political anti-political outsider entrepreneur, parties in Costa Rica was significant- triumphed in the presidential polls of ly reduced when the party system 2009. In Costa Rica, for the first time became increasingly centripetal, and in its democratic history, Luis Guill- the historical, social democratic Na- ermo Solis was elected president tional Liberation Party converged to- without the support of any of the ward the center-right generating the blocks of the traditional bipolarity misalignment of the political system. in the presidential elections of 2014. This situation coincided with the pro- Likewise, in Guatemala, Jimmy Mo- cess of economic complexification in rales won the presidency in 2016; he the country and with greater compe- is a recognized actor and comedian tition in the international economy without previous party ties or experi- that broke the traditional social dem- ence in public administration. ocratic pact and increased inequality. For this reason, since the presiden- In Panama, the Democratic Revolu- tial elections of 2002, a third force tionary Party and the Panameñista in the political party system emerged Licencia Creative Commons Political Systems in Central America. A Compared Historical Analysis 101 Atribución-No-Comercial SinDerivadas 3.0 Costa Rica Rafael Gustavo Miranda Delgado
Temas de nuestra américa Vol. 34, N.° 64 Julio-diciembre / 2018 ISSN 0259-2339 • EISSN 2215-5449 from the center-left. This third force of an outsider without a defined pro- is composed of former members of grammatic agenda. Even though the the PLN, which obtained the second rule of law has been strengthened, as place in the presidential elections of shows the arrest of the former pres- 2006 and won the presidency in 2014: ident Alfonso Portillo for several the Citizen Action Party (PAC). In offenses occurred during his man- Guatemala, the political party sys- date. The Guatemalan democracy tem remains reduced to the right and has many challenges ahead, such as shows the highest fragmentation in the capacity of the political system Latin America, the parties are person- to give answers to the most pressing alistic without defined programmatic problems of the civil society. Final- agendas and disappear with ease; and ly, Panama is a country with politi- despite some improvements of the cal stability, but where the political economic growth, poverty and in- sphere is very reduced; this calls the equality continue (Hernandez, 2011; quality of democracy into question. Torres, 2015; Alfaro and Gomez, 2016; Alfaro and Gomez, 2014; Alfa- Conclusions ro and Gomez, 2012; Feoli, 2009; Az- puru and Blanco, 2008). Central America is a very diverse region in experiences and quality of Changes in Costa Rica show the democracy; Costa Rica is the most capacity of its mature democracy to successful, historical, and contempo- adapt to social demands. The new rary case in the subregion. The rest political actors are formally insti- of democracies are relatively young tutionalized, are political parties and fragile democracies, without with differentiated programmatic historical experiences of democracy, agendas, and have emerged to give with weak States, without social con- a response to the misalignment. The sensus, and limited citizenship that is challenge of the quality of democra- treated in a clientelist manner and is cy in Costa Rica is that the executive a victim of poverty and inequality. can make its policies effective with the high party fragmentation in the However, from a historical perspec- legislative power. In turn, the Gua- tive, Central America has at pres- temalan system of political parties ent achieved a significant political has not had the same ability to adapt liberalization that allows raising the in order to have a broader offer that analysis of political systems in terms allows the arrival to the presidency of quality of democracy. 102 Political Systems in Central America. A Compared Historical Analysis Licencia Creative Commons Rafael Gustavo Miranda Delgado Atribución-No-Comercial SinDerivadas 3.0 Costa Rica
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