NOTABLE ARTICLES OF 2016 - A collection of important studies from the past year as selected by NEJM editors

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NOTABLE
ARTICLES
OF 2016
A collection of important studies
from the past year as selected by NEJM editors
December 2016

Dear Reader,

In 2016, the Journal published trials that sought to answer complicated questions. One such study
looked at whether men with early prostate cancer should undergo prostatectomy, radiation, or
“watchful waiting” to achieve the best outcome at 10 years. This study found that men with low-risk or
intermediate-risk prostate cancer had low prostate-cancer–specific mortality after 10 years, irrespective
of the treatment assigned. Importantly, these data helped with the conundrum of treating prostate cancer.
Since this is a disease of older men, the study balanced the competing issues of aggressive treatment
of a redolent disease with the reality that other factors may claim the life of the patient before he suc-
cumbs to prostate cancer. It provided solid landmarks for men wrestling with what to do when they
were diagnosed with low-intermediate risk prostate cancer.

Another study examined whether inducing labor at 39 weeks in pregnant women 35 years of age or
older, compared to expectant management, reduced stillbirth. While the study was underpowered
to assess differences in perinatal outcomes, it found no effect between the two groups on the rate of
caesarean section. This trial makes an important contribution to our current medical knowledge, and
helps build the foundation for larger, forthcoming studies. And even without larger studies, the data
presented helped pregnant women and their physicians visualize the risks and benefits of inducing
labor.

As the medical information published in NEJM is regularly used in daily practice, we ensure each paper
published meets exacting standards for editorial quality, clinical relevance, and impact on patient out-
comes. Among all papers published in 2016, this “most notable” collection was selected by the editors
as being the most meaningful in improving medical practice and patient care. We hope that you will
take valuable insights from these articles as you continue along your path of lifelong learning.

                                                  Jeffrey M. Drazen, M.D.
                                                  Editor-In-Chief, The New England Journal of Medicine
                                                  Distinguished Parker B. Francis Professor of Medicine
                                                  Harvard Medical School

                                                     800.843.6356 | f: 781.891.1995 | nejmgroup@mms.org
                                                                860 winter street, waltham, ma 02451-1413
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contents
original article
Incidence of Dementia over Three Decades in the Framingham Heart Study............................................. 1
             perspective
             Is Dementia in Decline? Historical Trends and Future Trajectories........................................ 2

original article
Effects of Testosterone Treatment in Older Men........................................................................................... 5
             editorial
             Establishing a Framework — Does Testosterone Supplementation Help Older Men?	��������� 6

original article
National Cluster-Randomized Trial of Duty-Hour Flexibility in Surgical Training........................................ 8
            editorial
            Surgical Resident Duty-Hour Rules — Weighing the New Evidence....................................... 9
            perspective
            Leaping without Looking — Duty Hours, Autonomy,and the Risks of Research
            and Practice.............................................................................................................................. 11

original article
Randomized Trial of Labor Induction in Women 35 Years of Age or Older............................................... 14
          editorial
          Induction of Labor and Cesarean Delivery.............................................................................. 15

original articles
Randomized Trial of Stent versus Surgery for Asymptomatic Carotid Stenosis......................................... 17
Long-Term Results of Stenting versus Endarterectomy for Carotid-Artery Stenosis.................................. 18
           editorial
           Endarterectomy, Stenting, or Neither for Asymptomatic Carotid-Artery Stenosis................ 19

original articles
Blood-Pressure Lowering in Intermediate-Risk Persons without Cardiovascular Disease......................... 21
Cholesterol Lowering in Intermediate-Risk Persons without Cardiovascular Disease............................... 22
Blood-Pressure and Cholesterol Lowering in Persons without Cardiovascular Disease............................ 23
            editorial
            More HOPE for Prevention with Statins.................................................................................. 24

original article
Efficacy of the Herpes Zoster Subunit Vaccine in Adults 70 Years of Age or Older................................... 27
              editorial
              Preventing Shingles and Its Complications in Older Persons................................................ 28

                                                                                                                              (continued on next page)

                    The New England Journal of Medicine is a publication of NEJM Group, a division of the Massachusetts Medical Society.
                    ©2016 Massachusetts Medical Society, All rights reserved.
contents                (continued from previous page)

original articles
10-Year Outcomes after Monitoring, Surgery, or Radiotherapy for Localized Prostate Cancer................. 30
original article
Patient-Reported Outcomes after Monitoring, Surgery, or Radiotherapy for Prostate Cancer.................. 31
            editorial
            Treatment or Monitoring for Early Prostate Cancer................................................................ 32

original article
Guillain–Barré Syndrome Associated with Zika Virus Infection in Colombia............................................. 34
            editorial
            Zika Getting on Your Nerves? The Association with the Guillain–Barré Syndrome.............. 35

original article
A Randomized Trial of Long-term Oxygen for COPD with Moderate Desaturation .................................. 37
          editorial
          Clinical Usefulness of Long-Term Oxygen Therapy in Adults................................................. 38

perspective
Zika Virus in the Americas — Yet Another Arbovirus Threat ..................................................................... 40

perspective
Reducing the Risks of Relief — The CDC Opioid-Prescribing Guideline ................................................... 44

perspective
Rethinking the Primary Care Workforce — An Expanded Role for Nurses................................................. 48
1     Notable Articles of 2016                                                                                          nejm.org
                 The   n e w e ng l a n d j o u r na l   of   m e dic i n e

                               Original Article

    Incidence of Dementia over Three Decades
         in the Framingham Heart Study
Claudia L. Satizabal, Ph.D., Alexa S. Beiser, Ph.D., Vincent Chouraki, M.D., Ph.D.,
Geneviève Chêne, M.D., Ph.D., Carole Dufouil, Ph.D., and Sudha Seshadri, M.D.

                                      A BS T R AC T

BACKGROUND
The prevalence of dementia is expected to soar as the average life expectancy in-       From the Boston University Schools of
creases, but recent estimates suggest that the age-specific incidence of dementia       Medicine (C.L.S., A.S.B., V.C., S.S.) and
                                                                                        Public Health (A.S.B.), Boston, and the
is declining in high-income countries. Temporal trends are best derived through         Framingham Heart Study, Framingham
continuous monitoring of a population over a long period with the use of consis-        (C.L.S., A.S.B., V.C., S.S.) — all in Mas-
tent diagnostic criteria. We describe temporal trends in the incidence of dementia      sachusetts; and Inserm Unité 1219 and
                                                                                        CIC 1401-EC (Clinical Epidemiology) and
over three decades among participants in the Framingham Heart Study.                    University of Bordeaux, ISPED (Bordeaux
                                                                                        School of Public Health) — both in Bor-
METHODS                                                                                 deaux, France (G.C., C.D.). Address re-
Participants in the Framingham Heart Study have been under surveillance for in-         print requests to Dr. Seshadri at the Bos-
                                                                                        ton University School of Medicine,
cident dementia since 1975. In this analysis, which included 5205 persons 60 years      Department of Neurology, 72 E. Concord
of age or older, we used Cox proportional-hazards models adjusted for age and sex       St., B602, Boston, MA 02118, or at
to determine the 5-year incidence of dementia during each of four epochs. We also       suseshad@bu.edu.
explored the interactions between epoch and age, sex, apolipoprotein E ε4 status,       N Engl J Med 2016;374:523-32.
and educational level, and we examined the effects of these interactions, as well       DOI: 10.1056/NEJMoa1504327
                                                                                        Copyright © 2016 Massachusetts Medical Society.
as the effects of vascular risk factors and cardiovascular disease, on temporal
trends.
                                                                                          Read Full Article at NEJM.org
RESULTS
The 5-year age- and sex-adjusted cumulative hazard rates for dementia were 3.6 per
100 persons during the first epoch (late 1970s and early 1980s), 2.8 per 100 persons
during the second epoch (late 1980s and early 1990s), 2.2 per 100 persons during
the third epoch (late 1990s and early 2000s), and 2.0 per 100 persons during the
fourth epoch (late 2000s and early 2010s). Relative to the incidence during the first
epoch, the incidence declined by 22%, 38%, and 44% during the second, third,
and fourth epochs, respectively. This risk reduction was observed only among
persons who had at least a high school diploma (hazard ratio, 0.77; 95% confi-
dence interval, 0.67 to 0.88). The prevalence of most vascular risk factors (except
obesity and diabetes) and the risk of dementia associated with stroke, atrial fibril-
lation, or heart failure have decreased over time, but none of these trends com-
pletely explain the decrease in the incidence of dementia.
CONCLUSIONS
Among participants in the Framingham Heart Study, the incidence of dementia
has declined over the course of three decades. The factors contributing to this
decline have not been completely identified. (Funded by the National Institutes of
Health.)

                                n engl j med 374;6   nejm.org   February 11, 2016                                                   523

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2         Notable Articles of 2016                                                                                nejm.org

PE R S PE C T IV E                                                                                                   Is Dementia in Decline?

Is Dementia in Decline?

His tory of Medicine

Is Dementia in Decline? Historical Trends and Future
Trajectories
David S. Jones, M.D., Ph.D., and Jeremy A. Greene, M.D., Ph.D.
                                                                                                                       Related article, p. 523

                             I  n 2005, researchers from the
                                Duke Center for Demographic
                             Studies reported a “surprising
                                                                    in the dementia epidemic? The
                                                                    potential decline of dementia,
                                                                    seen in light of the rise and fall
                                                                                                           be extremely difficult to produce
                                                                                                           timely and convincing data about
                                                                                                           the trajectories of chronic dis-
                             trend”: data from the National         of other major diseases, raises an     eases.4 When physicians began to
                             Long-Term Care Surveys showed          even more tantalizing prospect:        debate CAD trends in 1974, they
                             that the prevalence of severe cog-     Can we control our burden of           had to rely on government data
                             nitive impairment in the Medi-         disease?                               that were 5 years out of date. It
                             care population had decreased             This is not the first time that     took 4 years of concerted effort
                             significantly between 1982 and         the medical profession and the         to reach consensus about an in-
                             1999.1 At a time when baby-            public health community have           flection that had occurred more
                             boomer demographics led to pre-        struggled to interpret reports of an   than a decade earlier. Even though
                             dictions of a looming dementia         unexpected reversal of a chronic-      better and timelier data are now
                             crisis, this finding offered hope.     disease epidemic.4 In 1964, Cali-      available, dementia researchers
                             Since that time, other reports         fornia health officials reported       must still be resourceful in seek-
                             have similarly shown that the in-      that rates of coronary artery dis-     ing convincing data. As Satizabal
                             cidence or prevalence of demen-        ease (CAD) had begun to de-            et al. indicate, each existing re-
                             tia is decreasing in various popu-     crease. This finding, which defied     port has limitations. Their new
                             lations. Researchers have offered      the widespread belief that the         data, which overcome many of
                             many possible explanations, in-        CAD epidemic would only worsen         these limitations, demonstrate the
                             cluding increased wealth, better       as life expectancy grew, garnered      value of investments in long-term,
                             education, control of vascular risk    scant attention. Even a decade         longitudinal epidemiologic re-
                             factors, and use of statins, anti-     later, most health officials as-       search such as the Framingham
                             hypertensive agents, and nonste-       sumed that CAD was still on the        Heart Study. But the data still re-
                             roidal antiinflammatory drugs.1,2      rise. It was only in 1974 that re-     flect only one population sample.
                             However, even as researchers de-       searchers began taking the pros-       Whether they are accepted as
                             scribe their “cautious optimism”       pect of decline seriously. By 1978,    conclusive evidence of a broad-
                             about specific populations, they       they had accepted that CAD’s na-       based reduction in dementia in-
                             still project a quadrupling of         tional decline had begun in the        cidence will become clear only
                             global prevalence over the com-        mid-1960s. Similar decreases were      over time.
                             ing decades.3                          soon reported in many other high-         Second, since trajectories of
                                 In this issue of the Journal,      income countries, from Australia       chronic-disease incidence reflect
                             Satizabal and colleagues report        to Finland. This recognition trig-     complex interactions of many
                             more “robust evidence” of demen-       gered debate over the contribu-        causal factors, it will almost al-
                             tia’s decline (pages 523–32). Using    tion of medical and public health      ways be uncertain whether de-
                             surveillance data collected from       interventions, in hopes that knowl-    creases will continue or reverse.
                             the Framingham Heart Study             edge of the causes of decline          Even as consensus about interna-
                             from 1975 to the present, they         would guide policies and resource      tional CAD reduction consolidat-
                             found a 20% decrease in demen-         allocation and ensure continua-        ed between the 1970s and the
                             tia incidence each decade, even        tion of these health benefits.         1990s, worrisome evidence about
                             as average body-mass index, dia-          The history of the debate on        countervailing trends also ap-
                             betes prevalence, and population       CAD decline carries important          peared.4 Enthusiasm for anti-CAD
                             age have increased. Can we now         lessons for emerging reports of        public health campaigns has been
                             conclude that the tide has turned      dementia’s decline. First, it can      fragile, even in countries like

                                                      n engl j med 374;6   nejm.org   February 11, 2016                                   507

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3    Notable Articles of 2016                                                                                       nejm.org
PE R S PE C T IV E                                                                                      Is Dementia in Decline?

           Finland that demonstrated their        1980s, even after CAD’s decline             trol of infectious disease led to
           promise so well. The widespread        had been accepted and despite               dramatic gains in life expectancy,
           increases in obesity and diabetes      knowledge that dementia shares              physicians in the early 20th cen-
           could fuel CAD resurgences.            many risk factors with CAD, phy-            tury came to see CAD and cancer
           Many researchers have warned           sicians began to warn about an              as the inevitable scourges of long
           that CAD’s decline could stall or      exploding dementia epidemic.5               lives. Over recent decades, that
           even reverse — something that          The decrease in prevalence that             pessimism has largely given way
           has happened among young               surprised Manton and colleagues             as well: CAD and many forms of
           adults and other subpopulations        in 2005 could have been predict-            cancer are increasingly prevent-
           in Europe, Australia, and the          ed decades earlier. But dementia            able and curable. The burden of
           United States. Other countries,        will remain a problem despite               disease of the 20th century, like
           such as China, continue to see         these decreases. The prevalence             that of the 19th, was not an in-
           increases in CAD with no evi-          of dementia can increase, even if           evitable fact of life, but a product
           dence of plateau or reversal.          the incidence falls, if global pop-         of lives lived amid specific —
                                                                                              and malleable — conditions.
                                                                                                  What should we expect as can-
                        History offers reasons for hope.                                      cer and heart disease come under
                     Evidence of dementia’s decline shows                                     control? Many people think that
                                                                                              we can live even longer lives —
                     once again that our burden of disease                                    but lives compromised by demen-
                                                                                              tia, vision loss, and hearing loss.
                                 is malleable.                                                Whether that fate is inevitable or
                                                                                              whether these, too, are malleable
              All these countervailing trends     ulations live longer. The absolute          scourges remains to be seen.
           could affect dementia as well.         number of people with dementia              Such questions are better left to
           Rocca and colleagues have warned       can increase, even if both inci-            futurists and geriatricians than
           that increases in obesity, diabetes,   dence and prevalence fall, if the           to historians. Yet Satizabal et al.
           and hypertension could under-          size of the elderly population              believe there’s cause for “cautious
           mine the gains achieved through        grows. That explains why, 10 years          hope.” Primary and secondary pre-
           improved education, wealth, and        into the era of reports of decreas-         vention might diminish the mag-
           control of vascular risk factors.      ing dementia in selected popula-            nitude of the long-feared dementia
           Even if a dementia decline has         tions, Satizabal and colleagues             epidemic. Something else might
           begun, it might not last: the out-     still write that the “prevalence of         save our vision and hearing.
           come depends on the balance of         dementia is expected to soar as                 Faced with choices between
           diverging trends.2,3                   our societies age.” Even research-          equally defensible epidemiologic
              Third, these ambiguities open       ers rigorously examining the evi-           projections, physicians and re-
           up a battleground for conflicting      dence of decreases continue to              searchers must think carefully
           interpretations by interested par-     worry about what the future will            about what stories they empha-
           ties. Policymakers can use the         bring.                                      size to patients and policymak-
           same data to tell vastly different         History offers reasons for              ers. The implications, especially
           stories about public health. Fore-     hope. Evidence of dementia’s de-            for investment in long-term care
           casts of CAD’s future continue to      cline shows once again that our             facilities, are enormous. Our ex-
           swing between narratives of tri-       burden of disease is malleable.             planations of decline are equally
           umph and catastrophe.4 The good        This lesson has been hard won.              important, since they guide in-
           news is that more and more             Mid-19th-century physicians saw             vestments in behavior change,
           countries are reporting evidence       cholera and tuberculosis as in-             medications, and other treat-
           of decline. The bad news is the        evitable scourges of urban envi-            ments.
           evidence of the fragility of these     ronments. But those epidemics                   With this latest contribution,
           gains.                                 yielded to sanitary reform, im-             optimism about dementia is more
              Narratives of dementia remain       proved standards of living, and             justified than ever before. Even if
           similarly malleable. In the early      eventually medical care. As con-            death and taxes remain inevita-

508                                           n engl j med 374;6   nejm.org   February 11, 2016

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4      Notable Articles of 2016                                                                                                            nejm.org
PER S PE C T IV E                                                                                                              Is Dementia in Decline?

          ble, cancer, CAD, and dementia             Disclosure forms provided by the authors        sights into the dementia epidemic. N Engl J
                                                  are available with the full text of this article   Med 2013;369:2275-7.
          may not. But cautious optimism          at NEJM.org.                                       3. Rocca WA, Petersen RC, Knopman DS,
          should not become complacency.                                                             et al. Trends in the incidence and prevalence
                                                  From the Department of Global Health and
          If we can elucidate the changes         Social Medicine, Harvard Medical School,
                                                                                                     of Alzheimer’s disease, dementia, and cog-
                                                                                                     nitive impairment in the United States. Al-
          that have contributed to these          Boston (D.S.J); the Department of the His-         zheimers Dement 2011;7:80-93.
          improvements, perhaps we can ex-        tory of Science, Harvard University, Cam-          4. Jones DS, Greene JA. The decline and
                                                  bridge, MA (D.S.J.); and the Division of
          tend them. Today, the dramatic          General Internal Medicine and the Depart-
                                                                                                     rise of coronary heart disease: understand-
                                                                                                     ing public health catastrophism. Am J Pub-
          reductions in CAD-related mor-          ment of the History of Medicine, Johns             lic Health 2013;103:1207-18.
          tality are under threat. The incipi-    Hopkins University School of Medicine,             5. Beck JC, Benson DF, Scheibel AB, Spar
                                                  Baltimore (J.A.G.).
          ent improvements in dementia                                                               JE, Rubenstein LZ. Dementia in the elderly:
                                                  1. Manton KC, Gu XL, Ukraintseva SV. De-           the silent epidemic. Ann Intern Med 1982;
          are presumably even more fragile.                                                          97:231-41.
                                                  clining prevalence of dementia in the U.S. el-
          The burden of disease, ever mal-        derly population. Adv Gerontol 2005;16:30-7.       DOI: 10.1056/NEJMp1514434
          leable, can easily relapse.             2. Larson EB, Yaffe K, Langa KM. New in-           Copyright © 2016 Massachusetts Medical Society.
                                                                                                     Is Dementia in Decline?

                                    n engl j med 374;6   nejm.org     February 11, 2016                                                                509

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5     Notable Articles of 2016                                                                                             nejm.org

                  new england
                        The
              journal of medicine
              established in 1812                     February 18, 2016                           vol. 374       no. 7

               Effects of Testosterone Treatment in Older Men
       P.J. Snyder, S. Bhasin, G.R. Cunningham, A.M. Matsumoto, A.J. Stephens-Shields, J.A. Cauley, T.M. Gill,
    E. Barrett-Connor, R.S. Swerdloff, C. Wang, K.E. Ensrud, C.E. Lewis, J.T. Farrar, D. Cella, R.C. Rosen, M. Pahor,
     J.P. Crandall, M.E. Molitch, D. Cifelli, D. Dougar, L. Fluharty, S.M. Resnick, T.W. Storer, S. Anton, S. Basaria,
        S.J. Diem, X. Hou, E.R. Mohler III, J.K. Parsons, N.K. Wenger, B. Zeldow, J.R. Landis, and S.S. Ellenberg,
                                        for the Testosterone Trials Investigators*

                                                         a bs t r ac t

BACKGROUND
Serum testosterone concentrations decrease as men age, but benefits of raising testos-      The authors’ full names, academic de-
terone levels in older men have not been established.                                       grees, and affiliations are listed in the Ap-
                                                                                            pendix. Address reprint requests to Dr.
METHODS                                                                                     Snyder at pjs@mail.med.upenn.edu.
We assigned 790 men 65 years of age or older with a serum testosterone concentration        * A complete list of investigators in the
of less than 275 ng per deciliter and symptoms suggesting hypoandrogenism to receive          Testosterone Trials is provided in the
either testosterone gel or placebo gel for 1 year. Each man participated in one or more       Supplementary Appendix, available at
                                                                                              NEJM.org.
of three trials — the Sexual Function Trial, the Physical Function Trial, and the Vital-
ity Trial. The primary outcome of each of the individual trials was also evaluated in all   Drs. Bhasin, Cunningham, Matsumoto,
                                                                                            Stephens-Shields, and Ellenberg contrib-
participants.                                                                               uted equally to this article.
RESULTS                                                                                     N Engl J Med 2016;374:611-24.
Testosterone treatment increased serum testosterone levels to the mid-normal range for      DOI: 10.1056/NEJMoa1506119
men 19 to 40 years of age. The increase in testosterone levels was associated with sig-     Copyright © 2016 Massachusetts Medical Society.

nificantly increased sexual activity, as assessed by the Psychosexual Daily Questionnaire
(P
6   Notable Articles of 2016                                                                                   nejm.org
                                       The   n e w e ng l a n d j o u r na l     of   m e dic i n e

                                                       Edi t or i a l

                        Establishing a Framework — Does Testosterone
                               Supplementation Help Older Men?
                                                         Eric S. Orwoll, M.D.

            Aging is variably but inevitably accompanied by           anemia, bone density, and cardiovascular status).
            declines in health; concomitantly, in men, circu-         The trials are knitted together by common
            lating sex-steroid levels fall with age.1 To what         methods and some shared measures, thus maxi-
            extent these two processes are causally linked            mizing the power of the overall investigation.
            and whether testosterone therapy can prevent or           This inaugural report describes the findings of
            ameliorate important age-related problems have            the three main studies (with primary outcomes
            been major issues in men’s health. In 2003, a com-        related to sexual function, physical function,
            mittee assembled by the Institute of Medicine             and vitality).
            (IOM) found a paucity of randomized, placebo-                 The results show that testosterone therapy did
            controlled clinical trials involving older men and        yield certain benefits, but at this point their
            noted a lack of definite evidence that testoster-         clinical importance is uncertain. Therapy was
            one therapy conferred benefits.2 The committee            not a panacea, and the findings alone might be
            recommended that clinical trials be initiated,            insufficient to support a decision to initiate tes-
            first to evaluate the efficacy of testosterone            tosterone therapy in symptomatic older men. The
            supplementation in older men and then to assess           study confirmed that testosterone supplementa-
            long-term benefits and risks through large-scale          tion can yield improvements in sexual function,
            trials.                                                   but the benefits were modest, tended to wane in
                Little has changed to alter the conclusions of        the latter months of the treatment period, and,
            that report; if anything, the issue of testosterone       as the authors note, were not as robust as those
            supplementation has become more controversial.3           of phosphodiesterase type 5 inhibitors.6 There
            However, in this issue of the Journal, Snyder et al.4     were only small gains in physical performance
            describe the long-awaited initial results of the          and in indexes of mood and depression; overall
            National Institutes of Health–sponsored Testos-           vitality was no better with testosterone therapy
            terone Trials, which were designed to address             than with placebo. For each of the outcomes,
            the key issues identified by the IOM. Their re-           some older men may have a more vigorous re-
            port is important, not only because it deals with         sponse to testosterone therapy and thus could be
            an essential public health issue but also because         more attractive candidates for supplementation;
            the investigators have succeeded in conducting            however, it was not possible to confidently iden-
            the kind of generally well-conceived studies that         tify them by the testosterone levels achieved
            are sorely needed in the field. The findings be-          with therapy. As expected, estradiol levels also
            gin to provide a basis for more rational clinical         increased; those levels have been linked to key
            decisions about testosterone use as well as for           health variables in men (e.g., sexual function).7
            additional research.                                      It’s not yet clear whether responses (or the lack
                The overall design of the Testosterone Trials is      thereof) in the Testosterone Trials may be due to
            complex.5 It includes seven independent, double-          changes in estradiol levels.
            blind, placebo-controlled trials intended to ad-              There is considerable controversy about pos-
            dress specific outcomes that are postulated to be         sible adverse effects of testosterone therapy in
            related to testosterone deficiency (sexual function,      older men, and these studies do not resolve this
            vitality, physical function, cognitive function,          controversy. Although there were minor effects

682                                          n engl j med 374;7   nejm.org   February 18, 2016

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7   Notable Articles of 2016                                                                                              nejm.org
                                                      Editorial

      on hemoglobin and prostate-specific antigen             late controversy and to engender additional re-
      levels, and, reassuringly, no apparent major            search questions — as did the Women’s Health
      toxic effects, larger and more extended trials          Initiative with respect to estrogen-replacement
      would be needed to determine whether therapy            therapy. Nevertheless, it is a landmark study in
      has negative effects on outcomes such as pros-          the field of men’s health and no doubt a bell-
      tate or cardiovascular health.                          wether for additional important contributions
         Importantly, the study participants were re-         from the Testosterone Trials.
      cruited on the basis of stringent criteria (age ≥65        Disclosure forms provided by the author are available with the
      years, total testosterone levels below the normal       full text of this article at NEJM.org.

      range in men 19 to 40 years of age [
8      Notable Articles of 2016                                                                                                 nejm.org

                  new england
                         The
              journal of medicine
              established in 1812                       February 25, 2016                             vol. 374       no. 8

     National Cluster-Randomized Trial of Duty-Hour Flexibility
                        in Surgical Training
     Karl Y. Bilimoria, M.D., M.S.C.I., Jeanette W. Chung, Ph.D., Larry V. Hedges, Ph.D., Allison R. Dahlke, M.P.H.,
      Remi Love, B.S., Mark E. Cohen, Ph.D., David B. Hoyt, M.D., Anthony D. Yang, M.D., John L. Tarpley, M.D.,
    John D. Mellinger, M.D., David M. Mahvi, M.D., Rachel R. Kelz, M.D., M.S.C.E., Clifford Y. Ko, M.D., M.S.H.S.,
            David D. Odell, M.D., M.M.Sc., Jonah J. Stulberg, M.D., Ph.D., M.P.H., and Frank R. Lewis, M.D.

                                                           a bs t r ac t

BACKGROUND
Concerns persist regarding the effect of current surgical resident duty-hour policies on        From the Surgical Outcomes and Quality
patient outcomes, resident education, and resident well-being.                                  Improvement Center (SOQIC), Depart-
                                                                                                ment of Surgery and Center for Health-
METHODS                                                                                         care Studies, Feinberg School of Medicine
                                                                                                and Northwestern Medicine, Northwest-
We conducted a national, cluster-randomized, pragmatic, noninferiority trial involving          ern University (K.Y.B., J.W.C., A.R.D., R.L.,
117 general surgery residency programs in the United States (2014–2015 academic year).          A.D.Y., D.M.M., D.D.O., J.J.S.), and the
Programs were randomly assigned to current Accreditation Council for Graduate Medical           American College of Surgeons (K.Y.B.,
                                                                                                M.E.C., D.B.H., C.Y.K.), Chicago, the De-
Education (ACGME) duty-hour policies (standard-policy group) or more flexible policies          partment of Statistics, Northwestern Uni-
that waived rules on maximum shift lengths and time off between shifts (flexible-policy         versity, Evanston (L.V.H.), and the De-
group). Outcomes included the 30-day rate of postoperative death or serious complica-           partment of Surgery, Southern Illinois
                                                                                                University, Springfield (J.D.M.) — all in
tions (primary outcome), other postoperative complications, and resident perceptions            Illinois; the Department of Surgery,
and satisfaction regarding their well-being, education, and patient care.                       Vanderbilt University, Nashville (J.L.T.);
                                                                                                the Department of Surgery and the Cen-
RESULTS                                                                                         ter for Surgery and Health Economics,
In an analysis of data from 138,691 patients, flexible, less-restrictive duty-hour policies     Perelman School of Medicine, University
were not associated with an increased rate of death or serious complications (9.1% in the       of Pennsylvania (R.R.K.), and the Ameri-
                                                                                                can Board of Surgery (F.R.L.) — both in
flexible-policy group and 9.0% in the standard-policy group, P = 0.92; unadjusted odds          Philadelphia; and the Department of Sur-
ratio for the flexible-policy group, 0.96; 92% confidence interval, 0.87 to 1.06; P = 0.44;     gery, University of California, Los Ange-
noninferiority criteria satisfied) or of any secondary postoperative outcomes studied.          les, School of Medicine, Los Angeles
                                                                                                (C.Y.K.). Address reprint requests to Dr.
Among 4330 residents, those in programs assigned to flexible policies did not report            Bilimoria at the Surgical Outcomes and
significantly greater dissatisfaction with overall education quality (11.0% in the flexible-    Quality Improvement Center (SOQIC),
policy group and 10.7% in the standard-policy group, P = 0.86) or well-being (14.9% and         Department of Surgery, Feinberg School
                                                                                                of Medicine and Northwestern Medicine,
12.0%, respectively; P = 0.10). Residents under flexible policies were less likely than those   Northwestern University, 633 N. St. Clair
under standard policies to perceive negative effects of duty-hour policies on multiple          St., 20th Fl., Chicago, IL 60611, or at
aspects of patient safety, continuity of care, professionalism, and resident education but      k-bilimoria@northwestern.edu.

were more likely to perceive negative effects on personal activities. There were no sig-        This article was published on February 2,
nificant differences between study groups in resident-reported perception of the effect of      2016, at NEJM.org.

fatigue on personal or patient safety. Residents in the flexible-policy group were less         N Engl J Med 2016;374:713-27.
likely than those in the standard-policy group to report leaving during an operation (7.0%      DOI: 10.1056/NEJMoa1515724
                                                                                                Copyright © 2016 Massachusetts Medical Society.
vs. 13.2%, P
9   Notable Articles of 2016                                                                                   nejm.org
                                The   n e w e ng l a n d j o u r na l     of   m e dic i n e

                                                Edi t or i a l

          Surgical Resident Duty-Hour Rules — Weighing the New
                                 Evidence
                                               John D. Birkmeyer, M.D.

     Surgical training has always been hard on resi-           general-surgery training programs were required
     dents. During my own residency more than 20               to adhere to the ACGME rules about maximum
     years ago, 100-hour workweeks and in-house call           shift length and minimum time off between 24-
     every other night were routine. A resident’s life         hour shifts. Another 59 programs were granted
     outside the hospital was simply not a priority.           “flexibility” and did not have to adhere to those
     Residency may be even harder on patients. A large         rules. Both groups adhered to ACGME require-
     body of research has linked sleep deprivation in          ments for total workweek hours. Residents who
     resident physicians to poor performance in neu-           were not required to adhere to the duty-hour rules
     robehavioral testing and, more alarmingly, to             were less likely to report dissatisfaction with
     higher rates of attention failure in patient care.1,2     continuity of care and hand-offs. After 1 year,
         Reacting to concerns about both resident well-        however, the two groups of teaching hospitals
     being and patient safety, the Accreditation Coun-         had virtually indistinguishable rates of death,
     cil for Graduate Medical Education (ACGME)                overall complications, and specific types of com-
     implemented duty-hour reforms in 2003 that                plications, on the basis of data on risk-adjusted
     constrained resident workweeks to 80 hours,               clinical outcomes from the American College of
     among other changes. A 2011 update added new              Surgeons National Surgical Quality Improvement
     limits to the length of individual shifts (24 hours       Program.
     plus 4 hours for transition) and guaranteed a                It is not surprising that outcomes did not
     minimum amount of time off between 24-hour                vary according to whether programs adhered to
     shifts (14 hours). Although they are not nearly as        ACGME requirements on maximum shift length
     stringent as standards set in other occupations           and time off between shifts. The patients most
     in which performance has implications for pub-            likely to be affected by resident handoffs —
     lic safety (e.g., airline pilots), the ACGME rules        those with acute or deteriorating clinical condi-
     were nonetheless criticized by many in the medi-          tions — represent only a small percentage of
     cal community. Surgeons in particular were                surgical patients at teaching hospitals. More
     concerned that the new duty-hour rules would              important, teaching hospitals have become far
     paradoxically increase medical errors as a result         less reliant on surgical residents than they used
     of increased handoffs — residents signing out             to be. In earlier eras, surgical residents had con-
     their sickest patients to providers who are not           siderable autonomy. During my own residency,
     familiar with their cases. In other words, the            surgical residents often operated independently,
     safety benefits of reducing resident fatigue would        particularly at night and on weekends. Today,
     be offset by harms associated with disrupting             they operate almost exclusively in the presence
     continuity of care.                                       of an attending surgeon. Intensive care units,
         Extending the results of a previous national          which house the sickest surgical patients, are
     study based on Medicare claims data,3 a very              increasingly “closed” and staffed by board-certi-
     ambitious, scientifically robust study by Bilimoria       fied intensivists. Postoperative care is delivered
     et al. now published in the Journal should help           by multidisciplinary teams staffed with associate
     allay these concerns.4 By random assignment, 59           providers as well as residents.

                                      n engl j med 374;8   nejm.org   February 25, 2016                                   783

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10   Notable Articles of 2016                                                                                               nejm.org
                                                            Editorial

               The Flexibility in Duty Hour Requirements for        cal leaders should focus on developing safe, re-
            Surgical Trainees (FIRST) Trial also assessed the       silient health systems that do not depend on
            effects of ACGME duty-hour restrictions on resi-        overworked resident physicians. They should also
            dent perceptions of educational quality and well-       recognize the changing expectations of post-
            being, with the use of survey data collected            millennial learners. To many current residents
            annually by the American Board of Surgery.              and medical students, 80-hour (or even 72-hour)
            Residents in the two groups of teaching hospi-          workweeks and 24-hour shifts probably seem
            tals had similarly high rates of satisfaction with      long enough. Although few surgical residents
            the quality of their training. Although residents in    would ever acknowledge this publicly, I’m sure
            programs not required to adhere to the ACGME            that many love to hear, “We can take care of this
            duty-hour rules were more likely to be dissatis-        case without you. Go home, see your family, and
            fied with time for rest, there were no significant      come in fresh tomorrow.”
            differences in overall resident well-being and             Disclosure forms provided by the author are available with the
            morale between the two groups.                          full text of this article at NEJM.org.

               What do the results of the FIRST Trial mean
                                                                    From the Dartmouth–Hitchcock Medical Center and the Dart-
            for ACGME policy on resident duty hours? The            mouth Institute for Health Policy and Clinical Practice — both
            authors conclude, as will many surgeons, that           in Lebanon, NH.
            surgical training programs should be afforded
            more flexibility in applying work-hour rules.           This article was published on February 2, 2016, at NEJM.org.
            This interpretation implicitly places the burden
                                                                    1. Veasey S, Rosen R, Barzansky B, Rosen I, Owens J. Sleep loss
            of proof on the ACGME. Thus, because the                and fatigue in residency training: a reappraisal. JAMA 2002;288:
            FIRST Trial found no evidence that removing             1116-24.
            restrictions on resident shift length and time          2. Lockley SW, Cronin JW, Evans EE, et al. Effect of reducing
                                                                    interns’ weekly work hours on sleep and attentional failures.
            off between shifts was harmful to patients,             N Engl J Med 2004;351:1829-37.
            programs should have more autonomy to train             3. Volpp KG, Rosen AK, Rosenbaum PR, et al. Mortality among
            residents as they choose.                               hospitalized Medicare beneficiaries in the first 2 years following
                                                                    ACGME resident duty hour reform. JAMA 2007;298:975-83.
               I reach a different conclusion. The FIRST Trial      4. Bilimoria KY, Chung JW, Hedges LV, et al. National cluster-
            effectively debunks concerns that patients will         randomized trial of duty-hour flexibility in surgical training.
            suffer as a result of increased handoffs and            N Engl J Med 2016;374:713-27.

            breaks in the continuity of care. Rather than           DOI: 10.1056/NEJMe1516572
            backtrack on the ACGME duty-hour rules, surgi-          Copyright © 2016 Massachusetts Medical Society.

784                                        n engl j med 374;8   nejm.org   February 25, 2016

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11    Notable Articles of 2016                                                                               nejm.org

                          The    NEW ENGLA ND JOURNAL                                                           of   MEDICINE

                                                                                                  Perspective         February 25, 2016

                          Leaping without Looking — Duty Hours, Autonomy,
                          and the Risks of Research and Practice
                          Lisa Rosenbaum, M.D.
                                                                                                                             Related article, p. 713

                                   I
Leaping without Looking
                                      n 2014, Facebook users were furious to discover                           randomization at the residency-
                                      that they’d unwittingly been experimented on.1                            program level, and neither required
                                                                                                                consent of residents or patients.
                                      Researchers had randomly assigned users to news                           That consent waiver has drawn
                                   feeds with reduced “positive” content or reduced                             criticism from Public Citizen and
                                                                                                                the American Medical Student
                                   “negative” content and found that     leveled at investigators who are       Association, which in open letters
                                   happy posts beget happy posts         comparing the 2011 duty-hour           to the Office for Human Research
                                   and that grim ones beget grim         restrictions imposed by the Ac-        Protections (OHRP) accuse the in-
                                   ones.2 Although that may now          creditation Council for Graduate       vestigators of “egregious ethical
                                   seem obvious, previous evidence       Medical Education (ACGME) with         and regulatory violations.”3,4
                                   had suggested that because we         more flexible shift lengths for           The allegations, focused pri-
                                   tend to compare ourselves to oth-     residents. The Flexibility in Duty     marily on “serious health risks”
                                   ers, exposure to positive content     Hour Requirements for Surgical         to residents from long shifts, are
                                   compromises users’ well-being.        Trainees (FIRST) trial, whose re-      dizzyingly tautological. The critics
                                   There was thus no reason to be-       sults are now reported by Bilimo-      claim it’s unethical not to obtain
                                   lieve that the status quo — news      ria et al. in the Journal, compared    residents’ consent; but because
                                   feeds curated by an algorithm         59 surgical training programs          pressure on residents to conform
                                   tailored to users’ viewing habits —   randomly assigned to an ACGME-         makes seeking their consent akin
                                   was any “safer” than the experi-      compliant schedule with 58 grant-      to coercion, that’s unethical too.
                                   mental interventions. And given       ed flexibility in designing shift      Thus, there’s no ethical way to
                                   Facebook’s reach, there were com-     lengths (still within an 80-hour       study the duty-hour rules in a
                                   pelling reasons to find out. Never-   workweek). The ongoing Individ-        randomized fashion. But that’s
                                   theless, the results triggered out-   ualized Comparative Effectiveness      fine, because we already know
                                   rage that 700,000 users had been      of Models Optimizing Safety and        they’re beneficial; we know that
                                   exposed to potential emotional        Resident Education (iCOMPARE)          because the ACGME made the
                                   damage without their consent.         trial involves internal medicine       rules in the first place. And if the
                                       Similar accusations have been     programs. Both used cluster            trials found otherwise, their re-

                                                            n engl j med 374;8   nejm.org   February 25, 2016                                   701

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12   Notable Articles of 2016                                                                                       nejm.org
                                                                                                      Leaping without Looking
PER S PE C T IV E

           sults challenging the status quo       tional toll of “work compression”           gaged in hand-offs, leave halfway
           would be suspect because the in-       and the reality that many trainees          through an operation because
           vestigators, who have publicly ac-     don’t actually sleep more, they             your shift’s up, or perceive resent-
           knowledged the need for data to        also speak to a fundamental                 ment in your supervisors who
           inform policy, are consequently        challenge in improving care: the            think you have it easier than they
           too biased to generate those data.     factors affecting physicians’ per-          did. Given such trade-offs and
               To unpack these allegations,       formance are so numerous and                uncertainties, it’s not just ethical
           it’s important to understand that      interdependent that no single vari-         but laudable to comparatively
           even if the trials are considered      able, such as sleep, can be under-          evaluate duty-hours policies. The
                                                                                              question then becomes: Can the
                   No drug would be approved solely                                           research be accomplished if con-
                                                                                              sent is required?
               on the basis of laboratory evidence. Yet we                                        The Facebook experiment’s re-
                                                                                              sults would have been invalid had
               require neither consideration of complexity                                    consent been sought, since we
                nor rigorous studies before implementing                                      couldn’t determine how much
                                                                                              users adjusted their emotional
                 policies with broad implications. Why?                                       content because they knew it was
                                                                                              being monitored. Similarly, requir-
           human-subjects research, there         stood or targeted in isolation. Be-         ing residents’ consent in duty-
           are circumstances under which          cause of the unknown real-life              hour trials would render the re-
           federal rules deem it ethical to       consequences of such myriad in-             sults uninterpretable, given the
           waive consent. The key one here        teractions, no drug would be ap-            selection bias that would be intro-
           is that the incremental risk posed     proved solely on the basis of lab-          duced if those preferring longer
           by the research should be, at          oratory evidence. Yet we require            hours were more likely to par-
           most, minimal. For trials like         neither consideration of complex-           ticipate.
           these that evaluate a standard         ity nor rigorous studies before                 The challenges with regard to
           practice, the question becomes:        implementing policies with simi-            patients are more pragmatic. Con-
           Is there equipoise between the         larly broad implications. Why?              sider, for instance, caring for a
           status quo and investigational            Bioethicist and legal scholar            man with a myocardial infarc-
           groups in terms of possible risks?     Michelle Meyer has described our            tion. After obtaining his consent
           Though the letters to OHRP             “tendency to view a field experi-           for percutaneous coronary inter-
           claim otherwise, the answer is un-     ment designed to study the ef-              vention, you’d have to add, “I also
           equivocally yes. The complaints        fects of an existing or proposed            need your consent to be cared for
           ignore a considerable body of re-      practice as more morally suspi-             by residents who are working
           search suggesting, as Bilimoria        cious than an immediate, univer-            longer hours.” If he said no,
           et al. point out, that duty-hour re-   sal implementation of an untest-            would you have to transfer him,
           forms have not improved patient        ed practice.” She argues that               as heart muscle continued to die,
           safety; some trials have even          people in power often rely on in-           to a nonteaching hospital? Surely
           raised concerns that they’ve actu-     tuition in creating and imple-              here the risk posed by seeking
           ally worsened quality of care and      menting wide-reaching policies.             consent is greater than that from
           patient outcomes.                      Indeed, neither residents nor pa-           the research itself.
               As for risks to residents, the     tients consented to the ACGME                   Moreover, as we examine the
           letters cite data suggesting that      rules, yet no one finds this omis-          implications for efforts to develop
           fatigue causes harms such as in-       sion ethically suspect. Moreover,           “learning health systems,” a corol-
           creased motor vehicle accidents,       intuition seems particularly sa-            lary of this hypothetical situation
           needlesticks, and burnout. Yet         lient to debates over duty hours,           is worth considering. Imagine tell-
           there’s little evidence to suggest     since everyone knows how it                 ing a patient, “I need your per-
           that shorter hours have reduced        feels to be tired. Unfortunately,           mission to care for you at a hos-
           occupational hazards or burnout        few people know how it feels to             pital where we’re using a new
           rates. Though I suspect that these     see a patient through illness,              electronic health record, are bas-
           findings partly reflect the emo-       spend a fifth of your time en-              ing your doctor’s reimbursement

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13   Notable Articles of 2016                                                                                                nejm.org
    PER S PE C T IV E                                                                                                                       Leaping without Looking

                                    on whether you stay healthy, and       must understand the values of the      slept but should remain foremost
                                    are under pressure to discharge        people we’re professing to pro-        in our discussions. An essential
                                    you quickly and make sure you          tect. In one relevant study, Hal-      contribution of the duty-hour
                                    don’t come back. We don’t really       pern and colleagues asked patients     trials is that, in assessing flexi-
                                    know how all this will affect your     undergoing dialysis to imagine         bility itself, they remind us that
                                    health, but we believe it’s for the    two hypothetical scenarios.5 In        autonomy is an ethical concept
                                    better. Can you sign here?”            the “research scenario,” patients      that matters to both doctors and
                                       The point is that our approach      in a trial are randomly assigned       patients — in research and in
                                    to human-subjects research per-        to a prespecified dialysis dura-       practice.
                                    petuates a misleading distinction      tion of 4.5 hours or a duration at        Disclosure forms provided by the author
                                    between risks posed by research        the physician’s discretion (both       are available with the full text of this article
                                                                                                                  at NEJM.org.
                                    and those posed by practice, de-       approaches are within the stan-
                                    manding greater scrutiny for in-       dard of care). In the “clinical        Dr. Rosenbaum is a national correspondent
                                    vestigative efforts while assum-       care scenario,” patients receive di-   for the Journal.

                                    ing that untested practice is safe.    alysis for a duration determined       This article was published on February 2,
                                    In describing this phenomenon,         by a protocol (also common prac-       2016, and updated on February 4, 2016, at
                                    Meyer cites the moratorium that        tice). Participants were more will-    NEJM.org.

                                    the OHRP imposed on a study            ing in the research than the           1. Meyer MN. Two cheers for corporate ex-
                                    assessing a checklist designed         practice setting to give up their      perimentation: the A/B illusion and the vir-
                                    to reduce catheter-related blood-      own decision-making autonomy,          tues of data-driven innovation. Colo Tech L J
                                                                                                                  2015;13(2):273.
                                    stream infections because re-          including written informed con-        2. Kramer ADI, Guillory JE, Hancock JT.
                                    searchers hadn’t obtained physi-       sent. They recognized the value        Experimental evidence of massive-scale emo-
                                    cians’ or patients’ consent. The       of research and didn’t perceive        tional contagion through social networks.
                                                                                                                  Proc Natl Acad Sci U S A 2014;111:8788-90.
                                    OHRP explained that its regula-        the hypothetical study as posing       3. Carome MA, Wolfe SM, Almashat S,
                                    tions don’t apply when institu-        higher risk than ordinary care.        Hall DV. Letter to Jerry Menikoff, director,
                                    tions are merely “implementing”        But they expressed deep reserva-       and Kristina Borror, director, Division of
                                                                                                                  Compliance Oversight, Office for Human
                                    practices aiming to improve care,      tions about compromising physi-        Research Protections, Department of Health
                                    but if they’re “planning research      cians’ autonomy to individualize       and Human Services, regarding iCOMPARE
                                    activities examining the effective-    treatment absent compelling rea-       trial. November 19, 2015 (http://www.citizen
                                                                                                                  .org/documents/2283.pdf).
                                    ness of interventions to improve       sons for doing so.                     4. Carome MA, Wolfe SM, Almashat S,
                                    the quality of care, then the reg-         This last finding highlights       Hall DV. Letter to Jerry Menikoff, director,
                                    ulatory protections are important      the ultimate irony of both duty-       and Kristina Borror, director, Division of
                                                                                                                  Compliance Oversight, Office for Human
                                    to protect the rights and welfare      hour restrictions and objections       Research Protections, Department of Health
                                    of human research subjects.” This      to studying them: we’ve created        and Human Services, regarding FIRST trial.
                                    double standard leaves us, para-       an educational system that com-        November 19, 2015 (http://www.citizen.org/
                                                                                                                  documents/2284.pdf).
                                    doxically, with unregulated prac-      promises trainees’ freedom to          5. Kraybill A, Dember LM, Joffe S, et al.
                                    tices that may be ineffective and      judge for themselves when their        Patient and physician views about proto-
                                    unsafe because we can’t surmount       patients need them. The value          colized dialysis treatment in randomized tri-
                                                                                                                  als and clinical care. AJOB Empirical Bioeth-
                                    the regulatory hurdles to conduct-     that physicians and patients place     ics 2015 October 23 (Epub ahead of print).
                                    ing research to improve them.          on such autonomy is not measur-        DOI: 10.1056/NEJMp1600233
Pharmaceutical Policy Reform
                                       To address this problem, we         able in mortality rates or hours       Copyright © 2016 Massachusetts Medical Society.
                                                                                                                  Leaping without Looking

                                                             n engl j med 374;8   nejm.org   February 25, 2016                                                      703

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14    Notable Articles of 2016                                                                                              nejm.org

                  new england
                        The
              journal of medicine
              established in 1812                        March 3, 2016                            vol. 374       no. 9

              Randomized Trial of Labor Induction in Women
                        35 Years of Age or Older
      Kate F. Walker, M.R.C.O.G., George J. Bugg, M.D., Marion Macpherson, M.D., Carol McCormick, M.Sc.,
            Nicky Grace, M.A., Chris Wildsmith, B.A., Lucy Bradshaw, M.Sc., Gordon C.S. Smith, D.Sc.,
                             and James G. Thornton, M.D., for the 35/39 Trial Group*

                                                          a bs t r ac t

BACKGROUND
The risk of antepartum stillbirth at term is higher among women 35 years of age or          From the Division of Child Health, Ob-
older than among younger women. Labor induction may reduce the risk of stillbirth,          stetrics and Gynaecology, School of Clin-
                                                                                            ical Sciences (K.F.W., M.M., C.M., J.G.T.),
but it also may increase the risk of cesarean delivery, which already is common in          and Nottingham Clinical Trials Unit (L.B.),
this older age group.                                                                       and the University of Nottingham, the
                                                                                            Division of Obstetrics and Gynaecology,
METHODS                                                                                     Nottingham University Hospitals NHS
                                                                                            Trust (G.J.B., N.G.), Nottingham, Still-
We conducted a randomized, controlled trial involving primigravid women who were            birth and Neonatal Death Charity, Lon-
35 years of age or older. Women were randomly assigned to labor induction between           don (C.W.), and the Department of Ob-
39 weeks 0 days and 39 weeks 6 days of gestation or to expectant management (i.e.,          stetrics and Gynaecology and National
                                                                                            Institute for Health Research Biomedical
waiting until the spontaneous onset of labor or until the development of a medical          Research Centre, Cambridge University,
problem that mandated induction). The primary outcome was cesarean delivery. The            Cambridge (G.C.S.S.) — all in the United
trial was not designed or powered to assess the effects of labor induction on stillbirth.   Kingdom. Address reprint requests to Dr.
                                                                                            Thornton at the Division of Child Health,
RESULTS                                                                                     Obstetrics and Gynaecology, School of
                                                                                            Medicine, University of Nottingham,
A total of 619 women underwent randomization. In an intention-to-treat analysis,            Hucknall Rd., Nottingham NG5 1PB,
there were no significant between-group differences in the percentage of women who          United Kingdom, or at jim.thornton@
underwent a cesarean section (98 of 304 women in the induction group [32%] and              nottingham.ac.uk.

103 of 314 women in the expectant-management group [33%]; relative risk, 0.99; 95%          * A complete list of investigators in the
confidence interval [CI], 0.87 to 1.14) or in the percentage of women who had a               35/39 Trial Group is provided in the
                                                                                              Supplementary Appendix, available with
vaginal delivery with the use of forceps or vacuum (115 of 304 women [38%] and 104            the full text of this article at NEJM.org.
of 314 women [33%], respectively; relative risk, 1.30; 95% CI, 0.96 to 1.77). There were
                                                                                            N Engl J Med 2016;374:813-22.
no maternal or infant deaths and no significant between-group differences in the            DOI: 10.1056/NEJMoa1509117
women’s experience of childbirth or in the frequency of adverse maternal or neonatal        Copyright © 2016 Massachusetts Medical Society.

outcomes.
CONCLUSIONS                                                                                    Read Full Article at NEJM.org
Among women of advanced maternal age, induction of labor at 39 weeks of gestation,
as compared with expectant management, had no significant effect on the rate of
cesarean section and no adverse short-term effects on maternal or neonatal out-
comes. (Funded by the Research for Patient Benefit Programme of the National Insti-
tute for Health Research; Current Controlled Trials number, ISRCTN11517275.)

                                 n engl j med 374;9   nejm.org   March 3, 2016                                                          813

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15   Notable Articles of 2016                                                                                   nejm.org
                                       The   n e w e ng l a n d j o u r na l    of   m e dic i n e

                                                       Edi t or i a l

                               Induction of Labor and Cesarean Delivery
                                                    William A. Grobman, M.D.

             At the heart of obstetrical care is a seemingly          or perinatal outcomes have been too small to
             simple calculus: when are the benefits of deliv-         guide clinical practice.7
             ery greater than the benefits of continued preg-            In this issue of the Journal, Walker et al.8 have
             nancy? However, making this determination is             attempted to rectify this gap in evidence. They
             anything but straightforward, given the poten-           report the results of a trial in which more than
             tially conflicting needs of the mother and the           600 women who were at least 35 years of age
             needs of her offspring, which must both be               were randomly assigned to labor induction be-
             taken into account to maximize maternal and              tween 39 weeks 0 days and 39 weeks 6 days of
             perinatal health.                                        gestation or to expectant management. This
                 In the absence of maternal or fetal complica-        study was powered to detect at least a 36% rela-
             tions, current consensus favors the consideration        tive difference between the two groups in the
             of delivery between 41 weeks 0 days and 42 weeks         frequency of cesarean delivery. A total of 32%
             0 days of gestation. In addition, for these women,       of the women assigned to the induction group,
             delivery is recommended after 42 weeks 0 days            as compared with 33% of the women assigned to
             and no later than 42 weeks 6 days of gestation,          the expectant-management group, underwent a
             given the increase in perinatal morbidity and            cesarean delivery (relative risk, 0.99; 95% confi-
             mortality at these gestational ages.1 Thus, induc-       dence interval, 0.87 to 1.14). There were no sig-
             tion before 41 weeks 0 days of gestation in the          nificant differences between the groups in other
             absence of complications is considered not to be         adverse maternal or perinatal outcomes, but such
             medically indicated.                                     outcomes were uncommon.
                 One consideration that traditionally has tipped         On the basis of the results of this trial, it
             the balance toward continuing pregnancy is the           would be premature to alter recommendations
             concern that labor induction may increase the            regarding the timing of delivery in uncomplicated
             risk of cesarean delivery, particularly among            pregnancies. Although the study did not show
             nulliparous women. This belief is based on the           evidence of harm from induction at 39 weeks
             findings of multiple observational studies in            of gestation, it also did not show evidence of
             which outcomes in women who underwent in-                benefit, and one could argue that medical inter-
             duction were compared with those of women                ventions in general, and intervention in the
             who had spontaneous labor.2 However, sponta-             natural progress of gestation specifically, should
             neous labor is not a clinical “strategy,” and thus       be performed only when benefit has been shown.
             it is not the appropriate comparison.                       Because this trial was not designed or ade-
                 Observational studies in which outcomes in           quately powered to assess differences in perinatal
             women who underwent induction were compared              outcomes, whether labor induction at 39 weeks of
             with those in women who received expectant               gestation affects these outcomes remains un-
             management generally have not shown an in-               known. We do not know whether the findings of
             creased risk of cesarean delivery among women            this trial are generalizable to women younger
             who underwent induction.3-6 However, trials that         than 35 years of age or whether the results
             have explored whether, in the absence of compli-         would differ according to whether or not women
             cations, labor induction before 41 weeks 0 days          require cervical ripening. Finally, women in this
             of gestation is associated with adverse maternal         trial received care in the United Kingdom, which

880                                           n engl j med 374;9   nejm.org   March 3, 2016

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