Mind Quality Mark Revised standards and indicators Autumn 2017
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Contents Introduction��������������������������������������������������������������������������������� 3 Area 2: Sustainability and growth������������������������12 Service quality and safety��������������������������������������12 About the Mind Quality Mark������������������������������������� 4 Service effectiveness��������������������������������������������������13 Support for local Minds in meeting the MQM standard Sustainability������������������������������������������������������������������������13 The MQM review process Service design and innovation����������������������������14 Environment�������������������������������������������������������������������������15 The quality areas and themes���������������������������������� 5 Area 3: Influence and engagement���������������������16 Area 1: Leadership and governance������������������� 6 Service user participation����������������������������������������16 Board and trustees��������������������������������������������������������� 6 Tackling stigma and discrimination������������������17 Planning and risk�������������������������������������������������������������� 8 Partnerships and profile�������������������������������������������17 People����������������������������������������������������������������������������������������� 9 Mind network collaboration������������������������������������18 Information governance���������������������������������������������10 Finance��������������������������������������������������������������������������������������11 Glossary��������������������������������������������������������������������������������������19 Equality and diversity���������������������������������������������������11 Mind Quality Mark: Revised standards and indicators Autumn 2017 2
Introduction This document introduces The MQM is reviewed every four years to take account of current best practice the revised Mind Quality and changes to legal requirements. This Mark (MQM) standard review includes a new focus on excellence, launched in October 2017. sustainability and collaboration and growth resulting from Network Futures. It details the 24 standards and accompanying indicators that local Minds are required The revised MQM standard will be piloted to meet to be able to demonstrate the with a selection of local Minds in early delivery of high-quality, effective and 2018, with full rollout from April 2018. sustainable services for people experiencing This revised standard will run in three or at risk of developing mental health year cycle from 2018-19 to 2020-21. problems. Meeting the MQM standard is a Mind affiliation requirement. The Mind Quality Mark is a robust quality assurance framework. It sets out the required baseline of best practice and legal compliance in all areas of a local Mind’s governance and activities. The MQM provides assurance that the network of local Minds across England and Wales is healthy, ambitious and strong in providing the highest quality support to people experiencing or at risk of developing mental health problems. Mind Quality Mark: Revised standards and indicators Autumn 2017 3
About the Mind Quality Mark Working alongside Mind Support for local Minds in meeting The MQM review process the MQM standard nationally, local Minds across The quality review process is based on a self- National Mind is committed to supporting assessment that is validated by a review team England and Wales are striving and developing the network so, alongside at least every three years. Each local Mind to make our mission a reality in these new standards, we are launching a is required to complete their self-assessment the communities they serve. Each comprehensive offer of support for local Minds, annually and around 43 local Minds are as well as launching new initiatives to support reviewed against their self-assessment every local Mind is rooted in its own growth. As a network, we want to ensure year. A risk-based approach to planning the community, meeting local need that every local Mind is able to provide the review schedule is taken based on the self- and governed by local people. high-quality support their community needs. assessments, thus ensuring that local Minds who are at risk of falling below the baseline of The MQM can be used as an effective This includes the sharing of resources and quality, as well as those demonstrating overall organisational development framework. It details example policies and procedures, as well as excellence, are identified promptly and reviewed. the hallmarks of a well-run organisation that training, webinars, workshops, collaboration can deliver services that have a real impact with other local Minds, sharing best practice, The review teams are made up of two peer on people’s lives. Local Minds are expected to and bespoke mentoring and consultancy reviewers (an expert by experience and a meet the MQM standard at all times and are support. The support will be provided by senior staff member or trustee of a local encouraged to use the framework as a tool teams across national Mind and from others Mind), along with a member of Mind staff. to maintain quality and drive improvement. in the Mind network, particularly those The review is based on a compliance check, who demonstrate areas of excellence. a desktop review of the self-assessment and While the MQM sets out the baseline of accompanying documentation, and a visit. quality, many local Minds excel beyond this National Mind is working with NCVO to enable Local Minds will normally have three months to and there is an opportunity to demonstrate local Minds to have access to their extensive complete any necessary improvement actions. excellence for each distinct quality area. This range of support materials. In addition to the enables the wider network and national Mind to specific support matched against each theme identify where excellent practice exists and to there is a generic support offer available to encourage local Minds to continually improve. local Minds, this includes: the local Mind grants Local Minds will also be able to promote their programme, the OpenHub, conferences including areas of excellence. Further guidance on the Network Leaders and Trustee conferences demonstrating excellence is being developed and leadership development opportunities. and will be available to local Minds soon. Mind Quality Mark: Revised standards and indicators Autumn 2017 4
The quality areas and themes Each quality area contains a number of themes made up of one or more individual standards. Each standard is supported by indicators which detail what needs to be in place to meet each standard. There is an accompanying glossary which explains some of the terms used in the document. These are marked with a (G). MQM is based on three overarching areas: Leadership Sustainability I nfluence and and governance and growth engagement People with mental health problems People with mental health problems People with mental health problems benefit from a local Mind that is benefit from a local Mind that benefit from a local Mind that works effectively managed, with strong provides high-quality, effective in partnership with other agencies, leadership and effective governance. services; is sustainable and strategic; influences decisions and is led by the can demonstrate its impact; and needs of people with lived experience. ••Board of trustees focuses on continual improvement. ••Service user participation ••Planning and risk ••Service quality and safety ••Tackling stigma and discrimination ••People ••Service effectiveness ••Partnerships and profile ••Information governance ••Sustainability ••Mind network collaboration ••Finance ••Service design and innovation ••Equality and diversity ••Environment Mind Quality Mark: Revised standards and indicators Autumn 2017 5
Area 1: Leadership and governance People with mental health problems benefit from a local Mind that is effectively managed, with strong leadership and effective governance. Standard Indicator Support offer Theme: Board of trustees Provided by Nature of support 1 The board ••The local Mind is a charitable incorporated legal entity (G) and its governing document is in line with ••Network Relations ••Template policies. understands its the Community Partnership Agreement (CPA). and Development ••Best practice role in governance, Unit. ••The local Mind is registered and complies with the reporting requirements of the Charity guidance. including legal Commission and Companies House (as applicable). ••NCVO. compliance and ••Training, webinars exercising oversight. ••The board operates and is constituted in line with the governing documents. There are the correct ••Charity and workshops. number of trustees (G), appointed in the right way and for the correct length of time. Commission. ••Crisis support. ••The board understands and complies with its governing documents. These are reviewed for ••Coaching and appropriateness at least every two years. mentoring. ••The board ensures that the organisation operates within the law and keeps up to date with ••Trustee conference changes. This includes charity, company, tax, employment, health and safety, equality, data protection and safeguarding law (this list is not exhaustive). ••Best practice guidance and ••The board ensures that appropriate insurance is in place. toolkits. Wide ••The board has met their legal requirements with regard to People with Significant Control (G) range of topics legislation, including maintaining an up to date register if subject to the legislation. relating to leadership, ••The local Mind operates within the Code of Fundraising Practice (G) and is registered with the governance and Fundraising Regulator if required. management. ••Best practice guidance on leadership, management and governance. Mind Quality Mark: Revised standards and indicators Autumn 2017 6
Standard Indicator Support offer Theme: Board of trustees Provided by Nature of support 2 The board effectively ••The board takes a clear lead on setting the strategic direction of the local Mind. ••Network Relations ••Template policies. provides strategic and Development ••The board is clear that its main focus is on strategy, performance and assurance rather than ••Best practice leadership, monitors Unit. operational matters and this is reflected in what is delegated. guidance. performance, ••The board effectively delegates responsibility with clear lines of accountability and in accordance ••NCVO. and ensures all ••Training, webinars boundaries of with the governing documents. Delegation powers may be seen in sub-group terms of reference, ••Charity and workshops. delegation (G), financial procedures, job descriptions, the organisational chart, the scheme of delegation (G). Commission. authority and ••Crisis support. ••The board nurtures a supportive, positive, professional relationship with the CEO (or senior accountability are manager), whilst holding them accountable and providing constructive challenge. ••Coaching and maintained. mentoring. ••The board demonstrates how it monitors performance against plans, budgets, outputs and outcome targets. ••Trustee conference. ••Any conflict of interest (G) is actively and effectively managed, ensuring that trustees act only in the interests of the charity. The conflict of interest policy also addresses circumstances. ••Best practice guidance and 3 The board takes a ••The board operates effectively and evaluates its own performance at least every two years. toolkits. Wide values approach to range of topics ••The board ensures there is an appropriate skill mix amongst trustees and undertakes skills audits at relating to its work, operates least every two years. This informs trustee recruitment and training. leadership, effectively and competently with an ••The board welcomes people with lived experience of mental health problems as trustees and governance and appropriate skill mix ensures that any appropriate support is in place. management. amongst trustees. ••The board is underpinned by Mind’s values. ••Best practice Trustees are guidance on ••A procedure, including an interview, is in place for the recruitment and selection of trustees, and leadership, effectively recruited, new trustees receive an appointment letter and role description. All trustees undergo a planned selected, inducted, management and induction programme that is written down and signed off. governance. trained, developed and supported. ••There is a strategy for ensuring board renewal. ••Trustee appointment and retirement is in line with governing documents. ••Trustees are checked for eligibility and complete a DBS check if necessary. ••Trustees undertake training and ongoing development to ensure they can work effectively in their role. ••All trustees demonstrate an understanding of the roles and responsibilities of trustees and are familiar with the Essential Trustee (G) and Charity Governance Code (G). ••The board actively seeks to reflect the demographic range of the local community, striving to recruit (or secure input via some other means) people from under-represented parts of the community. Mind Quality Mark: Revised standards and indicators Autumn 2017 7
Standard Indicator Support offer Theme: Planning and risk Provided by Nature of support 4 The local Mind ••Policies and procedures are up to date, in line with current legislation and best practice, and are ••Network Relations ••Guidance on operates within systematically reviewed at least every three years (more frequently if necessary). and Development undertaking risk a robust policy Unit. assessments. ••Staff, volunteers and service users (G) are involved in the development of policies and procedures framework, backed as appropriate. Policies are ratified by the board. ••Training and up by relevant workshops procedures. ••The local Mind demonstrates how policies and procedures are live documents and how they are on identifying, communicated, understood and followed. assessing and ••The implementation of policies and procedures is monitored. managing risk. ••Template policies and procedures. 5 The local Mind ••There is an organisation-wide operational plan (G) with clear targets around outputs, some has a realistic outcomes (G) and service user satisfaction regarding the services delivered by the local Mind. ••Training and and achievable workshops on ••The plans are informed by the needs of service users, along with previous monitoring and feedback operational and operational plan data. strategic planning. in place, in line with the budget ••Staff and volunteers understand and follow the operational plans. ••Coaching and and supported mentoring. by appropriate ••Staff know how to use monitoring tools, and report regularly on progress against plans. monitoring and reporting systems. 6 The local Mind ••There is an up to date organisation-wide risk assessment (G) which addresses risks in relation to effectively identifies issues of governance, finance, operational issues, (including social media), responding to negative and manages publicity, external influences, reputation, and the loss of key staff and trustees. organisational risk ••There are plans in place to avoid, mitigate and/or manage serious risk and actions are implemented. and takes a risk- This includes media management. Plans are monitored. based approach to planning. ••The risk framework is regularly discussed and used as a working document, informing decisions and plans. It is reviewed at least annually by the board. ••The board has a risk-based approach to planning and managing the local Mind’s business. ••The local Mind reports serious risk to Mind as required by the Community Partnership Agreement (G) and engages with the support provided by Mind to manage such risks. Mind Quality Mark: Revised standards and indicators Autumn 2017 8
Standard Indicator Support offer Theme: People Provided by Nature of support 7 The local Mind ••HR practice meets legal requirements. The local Mind has access to specialised HR support. ••Human Resources. ••Template policies. has an effective ••Staff are well supported to excel in their roles with regular supervision and appraisal, as well as ••Best practice workforce supported training with opportunities for professional and personal development. guidance. by best human resources practice. ••Employment policies and procedures reflect best practice. These include: recruitment, disciplinary, ••Training, webinars grievance, whistle blowing, performance management, managing absence, and recruitment of ex- and workshops. offenders. ••Volunteering ••Staff are recruited in accordance with Mind’s values (G), equality and diversity best practice and best practice legal requirements. resources. ••Staff have up to date contracts and job descriptions and receive induction into their role. ••A plan for mandatory training (G) is in place for staff, trustees and volunteers which is supported by an adequate budget. The plan details the frequency of the training. ••Training and development contributes to improvements in services, performance and/or systems. The benefits of training and development are monitored and learning is shared across the local Mind as appropriate. ••There is a positive culture and staff are committed to furthering the aims and objectives of the organisation bringing commitment and enthusiasm to their role. ••The local Mind demonstrates its commitment to best employment practice, for example by signing up to the Mind Workplace Wellbeing Index (G) to benchmark and adopt best practice, being a Mindful Employer (G), using wellness action plans (G) etc. ••There are appropriate and effective internal communications taking place, for example, staff and team meetings, bulletins, noticeboards (electronic or physical), etc. Mind Quality Mark: Revised standards and indicators Autumn 2017 9
Standard Indicator Support offer Theme: People Provided by Nature of support 8 Volunteers are ••The organisation commits appropriate resources to working with volunteers. ••Human Resources. ••Template policies. effectively recruited ••Volunteers come from all sections of the community, including underrepresented groups who ••Best practice and supported. are encouraged to volunteer. guidance. ••There is a recruitment process for volunteers which includes background checks as appropriate ••Training, webinars (for example DBS checks and references). and workshops. ••Volunteers have role descriptions, receive induction and training, and are provided with sufficient ••Volunteering support to fulfil their role. best practice ••Volunteers are properly supervised. resources. ••Where service users have opportunities to volunteer with the local Mind, appropriate support is in place. ••Volunteers are included in the team and are encouraged to participate in the wider work of the organisation where appropriate. ••Volunteers are recognised for their work for the organisation. Theme: Information governance Provided by Nature of support 9 The local Mind ••There are policies and procedures in place which ensure legal compliance and best practice in ••Network ••Template policies. demonstrates a information governance (G) and which address data protection, confidentiality, consent to the Relations and ••Guidance on legal robust approach sharing of information, and subject access. Development Unit. compliance to information ••People whose personal information is held by the local Mind know how their information is ••Strategic planning ••Training, webinars governance. stored, used, and disposed of. They provide their informed consent for the processing of their and governance. and workshops. information, including providing consent to information being shared with others. They know ••Coaching and their rights of access to the information. mentoring. ••Trustees, staff and volunteers are clear about their responsibilities in relation to information ••Best practice governance and best practice is demonstrated across the organisation. guidance ••Data security controls are in place to safeguard personal information. This includes IT and paper-based systems and the use of email. Any data breaches are fully investigated. ••There are policies in place that govern the acceptable use of IT and social media. ••Where staff and volunteers use their own IT devices for work purposes, there is a “bring your own devices” policy. ••Data impact assessments are carried out for all activities of the local Mind. ••The local Mind complies with the General Data Protection Regulation (G). ••The local Mind is registered with the Information Commission if required. Mind Quality Mark: Revised standards and indicators Autumn 2017 10
Standard Indicator Support offer Theme: Finance Provided by Nature of support 10 The local Mind has ••The local Mind is solvent and has sufficient assets to cover its liabilities. ••Network Relations ••Template policies. sufficient financial ••A realistic annual budget is in place. The trustees monitor the budget through management and Development ••Best practice resources to carry accounts which contain sufficient detail and narrative to enable all trustees to have a full Unit. guidance. out its activities. understanding of the financial situation. ••Charity ••Training, webinars There are financial ••Different activities and/or funding streams are accounted for on a cost centre basis (G). Commission. and workshops. controls in place ••The local Mind assesses the full costs for current and future activities and identifies how these ••Financial that reflect best will be recovered. consultancy and practice, prevent the mentoring. ••Financial security measures are in place including bank reconciliations and separation of misappropriation responsibilities. There are documented procedures for the operational management of finance. ••Best practice of funds and ••Finance risk is regularly assessed by the board. guidance. ensure that the local Mind operates ••Annual accounts are produced in accordance with Statement of Recommended Practice (SORP) within the law. (G) as required. ••Where the local Mind borrows money, sufficient checks and due diligence is in place. ••There are sufficient reserves (G) in place, in line with the internal policy and Charity Commission guidance ••The local Mind is aware of its position in relation to tax. Theme: Equality and diversity Provided by Nature of support 11 The local Mind is ••There is an equality and diversity policy in place which is reviewed and evaluated. It covers ••Equality ••Template policies. committed to equality equal opportunities in both recruitment and service delivery. Improvement ••Best practice and diversity, aiming ••The local Mind understands the make-up of the local community and services are designed team. guidance. to reflect its local ••and delivered to be relevant and accessible. ••Mentoring, community at all ••The local Mind takes a proactive approach to engaging with and including people from under- training. levels – governance, service delivery and represented parts of the community. the people who use ••The local Mind seeks to reflect diversity on the board, staff, volunteers and those who use its services. services. ••Diversity data is collected, monitored, analysed, and used to inform decisions. ••Trustees, staff and volunteers undertake training in equality and diversity tailored to their particular role. The local Mind can demonstrate how this has impacted on its work. ••Equality Impact Assessments (G) of projects or services are completed at least every three years and actively seek to minimise the negative impact on people from under represented communities. Mind Quality Mark: Revised standards and indicators Autumn 2017 11
Area 2: Sustainability and growth. People with mental health problems benefit from a local Mind that provides high-quality, effective services; is sustainable and strategic; can demonstrate its impact; and focuses on continual improvement. Standard Indicator Support offer Theme: Service quality and safety Provided by Nature of support 12 Services provided ••A robust safeguarding policy and procedure is in place which includes both the local Mind’s ••Network ••Template policies. are safe and internal processes and a multi-agency approach. There is evidence that procedures are Relations and ••Best practice safeguarding implemented and regularly reviewed and appropriate records are kept. Development Unit. guidance. procedures ••There is a separate safeguarding policy and procedure for children and young people. are robust. ••Coaching and ••There is a named lead for safeguarding. mentoring. ••The board understand and discharge their responsibilities in relation to safeguarding. ••DBS checks are undertaken as necessary. There is a policy for the recruitment of ex-offenders. ••Staff and volunteers undertake safeguarding training with regular updates. This is reflected in the plan for mandatory training. 13 The local Mind ••Robust health and safety policies and procedures are in place that are implemented and regularly demonstrates legal reviewed. These include a lone working procedure. Relevant health and safety records are kept. compliance and best ••All legal requirements are met in relation to health and safety. practice in relation to health and safety. ••There is a senior member of staff with responsibility for health and safety. ••The board understand and discharge their responsibilities in relation to health and safety. ••Staff and volunteers are aware of their health and safety responsibilities and are appropriately trained for their work. ••The local Mind conducts health and safety audits/inspections of its premises and activities. ••Staff, volunteers and service users are actively encouraged to report health and safety concerns and systems are in place for reporting incidents and near misses. Appropriate remedy actions are undertaken and records kept. ••The local Mind is proactive in supporting the wellbeing of its workforce and those who use its services. Mind Quality Mark: Revised standards and indicators Autumn 2017 12
Standard Indicator Support offer Theme: Service effectiveness Provided by Nature of support 14 The local Mind ••There is a focus on recovery and enabling personalisation, choice and control. ••Network ••Template policies. delivers effective Relations and ••Lived experience led peer support is encouraged and supported where appropriate. ••Best practice services that Development Unit. guidance. enable service ••Individual needs-assessment, support planning and progress reviews are co-produced with the users to experience service user. ••Signposting to improvements in examples of their mental health ••The support provided is in response to a needs-assessment of the individual service user. excellence. and live a more ••A plan is co-produced which identifies intended outcomes for each individual and isregularly fulfilling life. ••Coaching and reviewed. mentoring. ••The local Mind is able to demonstrate individual outcomes for people who use their services. ••Signposting and onward referral is undertaken effectively. ••The local Mind can demonstrate that its activities are effective in helping people with mental health problems live fulfilling lives. Theme: Sustainability Provided by Nature of support 15 The local ••The local Mind has a strategy to promote financial stability and reduce the impact of losing of a ••Local Services ••Template policies. Mind plans for funding stream. This might be proactive work towards diversifying the income base. Strategy and ••Best practice sustainability and Development. ••Where the local Mind is facing sustainability uncertainty or other serious risk, the board has guidance. actively manages plans in place to manage and/or mitigate the risk to continued provision of Mind services in the ••Network and mitigates ••Signposting to local Mind’s area. This might include exploring merger or collaborations with neighbouring local Relations and sustainability risk. examples of Minds, diversifying funding sources, and income generation activity. Development Unit. excellence. ••A financial risk assessment is routinely undertaken and updated (this may be part of the ••Community ••Coaching and organisational risk assessment). Programmes mentoring. and Grants. ••The local Mind’s activities are fully costed and funded in a way that does not jeopardise the sustainability of the local Mind. ••The local Mind has adequate reserves in line with its reserves strategy. Mind Quality Mark: Revised standards and indicators Autumn 2017 13
Standard Indicator Support offer Theme: Sustainability Provided by Nature of support 16 The local Mind ••The local Mind has a multi-year strategic plan (G). ••Local Services ••Template policies. has a strategy Strategy and ••The strategic plan is underpinned by the local Mind’s mission and values and is in line with ••Best practice to promote the Development. the governing documents (G). The plan is based on local need, feedback from experts by guidance. continued provision experience, analysis of previous performance and the intended outcomes that the local Mind can ••Network of Mind support for ••Signposting to deliver. It is informed by people with lived experience of mental health problems. Relations and people with mental examples of Development Unit. health problems ••The local Mind demonstrates an awareness of the local context within which it operates and excellence. in their area. plans to maximise opportunities and minimise risk. This includes awareness of the competitor ••Community ••Coaching and landscape. Programmes The local Mind mentoring. and Grants. takes an inclusive ••The strategic plan is a live document providing a framework for the deployment of resources approach to and priorities of the organisation. It also includes exit strategies where projects and/or funding developing strategy. is due to end. Performance against the plan is regularly reviewed and is sufficiently flexible to respond to changing circumstances. ••The local Mind plans to contribute to the sustainability aspiration in the Network Futures plan (G) - ‘over the next five years we will work together to develop new business and replicate successful services’. ••The local Mind takes an inclusive approach to planning, involving staff, volunteers, people who use services and other stakeholders as appropriate. Theme: Service design and innovation Provided by Nature of support 17 The local Mind ••The local Mind has a monitoring framework in place to capture the outputs and outcomes of its ••Strategic planning ••Local Mind understands its services and activities. and governance Evaluation impact through – research and Framework. ••Consistent outcome measurement tools (e.g., Warwick-Edinburgh Mental Wellbeing Scale, monitoring and evaluation team. Recovery Star) are used to demonstrate the difference the local Mind makes to service users. ••Collective Impact evaluation (G) of ••Local Services – due to launch its activities. ••Feedback from service users is routinely collected. Strategy and autumn 2017. ••Monitoring data is analysed and used to evaluate services and activities in order to identify what Development. ••Training, coaching works well and where improvements can be made to improve the quality of support provided. and support. ••Monitoring data is used to report on progress against current plans and to inform organisational ••Service Design in and project planning. Mind methodology. ••Staff and volunteers have the skills to develop and implement monitoring practices. ••Effective systems (preferably databases) are in place to enable the local Mind to store and analyse monitoring data, as well as report on findings. Mind Quality Mark: Revised standards and indicators Autumn 2017 14
Standard Indicator Support offer Theme: Service design and innovation Provided by Nature of support 18 There is a culture ••Improvement plans are informed by an understanding of the needs of people requiring support ••Strategic planning ••Local Mind of improvement around their mental health, feedback from people who are using/have used the local Mind’s and governance Evaluation and innovation services, outcomes and evaluation of current work. – research and Framework. within the local evaluation team. ••The local Mind embraces a culture of self-improvement in providing services, and in response to ••Collective Impact Mind, both in the the needs of people with mental health problems and the environment within which it operates. ••Local Services – due to launch delivery of services Strategy and autumn 2017. and organisational ••The local Mind is proactive in seeking out examples of best practice from elsewhere to inform Development. systems and and inspire its own development. ••Training, coaching processes. and support. ••The local Mind seeks out opportunities to enable more people with mental health problems to be supported. This might be through extending its own reach, promoting peer support, through ••Service Design in partnerships, piloting new projects, service design or supporting others. Mind methodology. ••The board updates the MQM self-assessment at least annually. Theme: Environment Provided by Nature of support 19 The local Mind ••There is a proactive approach to minimising the environmental impact of the local ••Network ••Template policies. minimises Mind’s activities. Relations and ••Best practice Development Unit. its negative guidance. ••There is an environmental policy in place which seeks to minimise the environmental environmental impact of the local Mind’s activities. impact and promotes ••The physical environment of the local Mind is conducive to promoting good health and a positive wellbeing for all – people who use services, staff and volunteers. environment for those involved in the local Mind. Mind Quality Mark: Revised standards and indicators Autumn 2017 15
Area 3: Influence and Engagement People with mental health problems benefit from a local Mind that works in partnership with other agencies, influences decisions and is led by the needs of people with lived experience. Standard Indicator Support offer Theme: Service user participation Provided by Nature of support 20 People with lived ••There is an engagement and participation policy and procedure which is implemented throughout ••Leadership and ••Influence and experience of the organisation. engagement team. participation mental health toolkit. ••There are opportunities and support for people with lived experience of mental health problems, ••Network Relations problems are including those currently using the local Mind’s services, to influence and participate in all and Development ••Shared learning influential in the aspects of the local Mind’s work. Unit. events. governance and delivery of local ••People with lived experience are aware of the opportunities and support available. ••Coaching and Mind services. mentoring. ••The local Mind can demonstrate how the views and needs of people with lived experience have influenced services and strategy. ••Template policies. ••The board welcomes people with lived experience of mental health problems as trustees and ••Best practice ensures that any appropriate support is in place. guidance. 21 There is a dynamic ••Service users are encouraged to provide feedback, both positive and where improvements could feedback approach be made. This information is used to evaluate activities and services and inform development. between the local Formal processes are in place to facilitate feedback. Mind and those who ••There are a variety of feedback mechanisms in place which may include digital options, formal use their services. and informal processes. ••Service users know what difference their feedback has made. ••The service user experience is positive and service users report satisfaction with the services they have received. ••There is an accessible and easily used complaints procedure, which is widely communicated. ••The local Mind handles complaints appropriately, transparently and in line with its own policy. Mind Quality Mark: Revised standards and indicators Autumn 2017 16
Standard Indicator Support offer Theme: Tackling stigma and discrimination Provided by Nature of support 22 The local Mind ••The local Mind is proactive in its local area in promoting positive attitudes towards mental health. ••Time to Change. ••Advice and is proactive in This may include working with people with lived experience of mental health problems, taking support. ••Policy and tackling stigma and action to challenge prejudicial attitudes and negative stereotypes. Campaigns team. ••Campaign and discrimination. ••The local Mind actively engages in anti-stigma work for example signing the Time to Change influencing ••Media team. pledge (G). reports, actions and activities. ••Media training and support. Theme: Partnerships and profile Provided by Nature of support 23 The local Mind ••The local Mind is outward facing locally and is proactive in achieving and maintaining a high ••Media team. ••Media toolkit. is connected profile in the local mental health commissioning and provider community. The local Mind seeks ••Policy and ••Media training. locally and works out opportunities to influence local decision making. campaigns team. effectively with ••Media crisis ••There is proactive partnership working with other providers. This partnership working brings other organisations. ••Network Relations management. about tangible benefits, for example an increase in the numbers of people accessing services, It has a high profile and Development and is influential improvement in the quality of services, and enhancement of the outcomes achieved by service ••Celebrity Unit. users. engagement in the local mental support. health community. ••The local Mind enables its service users to utilise a diverse range of support through effective Please note that signposting. Partner organisations signpost to the local Mind appropriately. ••Mind Leaders and Trustee Standard 24 is ••The local Mind and the interests of service users are represented at local meetings and events conference. concerned with by staff, trustees, volunteers and service users as appropriate. working with Mind ••Template policies. and the Mind ••The local Mind effectively promotes its work through up to date and accessible means such as network. a website, marketing materials, social media etc. Where the local Mind enters into more formal ••Best practice partnerships (for example joint bidding and delivery of contracts), sufficient due diligence is guidance. carried out and appropriate written agreements are in place. ••Coaching and ••The local Mind takes up opportunities to use the local media (or other) to raise the profile of their mentoring. local Mind, Mind and awareness of mental health in general. Mind Quality Mark: Revised standards and indicators Autumn 2017 17
Standard Indicator Support offer Theme: Mind network collaboration Provided by Nature of support 24 The local Mind ••The local Mind is proactive in working with other local Minds, Mind and, where relevant, Mind ••Network ••Community actively contributes Retail. Relations and Partnership to the Mind network Development Unit. Agreement ••The local Mind is aware of plans for the development of the Mind network, for example, Network and the furtherance compliance Futures. ••Commmunications of Mind’s values and support. team. mission. ••The local Mind complies with the Community Partnership Agreement including the use of the ••Dispute support. Mind brand (G) and reporting serious risk to Mind. ••Policy and campaigns team. ••OpenHub. ••The local Mind is aware of, and where appropriate supports, Mind’s campaigns and influencing work. ••Mind publications. ••The local Mind avoids causing actual or potential reputational damage to the Mind brand. ••Mind brand guidance. ••The local Mind uses OpenHub (G) to share information, access resources and materials, and to actively build relationships with other parts of the Mind network. Staff and trustees are ••Campaign and registered with OpenHub. influencing reports, actions ••The local Mind promotes the use of Mind resources such as Mind publications, the Mind info line, and activities. Elefriends etc. for supporting people with mental health problems. Mind Quality Mark: Revised standards and indicators Autumn 2017 18
Glossary of terms Charitable incorporated legal entity Company directors Delegation Evaluation The term refers to two possible legal Those legally responsible for running The granting of authority by one party The use of monitoring and other data to structures: a registered company. Where a local to another for agreed purpose(s). Under assess the performance of an activity • A registered charity and registered Mind is both a registered charity and a the legal concept of vicarious liability, the such as a service, project, training course, company limited by guarantee; or registered company, the trustees will also delegator remains responsible for the workshop etc. be company directors. delegate’s acts or omissions in carrying • A charitable incorporated organisation Guidance available online from NCVO out the delegated activity. A scheme (CIO) Gov.UK limited company guidance. and the OpenHub. of delegation shows what powers are www.gov.uk/running-a-limited-company www.ncvo.org.uk/practical-support/ Charity Commission guidance on legal delegated to who along with the lines consultancy/ncvo-charities-evaluation- structures. of accountability (see also Scheme of Community Partnership Agreement (CPA) services www.gov.uk/guidance/charity-types- Delegation and Vicarious Liability). how-to-choose-a-structure The affiliation agreement that sets out the openhub.io/resource-room/documents/ terms on which Mind and each local Mind Equality impact assessment measurement-tools-manual/ Charity Governance Code (the Community Partner) work together A process designed to identify whether a for the benefit of people with mental Expert by experience The Charity Governance Code is a policy or activity discriminates against any health problems. All local Minds have Someone with personal experience of a standard of good governance practice disadvantaged or vulnerable people. signed the CPA. mental health problem (see also service that all charities should aspire and work ACAS guidance. user). towards. It has been produced by a OpenHub CPA documents. www.acas.org.uk/media/pdf/s/n/ cross-sector collaborative steering group openhub.io/resource-room/documents/ Acas_managers_guide_to_equality_ General Data Protection Regulation and is now in its 12th year and third community-partnership-agreement-2/ assessments.pdf (GDPR) edition. Conflict of interest The General Data Protection Regulation Charity Governance Code. Essential trustee A conflict of interest is a situation where comes into force in May 2018 and is a www.charitygovernancecode.org/en The essential trustee is a key piece an individual has potential competing new EU law governing data protection. of Charity Commission guidance for It supersedes the Data Protection Act in Code of Fundraising Practice interests or loyalties. Trustees have a trustees. It explains what being a trustee 2018. duty to act in the best interest of their The standards expected of all charitable involves, including: charity. If there’s a decision to be made GDPR guidance available online via fundraising. Produced by the Fundraising • what trustees do and their legal where a trustee has a personal or other the Information Commissioners Office, Regulator. responsibilities interest, this is a conflict of interest. and the OpenHub. Code of Fundraising Practice. Conflict of interest may also arise where • who can be a trustee and how trustees ico.org.uk/for-organisations/data- www.fundraisingregulator.org.uk/ staff or volunteers have a personal or are appointed protection-reform/overview-of-the-gdpr/ code-of-fundraising-practice/code-of- other interest or where individuals in the • their legal responsibilities openhub.io/resource-room/documents/ fundraising-practice-v1-4-310717-docx/ organisation hold multiple roles. • specific trustee roles of chair and preparing-for-the-general-data- Charity Commission guidance on how treasurer. protection-regulati/ to manage conflicts. Gov.UK essential trustee (CC3) www.gov.uk/guidance/manage-a-conflict- guidance. of-interest-in-your-charity www.gov.uk/government/publications/ the-essential-trustee-what-you-need-to- know-cc3 Mind Quality Mark: Revised standards and indicators Autumn 2017 19
Governing documents Mind brand Mission: OpenHub An organisation’s rule book, which The set of thoughts and ideas about our We provide advice and support to An interactive website for local Minds and is a legal document. It sets out the work (our vision, mission and values) empower anyone experiencing a mental Mind to communicate, share information organisation’s charitable objects, powers, that sit alongside our visual identity (logo, health problem. We campaign to improve and resources. All staff and trustees are rules of membership and trusteeship, fonts and language), that when used services, raise awareness and promote encouraged to register and use OpenHub. as well as changes and dissolution consistently, helps us to build a strong understanding. provisions. narrative about our work (also see: Mind’s Values: Outcomes vision, mission and values). Open – We reach out to anyone who The changes or effects that are a result Charity Commission guidance on how needs us. of an intervention, service or activity. to develop your governing document. OpenHub full guidance and resources www.gov.uk/guidance/how-to-write- on Mind brand. Together – We’re stronger in partnership. Examples of outcomes are decreased your-charitys-governing-document openhub.io/resource-room/documents/ Responsive – We listen, we act. isolation, or improved mental wellbeing. brand-guidelines/ Independent – We speak out fearlessly. OpenHub template governing document. Outputs https://openhub.io/resource-room/ Unstoppable – We never give up. Monitoring The activity levels provided by an documents/charity-commission- The routine and systematic collection OpenHub full guidance and resources organisation. Examples of outputs are the approved-memorandum-and-article/ and recording of information about an on Mind brand. number of counselling hours delivered, activity. This may include measuring openhub.io/resource-room/documents/ the number or people attending a group Information Commissioner registration outputs (numbers) and outcomes (impact), brand-guidelines/ or the number of training courses The Data Protection Act of 1990 requires delivered. demographic information and costs. every organisation that processes Mindful employer Monitoring information is used to evaluate personal data to register with the Operational Plan impact and effectiveness (see also: A quality standard demonstrating that an Information Commissioner’s Office. Local evaluation). organisation is a good employer which A plan, detailing the activities, resources Minds process personal data relating to supports mental wellbeing at work. (financial, people etc.), outputs and service users, employees and volunteers. OpenHub measurement tools. outcomes for an organisation. It normally openhub.io/resource-room/documents/ Mindful employer. ICO online registration. covers a short period of time (6-12 measurement-tools-manual/ www.mindfulemployer.net/ ico.org.uk/for-organisations/register/ months), and details how the higher level aspirations defined in the strategic plan Mandatory training Network Futures plan Information governance framework will be achieved. It might also be referred Training that all staff, volunteers and The Network Futures plan has been to as a business or delivery plan. An information governance framework trustees must attend, pertinent to their developed by members of local Minds and sets out how an organisation handles Know how non-profit (NCVO) role. Examples are safeguarding, health Mind. It sets out an ambitious vision for information. This includes the personal guidance on business planning. and safety, and data protection. a strong Mind federation. By 2021 Mind and sensitive data relating to service knowhownonprofit.org/tools-resources/ will be the most efficient and effective users, employees and volunteers as business-plan-template/writing-your- Mind’s vision, mission and values federated network it can be reaching well as business sensitive information. It business-plan/writing-your-business-plan A fundamental part of our brand identity more people with mental health problems determines how data is collected, stored that underpins everything we do – our than ever before. The plan sets out how and specifies how the data is used and vision (what we’re here to achieve), this ambition will be achieved. when it can be shared including how consent is obtained. It also includes data mission (how we’ll achieve our vision) and A range of Network Futures documents security and legal compliance. values (the way we behave and operate) are available on the OpenHub. – exist to guide and inspire us. openhub.io/resource-room/ Liability Vision: documents/?category=network-futures The state of being legally responsible for We won’t give up until everyone something. experiencing a mental health problem gets both support and respect. Mind Quality Mark: Revised standards and indicators Autumn 2017 20
People with significant control Risk assessment Strategic plan Vicarious liability (PSC) A framework detailing all current and A strategic plan sets out an organisation’s Vicarious liability is where someone New legislation, introduced in 2016 possible future major risks, usually future aims and objectives over the is held responsible for the actions requiring all companies to have a register with ratings to reflect probability and medium to long term (usually 2-5 years). or omissions of another person. In a of people with significant control. Although impact. A risk assessment also includes workplace, an employer can be liable for NCVO strategic planning guidance on it is unlikely for a local Mind to have any, an action plan demonstrating what the the acts or omissions of its employees, Know How Non Profit. there is still a legal requirement to have a organisation is doing to mitigate and provided it can be shown that they took knowhownonprofit.org/organisation/ register in place. CIOs are exempt. manage these risks. place in the course of their employment. strategy/options/plan/the-strategic-plan Legal general guidance from Charity Commission guidance on risk Wellness Action Plan (WAP) Companies House. management (CC26). Time to Change employer pledge www.gov.uk/government/uploads/ www.gov.uk/government/publications/ A practical way of helping to support A pledge signed by employers to system/uploads/attachment_data/ charities-and-risk-management-cc26 an individual’s mental health at work. demonstrate their commitment to file/621568/170622_NON-STAT_ A Wellness Action Plan would usually Open Hub guidance and examples providing a mentally healthy workplace Summary_Guidance_4MLD_Final.pdf include input from both the employee and for local Minds (including examples and where employees feel supported around the employer. Guidance developed for charities. templates) their mental health. www.bdb-law.co.uk/wp-content/ openhub.io/resource-room/documents/ Mind guidance for employers. Time to Change employer pledge. uploads/2016/04/The-PSC-regime_ risk-management-key-principles- www.mind.org.uk/workplace/mental- www.time-to-change.org.uk/get-involved/ Charity-FAQs-and-charity-examples_ approaches-and-tips/ health-at-work/taking-care-of-your-staff/ get-your-workplace-involved/employer- April-2016.pdf employer-resources/wellness-action- pledge Service user plan-download/ Qualified accounts The MQM uses this term to describe a Trustee Workplace Wellbeing Index (Mind) Accounts are qualified when an auditor beneficiary of the local Mind. The term ‘The persons having general control and has reservations about aspects of the expert by experience is used to describe A benchmark of best policy and practice management of the administration of a accounts, and makes a note to this effect. someone who has personal experience which helps employers find out how charity’ (Charities Act 1993). of mental health issues, but who may not well they are doing in relation to mental Trustees are liable for the financial and health in the workplace and where could Reserves have used the services of the local Mind. other consequences of the charities improvements could be made. Financial or other resources not needed activities. They might be called a for immediate use but available if and Scheme of delegation Mind Workplace Wellbeing Index. management committee, board of when required. Reserves may be: A schedule setting out authority delegated Trustees or board of directors, depending www.mind.org.uk/workplace/workplace- • Restricted – where the funds have by the board of trustees, for example, to on the legal structure and preference of wellbeing-index to be used for a specific purpose as staff or sub groups (see also: Delegation). the organisation. determined by the donor. The MQM uses the term ‘the board’, SORP • Unrestricted – funds that can be used meaning all of the above. Where a charity at the discretion of the trustees in A Statement of Recommended Practice is also a limited company, the trustees furtherance of the charity’s objects. outlines how charities must account for will also be registered as the Company If part of an unrestricted fund is their finances. Directors. earmarked for a particular project or Gov.UK guidance on SORP. Gov.UK essential trustee (CC3) purpose it may be designated as a www.gov.uk/government/news/new- guidance. separate fund. charity-accounting-framework-published www.gov.uk/government/publications/ Charity Commission Charity reserves the-essential-trustee-what-you-need-to- guidance (CC19). know-cc3 www.gov.uk/government/publications/ charities-and-reserves-cc19 Mind Quality Mark: Revised standards and indicators Autumn 2017 21
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