Mainstreaming gender into social protection strategies and programmes - Evidence from 74 low- and middle-income countries
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Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Zanzib Elena Camilletti, Tara Patricia Cookson, Zahrah Nesbitt-Ahmed, Rita Sandoval, Silke Staab and Constanza Tabbush June 2021
UNICEF OFFICE OF RESEARCH – INNOCENTI The UNICEF Office of Research – Innocenti is UNICEF’s dedicated research centre. It undertakes research on emerging or current issues in order to inform the strategic direction, policies and programmes of UNICEF and its partners, shape global debates on child rights and development, and inform the global research and policy agenda for all children, and particularly for the most vulnerable. The UNICEF Office of Research – Innocenti publications are contributions to a global debate on children and may not necessarily reflect UNICEF policies or approaches. The UNICEF Office of Research – Innocenti receives financial support from the Government of Italy, while funding for specific projects is also provided by other governments, international institutions and private sources, including UNICEF National Committees. UN WOMEN UN Women is the United Nations entity dedicated to gender equality and the empowerment of women. A global champion for women and girls, UN Women was established to accelerate progress on meeting their needs worldwide. The findings, interpretations and conclusions expressed in this paper are those of the authors and do not necessarily reflect the views of UNICEF and UN Women. This paper has been peer reviewed both externally and within UNICEF. The text has not been edited to official publications standards and UNICEF and UN Women accept no responsibility for errors. Extracts from this publication may be freely reproduced with due acknowledgement. Requests to utilize larger portions or the full publication should be addressed to the Communications Unit at: florence@unicef.org. Any part of this publication may be freely reproduced if accompanied by the following citation: Camilletti, E., Cookson, T.P., Nesbitt-Ahmed, Z., Sandoval, R., Staab, S. and Tabbush, C., Mainstreaming gender into social protection strategies and programmes: Evidence from 74 low- and middle-income countries, UNICEF Innocenti and UN Women, New York. Correspondence should be addressed to: UNICEF Office of Research – Innocenti Via degli Alfani, 58 50121 Florence, Italy Tel: (+39) 055 20 330 Fax: (+39) 055 2033 220 florence@unicef.org www.unicef-irc.org twitter: @UNICEFInnocenti facebook.com/UnicefInnocenti © 2021 United Nations Children’s Fund (UNICEF) Cover photo: © UNICEF/UNI388997/Mussapp Telma Paz, 36, along with her children of 11, 9 and 4 years old, benefit from the Bono Familia programme granted by the Government of Guatemala, thanks to the support of UNICEF and the World Bank. Editorial production: Sarah Marchant, UNICEF Innocenti Graphic design: Alessandro Mannocchi, Rome
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Zanzib Elena Camilletti, Tara Patricia Cookson, Zahrah Nesbitt-Ahmed, Rita Sandoval, Silke Staab and Constanza Tabbush June 2021
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Authors Elena Camillettii, Tara Patricia Cooksoniii , Zahrah Nesbitt-Ahmedi, Rita Sandovaliv, Silke Staabii and Constanza Tabbushii i UNICEF Office of Research – Innocenti ii UN Women iii Ladysmith iv The New School Keywords gender; social protection; low- and middle-income countries; LMICs Acknowledgements This research report is the result of a collaboration between UNICEF Office of Research – Innocenti and UN Women. All authors wish to acknowledge participants to the socialprotection.org e-conference (6 October 2020), and participants to the Innocenti Experts workshop on gender-responsive and age- sensitive social protection (6 May 2019) for their comments and feedback at different stages of this research, and Tayllor Renee Spadafora, Rebecca Holmes and Deepta Chopra for their peer review. Further, authors from UNICEF Office of Research – Innocenti wish to thank Constanza Ginestra and Abha Shri Saxena, for their excellent research assistance; Ramya Subrahmanian, Dominic Richardson, Prerna Banati, and Ruth Graham-Goulder for their review and feedback at different stages of this research; and the United Kingdom of Great Britain and Northern Ireland’s Foreign, Commonwealth and Development Office (FCDO) for generous funding as part of the Gender-Responsive Age-Sensitive Social Protection (GRASSP) research programme. See more at https://www.unicef-irc.org/research/gender-responsive-and-age-sensitive- social-protection/. Authors from UN Women would like to thank Elena Ruiz and Laura Turquet for review and feedback. 2
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Contents List of boxes and figures...............................................................................................................................4 Abbreviations.................................................................................................................................................5 Executive summary....................................................................................................................................6 Background and objectives......................................................................................................................6 Methodology...........................................................................................................................................6 Findings...................................................................................................................................................6 Implications for programming and policymaking.....................................................................................6 I. Introduction...........................................................................................................................................7 II. Analytical framework and approach..................................................................................................9 Concepts and definitions.........................................................................................................................9 Analytical framework.............................................................................................................................10 Methodology and approach................................................................................................................... 11 III. Key findings......................................................................................................................................... 13 1. Overarching framework..................................................................................................................... 13 2. Recognition of gendered risks and vulnerabilities............................................................................. 15 3. Gender-specific measures and programme design features.............................................................20 4. Monitoring, evaluation and accountability.........................................................................................27 IV. Conclusions and policy implications................................................................................................29 References.................................................................................................................................................32 Annexes Annex 1: analytical framework and list of indicators....................................................................................40 Annex 2: list of strategies analysed.............................................................................................................43 Annex 3: list of social protection programmes analysed.............................................................................45 3
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries List of boxes and figures Box 1: El Salvador’s National Development, Social protection and Inclusion Plan, 2014-2019.................. 15 Box 2: Examples of programmes with linkages to other programmes and services.................................26 Box 3: Strategies and programmes where gender is mainstreamed into monitoring, evaluation and accountability mechanisms......................................................................................................28 Figure 1: Country coverage of national social protection strategies and programmes analysed.............. 11 Figure 2: Number of national social protection strategies developed with the participation of different stakeholders............................................................................................................ 14 Figure 3: Number of national social protection strategies that recognize different gendered risks across the life course.................................................................................................................16 Figure 4: Prevalence of child and early marriage in selected sub-Saharan African countries, with and without recognition of it as a gendered risk................................................................ 17 Figure 5: Rates of adolescent motherhood in selected sub-Saharan countries, with and without recognition of it as a gendered risk................................................................18 Figure 6: Number of social protection programmes (out of 40) by type of risks and vulnerabilities in their objectives, and recognition of gendered nature of such risks and vulnerabilities..........20 Figure 7: Number of national social protection strategies with formal recognition and measures to redress structural gender inequalities, by type of structural gender inequality.....................21 Figure 8: Number of social protection programmes that recognize, and provide specific design features to address the three structural inequalities..................................................................23 4
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Abbreviations AUH Asignación Universal por Hijo (Argentina) BID Banco Interamericano de Desarrollo/Inter-American Development Bank BISP Benazir Income Support Programme (Pakistan) BJA Bono Juana Azurduy (Bolivia (Plurinational State of)) EGPP Employment Generation Program for the Poorest (Bangladesh) FCDO Foreign, Commonwealth and Development Office GRASSP Gender-Responsive Age-Sensitive Social Protection research programme ILO International Labour Organization LMICs low- and middle-income countries MGNREGS Mahatma Gandhi National Rural Employment Guarantee Scheme (India) PSNP Productive Safety Net Programme (Ethiopia) SDGs Sustainable Development Goals UN Women United Nations Entity for Gender Equality and the Empowerment of Women and Girls UNICEF United Nations Children’s Fund UNICEF Innocenti UNICEF Office of Research – Innocenti VAWG violence against women and girls 5
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Executive summary Background and objectives The importance of mainstreaming gender into social protection policies and programmes is increasingly recognized. However, evidence on the extent to which this is actually happening remains limited. This report contributes to filling this evidence gap by drawing on the findings of two complementary research projects undertaken by UNICEF Office of Research – Innocenti and UN Women in 2019. Using a specifically developed analytical framework, these two projects reviewed 50 national social protection strategies and 40 social protection programmes across a total of 74 low- and middle-income countries (LMICs) to assess the extent to which they incorporate gender equality concerns. Methodology The gender analysis was undertaken across four dimensions, each with a specific set of associated indicators, to answer the following questions: � Is the overall legal and policy framework conducive to gender mainstreaming? � Are gendered risks and vulnerabilities acknowledged? � Are specific measures or programme design features in place to address these risks and vulnerabilities? � Are monitoring, evaluation and accountability mechanisms in place to assess gender impacts and reorient policies and programmes where needed? Findings Our review shows that, while most strategies and programmes acknowledge gendered risks and vulnerabilities linked to women’s reproductive years, there are still important gaps in vulnerability assessments with regard to other life course stages, such as adolescence and old age. Furthermore, structural inequalities, like women’s and girls’ disproportionate responsibility for unpaid care work, women’s over-representation among informal workers with little or no access to social protection, and women’s and girls’ heightened exposure to gender-based violence, are rarely acknowledged. Even where formal recognition of these inequalities exists, it is often not followed through with specific actions to redress them. Combined with the lack of a gender perspective in most monitoring and evaluation frameworks, which could be used to identify gender gaps and biases in implementation, the risk of a vicious cycle that leaves the rights and needs of women and girls largely unaddressed looms large. Implications for programming and policymaking As countries emerge from the COVID-19 pandemic, the renewed emphasis on building robust and resilient social protection systems provides policymakers and practitioners in the field of social protection with an unprecedented opportunity to address some of these gaps. Four overarching priorities emerge from our analysis: (1) the need for social protection strategies and programmes to be built on a comprehensive identification of gendered risks and vulnerabilities across the life course; (2) greater attention to capacity building for translating the identification of these risks into the most appropriate policies, and programme design features to address them; (3) the need to employ such design and delivery features; and (4) greater coordination with and involvement of gender equality advocates and experts in social protection policy, and programme decisions to improve their performance for women and girls. 6
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries I. Introduction Over recent decades, there has been increasing attention paid to social protection by policymakers around the world. There is now consensus regarding the role of social protection systems in contributing to poverty eradication and reduced inequalities, in stimulating productive activity and economic growth, and in creating resilience in the face of multiple and recurrent crises (see, for example, UNRISD 2010; ILO 2012, 2017; Bastagli et al. 2016; UNDESA 2018; Rodriguez 2013; UNDP 2014). The 2030 Agenda is the most recent expression of this global trend, underlining as it does the importance of social protection in ending poverty (SDG 1), enabling decent work (SDG 8) and achieving gender equality (SDG 5), among other Sustainable Development Goals (SDGs). Despite this global momentum, there are still significant challenges to achieving gender equality in social protection. Comprehensive social protection coverage across the life course remains the exception rather than the rule, with the latest International Labour Organization (ILO) estimates suggesting that “only 30.6 per cent of the global population is covered by comprehensive social protection systems including the full range of benefits, from child and family benefits to old-age pensions, with women’s coverage lagging behind men’s by a whopping 8 percentage points” (Razavi, 2021). Too often, gender-specific access barriers, risks and vulnerabilities remain insufficiently recognized, integrated and addressed in social protection systems and programme design. COVID-19 has made these shortcomings painfully clear. Emerging evidence suggests that women and girls have borne the brunt of the economic and social fall-out of the pandemic. In many countries, women have been disproportionately affected by the loss of jobs and livelihoods (UN Women 2020a). Women in informal employment have seen their work hours and earnings recover more slowly than men (Ogando et al. 2021), and mothers, in particular, have been dropping out of the labour force in the face of prolonged school and daycare closures (UN Women 2020a and 2020b). The economic penalties associated with unpaid care responsibilities are particularly devastating for women at the lower end of the income distribution. Even before the pandemic, there were significant gender gaps in poverty during the key reproductive years (25–34). Global estimates suggest that the pandemic will push an additional 47 million women and girls into poverty in 2021 and that the gender poverty gap will worsen, from 118 women in poverty for every 100 men in poverty in 2021 to 121 women in poverty for every 100 men in poverty by 2030 (UN Women 2020a). The current context is grim for girls, too, whose time is being redirected away from schooling and learning – for example, towards unpaid care and domestic work – with potential impacts on their longer-term well-being, including likely increases in child and early marriage (Bakrania et al. 2020; ILO and UNICEF 2020). Despite this evidence, the global social protection response to COVID-19 has remained blind to the specific challenges faced by women and girls. By January 2021, a total of 214 countries and territories had taken over 1,700 social protection and labour market measures to protect jobs and incomes and provide emergency support to those considered most vulnerable. Yet, only 13 per cent of these measures were aimed at supporting women’s economic security – mostly by targeting them with cash or in-kind transfers; and only 11 per cent addressed rising unpaid care demands through special family leaves, transfers that compensate for school and daycare closures, or emergency childcare services for essential workers, among others (UNDP and UN Women 2021). 7
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Without better gender mainstreaming, the effectiveness of social protection systems in reducing poverty would be limited because they would fail to address these gendered risks and vulnerabilities. ‘Engendering’ the global social protection response to COVID-19 is an urgent priority to mitigate the impact on women and girls and to ensure that they are not left out of the economic recovery. The experience of the pandemic also provides an opportunity to think more systematically about how social protection systems can better promote gender equality in the medium and long term. It is to this objective that this report seeks to contribute by taking stock of and drawing lessons from the state of gender mainstreaming at the strategic planning and programme design level in low- and middle-income countries (LMICs). It brings together the findings of two parallel but complementary research projects: UN Women’s gender analysis of 50 national social protection strategies and UNICEF Office of Research – Innocenti’s gender analysis of 40 social protection programmes. Both projects used a similar analytical framework, which was developed by UN Women for the analysis of national social protection strategies, and adapted by UNICEF Innocenti for the analysis of social protection programmes. The analytical framework and methodology are outlined in section II of this report, followed by a presentation of findings in section III along four dimensions: the overarching (legal and policy) framework, the recognition of gendered risks and vulnerabilities, the inclusion of gender- specific measures and programme design features, and the existence of gender-sensitive monitoring, evaluation and accountability systems. Each of these sections points to persistent gaps and biases, but also identifies a range of good practices and examples of gender mainstreaming across the policy and programme cycle. The final section (IV) concludes and provides concrete recommendations for improving gender mainstreaming in social protection going forward. 8
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries II. Analytical framework and approach Concepts and definitions We define the key concepts in the following ways. Social protection refers to a set of policies and programmes designed to reduce and prevent poverty, vulnerability and social exclusion throughout the life course, with particular emphasis on marginalized groups (UNICEF 2019b: 72; ILO 2017: 194). A social protection system in a country refers to the totality of social security and protection schemes and programmes in a country (ILO 2017: 196). A national social protection strategy is a strategic document developed by the state to set out a medium- to long-term vision for the provision of social protection. These documents do not generally include in-depth evaluations of specific programmes. Instead, they focus on establishing a set of priorities that will guide policy implementation and assessment. A social protection programme is a concrete set of government actions with a “distinct framework of rules to provide social protection benefits to entitled beneficiaries. Such rules would specify the geographical and personal scope of the programme (target group), entitlement conditions, the type of benefits, benefit amounts (in the case of cash transfers), periodicity and other benefit characteristics, as well as the financing (contributions, general taxation, other sources), governance and administration of the programme“ (ILO 2017: 195). Gender mainstreaming refers to the process of assessing the implications for women and men, girls and boys, of any planned action, including legislation, policies or programmes. It is a strategy for making the concerns and experiences of women and girls, as well as of men and boys, an integral part of the design, implementation, monitoring and evaluation of policies and programmes in all political, economic and societal spheres, so that women and men benefit equally, and inequality is not perpetuated. The ultimate goal of gender mainstreaming is to achieve gender equality (ECOSOC 1997). Gendered risks and vulnerabilities refer to social and economic risks and vulnerabilities faced by women that arise from gender-based discrimination and which derive from and manifest themselves in their unequal access to resources, power and status in a given context. 9
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Analytical framework To assess the extent to which gender is being mainstreamed into social protection, UN Women developed an analytical framework that combines key insights from the gender and social protection literature and relevant international human rights standards.i The analytical framework spans the following four key dimensions. Overarching framework Under this dimension, we assessed the overall orientation of the strategy or programme, looking for elements that we expected to provide an enabling framework for mainstreaming gender into social protection planning, design and implementation. This included reference to international human rights standards, the existence of national legal frameworks, the endorsement of a rights-based approach to social protection, the adoption of a life course approach, the explicit definition of gender equality and women’s or girls’ empowerment as an objective to be achieved in or through social protection (see, for example, Sepulveda and Nyst 2012). Procedural aspects, such as the participation of national women’s machineries and consultation with civil society and/or beneficiaries in the development/design of the strategy/programme, were also included. Recognition of gendered risks and vulnerabilities Under this dimension, we assessed whether national social protection strategies and programmes recognize gendered risks and vulnerabilities, as well as structural gender inequalities (Holmes and Jones 2013; UN Women 2015a). For this purpose, we included a range of gendered risks present or heightened at various stages of the life course, such as child/early marriage, adolescent pregnancy, gender-specific barriers to education, maternity-related risks or widowhood, as well as three crosscutting structural barriers that affect the whole lifespan: women’s lesser access to economic resources and opportunities; women’s and girls’ heightened exposure to gender-based violence; and women’s and girls’ disproportionate responsibility for unpaid care and domestic work. Gender-specific measures and programme design features Under this dimension, we assessed whether strategies and programmes proposed specific measures or design features to address the gender-specific risks and inequalities identified above. For example, do they include programmes that target women or girls, or specific measures to promote women’s access to social protection and public services, such as gender quotas in public works programmes or the provision of childcare services? Do they include specific measures to address violence against women and girls, to strengthen women’s economic security or to recognize and reduce women’s and girls’ unpaid care and domestic work? Monitoring, evaluation and accountability Under this dimension, we assessed whether the strategy or programme includes gender-specific monitoring and evaluation (M&E) indicators,ii participatory M&E methods and/or a robust grievance, feedback and complaint mechanism for beneficiaries. i See, for example, Behrendt et al. 2016; FAO 2018b, 2018c; Holmes and Jones 2010, 2013; Kabeer 2010; Molyneux 2007; Molyneux et al. 2016; Sepulveda and Nyst 2012. ii The term ‘gender-specific indicators’ is used to refer to indicators that explicitly call for disaggregation by sex (e.g. proportion of older women and men who receive an old-age pension); refer to gender equality as the underlying objective (e.g. proportion of budget allocated to gender equality measures); and where women and girls are specified within the indicator as the targeted population (e.g. maternal mortality) (see UN Women 2018: 50). 10
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Methodology and approach Using the analytical framework described above, both research teams carried out a qualitative content analysis of strategies and programme documents to understand if and how they incorporated key gender issues and concerns. To operationalize the analytical framework, UN Women developed a set of over 40 indicators, which was consistently applied to all national social protection strategies in our sample. The set was then further refined by UNICEF Innocenti for the analysis of specific programmes. The analytical framework with the full list of indicators by dimension can be found in Annex 1. Sample and case selection This research drew on two distinct, but overlapping samples: (i) a set of 50 national social protection strategies, compiled and analysed by UN Women; and (ii) a set of 40 social protection programmes, selected and analysed by UNICEF Innocenti – for a total of 74 countries. Both samples were restricted to LMICs. There was an overlap between the two samples: specifically, for 21 countries both strategies and programmes were assessed, whereas for the remaining 53 countries only a strategy or only a programme was analysed (see Figure 1). While the lack of complete overlap is a limitation, this research provides important insights on the extent of gender mainstreaming in social protection. Figure 1: Country coverage of national social protection strategies and programmes analysed Powered by Bing © GeoNames, Microsoft, Navinfo, TomTom, Wikipedia Legend: The dark blue refers to countries where either the social protection strategy or a social protection programme was assessed, whereas the pink refers to countries were both the social protection strategy and a social protection programme were assessed. Source: authors’ elaboration. Note: The designations employed in this publication and the presentation of the material do not imply on the part of UNICEF the expression of any opinion whatsoever concerning the legal status of any country or territory, or of its authorities or the delimitations of its frontiers. 11
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries The sample of 50 national social protection strategies was compiled through extensive online searches in four languages (English, French, Portuguese and Spanish), including a review of websites of relevant national ministries and departments, complemented by inquiries with regional and national social protection experts and entities. The sample includes strategies that were published from 2010 onwards. Overall, national social protection strategies were more commonly available in sub-Saharan Africa, parts of Latin America and the Caribbean, and Asia and the Pacific. Other subregions and regions, such as Northern Africa, and Europe and Central Asia, have few or no available strategies (see Annex 2 for an overview of strategies by region). The sample of 40 social protection programmes consists of 32 non-contributory programmes, four labour market programmes, and four integrated social protection programmes (e.g. social assistance and social insurance or social care services) (see Annex 3). Countries were selected if they were LMICs, where UNICEF has an office, and to ensure geographic diversity. Countries where UN Women conducted their gender analysis of social protection strategies were prioritized to the maximum extent possible. In addition, only one programme per country was selected, prioritizing flagshipiii programmes or those that intend to promote the well-being of children or adolescents, and their households, in order to inform UNICEF programming and advocacy. Out of the total sample of 40 programmes, 16 programmes are drawn from countries in sub-Saharan Africa, nine from Latin America and the Caribbean, five from Europe and Central Asia, six from Asia and the Pacific, and four from the Middle East and North Africa. Data sources and data analysis The data sources for the gender analysis of social protection strategies relied exclusively on information contained in the strategy documents themselves, whereas in the case of social protection programmes multiple sources were used, including programme documents, implementation manuals and, when necessary, peer-reviewed and grey literature up to 2019. The time frame for both gender analyses excludes the period from March 2020 onwards. Hence, the research constitutes a ‘baseline’ of the status of gender mainstreaming in social protection strategies and programmes before the onset of COVID-19 and related mitigation measures that have been implemented by governments around the world in response to the pandemic. All strategies and programmes were coded against the indicator framework. The coding of the social protection strategies used binary variables. For example, if the strategy included the recognition of old-age poverty as a gendered vulnerability – in that women are disproportionately or differently affected compared with men – it was coded as Yes on that indicator, and No otherwise. The coding of social protection programmes used categorical variables, with programmes coded against each indicator as Yes, No, Not Applicable, Not Available, or Unclear. Each strategy and programme was coded by two coders (primary coding and validation), and any discrepancies were discussed and resolved by the two reviewers jointly. It is important to note that our gender analysis is focused on the legal coverage of strategies and programmes, and not on their effective coverage. This implies that our gender analysis only covers how strategies and programmes are designed, and does not assess whether this design is carried out in practice during their implementation. While an in-depth analysis of implementation processes is critical, a gender analysis of the extent to which gender considerations are mainstreamed in strategies’ and programmes’ design is the first step towards building our understanding of how to strengthen social protection systems to enable gender equality. iii A programme was determined as flagship based on, for example, its beneficiaries’ coverage, or financial resources, or if determined by the government as such. 12
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries III. Key findings 1. Overarching framework A significant proportion of national social protection strategies we analysed contain elements that can provide an enabling context for gender mainstreaming. A first notable feature is that 46 out of 50 strategies acknowledge human rights and their applicability in the national context, and 37 out of 50 explicitly reference binding international human rights standards and commitments, which provide important guidance for the design and implementation of gender-responsive social protection (Sepulveda and Nyst 2012; UN Women 2015a). A second positive feature is that most strategies define social protection broadly to include social assistance (50), public services (47), social insurance (45) and, to a lesser extent, infrastructure (35 out of 50). Linking these components, particularly social assistance such as cash transfers and public services, can make a significant difference for women and girls during implementation (UN Women 2015b; UN Women 2018). For instance, increasing the availability of on-site childcare and safe sanitation for women in public works programmes can ensure both the full participation of mothers and the wellbeing of their children. As the examples presented in sub-section 3 illustrate (see Box 2), linkages between components are relevant because they usually play complementary functions in a social protection system. For example, women’s ability to meet the requirements attached to conditional cash transfers is often hampered by limited access to public services, such as functioning educational or health facilities, or infrastructure, such as transportation, potable water, sanitation and electricity (Cookson 2018). However, these enabling factors do not systematically translate into greater emphasis on gender equality as a goal to be achieved in or through social protection, with only about a quarter of strategies (12 out of 50) defining this as an explicit goal. Programmes display a similar pattern. For example, 32 out of the 40 social protection programmes we reviewed are enshrined in national-level frameworks. This is a key enabling feature – critical to ensuring long-term sustainability and giving beneficiaries the legal ability to claim their rights (European Commission 2015, cited in Kaltenborn et al. 2017; Sepulveda and Nyst 2012). However, only 3iv out of 40 programmes include explicit cross-references to national gender equality strategies or action plans. For example, India’s public works programme Mahatma Gandhi National Rural Employment Guarantee Scheme (MGNREGS) forms part of the government’s series of Five-Year Plans that identify gender constraints and barriers faced by rural women (Holmes and Jones 2013). More importantly, only 5v of the 40 programmes explicitly state the achievement of gender equality among their objectives. In four additional cases, the programmes are targeted at women, but the underlying intention is unclear, namely whether the targeting is done for intrinsic reasons – as in, to empower women – or for instrumental ones, where women are perceived to be more likely to spend the social protection benefit for the well-being of children and their household. Interestingly, over half of the programmes (25 out of 40 programmes) are either explicitly aimed at achieving children’s rights and/or at addressing children’s vulnerabilities – for example, those of orphan children. iv Cambodia’s second chance or informal technical vocational education and training programme (OECD 2017); Ethiopia’s Productive Safety Net Programme (PSNP) (Holmes and Jones 2010); and India’s Mahatma Gandhi National Rural Employment Guarantee Scheme (MGNREGS) (Holmes and Jones 2013). v Argentina’s Asignación Universal por Hijo (AUH) (UNICEF et al. 2018; ANSES Observatorio de la Seguridad Social 2012); Bangladesh’s Employment Generation Program for the Poorest (EGPP) (Tebaldi and Bilo 2019; Cho and Ruthbah 2018); the Plurinational State of Bolivia’s Bono Juana Azurduy (BJA) (Estado Plurinacional de Bolivia 2009); India’s Mahatma Gandhi National Rural Employment Guarentee Scheme (MGNREGS) (Chopra et al. 2020; Goodrich et al. 2015; Holmes and Jones 2013); and Pakistan’s Benazir Income Support Programme (BISP) (Ambler and De Brauw 2017; Cheema et al. 2016). 13
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Another potentially enabling factor for gender mainstreaming that we considered for both strategies and programmes was consultation with different stakeholders in the design process. On the positive side, most social protection strategies in our sample (42 out of 50) have been developed with some degree of consultations and/or participation – most frequently of civil society organizations (28 out of 50) (see Figure 2). While these organizations may, in some cases, bring women’s viewpoints into the drafting process, the available information did not allow us to ascertain the extent to which this had been the case. What did emerge clearly, however, was that relatively few strategies have involved national women’s machineries – despite their mandate, in many cases, for mainstreaming gender into sectoral policies (18 out of 50 strategies). All of those strategies that have involved national women’s machineries were either from Latin America and the Caribbean (6 out of 12 strategies in that region) or sub-Saharan Africa (12 out of 28 strategies in that region). External actors – such as bilateral donors, UN agencies or international financial institutions – have provided financial and/or technical support for three quarters of all strategies in our sample (39 out of 50). Figure 2: Number of national social protection strategies developed with the participation of different stakeholders 39 40 30 28 19 20 10 8 8 0 International Civil society National women's Workers' and No participation actors organizations machineries employers' acknowledged representatives Source: UN Women, authors’ elaboration. From a programmatic perspective, we found limited publicly available information on stakeholder participation in the design, implementation or governance of social protection programmes. From the available evidence, we found that national ministries with gender equality or women’s empowerment in their mandate had participated in the implementation or governance of eight social protection programmes in the countries of Algeria, Cameroon, the Comoros, Ghana, Malawi, Morocco, Mozambique and Rwanda (Cirillo and Tebaldi 2016; République Algérienne Démocratique et Populaire n.d.; World Bank 2013b; Gazeaud et al. 2018; Abebrese 2011; Dake et al. 2018; Selvester et al. 2012; Machado et al. 2018; Ruberangeyo et al. 2011). Programmes in Ecuador and Brazil report the participation of social actors in design and M&E (Montenegro 2015; Government of Brazil, Ministério do Desenvolvimento Social e Combate à Fome 2014), but the involvement of specific groups, including gender equality advocates or women’s rights groups is not specified. For the remaining programmes, we were unable to find information on stakeholder participation. 14
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries 2. Recognition of gendered risks and vulnerabilities For gender equality to be achieved in and through social protection, risk and vulnerability assessments must clearly identify gendered risks and vulnerabilities. These include life course risks, such as early marriage, maternity-related risks or old-age poverty, which tend to affect women more than men, as well as structural inequalities, such as women’s lesser access to economic resources, their disproportionate responsibility for unpaid care and domestic work, and their heightened exposure to gender-based violence. Almost all social protection strategies in our sample (49 out of 50) explicitly recognize at least one life course risk and/or structural inequality faced by women and girls. In fact, on average, the strategies acknowledge five of the 11 gendered risks and vulnerabilities analysed (comprising eight life course risks and three structural gender inequalities). A notable example of this trend is El Salvador’s social protection strategy, which combines an enabling overarching framework with a high level of recognition of gendered risks and vulnerabilities (see Box 1). Box 1: El Salvador’s National Development, Social protection and Inclusion Plan, 2014-2019 El Salvador is a lower-middle-income country with high levels of poverty and a relatively weak social protection system. Against this backdrop, the 2014 National Development Plan sets out a rights-based, gender-responsive approach to social protection enshrined in national legal frameworks and encompassing four key components: social assistance, social insurance, public services and infrastructure. The strategy was developed by the Secretariat for Planning (Secretaria Técnica y de Planificación de la Presidencia) in consultation with key stakeholders, including civil society and the national women’s machinery. The latter’s involvement may help to explain why this strategy is one of only eight in our sample that explicitly aims to close gender gaps in access and/or coverage of social protection. The strategy makes use of sex- disaggregated data to highlight gendered risks and vulnerabilities. It acknowledges half of the life course risks included in our framework (barriers to education and training, teenage pregnancy, maternity-related health risks, and old-age poverty). More importantly, it recognizes and pledges to address all three of the structural gender inequalities assessed, including by: improving specialized services for survivors of gender-based violence; developing national care policies that reduce women’s care burdens and guarantee the rights of care providers and care recipients; and improving women’s access to pensions – particularly among those working informally. Finally, to monitor and evaluate policies and programmes, the strategy includes sex-disaggregated data and participatory methods. Despite this promising finding, and even though around two thirds of strategies nominally adopt a life course approach to social protection, the recognition of specific vulnerabilities faced by women is heavily centred on one life course stage: their reproductive years and, in particular, motherhood (see Figure 3). From the eight life course risks outlined in Figure 3, the most widely recognized are maternity-related health risks (39) and single-motherhood (28), followed by maternity-related income risks (24). This includes references to: limited or lack of access to skilled birth attendants and postnatal care and the risk of maternal mortality; higher rates of poverty experienced by single-mother/parent households and/ or the recognition that single mothers/parents face challenges in reconciling work and family obligations; women’s limited ability to work during pregnancy and after childbirth; and the lack of income support during this period. 15
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Figure 3: Number of national social protection strategies that recognize different gendered risks across the life course 39 40 Number of strategies 28 30 24 24 18 17 20 12 10 6 0 Child/early Teenage Barriers Maternity- Single Maternity- Widowhood Old-age marriage pregnancy to education related motherhood related poverty and training health income risks risks Type of gendered risks and vulnerabilities Source: UN Women, authors’ elaboration. This maternalistic approach partly reflects the persistent vulnerability of women at this life course stage. Data show that, across regions, women aged 25–34 are significantly more likely to live in poor households than men of the same age group (UN Women 2019a), and, despite important progress over recent decades, maternal mortality rates remain high, particularly in sub-Saharan African countries, which represent more than half of our sample. Yet, this approach may also indicate a narrow understanding of gendered risks and vulnerabilities as primarily related to women’s reproductive role, when the root causes of inequality and exclusion are clearly more varied and not necessarily restricted to a particular life course stage. On the one hand, women’s and girls’ lesser access to resources and opportunities often starts early – with poor access to nutritious food, barriers to education, and/or early care responsibilities. While half of national social protection strategies recognize barriers to education and training as an important risk factor, comparatively few connect them to their gendered drivers, such as child and early marriage, and adolescent pregnancy (see Figure 3). In fact, out of 50 strategies, only 12 and 18 respectively recognize these risks. While this is partly a reflection of the sample, which includes some regions/countries where prevalence of child/early marriage and adolescent fertility is relatively low, there is no clear relationship between prevalence and problem recognition (see Figure 4 and Figure 5). Just 11 out of 28 strategies from sub-Saharan Africa recognize child and early marriage as a gendered risk to be addressed in and through social protection. There are significant variations in prevalence among the countries whose strategies do recognize child and early marriage as a gendered risk: from 16.4 per cent of women aged 20–24 who were married or in a union before the age of 18 in Lesotho to 76.3 per cent in Niger (see Figure 4). 16
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Figure 4: Prevalence of child and early marriage in selected sub-Saharan African countries, with and without recognition of it as a gendered risk 90 Proportion of women aged 20-24 years who were married or in a union before age 18 (%) (latest data available) 80 Niger 70 60 Burkina Faso Mozambique 50 Nigeria Democratic Ethiopia Somalia Republic of Congo Malawi 40 Mauritania Madagascar Sao Tome e Principe Benin Zimbabwe Liberia 30 Uganda Comoros Zambia Côte d’Ivoire Gambia Sierra Leone Senegal Kenya 20 Burundi Lesotho Ghana 10 Djibouti Rwanda 0 Countries with no recognition Countries with recognition Source: UN Women, authors’ elaboration based on data for SDG Indicator 5.3.1, Proportion of women aged 20–24 years who were married or in a union before age 18 (%), latest data available. Global SDG Indicators Database, accessible at https://unstats.un.org/sdgs/ indicators/database/. Similarly, despite the elevated rates of teenage pregnancy in sub-Saharan Africa, only around a third of the strategies from this region (8 out of 28) recognize it as a gendered vulnerability. Once again, recognition appears unrelated to the extent of the problem. Those countries that do not recognize teenage pregnancy as a gender-specific risk vary widely in terms of prevalence, ranging from 21 adolescent births per 1,000 women (aged 15–19) in Djibouti to 137.6 in Malawi (see Figure 5). 17
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries Figure 5: Rates of adolescent motherhood in selected sub-Saharan countries, with and without recognition of it as a gendered risk 200 Adolescent birth rate (per 1,000 women aged 15-19 years) 180 Mozambique Democratic Madagascar 160 Republic Niger of Congo Liberia 140 Burkina Malawi Uganda Zambia (latest data available) Faso Côte d’Ivoire Somalia 120 Benin Sierra Leone Nigeria 100 Kenya Lesotho Gambia Sao Tome e Principe Mauritania 80 Ethiopia Zimbabwe Ghana Comoros Senegal 60 Burundi Botswana 40 Rwanda 20 Djibouti 0 Countries with no recognition Countries with recognition Source: UN Women, authors’ elaboration based on data for SDG Indicator 3.7.2, Adolescent birth rate (per 1,000 women aged 15–19 years), latest data available. Global SDG Indicators Database, accessible at https://unstats.un.org/sdgs/indicators/database/. The situation is somewhat different in Latin America where none of the strategies identify early union formation as a social protection concern, but adolescent pregnancy – often the by-product of early unionsvi – is identified as a gendered risk by 7 out of 11 strategies. Peru, for example, explicitly includes adolescent pregnancy prevention programmes in its social protection strategy. On the other hand, women’s socio-economic disadvantage tends to accumulate and deepen over the life course. Across the globe, women of working age still face persistent inequalities and discrimination in the labour market – lower employment rates, lower earnings, and, particularly in low-income countries, higher rates of informality. Over three quarters of the strategies in our sample acknowledge at least one of these factors regarding women’s lesser access to resources compared with men (see Figure 7). What is less recognized, however, is that this also exacerbates their vulnerability in old age, including significant gender pension gaps and, in some cases, heightened poverty risk among older women. Only Bangladesh, Cambodia, El Salvador, Papua New Guinea, Romania and Uganda (6 out of 50 strategies) refer to greater economic risk and/or social exclusion among women in old age, with particular focus on widows or older women living alone.vii vi While premarital sexual activity has become more prevalent in Latin America, increasing the likelihood of adolescent pregnancies without prior union, data from a range of countries show that a large proportion of “single” adolescent mothers have been or are in a relationship (marriage or consensual union), most likely with the child’s father (Rodriguez 2013). vii Bangladesh, Cambodia, El Salvador, Papua New Guinea, Romania and St. Kitts and Nevis. 18
Mainstreaming gender into social protection strategies and programmes Evidence from 74 low- and middle-income countries To analyse whether social protection programmes had integrated a gender perspective in their assessment of these risks, we engaged in a two-step process. First, we identified which risks and vulnerabilities each programme aims to reduce (e.g. poor nutrition); second, we assessed whether the programme acknowledges the gendered nature of this risk (e.g. women’s and girls’ greater likelihood of skipping meals or eating less in some contexts,viii as well as their disproportionate responsibility for household food security). The main objectives of most of the 40 programmes we reviewed are poverty reduction (29 out of 40) and/ or child/family well-being (28 out of 40). This is perhaps unsurprising given our research’s focus on non- contributory programmes, which are typically targeted at poor households or households with children, and our prioritization of programmes aimed at children and their households. Almost half (19) of the 40 programmes acknowledge and seek to address nutritional needs, mostly focusing on children. Only two include the nutritional needs of mothers: the Plurinational State of Bolivia’s Bono Juana Azurduy (Nagels 2015; Vidal Fuertes et al. 2015); and the Comoros’ Social Safety Net project (World Bank 2014). A third programme, Ethiopia’s Productive Safety Net Programme (PSNP), stands out as the only one with an explicit acknowledgement of the linkages between gender inequality and nutrition, recognizing female- headed households as an underserved group (Gavrilovic et al. 2020; Government of Ethiopia Ministry of Agriculture 2014; Holmes and Jones 2010). It also focuses on empowering women in order to positively influence the nutritional status of women and children in the family. In countries where gender inequalities in education exist, especially in lower- and upper-secondary schooling – for example, due to prevailing social and gender norms around girls’ education (and boys’ education in some contexts), as well as early and child marriage (UNICEF Data 2020) – it is critical that these inequalities are acknowledged in social protection programmes and addressed through specific design features. However, while over half (23) of programmes acknowledge barriers to children’s education or aim at improving children’s education, only two explicitly acknowledge the gender barriers in education or include specific design features to redress them. These are Chile’s Chile Crece Contigo programme, which encourages continuing education for pregnant adolescents under the age of 15 (Chile Crece Contigo 2019a, 2019b), and Ghana’s LEAP programme, which aims to improve secondary school enrolment, attendance and retention among children aged 5–15, including among girls (de Groot 2015; Dako-Gyeke and Oduro 2013; Amuzu et al. 2010; Handa et al. 2014). This is despite the fact that, in 8 out of these 23 countries, there are persistent gender inequalities in lower secondary completion rates for girls, for example.ix Moving on to later life course stages, maternal healthcare and income security for women before and after childbirth are enshrined in the SDGs and in the Social Protection Floors Recommendation No. 2020 (2012) – and programmes to address these risks are important components of social protection systems (see, for instance, Addati et al. 2014). Yet, even though at the strategic level the recognition of maternity health risks is widespread, only a quarter of programmes acknowledge maternity-related risks, with a greater emphasis on health (12 out of 40 programmes) compared with income risks (only 6 out of 40 programmes) – for example, by targeting pregnant and lactating mothers specifically. viii For example, research found that in times of economic shocks, women and girls are typically the first to reduce their food intake, and shift to less diverse and nutritious food (de la O Campos and Garner 2012, cited in FAO 2018a). See also FAO 1998: 36. ix Source: World Development Indicators, https://databank.worldbank.org/. Latest year available. Last accessed 1 March 2021. 19
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