Judiciary Reference Guide - NOTE: Pages two and three of this document can be used as a separate handout
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Judiciary Reference Guide NOTE: Pages two and three of this document can be used as a separate handout Version 03/2014 1
Quick Reference Sheet for Magellan’s Judiciary Reference Guide Who We Serve What We Do • Children receiving Medicaid benefits • Provide a single point of entry available 24/7/365 with two • Adults receiving Medicaid benefits in-state call centers • Children in the Coordinated System of Care • Maintain a contracted and credentialed network of some (CSoC) 1,700 providers at all levels of care • Children served through the Department of • Coordinate care for members including referral, assistance Children and Family Services (DCFS) with eligibility, treatment planning, utilization review, • Children served through the Office of Juvenile follow-up care, assistance with discharge planning and Justice (OJJ) placement and peer support. • Uninsured children and adults served through • Provide a free electronic behavioral health record (Clinical the State’s human services districts and their Advisor) to all eligible providers of the state’s uninsured network of contracted providers • Provide intensive case management for people with special • People in the Permanent Supportive Housing health care needs, such as pregnant women with addiction program in the GoZone area of the State disorders or women with dependent children with co- • Additionally, Magellan works with the occurring disorders Department of Education to assist with • Manage dollars spent in the system to focus on community- Medicaid reimbursement for children served based care in schools by the school systems • Provide quality review of providers and technical assistance to improve care • Monitor quality of care concerns How do I know if someone is • Investigate complaints of fraud and/or abuse eligible for services? • Process and pay claims for services for both adult and Call 1-800-424-4399 children populations with Medicaid, as well as those additional services funded through DCFS and OJJ Subject Matter Experts (SMEs) Expert Area Phone Email Vice President of System (225) 367-3012 o Kathleen Coenson krcoenson@magellanhealth.com Transformation (225) 241-6798 c Dr. Richard Dalton Chief Medical Officer (225) 367-3001 o rfdalton@magellanhealth.com (225) 367-3006 o Foley Nash Children System Administrator flnash@magellanhealth.com (225) 241-2970 c Chris Boling Adult System Administrator (225) 367-3024 o caboling@magellanhealth.com Janel Dugas Juvenile Justice Liaison (225) 226-5790 c jdugas@magellanhealth.com Children & Youth Population There are two populations of children and youth eligible for services: 1. Children and youth with behavioral health needs eligible for services from OJJ, DCFS, DHH and DOE, including those served by Medicaid (approximately 50,000 children) 2. Children and youth with significant behavioral health challenges or co-occurring mental illness and addictions in, OR at risk of out-of-home placements, eligible for the CSoC (about 2,400 children) o Out-of-home is defined as: Detention, secure care facilities, psychiatric hospitals, residential treatment facilities, developmental disabilities facilities, addiction facilities, foster care and alternative schools homeless, as identified by DOE NOTE: New Medicaid definition of a child is birth until age 21, except for a foster child whose Medicaid eligibility is until age 26. 2 1-800-424-4399 Call 24-hours a day/7-days a week
Quick Reference Sheet for Magellan’s Judiciary Reference Guide Services Available in the Louisiana Behavioral Health Partnership Substance Inpatient Crisis Adult Children CSoC Outpatient Abuse Detox IP General Telephonic Outpatient ACT /FACT TGH TGH Detox RTC Hospital Crisis Triage CMHC/ FQHC Detox OP Free Mobile Standing Services (Face- PSR PSR PSR SA RTC MHR Psychiatric to-Face) Hospital LSU Crisis Individual Teaching CPST CPST CPST IOP Residential Family & Group Hospital State CI CI CI CI OP Psychiatrist Hospital Licensed & Emergency Telepsychiatry Case Conference Case Conference Suboxone medical Room psychologist FQHC NMGH NMGH LCSW ECT TFC TFC LPC ICM MST LMFT Psychotherapy FFT FFT LAC Psychological PRTF PRTF APRN Testing Independent Psychotherapy Living/Skills Building Psychological Parent/Youth Support Testing & Training (FSO) Information about these services is Wrap around provided in Judicial Reference Facilitation (WAA) Guide or the Service Authorization Short-term Respite Manual or call 1-800-424-4399 Crisis Stabilization Students With IEP About Coordinated System of Care (CSoC) • The IEP must include behavioral health services • Collaborative approach offered to children and youth who are in or at greatest risk of out-of-home placement • The IEP serves as the authorization for select services • Goal is for them to remain in or return to their home • School Social Workers, School Psychologists, School • Five specialized services available through CSoC: Counselors, Licensed Professional Counselors, etc. o Parent Support & Training (Family Support Organization) provide the related services o Youth Support & Training (Family Support Organization) o Independent Living/Skills Building • These professionals are considered “service o Short-Term Respite Care providers” for the LEA and are required to enter the o Crisis Stabilization related services that they provide in the DOE • For non-CSoC implementing regions or when max enrollment is electronic tracking system (RSMS) reached, Recovery and Resiliency Care Management (RCM) is • The school system is able to claim a portion of available for those who meet CSoC eligibility criteria: Medicaid reimbursement for these authorized o By a LMHP o Individualized Care Coordination services o Can transition into CSoC when available NOTE: This is the first time schools are able to claim reimbursement for behavioral health services! NOTE: Family/Youth must agree to participate 3 1-800-424-4399 Call 24-hours a day/7-days a week
About This Judiciary Reference Guide This guide is provided as a quick reference tool for those working with court involved member populations. For comprehensive information regarding Service Authorization Criteria 1 Guidelines refer to the www.MagellanofLouisiana.com website, at the following link: http://www.magellanoflouisiana.com/media/84978/2012_louisiana_service_authorization_criteria__mnc_j une_18_2012_v5.pdf. For comprehensive information about the available services through the Louisiana Behavioral Health Partnership go to the following link: http://new.dhh.louisiana.gov/index.cfm/page/538/n/225 The LBHP Services Definition Manual located at that link contains information on: • Service definitions • Provider Qualifications • Eligibility Criteria • Limitations/ Exclusions • Provider types allowed to deliver specific service Magellan Contact Information Regular Business Hours: 8 a.m. – 6 p.m. CT After Hours: 6 p.m. – 8 a.m. CT and weekends for crisis and inpatient pre-certification For Magellan Members Toll-free: 1-800-424-4399 TTY: 1-800-424-4416 Fraud & Abuse: 1-800-488-2917 Email: LouisianaInfo@MagellanHealth.com For Magellan Providers Email Us at LAProviderQuestions@MagellanHealth.com or Call the Provider Service Line 1-800-424-4396 For Questions Related to Judicial Matters Janel Dugas, Magellan’s Juvenile Justice Liaison, is available as a subject-matter expert. She can be reached at 225-226-5790 or jdugas@MagellanHealth.com See the following Subject-Matter Expert Directory for additional Magellan staff contact information. 1 Louisiana Service authorization criteria do not supersede state or Federal law or regulation concerning scope of practice for licensed, independent practitioner, e.g., advanced practice nurses. 4
Magellan Subject-Matter Experts (SMEs) Directory Subject Matter Position Phone Email Areas of Expertise Expert (SME) Vice President of 225-367-3012 o Kathleen Coenson System krcoenson@magellanhealth.com All areas of system transformation 225-241-6798 c Transformation Dr. Richard Dalton Chief Medical Officer 225-367-3001 o rfdalton@magellanhealth.com All clinical areas Children’s System 225-367-3006 o Foley Nash flnash@magellanhealth.com All areas of the Children’s System Administrator 225-241-2970 c Department of Education, Local Department of Education Agencies, Charter Donna Nola-Ganey 225-367-3014 o dnolaganey@magellanhealth.com Education Liaison Schools, School Based Health Centers Office of Juvenile Justice, Families Juvenile Justice Janel Dugas 225-226-5790 c jdugas@magellanhealth.com in Need of Services, local Juvenile Liaison Probation and Diversion Offices Department of 225-367-3008 o Department of Children and Jennifer Jantz Children & Family jnjantz@magellanhealth.com 225-456-7292 c Family Services Services Liaison Coordinated System of Care (CSoC) Donna Herren Sr. Manager, CSoC 225-367-3011 o dherren@magellanhealth.com Reporting and Data Analysis, SME for 1915 (b3) & (c) HCBS Waivers Wraparound 225-367-3022 o Coordinated System of Care Kolletta Lee kdlee@magellanhealth.com Coordinator, CSoC 225-337-5977 c Regions 1 & 2 Wraparound Coordinated System of Care Tambria Hunt 318-524-8815 o thunt@magellanhealth.com Coordinator, CSoC Regions 7,8,9 Wraparound Katherine Poulin 225-226-3000 o kpoulin@magellanhealth.com Coordinated System of Care Coordinator, CSoC Director of Cultural All areas related to Cultural Robert Blue Awareness and 225-367-3152 o rgblue@magellanhealth.com Awareness and Diversity Diversity Families, Wraparound Services, Mary Ann Donovan- Director of Family 225-367-3010 o family involvement with the mdmason@magellanhealth.com Mason Involvement 267-716-8147 c Statewide Family Service Organization Family Empowerment, Support Family Involvement and Training across systems with Danielle Marshall 225-367-3018 o Dmarshall1@magellanhealth.com Coordinator members, providers and other venues, state-wide Youth Empowerment, Support and Youth Support 225-367-3243 o Leslie Canady lcanady@magellanhealth.com Training across Children’s systems Coordinator 225-250-9752 c and programs Magellan staff is comprised of Subject Matter Experts (SMEs) with extensive experience and training in their perspective areas of expertise. In addition to the SMEs, Magellan has a team of licensed clinicians and professionals identified as Member Service Representatives (MSR) and Care Managers (CM) located in our Care Management Centers (CMCs) in both Baton Rouge and Shreveport, Louisiana. The table above includes contact information for our SMEs, along with their areas of expertise. 5
Magellan At A Glance Who We Serve Magellan manages care for: • Children receiving Medicaid benefits • Adults receiving Medicaid benefits • Children in the Coordinated System of Care (CSoC) • Children served through the Department of Children and Family Services (DCFS) • Children served through the Office of Juvenile Justice (OJJ) • Uninsured children and adults served through the state’s Local Governing Entities (LGEs) and their network of contracted providers • People in the Permanent Supportive Housing program in the GoZone area of the State • Additionally, Magellan works with the Department of Education (DOE) to assist with Medicaid reimbursement for children served in schools by the school systems. What We Do Magellan: • Provides a single point of entry available 24/7/365 with two in-state call centers • Maintains a contracted and credentialed network of some 1,700 providers at all levels of care • Coordinates care for members including referral, assistance with eligibility, treatment planning, utilization review, follow-up care, assistance with discharge planning, and placement and peer support • Provides a free electronic behavioral health record (Clinical Advisor) to all eligible providers of the State’s uninsured • Provides intensive case management for people with special health care needs, such as pregnant women with addiction disorders or women with dependent children with co-occurring disorders • Manages dollars spent in the system to focus on community-based care • Provides quality review of providers and technical assistance to improve care • Monitors quality of care concerns • Investigates complaints of fraud and/or abuse • Processes and pays claims for services for both adult and children populations with Medicaid as well as those services that state agencies have elected to fund • Fosters transformation of the system with programs that include: o Cultural competency standards and training o Recovery, resiliency and peer support o MY LIFE (Magellan Youth Leaders Inspiring Future Empowerment) MY LIFE is made up of youth between the ages of 13 and 23 who have experience with one or more of the following issues: mental health, substance abuse, juvenile justice, or foster care. It affords youth leadership opportunities in their communities. o Support for families o Liaisons specialized to DCFS, OJJ, and DOE 6
Table of Contents About this Judiciary Reference Guide ....................................................................................................................... 4 Magellan Subject-Matter Experts (SMEs) Directory .......................................................................................... 5 Magellan At A Glance ........................................................................................................................................................... 6 CHAPTER 1: MAGELLAN BEHAVIORAL HEALTH AS STATEWIDE MANAGEMENT ORGANIZATION 9 ABOUT THE STATEWIDE MANAGEMENT ORGANIZATION (SMO) ................................................................................... 9 ELIGIBLE JUDICIAL POPULATIONS............................................................................................................................................ 10 MAGELLAN SERVICE AUTHORIZATION CRITERIA GUIDE................................................................................................... 11 CHAPTER 2: PARTNERSHIPS WITH STATE AGENCIES .....................................................................................12 OFFICE OF JUVENILE JUSTICE (OJJ) AND DEPARTMENT OF CHILDREN AND FAMILY SERVICES (DCFS) PROTOCOL AND REFERRAL PROCESS ................................................................................................................................... 12 Collaborative Protocol ........................................................................................................................................................ 12 DEPARTMENT OF EDUCATION ......................................................................................................................................................... 13 Collaborative Protocol ........................................................................................................................................................ 13 School Based Behavioral Health Services for Students with Individual Education Plans (IEPs) ..................... 13 CHAPTER 3: THE IMPORTANCE OF MEDICAL NECESSITY IN JUDICIAL DECISION MAKING..........14 DEFINITION OF MEDICAL NECESSITY ...................................................................................................................................... 14 CHAPTER 4: SCREENINGS AND ASSESSMENTS............................................................................................... 16 ASSESSMENT AND SCREENING MATRIX 1 ............................................................................................................................. 16 BEHAVIORAL HEALTH NEEDS ASSESSMENTS ......................................................................................................................... 17 BEHAVIORAL HEALTH ASSESSMENT TEMPLATE ...................................................................................................... 19 PSYCHOLOGICAL TESTING ........................................................................................................................................................ 23 Criteria for Authorization ............................................................................................................................................................ 23 CHAPTER 5: LEVELS OF CARE................................................................................................................................ 24 Crisis Planning and Intervention.................................................................................................................................... 24 Outpatient Services ................................................................................................................................................................ 24 Out-of-Home Placement ................................................................................................................................................... 28 Adverse Incidents and Events........................................................................................................................................ 30 CHAPTER 6: COORDINATED SYSTEM OF CARE (CSOC) ............................................................................31 WHAT IS LOUISIANA'S COORDINATED SYSTEM OF CARE? .............................................................................................. 31 ELIGIBILITY FOR THE COORDINATED SYSTEM OF CARE (CSOC) ................................................................................... 32 WHO MIGHT THE COORDINATED SYSTEM OF CARE (CSOC) BE RIGHT FOR? .............................................................................. 33 WHAT IS THE WRAPAROUND PROCESS? ........................................................................................................................................ 34 SPECIALIZED SERVICES AVAILABLE THROUGH THE COORDINATED SYSTEM OF CARE ............................................. 35 What is Resiliency Care Management? ................................................................................................................ 36 CSoC Referral and Enrollment Process Diagram................................................................................................................ 37 CHAPTER 7: MAGELLAN JUDICIAL INVOLVEMENT MATRIX......................................................................39 7
CHAPTER 8: MAGELLAN PROVIDER INFORMATION ....................................................................................40 MAGELLAN CONTACT INFORMATION............................................................................................................... 41 NOTE: A “Quick Reference Sheet for Magellan’s Judiciary Reference Guide” is provided at the beginning of this document as pages 2-3 and can be used as an overview handout. 8
Chapter 1: Magellan Behavioral Health as Statewide Management Organization About The Statewide Management Organization (SMO) The Louisiana Behavioral Health Partnership managed by the Louisiana Department of Health and Hospitals Office of Behavioral Health (DHH-OBH) oversees Magellan Health Services as the Behavioral Health Statewide Management Organization (SMO). Magellan manages behavioral health services for Medicaid and some Non-Medicaid eligible populations served by the Office of Behavioral Health (OBH), Department of Children and Family Services (DCFS), the Department of Education (DOE), and Office of Juvenile Justice (OJJ), including services for individuals with co-occurring mental health and addictive conditions. Magellan helps to improve access, quality, and efficiency of behavioral health services for children, regardless of eligibility for the Coordinated System of Care (CSoC), and adults with Serious Mental Illness (SMI) and Addictive Disorders. Magellan also works to develop a qualified provider network to offer a full array of services to meet the needs of people with behavioral health challenges. Magellan Health Services, selected via the State of Louisiana Request for Proposals (RFP) process, is a qualified behavioral health managed care organization with experience and demonstrated success in providing managed behavioral health care services with complex, publicly-funded behavioral health programs, and operates a pre-paid inpatient health plan (PIHP), as defined in 42 CFR 438.2, for behavioral health services provided to children, youth, and adults. Magellan assists the State of Louisiana in achieving their behavioral health system reform goals, which are to: 1. Foster individual, youth, and family-driven behavioral health services. 2. Increase access to a fuller array of evidence-based, home- and community-based services that promote hope, recovery, and resilience. 3. Improve quality by establishing and measuring outcomes. 4. Manage costs through effective utilization of state, federal, and local resources. 5. Foster reliance on natural supports that sustain individuals and families in homes and communities. Magellan’s duties include: 1. Manage care for eligible children/youth in need of mental health and addictive disorder services, including children eligible for the CSoC, on a non-risk basis, utilizing Medicaid, DCFS, DHH-OBH, DOE, and OJJ State General Funds and federal block grant financing in an effort to maximize resources. 2. Manage behavioral health services for Medicaid adults with addictive disorders and adults with functional behavioral health needs, including: persons with Serious Mental Illness and adults who have previously met the above criteria and need subsequent medically necessary services for stabilization and maintenance. 3. Manage mental health and addictive disorder services for adults funded through State General Fund, Mental Health and the Substance Abuse Prevention and Treatment (SAPT) Block Grant. 9
Eligible Judicial Populations Populations who may be involved with the Judicial System and may be eligible for services include children with complex needs such as: • Insured by Medicaid • Involved with multiple agencies (i.e., DHH-OBH, DCFS, OJJ) • Diagnosed with a chronic mental health, emotional or behavior condition likely to require services for a year or more • Currently or recently served by one or more child serving agencies (i.e., Child Welfare, Juvenile Justice, mental health or special education) • Homeless as identified by the Department of Education o The Stewart B. McKinney - Vento Homeless Assistance Act defines a homeless person as: An individual who (1) lacks a fixed, regular, and adequate nighttime residence and (2) has a primary nighttime residence that is (a) a supervised, publicly or privately operated shelter designed to provide temporary living accommodations (including welfare hotels, congregate shelters, and transitional housing for the mentally ill), (b) an institution that provides a temporary residence for individuals intended to be institutionalized, or (c) a public or private place not designed for or ordinarily used as a regular sleeping accommodation for human beings (McKinney Act (P.L. 100-77, sec 103(2)(1), 101 sat. 485 (1987)). o For eligibility purposes for assistance and education programs for homeless students, the Louisiana Department of Education expands the Federal and U.S. Department of Education definitions of a homeless person to include: Children and Youth in Transitional or Emergency Shelters Children and Youth Living in Trailer Parks, Camping Grounds, Vehicles Children and Youth "Doubled-Up" in Housing Children and youth living in motels and weekly-rates apartments Foster Children and Youth Incarcerated Children and Youth Migratory Children and Youth Unaccompanied Minors: Runaway and Abandoned Youth Highly-mobile Families and Youth • At imminent risk of out-of-home placement in a: o Residential Treatment Center o Local juvenile detention facility o Secure care juvenile facility o Psychiatric Inpatient Facility o Developmental Disability Facility o Alternative School o Foster Care 10
Magellan Service Authorization Criteria Guide The Magellan Service Authorization Criteria Guide is for both providers and reviewers to identify the most appropriate level of care for a member. While these criteria will assign the most effective and least restrictive level of care in nearly all instances, an infrequent number of cases may fall beyond their definitions and scope of the Guide. Thorough and careful review of each case, including consultation with supervising clinicians, will identify these exceptions. Clinical judgment consistent with the standards of good medical practice will be used in making service authorization determination in such instances. Service authorization decisions about each member are based on the clinical information provided by the treating practitioner or facility, the application of the service authorization criteria and available treatment resources. Magellan recognizes that a full array of services is not available everywhere. When a clinically necessary level of care does not exist or is not available, Magellan will make every attempt to connect the member to an appropriate alternative level of care or service. The comprehensive service authorization guide can be located at the www.MagellanofLouisiana.com website, or at the following link: http://www.magellanoflouisiana.com/media/84978/2012_louisiana_service_authorization_criteria__mn c_jne_18_2012_v5.pdf. 11
Chapter 2: Partnerships with State Agencies Office of Juvenile Justice (OJJ) and Department of Children and Family Services (DCFS) Protocol and Referral Process Collaborative Protocol Magellan, the Office of Juvenile Justice, and the Department of Children and Family Services have established collaborative protocols that govern the ways in which they will conduct business that falls under the Louisiana Behavioral Health Partnership. Referral, screening, eligibility, treatment planning, and processes are important to providing seamless transitions throughout the coordinated systems of care and are defined in the collaborative protocols. A child/youth may be referred to Magellan by a family member, school, state agency, or other appropriate person. When agency or department representatives make a referral through Magellan Member Services, Magellan will conduct a screening to determine eligibility and obtain information from the legal guardian. OJJ – Specific Referral Processes If OJJ requests an expedited eligibility decision for a youth in Pre-Disposition Investigation (PDI), Magellan will make every possible effort to complete the eligibility screening and communicate the decision regarding CSoC or LBHP eligibility via telephone or fax. If OJJ needs expedited processing, OJJ will provide the information to the Magellan Juvenile Justice Liaison, who will communicate the request to the Magellan Care Management team. Magellan will screen all referrals to determine if they fall into one of the Special Health Care Needs categories, which are: • Any individual with IV drug use, pregnant women with substance use disorders, substance-using women with dependent children or co-occurring disorders; • Children with behavioral health needs in contact with other child-serving systems, not eligible for CSoC; and • Children eligible for CSoC. If a child is determined to be a child with behavioral health needs in contact with other child-serving systems, or is eligible for LBHP services, and is not eligible for CSoC, Magellan makes a referral to or provides information for an appropriate Magellan provider to develop a treatment plan and may also refer to Magellan/Resiliency Case Management (RCM) for intensive case management if needed. Magellan will authorize services in the Treatment Plan/Plan of Care based on eligibility validation and medical necessity, using established service authorization criteria approved by the Office of Behavioral Health (OBH). OJJ has the ability to make emergency residential placements for youth who are in need of such placement in a Nonmedical Group Home level as long as bed capacity is not violated, and after lower level of placement resources have been exhausted. 12
DCFS – Specific Referral Process For a non-Medicaid eligible child, Magellan will initiate the process of authorizing services only upon DCFS entering a referral into Clinical Advisor. If Magellan has a referral from DCFS for services for a non-Medicaid eligible child and the child later requires a higher level of care, Magellan will not authorize the higher level of care until agreement has been obtained from DCFS for payment for those higher level of care services (to be secured by telephone contact, and DCFS will make the needed changes in Clinical Advisor). DCFS has the ability to make emergency residential placements for youth who are in need of such placement in a Non-medical Group Home level as long as bed capacity is not violated, and after lower level of placement resources have been exhausted. Department of Education Collaborative Protocol Magellan and DOE work in collaboration to ensure that the Local Educational Agencies (LEAs) have the knowledge and skills to appropriately refer children to CSoC and to partner with the Wraparound Agency and the Statewide Family Support Organization. Magellan and DOE operate under a Data Sharing Agreement that allows Magellan to access important data elements for those students identified under the Individuals with Disabilities Act and receiving behavioral health services. By receiving this information, Magellan is able to better coordinate the behavioral health services. School Based Behavioral Health Services for Students with Individual Education Plans (IEPs) Local Education Agencies are able to claim a portion of Medicaid reimbursement for behavioral health services provided to students in accordance with a student’s IEP. In order for the Local Education Agency to claim Medicaid reimbursement, the student must be Medicaid eligible and the IEP must include behavioral health services. • The IEP serves as the authorization for select services • School Social Workers, School Psychologists, School Counselors, Licensed Professional Counselors, etc. provide the related services • These professionals are considered “service providers” for the LEA and are required to enter the related services that they provide in the DOE electronic tracking system (RSMS) • Three (3) categories of billable services in schools 1. Addiction Services 2. Community Psychiatric Support and Treatment 3. Other Licensed Practitioner Outpatient Therapy More and more Local Education Agencies are partnering with Federally Qualified Health Centers, School Based Health Centers, and private behavioral health providers to provide behavioral health services to regular education students in the schools. 13
Chapter 3: The Importance of Medical Necessity in Judicial Decision Making Definition of Medical Necessity Medically necessary services are defined as those health care services that are in accordance with generally accepted evidence-based medical standards, or that are considered by most physicians (or other independent licensed practitioners) within the community of their respective professional organizations, to be the standard of care. A. In order to be considered medically necessary, services must be: a. Deemed reasonably necessary to diagnose, correct, cure, alleviate or prevent the worsening of a condition or conditions that endanger life, cause suffering or pain or have resulted or will result in a handicap, physical deformity or malfunction. b. Those for which no equally effective, more conservative and less costly course of treatment is available or suitable for the member. B. Any such services must be individualized, specific and consistent with symptoms or confirmed diagnosis of the illness or injury being treated and neither more nor less than what the member requires at that specific point in time. C. Although a service may be deemed medically necessary, it does not mean the service will be covered by the Medicaid program. Services that are experimental, non-FDA approved, investigational or cosmetic are specifically excluded from Medicaid coverage. Using Medical Necessity to Determine the Appropriate Level of Care The Medicaid Director, in consultation with the Medicaid Medical Director, may consider authorizing services at their discretion on a case-by-case basis. Medical necessity, along with criteria sets is used by providers or reviewers to determine a clinically necessary level of care. Medical necessity for admission into inpatient and residential levels of care require that the (1) severity of need criteria, (2) intensity and quality of service criteria, and (3) continued stay criteria for particular levels of care be met. These Medical Necessity Guidelines were developed specifically for the Louisiana Behavioral Health Partnership and are based on: • Louisiana Medicaid definition of “medically necessary services” • Louisiana Register and Administrative Code regarding inpatient services • Service Definition Manual for all other levels of care and services • Magellan Service Authorization Criteria 14
Medical Necessity in Judicial Decision Making Magellan follows medical necessity guidelines in accordance with generally accepted evidence based standards. Service authorization decisions about each member who are eligible for services under the LBHP and managed by Magellan are based on: • the clinical information provided by the treating practitioner or facility • the application of the service authorization criteria • the availability of treatment resources. Should judiciary deem someone in need of services that are outside of the scope of medical necessity guidelines or outside of populations under the LBHP who are managed by Magellan, Magellan could assist judiciary in locating services for that population although funding those services may not be within the scope of management by the Statewide Management Organization. Magellan could assist with connecting to services through the local Office of Behavioral Health (OBH) clinics or Federally Qualified Health Centers (FQHCs). Magellan could also assist with connecting to providers who are able to conduct independent assessments to identify if an adult might qualify for Medicaid services under the 1915(I) waiver, newly expanded to cover types of severe mental illness. 15
Chapter 4: Screenings and Assessments Magellan is committed to the philosophy of providing treatment at the most appropriate and least restrictive level of care necessary for the treatment to effectively and efficiently meet the member’s bio-psychosocial needs. Magellan sees the entire service array as a fluid treatment pathway, where members may enter treatment at any level and transition to more or less intensive levels of care as their changing clinical needs dictate. At any level of care, treatment should be individualized and take into consideration the member’s stage of readiness to change and participate in treatment. Screenings and assessments are used as tools to determine the right treatment, at the right time, at the appropriate level of care. Below is a listing of commonly used tools and assessment processes, along with brief explanations. Assessment and Screening Matrix 1 Assessment Defined Who Time Frame Administers Initial Screening Used to determine eligibility for Member Services Upon receipt of call Medicaid enrollment status and/or Representative Resiliency Care Management (RCM) (MSR) Services. May refer to Brief CANS for CSoC eligibility. Brief Child and Preliminary assessment for CSoC Magellan Care Upon referral Adolescent Needs and eligibility and appropriate level of Managers Strengths (Brief CANS) care. Used in triage by Magellan Care Managers. Child and Adolescent Confirms CSoC eligibility and Certified Within 10 days of Needs and Strengths appropriate level of care. Also used Providers Brief CANs (CANS) in treatment planning. When requested and after authorized by Magellan Structured Assessment Assesses risk of violence in OJJ, Juvenile Dependent on person of Violence Risk in adolescents. Justice Agencies who administers Youth (SAVRY) Independent Needs Uses biopsychosocial indicators to A Licensed When requested and Assessment determine the need for further Mental Health authorized by comprehensive assessments to Practitioner Magellan determine the existence of mental (LMHP) health disorder or serious mental credentialed by illness and/or used for treatment Magellan planning. Can also be used to determine ongoing treatment. Version 03/2014 16
Psychological One mechanism used to better A licensed After completion and Examination determine or understand the doctoral-level evaluation of initial existence of mental health disorder psychologist or needs assessment or serious mental illness. medical that includes a psychologist diagnostic interview (Ph.D., Psy.D., Ed.D. or M.P.) or physician with demonstrated competence, who is credentialed by and contracted with Magellan Peer Review Used to determine appropriate level Magellan Within 7 days of of care. Physician and/or request Clinician. Mental Health History/ Completed to determine eligibility Magellan As needed Records Review for services or placement, Physician and/or appropriate level of care, and for Clinician. treatment planning. Plan of Care Completed to determine goals and Juvenile Justice Prior to beginning objectives of treatment and/or Agency, DCFS, or treatment services services Service Provider Treatment Plan Completed to determine goals and A Licensed Prior to beginning objectives of evidence-based Mental Health treatment services treatment Practitioner (LMHP) credentialed by Magellan Concurrent Review Used to determine progress toward Magellan Care As needed meeting goals and objectives in Managers treatment plan. Discharge Completed (in conjunction with the Service Provider Prior to discharge Summary/Plan family when applicable) when in collaboration member is being discharged from with OJJ or DCFS services. Describes reasons for when necessary discharge, progress made toward treatment goals, and plan for Magellan Care discharge including follow-up Managers services, if applicable. review/authorize Behavioral Health Needs Assessments Behavioral health needs assessments are used to get a comprehensive look at an individual to determine behavioral health needs. The result is a psycho-social assessment. Behavioral health needs assessments are not psychological tests or other mental health diagnostic tools. Behavioral health needs assessments are intended to guide case planning and behavioral service provision, and are used to determine the need for 17
psychiatric or other testing. Behavioral health needs assessments must be performed by a licensed mental health practitioner. Magellan and state agencies have collaborated to create a mental health assessment template that is available for use by network providers who administer behavioral health assessments. 18
Behavioral Health Assessment Template 19
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Psychological Testing Criteria for Authorization Service Authorization Criteria indicate that an individual must FIRST be assessed by a licensed mental health practitioner who is credentialed by Magellan to be authorized for Medicaid reimbursable psychological testing. This bio-psychosocial needs assessment determines the need for and extent of further additional psychological testing. Testing may be completed at the onset of treatment to assist in the differential diagnosis and/or help resolve specific treatment planning questions. It also may occur later in treatment if the individual’s condition has not progressed and there is no clear explanation for the lack of improvement. The reason for testing must be based on a specific referral question or questions from the treating provider and related directly to the psychiatric or psychological treatment of the individual. The specific referral question cannot be answered adequately by means of clinical interview and or behavioral observations. The testing results based on the referral questions are reasonably expected to provide information that will effectively guide the course of treatment. Psychological testing should serve the function of answering a specific question or solving a specific problem to inform treatment. It is not meant to be used as a general screening and would only in a very rare circumstance be rendered immediately. A licensed doctoral-level psychologist or medical psychologist (Ph.D., Psy.D., Ed.D. or M.P.) or physician with demonstrated competence, who is credentialed by and contracted with Magellan, administers the psychological tests. 23
Chapter 5: Levels of Care Magellan believes and research supports that optimal, high-quality care is best delivered when members receive treatment that meets their needs in the least intensive, least restrictive setting possible. Magellan’s philosophy is to endorse treatment that is safe and effective, and that maximizes the member’s independence in daily activity and functioning. Crisis Planning and Intervention Crisis services do not require prior authorization. Crisis Intervention is available to all youth who meet service authorization criteria. Crisis Stabilization is available to youth in the Coordinated System of Care. Crisis response services are accessible 24 hours a day, 7 days a week, 365 days a year, by contacting Magellan Member Services at 1-800-424-4399. Written crisis plans will include: • History of Crisis • Triggers and Warning Signs • Potential Crisis Situations • Action Steps to prevent a crisis • Action Steps to intervene in a crisis • Responsibilities and agreements of the child/youth, family members, natural supports, and other members involved with the family • Contacts and phone numbers in the event of a crisis Outpatient Services The State of Louisiana has defined an array of outpatient services, including: 1. Assertive Community Treatment (ACT) 2. Community Psychiatric Support and Treatment 3. Crisis Intervention 4. Electroconvulsive Therapy 5. Functional Family Therapy 6. Homebuilders 7. Multisystemic Therapy 8. Outpatient Therapy 9. Psychosocial Rehabilitation 10. Psychological Testing 11. Outpatient Addictive Services 1. Assertive Community Treatment (ACT) Assertive Community Treatment (ACT) services are therapeutic interventions that address the functional problems of individuals who have the most complex and/or pervasive conditions associated with a major mental illness or co-occurring addictions disorder. These interventions are strength-based and focused on promoting symptom stability, increasing the individual’s ability to cope and relate to others and enhancing the highest level of functioning in the community. Interventions may address adaptive and recovery skill areas, such as supportive or other types of housing, school and training opportunities, daily activities, health and safety, medication support, harm reduction, money management and entitlements, and service planning and coordination. Version 03/2014 24
ACT services are accessible to individuals who are 18 years of age and older and who meet functional assessment criteria for target population under the 1915(i) Medicaid waiver. The individual must have one of the following primary diagnoses (secondary diagnosis of substance abuse disorder or developmental disability are not an exclusion): Schizophrenia or other psychotic disorder, bipolar disorder, and/or major depressive disorder. 2. Community Psychiatric Support and Treatment (CPST) Community Psychiatric Support and Treatment (CPST) are goal-directed supports and solution-focused interventions intended to achieve identified goals or objectives as set forth in the individual’s individualized treatment plan. CPST is a face-to-face intervention with the individual present; however, family or other collaterals also may be involved. A minimum of 51 percent of CPST contacts must occur in community locations where the person lives, works, attends school and/or socializes. Services provided to children and youth must include communication and coordination with the family and/or legal guardian. Coordination with other child-serving systems should occur, as needed, to achieve the treatment goals. 3. Crisis Intervention (CI) Crisis Intervention (CI) services are provided to a person who is experiencing a psychiatric crisis and are designed to interrupt and/or ameliorate a crisis experience, via a preliminary assessment, immediate crisis resolution and de-escalation, and referral and linkage to appropriate community services to avoid more restrictive levels of treatment. The goals of CI are symptom reduction, stabilization, and restoration to a previous level of functioning. All activities must occur within the context of a potential or actual psychiatric crisis. CI is a face-to-face intervention and can occur in a variety of locations, including an emergency room or clinic setting, in addition to other community locations where the person lives, works, attends school and/or socializes. An episode is defined as the initial face-to-face contact with the individual until the current crisis is resolved, not to exceed 14 days. 4. Electroconvulsive Therapy (ECT) Electroconvulsive Therapy (ECT) is a medical treatment performed by highly skilled health professionals including doctors and nurses under the direct supervision of a psychiatrist, who is a medical doctor trained in diagnosing and treating mental illnesses. A course of treatment with ECT usually consists of six to twelve treatments given three times a week for a month or less. The member is given general anesthesia and a muscle relaxant. When these have taken full effect, the member's brain is stimulated, using electrodes placed at precise locations on the member's head, with a brief controlled series of electrical pulses. This stimulus causes a seizure within the brain, which lasts for approximately a minute. Because of the muscle relaxants and anesthesia, the member's body does not convulse and the member feels no pain. The member awakens after five to ten minutes, much as he or she would from minor surgery. 5. Functional Family Therapy (FFT) Functional Family Therapy (FFT) services are targeted for youth (aged 10-18) primarily demonstrating externalizing behaviors which affect family functioning. Youth behaviors include antisocial behavior or acts, violent behaviors and other behavioral issues that impair functioning. Youth also may meet criteria for a disruptive behavior disorder, Attention-Deficit Hyperactivity Disorder (ADHD), oppositional defiant disorder and/or conduct disorder. Youth with other mental health conditions, such as anxiety and depression, also 25
may be accepted as long as the existing behavioral health issues manifest in outward behaviors that impact the family and multiple systems. Youth with substance use issues may be included if they meet the criteria below, and FFT is deemed clinically more appropriate than focused drug and alcohol treatment. A youth receives FFT for approximately three to four months. During the course of this three-month period, the therapist works with the family in 9 to 14, one- to two-hour sessions for less severe cases and up to 26-32, one- to two-hour sessions for youth with more substantial acting-out behaviors. 6. Homebuilders Homebuilders is an evidenced based model of intensive home based services in order to provide family preservation (prevention of out-of-home care), reunification and stabilization services. The intervention takes advantage of family crisis situations to promote change in the family with intensive, brief services (generally four to six weeks in duration with an average of 38-40 direct face-to-face hours), delivered primarily in the family home. Therapists have very small caseloads (two) and they are available 24 hours a day. Homebuilders is used for the most serious of situations where safety threats have been identified and the child (0-17) is at imminent risk of being removed from the home and placed in foster care, group home settings, residential treatment, psychiatric hospitals or juvenile justice facilities. Appropriate referrals also include those where intensive services are needed in order for a child to return home from foster care, or in order to stabilize a foster placement (thereby reducing the number of moves that can be very traumatizing to a child). Therapists engage, assess and intervene with families using cognitive and behavioral interventions and direct teaching of skills tailored to each family (all while structuring for safety in high risk, multi-problem families). Some therapeutic goals; improving parenting skills, family functioning, parent/caregiver and children’s behavior and emotion management skill, and increase safety of all family members, in order for children/youth to live safely at home. Family situations necessitating Homebuilders can range from out of control substance abuse (parent or youth), domestic violence, physical abuse, sexual abuse to medical neglect (to name a few). Two “booster sessions” (provided within six months of service closure) are also available, as needed, in order to support the changes made by the family and reinforce skills taught. 7. Multisystemic Therapy (MST) Multisystemic Therapy (MST) services are targeted for youth 12 to 17 years old. MST provides an intensive home/family and community-based treatment for youth who are at risk of out-of-home placement or who are returning from out-of-home placement. The MST model is based on empirical data and evidence-based interventions that target specific behaviors with individualized behavioral interventions. Services are primarily provided in the home, but workers also intervene at school and in other community settings. The duration for MST services is three to six months but, typically no longer than six months. The therapist meets with the youth and family at least weekly but often during a four-month period, as well as about 35 hours of non-direct contact provided to the ecology of the youth (e.g., consultation and collaboration with other systems). 8. Outpatient Therapy Outpatient Therapy is typically individual, family and/or group outpatient psychotherapy, consultative services (including nursing home consultation), behavioral health needs assessment, evaluation and testing. Times for provision of these service episodes range from fifteen minutes (e.g., medication checks) to fifty minutes (e.g., individual, conjoint, family psychotherapy), and may last up to two hours (e.g., group psychotherapy). 26
9. Psychosocial Rehabilitation (PSR) Psychosocial Rehabilitation (PSR) services are designed to assist the individual with compensating for or eliminating functional deficits and interpersonal and/or environmental barriers associated with their mental illness. Activities included must be intended to achieve the identified goals or objectives as set forth in the individual’s individualized treatment plan. The intent of PSR is to restore the fullest possible integration of the individual as an active and productive member of his or her family, community and/or culture with the least amount of ongoing professional intervention. PSR is a face-to-face intervention with the individual present. Services may be provided individually or in a group setting. A minimum of 51 percent of a PSR’s contacts must occur in community locations where the person lives, works, attends school, and/or socializes. 10. Psychological Testing Consistent with LAC, Title 46, Part LXIII, Chapter 17, Title 46, § 1702, psychological tests are defined as intellectual, personality and emotional, and neurological instruments, which require the administration of a psychologist/medical psychologist or of a qualified technician supervised by a psychologist/medical psychologist (without limiting or restricting the practice of physicians duly licensed to practice medicine by the Board of Medical Examiners). Tests of language, educational and achievement tests, adaptive behavior tests or behavior rating scales, symptom screening checklists or instruments, semi-structured interview tools, and tests of abilities, interests, and aptitude that may be administered by other appropriately licensed or certified professionals are not deemed as psychological tests. Testing may be completed at the onset of treatment to assist in the differential diagnosis and/or help resolve specific treatment planning questions. It also may occur later in treatment if the individual’s condition has not progressed and there is no clear explanation for the lack of improvement. 11. Outpatient Addiction Services Addiction Services include an array of individual-centered outpatient and intensive services consistent with the individual’s assessed treatment needs, with a rehabilitation and recovery focus designed to promote skills for coping with and managing substance abuse symptoms and behaviors. Services for adolescents must be separate from adult services, be developmentally appropriate, involve the family or caregiver and coordinate with other systems (such as child welfare, juvenile justice and the schools). These services are designed to help individuals achieve changes in their substance abuse behaviors. Services address an individual’s major lifestyle, attitudinal and behavioral problems that have the potential to be barriers to the goals of treatment. Outpatient services may be indicated as an initial modality of service for an individual whose severity of illness warrants this level of treatment or when an individual’s progress warrants a less intensive modality of service than they are currently receiving. Intensive outpatient treatment is provided any time during the day or week, and provides essential skill restoration and counseling services for individuals needing more intensive treatment. Outpatient, and intensive outpatient are delivered on an individual or group basis in a wide variety of settings designed to help individuals achieve changes in their substance use behaviors. Addiction Services are reviewed utilizing the American Society of Addiction Medicine (ASAM) PPC-2R criteria. These levels of care criteria are found in the ASAM PPC-2R manual, which will be used for authorizing and reviewing addiction services. More information on the ASAM PPC-2R manual can be found online at http://www.asam.org/publications/the-asam-criteria. 27
Out-of-Home Placement The State of Louisiana has defined several levels of out-of-home placement care. The levels of care are: 1. Residential Addiction Services 2. Non-medical Group Home (NMGH) 3. Therapeutic Foster Care (TFC) 4. Therapeutic Group Home (TGH) 5. Psychiatric Residential Treatment Facility (PRTF) 6. Inpatient Psychiatric Hospital (IP) Medical necessity, along with criteria sets is used by providers or reviewers to determine a clinically necessary level of care. Medical necessity for admission into inpatient and residential levels of care require that the (1) severity of need criteria, (2) intensity and quality of service criteria, and (3) continued stay criteria for particular levels of care be met. 1. Residential Addiction Services Residential Addiction Services are residential/inpatient services consistent with the individual’s assessed treatment needs, with a rehabilitation and recovery focus designed to promote skills for coping with and managing substance abuse symptoms and behaviors. Services for adolescents must be separate from adult services, be developmentally appropriate, involve the family or caregiver and coordinate with other systems (such as child welfare, juvenile justice and the schools). These services are designed to help individuals achieve changes in their substance abuse behaviors. Services address an individual’s major lifestyle, attitudinal and behavioral problems that have the potential to be barriers to the goals of treatment. Residential/inpatient services are delivered on an individual or group basis in a wide variety of settings, including treatment in residential settings of 16 beds or less, designed to help individuals achieve changes in their substance use behaviors. Addiction Services are reviewed utilizing the American Society of Addiction Medicine (ASAM) PPC-2R criteria. The level of care criteria is found in the ASAM PPC-2R manual, which is used for authorizing and reviewing addiction services. More information on the ASAM PPC-2R manual can be found online at http://www.asam.org/publications/the-asam-criteria. 2. Non-Medical Group Home Non-Medical Group Home (NMGH) is a residential setting for up to 16 beds. This basic type of placement is be limited to children whose needs cannot be met in their own home or foster home, or children who have reached their treatment goals in a more restrictive setting. Services provided in a non-medical group home setting must be provided by a community practitioner certified and credentialed by Magellan to provide those services. For the child entering placement, group home provides a chance to work on issues in a structured, safe, and orderly environment. Group home care presents an opportunity to improve the safety, permanency and well-being of a child through a specialized offering of services that are flexible to meet the particular needs of a child and his or her family or other permanency resource. 28
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