Great Lakes (AGL) Regional Runway Safety Plan - FY2021 COMMITTED TO CONTINUOUSLY IMPROVING SURFACE SAFETY - FAA

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Great Lakes (AGL) Regional Runway Safety Plan - FY2021 COMMITTED TO CONTINUOUSLY IMPROVING SURFACE SAFETY - FAA
FY2021

Great Lakes (AGL)
Regional Runway
Safety Plan
  COMMITTED TO CONTINUOUSLY
  IMPROVING SURFACE SAFETY.

www.faa.gov
Great Lakes (AGL) Regional Runway Safety Plan - FY2021 COMMITTED TO CONTINUOUSLY IMPROVING SURFACE SAFETY - FAA
Executive Summary
In response to the agency goal and follow up to
the National Runway Safety Plan, the AEA Runway       In accordance with FAA Order 7050.1B, the
                                                      Service Area Manager will submit the final
Safety Plan serves as a roadmap with regional         plan to the Runway Safety Group Manager
runway safety emphasis for FY2021.                    for approval.
                                                                                                    TABLE OF   04   FAA Safety Management System (SMS)

                                                                                                    CONTENTS
The members of the Regional Runway Safety
Governance Council (RSGC) and the Regional
Runway Safety Program Manager(s) (RSPM)
                                                   MARGIT MCKEE
will determine the impact and resources. This      AGL Runway Safety Program Manager                           06   Regional Runway Safety Plan (RRSP) Methodology
is a fluid and dynamic document which will be
evaluated and modified as events warrant.
                                                   JIM KEEFER
The Runway Safety Program FAA Order 7050.1B
prescribes the FAA Runway Safety Program and
                                                   Acting Manager, Airport Division (Great Lakes)              07   FY21 RRSP Initiatives

establishes policy, assigns responsibility, and
delegates authority for ensuring compliance with
                                                   FR ANKLIN MCINTOSH
this order within each organization.               Air Traffic Director, CSA
                                                                                                               08   Safety Assurance

                                                   REBECCA MACPHERSON
                                                   AGL Regional Administrator
                                                                                                               09   Safety Risk Management (SRM)

                                                   TIM SHAVER
                                                   Director, Office of Safety Standards,
                                                   Flight Standards Service                                    10   Safety Policy

                                                   R ANDALL BURKE
                                                   Technical Operations Director, CSA
                                                                                                               11   Safety Promotion

                                                                                                               12   Appendices
Great Lakes (AGL) Regional Runway Safety Plan - FY2021 COMMITTED TO CONTINUOUSLY IMPROVING SURFACE SAFETY - FAA
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    FAA Safety Management                                                                                                             National Runway
    System (SMS)                                                                                                                      Safety Plan Objectives
    The FAA Order 8000.369B, Safety Management                                  A main function of the SMS is to collect and ana-
    System, advances safety management by                                       lyze relevant data that identifies the factors that
    moving toward a process-oriented safety system                              constitute acceptable risk. Through the NRSP,                                                                       Identify Operating Hazards
    approach with an emphasis on risk management                                Runway Safety is transitioning to assimilate run-
                                                                                                                                                   SAFETY
                                                                                                                                                                                                    Program Data
    and safety assurance. FAA Order 8040.4B, Safety                             way safety activities into FAA’s SMS.                              ASSURANCE
                                                                                                                                                                                                    Voluntary Safety Reporting
    Risk Management Policy, formalizes the use                                                                                                   Remain the global leader
                                                                                The AGL Regional Runway Safety Initiatives are                                                                      Investigations
    and communication of Safety Risk Management                                                                                                  in assuring runway safety
                                                                                grouped according to the FAA’s four pillars of                                                                      Safety Risk Monitoring
    (SRM) across the FAA. Together, these two orders                                                                                             enhancement initiatives are
                                                                                SMS: Safety Policy, Safety Risk Management,                      effective in maintaining an                        Data Analysis
    define current National Policy for the development
                                                                                Safety Assurance, and Safety Promotion.                          acceptable level of safety at U.S.                 Partnership for Safety
    of the FAA SMS and outline the architecture of
                                                                                                                                                 airports with an air traffic control
    the current SMS to align with the Administrator’s                                                                                                                                               Audits and Evaluations
                                                                                                                                                 tower.
    Strategic Policies.

                                                                                                                                                                                                    Analyze, Assess, Mitigate,
                                                                                                                                                   SAFETY RISK                                      and Accept Risk
                                                                                                                                                   MANAGEMENT                                       Develop Monitoring Plan
                                                                                                                                                 Implement Runway Safety                            Safety Risk Management
                                                                                                                                                 Enhancement Initiatives that                       Documents
                                                                                                                                                 manage or reduce the risk of
                                                                                                                                                 airport operations.

                                                                                                                                                                                                    SMS Orders
                                                                                                                                                   SAFETY
                                                                                                                                                                                                    Safety Guidance
                                                                                                                                                   POLICY
                                                                                                                                                                                                    FAA/ATO Safety Orders
                                                                                                                                                 Establish and maintain policies                    SMS Manual
                                                                                                                                                 and procedures to ensure
                                                                                                                                                 adequate resources are available
                                                                                                                                                 to accomplish the FAA’s near-
                                                                                                                                                 term and strategic objectives.

                                                                                                                                                   SAFETY                                           Outreach and Education
                                                                                                                                                                                                    Products
                                                                                                                                                   PROMOTION
                                                                                                                                                                                                    Lessons Learned
                                                                                                                                                 Relentlessly promote best
                                                                                                                                                                                                    Workshops
                                                                                                                                                 practices, lessons learned, and
                                                                                                                                                 actionable information obtained                    Safety Communication

      Four Pillars of
                                                                                                                                                 from data analysis to our global
                                                                                                                                                 runway safety stakeholders.

      the FAA SMS
Great Lakes (AGL) Regional Runway Safety Plan - FY2021 COMMITTED TO CONTINUOUSLY IMPROVING SURFACE SAFETY - FAA
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    Regional Runway Safety                                                                                                     FY21 Regional Runway
    Plan (RRSP) Methodology                                                                                                    Safety Plan Initiatives
    To determine the FY2021 AGL priority airports,                                                                             To support the National Runway Safety Plan                    identify the resources necessary to accomplish
    the Regional Runway Safety Program Manager
                                                                                AGL FY21 Focus Airports                        (NRSP) objectives, the AGL RGC has developed                  these initiatives within the framework of the
    (RSPM) evaluated surface event data along with                              Following is a list of AGL Focus Airports      Regional Runway Safety Plan (RRSP) initiatives as             national program budget and available personnel.
    trends from the previous three years for each of                            for FY21 referenced in various sections        outlined in this document.                                    The RSPM will monitor progress and coordinate
                                                                                of this plan.
    the airports containing an FAA or Federal Contract                                                                                                                                       any updates to this plan as appropriate throughout
                                                                                                                               The RSGC will undertake these initiatives during
    Airport Traffic Control Tower (ATCT). In addition,                          Priority Airports                                                                                            FY2021. This plan will be updated annually by the
                                                                                                                               FY2021. No specific completion dates are
    other criteria such as upcoming construction,                               y   Willow Run Airport, Ypsilanti, MI (YIP)                                                                  RSPM, with concurrence from the RSGC.
                                                                                                                               provided for each activity in this plan, but all are
    poor inspection records, and other factors that                             y   Indianapolis International Airport,
                                                                                    Indianapolis, IN (IND)                     expected to be completed by the end of the fiscal
    may contribute to additional surface risk were
                                                                                                                               year. The RSPM will work with the Runway Safety
    also considered in decision-making. Each of the                             Core 30 Airports
                                                                                                                               Group within ATO Safety and Technical Training to
    AGL Priority Airports has a unique driver behind                            y   Chicago O’Hare International,
    the number and type of surface events at that lo-                               Chicago, IL (ORD)
    cation that may indicate an increased “exposure”                            y   Chicago Midway International,
    to surface risk.                                                                Chicago, IL (MDW)
                                                                                y   Minneapolis/St. Paul International/Wold-
                                                                                    Chamberlain, Minneapolis, MN (MSP)
                                                                                y   Detroit Metropolitan Wayne
                                                                                    County, Detroit, MI (DTW)

                                                                                Airports of Interest
                                                                                y   Oakland County International,
                                                                                    Pontiac, MI (PTK)
                                                                                y   Flying Cloud Airport,
                                                                                    Minneapolis, MN (FCM)
                                                                                y   Aurora Municipal, Chicago
                                                                                    /Aurora, IL (ARR)
                                                                                y   Grand Forks International,
                                                                                    Grand Forks, ND (GFK)
                                                                                y   Southern Illinois, Carbondale-
                                                                                    Murphysboro, IL (MDH)
                                                                                y   Purdue University, Lafayette, IN (LAF)
                                                                                y   Gerald R Ford International,
                                                                                    Grand Rapids, MI (GRR)
                                                                                y   Decatur Airport, Decatur, IL (DEC)
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                                                                                                                                         2. Safety Risk
                                                                                                                                            Management (SRM)
      1. Safety Assurance
                                                                                                                                       Implement Runway Safety Enhancement Initiatives (RSEI)
                                                                                                                                       that manage or reduce the risk of airport operations.
    Remain the global leader in assuring Runway Safety enhancement
                                                                                                                                       Local Runway Safety Action Team (LRSAT) meet-                 2.4     The RGC member or designee is the Sub-
    initiatives are effective in maintaining an acceptable level of safety at                                                          ings provide the foundation of the Runway Safety             ject Matter Expert (SME) for runway safety related
    U.S Airports with an air traffic control tower.                                                                                    Program and are the primary means to identify                issues pertaining to their respective LOB and will
                                                                                                                                       and address site-specific surface risk at the lo-            proactively solicit input from field managers to
    Runway Safety will support safety mitigations by                             ports (MOR’s) to support data collection and rec-     cal level. Runway Safety will work with Air Traf-            obtain locally possible solutions to mitigation ef-
    proactively identifying hazards and risks based on                           ommend best practices for pilots, controllers and     fic Managers and others as necessary to explore              forts. Participation in RSAT meetings at Airports
    continuous analysis of data. This plan supports                              vehicle operators.                                    ways to enhance the RSAT process.                            of Interest is highly encouraged and may be virtual
    the Administrator’s commitment to risk-based de-                                                                                                                                                or in person when able.
                                                                                  1.5     Runway Safety will coordinate with Qual-
    cision-making: build on safety management prin-                                                                                     Activity 2
                                                                                 ity Control Group (QCG) to monitor effectiveness                                                                   2.5    Specific to Special Focus RSAT (SFRSAT)
    ciples to proactively address emerging safety risk
                                                                                 of Runway Safety Action Team (RSAT) process to        Local Runway Safety Team (LRSAT) Meetings:                   meetings, Runway Safety will:
    by using consistent data-informed approaches to
                                                                                 include compliance with Order 7050.1B. This will
    make smarter, system-level, risk-based decisions.                                                                                   2.1    Runway Safety will attend/participate                     1.    Identify airports to be considered by
                                                                                 include RSAT planning and coordination, Runway
                                                                                                                                       in annual Runway Safety Action Teams (RSAT)                             the Runway Safety General Manager
     Activity 1                                                                  Safety Action Plan (RSAP) review/ acceptance,
                                                                                                                                       meetings for all “Priority” and “Interest” Airports                     for SFRSAT meetings based on defined
                                                                                 Action Items tracking and any supporting data for                                                                             criteria, historical data and repetitive
    Safety Analysis and Mitigation:                                                                                                    published in the FY2021 Great Lakes Region (AGL)
                                                                                 External Compliance Verifications (ECV).                                                                                      challenging events. Example data may
                                                                                                                                       Regional Runway Safety Plan (RRSP).
     1.1      Runway Safety will support the ATO Top                                                                                                                                                           include wrong surface operations
                                                                                  1.6     Runway Safety will work with Regional Air                                                                            risk, runway excursion risk, or surface
    5 list of hazards directly related to Wrong Surface                                                                                 2.2    Runway Safety will promote the use of the
                                                                                 Traffic Managers (ATM) during RSAT meetings to                                                                                collision risk.
    Landings. This includes support of the Taxiway                                                                                     RSAT Web Tool to conduct Runway Safety Action
                                                                                 aid in mitigating local risk. This may include, but                                                                     2. Provide local coordination for SFRSAT
    Arrival Prediction Software for remaining AGL site                                                                                 Team (RSAT) meetings throughout AGL through
                                                                                 not limited to support and coordination of Letters                                                                         meetings.
    locations: MKE, CVG, CLE.                                                                                                          pre-RSAT coordination efforts and other ATM out-
                                                                                 of Agreement (LOA), Hot Spots, protection of Run-                                                                       3. Partner with Office of Airports and Flight
                                                                                                                                       reach efforts.
     1.2     Runway Safety, Flight Standards, Airports,                          way Safety Areas (RSA), airport operational proce-                                                                         Standards for their active participation at
    and Air Traffic will share relevant incursion data in-                       dures, etc.                                           2.3     Runway Safety will promote/encourage                         SFRSAT meetings.
    cluding analysis, trends, and findings to increase                                                                                 the use of “From the Flight Deck” and other (FAA
                                                                                  1.7    Runway Safety will monitor and
    awareness and provide visibility of event data and                                                                                 branded) safety videos, single topic videos, and
                                                                                 track Action Items that are developed during
    trends at regional airports.                                                                                                       Runway Safety Pilot Simulator at RSAT meetings,
                                                                                 RSAT meetings and coordinate with Quality
                                                                                                                                       as appropriate.
    1.3     Runway Safety will continue to coordinate                            Control Group (QCG) and applicable LOBs and
    and review Hot Spots in Great Lakes Region and                               stakeholders as necessary for completion.
    work with the appropriate LOB to address, publish
                                                                                  1.8    Runway Safety will track runway safety
    and mitigate those areas of concerns.
                                                                                 data to support Action Items and Mitigations that
     1.4    Runway Safety will support the Runway                                aid in producing improved safety and will work
    Incursion Assessment Team (RIAT) by process-                                 with airport sponsors, LOBs, stakeholders, etc. to
    ing Runway Incursion Mandatory Occurrence Re-                                modify/correct when appropriate.
Great Lakes (AGL) Regional Runway Safety Plan - FY2021 COMMITTED TO CONTINUOUSLY IMPROVING SURFACE SAFETY - FAA
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      3. Safety Policy
     Policy, responsibility and accountability that bear on surface safety,
     and the organizations charged with risk mitigation and safety
     improvement, are put forth in FAA JO 7050.1B Runway Safety                                                    4. Safety Promotion
     Program (RSP) and the National Runway Safety Plan.

       Note: FAA Order 7050.1B is undergoing a rewrite effort in FY2021. All attempts will be
       made to accommodate the enclosed goals and policies or some improved version thereof,                     Promote best practices, lessons learned, and actionable information
       however, any deviations will be addressed as needed to maintain the intent of the current                 obtained from data analysis to our runway safety stakeholders.
       document.

                                                                                                                 Communication and engagement are essential to                  4.4      AFS will provide runway safety and the
                                                                                                                 the success of this Regional Runway Safety Plan.              RGC with an analysis report on pilot deviation run-
                                                                                                                 Engaging with key stakeholders and customers                  way incursions upon request. This analysis will
                                                                                                                 enables Runway Safety to advance towards the                  be used by the RGC to better understand possible
                                                                                                                 goal of reducing surface safety risk.                         causal factors related to incursions and to poten-
                                                                                                                                                                               tially help in identifying mitigations.
     How We Are Collaborating                                                                                     Activity 4
                                                                                                                                                                                4.5      Runway Safety will provide copies of com-
                                                                                                                 Communication Strategy and Engagement:                        pleted Runway Safety Action Plans (RSAP) for vis-
                                                             RUNWAY SAFETY COUNCIL                                                                                             ibility and awareness of discussion items, mitiga-
                                                                                                                  4.1    Regional Administrator will host and
                                                             Executive Steering
                                                                                                                 coordinate quarterly Regional Runway Safety                   tions and safety recommendations to LOBs when
                                                                                                                 Government Council (RRSGC) meetings to                        requested and as necessary for collaboration on
                                                                                SAFETY ASSURANCE:
                                                                                RUNWAY INCURSION ANALYSIS TEAM   include executive support and engagement with                 completing local action items.
                                                                                Surface Risk Analysis Process    management from each LOB for participation and
                                                                                                                                                                                4.6    Runway Safety will identify airports to in-
                                                                                                                 collaboration on regional runway safety initiatives.
                                                                                                                                                                               clude on a priority list for future “From the Flight
                                                                                   SAFETY RISK MANAGEMENT:        4.2    Runway Safety and participating LOBs will             Deck” videos.
                                                                                   SURFACE SAFETY GROUP
                                                                                                                 discuss safety initiatives and share relevant infor-
                                                                                   Data Analysis Team                                                                           4.7     For video locations in AGL, Runway Safety
                                                                                                                 mation necessary for cross collaboration during
                                                                                                                                                                               will coordinate with LOBs as necessary to identify
                                                                                                                 each RRSGC meeting. This partnership effort is
                                                                                SAFETY POLICY:                                                                                 key issues, draft the video script, review the video
                                                                                                                 important in accomplishing regional safety initia-
                                                                                SURFACE SAFETY INITIATIVE TEAM                                                                 for accuracy, and promote the video upon release
                                                                                Comprehensive Airport Review     tives.
                                                                                                                                                                               to all available parties.
                                                                                and Assessment
                                                                                                                  4.3    Runway Safety will support the Regional
                                                                                                                                                                                4.8    Runway Safety will promote “From the
                                                                                                                 Administrator’s Office by sharing and providing
                                                             SAFETY PROMOTION:                                                                                                 Flight Deck Videos,” Runway Safety Simulator
                                    FIXED                                                                        pertinent Runway Safety data and RSAT dates as
                                                             COMMUNICATION AND OUTREACH TEAM                                                                                   Animations and other safety products with the
                                                             Dissemination Strategy                              requested to support annual State Aviation Con-
                                                                                                                                                                               FAASTeam and stakeholders for their use at
                                                                                                                 ferences and Meetings, National Association of
                                                                                                                                                                               General Aviation pilot forums, etc.
                                                                                                                 State Aviation Officials (NASAO) Meetings and/or
                                                                                                                 other aviation industry group meetings to promote
                                                                                                                 aviation safety.
Great Lakes (AGL) Regional Runway Safety Plan - FY2021 COMMITTED TO CONTINUOUSLY IMPROVING SURFACE SAFETY - FAA
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      5. Appendix A.                                                                       6. Appendix B.
         AGL Monitored Airports                                                               Regional Runway Safety
     Priority Airports
                                                                                              Governance Council /
        y
        y
             Willow Run Airport, Ypsilanti, MI (YIP)
             Indianapolis International Airport, Indianapolis, IN (IND)
                                                                                              Regional Runway
     Airports Of Interest
                                                                                              Safety Team
        y    Oakland County International, Pontiac, MI (PTK)
        y    Flying Cloud Airport, Minneapolis, MN (FCM)
                                                                                          Regional Runway Safety Governance
        y    Aurora Municipal, Chicago/Aurora, IL (ARR)                                   Council /Regional Runway Safety Team
        y    Grand Forks International, Grand Forks, ND (GFK)
                                                                                             y   Regional Administrator’s Office
        y    Southern Illinois, Carbondale-Murphysboro, IL (MDH)
                                                                                             y   Airports - Regional Office
        y    Purdue University, Lafayette, IN (LAF)
                                                                                             y   Runway Safety - AGL
        y    Gerald R Ford International, Grand Rapids, MI (GRR)
                                                                                             y   Runway Safety - CSA
        y    Decatur Airport, Decatur, IL (DEC)
                                                                                             y   Runway Safety - HQ
     Core 30 Airports                                                                        y   Air Traffic - System Operations

        y    Chicago O’Hare International, Chicago, IL (ORD)                                 y   Air Traffic - Cleveland District

        y    Chicago Midway International, Chicago, IL (MDW)                                 y   Air Traffic - Indy/Memphis District

        y    Minneapolis/St. Paul International/Wold-Chamberlain, Minneapolis, MN (MSP)      y   Air Traffic - Minneapolis District

        y    Detroit Metropolitan Wayne County, Detroit, MI (DTW)                            y   Air Traffic - Chicago District
                                                                                             y   Tech Ops - Central Service Area
                                                                                             y   Tech Ops - Cleveland District
                                                                                             y   Tech Ops - Indianapolis District
                                                                                             y   Tech Ops - Chicago District
                                                                                             y   Tech Ops - Minneapolis District
                                                                                             y   Flight Standards Service
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                                                                                                                   risks. The RIM is a dynamic and continuing                Oversight which, for Flight Standards, mandates

      7. Appendix C.
                                                                                                                   program using Risk-Based Decision Making                  that Aviation Safety Inspectors finding any
                                                                                                                   to focus resources on the planning and                    airman or organization not meeting the
                                                                                                                   construction of projects to reduce the                    minimum regulatory requirements related to

         Programs and Definitions
                                                                                                                   potential for runway incursions where airfield            their certificate, evaluate underlying cause,
                                                                                                                   geometry may be a contributing factor.                    airman/organizational attitude, and implement
                                                                                                                                                                             corrective action that promptly and effectively
                                                                                                                Air Traffic Organization Technical Operations                restores full compliance. Such actions are
                                                                                                                (AJW): Technical Operations is responsible for               taken in a cooperative process involving
     Definitions relating to runway safety are found in FAA order 7050.1B.                                      maintaining and repairing National Airspace                  specific compliance actions such as airman
                                                                                                                System (NAS) equipment. This may include but
     The following are select definitions pertinent to this document.                                                                                                        counselling, remedial training, or other specific
                                                                                                                is not limited to Instrumental Landing Systems               program related to the problem(s) identified in
     Airport Construction Advisory Council (ACAC): ACAC is dedicated to ensuring the safety of all              (ILS). Typically, the ILS is located in between or           the investigation. Airmen or organizations who
     stakeholders operating in the National Airspace System (NAS) during all runway and taxiway                 near runways. The Airway Transportation System               demonstrate chronic noncompliance, inability
     construction projects. The ACAC is tasked with developing strategies and risk mitigations, for Air         Specialists (ATSS) attend required instruction               to perform, or who have noncompliant attitudes
     Traffic Managers (ATMs) to employ, that will enhance surface safety and ensure that communication is       annually to traverse in those areas. If a deviation          are ineligible for Compliance Oversight. Beyond
     complete and consistent. The ACAC strives to serve as a conduit for sharing good operating practices       has occurred involving Technical Operations, a               Flight Standards, Compliance Oversight exists
     between managers throughout the NAS. The ACAC is responsible for transforming appropriate                  “Lessons Learned” is completed and a review of               throughout the FAA and is supported by the
     strategies and best practices into future Air Traffic Organization policy to perpetuate operational        driver training records is conducted. If need be,            Safety Management System (SMS) approach to
     safety during all construction projects.                                                                   a briefing or Service Rendered Telecom (SRT)                 aviation safety.
                                                                                                                will take place involving the parties.
     Airports Division (ARP): The Airports Division is involved in a number of programs and initiatives                                                                      Comprehensive Electronic Data Analysis
     focused on improving airport and runway safety and reducing the number and severity of runway              Air Traffic Services (ATS): The primary purpose              and Reporting Tool (CEDAR): Refers to the
     incursions. Provided below is a brief synopsis of these programs:                                          of the ATC system is to prevent a collision                  Comprehensive Electronic Data Analysis
                                                                                                                between aircraft operating in the system and to              and Reporting Tool used by ATO to report
        Airport Improvement Program (AIP): The Airports Division administers the Airport Improvement            provide a safe, orderly and expeditious flow of              occurrences in the National Airspace System
       Program (AIP) which provides grant funds to airport operators for airport planning and improvements.     traffic. ATS provides safe, efficient and secure             (NAS).
       Airfield projects designed to reduce runway incursions may be eligible for AIP funding. These            air traffic control and traffic management
       may include airfield geometry changes, certain Runway Safety Action Plan (RSAP) Action Items,            services to system stakeholders.                             FAA Safety Team (FAASTeam): The FAASTeam
       certain airfield marking, lighting, and signage projects. All questions and discussions regarding AIP                                                                 supports the Administrator’s Runway Safety
       projects or eligibility must be referred to the appropriate Airports District Office (ADO).              Air Traffic Services Quality Control Group                   initiatives by participating at LRSATs and
                                                                                                                (QCG): The purpose of quality control, as defined            providing Runway Safety outreach to pilots.
        Part 139 Airport Certification Safety Program: The Airports Division certificates airports serving      in the ATO, is to assess the output (whether                 FAASTeam employees working within (Flight
       air carriers utilizing aircraft over nine passenger seats. Part 139 contains a number of regulations     a product or service) of a particular process                Standards District Offices) FSDOs are engaged
       relevant to runway safety. These include requirements and minimum standards for airport                  or function and identify any deficiencies or                 in the following efforts related to Runway Safety:
       pavement; runway safety areas; airfield marking, lighting, and signage; limiting access to airport       problems that need to be addressed. Within
       movement areas; and airfield driver training. Airport Certification Safety Inspectors conduct airfield   this quality control concept, it is a primary                     y     Carry out tasks in the FAASTeam
       inspections on a regular basis to ensure compliance with these and other applicable requirements.        responsibility to take action, particularly at the                      National Performance Plan (NPP)
       In addition, all Runway Incursions involving ground vehicles or pedestrian deviations (V/PDs) are        Service Delivery Point (SDP), to ensure that these                      related to Runway Safety.
       formally investigated by the Airports Division. Any questions and discussions about compliance           products or services meet the requirements of                     y     Coordinate FAA outreach with
       with Part 139 must be referred to the Airport Safety and Standards Branch (ASO-620).                     the SDP and the ATO organizationally. Quality                           airmen and aviation organizations in
                                                                                                                Control directives outline the processes and                            association with local ATC facilities
        Local Runway Safety Action Teams (LRSAT): The Airports Division strives to participate in as            steps utilized to ensure the quality of products                        and airport operators.
       many RSAT meetings as possible. Airports Division utilizes a Regional Tracking System to monitor         and services provided at the SDP level on an
       Airports Division Action items in Runway Safety Action Plans and report on the status as part of         ongoing basis.                                                    y     Assist FSDO Inspectors in
       Business Plan reporting.                                                                                                                                                         investigation of PDs to the extent that
                                                                                                                Anti-Runway Incursion Device (A-RID): Any                               useful safety information is discovered
        Runway Incursion Mitigation Program (RIM): In 2014, the Office of Airport launched the Runway           device that is used to provide a reminder to a                          and acted upon.
       Incursion Mitigation (RIM) Program to address non-standard geometry at airports. RIM initially           controller that the runway surface is in use and                  y     Draft formal Safety Recommendations
       mapped the location of all runway incursions occurring in 2007 through 2013. The data for 2014           therefore not safe to be crossed, landed upon,                          if applicable.
       has since been added. This information was then overlaid upon locations where airfield geometry          used for takeoff, etc.
       appeared to not meet current FAA design standards. Locations with multiple runway incursions and                                                                           y     Draft educational programs and/or
       non-standard geometry were identified as priority RIM locations and discussions were initiated with      Compliance Oversight: In FY16, the FAA                                  products appropriate to local Runway
       the airport operators regarding possible changes to the airfield to address the runway incursion         adopted a program now named Compliance                                  Safety issues.
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        y    Utilize volunteer FAASTeam                                                 pilot deviations.                            community regarding Runway Safety operations,              Program (RIRP) has initiated the Runway
             Representatives including CFIs and                                     y   Creating high quality reports                regulations, and related issues. The MOU is                Incursion Prevention Shortfall Analysis (RIPSA).
             DPEs in all aspects of Runway Safety                                       documenting all investigations.              considered an ongoing commitment, until both               RIPSA was created in response to NTSB Safety
             Promotion.                                                                                                              FAA and NASAO determine the objectives of the              Recommendation A-00-66 and is also a Call
                                                                                    y   Identification of systemic problems          MOU have been satisfactorily achieved.                     to Action NextGen Technology Initiative. Initial
        y    Assist FSDO Inspectors in                                                  and forwarding recommendations and
             implementation of airman remedial                                                                                                                                                  candidate airports were selected from a list of
                                                                                        proposed mitigations for appropriate         Protected Area: The protected area of a surface            484 airports that reported runway incursions
             training andcounselling per the                                            FAA action/response.                         intended for landing or takeoff includes the area
             Compliance Oversight.                                                                                                                                                              over a 10-year period ending FY 2014. The
                                                                                    y   Implementation of the most effective         inside the runway hold position markings (e.g.,            candidate airports were reevaluated and the
        y    Report and analyze local safety issues                                     corrective actions through the               hold line) on paved taxiways or ramps and the              list adjusted due to changes in RI trending.
             and trends as a section of the annual                                      FAA Compliance Philosophy which              designated runway safety area.                             RIPSA focuses on small to medium airports
             FSDO Report to the FSDO Manager.                                           emphasizes a cooperative approach                                                                       that do not have existing surface surveillance
                                                                                                                                     Regional Runway Safety Governance Council
                                                                                        with airmen and stakeholders.                                                                           systems. Within the New England Region,
     Flight Standards (AVS): The Flight Standards                                                                                    (RSGC): Chaired by the Regional Administrator
                                                                                                                                                                                                the NextGen team visited DeKalb-Peachtree
     organization does business through Flight                                      y   Upholding minimum regulatory                 or designee, and composed of the RRSPM and
                                                                                                                                                                                                Airport, Daytona Beach International Airport,
     Standards District Offices (FSDO) and                                              standards as applied to airmen and           executives or designees from Airports, Flight
                                                                                                                                                                                                Sanford International Airport, Miami Executive
     Certificate Management Offices (CMO) located                                       organizations that operate in the NAS.       Standards, and ATO Terminal Operations. Each
                                                                                                                                                                                                Airport, and Fort Lauderdale Executive Airport
     strategically throughout the Southern Region.                                                                                   region may choose whether to establish such a
                                                                                 Hotspot: An airport surface hotspot is a location                                                              and met with airport and air traffic management
     Each FSDO/CMO Office Manager has been                                                                                           council, based on the needs of the region and
                                                                                 on an airport movement area with a history of                                                                  to discuss the runway safety challenges at that
     assigned direct responsibility for managing all                                                                                 the judgment of the Regional Administrator. The
                                                                                 potential risk of collision or runway incursion,                                                               airport, the present and planned mitigations
     matters relating to Runway Safety within the                                                                                    council is responsible for ensuring that regional
                                                                                 and where heightened attention by pilots/                                                                      to address runway safety related risks. The
     scope of Flight Standards oversight as concerns                                                                                 initiatives and actions are being accomplished
                                                                                 drivers/controllers is necessary.                                                                              assessment report resulting from the visits
     his or her geographical area of responsibility.                                                                                 in the appropriate manner and timeframe, and
                                                                                                                                                                                                suggested PDK, TMB, and FXE be revisited
     These include:                                                              Incorrect Presence: Presence inside the
                                                                                                                                     to approve/concur or provide resources, if
                                                                                                                                                                                                in FY18 for further analysis. DAB has been
                                                                                                                                     necessary, as recommended by the RRST.
        y    Oversight of certificated airmen                                    movement or protected area caused by non-                                                                      recommended as a potential candidate site
             and aviation organizations including                                compliance with a requirement or instruction.       Regional Runway Safety Program Managers                    and SFB will be reassessed in FY18. This will
             certification, surveillance, accident/                                                                                  (RSPM): Represents the Runway Safety Group                 amount to selecting the candidate airports and
                                                                                 Mandatory Occurrence Report (MOR): An
             incident investigation, and                                                                                             in activities within the region. Chairs the RRST,          identifying the technology that is the right size,
                                                                                 occurrence involving air traffic services for
             enforcement.                                                                                                            develops and implements the Regional Runway                right fit for that airport. The current projection is
                                                                                 which the collection of associated safety-related
                                                                                                                                     Safety Plan. For a complete description of                 12 to 18 months to gain approval and purchase
        y    Safety Promotion and Educational                                    data and conditions is mandatory. CEDAR is the
                                                                                                                                     responsibilities please see Order 7050.1B.                 the technology. The testing period could be up
             Outreach utilizing the FAASTeam                                     preferred method of submitting MOR’s.
                                                                                                                                                                                                to three years.
             employees who report directly to each                                                                                   Regional Runway Safety Team (RRST): The
             office manager.                                                     Movement Area: The runways, taxiways, and
                                                                                                                                     Southern RRST is comprised of Runway Safety                Runway Incursion Warning System (RIWS):
                                                                                 other surface areas of an airport/heliport which
        y    Collaboration with FAA LOBs and                                                                                         staff and at least one designated representative           The RIWS system has been proven to prevent
                                                                                 are used for taxiing/hover taxiing, air taxiing,
             Stakeholders to identify aviation                                                                                       of Service Area Terminal Operations, Service               incursions by alerting a driver – visually and
                                                                                 and/or takeoff and landing of aircraft, and
             hazards and associated risks and to                                                                                     Area Technical Operations, and the Flight                  audibly, prior to the vehicle entering a runway
                                                                                 which are under control of the operating ATCT.
             implement corrective action within                                                                                      Standards and Airports regional divisions.                 safety area (RSA) or other airport defined
                                                                                 The movement area is typically defined in a
             the area of responsibility to reduce                                                                                    Advisory members of the team may include                   hazard zones. The system meets the technical
                                                                                 local letter of agreement between the ATCT and
             the potential of aviation accidents and                                                                                 designees from each of the Air Traffic and Tech-           requirements for accuracy, frequency of
                                                                                 airport operator.
             incidents.                                                                                                              Ops districts. Appendix F lists the members                positional updates, prediction of vehicle position,
                                                                                 National Association of State Aviation              of the RRST. RRST is charged with identifying              and alerting set forth bythe FAA on windows or
        y    Oversight of Flight Standards Programs
                                                                                 Officials Runway Safety Initiative: As put forth    regional priorities and working through their              Apple iOS based systems. This is accomplished
             at the local level intended to improve
                                                                                 in a Memorandum of Understanding (MOU)              executive representative on the RSGC to ensure             through proprietary software algorithms and
             runway safety within the area of
                                                                                 between FAA and NASAO (National Association         that issues are properly vetted through their              precision WAAS enabled GPS modules on
             responsibility and to coordinate this
                                                                                 of State Aviation Officials) both parties will      respective LOB and for prior coordination before           each device. The combination of software and
             with the RRST through Flight Standards
                                                                                 explore methods of working collaboratively, to      RSGC meetings.                                             hardware make it possible to calculate the
             Division Management.
                                                                                 provide and disseminate information on runway                                                                  position of the vehicle, its speed and direction
     AVS Offices are engaged in the following                                                                                        Runway Excursion (RE): A veer-off or overrun               of travel ten times per second and to predict if
                                                                                 safety in order to reduce both incursion and
     specific efforts related to Runway Safety:                                                                                      off the runway surface.                                    the vehicle will make entry into a protected area
                                                                                 excursions at towered controlled airports. The
                                                                                 focus will be on providing educational outreach                                                                and alert the driver with sufficient time to take
        y    Prompt response and investigation of                                                                                    Runway     Incursion  Prevention    Shortfall
                                                                                 and subject matter expertise to the aviation                                                                   corrective action if not authorized to make entry.
             occurrences, incidents, and reported                                                                                    Analysis (RIPSA): Runway Incursion Reduction
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     The system has demonstrated its capability                                  and Regional Administrators. For a complete           y   Category C. An incident characterized              or an occurrence in that same area associated
     to prevent runway incursions and improve                                    description of responsibilities please see Order          by ample time and/or distance to avoid             with the operation of an aircraft that affects or
     situational awareness at airports like Dallas                               7050.1B.                                                  a collision.                                       could affect the safety of flight.
     Fort-Worth, Baltimore Washington International,                                                                                   y   Category D. An incident that meets
     Tampa and Centennial International Airports.                                Runway Safety Group (RSG): RSG is the focal                                                                  Wrong Surface Operation: An event where an
                                                                                 point for runway safety initiatives in the NAS.           the definition of a runway incursion,              aircraft lands on the wrong runway, taxiway or
     The RIWS solution provides airports of all                                  RSG works with other FAA organizations and                such as incorrect presence of a                    at the wrong airport. Also an event where an
     sizes with an added layer of safety for vehicle                             the aviation community to improve runway                  single vehicle/person/aircraft on the              aircraft departs on the wrong runway or taxiway.
     movements by:                                                               safety by reducing the frequency and severity of          protected area of a surface designated
                                                                                 Runway Incursions (RI) Runway Excursion (RE)              for the landing and take-off of
        y    Preemptively alerting a drive of a                                  and Surface Incidents (SI). RSG responsibilities          aircraft, but with no immediate safety
             potential incursion into a Runway                                   are set forth by FAAO 7050.1B, Runway Safety              consequences.
             Safety Area or protected space                                      Program.                                              y   Category E. An incident in which
        y    Improving situational awareness by                                                                                            insufficient or conflicting evidence of
             displaying a highly accurate location                               Runway Safety Program (RSP): RSP is a cross               the event precludes assigning another
             of the vehicle over the airports own                                lines of business program focused on improving            category.
             geographical information system                                     runway safety by decreasing the number and
             maps.                                                               severity of runway incursion, runway excursions,   Surface Event: An occurrence at an airport
                                                                                 and other surface incidents. The FAA lines         involving a pedestrian, vehicle, or aircraft
        y    Displaying the position of aircraft and                             of business are guided by FAA Order 7050.1B,       on the defined airport movement area that
             other vehicles in near real-time from                               Runway Safety Program. The order establishes       involves either a runway excursion, or an
             sources such as the FAA ASDE-X/                                     policy, assigns responsibilities and delegates     incorrect presence, unauthorized movement,
             ASSC systems.                                                       authority for ensuring compliance with this        or occurrence that affects or could affect the
        y    Broadcasting the position of the                                    order within each organization.                    safety of flight of an aircraft.
             vehicle through FAA certified vehicle
             movement area transponder units to                                  Runway Safety Tracking System (RSTS): The          Surface events are classified into the following
             air traffic controllers and pilots.                                 RSTS is a web based database application           types:
                                                                                 employed by the RSG to track events, action
        y    Displaying of static, airport pre-                                  items, documents and other information                y   Operational Incident (OI). A surface
             defined routes to common locations,                                 pertinent to FAA’s runway safety mission. The             event attributed to ATCT action or
             to further assist in mitigating                                     primary data sources are regional and local               inaction.
             disorientation of a driver in reduced                               Runway Safety Action Team meetings.                   y   Pilot Deviation (PD). A surface event
             visibility or at night.                                                                                                       caused by a pilot or other person
                                                                                 Severity Classifications: Runway Incursions               operating an aircraft under its own
     Runway Safety Action Team (RSAT): The                                       are assessed by Runway Safety and classified
     RSAT convenes to discuss surface movement                                                                                             power (see FAA Order 8020.11, Aircraft
                                                                                 by the severity of the event. The Severity                Accident and Incident Notification,
     issues and concerns at a particular airport and                             Classifications are:
     formulate a Runway Safety Action Plan (RSAP)                                                                                          Investigation and Reporting, for the
     to address those concerns. Regional and local                                  y   Accident. An incursion that results in a           official definition).
     RSATs must include personnel from the ATCT                                         collision. For the purposes of tracking        y   Vehicle or Pedestrian Deviation
     and airport operator and may include personnel                                     incursion performance, an accident                 (VPD). A surface event caused by a
     from various FAA lines of business (including                                      will be treated as a Category A runway             vehicle driver or pedestrian (see FAA
     Runway Safety) and interested users of the                                         incursion.                                         Order 8020.11, Aircraft Accident and
     airport. Composition of special focus teams                                    y   Category A. A serious incident                     Incident Notification, Investigation and
     may vary. All attendees at the RSAT meeting are                                    in which a collision was narrowly                  Reporting, for the official definition).
     considered to be part of the RSAT. A Regional                                      avoided.                                       y   Other. Surface events which cannot
     RSAT is led by Runway Safety and a local RSAT                                                                                         clearly be attributed to a mistake
     is led by the ATCT manager.                                                    y   Category B. An incident in which
                                                                                        separation decreases and there is                  or incorrect action by an air traffic
     Runway Safety Service Area Manager: Located                                        a significant potential for collision,             controller, pilot, driver, or pedestrian
     in the Service Center in College Park, Georgia,                                    which may result in a time critical                will be classified as “other”.
     the Runway Safety Service Area Manager                                             corrective/evasive response to avoid a      Surface Incident (SI): Unauthorized or
     supervises the Regional Runway Safety                                              collision.                                  unapproved movement within the designated
     Program Managers and interacts with the ATO                                                                                    movement area (excluding runway incursions)
     Service area offices, Regional LOBs Managers,
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     8. Appendix D.
                                                                                Code    Airport Name

                                                                                 ILS    Instrumental Landing System

        Acronyms                                                                 JO     Joint Order

                                                                                 LOB    Line of Business

                                                                                LRSAT   Local Runway Safety Action Team
     Code           Airport Name
                                                                                MOR     Mandatory Occurrence Report
     AAAE           American Association of Airport Executives
                                                                                MOU     Memorandum of Understanding
     ACAC           Airport Construction Advisory Council
                                                                                 NAS    National Airspace System
      AFS           FAA Flight Standards Service
                                                                                NASAO   National Association of State Aviation Officials
     AGL            Great Lakes Region
                                                                                NBAA    National Business Aviation Association
      AIP           Airport Improvement Program
                                                                                 NPP    National Performance Plan
     AOPA           Aircraft Owners and Pilots Association
                                                                                NRSP    Nation Runway Safety Plan
     ARP            FAA Airports Organization
                                                                                 OI     Operation Incident
     ATCT           Air Traffic Control Tower
                                                                                 PD     Pilot Deviation
     ATM            Air Traffic Manager
                                                                                 PFC    Passenger Facility Charge
     ATO            FAA Air Traffic Organization
                                                                                QCG     Quality Control Group
      ATS           Air Traffic Services
                                                                                 RE     Runway Excursion
     ATSS           Airway Transportation System Specialists
                                                                                 RGC    Regional Governance Council
     CED            Comprehensive Electronic Data Analysis and Reporting Tool
                                                                                 RI     Runway Incursion
      CFR           Code of Federal Regulations
                                                                                RIAT    Runway Incursion Assessment Team
     CMO            Certificate Management Office
                                                                                 RID    Runway Incursion Device
     DPE            Designated Pilot Examiner
                                                                                 RIM    Runway Incursion Mitigation
     EAA            Experimental Aircraft Association
                                                                                RMT     Regional Management Team
     FAA            Federal Aviation Administration
                                                                                RRSP    Regional Runway Safety Plan
     FAAST          FAA Safety Team
      Team
                                                                                RRST    Regional Runway Safety Team
     FSDOs          Flight Standards Districts Offices
                                                                                RSATs   Local Runway Safety Action Team Meetings
      FY            Fiscal Year
                                                                                RSAP    Runway Safety Action Plan
22    G r e a t L a ke s ( A G L ) R u n w a y S afe t y P l a n F Y 2 0 2 1

     Code            Airport Name

      RSGC

      RSG
                     Runway Safety Governance Council

                     Runway Safety Group
                                                                               For More
      RSP            Runway Safety Program                                     Information:
     RSPM            Runway Safety Program Manager                             Federal Aviation Administration
                                                                               Great Lakes Region
      RST            Runway Safety Tool
                                                                               2300 East Devon Avenue
      RSTS           Runway Safety Tracking System                             Des Plaines, IL 60018

       SI            Surface Incident

      SDP            Service Delivery Point

      SME            Subject Matter Expert

      SMS            Safety Management System

      SRM            Safety Risk Management

     SRMGSA          Safety Risk Management Guidance for System Acquisitions

      SSR            System Service Review

      VPD            Vehicle or Pedestrian Deviation

                                                                               www.faa.gov                       Published by AGL Regional Runway Safety Team
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