FUNDING GUIDELINES LATROBE VALLEY GAMBLING HARM PREVENTION PROJECT - Victorian Responsible Gambling ...

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FUNDING
                                                                      GUIDELINES

                                                                      LATROBE VALLEY
                                                                      GAMBLING HARM
                                                                      PREVENTION
                                                                      PROJECT
                                                                      2019–2021

ISSUE DATE:        PLACE FOR LODGEMENT: Complete and submit the           To submit the completed form, email it to
30 November 2020   Expression of Interest form by 5pm, Friday 18          prevention@responsiblegambling.vic.gov.au
                   December 2020. To download the form, visit             and cc contact@responsiblegambling.vic.gov.au.
                   responsiblegambling.vic.gov.au/latrobevalleyproject.
Latrobe Valley gambling harm prevention project
Funding Guidelines | Victorian Responsible Gambling Foundation

 Latrobe Valley gambling harm prevention project

 About the Foundation
       The Victorian Responsible Gambling Foundation (the Foundation) was created by the Victorian
       Parliament under the Victorian Responsible Gambling Foundation Act 2011 specifically to address the
       challenge of gambling harm in the Victorian community. The Foundation is a statutory body that is
       funded by the Victorian government and governed by an independent board. The Foundation’s
       mission is to improve the health and wellbeing of Victorians by working with our communities and
       government to deliver effective, evidence-based initiatives and innovative approaches to prevent
       gambling harm and provide support for those seeking help. More information about the Foundation is
       available at responsiblegambling.vic.gov.au

 About the grant funding available
       The Foundation is offering $600,000 (ex GST) to fund a new initiative to prevent and reduce gambling
       harm in communities in the Latrobe Valley. The Foundation will fund a local community-led partnership
       to implement a project that leverages existing programs and services and develops additional
       initiatives to fill identified gaps.
       The Foundation is looking to fund a project that:
            •    aligns with the Latrobe Valley Health and Wellbeing Charter
            •    leverages existing investment by complementing other government-funded services or projects in
                 the region
            •    builds on strengths and achievements in the region
            •    delivers gambling harm prevention benefits which last beyond the life of the project.

 Project objectives
       The primary goal of this project is to prevent and reduce gambling harm in communities in the Latrobe
       Valley. It will achieve this by working in partnership and fostering collaboration with other organisations
       and service providers, academics, or other experts in the field, in order to build the capacity of the
       region to meet local challenges related to gambling harm, and to:
            •    investigate the impact of gambling harm on communities in the Latrobe Valley and collect
                 information about specific environments or cultures that influence gambling behaviours
            •    deliver primary prevention activities, aiming to prevent gambling harm before it occurs, focusing
                 on subpopulations and at-risk groups, providing evidence of effective practice
            •    undertake comprehensive and meaningful engagement with key stakeholders including local
                 community members
            •    raise awareness amongst professionals and community members of gambling harm as a public
                 health issue and facilitate conversations to break down stigma around gambling and promote
                 help-seeking.

‘A Victoria free from gambling-related harm’                                                                 Page 2
Latrobe Valley gambling harm prevention project
Funding Guidelines | Victorian Responsible Gambling Foundation

 Funding allocation process
       The Foundation will fund a local partnership over two years (April 2021 – June 2023).
       A facilitated information workshop will provide applicants an opportunity to hear from key government
       stakeholders to support the writing of full applications. The workshop will cover forming a local
       partnership, development of project proposals, and identifying a lead agency to administer the funding
       agreement and be accountable for public funds.
       Applications will be submitted to the Foundation and will be reviewed by an assessment panel
       comprising senior representatives from key government agencies and the community sector.

 Partnerships
       The funded project will be delivered by a local consortium made up of a coalition of partners prepared to
       work together on the proposed initiative.
       Partner organisations will have relevant experience, a specific skill set or knowledge base that will
       underpin project success. This can include community service organisations, community groups,
       government agencies, schools, and employers.

 Lead agency
       One partner will be required to act as the lead agency – leading the proposal process, administering the
       funding agreement and being accountable for public funds. The following organisations are eligible to act
       as lead agency:
            •    not-for-profit organisations (including community service organisations and community groups)
                 that are a legal entity (for example an incorporated association, company limited by guarantee or
                 Indigenous corporation)
            •    Victorian councils.
       The following entities are ineligible to lead the project but may be engaged as partners in the project:
            •    state or Australian government departments and agencies, including Victoria Police and schools
            •    unincorporated organisations
            •    individuals or sole traders.
       Not-for-profit and community organisations applying for funding will be required to submit financial
       statements for the past two years with their application.

‘A Victoria free from gambling-related harm’                                                                   Page 3
Latrobe Valley gambling harm prevention project
Funding Guidelines | Victorian Responsible Gambling Foundation

 Application process
            1. Complete and submit the Expression of Interest (EOI) form by 5pm, Friday 18 December
               2020. To download the form, visit responsiblegambling.vic.gov.au/latrobevalleyproject. To
               submit the completed form, email it to prevention@responsiblegambling.vic.gov.au and cc
               contact@responsiblegambling.vic.gov.au.

            2. EOIs will be assessed against the assessment criteria outlined below.

            3. Shortlisted applicants will be required to attend the facilitated workshop in the Latrobe Valley
               on Thursday 4 February 2021.*

            4. Full applications will open Monday 8 February and close 9am, Friday 5 March 2021.

            5. Full applications will be assessed by a cross-agency assessment panel against the
               assessment criteria outlined below.

            6. Application outcomes will be announced in April 2021.

       The Foundation cannot accept late applications nor provide extensions to the closing date for the
       EOIs and full applications. If you have any enquiries, you may call the Grants Manager, Olivia
       Henriksen on (03) 9452 2636 or email Olivia.Henriksen@responsiblegambling.vic.gov.au.

       * Subject to government-imposed restrictions resulting from COVID-19.

 Important dates
         Activity                                                                     Date

         Expressions of Interest open for 3 weeks                                     30 November 2020

         Expressions of Interest close                                                18 December 2020

         Applicants notified of the outcome of their EOI                              22 January 2021

         Facilitated workshop                                                         4 February 2021

         Full applications open for 4 weeks                                           8 February 2021

         Full applications close                                                      5 March 2021

         Notifications to the successful applicant and unsuccessful                   April 2021
         applicants

         Funding agreement executed with successful applicants and                    April 2021
         projects commence

‘A Victoria free from gambling-related harm’                                                                Page 4
Latrobe Valley gambling harm prevention project
Funding Guidelines | Victorian Responsible Gambling Foundation

 Eligibility criteria
       •      The lead agency is the Applicant. Applicants must be a single corporate entity such as a not-for-profit
              organisation, social enterprise, local government and community or public health organisation.
              Individuals or sole traders, unincorporated organisations, and state or Australian government
              departments or agencies are not eligible to apply however may act as partner organisations.

       •      Eligibility is restricted to entities operating in Victoria.

       •      Only one application per organisation will be accepted. Partner organisations can, however, be
              involved in more than one application.

 Assessment criteria
 Expression of Interest assessment criteria
       In order to be shortlisted, applicants must meet the eligibility criteria outlined above and their proposals
       must:

       •      align with the project objectives outlined in these guidelines

       •      involve an alliance/partnership model

       •      identify potential impact to prevent and reduce gambling harm in the region

       •      demonstrate organisational capability to deliver.
       Applicants must also commit to attending a facilitated workshop on Thursday 4 February 2021.
       (Subject to government-imposed restrictions resulting from COVID-19.)

 Full application criteria (for those shortlisted in the EOI process)
           Criteria                            Description

           Project plan                        Project goal, objectives, key deliverables and timelines, target group,
           (weighted 30%)                      setting, sustainability plan and risk management.

           Partnerships and                    The alliance/partnership model – the local consortium made up of a
           Community Engagement                coalition of partners prepared to work together on the proposed initiative.
           (weighted 30%)                      Alignment with the Latrobe Health and Wellbeing Charter.

           Innovation                          How the proposal demonstrates innovation – a new idea, initiative
           (weighted 20%)                      and/or partnership that offers a fresh approach to an issue.
                                               Successful innovation involves learning from what is already known
                                               or exists and building upon it, rather than reinventing the wheel.

           Primary prevention                  How the proposal demonstrates a primary prevention approach -–
           (weighted 20%)                      aiming to prevent gambling harm before it occurs.

           Value for money (overall            The total grant amount you are requesting, and a detailed budget,
           assessment, no weighting)           including any in-kind contributions or co-funding.

‘A Victoria free from gambling-related harm’                                                                       Page 5
Latrobe Valley gambling harm prevention project
Funding Guidelines | Victorian Responsible Gambling Foundation

 What will be funded
       The Foundation will provide one-off funding for the development and implementation of a gambling harm
       prevention partnership project in the Latrobe Valley. Projects must be completed within two years of
       funding and be able to deliver gambling harm prevention benefits which last beyond the life of the project.
       Costs that will be funded by the grant:
            •    reasonable reimbursement of staffing costs for existing employees that are delivering agreed
                 activities, or costs to engage a contractor
            •    design, publication or production costs for materials and collateral where clear Foundation
                 branding is included
            •    reasonable advertising or media costs for activity promotions
            •    reasonable costs of facilitation for approved events related to the project, such as catering,
                 facility hire and administrative costs
            •    costs associated with day to day monitoring of projects, including data collection and reporting, of
                 up to ten per cent of the total submitted budget.

 What will not be funded
            •    projects that cannot be completed within two years of commencement of the funding agreement
                 or require ongoing funding to achieve stated outcomes
            •    reimbursement of costs for projects that have already started
            •    administrative costs such as rent, overheads, utilities and costs associated with existing
                 operations or services
            •    capital works
            •    commercial activities that have no community benefit
            •    applications where the majority of funding is allocated to alternative recreation activities
            •    evaluation of existing policies or programs
            •    deficit funding of organisations
            •    activities that are otherwise the core function of a local, state or federal government
            •    service delivery not related to the project (e.g. the provision of services that are not required for
                 the purposes of the project)
            •    activities in isolation from the funded project (e.g. videos, films, publications, conference
                 attendance and associated travel expenses)
            •    international travel
            •    projects that account for such a proportion of an organisation’s total budget that the future
                 viability of the organisation is at risk once the project concludes.

‘A Victoria free from gambling-related harm’                                                                     Page 6
Latrobe Valley gambling harm prevention project
Funding Guidelines | Victorian Responsible Gambling Foundation

 Key documents and resources

         Funding documents                                       Description

         Expression of Interest Form                             The Expression of Interest form to be completed by all
                                                                 applicants. Please complete and return to
                                                                 prevention@responsiblegambling.vic.gov.au and cc
                                                                 contact@responsiblegambling.vic.gov.au

         Funding guidelines (this document)                      Please ensure you read and understand these guidelines,
                                                                 which contain important information including the terms
                                                                 and conditions, assessment criteria and eligibility.

         Background resources                                    Description

         Gambling in Victoria                                    Access to the latest statistics, information and analysis on
         responsiblegambling.vic.gov.au/resources/               gambling in Victoria, including participation, community
         gambling-victoria                                       perceptions, harm and stigma

         Community-led prevention projects                       Descriptions of the other community-led prevention
         supported by the Foundation                             initiatives funded by the Foundation

         responsiblegambling.vic.gov.au/reducing-
         harm/community-led-prevention-projects

         The Latrobe Valley Health and Wellbeing                 The Latrobe Health and Wellbeing Charter defines the
         Charter                                                 values and guiding principles of the Latrobe Health
                                                                 Innovation Zone
         health.vic.gov.au/about/health-strategies/
         latrobe-health-innovation-zone/latrobe-
         health-and-wellbeing-charter

 Evaluation, documentation and reporting requirements
 Evaluation requirements
       The Foundation is funding an ongoing evaluation of funded community-led gambling harm prevention
       initiatives, including this project, to provide evidence of outcomes and effectiveness and overall
       program impact.

       The lead agency will be responsible for working with the evaluator and undertaking data collection,
       monitoring and reporting on the project. This includes collecting data on process, impact and outcome
       measures, the nature of which will be guided and supported by the external evaluator.

       Applicants are encouraged to cost for this component of work within their proposed budgets, up to 10
       per cent of the overall requested funding amount, or to outline how the organisation will address the
       resourcing requirement (i.e. through existing staff time).

       Please note that the overall program evaluation commissioned by the Foundation will not include a
       detailed, individual evaluation on each of the projects. If the lead agency wishes to complete an

‘A Victoria free from gambling-related harm’                                                                         Page 7
Latrobe Valley gambling harm prevention project
Funding Guidelines | Victorian Responsible Gambling Foundation

       evaluation on their project specifically, they may do so but will need to account for associated costs
       within their proposed budgets and will still be required to participate in the Foundation’s overall
       evaluation, as noted above.

 Participation and reporting requirements
       Funded organisations will be required to:
       •    attend at least two quarterly forums hosted by the Foundation each year of the project
       •    complete a detailed project plan for approval by the Foundation
       •    complete a project logic and data collection plan – which must align with the overall evaluation
            framework, developed by the evaluator (the evaluator will provide support in the development of the
            project logic and data collection plan)
       •    complete project progress reports on project outcomes and reach, lessons learnt, and expenditure to
            date
       •    complete a final evaluation and performance report (template to be provided), including overall
            project outcomes and reach, lessons learnt and final expenditure (due upon completion of the
            project).

‘A Victoria free from gambling-related harm’                                                               Page 8
Latrobe Valley gambling harm prevention project
Funding Guidelines | Victorian Responsible Gambling Foundation

 Terms and conditions
       By applying for funds under the Latrobe Valley gambling harm prevention project, you agree to be
       bound by the terms and conditions set out below. The project is being administered by the Victorian
       Responsible Gambling Foundation (the Foundation). In the event of any inconsistency between
       promotional and/or marketing materials and these terms and conditions, these terms and conditions
       take precedence.

 Allocation of funding
       •    The Foundation will only fund projects that meet the requirements of the funding application and
            these guidelines and maintains discretion to withhold available grant funds if there are not
            sufficient applications or project quality to justify disbursement of the total available amount.
       •    All funding granted must be used for the community benefit and cannot be used to generate a
            profit for individuals.
       •    The successful applicant will be required to:
            o    Deliver activities primarily focused on outcomes that will benefit the local community
            o    Ensure they are not subject to any current or impending legal action that could impact the
                 financial viability of their organisation
            o    Confirm ABN and bank account details for electronic funds transfer
            o    Enter into a contractual agreement (the Funding Agreement) with the Foundation

 Conflict of interest
       •    All personnel listed in an application are required to declare any actual, perceived, or potential
            conflict of interest (including project partners). Applicants must declare any conflicts of interest.
       •    Project personnel are required to stipulate that they possess no property, are not engaged in any
            business, trade or calling that creates a conflict of interest in the work they would conduct as grant
            recipients for the Foundation.
       •    If a conflict of interest (actual, perceived, or potential) is declared or one is considered by the
            Foundation to exist, the Foundation may seek independent advice as to how this may or may not
            affect an application.

 Insurance
       •    Grant recipients must maintain adequate levels of professional indemnity insurance, public liability
            insurance and workers’ compensation insurance. Applicants being considered for funding will be
            required to provide evidence of their insurance.

 Collaboration and co-funding
       •    Where multiple organisations are to be involved in delivering a project, these organisations will
            need to nominate a lead agency (the Applicant). The nature of the agreement and arrangements
            between those involved is a matter for those entities. In all instances, the funding agreement will

‘A Victoria free from gambling-related harm’                                                                    Page 9
Latrobe Valley gambling harm prevention project
Funding Guidelines | Victorian Responsible Gambling Foundation

            be between the Foundation and the Applicant, and the Applicant is legally responsible for
            delivering the project.
       •    Applicants are permitted to source additional funding (co-funding) from other bodies to deliver a
            project. The nature and extent of any co-funding arrangement needs to be detailed in the
            application form including the full name and ABN (if relevant) of the funder and supporting
            evidence of the availability of the funding.

 Publications and media comment
       •    The Foundation will issue a media release about the successful lead agency and their partners, in
            consultation with those organisations. Any other media releases or publications in relation to the
            successful application must be reviewed by the Foundation before they are issued. The
            Foundation must also be consulted in relation to any media comment a grant recipient intends to
            make as a result of the prevention project.
       •    The Foundation intends to publish information about the funded project. The Foundation will work
            with the lead agency to ensure the accuracy of any published information regarding the prevention
            projects, case studies and/or examples of best practice highlights.
       •    The lead agency will be required to comply with the Foundation’s Communication Guidelines in all
            communications. Please contact the Grants Manager for a copy of the Communication Guidelines
            (03) 9452 2636.

‘A Victoria free from gambling-related harm’                                                               Page 10
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