Florida's Connected and Automated Vehicles (CAV) Business Plan - January 2019

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Florida's Connected and Automated Vehicles (CAV) Business Plan - January 2019
Florida’s Connected and
Automated Vehicles (CAV)
      Business Plan
     January 2019
Florida's Connected and Automated Vehicles (CAV) Business Plan - January 2019
Florida’s CAV Business Plan

     Contents
     Executive Summary...................................................................................................................................... iii
     Legend Key: CAV Business Plan Action Items, Symbols, and Acronyms ...................................................... iv
     1. Introduction and Background ................................................................................................................... 1
          1.1.     Vision, Goals, and Objectives ........................................................................................................ 1
            1.1.1.         CAV Vision ............................................................................................................................. 2
            1.1.2.         Safety Objectives................................................................................................................... 2
            1.1.3.         Operations/Mobility Objectives............................................................................................ 2
            1.1.4.         Economic Development Objectives ...................................................................................... 2
          1.2.     Focus Areas ................................................................................................................................... 2
          1.3.     CAV Implementation Roadmap Overview .................................................................................... 2
     2.     CAV Focus Areas and Action Items ....................................................................................................... 4
          2.1.     Policies and Governance ............................................................................................................... 4
          2.2.     Program Funding ........................................................................................................................... 4
          2.3.     Education and Outreach ............................................................................................................... 5
          2.4.     Industry Outreach and Partnerships ............................................................................................. 6
          2.5.     Technical Standards and Specifications Development ................................................................. 6
          2.6.     Implementation Readiness ........................................................................................................... 8
          2.7.     Deployment and Implementation ................................................................................................ 9
     3.     Project Selection Criteria and Performance Measures ....................................................................... 10
          3.1.     Selection Criteria ......................................................................................................................... 10
          3.2.     Evaluation and Performance Measures ...................................................................................... 11
     4.     Summary ............................................................................................................................................. 11

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Florida’s CAV Business Plan

     List of Figures
     Figure 1. Peak Period Congestion 2045 ........................................................................................................ ii
     Figure 2. CAV Implementation Roadmap Overview ..................................................................................... 3

     List of Tables
     Table 1. CAV Focus Areas Roadmap ............................................................................................................. 3
     Table 2. Policies and Governance Action Items ............................................................................................ 4
     Table 3. Program Funding Action Items ........................................................................................................ 4
     Table 4. Education and Outreach Action Items ............................................................................................ 5
     Table 5. Industry Outreach and Partnerships Action Items .......................................................................... 6
     Table 6. Technical Standards and Specifications Development Action Items .............................................. 7
     Table 7. Implementation Readiness Action Items ........................................................................................ 8
     Table 8. Deployment and Implementation Action Items ............................................................................. 9
     Table 9. Project Selection Criteria and Scoring Matrix ............................................................................... 10

                                                                                                                                                    ii
Florida’s CAV Business Plan

     Executive Summary
     The Connected and Automated Vehicles (CAV) Program at the Florida Department of Transportation
     (FDOT) is gaining significant momentum. FDOT’s Central and District Offices, planning and implementation
     stakeholders, industry entities, and university partners are aggressively supporting the deployment of the
     CAV Program to achieve near-term and sustainable safety, mobility, and economic development (SME)
     benefits. FDOT has started planning, designing, and deploying several CAV pilot projects. FDOT has also
     started to engage with private-sector companies that are developing, testing, and implementing CAV
     technologies and applications. FDOT’s Transportation Systems Management and Operations (TSM&O)
     Program and the Statewide Arterial Management Program (STAMP) are key to the Department’s CAV
     Program.

     This CAV Business Plan identifies and captures the results of FDOT’s coordination through internal and
     external meetings and workshops. These meetings and workshops assist in acknowledging the unknowns
     and help in developing an institutionalized framework and timeframes to aggressively move the CAV
     Program from research and pilot projects into statewide deployment using expedited planning and
     outcome-centric SME goals. This CAV Business Plan also outlines preparation efforts for Florida’s
     infrastructure while drawing upon lessons learned from prior FDOT projects. This document is not
     intended to be a strategic plan, but builds on similar FDOT programs and plans, including but not limited
     to the: Florida Transportation Plan (FTP), TSM&O Strategic Plan, STAMP Action Plan, Transportation
     Technology Strategic Plan, Strategic Highway Safety Plan (SHSP), Strategic Intermodal System (SIS) Policy
     Plan, Florida’s Aging Road Users Strategic Safety Plan (Safe Mobility for Life Coalition), and Traffic Incident
     Management (TIM) Plan.

     Drawing on the vision and goals from the strategic plans listed above, this CAV Business Plan identifies
     specific CAV short-term to long-term action items. This CAV Business Plan will remain active with periodic
     updates as opportunities and needs arise. This Plan identifies the following categories of CAV activities as
     key elements for fulfilling the SME goals in Florida.

         •   Identify policies and governance with a goal to develop and communicate an institutionalized
             framework for planning, designing, and deploying CAV in Florida to maximize the SME benefits.
         •   Leverage program funding and identify other funding opportunities for implementation,
             operations, and maintenance.
         •   Identify education and outreach program objectives with a goal to create awareness of CAV
             Program deployments and develop the current and future CAV workforce in Florida.
         •   Develop industry outreach to implement SME outcome-based CAV technologies through active
             partnerships with the industry, universities, and stakeholders.
         •   Identify and develop technical standards and specifications to create a framework for CAV
             infrastructure preparedness including general facilities design, software updates, and hardware
             upgrades.
         •   Establish a platform for CAV implementation readiness in terms of technology implementation,
             infrastructure improvements, and needs identification.
         •   Move towards full-scale CAV deployment and implementation using the most relevant CAV
             applications that have the potential to achieve the SME benefits.

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Florida’s CAV Business Plan

     Legend Key: CAV Business Plan Action Items, Symbols, and Acronyms

               Status Symbols                    Relative Cost Symbols                    Role Acronyms
      Symbol          Meaning             Symbol            Meaning             Symbol             Meaning
                                                            Low Cost,
        O           Planned Task            $                                      E                Enabler
                                                         e.g., < $ 250 K
                                                         Medium Cost,
                 Underway Task            $$                                    NM            Needle Mover
                                                      e.g., $ 250 K - $ 1 M
                                                            High Cost,
                 Completed Task          $$$
                                                          e.g., > $ 1 M
                 Recurring Task                                Responsibility Acronyms
                                                     Traffic Engineering and
                                           TEO                                      R              Research
               Term Acronyms                                Operations
                                            D                 Design               PP           Policy Planning
         S      Short-term (< 1 year)      PM        Program Management             P          Systems Planning
                                                                                             Strategic Intermodal
        M       Mid-term (1-2 years)        C             Construction             SIS
                                                                                                    System
                                                                                                Forecasting and
         L      Long-term (3+ years)        M             Maintenance              FT
                                                                                                     Trends
       Florida University Acronyms                                                           Transportation Data
                                            S                 Safety               TDA
                   (UNIV)                                                                          Analytics
                   Florida Atlantic                  Districts 1, 2, 3, 4, 5, 6,                 Environmental
       FAU                                                                         EM
                      University          D1-7,             7, and/or                             Management
                Florida International      FTE          Florida Turnpike                        Transportation
       FIU                                                                         TT
                      University                            Enterprise                            Technology
                                                       Metropolitan and
                 Florida Polytechnic      MPO/                                                Public Information
       FPU                                          Transportation Planning        PIO
                      University          TPO                                                       Office
                                                          Organizations
      FSU –     Florida State – Florida                                                     Goal Impact
                                            LP        Legislative Programs
      FAMU         A&M University                                                        Acronyms/Symbols
                     University of
       UCF                                  LT          Leadership Team             S               Safety
                    Central Florida
                                                      Freight Logistics and
        UF      University of Florida       FP                                     M               Mobility
                                                     Passenger Operations
                    University of                      Work Program and                            Economic
       UNF                                 WP                                      ED
                    North Florida                           Budget                              Development
                 University of South                                                           Policy, Guidance,
       USF/      Florida/ Center for                                                               Standard,
                                                                                   
       CUTR     Urban Transportation                                                         Specification, Report,
                      Research                                                                        etc.

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Florida’s CAV Business Plan

     1. Introduction and Background
     The Connected and Automated Vehicles (CAV) Program at the Florida Department of Transportation
     (FDOT) is gaining significant momentum. FDOT’s Central and District Offices, planning and implementation
     stakeholders, industry entities, and university partners are aggressively pursuing the deployment of the
     CAV Program to achieve sustainable safety, mobility, and economic development (SME) benefits. FDOT
     has started planning, designing, and deploying several CAV pilot projects, and is engaging with private
     companies that are developing, testing, and implementing CAV technologies. FDOT’s Transportation
     Systems Management and Operations (TSM&O) Program and the Statewide Arterial Management
     Program (STAMP) are key to the Department’s CAV Program.

     FDOT and its partners are committed to continuing the deployment of the CAV projects to support the
     SME needs in the state. FDOT’s CAV Program partners include the United States Department of
     Transportation (USDOT), local agencies (city and county), Metropolitan Planning Organizations (MPOs),
     Transportation Planning Organizations (TPOs), toll authorities, local transit agencies, private-sector
     technology and application developers, auto manufacturers (original equipment manufacturers (OEMs)
     and Tier 1 and Tier 2 suppliers), Florida and national modal, professional, and standards development
     organizations, and universities. This CAV Business Plan links the CAV Program with the various project
     activities and the CAV efforts to create a comprehensive statewide approach which includes planning,
     research, implementation, maintenance, and operations. This CAV Business Plan follows other FDOT
     programs and plans, including the Florida Transportation Plan (FTP), TSM&O Strategic Plan, STAMP Action
     Plan, Transportation Technology Strategic Plan, Strategic Highway Safety Plan (SHSP), Strategic
     Intermodal System (SIS) Policy Plan, Florida’s Aging Road Users Strategic Safety Plan (Safe Mobility for Life
     Coalition), and Traffic Incident Management (TIM) Plan.

     At the national level, FDOT is actively involved in committees and initiatives, including the multi-state
     Connected Vehicle (CV) Pooled Fund Study, the American Association of State Highway and
     Transportation Officials’ (AASHTO) Committee on Transportation System Operations (CTSO), the AASHTO
     Committee on Traffic Engineering (CTE), the AASHTO Vehicle-to-Infrastructure (V2I) Deployment
     Coalition, the I-95 Corridor Coalition, the Institute of Transportation Engineers (ITE), and the Intelligent
     Transportation Society of America (ITSA). For example, FDOT responded to the AASHTO Signal Phase and
     Timing (SPaT) challenge with a project in Tallahassee. Such activities have allowed FDOT to sustain and
     expand its national leadership while developing a strong CAV Program.

     The CAV Business Plan was initiated within FDOT’s Statewide Traffic Engineering and Operations Office
     (STEOO). As the CAV Program is expanding, the coordination and collaboration efforts with FDOT Central
     and District Offices are also increasing. To better understand the perspectives of various offices on CAV
     opportunities and challenges, and their planned roles, the STEOO interacts and collaborates with internal
     partners and external stakeholders. This Plan supports safety, mobility, and infrastructure advancements
     achievable by deploying CAV technologies.

     1.1.    Vision, Goals, and Objectives
     The CAV Program goals and objectives support the FDOT TSM&O 2017 Strategic Plan. The CAV
     technologies have the potential to significantly reduce highway crashes that result in traffic fatalities. This
     is consistent with FDOT’s vision and that of Vision Zero. The CAV technologies also have the potential to
     improve travel time, increase vehicle and person mobility, enhance multimodal operations, and positively
     affect the economy in Florida.

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     1.1.1. CAV Vision
     This CAV Business Plan drives, towards Vision Zero with a fatality-free roadway network and a congestion-
     free transportation system in Florida using CAV technologies.

     1.1.2. Safety Objectives
     The objective of the CAV Program is to improve safety for all transportation modes and road users,
     including pedestrians and bicyclists. This safety objective aligns with the FDOT’s SHSP, FTP, SIS Policy Plan,
     and other state and national programs funded by the Federal Highway Administration (FHWA), the
     Federal Motor Carrier Safety Administration (FMCSA), and the National Highway Traffic Safety
     Administration (NHTSA). NHTSA observed that 94% of highway crashes are caused by human error1.
     Recognizing the potential to mitigate human error, while noting that this expectation needs to be tested
     and validated, implementation of CAV technology is anticipated to improve safety in the long-term.

     1.1.3. Operations/Mobility Objectives
     Traffic congestion (Figure 1) in Florida is increasing due to several
     factors, including population and tourism growth. According to the
     USDOT, CAV signal-control applications reduced travel time by
     27%, while the cooperative adaptive cruise control and speed
     harmonization reduced travel time by 42%. While continuing to
     implement conventional operational improvements, the objective
     of the CAV Program is to leverage CAV technologies to significantly
     improve traffic operations, and increase vehicle, person, and
     multimodal throughput.

     1.1.4. Economic Development Objectives
     The objective of the CAV Program is to interact with the private
     sector to promote economic development in Florida. As of                             Source: FHWA
     September 2018, FDOT has already entered into statewide data Figure 1. Peak Period Congestion 2045
     user agreements with Waze, Traffic Technology Services (TTS), Connected Signals (CS), Live Traffic Data
     (LTD), and is exploring other industry partners, such as freight, transit, etc. Collaboration with
     transportation industry partners is essential for accomplishing this objective.

     1.2.       Focus Areas
     The following are the seven priority focus areas of this Business Plan:
         1. Policies and Governance
         2. Program Funding
         3. Education and Outreach
         4. Industry Outreach and Partnerships
         5. Technical Standards and Specifications Development
         6. Implementation Readiness
         7. Deployment and Implementation

     1.3.       CAV Implementation Roadmap Overview
     Of the three phases (Figure 2) to implement this Plan, the Initialization Phase has been in progress since
     FY 2017 with various research and pilot projects, along with involvement in national committees and

     1
         https://crashstats.nhtsa.dot.gov/Api/Public/ViewPublication/812506

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Florida’s CAV Business Plan

     organizations that focus on CAV standards and implementation efforts. Table 1 shows the relationship
     between the roadmap and the specific priority focus areas.
     Figure 2. CAV Implementation Roadmap Overview
                                                                                         2020+
              2017-2018                              2019-2020                          Full-Scale
             Initialization                    Early Implementation                Implementation and
                                                                                       Operations

     Table 1. CAV Focus Areas Roadmap
                                                                                            Full-Scale
                                                                           Early
      CAV Focus Area                                Initialization                       Implementation
                                                                      Implementation
                                                                                          and Operations
      Policies and Governance                                                                 
      Program Funding                                                                         
      Education and Outreach                                               O                  
      Industry Outreach and Partnerships                                   O                  
      Technical Standards and Specification
                                                                           O                  
      Development
      Implementation Readiness                                             O                  
      Deployment and Implementation                                        O                   O
     NOTE: Please refer to the Legend Key, preceding Page 1.

     The 2017-2018 Initialization Phase focus elements include a wide range of activities, including:

         •    Participate in national organizations such as AASHTO and ITE.
         •    Develop and build relationships with CAV technology manufacturers and application developers.
         •    Provide opportunities for both internal and external developers to develop and test technologies
              and applications.
         •    Build industry partnerships and update the relevant FDOT policies and approaches.
         •    Participate in CAV initiatives and use available tools such as those from USDOT.
         •    Develop, implement, and evaluate CAV pilot projects.
         •    Develop a data management plan, an operations and maintenance (O&M) framework, education
              and outreach activities, and understand the existing conditions.
         •    Coordinate internally on CAV activities, while aligning with other plans and FDOT’s vision.

     The 2019-2020 Early Implementation Phase focuses on small- to medium-scale implementation and pilot
     projects, using O&M funds, phasing in CAV, upgrading SunGuide® software, utilizing the Data Integration
     and Video Aggregation System (DIVAS), updating architecture documents, developing performance
     measures, and collaborating with private and public industry partners.

     The 2020+ Full-Scale Implementation and Operations Phase focuses on completing infrastructure
     upgrades, implementing large CAV projects, conducting performance and outcome assessments,
     performing O&M activities, advancing outreach with stakeholders, and analyzing the impacts of agency
     and industry partnerships.

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Florida’s CAV Business Plan

     2. CAV Focus Areas and Action Items
     2.1.     Policies and Governance
     This CAV Business Plan identifies the policies and governance elements with a goal to develop and
     communicate an institutionalized framework for planning, designing, and deploying the CAV Program in
     Florida. Table 2 shows the specific action items.

     Table 2. Policies and Governance Action Items

     Functional Areas and Action Items                      Activity Status Term Main Role Outcome Responsibility* Cost
     Perform Coordination for Technology, Data
                                                                1               S         E           TEO, TT, PP, LP         $
     Governance, and Policies.
     Implement and Maintain the CAV Business Plan.              2               S       NM                       TEO          $
     Oversee CAV Program Delivery and Messaging.        3                      M          E       S, M, ED       LT, TEO        $
     Collaborate with the Office of Transportation
                                                                                                                TEO, TT, FP,
     Technology to develop an enterprise operation      4                     M          E                                    $
                                                                                                                   EM
     change management framework, if required.
     NOTE: Please refer to the Legend Key, preceding Page 1.
     *Several Offices (TEO, PM, D, C, D1-7, FTE, MPO/TPO, LT, R, PP, P, SIS, FT, TDA, EM, WP, FP, PIO and TT) may have a role.

     The key initial steps for the policies and governance action items include:
         • Identify opportunities to prioritize and coordinate CAV Program activities within Florida.
         • Develop statewide CAV Program messaging.
         • Incorporate other state agencies into the CAV project implementation process.
         • Incorporate local agencies into the CAV project implementation process, leveraging the existing
             Local Agency Program (LAP) certifications to the extent possible.
         • Evaluate federal and state policies related to CAV.
         • Develop CAV Program workforce-related items such as training, skill development, resource
             needs, etc.
         • Develop economic impacts through the CAV Program to follow FTP goals.
         • Summarize current state and national legislation supporting CAV.
         • Leverage and discuss SIS Policy Plan to support CAV Program.
         • Identify roles and responsibilities for states, governing/regulatory agencies, local agencies, etc.
         • Discuss and understand the CAV regulation elements.

     2.2.     Program Funding
     Developing a program funding strategy can assist FDOT to prioritize work and make the best use of
     available funds. A sound funding strategy can assist with identifying grants or funding opportunities in
     advance to avoid last-minute proposals and make the best use of available resources. Table 3 shows the
     specific action items.

     Table 3. Program Funding Action Items

                                                                                         Main
     Functional Areas and Action Items                       Activity Status Term                 Outcome Responsibility* Cost
                                                                                         Role
     Establish Sustainable CAV Implementation, O&M                                                              LT, TEO, WP,
                                                                 5               S       NM       S, M, ED                     $$$
     Funding using State/SIS/District/Local Funds.                                                                  FP, PP

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Florida’s CAV Business Plan

                                                                                          Main
     Functional Areas and Action Items                       Activity Status Term                    Outcome Responsibility* Cost
                                                                                          Role
     Track the role of CAV in the TSM&O Cost Feasible
                                                          6                      S        E                 TEO, D1-7, FTE      $
     Plan.
     Study CAV Implementation and O&M Best
                                                          7                    M         E                       TEO           $
     Practices, and Staffing Needs.
     NOTE: Please refer to the Legend Key, preceding Page 1.
     *Several Offices (TEO, PM, D, C, D1-7, FTE, MPO/TPO, LT, R, PP, P, SIS, FT, TDA, EM, WP, FP, PIO and TT) may have a role.

     The key initial steps for the program funding action items include:
         • Identify funds to foster CAV deployments including O&M funding.
         • Determine types and priority of projects that FDOT wants to support with startup funding.
         • Actively coordinate with and involve Policy and System Planning, District Planning, and TPOs and
             MPOs early in the project planning process.
         • Determine funding sources that FDOT intends to use.
         • Develop funding applications for grant opportunities such as Advanced Transportation and
             Congestion Management Technology Deployment (ATCMTD), Accelerated Innovation Deployment
             (AID) Demonstration, and Better Utilizing Investments to Leverage Development (BUILD).
         • Address staffing needs for implementation, maintenance, and development.
         • Discuss SIS routes and potential of including CV technology earlier in the planning process.

     The CAV equipment will require periodic and responsive maintenance such as inspections, preventive
     maintenance, repairs, and monitoring. Required on-call staff will handle critical emergency repairs as well
     as scheduled upgrades and replacements. Just as with ITS devices, CAV equipment will eventually start to
     age, and bring a considerable increase to its annual maintenance costs. Therefore, there is a need for
     dedicated O&M and replacement funds for the CAV deployment projects.

     2.3.     Education and Outreach
     The education and outreach program is aimed at organizational change management, while creating a
     unified message, and increasing awareness about CAV opportunities. Education and outreach are meant
     to provide the current and future transportation workforce with increased CAV Program knowledge and
     skills including, but not limited to, technology, deployment, integration, and software development. FDOT
     will explore the need for developing the educational outreach program to inform transportation planners,
     managers, engineers, local agencies, and users (travelling public, motor carriers, other road users) about
     the CAV Program. Outreach will assist in providing a better understanding of how CAV infrastructure will
     be deployed and operated, while also addressing the infrastructure requirements, standards,
     implications, and challenges with CAV deployments. Table 4 shows the Education and Outreach action
     items.
     Table 4. Education and Outreach Action Items
                                                                                               Main
     Functional Areas and Action Items                           Activity Status Term               Outcome Responsibility* Cost
                                                                                               Role
     Develop CAV information.                                       8                M         E           TEO, P, TDA    $
                                                                                                            TEO, P, TDA, D1-
     Implement CAV awareness outreach.                              9               M         E                          $
                                                                                                                 7, FTE
     Support Florida Automated Vehicles (FAV) Summit
                                                                    10              L          E       ED     TDA, TEO, LP, FP       $
     and other CAV events.

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                                                                                               Main
     Functional Areas and Action Items                           Activity Status Term               Outcome Responsibility*            Cost
                                                                                               Role
     Exploring teaming with organizations to collaborate                                                         TEO, TT, FP, D1-
                                                             11                     L         E                                     $
     on CAV education.                                                                                                7, FTE
     NOTE: Please refer to the Legend Key, preceding Page 1.
     *Several Offices (TEO, PM, D, C, D1-7, FTE, MPO/TPO, LT, R, PP, P, SIS, FT, TDA, EM, WP, FP, PIO and TT) may have a role.

     Educational outreach programs may:
        • Highlight CAV benefits and trends.
        • Identify elements and functions pertaining to the CAV Program.
        • Develop CAV case studies and lessons learned.
        • Provide an understanding and explanation of CAV architecture and infrastructure needs.
        • Communicate CAV opportunities, challenges, benefits, and perceptions.
        • Partner with Florida universities including FAU, FIU, FPU, FSU-FAMU, UCF, UF, UNF, USF/CUTR.
        • Research the impacts of ride-hailing, shared mobility etc. on vehicle-miles traveled and CAV.

     2.4.     Industry Outreach and Partnerships
     The goal of industry outreach and partnerships is to foster economic development and to leverage private
     sector efforts to improve safety and mobility, and to implement outcome-based CAV solutions through
     strategic partnerships with the industry, universities, and others. Collaborating with industry leaders,
     researchers, and the private sector can assist FDOT to better prepare for leveraging opportunities and
     addressing challenges of CAVs. Table 5 shows the Industry Outreach and Partnerships action items.
     Table 5. Industry Outreach and Partnerships Action Items
     Functional Areas and Action Items                      Activity Status Term Main Role Outcome Responsibility* Cost
     Engage, Establish Favorable Environment for,                                                              TEO, TDA, LT,
                                                        12               S, M           NM        S, M, ED                     $$
     and Create Public-Private Partnerships.                                                                        LP
     Provide Opportunities for Industry Partners to
                                                        13                     S         NM        S, M, ED     TEO, TT         $$$
     Test Hardware and Software.
     NOTE: Please refer to the Legend Key, preceding Page 1.
     *Several Offices (TEO, PM, D, C, D1-7, FTE, MPO/TPO, LT, R, PP, P, SIS, FT, TDA, EM, WP, FP, PIO and TT) may have a role.

     While obtaining industry input and feedback on CAV policy formulation and the development and
     implementation of this Plan, the Department will discuss its internal role versus what will be expected of
     the industry. Partnerships with different segments of the CAV industry can keep FDOT informed and better
     aligned with their short- and long-term decisions. Benefits to the industry and other partnerships in
     Florida include:
         • Opportunities to fast-track CAV deployments
         • Improved understanding of standards development process including O&M practices
         • Increased ability to access innovation and test advanced technologies
         • Better-aligned research and development investments with CAV industry needs
         • Well-defined roles and responsibilities of public versus private entities
         • Managed CAV agreements and deliverables
         • Properly formulated policy on CAV with private industry engagement

     2.5.     Technical Standards and Specifications Development
     Standards play a vital role by providing interoperability between new and existing infrastructure,
     functions, and processes. These standards form the basis of how products and processes interact with

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Florida’s CAV Business Plan

     each other. The goal of CAV technical standards and specifications development is to create a framework
     for consistent infrastructure preparedness, including general facility design, software updates, and
     hardware upgrades. The CAV standards are currently under development through a cooperative
     partnership between the industry and USDOT. Advancing and adopting these standards will assist in
     expediting the deployment of CAV applications in Florida. Table 6 shows the specific action items.

     Table 6. Technical Standards and Specifications Development Action Items
     Functional Areas and Action Items                      Activity Status Term Main Role Outcome Responsibility* Cost
     Develop Systems Engineering Process for CAV.      14                     M          E                     TEO           $$
     Implement Security Credential Management
     System (SCMS), and Cybersecurity and Physical     15                      M        NM         , S         TEO, TT         $$$
     Security of CAV Equipment.
     Mainstream CAV into FDOT Standards and
                                                       16                      M          E        , S TEO, PM, D             $$
     Specifications, Guides, and Manuals.
     NOTE: Please refer to the Legend Key, preceding Page 1.
     *Several Offices (TEO, PM, D, C, D1-7, FTE, MPO/TPO, LT, R, PP, P, SIS, FT, TDA, EM, WP, FP, PIO and TT) may have a role.

     Several professional associations are currently developing, maintaining, and updating CAV-related
     standards. The USDOT also offers an array of useful online tools and requirements for collecting and
     distributing CAV data in real-time based on these standards. The following are the key implementation
     steps:
         • Following the FDOT Transportation Technology Plan Enterprise Architecture
         • Follow national/international standard associations/agencies, such as:
                  o Society of Automotive Engineers (SAE) – J2735, J2945, etc.
                  o Institute of Electrical and Electronics Engineers (IEEE) – P802.11p-2010, 802.3, 1609.0
                  o 3rd Generation Partnership Project (3GPP)
                  o National Transportation Commissions for ITS Protocol (NTCIP) – 1202, 1206, etc.
                  o National/International Agencies such as Dan law, OmniAir Consortium, 7layers, etc.
                  o International Organization for Standardization (ISO)
         • Follow USDOT initiatives, such as:
                  o Roadside Unit (RSU) Specifications
                  o USDOT Proof of Concepts – SCMS, etc.
                  o Information Data Exchange (IDE) Proof of Concept
                  o USDOT (SPaT) MAP Data Development Tool
                  o USDOT Pilot Projects – CAV Pilots, Smart City, Test Beds
                  o Crash Avoidance Metrics Partnership (CAMP) Initiatives
                  o Strategic Transit Automation Research Plan
                  o Central Florida Connected Vehicles (CV) Proving Ground
                  o Federal Transit Administration (FTA) Transit Automation Initiative Guidance
         • Leverage lessons learned from various CAV pilot projects in Florida
         • Participate in professional associations, such as Association of Unmanned Vehicle Systems
             International (AUVSI), IEEE, NTCIP, 3GPP, etc.
         • Coordinate with FDOT Design Office for specifications and design standard updates
         • Address security elements pertaining to SCMS usage and applications, physical security, and
             network and data security; refer to 14-2 F.A.C. cybersecurity standards, as applicable

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     2.6.     Implementation Readiness
     The goal of CAV implementation readiness is to create a statewide CAV-ready environment for
     deployment of infrastructure and meeting any identified needs. For example, FDOT is implementing
     projects such as the SPaT Challenge and I-75 FRAME, while partnering with the University of Florida’s (UF)
     I-STREET and Florida Turnpike Enterprise’s SunTrax. As FDOT accelerates CAV deployment around the
     state, each project will have unique requirements that entail specific approaches to implementation and
     deployment; however, there is a large set of commonalities among the deployments. Table 7 provides the
     Implementation Readiness action items.

     Table 7. Implementation Readiness Action Items
                                                                                       Main
     Functional Areas and Action Items                     Activity Status Term                 Outcome Responsibility*          Cost
                                                                                       Role
     Use and Apply USDOT Implementation Tools.                17               M       E        S, M, ED     TEO, D1-7, FTE     $$$
     Develop CAV-related Items for Traffic
     Engineering Research Laboratory (TERL)                   18               M       NM                        TEO          $$$
     Processes.
     Develop CAV Infrastructure Deployment Plan.              19               L         E       , ED          TEO            $$
                                                                                                            TEO, D1-D7, FTE,
     Address RTMC Needs for Data Usage/Storage.               20              M         E                                    $$
                                                                                                                   TT
     Analyze CAV Safety Elements/SHSP Focus Areas.            21              M        E         , S          TEO            $$
     Prepare for Communication Options.                       22              M       NM                    TEO, TT          $$
                                                                                                             TEO, D1-7, FTE,
     Develop Decision Support Systems.                        23              M       NM         S, M                         $$$
                                                                                                                ED, EM
     NOTE: Please refer to the Legend Key, preceding Page 1.
     *Several Offices (TEO, PM, D, C, D1-7, FTE, MPO/TPO, LT, R, PP, P, SIS, FT, TDA, EM, WP, FP, PIO and TT) may have a role.

     The following are the key implementation steps:
         • Leverage the Open Source Application Development Portal.
         • Make resources and investments available based on alternative evaluations.
         • Prepare readiness plans for freeways and expressways, signalized intersections, non-signalized
             intersections, and integrated corridors.
         • Perform analysis of infrastructure, and capabilities of network, data centers, local agencies, etc.
         • Prepare for continuous and real-time collection of data, data archival, data retrieval and analysis
             of data from the pilot projects
         • Develop CAV Infrastructure Deployment Plan - establish a method to identify, track,
             communicate, and meet miscellaneous CAV infrastructure needs through the CAV technical
             standards and specifications development process.
         • Address risk management by:
                 o increasing the knowledge and understanding of risk amongst all stakeholders,
                 o improving internal risk culture and aligning the CAV Program goals with risks,
                 o identifying economic impacts and assessing risks of the CAV Program, and
                 o identifying risks such as those related to interoperability, obtaining the Federal
                      Communications Commission (FCC) approvals in a timely manner, and data storage.
         • Analyze Regional Transportation Management Center (RTMC) requirements for:
                 o data retrieval, storage, archival, sharing, etc.,
                 o integration with ROADS,
                 o establishing data governance, and

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Florida’s CAV Business Plan

                 o utilizing data in SunGuide, sharing data through DIVAS.
         •    Analyze CAV safety elements to address statewide safety issues and SHSP priority focus areas.

     2.7.     Deployment and Implementation
     The FDOT’s CAV deployment and implementation effort focuses on phasing in the CAV applications. The
     goal is to move from planning to full-scale CAV deployment and implementation using various applications
     to achieve the SME goals in Florida. Based on the type of deployment planned, the FDOT Central Office
     (CO) will assist the District Offices and local agencies in identifying the infrastructure required for the
     deployment. FDOT has traditionally identified deployment projects that are funded through various
     sources including those with federal match or through state and research programs; these projects (I-75
     FRAME, US 90 SPaT, Gainesville SPaT Trapezium, etc.) are being planned or deployed. This approach
     should continue at a fast pace since the industry is rapidly evolving and technologies are changing. CAV
     Deployment and Implementation generally work together with applicable recurring tasks in prior Sections
     2.1 through 2.6. Table 8 shows the Deployment and Implementation action items.

     Table 8. Deployment and Implementation Action Items
                                                                                          Main
     Functional Areas and Action Items                         Activity Status Term            Outcome Responsibility* Cost
                                                                                          Role
     Implement Statewide CAV Deployment Plan.                     24             M      NM S, M, ED     TEO, FP      $$$
     Incorporate CAV into RTMC Operations.                        25             M       NM       S, M     TEO, D1-7, FTE      $$$
     Develop Standard Operating Procedures.                     25.01            M       NM               TEO, D1-7, FTE      $$
     Develop and Implement Updates to SunGuide®.         25.02                   M       NM               TEO, D1-7, FTE      $$$
     Develop Benefit-Cost (B/C) Ratios (In-Field or
                                                           26                     S       E                  D1-7, FTE        $$$
     Proxy) for CAV Applications.
     NOTE: Please refer to the Legend Key, preceding Page 1.
     *Several Offices (TEO, PM, D, C, D1-7, FTE, MPO/TPO, LT, R, PP, P, SIS, FT, TDA, EM, WP, FP, PIO and TT) may have a role.

     The following are the key steps to deployment and implementation:
         • Perform a District survey, and advise, on regional long-range transportation plan and project
             needs in coordination and consultation with the District and Central Planning Offices.
         • Focus on the MPOs and TPOs, in consultation with FDOT Central and District Offices.
         • Leverage existing regional partnerships with cities, counties, and universities.
         • Advance projects based on Districts’ needs following the guidance from the TSM&O Leadership
             Team.
         • Potential near-term CAV Deployment Plan project categories include:
                 o Provide network connectivity and types of connections from field locations to the RTMCs
                     and Traffic Management Centers.
                 o Upgrade traffic signal controllers and evaluate upgrade options so that signal controllers
                     can interface with an RSU for extraction of SPaT basic safety messages.
                 o Develop MAP data for pilot locations.
                 o Conduct pilot projects with applications in Smart Work Zones (SWZ), Autonomous Truck
                     Mounted Attenuators (ATMA), Truck Platooning, pedestrian safety applications,
                     multimodal applications including transit and freight, and aging driver mobility
                     applications.
                 o Implement CAV projects in all FDOT Districts to achieve the SME goals. This shall be
                     accomplished with input from the Districts and the TSM&O Leadership Team.

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Florida’s CAV Business Plan

     3. Project Selection Criteria and Performance Measures
     3.1.      Selection Criteria
     All projects to be funded for deployment should follow the systems engineering (SE) process. A high-level
     operational concept should be developed to define user needs and perform stakeholder coordination.
     The following project selection criteria provide general guidance to develop CAV deployment projects. A
     score on a scale of 1-10 (10 being the most beneficial rank) may be assigned to the identified project for
     each criterion (see Table 9). These criteria may be used for various purposes, including project
     prioritization at the Districts and by the Central Office.
     Table 9. Project Selection Criteria and Scoring Matrix
      Categories         Criteria                                                                                     Self-Score
      Accelerate the     Does this project accelerate the deployment and implementation of CAV
      CAV Program        technologies in Florida?
                         Does this project directly reduce or have the potential to reduce fatal, serious
      Safety
                         injury and/or secondary crashes?
                         From a mobility perspective, does this project directly benefit all modes including
      Mobility           pedestrians, bicyclists, disabled, economically disadvantaged, and aging road
                         users?
                         Does this project directly benefit (or have potential to impact) efficiency and/or
      Efficiency and
                         reliability for all travelers, freight, transit riders, aging road users, pedestrians, and
      Reliability
                         bicyclists?
                         Is this project implementable (technology-ready), scalable, and portable for
                         statewide deployment?
                         Do proposed technologies comply with or have the potential to comply with
      Feasibility
                         relevant state and federal safety law?
                         Is the proposed project interoperable and/or does it have the potential to become
                         interoperable with the existing or programmed CAV Projects?
                         Does this project leverage federal, local, and/or private funds? Are there any
                         private organization and/or local agency partners? If yes, what are their match
      Funds
                         types and roles? Is there an agreement or Memorandum of Understanding (MOU)
                         in place?
      Benefit/Cost       Does this project offer benefits with a high B/C and a good return on investment?
                         Does this project collect, disseminate, and use real-time traffic, transit, parking,
      Data and           and other transportation information to improve safety and mobility, and reduce
      Security           congestion? Explain how the project will safeguard data privacy and deploy a
                         cybersecurity platform.
                         Does this project address staffing, funding, and procedures for operations,
      Operations and
                         maintenance, and replacement of CAV infrastructure, technologies, and
      Maintenance
                         applications?
                         Does this project have pre-defined performance measures? What and how are
                         these outcomes measured?
      Project            Will there be a before and after analysis performed, and lessons learned
      Evaluation         documented? If yes, how will this be documented and shared?
                         Is there a systems validation and verification process in place? Explain how this
                         will be performed.

                                                                                                      Total Score

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Florida’s CAV Business Plan

     3.2.    Evaluation and Performance Measures
     Project evaluation is an integral part of pilot implementation. Evaluation should be performed at two
     stages of the project life cycle:
         • Pre-project evaluation for the selection of projects based on strategies listed in Section 3.1 to
             meet the overall statewide CAV Program’s SME goals
         • Post-project evaluation to assess the impact of the project meeting the overall project objectives
             and goals

     These evaluations are identified to document and share lessons learned and to develop future guidance.
     All projects should have verification, validation, and testing, and should answer the following questions:
          • Was the system built as envisioned and designed? Is the project doing what it is intended to do?
              For example, are the SPaT and MAP messages being broadcasted, are they accurate, etc.?
          • Did the project achieve the benefits expected when the project was selected for implementation?
              For example, are intersection-related crashes and delays at SPaT-equipped intersections reduced?

     The project-specific performance measures may be discussed and developed by the stakeholder team.
     The SME benefit-cost analysis should also be conducted during the pre-project evaluation phase with the
     benefit-cost and return on investments analyses evaluated and tracked after implementing the projects.

     4. Summary
     This CAV Business Plan identified the following categories of CAV Program activities as key elements for
     fulfilling the SME goals in Florida.

         •   Identify policies and governance with a goal to develop and communicate an institutionalized
             framework for planning, designing, and deploying CAV in Florida.
         •   Leverage program funding and identify additional funding opportunities for implementation,
             operations, and maintenance.
         •   Identify education and outreach program objectives with a goal to create awareness and usage
             of CAV Program deployments and develop workforce on CAV Program practice in Florida.
         •   Develop industry outreach and partnerships to implement SME outcome-based CAV technologies
             through active partnerships with the industry, universities, and stakeholders.
         •   Identify and develop technical standards and specifications to create the framework for
             consistent CAV infrastructure preparedness, including general facilities design, software updates,
             and hardware upgrades.
         •   Establish a platform for CAV implementation readiness in terms of technology implementation,
             infrastructure improvements, and gaps identification.
         •   Move to full-scale CAV deployment and implementation using the most relevant CAV applications
             that have the potential to achieve the SME benefits, and track the benefits realized from CAV
             deployments.

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