ERA CHAIR 2020 TWINNING 2020 - KRISTIN KRAAV

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ERA CHAIR 2020 TWINNING 2020 - KRISTIN KRAAV
ERA CHAIR 2020
TWINNING 2020
KRISTIN KRAAV
ERA CHAIR 2020 TWINNING 2020 - KRISTIN KRAAV
„SPREADING EXCELLENCE AND
       WIDENING PARTICIPATION“
              LAST CALLS IN HORIZON 2020

                   Call         Opens           Closes      Budget
 Twinning      WIDESPREAD-   24 July 2019    14 November    69 M €
                 05-2020                         2019
ERA Chairs     WIDESPREAD-   24 July 2019    14 November    50 M €
                 06-2020                         2019
 Widening      WF-02-2019    11 April 2019   11 Sept 2019   6M€
Fellowships    WF-03-2020     8 April 2020   9 Sept 2019    7M€

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ERA CHAIR 2020 TWINNING 2020 - KRISTIN KRAAV
„WIDENING“ COUNTRIES IN H2020
                  ALL TOGETHER 27

•   Composite Indicator of Research Excellence
    (publications, top institutions, patents and ERC
    grants) with a corrective threshold of 70% of the EU
    average
•   15 Member States (Bulgaria, Croatia, Cyprus, Czech
    Republic, Estonia, Hungary, Latvia, Lithuania,
    Luxembourg, Malta, Poland, Portugal, Romania,
    Slovakia and Slovenia)
•   12 Associated Countries (Albania, Armenia, Bosnia
    and Herzegovina, Faroe Islands, North Macedonia,
    Georgia, Moldova, Montenegro, Serbia, Tunisia,
    Turkey and Ukraine)

                             3
ERA CHAIR 2020 TWINNING 2020 - KRISTIN KRAAV
ERA CHAIRS

        WIDESPREAD-06-2020 call

    4
ERA CHAIR 2020 TWINNING 2020 - KRISTIN KRAAV
ERA CHAIRS
SPECIFIC CHALLENGE

        •       persistent mobility barriers in
                Widening countries (availability of
                research funding, institutional
                rigidities, access to resources)

        •       creation of appropriate conditions for
                the mobility of high quality
                researchers and managers

        •       willingness of the institutions to
                achieve excellence in the chosen
                scientific domain & modify their R&I
                landscape

            5
ERA CHAIR 2020 TWINNING 2020 - KRISTIN KRAAV
ERA CHAIRS
                     SCOPE

Support for universities or research
organisations to hire an outstanding
researcher/research manager and their team

… and in parallel implement structural changes
to achieve excellence on a sustainable basis

… in any scientific field closely connected to the
ERA Chair holder activities and expertise

                         6
ERA CHAIR 2020 TWINNING 2020 - KRISTIN KRAAV
ERA CHAIRS
                         PROPOSAL
•   Based on a SWOT analysis
•   Aimed at structural change in institution
•   Putting in place conditions for excellent research
•   Implement ERA priorities and Charter&Code
      •   open recruitment policy, gender balance, peer review, and
          innovative doctoral training
•   Describe investments and/or better use of existing
    infrastructure
•   Induce a positive change in current practices
•   Describe ERA Chair roles, obligations and remuneration
    package
•   Include provisions for sustainability
•   New: focus on strengthening research management skills
    (separate WP or Task)
                                 7
ERA CHAIR HOLDER

•   Will be appointed through an open, merit based competition
•   The position must be open to all EU and non-EU nationals at
    R3 – Established researcher or R4 – Leading researcher level
•   The Chair holder will be an excellent researcher and research
    manager in the given field, with a proven leadership record
•   The Chair holder will establish ther own team, fully
    integrated in the host
•   The commitment should be for the whole duration of the
    project and full-time
•   The position should allow the Chair to make resource
    allocation decisions, supervise team members, and apply for
    research funding.

                                8
ERA CHAIRS

ELIGIBLE COSTS                             NON-ELIGIBLE COSTS
Costs related to the Chair holder          Infrastructure costs
and their team:
•  Salaries
•  Recruitment costs
•  Administrative costs                                   2,5 M €
•  Travel costs
Costs related to structural changes:                      6 years
•  Trainings
•  Meetings
•  Publications & IPR
Equipment and consumables: up to
10%

                                       9
ERA CHAIRS
                        EXPECTED IMPACT
•   institutional changes allowing full participation in ERA

•   increased attractiveness of the institution for internationally excellent and
    mobile researchers (including compliance with ERA priorities)

•   increased research excellence of the institution in specific field covered by
    grant holder illustrated quantitatively and qualitatively through indicators

•   improved capability to compete successfully for internationally
    competitive research funding

•   New: describe previous/current ERA Chair grants (if any) and demonstrate
    clearly added value and impact of the proposal compared to already
    funded project/s

                                       10
ERA CHAIRS
                   FREQUENT MISTAKES
•   weaknesses and threats in SWOT analysis are not reflected - SWOT
    justifies the proposal and structural changes should be motivated
    by weaknesses and threats
•   objectives (main and specific) should be described in detail, must
    be measurable and address the needs adequately - down to the
    level of WPs and tasks
•   convincing strategic and long-term sustainability vision is missing
•   ERA Chair: research topic is very broad, team is not defined in
    terms of profiles and number
•   interactions with national/regional authorities, research funders,
    research bodies, stakeholders and private sector lack details
•   RIS3 and compliance with ERA priorities are missing
•   KPIs are not clearly explained and not defined appropriately

                                       Source: NCP_WIDE.Net, Anna Vosečková, CZ
                                  11
ERA CHAIRS
                      MORE MISTAKES
•   no convincing explanation on how attractiveness and international
    recognition will be achieved
•   IPR and data management procedures are insufficiently elaborated
    though need to have such policy is recognized but only briefly
    outlined
•   effective communication channels have not been identified and
    target groups are not clearly defined
•   too many work packages with no interconnection
•   deliverables are not in in line with tasks and objectives
•   high travel costs are insufficiently justified, cost of conference
    venues and speakers are overestimated
•   distribution between the scientific and management tasks is not
    appropriate as it is excessively biased towards the scientific
    activities

                                       Source: NCP_WIDE.Net, Anna Vosečková, CZ
                                  12
ERA CHAIRS
                  LESSONS LEARNED

•   clearly define objectives towards institutional
    changes

•   demonstrate the role and autonomy of the ERA Chair
    holder

•   Work Packages should be consistent and contribute to
    an overall Action Plan

•   management structures need to be well defined and
    simple
                                  Source: European Commission REA
                             13
ERA CHAIR APPLICATIONS
                     WHAT WORKS?

Build on strengths                Align with national and
                                  institutional priorities
Identify opportunities
                                  Clear description of the
Structural change: have
clear targets and KPIs            ERA Chair responsibilities,
                                  requirements, and tasks
Recruitment, both of the
ERA Chair and the team, is        Address risks and
a key issue
                                  sustainability

                             14
ERA CHAIRS
                 WIDESPREAD-06-2020 CALL
•   Budget of the call: 50 M €
•   Duration of the project: up to 6 years
•   Budget of the project: up to 2,5 M €
•   Call documents:
      •       Work programme text for 2020 is still under revision, expected
              publication in June 2019:
              http://ec.europa.eu/research/participants/data/ref/h2020/wp/20
              18-2020/main/h2020-wp1820-sewp_en.pdf
      •       Proposal template
      •       Various policy documents
          •       Thematic European and national strategies, white papers, etc.
          •       Principles of Innovative Doctoral Training
          •       The European Charter and Code for researchers
          •       …

                                           15
ERA CHAIRS
 RESULTS OF 2014 CALL

Institution Country        Proposals per Country in the main list
        PT                                  4
        EE                                 3+1
        CY                                  2
        PL                                  2
        HR                                  1
        RO                                  1
       Total                               13+1
                      16
ERA CHAIRS
                                        RESULTS OF 2017 CALL

                    Number of evaluated vs successful proposals
                                   by country

PT   PL   SI   EE   CY   CZ   LT   LV   RS BG HR MT SK   AL   BA GE HU LU ME UA

                                                               17
ERA CHAIRS
RESULTS OF 2019 CALL

              Source: NCP_WIDE.Net, Kaspars Kalninš, LV
         18   http://widening.viaa.gov.lv/
ERA CHAIRS
    ESTONIAN ERA CHAIR PROJECTS 2015-2017

TUTIC-Green (FP7) – green          2017
chemistry                          CUDAN – cultural data
                                   analytics
2014                               GasFermTec – gas
CEITER – educational innovation    fermentation technologies
COEL – cognitive electronics       cGEM – genomics,
SynBioTec – synthetic biology      evolution, and medicine
TransGeno – translational          VALORTECH – food
genomics                           valorisation

                                  19
ERA CHAIR HOLDERS
             PROFILES

Nicholas Gathergood
Tobias Ley
Muhammad Mahtab Alam
Petri-Jaan Lahtvee
Alireza Fazeli
Kaspar Valgepea
Rajeev Bhat

                20
TWINNING

        WIDESPREAD-05-2020 Call

   21
TWINNING

SPECIFIC CHALLENGE                      SCOPE
•   enhance networking                  •   enhance S&T capacity of
    activities between Widening             the linked institutions
    research institutions and at            with a principal focus on
    least 2 internationally-                Widening institution
    leading counterparts from 2
    different MS or AC                  •   help raise the research
                                            profile of the Widening
•   break into the closed clubs
    of research intensive                   institution as well as the
    institutions cooperating                research profile of its
    among themselves                        staff

                                   22
TWINNING
                                  PROPOSAL
•   SWOT analysis

•   scientific strategy for stimulating scientific excellence and innovation
    capacity:
       •    arrangements for formulating joint research projects
       •    enlargement of the scope of research partnership
       •    set of activities (e.g. short-term staff exchange, expert visits, short-term
            trainings, workshops, conference attendance, joint summer schools,
            dissemination and outreach)

•   dedicated WP or task targeting early stage researchers (MSCA definition)
    from coordinating institution

•   New: dedicated WP or task for improving research management and
    administration skills as a concrete deliverable and setting up/upgrading a
    special unit would be beneficial

                                             23
TWINNING
                     EXPECTED IMPACT
•   increased research excellence of the coordinating institution in
    particular field of research
•   enhancing reputation, attractiveness and networking channels
•   improved capability to compete successfully for national, EU
    internationally competitive research funding
•   illustrate quantitatively and qualitatively expected potential impact
    based on indicators
•   contribution of leading partners to providing new research
    avenues, creativity, and acting as source for increased mobility
•   benefits for leading partners should be substantiated
•   New: describe previous/current TWINNING grants (if any) and
    demonstrate clearly added value and impact of the proposal
    compared to already funded project/s

                                   24
TWINNING
                     FREQUENT MISTAKES
•   Proposal lacks proper SWOT analysis
•   Objectives are too generic/vague
•   Clear scientific strategy is missing
•   Roles of the leading research institutes are not clear
•   Interactions with stakeholders not well described
•   Expected impacts replaced by actions and outputs
•   No measurable indicators
•   IPR management missing
•   WPs not in line with objectives
•   Management responsibilities not specified
•   Complementarity of partners not described
•   Tasks are not adequately distributed to partners

See also Anna Vosečková’s article on NCP_WIDE.Net website

                                       25
TWINNING
                 LESSONS LEARNED

•   clear definition of the scientific strategy towards
    excellence in the relevant research field

•   better illustration of the scientific qualities of
    "advanced" partners and their added value to the
    project

•   outline the expected impact of the twinning
    exercise on the institution in the Widening
    country (and even at the national/regional level)
    based on specific indicators
                                 Source: European Commission REA
                            26
TWINNING

ELIGIBLE COSTS                NON-ELIGIBLE COSTS
Administration                Infrastructure
Coordination
Training
Networking
Management
Travel
New: Equipment and
consumables: up to 10%

                         27
TWINNING
                 WIDESPREAD-05-2020 CALL
•   Budget of the call: 69 M €
•   Duration of the project: up to 3 years
•   Budget of the project: up to 0,9 M €
•   Call documents:
      •       Work programme text for 2020 is still under revision, expected
              publication in June 2019:
              http://ec.europa.eu/research/participants/data/ref/h2020/wp/20
              18-2020/main/h2020-wp1820-sewp_en.pdf
      •       Proposal template
      •       Various policy documents
          •       Thematic European and national strategies, white papers, etc.
          •       Principles of Innovative Doctoral Training
          •       The European Charter and Code for researchers
          •       …

                                           28
TWINNING RESULTS
80   77                                                2015
70
          62
60             56
                              Proposals evaluated: country of coordinator
                    53
                                                                              Total proposals submitted: 552
50                                                                            Total proposals evaluated: 546
40
                         32
                              28   27   26   26
30
                                                  23   22    21   21     20   18
20

10                                                                                 6    6     5    5    3      3    3    2    1
 0
     PT   PL   CZ   RO   EE   SK   RS   CY   HR   LV   SI    BG   HU     LT   TR   MD   UA   BA   MT    AL     LU   MK   ME   FO

                                                   Funded: 65 projects
                                                   Success rate: 12%

                                                            https://edukad.etag.ee/?t=H2020-TWINN-2015&p=H2020

                                                            29
TWINNING RESULTS
                                                        2017                                         Proposals
                                                                                                     received:     482
                                                                                                     inadmissible:   1
                    Evaluated vs successful proposals                                                ineligible:     4
                        by country of Coordinator                                                    evaluated:    477

                                                                                                     Main list:      30
                                                                                                     (success rate: 6.3%)
                                                                                                     Reserve:         2
                                                                                                     No money:      280
                                                                                                     Below thresh.: 165

PT   PL   RO   CZ   SK   LT   RS   CY   HR   TR   EE   LV   HU    BG   UA   SI   TN   AM   AL   GE   ME   MK   MT   BA   MD   LU

                                                             30
TWINNING RESULTS
                                     2018                     Proposals           received:     460
                                                              Evaluated:                        456
Evaluation Outcome                                            Selected:                         37
                                                              Success rate: 8%

               Below
             Threshold
                30%                                                    Mainlist
                               9%                                        37           Reserve
        Above Threshold                                                                  5
             70%

                   Above Threshold         31
                                     Below Threshold   Mainlist   Reserve
TWINNING RESULTS
                                                                            2019
                                         Coordinators in Main List by Widening Country
           3,00 €                                                                                                                                       8
Millions

                                                                                                                                                        7
           2,50 €             Estonia
                              Submitted: 20
                                                                                                                                                        6
                              Funded: 5

                                                                                                                                                            Number of Proposals in the Main List
           2,00 €
                              Success rate 25%                                                                                                          5

           1,50 €                                                                                                                                       4

                                                                                                                                                        3
           1,00 €

                                                                                                                                                        2

           0,50 €
                                                                                                                                                        1

           0,00 €                                                                                                                                       0
                                                             TN
                                                       LV

                                                                            HR

                                                                                 TR

                                                                                                      LU

                                                                                                                HU

                                                                                                                     LB
                                                                                                 RO

                                                                                                                               LT

                                                                                                                                              BA
                    PT

                         EE

                                        RS
                                   PL

                                                                                                                                                   BG
                              CZ

                                                                       CY

                                                                                       UA
                                             MT

                                                                                                                          ME

                                                                                                                                    MK

                                                                                                                                         MD
                                                  AM

                                                                                            SK
                                                                  SI

                                                                                                           AL

                                                                                  32
                                                            Sum of Req_Fund_Mainlist         Sum of COO_Mainlist
WIDENING FELLOWSHIPS

2019 and 2020 MSCA Individual Fellowship Calls

                 33
WIDENING FELLOWSHIPS                               NEW!
                     NEW INITIATIVE

•   Aim: to combat brain drain and support researchers to
    undertake their fellowship in a Widening country
•   All non-funded European Fellowship applications that pass all
    evaluation thresholds (70%) will be automatically passed on
    to the Widening Fellowships call (NB! no applications will be
    submitted directly to this call)
•   A single multidisciplinary ranking list will be formed; ca. 35
    top-ranking proposals will be funded
•   Conditions of the MSCA EF will apply (same funding, same
    Grant Agreement)
•   Budget: 6 M€ (7 M€ 2020)

                                34
+ 8 % overall proposals,
+ 27% proposals from widening
countries

 35
36
Kristin Kraav
kristin.kraav@etag.ee
       730 0337
  skype: kristinkraav
     www.etag.ee

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