ERA CHAIR 2020 TWINNING 2020 - KRISTIN KRAAV
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„SPREADING EXCELLENCE AND WIDENING PARTICIPATION“ LAST CALLS IN HORIZON 2020 Call Opens Closes Budget Twinning WIDESPREAD- 24 July 2019 14 November 69 M € 05-2020 2019 ERA Chairs WIDESPREAD- 24 July 2019 14 November 50 M € 06-2020 2019 Widening WF-02-2019 11 April 2019 11 Sept 2019 6M€ Fellowships WF-03-2020 8 April 2020 9 Sept 2019 7M€ 2
„WIDENING“ COUNTRIES IN H2020 ALL TOGETHER 27 • Composite Indicator of Research Excellence (publications, top institutions, patents and ERC grants) with a corrective threshold of 70% of the EU average • 15 Member States (Bulgaria, Croatia, Cyprus, Czech Republic, Estonia, Hungary, Latvia, Lithuania, Luxembourg, Malta, Poland, Portugal, Romania, Slovakia and Slovenia) • 12 Associated Countries (Albania, Armenia, Bosnia and Herzegovina, Faroe Islands, North Macedonia, Georgia, Moldova, Montenegro, Serbia, Tunisia, Turkey and Ukraine) 3
ERA CHAIRS SPECIFIC CHALLENGE • persistent mobility barriers in Widening countries (availability of research funding, institutional rigidities, access to resources) • creation of appropriate conditions for the mobility of high quality researchers and managers • willingness of the institutions to achieve excellence in the chosen scientific domain & modify their R&I landscape 5
ERA CHAIRS SCOPE Support for universities or research organisations to hire an outstanding researcher/research manager and their team … and in parallel implement structural changes to achieve excellence on a sustainable basis … in any scientific field closely connected to the ERA Chair holder activities and expertise 6
ERA CHAIRS PROPOSAL • Based on a SWOT analysis • Aimed at structural change in institution • Putting in place conditions for excellent research • Implement ERA priorities and Charter&Code • open recruitment policy, gender balance, peer review, and innovative doctoral training • Describe investments and/or better use of existing infrastructure • Induce a positive change in current practices • Describe ERA Chair roles, obligations and remuneration package • Include provisions for sustainability • New: focus on strengthening research management skills (separate WP or Task) 7
ERA CHAIR HOLDER • Will be appointed through an open, merit based competition • The position must be open to all EU and non-EU nationals at R3 – Established researcher or R4 – Leading researcher level • The Chair holder will be an excellent researcher and research manager in the given field, with a proven leadership record • The Chair holder will establish ther own team, fully integrated in the host • The commitment should be for the whole duration of the project and full-time • The position should allow the Chair to make resource allocation decisions, supervise team members, and apply for research funding. 8
ERA CHAIRS ELIGIBLE COSTS NON-ELIGIBLE COSTS Costs related to the Chair holder Infrastructure costs and their team: • Salaries • Recruitment costs • Administrative costs 2,5 M € • Travel costs Costs related to structural changes: 6 years • Trainings • Meetings • Publications & IPR Equipment and consumables: up to 10% 9
ERA CHAIRS EXPECTED IMPACT • institutional changes allowing full participation in ERA • increased attractiveness of the institution for internationally excellent and mobile researchers (including compliance with ERA priorities) • increased research excellence of the institution in specific field covered by grant holder illustrated quantitatively and qualitatively through indicators • improved capability to compete successfully for internationally competitive research funding • New: describe previous/current ERA Chair grants (if any) and demonstrate clearly added value and impact of the proposal compared to already funded project/s 10
ERA CHAIRS FREQUENT MISTAKES • weaknesses and threats in SWOT analysis are not reflected - SWOT justifies the proposal and structural changes should be motivated by weaknesses and threats • objectives (main and specific) should be described in detail, must be measurable and address the needs adequately - down to the level of WPs and tasks • convincing strategic and long-term sustainability vision is missing • ERA Chair: research topic is very broad, team is not defined in terms of profiles and number • interactions with national/regional authorities, research funders, research bodies, stakeholders and private sector lack details • RIS3 and compliance with ERA priorities are missing • KPIs are not clearly explained and not defined appropriately Source: NCP_WIDE.Net, Anna Vosečková, CZ 11
ERA CHAIRS MORE MISTAKES • no convincing explanation on how attractiveness and international recognition will be achieved • IPR and data management procedures are insufficiently elaborated though need to have such policy is recognized but only briefly outlined • effective communication channels have not been identified and target groups are not clearly defined • too many work packages with no interconnection • deliverables are not in in line with tasks and objectives • high travel costs are insufficiently justified, cost of conference venues and speakers are overestimated • distribution between the scientific and management tasks is not appropriate as it is excessively biased towards the scientific activities Source: NCP_WIDE.Net, Anna Vosečková, CZ 12
ERA CHAIRS LESSONS LEARNED • clearly define objectives towards institutional changes • demonstrate the role and autonomy of the ERA Chair holder • Work Packages should be consistent and contribute to an overall Action Plan • management structures need to be well defined and simple Source: European Commission REA 13
ERA CHAIR APPLICATIONS WHAT WORKS? Build on strengths Align with national and institutional priorities Identify opportunities Clear description of the Structural change: have clear targets and KPIs ERA Chair responsibilities, requirements, and tasks Recruitment, both of the ERA Chair and the team, is Address risks and a key issue sustainability 14
ERA CHAIRS WIDESPREAD-06-2020 CALL • Budget of the call: 50 M € • Duration of the project: up to 6 years • Budget of the project: up to 2,5 M € • Call documents: • Work programme text for 2020 is still under revision, expected publication in June 2019: http://ec.europa.eu/research/participants/data/ref/h2020/wp/20 18-2020/main/h2020-wp1820-sewp_en.pdf • Proposal template • Various policy documents • Thematic European and national strategies, white papers, etc. • Principles of Innovative Doctoral Training • The European Charter and Code for researchers • … 15
ERA CHAIRS RESULTS OF 2014 CALL Institution Country Proposals per Country in the main list PT 4 EE 3+1 CY 2 PL 2 HR 1 RO 1 Total 13+1 16
ERA CHAIRS RESULTS OF 2017 CALL Number of evaluated vs successful proposals by country PT PL SI EE CY CZ LT LV RS BG HR MT SK AL BA GE HU LU ME UA 17
ERA CHAIRS RESULTS OF 2019 CALL Source: NCP_WIDE.Net, Kaspars Kalninš, LV 18 http://widening.viaa.gov.lv/
ERA CHAIRS ESTONIAN ERA CHAIR PROJECTS 2015-2017 TUTIC-Green (FP7) – green 2017 chemistry CUDAN – cultural data analytics 2014 GasFermTec – gas CEITER – educational innovation fermentation technologies COEL – cognitive electronics cGEM – genomics, SynBioTec – synthetic biology evolution, and medicine TransGeno – translational VALORTECH – food genomics valorisation 19
ERA CHAIR HOLDERS PROFILES Nicholas Gathergood Tobias Ley Muhammad Mahtab Alam Petri-Jaan Lahtvee Alireza Fazeli Kaspar Valgepea Rajeev Bhat 20
TWINNING WIDESPREAD-05-2020 Call 21
TWINNING SPECIFIC CHALLENGE SCOPE • enhance networking • enhance S&T capacity of activities between Widening the linked institutions research institutions and at with a principal focus on least 2 internationally- Widening institution leading counterparts from 2 different MS or AC • help raise the research profile of the Widening • break into the closed clubs of research intensive institution as well as the institutions cooperating research profile of its among themselves staff 22
TWINNING PROPOSAL • SWOT analysis • scientific strategy for stimulating scientific excellence and innovation capacity: • arrangements for formulating joint research projects • enlargement of the scope of research partnership • set of activities (e.g. short-term staff exchange, expert visits, short-term trainings, workshops, conference attendance, joint summer schools, dissemination and outreach) • dedicated WP or task targeting early stage researchers (MSCA definition) from coordinating institution • New: dedicated WP or task for improving research management and administration skills as a concrete deliverable and setting up/upgrading a special unit would be beneficial 23
TWINNING EXPECTED IMPACT • increased research excellence of the coordinating institution in particular field of research • enhancing reputation, attractiveness and networking channels • improved capability to compete successfully for national, EU internationally competitive research funding • illustrate quantitatively and qualitatively expected potential impact based on indicators • contribution of leading partners to providing new research avenues, creativity, and acting as source for increased mobility • benefits for leading partners should be substantiated • New: describe previous/current TWINNING grants (if any) and demonstrate clearly added value and impact of the proposal compared to already funded project/s 24
TWINNING FREQUENT MISTAKES • Proposal lacks proper SWOT analysis • Objectives are too generic/vague • Clear scientific strategy is missing • Roles of the leading research institutes are not clear • Interactions with stakeholders not well described • Expected impacts replaced by actions and outputs • No measurable indicators • IPR management missing • WPs not in line with objectives • Management responsibilities not specified • Complementarity of partners not described • Tasks are not adequately distributed to partners See also Anna Vosečková’s article on NCP_WIDE.Net website 25
TWINNING LESSONS LEARNED • clear definition of the scientific strategy towards excellence in the relevant research field • better illustration of the scientific qualities of "advanced" partners and their added value to the project • outline the expected impact of the twinning exercise on the institution in the Widening country (and even at the national/regional level) based on specific indicators Source: European Commission REA 26
TWINNING ELIGIBLE COSTS NON-ELIGIBLE COSTS Administration Infrastructure Coordination Training Networking Management Travel New: Equipment and consumables: up to 10% 27
TWINNING WIDESPREAD-05-2020 CALL • Budget of the call: 69 M € • Duration of the project: up to 3 years • Budget of the project: up to 0,9 M € • Call documents: • Work programme text for 2020 is still under revision, expected publication in June 2019: http://ec.europa.eu/research/participants/data/ref/h2020/wp/20 18-2020/main/h2020-wp1820-sewp_en.pdf • Proposal template • Various policy documents • Thematic European and national strategies, white papers, etc. • Principles of Innovative Doctoral Training • The European Charter and Code for researchers • … 28
TWINNING RESULTS 80 77 2015 70 62 60 56 Proposals evaluated: country of coordinator 53 Total proposals submitted: 552 50 Total proposals evaluated: 546 40 32 28 27 26 26 30 23 22 21 21 20 18 20 10 6 6 5 5 3 3 3 2 1 0 PT PL CZ RO EE SK RS CY HR LV SI BG HU LT TR MD UA BA MT AL LU MK ME FO Funded: 65 projects Success rate: 12% https://edukad.etag.ee/?t=H2020-TWINN-2015&p=H2020 29
TWINNING RESULTS 2017 Proposals received: 482 inadmissible: 1 Evaluated vs successful proposals ineligible: 4 by country of Coordinator evaluated: 477 Main list: 30 (success rate: 6.3%) Reserve: 2 No money: 280 Below thresh.: 165 PT PL RO CZ SK LT RS CY HR TR EE LV HU BG UA SI TN AM AL GE ME MK MT BA MD LU 30
TWINNING RESULTS 2018 Proposals received: 460 Evaluated: 456 Evaluation Outcome Selected: 37 Success rate: 8% Below Threshold 30% Mainlist 9% 37 Reserve Above Threshold 5 70% Above Threshold 31 Below Threshold Mainlist Reserve
TWINNING RESULTS 2019 Coordinators in Main List by Widening Country 3,00 € 8 Millions 7 2,50 € Estonia Submitted: 20 6 Funded: 5 Number of Proposals in the Main List 2,00 € Success rate 25% 5 1,50 € 4 3 1,00 € 2 0,50 € 1 0,00 € 0 TN LV HR TR LU HU LB RO LT BA PT EE RS PL BG CZ CY UA MT ME MK MD AM SK SI AL 32 Sum of Req_Fund_Mainlist Sum of COO_Mainlist
WIDENING FELLOWSHIPS 2019 and 2020 MSCA Individual Fellowship Calls 33
WIDENING FELLOWSHIPS NEW! NEW INITIATIVE • Aim: to combat brain drain and support researchers to undertake their fellowship in a Widening country • All non-funded European Fellowship applications that pass all evaluation thresholds (70%) will be automatically passed on to the Widening Fellowships call (NB! no applications will be submitted directly to this call) • A single multidisciplinary ranking list will be formed; ca. 35 top-ranking proposals will be funded • Conditions of the MSCA EF will apply (same funding, same Grant Agreement) • Budget: 6 M€ (7 M€ 2020) 34
+ 8 % overall proposals, + 27% proposals from widening countries 35
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Kristin Kraav kristin.kraav@etag.ee 730 0337 skype: kristinkraav www.etag.ee 37
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