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Environmental Management Plan 54211-001 ...
Environmental Management Plan

              August 2021

              Viet Nam: Lotus Wind Power Project

              Lien Lap, Phong Huy, and Phong Nguyen Wind
              Power Projects – Waste Management Plan –
              Operation Phase

              Prepared by ERM Vietnam for the Asian Development Bank.

              This environmental management plan is a document of the borrower. The views expressed herein
              do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may
              be preliminary in nature. Your attention is directed to the “terms of use” section on ADB’s website.

              In preparing any country program or strategy, financing any project, or by making any designation
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Environmental Management Plan 54211-001 ...
Waste Management Plan –
                                 Operation Phase
                                 Lien Lap, Phong Huy, Phong Nguyen Wind
                                 Power Projects

                                 29 July 2021
                                 Project No.: 0552758

The business of sustainability
Environmental Management Plan 54211-001 ...
Document details

 Document title             Waste Management Plan – Operation Phase

 Document subtitle          Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

 Project No.                0552758

 Date                       29 July 2021

 Version                    4.0

 Author                     ERM Vietnam

 Client Name                PCC1 and Renova

 Document history

 Version         Revision   Author                    Reviewed by     ERM approval to issue      Comments

                                                                      Name          Date

 Draft           0.0        Thuy Bui                  Phu Hoang,      Hai Pham      05.05.2021   Draft for Client’s
                                                      J.P. Gonzales                              review

Draft            1.0        Thuy Bui                  Phu Hoang,      Hai Pham      14.05.2021   Draft for ADB’s
                                                      J.P. Gonzales                              review

Draft            2.0        Thuy Bui                  Phu Hoang,      Hai Pham      06.07.2021   Updated version
                                                      J.P. Gonzales                              based on ADB’s
                                                                                                 comments

Draft            3.0        Thuy Bui                  Phu Hoang,      Hai Pham      23.07.2021   Updated version
                                                      J.P. Gonzales                              based on ADB’s
                                                                                                 comments

Draft            4.0        Thuy Bui                  Phu Hoang,      Hai Pham      29.07.2021   Final submission
                                                      J.P. Gonzales

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Environmental Management Plan 54211-001 ...
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29 July 2021

Waste Management Plan – Operation Phase
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

  Hai Pham
  Partner in Charge

ERM Vietnam
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Vietnam

© Copyright 2021 by ERM Worldwide Group Ltd and/or its affiliates (“ERM”).
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or by any means, without the prior written permission of ERM

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Environmental Management Plan 54211-001 ...
Waste Management Plan – Operation Phase
                                                     Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

                                                     Document No.:                 [Document Code]

                                                     Revision No.:                         1.0

                                                     Effective Date:                  00/00/0000

  Waste Management Plan – Operation Phase
               Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

 Document history

 Rev.       Date of      Author                PCC1 and Renova approval to issue                 Reason for change
            change
                                               Reviewed by    Approved by     Issue Date

 1.0        00.00.0000   ERM                   -              -               00.00.0000         Fist Issuance

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WASTE MANAGEMENT PLAN – OPERATION PHASE                                                                                                                      CONTENTS
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

CONTENTS
1         OBJECTIVES AND SCOPE ......................................................................................................... 4
          1.1          Introduction .................................................................................................................................... 4
          1.2          Purpose ......................................................................................................................................... 6
          1.3          Scope............................................................................................................................................. 6

2.        REFERENCES ............................................................................................................................. 7
3.        APPLICABLE REQUIREMENTS AND STANDARDS ................................................................ 8
          3.1          National Legislation ....................................................................................................................... 8
          3.2          International Standards .................................................................................................................. 8

4.        DEFINITIONS ............................................................................................................................... 9
5.        ROLES AND RESPONSIBILITIES ............................................................................................ 10
6.        WASTE MANAGEMENT ............................................................................................................ 13
          6.1          Waste Streams of the Projects .................................................................................................... 13
          6.2          Waste Management Requirements ............................................................................................. 13
                       6.2.1           Waste Management Strategy ..................................................................................... 13
                       6.2.2           Waste Classification.................................................................................................... 14
                       6.2.3           Waste Collection and Storage .................................................................................... 16
                       6.2.4           Waste Transportation and Disposal/Treatment ........................................................... 18
                       6.2.5           Management of Specific Waste Streams .................................................................... 20
                       6.2.6           Safety Management Related to Waste ....................................................................... 21
          6.3          Waste Vendor Selection and Audit .............................................................................................. 21
                       6.3.1           Waste Vendor Selection ............................................................................................. 21
                       6.3.2           Waste Vendor Audit .................................................................................................... 24
                       6.3.3           Hazardous Waste Generator Registration .................................................................. 24

7.        MONITORING AND REPORTING ............................................................................................. 25
          7.1          Monitoring .................................................................................................................................... 25
          7.2          Audit ............................................................................................................................................ 28
                       7.2.1           Internal Audit ............................................................................................................... 28
                       7.2.2           External Audit ............................................................................................................. 28
          7.3          Reporting ..................................................................................................................................... 28
                       7.3.1           Internal Reporting ....................................................................................................... 28
                       7.3.2           External Reporting ...................................................................................................... 29

8.        TRAINING AND DISCLOSURE ................................................................................................. 30
          8.1          Training and Communication ....................................................................................................... 30
                       8.1.1           Training ....................................................................................................................... 30
                       8.1.2           Communication ........................................................................................................... 32
          8.2          Community Disclosure ................................................................................................................. 32

9.        MANAGEMENT REVIEW .......................................................................................................... 33
10.       RECORDS AND DOCUMENTATION ........................................................................................ 34

APPENDIX A                     THE PROJECTS’ MAP
APPENDIX B                     TEMPLATE OF HAZARDOUS WASTE LABEL
APPENDIX C                     DOMESTIC AND NON-HAZARDOUS INDUSTRIAL WASTES TRANSFER
                               RECORD
APPENDIX D                     HAZARDOUS WASTE MANIFEST

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WASTE MANAGEMENT PLAN – OPERATION PHASE                                                                                                              CONTENTS
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

APPENDIX E                    EXAMPLE OF WASTE VENDOR AUDIT CHECKLIST
APPENDIX F                    ENVIRONMENTAL PROTECTION REPORT

List of Tables
Table 1.1              Overview of the Projects ................................................................................................................ 4
Table 1.2              Update on Land Area for Operation Phase .................................................................................... 5
Table 3.1              List of National Legislation ............................................................................................................. 8
Table 5.1              Roles and Responsibilities ........................................................................................................... 11
Table 6.1              Waste Streams of the Projects .................................................................................................... 13
Table 6.2              Waste Classification Guidance .................................................................................................... 15
Table 6.3              Location and Number of Waste Container Requirements ............................................................ 16
Table 6.4              Criteria of Waste Vendor Selection .............................................................................................. 22
Table 7.1              Compliance Rating ...................................................................................................................... 25
Table 7.2              Monitoring Program ..................................................................................................................... 26
Table 7.3              Internal Auditing Program ............................................................................................................ 28
Table 8.1              Waste Management Training Matrix ............................................................................................ 31

List of Figures
Figure 5.1             Operation Organisation Chart of the Projects .............................................................................. 10

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WASTE MANAGEMENT PLAN – OPERATION PHASE                                   CONTENTS
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

Acronyms and Abbreviations

 CSR                     Corporate Social Responsibility
 E&S                     Environmental, health and safety, and social
 EHSS                    Environment, Health, Safety and Social
 EHS                     Environment, Health and Safety
 EIA                     Environmental Impact Assessment
 EPP                     Environmental Protection Plan
 GIIP                    Good international industry practice
 IESE                    Initial Environmental and Social Examination
 JSC                     Joint Stock Company
 OHS MP                  Occupational Health and Safety Management Plan
 O&M                     Operation and Maintenance
 MP                      Management Plan
 PCC1                    Power Construction JSC No.1
 PPE                     Personal Protective Equipment
 PS                      Performance Standard

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WASTE MANAGEMENT PLAN – OPERATION PHASE                                                              OBJECTIVES AND SCOPE
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

1       OBJECTIVES AND SCOPE

1.1           Introduction
The Power Construction JSC No. 1 (PCC1) and Renova Renewables Vietnam 1 Pte. Ltd. (Renova)
(collectively referred to as the “Sponsor”) are developing three wind power projects located in the
mountainous area of Huong Hoa District, Quang Tri Province with a total installed capacity of 144MW
(collectively referred to as the “Projects”). To manage and operate the Projects, the Sponsor has
established three project subsidiary companies (individually referred to as the “Project Owner” or
collectively as the “Project Owners”). In addition, the Project Owners have contracted with two
companies i.e. Bao Lam Hydropower JSC (Bao Lam or BOP) and Vestas Wind Technology Vietnam
(Vestas) for operation and maintenance (O&M) of three Projects. Details are described as below.

  No.           Project                                 Project Owner                    O&M Contractor

  1             Lien Lap Wind Power Project             Lien Lap Wind Farm Joint Stock   Vestas Wind Technology
                (“Lien Lap”)                            Company (JSC) (“Lien Lap         Vietnam (Vestas): be
                                                        JSC”)                            responsible for O&M of
                                                                                         turbines; and
  2             Phong Huy Wind Power                    Phong Huy Wind Farm JSC
                Project (“Phong Huy”)                   (“Phong Huy JSC”)                Bao Lam Hydropower JSC (Bao
                                                                                         Lam or BOP): be responsible
  3             Phong Nguyen Wind Power                 Phong Nguyen Wind Farm JSC       for O&M of other facilities (e.g.
                Project (“Phong Nguyen”)                (”Phong Nguyen JSC”)             the T/L, and Operation House)

The Project Owner established a Wind Farm Level Team for managing all activities associated with the
operation of all three Projects. The operation of the Projects will be mainly taken place at:
      Three wind farm areas, where wind turbines located.
      An Operation House located in Cua village, Huong Tan Commune, Huong Hoa District, Quang Tri
       Province. This is a shared facility of all three Projects but registered under Phong Nguyen Project.
      Transmission Lines (the T/L) connecting the Projects with substations. These substations are
       invested and managed by other wind farms projects in the local area and will not be included in the
       scope of this document.
See descriptions of these facilities in Table 1.1 and Table 1.2 .
Detail site map and facility for operation of each Project are provided in Appendix A.

Table 1.1                 Overview of the Projects

  Project                       Lien Lap Wind Farm                Phong Huy Wind Farm          Phong Nguyen Wind
                                Project                           Project                      Farm Project

  Project Owner                 Lien Lap Wind Farm JSC            Phong Huy Wind Farm          Phong Nguyen Wind
                                                                  JSC                          Farm JSC

  Operation House                ■ Located in Cua village, Huong Tan Commune, Huong Hoa District
                                 ■ Total footprint: 9,407 m2
  Wind farm Location            Tan Lap, Tan Lien, Huong          Huong Tan and Tan            Huong Phung and Tan
                                Tan Communes and Khe              Thanh Communes. All          Thanh Communes. All
                                Sanh Town. All areas are          areas are located in         areas are located in
                                located in Huong Hoa              Huong Hoa District.          Huong Hoa District.
                                District.

  Approval of                   Decision No. 254/UBND-            Decision No. 252/UBND-       Decision No. 253/UBND-
  Intention of                  CN dated on 02 Feb 2021           CN dated on 02 Feb 2021      CN dated on 02 Feb 2021
  Investment                    by Quang Tri Province

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WASTE MANAGEMENT PLAN – OPERATION PHASE                                                                   OBJECTIVES AND SCOPE
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

  Project                     Lien Lap Wind Farm                    Phong Huy Wind Farm              Phong Nguyen Wind
                              Project                               Project                          Farm Project
                              People’s Committee                    by Quang Tri PPC by              by Quang Tri PPC by
                              (PPC)                                 Quang Tri PPC                    Quang Tri PPC

  Approval of EIA/            (EPP) Decision No.                    (EIA) Decision No.               (EIA) Decision No.
  EPP                         2690/GXN-STNMT dated                  1017/QD-UBND dated 17            1016/QD-UBND dated 17
                              23 August 2019 by                     April 2020 by Quang Tri          April 2020 by Quang Tri
                              Department of Natural                 PPC                              PPC
                              Resources and
                              Environment of Quang Tri
                              Province.

  Project Operation            ■ 12 wind turbines with              ■ 12 wind turbines with          ■ 12 wind turbines with
  Facilities1                       total installed capacity of       total installed capacity         total installed capacity
                                    48 MW.                            of 48MW.                         of 48 MW.
                               ■ Internal road connecting           ■ Internal road                  ■ Internal road connecting
                                    turbines of 7,284 m.              connecting turbines of           turbines of 10,892 m.
                                                                      7,659 m.
                               ■ Transformers 0.72/35                                                ■ Transformers 0.72/35
                                    kV.                             ■ Transformers 0.72/35             kV.
                                                                      kV.
                               ■ Transmission line (T/L)                                             ■ T/L 35kV: 1,174 m
                                    35 kV: 10,330 m (i.e.           ■ T/L 35 kV: 1,963 m               underground cables
                                    1,200 m 35 kV                     underground cables               connecting transformers
                                    underground cable                 connecting                       0.72/35 kV at each
                                    connecting turbines to            transformers 0.72/35 kV          turbines to the overhead
                                    overhead T/L, and 9,130           at each turbine to               T/L 35 kV and 9,750 m
                                    m 35 kV overhead T/L              overhead T/L 35 kV and           overhead T/L
                                    connecting to Huong               5,510 m overhead T/L             connecting to Huong
                                    Tan Substation 35/110             connecting to Huong              Tan Substation 35/220
                                    kV).                              Tan Substation                   kV.
                                                                      35/220kV.

  Land Agreement               ■ Contract No. 20/HDTD               ■ Contract No. 02/HDTD           ■ Contract No.
  Contract                          dated 3 Mar 2021                  dated 18 Jan 2021                03/HDTD dated 18
                                                                                                       Jan 2021

Total area of land for the operation phase will be presented in Table 1.2.

Table 1.2              Update on Land Area for Operation Phase

 Component                        Land area (m2)

                                  Lien Lap                          Phong Huy                        Phong Nguyen

 Turbine foundation                                   123,038.60                       37,035.00                        72,824.00

 Internal road                                        186,382.70                      125,958.00                        91,201.00

 35kV TL and pylons                                          700                         228.00                               128.00

 Subtotal within Project                              310,121.30                      163,221.00                      164,153.00
 Boundary (1)

 Other pylons and TL ROW                                12,681.30                                -                                  -
 (2)

1 The access roads being used for Lien Lap, Phong Huy, and Phong Nguyen WPPs will be handed over and fully managed by

local authorities once completed.

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WASTE MANAGEMENT PLAN – OPERATION PHASE                                                         OBJECTIVES AND SCOPE
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

 Component                        Land area (m2)

                                  Lien Lap                         Phong Huy                Phong Nguyen

                         Total                        322,802.60               163,221.00                 164,153.00

Note:
(1): These data were covered in Land Agreement Contracts mentioned in Table 1.2.

(2): These data refer to 15 pylons and RoW located outside of the Project’s boundary for Lien Lap project
only. Refer to Addendum of LREMDP Lien Lap for further details. These data will be updated once CSR
documents are available.

1.2           Purpose
This Waste Management Plan (the “Plan” or Waste MP) is intended to set out responsibilities and the
management practices associated with the management of waste during operation and maintenance
(O&M) of the Projects. This Plan is developed to:
      Ensure that the Projects comply with applicable environmental, health and safety, and social (E&S)
       requirements defined in Section 1;
      Ensure that all personnel involved in the operation of the Projects, including Wind Farm Level Team
       and any contractors and subcontractors working for or on behalf of the Projects will fully understand
       Project Owner’s expectations on waste management; and
      Implement applicable Good International Industry Practices (GIIPs) to manage waste related
       issues in an appropriate manner.

1.3           Scope
This Plan applies to activities that are relevant to waste management during O&M of Lien Lap, Phong
Huy and Phong Nguyen Wind Power Projects (hereafter refers to “the Sites”) as the following:
      Commissioning and operational activities at Operational House;
      Commissioning and O&M activities at the Projects’ sites (e.g. O&M of the Wind Turbine Generators
       (WTGs) area, the access roads and the T/L);
      O&M activities of ancillary facilities such as yards, stores, Central Monitoring System (CMS)
       building facilities;
      Rather than the facilities and areas of the Projects listed in Section 1.1 and activities listed in this
       section, this Plan DOES NOT COVER: (i) the substations; and (ii) the T/L connecting from the
       substations to National Grid (220 kV Lao Bao Substation of EVN) as these facilities are invested
       and managed by other windfarm companies in the local area.
This Plan applies to all parties working for or on behalf of the Projects have activities relating to the
generation of waste during commissioning and operation of the Projects.
This Plan does not apply to wastewater which is covered under Water and Wastewater Management
Plan.
Failure to comply with the requirements of this Plan may lead to disciplinary action:
      for an individual, following National Labor Code 2019 (e.g. reprimand, deferment of pay rise for up
       to 6 months, demotion, dismissal); and
      for the Sites including Contractor and Subcontractors following contractual penalty as guided in
       Law on Construction 2014 and Civil Code 2015 (e.g. withholding the payments, fines,
       compensation for damages).

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WASTE MANAGEMENT PLAN – OPERATION PHASE                                                      REFERENCES
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

2.             REFERENCES

The Plan will be applied systematically in conjunction with the following related management plans and
programs.
      The Projects’ Environmental Impact Assessment (EIA) or Environmental Protection Plan (EPP)
       Reports;
      The Projects’ Initial Environmental and Social Examination (IESE) Reports;
      The Projects’ Environmental and Social Compliance Audit Reports;
      The Project Owner’s Environmental & Social Management Plans, including:
       -      Air Quality and Noise Management Plan;
       -      Water and Wastewater Management Plan;
       -      Occupational Health and Safety Management Plan;
       -      Community Health and Safety Plan;
       -      Stakeholder Engagement Plan;
       -      Grievance Mechanism Procedure; and
       -      Emergency Preparedness and Response Plan.

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WASTE MANAGEMENT PLAN – OPERATION PHASE                                           APPLICABLE REQUIREMENTS AND STANDARDS
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

3.             APPLICABLE REQUIREMENTS AND STANDARDS

All employees, the Wind Farm Level Team, contractors and subcontractors to be engaged during O&M
are required to comply with applicable E&S requirements and standards that are defined in this section
for waste management during O&M of the Projects. These requirements will also be incorporated into
commercial contracts with the Wind Farm Level Team. In addition, where standards referred to below
are inconsistent or contradictory, the approach is to apply the most stringent standard unless otherwise
agreed by the Project Owner.

3.1           National Legislation

Table 3.1              List of National Legislation

 Classification                        Titles

 Law                                       ■ The Law No. 72/2020 QH14 on Environmental Protection.

 Decree                                    ■ Decree No. 38/2015/ND-CP dated 24 April 2015 on Management of Waste
                                             and Scraps; and

                                           ■ Decree No. 40/2019/ND-CP dated 13 May 2019 amending and
                                             supplementing a number of articles of Decrees Detailing and Guiding the
                                             Implementation of the Law on Environmental Protection.

 Circular                                  ■ Circular No. 36/2015/TT-BTNMT dated 30 June 2015 on Management of
                                             Hazardous Wastes;

                                           ■ Circular No. 35/2015/TT-BCT dated 27 October 2015 on Environmental
                                             Protection in the industry and trade sector.

 Decision                                  ■ Decision No. 155/1999/QD-TTg dated 16 July 1999 promulgating the
                                             Regulation on Management of Hazardous Wastes; and

                                           ■ Decision No. 09/2020/QD-TTg dated 18 March 2020 promulgation of
                                             Regulation on Waste-related Emergency Response

 National Technical Regulation             ■ QCVN 07:2009/BTNMT on Hazardous Waste Thresholds
 and / or National Standards

3.2           International Standards
      Asian Development Bank’s Safeguard Policy Statement
      Equator Principles III
      Japan International Cooperation Agency’s Guidelines for Environmental and Social Considerations
      International Finance Corporation’s Performance Standard (PS):
       -      PS1: Assessment and Management of Environmental and Social Risks and Impacts
       -      PS3: Resource Efficiency and Pollution Prevention
      World Bank Group General Environmental, Health, and Safety Guidelines;
      Basel Convention 1989.

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WASTE MANAGEMENT PLAN – OPERATION PHASE                                                                            DEFINITIONS
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

4.             DEFINITIONS

 Term                                      Definition

 Project Owner                             Lien Lap JSC, Phong Huy JSC and Phong Nguyen JSC

 Project Sponsor                           Power Construction JSC No.1 and Renova Renewables Vietnam 1 Pte. Ltd.

 Wind Farm Level Team                      The Management Team established by the Project Owners, directly managing
                                           the Lien Lap, Phong Huy, Phong Nguyen Sites during the operation phase.

                                           The Wind Farm Level Team has an office in the Operation House located in Cua
                                           village, Huong Tan Commune, Huong Hoa District, Quang Tri Province.

 O&M contractor                            An individual or company that enters into a contract (directly or indirectly) with
                                           the Wind Farm Level Team to perform a specific task or provide operational and
                                           maintenance services for the Projects.

 Subcontractor                             An individual or company that enters into a subcontract (directly or indirectly)
                                           with the contractor of the Projects to perform a specific task or provide services
                                           for the Projects during operation

 Employees                                 Refer to all employees who participate in the Project including employees of
                                           Project Owners, the Sites, O&M contractor and subcontractors

 Domestic solid waste              or Solid waste generated from daily-life activities of humans (e.g. food waste,
 municipal solid waste                plastic waste, yard waste etc.)

 Industrial non-hazardous solid Solid waste generated from operation, maintenance and/or service activities
 waste                          containing non-hazardous substances or components (e.g. discarded metals,
                                plastics bags or boxes, etc.)

 Hazardous waste                           Wastes containing elements that are toxic, radioactive, contagious, flammable,
                                           explosive, abrasive, poisonous or otherwise harmful

 Non-hazardous waste                       Wastes that is not classified as hazardous waste such as domestic trash and
                                           garbage, and metal scraps

 Waste                                     Any hazardous and non-hazardous solid, liquid, or contained gaseous materials,
                                           generated from operation, maintenance works and domestic activities, which
                                           can no longer be used for intended purposes and need to be handled (e.g.
                                           reused, treated, disposed) to protect the environment

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WASTE MANAGEMENT PLAN – OPERATION PHASE                               ROLES AND RESPONSIBILITIES
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

5.            ROLES AND RESPONSIBILITIES

Figure 5.1             Operation Organisation Chart of the Projects

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WASTE MANAGEMENT PLAN – OPERATION PHASE                                                           ROLES AND RESPONSIBILITIES
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

Within this Plan, roles and responsibilities in relation to waste management are provided in Table 5.1.

Table 5.1              Roles and Responsibilities

 Roles                              Responsibilities

 Company Level

 Environmental, health,               ■ Oversee performance and compliance of the Projects with requirements of
 safety and social (EHSS)                  this Plan through regular meetings with the Project Owner and The Wind
 Manager                                   Farm Level Teams and review of reports; He/she is also responsible for and
                                           has to ensure that compliance is achieved.
                                      ■ Ensure that technical support is provided to The Wind Farm Level Team for
                                           implementation of this Plan;
                                      ■ Approve remedy for grievances;
                                      ■ Lead the consultations between the Projects and stakeholders;
                                      ■ Advise the General Director when it comes to review and possible revision of
                                           this Plan to ensure its effectiveness, if necessary;
                                      ■ Approve Waste Vendors selection and ensure appropriate hazardous waste
                                           management contracts are established;
                                      ■ Ensure Waste Vendors’ full compliance with applicable standards and
                                           regulations;
                                      ■ Ensure legal waste management documentation (such as Hazardous Waste
                                           Generator Registration Book, annual Environmantal Protection Report
                                           including waste management) are obtained, submitted as appropriate; and
                                      ■ Other duties assigned by the General Director.
 EHSS Deputy Manager                  ■ Inform EHSS Manager of any waste issues.
                                      ■ Assist EHSS Manager with the implementation of this Plan.
                                      ■ Monitor and report to the EHSS Manager on the status of the Projects’
                                           performance;
                                      ■ Ensure that corrective actions are implemented in a timely manner;
                                      ■ Assist EHSS Manager in reviewing reports and preparing EHSS documents;
                                      ■ Participate in the review and possible revision of this Plan, if necessary; and
                                      ■ Other duties assigned by EHSS Manager
 EHSS Staff                           ■ Coordinate EHSS activities throughout the Projects;
                                      ■ Collect The Wind Farm Level Team’s periodic reports and data on waste
                                           management practices;
                                      ■ Assist management on waste related matters;
                                      ■ Maintain relevant records and reports;
                                      ■ Collaborate with EHS Manager to conduct audit at Waste Vendor’s facilities,
                                           and submit the result to EHSS Manager; and
                                      ■ Other duties assigned by EHSS Deputy Manager and EHSS Manager
 Wind Farm Level Team – Wind Farm Level

 Wind Farm Director                   ■ Allow adequate resources for the implementation of this Plan;
                                      ■ Sign waste collection and disposal contracts with certified Waste Vendors;
                                      ■ Liaise with the Project Owner for implementation of this Plan;
                                      ■ Monitor the agreed resolution and ensure all physical works, if applicable, are
                                           completed to an acceptable standard or other resolutions proposed are closed
                                           out;

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WASTE MANAGEMENT PLAN – OPERATION PHASE                                                          ROLES AND RESPONSIBILITIES
Lien Lap, Phong Huy, Phong Nguyen Wind Power Projects

 Roles                              Responsibilities
                                      ■ Ensure that waste management issues are included in weekly reports to be
                                           prepared by the Wind Farm Level Team for the Project Owner; and
                                      ■ Submit monthly reports to the Project Owner.
 EHS Manager                          ■ Carry out all duties assigned by Wind Farm Director to ensure that the
                                           implementation of this Plan is in line with the Projects’ standards;
                                      ■ Plan and provide related trainings to workers;
                                      ■ Conduct periodic site inspections and audits to identify and correct potential
                                           non-compliance issues;
                                      ■ Coordinate and communicate all waste -related matters with O&M Manager,
                                           and the Project Owner;
                                      ■ Collaborate with Corporate Social Responsibility (CSR) Manager and the
                                           Project Owner in case grievances are raised;
                                      ■ Submit monthly waste management report (incorporated into Monthly EHS
                                           Monitoring Report) to EHSS Manager and EHSS Deputy Manager;
                                      ■ Work with the Waste Vendor to arrange collection, transportation and
                                           disposal/treatment of wastes;
                                      ■ Other duties assigned by Wind Farm Director.
 Environmental Supervisor             ■ Support EHS Manager by maintaining a visible presence to the field
                                           performing site visits to the Projects;
                                      ■ Assist EHS Manager in the coaching, mentoring and implementation of this
                                           Plan in the field;
                                      ■ Ensure that all incidents and issues are reported immediately;
                                      ■ Participate in the investigation of incidents to determine root cause and
                                           corrective actions, where necessary;
                                      ■ Collaborate with EHS Manager and Wind Farm Director in periodic inspection
                                           and audit;
                                      ■ Prepare weekly and monthly waste management report (incorporated into
                                           Monthly EHS Monitoring Report) and submit to EHS Manager;
                                      ■ Prepare and sign the hazardous waste manifest;
                                      ■ Other duties assigned by EHS Manager and Wind Farm Director.
 H&S Supervisor (including            ■ Support Environmental Supervisor, EHS Manager and Wind farm Director in
 BOP and Vestas)                           periodic inspection and audit;
                                      ■ Participate in the investigation of incidents to determine root cause and
                                           corrective actions, where necessary;
                                      ■ Other duties assigned by EHS Manager and Wind Farm Director.
 All employees (including             ■ Participate in induction training and all related trainings as required;
 employees of                         ■ Understand their responsibilities and comply with requirements of this Plan;
 Contractors/Subcontractors)          ■ Cooperate with their employer, fellow workers and other duty holders;
                                      ■ Report any incidents or issues to their supervisors.

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WASTE MANAGEMENT PLAN – OPERATION PHASE                                                             WASTE MANAGEMENT
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6.             WASTE MANAGEMENT

6.1           Waste Streams of the Projects
There are three kinds of waste anticipated to be generated from O&M of these Projects and classified
as per legal requirements as below.

Table 6.1              Waste Streams of the Projects

 Type of waste                    Anticipated waste                       Potential generation areas/activities

 Domestic solid waste             food, packaging, paper, stationery      employees’ activities at Operation House,
                                                                          Security Station

 Non-hazardous industrial         paper, packaging, metal, plastic,       maintenance activities at Projects’ sites,
 waste                            electrical wiring                       Operational House, Security Station,
                                                                          ancillary facilities

 Hazardous waste                    ■ discarded/spilled oil and grease,   maintenance activities at Projects’ sites,
                                       chemicals;                         Operational House, Security Station,
                                    ■ waste fuel;                         ancillary facilities, waste/chemical storage
                                                                          areas
                                    ■ contaminated rags;
                                    ■ discarded hazardous material
                                       containers;

                                    ■ fluorescent lamp;
                                    ■ battery;
                                    ■ medical waste such as mask,
                                       bandage, needle, gloves from
                                       medical room

6.2           Waste Management Requirements

6.2.1             Waste Management Strategy
The EHS Manager shall ensure that waste management during operation is aligned with Project
Owner’s E&S Policies including strategy to prevent and minimize waste generation.
The EHS Manager shall control wastes generated from operation activities of the Projects by applying
the following Hierarchy:
      Eliminate: avoid generation of waste in the first place and consider substituting raw materials used.
       “Eliminate” can be promoted by:
       -      Projects are not allowed to purchase equipment or materials containing restricted hazardous
              materials as specified in the OHS MP - Section 6.2.3 – Purchasing;
       -      Avoiding the creation of waste by carrying out works in the correct order to minimise the need
              for remedial actions;
       -      Ordering materials in bulk to reduce packaging waste and the frequency of possible;
       -      Seeking “buy-back” arrangements with chemical suppliers for return of surplus chemicals,
              when possible;
       -      Using refillable container for collection of waste fluids such as waste oil, hydraulic oil, used
              grease and etc.

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      Reduce: minimise the amount of waste generated. “Reduce” can be promoted by:
       -      Substituting raw materials or inputs with less hazardous or toxic materials, or with those where
              processing generates lower waste volumes;
       -      Instituting good housekeeping and work practices, including inventory control to reduce the
              amount of waste resulting from materials that are out-of-date, off-specification, contaminated,
              damaged, or excess to operation activities needs;
       -      Instituting procurement measures that recognize opportunities to return usable materials such
              as containers and which prevents the over ordering of materials;
       -      Minimizing hazardous waste generation by implementing stringent waste segregation to
              prevent the commingling of non-hazardous and hazardous waste to be managed;
      Reuse: use the material as many times as possible or reuse waste as material where feasible.
       “Reuse” can be promoted by:
       -      Checking, cleaning, repairing, refurbishing, whole items or spare parts;
       -      Reusing domestic organic food waste as fertilizer;
       -      Reusing single sided paper with no confidential information by printing rough draft on blank
              side and use them as note pad.
      Recycle: recycle what you can only after we have re-used it such as material and plastic bags,
       metals. “Recycle” can be promoted by:
       -      Evaluation of waste production processes and identification of potentially recyclable materials;
       -      Establishing recycling objectives and formal tracking of waste generation and recycling rates;
              and
      Dispose/ treatment: only consider disposal if the above options are not feasible.
The EHS Manager shall also ensure that:
      All generated wastes shall be collected, stored, recycled/reused (where possible), transported, and
       treated/ disposed in compliance with applicable standards;
      All personnel engaged in waste management activities are provided with relevant awareness and
       management training;
      This waste management strategy shall be included in engagement/ induction and refresh training
       to employees of the projects;
      All wastes management will not cause any nuisance and/or adverse impact to communities and
       surrounding environments;
      Monitoring of waste generation and reduction shall be included in the Projects’ E&S performances
       as required in Section 7;
      Projects shall consider potential of waste elimination/reduction/reuse/recycle parameters based on
       its performance of previous year(s) to set a relevant target(s) in annual E&S targets; and
      All departments, contractors and employees shall conduct good house keeping at their workplaces
       and good operational/maintenance practices where applicable to reduce the amount of wastes
       resulting from expired materials, spills and contaminations.
Details of minimum management requirements are presented from Section 6 to Section 10.

6.2.2             Waste Classification
The EHS Manager shall classify all the waste generated from operation of the Projects into Domestic
Wastes, Non-hazardous Industrial Wastes and Hazardous Wastes.

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This shall be accomplished by having separate waste bins (containers) for the different waste types,
using a color coding system to facilitate better waste segregation, where possible. Color codes and
relevant classification requirement and guidance are provided in Table 6.2.

Table 6.2               Waste Classification Guidance

 Waste and             Classification requirement and guidance
 Color Code

 Domestic        The Wind Farm Level Team shall collect domestic waste generated from employee’s day-life
 Waste or        activities at their workplaces. Domestic wastes are recommended to be segregated into three
 Municipal Solid subgroups if practicable as below:
 Waste
                  ■ Recyclables e.g. glass, plastic bottle, metal cans, paper boxes, etc.;
                        ■ Organics e.g. food waste, dead animal, etc.; and
                        ■ Others .i.e. plastic bags, food wrappers, etc.

 Non-                  The Wind Farm Level Team shall collect separately the non-hazardous industrial waste
 Hazardous             generated from operation activities. Non-hazardous industrial waste is unwanted materials
 Industrial            generated directly or incidentally from operation and maintenance activities such as glass,
 Waste                 plastic, carton paper, steel and metallic waste, packaging, electrical wiring, etc. Non-hazardous
                       industrial waste is recommended to be segregated into two sub-groups as below:

                        ■ Recyclables .i.e. glass, plastic, carton paper, steel and metallic waste, etc.; and
                        ■ Non-recyclables .i.e. electrical wiring, etc.

 Hazardous             Examples of hazardous waste in operation such as discarded oil, grease, fuel, contaminated
 Waste                 containers and medical wastes. The Wind Farm Level Team shall comply with following
                       requirements regarding classification and storage of hazardous waste:
                        ■ The EHS Manager shall identify all kinds of hazardous waste generated at the Projects
                          during operation associated with hazardous waste codes/ identifications (IDs) required in
                          Appendix 01 of Circular 36/2015/TT-BTNMT;

                        ■ The EHS Manager shall maintain a list of all hazardous waste and their hazardous IDs for
                          each Project;

                        ■ The Wind Farm Level Team shall collect separately the hazardous waste whenever
                          generated from operation activities as per each type of hazardous waste identified above
                          and transfer to hazardous waste storage area. Refer to Sections 6.2.3 and 6.2.4 for
                          detailed requirements of collection, storage and transportation to final disposal/ treatment;

                        ■ The EHS Manager shall ensure that each kind of hazardous waste shall be identified and
                          separated from others at source and separately stored associated with their responsible
                          working areas;
                        ■ Medical waste shall be separated from other wastes and stored in seprate waste bin
                          containers;

                        ■ Mixed hazardous and ordinary solid waste shall be managed as hazardous waste; and
                        ■ In the event that the Wind Farm Level Team is unsure about classification, it shall be
                          considered as hazardous waste to avoid misleading disposal. In case the Wind Farm Level
                          Team want to confirm and to manage the cost for final treatment or disposal, the Wind
                          Farm Level Team shall test the waste to confirm whether the waste contains any
                          hazardous compositions or has any hazardous characteristics/ parameters exceeding the
                          hazardous thresholds as per QCVN 07:2009/BTNMT. Potential hazardous waste that
                          contains hazardous compositions or has hazardous characteristic/ parameters that exceed
                          the hazardous thresholds shall be classified as hazardous waste.

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6.2.3             Waste Collection and Storage
      The Wind Farm Level Team shall collect and store waste streams separately as per requirements
       in Section 6.2.2.
      The EHS Manager shall provide waste storage facilities at their workplaces, being aligned with
       classification practices and below requirements:
        Waste containers
       -      Provide three types of waste containers/bins at each security station, public areas and, working
              places of Operational House, in accordance with following requirements:
                      Three containers/bins at each station shall be in for domestic waste (green), non-
                       hazardous industrial waste (yellow), and hazardous waste (red) in accordance with color
                       codes in Section 6.2.2;
                      The sizes of containers shall be based on employee’s activities at each station, but at
                       least 30 liters per containers;
                      The number of containers is specified in Table 6.3.

Table 6.3                  Location and Number of Waste Container Requirements

  No.       Location          Type of containers          No. of containers
                              and color code

  1         Each              domestic waste              at least two (the actual total number of containers shall support
            security                                      keeping waste onsite at least seven days)
            station
                              non-hazardous               at least one
                              industrial waste

                              hazardous waste             at least one (if wastes are incompatible, more hazardous waste
                                                          containers shall be provided to ensure those wastes are stored
                                                          separately)

  2         Public area       domestic waste              at least two (the actual total number of containers shall support
                                                          keeping waste onsite at least seven days)

                              non-hazardous               at least two
                              industrial waste

                              hazardous waste             at least one (if wastes are incompatible, more hazardous waste
                                                          containers shall be provided to ensure those wastes are stored
                                                          separately)

  3         Working           domestic waste              at least four (the actual total number of containers shall support
            places of                                     keeping waste onsite at least seven days)
            Operational
            House             non-hazardous               at least one to keep reused, recycled waste
                              industrial waste

                              hazardous waste             at least one (if wastes are incompatible, more hazardous waste
                                                          containers shall be provided to ensure those wastes are stored
                                                          separately)

  4         Waste             domestic waste              at least three (the actual total number of containers shall support
            storage                                       keeping waste onsite at least seven days)
            area
                              non-hazardous               at least four
                              industrial waste

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  No.       Location          Type of containers          No. of containers
                              and color code

                              hazardous waste             at least four (if wastes are incompatible, more hazardous waste
                                                          containers shall be provided to ensure those wastes are stored
                                                          separately) including at least one for medical waste.
                                                          Medical waste bin(s) shall be clearly marked on its label as
                                                          “Medical Waste” and have Biological Hazards Warning Signs.

  5         Medical           hazardous waste             at least one for medical waste. Medical waste bin(s) shall be
            room                                          clearly marked on its label as “Medical Waste” and have Biological
                                                          Hazards Warning Signs.

       Waste storage areas
       -      Provide a non-hazardous industrial waste storage area at Operational House. The size of the
              area shall be based on the quantity of non-hazardous industrial waste to be generated from
              operation and maintenance activities, but shall be at least 10m2. The non-hazardous industrial
              waste storage area shall ensure the following:
                      be located away from water resources, and in an area that is not at risk of flooding or
                       inundation;
                      avoid impacts from rain or have proper cover and roof to avoid rain water and wind to
                       minimise nuisance and control vector and odour;
                      For temporary storage in the form of warehouse, it must meet the prescribed
                       construction technical standards and regulations;
                      In case storage area is outdoor, following requirements shall be met:
                       ○   There is a system to collect and treat storm water runoff and wastewater generated
                           in the storage of non-hazardous industrial waste to ensure compliance with
                           environmental technical regulations;
                       ○   There is a foundation level to ensure no flooding; ensure the floor is tight, not
                           cracked, non-permeable, and durable enough to withstand the load of the transport
                           vehicle and the stored waste.
       -      Provide a designated hazardous waste storage area at Operational House. The size of the
              area shall be based on the quantity of hazardous waste to be generated from operation and
              maintenance activities. The hazardous waste storage area shall ensure the following:
                      Be located away from water resources, and in an area that is not at risk of flooding or
                       inundation
                      avoid impacts from rain or have proper cover and roof to avoid rain water and wind to
                       minimise nuisance and control vector and odour;
                      Hazardous waste storage area shall have proper floor to prevent penetration and
                       contamination of soil and groundwater;
                      Hazardous waste storage area shall be provided with firefighting facilities, sand and/or
                       absorbent materials and drains to mitigate fire and spill incidents;
                      Alarms, notifications, instructions signboard will be properly installed in compliance with
                       applicable standards;
                      Hazardous waste such as discard greases, lubricants, or chemicals shall be provided
                       with Safety Data Sheet (SDS) as applicable. The available volume of secondary
                       containment shall be at least 110 percent of the largest storage container, or 25 percent
                       of the total storage capacity (whichever is greater), in that specific location.

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                      Provide adequate ventilation where volatile wastes are stored.
                      Hazardous waste shall be stored in closed containers.
                      Waste is stored in a manner that allows for inspection between containers to monitor
                       leaks or spills.
                      Preparing and implementing spill response and emergency plans to address their
                       accidental release (Refer to the Emergency Preparedness and Response Plan)
                      Incompatible hazardous wastes shall be strictly separated during the collection and
                       storage process;
                      Hazardous waste storage area shall be protected from unauthorised access. Limiting
                       access to hazardous waste storage areas to employees who have received proper
                       training;
                      Hazardous waste storage activities shall be subject to special management actions,
                       conducted by employees who have received specific training in handling and storage of
                       hazardous wastes.
                      Provision of readily available information on chemical compatibility to employees,
                       including labelling each container to identify its contents
                      The EHS Manager shall provide notification (labels, hazards warning signs and
                       hazardous waste codes) for their hazardous waste storage areas in accordance with
                       Circular 36/2015/TT-BTNMT. Sample of waste labels are provided in Appendix B;
       -      The EHS Manager shall ensure that the waste storage applies Waste Color Codes in Section
              6.2.2 for storage equipment and labels; and
       -      Waste classified as recyclable or reusable shall be stored in separate containers or separate
              areas;
      The EHS Manager shall monitor waste storage areas of the Projects in weekly EHS Tour/
       Inspections. Weekly inspection records shall be maintained and included in Weekly EHS Report of
       the Projects.
      The EHS Manager shall maintain a waste storage layout for each Project and update if necessary
       during operation. The waste layout shall identify the location of waste storage containers at security
       stations, public areas and Operational House, and waste storage areas at Operational House.

6.2.4             Waste Transportation and Disposal/Treatment
Internal transportation (from wind farms to Operational House):
      Waste generated from operation and maintenance activities at wind turbines or from security staff’s
       activities shall be classified and transported to the waste storage area at Operation House for
       storage.
      Before the maintenance activity, the O&M Manager shall ensure to anticipate the type of wastes
       that can be generated during maintenance, and therefore relevant waste containers are brought
       by maintenance team. If liquid waste is anticipated, enclosed containers and spill kits for managing
       materials (e.g. greases and lubricants) and discarded hazardous liquid waste (e.g. discarded
       grease and lubricants) shall be provided.
      The EHS Manager shall ensure the internal transportation of waste from generated location to the
       storage area shall:
       -      not drop, cause dust/odour or leaking, especially for liquid waste shall be kept in sealed/
              enclosed boxes;

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       -      ensure compliance of workers with safety precautions while handling hazardous waste,
              including:
                      wearing proper PPE before working;
                      no horseplaying while working; no eating or smoking while handling wastes;
                      driving vehicles backward only when there is instructor spotter;
                      vehicle cleaning task will be prohibited when vehicle is in operation;
                      comply with requirements in Section 6.2.6 on safety management related to waste;
       -      ensure vehicle(s) used for internal hazardous waste transport (if any) shall be provided with
              spill kits, firefighting facilities, warning signs and comply with other technical requirements of
              Circular 36/2015/TT-BTNMT where applicable; and
       -      ensure vehicle used for internal hazardous waste transport (if any) shall be in good conditions
              to minimize air and noise pollution during waste loading and unloading;
       -      ensure employee who will carry out hazardous waste collection and transportation shall be
              provided with proper personal protective equipment (PPE) and chemical safety trainings;
       -      for maintenance of the transmission line in the forest where vehicle cannot access, the O&M
              Manager shall ensure waste containers are carried by trained employees and above safety
              precautions shall be ensured where applicable.
External transportation and disposal/treatment (from Operation House/Security Stations to
Waste Vendor):
The Wind Farm Director shall ensure wastes that cannot be reused and recycled have to be treated or
disposed in an environmentally acceptable manner in accordance with international good practice and
relevant national regulations. The following requirements shall be implemented to manage
transportation and disposal of wastes:
      The Wind Farm Director shall be responsible for signing waste collection and disposal contracts
       with certified Waste Vendors as specified in Section 6.3;
      The EHS Manager shall work with the Waste Vendor to arrange collection, transportation and
       disposal/treatment of wastes;
      Frequency of waste collection (from storage areas at Operation House and Security Stations
       transferring to waste vendors) shall be suitable to the characteristics of the type of waste, the size
       of the storage area or the capacity of the containers and depends on the actual amount of waste.
       The minimum requirements include:
       -      Domestic solid waste: shall be collected at least twice per week and disposal at the agreed
              sanitary landfill (Dakrong Town landfill);
       -      Hazardous waste: shall be collected every 3 months after waste generation or when the
              storage area is full, whichever is sooner. Special requirements for storing hazardous waste
              onsite longer than 3 months period are as follows:
                      Hazardous waste is only allowed to be kept in storage warehouse at Operational House
                       from 3 – 6 months after generation, if the total amount of hazardous waste is very small
                       i.e. less than 50kg within previous 3 months. Environmental Supervisor shall prepare
                       hazardous waste inventory for seeking approval from the EHS Manager for this
                       requirement.
                      Hazardous waste IS NOT ALLOWED to be kept for more than 6 months after generation
                       without official notification to Quang Tri Provincial Department of Natural Resources and
                       Environment. In case the Wind Farm Level Team cannot transfer hazardous waste for
                       treatment within 6 months (due to unavailability of feasible transferring/treating plan or

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                       having not found a competent hazardous waste treatment vendor), the EHS Manager
                       shall report to Quang Tri Provincial Department of Natural Resources and Environment
                       (in periodic waste management report or in a separate document) about hazardous
                       waste storage at Projects’ site as legally required.
       -      Medical waste shall be collected weekly by local Medical Service.
      The Waste Vendor is responsible for waste transporting, treating or disposing according to the
       requirement of Decree 38/2015/ND-CP and Circular 36/2015/TT-BTNMT, including but not limited
       to the following general requirements:
       -      Segregation of hazardous and non-hazardous wastes must be ensured during the whole
              collection and transport processes;
       -      Transportation of waste shall be conducted in the manner that prevent or minimize spills,
              releases, and exposure to employees and the public;
       -      If drums or other containers are used to transport waste, containers shall be in good condition
              and compatible with the waste and are adequately secured in the transport vehicle;
       -      Adequately label all transport tanks and containers to identify the contents, hazards, and
              actions required in various emergency situations;
       -      All waste containers designated for off-site shipment shall be secured and labeled with the
              contents and associated hazards, be properly loaded on the transport vehicles before leaving
              the site; and
       -      In case of waste incident (such as fire, spills or contamination) during transportation, the
              driver/witness person shall report immediately to telephone number 112 or People’s
              Committees at all levels where the incident occurs. The Waste Vendor is responsible to report
              immediately to People’s Committees at all levels where the incident occurs and District-level
              Command Center for Natural Disaster Management Board. In addition, the Waste Vendor shall
              comply with other waste incident response regulations as specified by Decision 09/2020/QD-
              TTg
      For each shipment of domestic and non-hazardous industrial wastes, the Environmental Supervisor
       shall prepare and sign the waste transfer record with Waste Vendor (refer to Appendix C) to record
       the waste transported, treated or disposed; and
      For each shipment of hazardous waste, the Environmental Supervisor shall prepare and sign the
       hazardous waste manifest with Waste Vendor/Medical Service (refer to Appendix D), to record the
       waste transported, treated or disposed.

6.2.5             Management of Specific Waste Streams
      Contaminated soil arising from hydrocarbon spills (e.g. vehicle fuel, grease and lubricants from
       maintenance): the EHS Manager shall ensure that oil spilled/ contaminated areas shall be cleaned
       up; contaminated soil to be treated as hazardous waste. Investigation minutes of the event shall
       be an attached as records;
      Sewage Sludge: Sewage Sludge from septic tank of toilets shall be regularly collected and
       disposed by a certified company, as per Water and Wastewater Management Plan; and
      Hazardous liquid wastes: the EHS Manager shall ensure that chemicals, oil or solvent, and
       wastes being used onsite are in designated areas with hazardous warning signs and secondary
       containers or anti-spillageequipment.
      Medical waste: medical waste shall be separated from other wastes and managed as hazardous
       waste.

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