Doctoral Networks (DN) 2022

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Doctoral Networks (DN) 2022
Doctoral Networks (DN) 2022
Agenda 20. June 2022:

- How to apply for a MSCA Doctoral Network?
Per Magnus Kommandantvold and Berit Sundby Avset, MSCA NCPs in Norway

- The DN evaluation process, MSCA evaluator Aicha Bounaim, Schlumberger

- Experiences from applying for, getting funded and coordinating the CO2PERATE ITN,
Prof. Kathrin Hopmann, UiT

- Q&A
Doctoral Networks (DN) 2022
Doctoral Networks (DN) 2022
- The overall picture
• Webinar 20.06.2022
• Berit Sundby Avset and Per Magnus Kommandantvold,
  National Contact Points for MSCA
• @MarieCurie_NCP
Doctoral Networks (DN) 2022
The Marie Sklodowska-Curie Actions (MSCA)

• The EU flagship programme for funding research training
  and mobility since 1996
• Part of the Excellence pillar in Horizon Europe
• 145,000 researchers funded so far
• Bottom-up
• Open to all disciplines
• International, intersectoral and interdisciplinary (3 I´s)

                                                               3
Doctoral Networks (DN) 2022
Horizon Europe 2021 - 2027
                                                             Total budget: EUR 95.5 billion

             Excellent Science (EUR                    Global Challenges and European Industrial                Innovative Europe
             25.8 billion)                             Competitiveness (EUR 52.7 billion)                       (EUR 13.5 billion)

                                               Clusters                                                    European Innovation Council
    European Research Council (ERC)
                                               1. Health                                                              (EIC)
                                               2. Culture, Creativity and Inclusive Societies
        Marie Skłodowska-Curie                 3. Civil Security for Society
           Actions (MSCA)                      4. Digital, Industry & Space                                   Innovation ecosystems
                   Budget 6,6 billion
                                               5. Climate, Energy and Mobility
                                               6. Food, Bioeconomy, Natural Resources, Agriculture &
                                                   Environment                                           European Institute of Innovation
        Research Infrastructures
                                                   EU Joint Research Centre (JRC)                             and Technology (EIT)

                                 Widening participation and strengthening the European research area (EUR 2.1 billion)
                                                   Widening participation and spreading excellence.
                                                  Reforming and enhancing the European R&I system.

4     17.06.2022
Doctoral Networks (DN) 2022
• MSCA in Horizon Europe 2021-2027:
    •   1. MSCA Doctoral Networks          - networks training doctoral candidates
    •   2. MSCA Postdoctoral Fellowships   - postdoctoral researchers
    •   3. MSCA Staff Exchanges            - any type of research(-related) staff
    •   4. MSCA COFUND                     - co-funding training programmes
    •   5. MSCA and Citizens               - public outreach events

5
Doctoral Networks (DN) 2022
Call calendar 2022

Action                     Opening                Deadline
Doctoral Networks          12 May 2022            15 November 2022
Postdoctoral Fellowships 12 May 2022              14 September 2022
Staff Exchanges            6 October 2022         8 March 2023
COFUND                     11 October 2022        9 February 2023
MSCA and Citizens          No call foreseen in 2022

                    Budget for DN: 428 million euro
Doctoral Networks (DN) 2022
Objective – Doctoral Networks

The objective of Doctoral Networks is to implement
doctoral programmes
by partnerships of organisations from different sectors
across Europe and beyond to

train highly skilled doctoral candidates,
stimulate their creativity,

enhance their innovation capacities and

boost their employability in the long-term.
Doctoral Networks (DN) 2022
Academic and non-academic sectors

Academic sector
• public or private higher
  education                         Non-academic sector
  establishments
                                    • any socio-economic
• public or private non-              actor not included in the
  profit research                     academic sector
  organisations
• International European
  Research Organisations
Doctoral Networks (DN) 2022
Three modalities:

Doctoral Networks (standard)                Joint Doctorates                    Industrial Doctorates

 Training in academia and/or           Joint or multiple degrees,         Training in academia and industry
            industry

                                    Pre-agreement for joint degrees        Minimum 50% of the time in the
                                              required                          non-academic sector
                                                                           The academic and non-academic
                                                                          host of a doctoral candidate can be
                                                                                  in the same country
Size: up to 360 person-months       Size: up to 540 person-months
                                                                            Size: up to 540 person-months

   2021: 79,9% of funded projects       2021: 12,5 % of funded projects         2021: 7,6% of funded projects
        12,9 % success rate                    18,2 success rate                     14,1% success rate
Doctoral Networks (DN) 2022
Common features
• Max duration: 48 months
• Doctoral candidates: between 3 and 36 months
• All candidates must be enrolled in a PhD programme
• All beneficiaries must recruit at least one doctoral
  candidate
• Secondments: worldwide, up to 1/3 of fellowship
  duration (exceptions for ID and JD)
• Max. 40.0% of the EU contribution may be allocated
  to beneficiaries in the same country
DN – Industrial doctorates

• Minimum 50% stay in the non-academic sector.
• Mandatory joint supervision by both the academic and non-academic host.
• A doctoral candidate can have his/her academic and non-academic host in the same
  country.
• NB! Secondments do not have time limitations (as in Standard DNs), and must be indicated
  in the proposal. The fellow can be recruited to either the academic or the non-academic
  host for the whole duration of the fellowship, and be seconded to the other host. (I.e. no
  limitation to 1/3 of the fellowship). New rule in 2022!
DN – Joint Doctorates
• Joint, double or multiple doctoral degrees recognised in at least two EU Member States or
  Horizon Europe Associated Countries
• Joint supervision is mandatory
• Joint governance structure with joint admission, selection, supervision, monitoring and
  assessment procedures
• It is expected that each doctoral candidate is recruited (employment contract) multiple
  times in order to receive the correct salary (country correction coefficient). NB!
  Secondments in JD do not have time limitations (as in Standard DNs) and must be indicated
  in the proposal. The fellow can be recruited to only one of the hosts for the whole duration
  of the fellowship, and be seconded to the other host. (I.e. no limitation to 1/3 of the
  fellowship). New rule in 2022!
• A pre-agreement to award a joint, double or multiple degree must be provided when the
  proposal is submitted

The Norwegian Association of Higher Education Institutions (UHR): Joint Degrees at the PhD Level Introduction and Guidelines (2015)
https://www.uhr.no/_f/p1/i1bd6acae-1051-49f8-8464-b1bb18326bc7/joint_degrees_at_the_phd_level.pdf
Who applies?
• Consortia of universities, research institutions
  and research infrastructures, businesses
  including SMEs, and other socio-economic
  actors

• At least three independent legal entities
  (beneficiaries), each established in a different
  MS or AC; minimum of 1 beneficiary from a MS
  (on top of this minimum, any entity from any
  third country can join; no minimum for
  associated partners)
Beneficiaries and Associated partners: obligations and roles

                                      Beneficiaries   Associated partners

Academic / non-academic                   yes                yes

Signs the Grant Agreement                 yes                 no

Recruits researchers                      yes                 no

Training and/or hosting of seconded       yes                yes
researchers

Participation in Supervisory Board        yes                yes
Directly claim costs                      yes                 no
Eligible researchers
• Supported researchers must be doctoral candidates (not
  already in possession of a doctoral degree at the date of
  recruitment)
• Researchers must be enrolled in a doctoral programme,
  in at least 1 EU Member State/Associated Country (at
  least 2 for Joint Doctorates)
• Any nationality
• Mobility rule: must not have resided or carried out main
  activity in the country of the recruiting beneficiary for
  more than 12 months in the 36 months immediately
  before their (first) recruitment date
DN (Standard)                             DN-ID                                       DN-JD
                                       Minimum Number of
                                                                                  3                                      3                                          3
                                          beneficiaries
                                       Minimum MS or AC                           3                                      3                                          3
                                   Minimum MS (beneficiaries)                     1                                      1                                          1

      BENEFICIARY (IES)                                                                                                                      Minimum 3 entitled to award doctoral degrees;
                                                                                                                                              at least 2 (beneficiaries/ associated partners/
                                         Academic sector                    No restrictions                       No restrictions
                                                                                                                                               associated partners linked to a beneficiary)
                                                                                                                                              conferring the degree established in MS/AC.

                                      Non-academic sector                   No restrictions                       No restrictions                            No restrictions
                                    Max no. of person months                     360                                   540                                        540
                                     Max 40.0% budget for 1
                                      country/international                  Mandatory                              Mandatory                                  Mandatory
                                          organisation
                                                                Mandatory (beneficiary or associated        Mandatory (beneficiary or        Mandatory for minimum 3 entities (beneficiary
Beneficiary (or associated partner/associated
partner linked to a beneficiary) awarding PhD                   partner/ associated partner linked to a   associated partner/ associated        or associated partner/ associated partner
                                                                             beneficiary)                 partner linked to a beneficiary)    linked to a beneficiary), of which 2 in MS/AC
    Joint/double/multiple award of PhD                                         Optional                              Optional                                  Mandatory
Joint/double/multiple degree – letter of pre-
                                                                                 N/A                                   N/A                                     Mandatory
                agreement
        Joint supervision for researchers                                    Encouraged                   Mandatory (from the 2 sectors)                       Mandatory
     Researchers enrolment in the PhD                                        Mandatory                              Mandatory                                  Mandatory
                          Stay in non-academic sector                        Encouraged                   Min 50% of fellowship duration                       Encouraged
                                Secondments                                     ≤ 1/3                              No limitation                              No limitation
 Associated partner: Letter of Commitment                                                                                Mandatory
               Ranking lists                                                                                        8 (Scientific) panels
                  Budget                                                                                                ~€428 Million
Secondments – if added value!
The purpose of secondments in MSCA is to expose the researchers to other environments,
preferably in another sector.
• A planned, longer stay at another beneficiary or at an associated partner
• The student receives training and supervision at the secondment host
• Must be relevant, feasible, beneficial for the researcher and in line with the project objectives

• Up to 1/3 of recruitment period (NB IDs and JDs)
• Can be pursued in any country, also outside of Europe.
Funding – unit costs
• Linked to the person-
  months of the
  recruited researchers
• Family allowance can
  now be granted during
  the project if the status
  of a researcher
  changes
• Long-term leave and
  special needs
  allowance if not
  covered by social
  security or similar
• Living allowance is
  subject to a Country
  Correction Coefficient
Contributions for recruited researchers
• Living allowance to cover personnel costs     NB!
                                                Each beneficiary must be able
  for the employment of researchers with full   to document that these
  social security coverage.                     contributions were spent on
                                                the researcher(s)

• Mobility allowance: additional, private       NB! Exchange rates
  mobility-related costs

• Family allowance to contribute to mobility-
  related costs of researchers with family
  obligations
Contributions for institutional costs
• Research, training and networking contribution: costs
  for training and networking activities, research            NB!
  expenses, visa-related fees and travel expenses,            Coordination costs and
                                                              joint training costs.
  additional costs arising from each secondment of six
                                                              Agree at the proposal
  months or less, which require mobility from the place of    stage!!
  residence (e.g. travel and accommodation costs)

• Management and indirect contribution should cover
  the beneficiary’s additional costs in connection with the
  action
Long term leave allowance                                 Special Needs Allowance
• personnel costs incurred by the                            • The disability - long-term physical, mental,
  beneficiaries, not reimbursed by the                         intellectual or sensory impairments must be
  social security/other sources, in case of                    certified by a competent national authority
  researchers’ leave, including maternity,                   • Contributes to the additional costs for the
  paternity, parental, sick or special leave.                  acquisition of special needs items and
• For absences longer than 30 consecutive                      services for researchers with disabilities
  days                                                       • Must not have been funded from another
                                                               source (e.g. social security or health
                                                               insurance)
                                                             • Requested when the need arises
                                                             • Ten different unit cost rates

https://ec.europa.eu/info/funding-tenders/opportunities/docs/2021-2027/horizon/guidance/unit-cost-decision_he-msca_en.pdf
How to apply                                   Information
                                               Science and              Chemistry
                                               Engineering
 Part A – on-line form
 • Select one of the eight evaluation panels
                                                            Social
 • Select the specific keywords carefully                  sciences
                                                                                Environment
                                                                                    and
                                                             and
 • Compose the abstract with care                         humanities
                                                                                Geosciences

 Part B1
 • Proposal description, max 4 + 30 pages                               Economic
                                               Life Sciences
 • Follows award criteria                                                sciences

 Part B2
 • Description of participants
                                                               Mathe-
 • Letters of commitment                                       matics
                                                                                    Physics
Overview of the evaluation process

      Receipt of                Individual      Consensus                    Panel
                                                                                                    Finalisation
      proposals                 evaluation        group                     review

Admissibility/eligibili   Experts assess     All individual experts   The panel of experts      The Commssion-
ty check                  proposals          disscuss together to     reach an agreement on     /Agency reviews the
                                                                      the scores and            results of the
                          individually       agree on a common
                                                                      comments for all
Allocation of                                position, including                                experts’ evaluation
                                                                      proposal within a call,
proposals to              Minimum three      comments and             checking consistency
                                                                                                and put together the
evaluators                experts per        scores, for each         across the evaluations    final ranking list
                          proposals (often   proposal
                          more)                                       If necessary, resolve
                                                                      cases where evaluators
                                                                      were unable to agree

                                                                      Rank the proposals with
                                                                      the same score
Excellence                                              Impact                                                                   Quality and efficiency of the
                                                                                                                                 implementation
Quality and pertinence of the project’s                 Contribution to structuring doctoral training at the                     Quality and effectiveness of the work
research and innovation objectives (and                 European level and to strengthening European                             plan, assessment of risks and
the extent to which they are ambitious, and go          innovation capacity, including the potential for:                        appropriateness of the effort assigned to
beyond the state of the art)                            a) meaningful contribution of the non-academic sector to the doctoral    work packages
                                                        training, as appropriate to the implementation mode and research field
                                                        b) developing sustainable elements of doctoral programmes

Soundness of the proposed                               Credibility of the measures to enhance the career                        Quality, capacity and role of each
methodology (including interdisciplinary                perspectives and employability of researchers and                        participant, including hosting
approaches, consideration of the gender dimension       contribution to their skills development                                 arrangements and extent to which the
and other diversity aspects if relevant for the
research project, and the quality of open science                                                                                consortium as a whole brings together
practices)                                                                                                                       the necessary expertise

Quality and credibility of the training                 Suitability and quality of the measures to maximise
programme (including transferable skills,               expected outcomes and impacts, as set out in the
inter/multidisciplinary, inter-sectoral and gender as   dissemination and exploitation plan, including
well as other diversity aspects)
                                                        communication activities
Quality of the supervision (including                   The magnitude and importance of the
mandatory joint supervision for industrial and joint    project’s contribution to the expected scientific, societal
doctorate projects)
                                                        and economic impacts

50%                                                     30%                                                                      20%
Document describing
  Proposal template Part B      •   Overall instructions
                                •   Definitions
                                •   Template with instructions
                                •   Template without instructions

Template without instructions

                                     Template with instructions
Where to find information:                                                             MSCA Work
                                                                                       Programme

                                                                    Project
                                                                                                           MSCA Work
                                                                  description
                                                                                                           Programme,
                                                                template with
                                                                                                          definitions DN
                                                                 instructions

New principle in Horizon Europe:

➢ Information and definitions should only appear
  once, to avoid any ambiguities
➢ More documents                                                           FAQ (web)
                                                                                                   Guide for
➢ Best start at                                                                                    applicants
  https://rea.ec.europa.eu/funding-and-grants/horizon-europe-
  marie-sklodowska-curie-actions/horizon-europe-msca-how-
  apply_en#ecl-inpage-293
Where to find information: (cont.)
• Funding and Tenders portal
   • Create and submit your proposal MSCA Doctoral Networks 2022
   • Reference documents (Work programme, Application forms, evaluation forms, grant
     agreements,….)

• https://rea.ec.europa.eu/funding-and-grants/horizon-europe-marie-sklodowska-curie-
  actions/horizon-europe-msca-how-apply_en#ecl-inpage-293
• https://ec.europa.eu/research/mariecurieactions/actions/doctoral-networks
Getting the concept right

                              DN is not a
                            Research Project

                            It is a Research
                                 Training
                              Programme

                                      20.06.2022   28
Doctoral Networks should develop substantial training modules,
   including digital ones, addressing key transferable skills and
 competences common to all fields and fostering the culture of
  Open Science, innovation and entrepreneurship. In particular,
     Doctoral Networks should adequately prepare doctoral
       candidates for increased research collaboration and
informationsharing made possible by new (digital) technologies
 (e.g. collaborative tools, opening access to publications and to
 research data, FAIR data management, public engagement and
                       citizen science, etc.).
MSCA Green Charter and Guidelines for Supervision
   • Two new publications to be aware of in the proposal development:
   • Green charter: A set of general principles and objectives that promote
     the sustainable implementation of research activities in line with the
     European Green Deal, the United Nation’s 2030 Agenda and the
     Sustainable Development Goals. The MSCA Green Charter constitutes a
     code of good practice for all recipients of MSCA funding – both
     individuals and institutions – and promotes the mainstreaming of
     environmental considerations in all aspects of project implementation.
      https://op.europa.eu/en/publication-detail/-/publication/2bfbb0d9-9b3c-11eb-b85c-01aa75ed71a1/language-en

   • Guidelines for Supervision: A set of recommendations to be adopted on
     a best-effort basis by participants in the programme – both individuals
     and institutions – in order to help institutions and supervisors in
     guiding/mentoring MSCA researchers
      https://op.europa.eu/en/publication-detail/-/publication/bb02d56e-9b3c-11eb-b85c-01aa75ed71a1/language-en
Resubmission restrictions from the 2022 call

                               “Proposals submitted to the previous call of MSCA
                               Doctoral Networks under Horizon Europe and
                               having received a score of less than 80% must not
                               be resubmitted the following year.1»

                               -   Purpose: Increase the successrate by decreasing
                                   number of proposals ( 7 – 10 % successrate in
                                   H2020)
                               -   Does not apply to proposals submitted in
                                   Horizon 2020
                               -   It is not clearly defined what constitutes a
                                   resubmission

                                   1) Work Programme 2021-2022, MSCA page 78.
• Opening of call:
                 12. May 2022

               • Deadline for submission of proposals: (tbc)
                 15. November 2022 at 17:00:00, Brussels local time

What happens   • Evaluation of proposals:
                 November 2022 – March 2023
  when?
               • Launch grant preparation: April 2023

               • Starting dates: 1. September 2023 – March 2024
Proposal submission: Gender Equality Plan (GEP)

https://ec.europa.eu/info/research-and-innovation/strategy/strategy-2020-2024/democracy-and-citizens-rights/gender-equality-research-and-innovation_en

    33                              https://kifinfo.no/nb/content/handlingsplaner-likestilling
2021:
                                                                                                       1076 DN proposals, 144 funded (18
                                                                                                       IDs and 10 JDs)
ITN and DN                                                                                             NO: 157 participations, 20 funded (of
Success rates and Norwegian applications                                                               which NTNU has 7), 1 coordinator
                                                                                                       Overall success rate 13,4%
                                                                                                       NO success rate 12,7%

16%                                                                         350

14%                                                                         300
12%
                                                                            250
10%
                                                                            200
8%
                                                                            150
6%
                                                                            100
4%
                                                                             50
2%
                                                                              0
0%                                                                                2014   2015   2016   2017      2018      2019    2020      2021
      2014    2015     2016     2017    2018    2019     2020        2021                         Norwegian participations
        suksessrate, alle søknader     norsk suksessrate, søknader                                Applictions with Norwegian participation
Essential advice to take into consideration

    • The proposal is not a research proposal, but a proposal for a training programme in research
    • The weighting of criteria is 50% - 30% - 20%. You need to perform at close to 100% on each
    • The employability of the early-stage researchers (fellows) is key, in and outside of academia
    • The Guide for Applicants, the Work programme and the Proposal templates are Must Reads
    • Follow the template
    • Start early. It takes time to develop an DN consortium and training programme
    • Be innovative, think outside of the box
    • Be detailed, address it all
    • Your reviewers may not be specialists in your field, give them reasons to rank you highly

      35 17.06.2022   Kolumnetittel
Essential advice to take into consideration

• Figures/illustrations/pictures are sometimes better than words and makes reading less
  boring…
• Write part B, leave it for 1-2 weeks, read it carefully again. Have you explained everything in
  a clear language that the evaluators will understand in the way they are meant to
  understand it?
• Ask someone to do a mock-up evaluation, use the evaluation forms
  https://ec.europa.eu/info/funding-tenders/opportunities/docs/2021-2027/horizon/temp-
  form/ef/ef_he-msca_en.pdf
• In the 2018 call, almost 12% of the 976 evaluators were from the private sector. Will they be
  pleased?
• Budget: Discuss the RTN-allowance distribution with partners and beneficiaries at an early
  stage

 36 17.06.2022   Kolumnetittel
Common pitfalls I
Collected from Evaluation Summary Reports in H2020

                          •   Unclear research objectives
                          •   State of the art/progress beyond poorly explained
                          •   Lack of inter-/multidisciplinarity
                          •   Gender aspects ignored
                          •   High complexity of proposal
                          •   Non-academic sector neglected
                          •   Proposal not easy to read
                          •   40% rule is not respected (eligibility)
                          •   No clear communication or dissemination plan
                          •   Individual Researcher-projects poorly explained
Common pitfalls II

 ▪ Training programme is unfocused and
    not clearly presented
     ▪   Local host training opportunities not used
     ▪   Not using network wide training opportunities
     ▪   Balance between the two
     ▪   Non-academic contribution to the training is poor
 ▪   Transferable skills neglected
 ▪   Risk management neglected
 ▪   Impact section neglected
 ▪   No mention of Personal Career Development Plans
MSCA-NET
• MSCA-NET: Network of the MSCA National
  Contact Points started in April 2022
• Service to NCPs, but also to the community:
   • Matchmaking platform (on own
      webpage) https://msca.b2match.io/home
   • Q&A blog
   • EoI´s
   • Social media platforms
   • And eventually it will produce
      handbooks, webinars and statistics
• https://msca-net.eu/
NCP-team ERC and MSCA in Norway

Berit Sundby Avset
bsa@rcn.no, ph. 930 59 324

Per Magnus Kommandantvold
pmk@rcn.no, ph. 922 47 635

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                                     Newsletter in Norwegian:
                                     https://www.forskningsradet.no/eus-
                                     rammeprogram/horisont-
                                     europa/nyhetsbrev/
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