Doctoral Networks 2021 - Marie Sklodowska-Curie Actions Horizon Europe

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Doctoral Networks 2021 - Marie Sklodowska-Curie Actions Horizon Europe
MSCA:
                                                     Developing talents,
                                                     advancing research!

Horizon Europe
Marie Sklodowska-Curie Actions
Doctoral Networks 2021
Webinar 25. June 2021
Berit Sundby Avset and Per Magnus Kommandantvold,
National Contact Points for MSCA and ERC in Norway

@MarieCurie_NCP

#DN2021
Doctoral Networks 2021 - Marie Sklodowska-Curie Actions Horizon Europe
Horizon Europe 2021 - 2027
                                                             Total budget: EUR 95.5 billion

             Excellent Science (EUR                    Global Challenges and European Industrial                Innovative Europe
             25.8 billion)                             Competitiveness (EUR 52.7 billion)                       (EUR 13.5 billion)

                                               Clusters                                                    European Innovation Council
    European Research Council (ERC)
                                               1. Health                                                              (EIC)
                                               2. Culture, Creativity and Inclusive Societies
        Marie Skłodowska-Curie                 3. Civil Security for Society
           Actions (MSCA)                      4. Digital, Industry & Space                                   Innovation ecosystems
                   Budget 6,6 billion
                                               5. Climate, Energy and Mobility
                                               6. Food, Bioeconomy, Natural Resources, Agriculture &
                                                   Environment                                           European Institute of Innovation
        Research Infrastructures
                                                   EU Joint Research Centre (JRC)                             and Technology (EIT)

                                 Widening participation and strengthening the European research area (EUR 2.1 billion)
                                                   Widening participation and spreading excellence.
                                                  Reforming and enhancing the European R&I system.

2     25.06.2021
Doctoral Networks 2021 - Marie Sklodowska-Curie Actions Horizon Europe
The Marie Sklodowska-Curie Actions (MSCA)

• The EU flagship programme for funding research training
  and mobility since 1994
• Part of the Excellence pillar in Horizon Europe
• 145,000 researchers funded so far
• Bottom-up
• Open to all disciplines
• International, intersectoral and interdisciplinary (3 I´s)

                                                               3
Doctoral Networks 2021 - Marie Sklodowska-Curie Actions Horizon Europe
• MSCA in Horizon Europe 2021-2027:
    •   1. MSCA Doctoral Networks          - networks training doctoral candidates
    •   2. MSCA Postdoctoral Fellowships   - postdoctoral researchers
    •   3. MSCA Staff Exchanges            - any type of research(-related) staff
    •   4. MSCA COFUND                     - co-funding training programmes
    •   5. MSCA and Citizens               - public outreach events

4
Doctoral Networks 2021 - Marie Sklodowska-Curie Actions Horizon Europe
MSCA call deadlines & budget

   Funding
                 Call opens   Call closes (deadline!)                          Budget
   scheme

Postdoctoral
                 22/06/2021        12/10/2021                                242 mEUR
Fellowships
Doctoral
                 22/06/2021        16/11/2021                                403 mEUR
Networks
COFUND           12/10/2021        10/02/2022                                 89 mEUR
Staff Exchange   07/10/2021        09/03/2022                                 72 mEUR

                                            Budget and dates acc. to the work programme of 15. June 2021
Doctoral Networks 2021 - Marie Sklodowska-Curie Actions Horizon Europe
Objective – Doctoral Networks

The objective of Doctoral Networks is to implement
doctoral programmes
by partnerships of organisations from different sectors
across Europe and beyond to

train highly skilled doctoral candidates,
stimulate their creativity,

enhance their innovation capacities and

boost their employability in the long-term.
Doctoral Networks 2021 - Marie Sklodowska-Curie Actions Horizon Europe
Horizon 2020

      MSCA          The same overall aim;
    Innovative      Changes in details and
Training Networks   implementation           NEW

                                              MSCA
                                             Doctoral
                                             Networks
Doctoral Networks 2021 - Marie Sklodowska-Curie Actions Horizon Europe
What is a Doctoral Network?

• A consortium of organisations from different countries and sectors
• Propose a joint research training programme
• Recruit Doctoral Candidates across the consortium – each candidate has an Individual Research
  Project
    • The candidates must comply with the MSCA mobility rule – max 12 months in the country
      of their host in the 3 years prior to recruitment.
    • The candidates may come from any country in the world
• Advanced research skills and transferable skills training – local and network-wide
• Networking events
• Secondments of the doctoral candidates
Doctoral Networks 2021 - Marie Sklodowska-Curie Actions Horizon Europe
Academic and non-academic sectors

Academic sector
• public or private higher
  education                         Non-academic sector
  establishments
                                    • any socio-economic
• public or private non-              actor not included in the
  profit research                     academic sector
  organisations
• International European
  Research Organisations
Doctoral Networks 2021 - Marie Sklodowska-Curie Actions Horizon Europe
Three modalities:

       Doctoral Networks (standard)           Joint Doctorates                 Industrial Doctorates

        Training in academia and/or       Joint or multiple degrees,     Training in academia and industry
                   industry

                                       Pre-agreement for joint degrees    Minimum 50% of the time in the
                                                 required                      non-academic sector
                                                              New
                                                                          The academic and non-academic        New
                                                                         host of a doctoral candidate can be
                                                                                 in the same country
New    Size: up to 360 person-months   Size: up to 540 person-months
                                                                           Size: up to 540 person-months
Common features
• Max duration: 48 months
• Doctoral candidates: between 3 and 36 months
• All candidates must be enrolled in a PhD programme           New

• All beneficiaries must recruit at least one doctoral   New
  candidate
• Secondments: worldwide, up to 1/3 of fellowship
  duration
• Max. 40.0% of the EU contribution may be allocated
  to beneficiaries in the same country
DN – Industrial doctorates
• Minimum 50% stay in the non-academic sector
  • Each doctoral candidate must be recruited (employment contract) by both the      New

     academic and the non-academic host.
• Mandatory joint supervision by both the academic and non-academic host
• A doctoral candidate can have his/her academic and non-academic host in the same
                                                                                     New
  country.
DN – Joint Doctorates
• Joint, double or multiple doctoral degrees recognised in at least two EU Member States or Horizon
  Europe Associated Countries
• Joint supervision is mandatory
• Joint governance structure with joint admission, selection, supervision, monitoring and assessment
  procedures
• It is expected that each doctoral candidate is recruited (employment contract) multiple times in
  order to receive the correct salary (country correction coefficient)
• A pre-agreement to award a joint, double or multiple degree must be provided when the proposal
  is submitted                                                                                       New

The Norwegian Association of Higher Education Institutions (UHR): Joint Degrees at the PhD Level Introduction and
Guidelines (2015) https://www.uhr.no/_f/p1/i1bd6acae-1051-49f8-8464-b1bb18326bc7/joint_degrees_at_the_phd_level.pdf
Who applies?
• Consortia of universities, research institutions
  and research infrastructures, businesses
  including SMEs, and other socio-economic
  actors

• At least three independent legal entities
  (beneficiaries), each established in a different
  MS or AC; minimum of 1 beneficiary from a MS       New

  (on top of this minimum, any entity from any
  third country can join; no minimum for
  associated partners)
Eligible participants:

Beneficiaries and Associated partners
                                 Beneficiaries   Associated partners

    Academic / non-academic          yes                yes

    Signs the Grant Agreement        yes                 no

    Recruits researchers             yes                 no

    Training and/or hosting of       yes                yes
    seconded researchers

    Participation in                 yes                yes
    Supervisory Board

    Directly claim costs             yes                 no
Eligible researchers
                                                              New
• Supported researchers must be doctoral candidates (not
  already in possession of a doctoral degree at the date of
  recruitment)
• Researchers must be enrolled in a doctoral programme,       New
  in at least 1 EU Member State/Associated Country (at
  least 2 for Joint Doctorates)
• Any nationality
• Mobility rule: must not have resided or carried out main
  activity in the country of the recruiting beneficiary for
  more than 12 months in the 36 months immediately
  before their (first) recruitment date
DN (Standard)                          DN-ID                                     DN-JD
                              Minimum Number of
                                                                       3                                  3                                         3
                                 beneficiaries
                              Minimum MS or AC                         3                                  3                                         3
                           Minimum MS (beneficiaries)                  1                                  1                                         1
       BENEFICIARY (IES)

                                                                                                                                Minimum 3 entitled to award doctoral
                                                                                                                              degrees; at least 2 (beneficiaries/ associated
                                Academic sector                 No restrictions                      Minimum 1                 partners/ associated partners linked to a
                                                                                                                                  beneficiary) conferring the degree
                                                                                                                                        established in MS/AC.

                             Non-academic sector                No restrictions                      Minimum 1                               No restrictions
                           Max no. of person months                  360                                540                                       540
                            Max 40.0% budget for 1
                             country/international                Mandatory                          Mandatory                                 Mandatory
                                 organisation
                                                          Mandatory (beneficiary or          Mandatory (beneficiary or
Beneficiary (or associated partner/associated                                                                                  Mandatory for minimum 3 beneficiaries in
                                                        associated partner/ associated     associated partner/ associated
partner linked to a beneficiary) awarding PhD                                                                                                  MS/AC
                                                        partner linked to a beneficiary)   partner linked to a beneficiary)
             Joint award of PhD                                     Optional                           Optional                               Mandatory
   Joint degree – letter of pre-agreement                             N/A                                 N/A                                 Mandatory
      Joint supervision for researchers                           Encouraged               Mandatory (from the 2 sectors)                     Mandatory
     Researchers enrolment in the PhD                              Mandatory                         Mandatory                                Mandatory
        Stay in non-academic sector                               Encouraged               Min 50% of fellowship duration                     Encouraged
                Secondments                                          ≤ 1/3                               ≤ 1/3                                   ≤ 1/3
 Associated partner: Letter of Commitment                                                                 Mandatory
                Ranking lists                                                                         8 (Scientific) panels
                   Budget                                                                                ~€403 Million
Secondments – if added value!
The purpose of secondments in MSCA is to expose the researchers to other environments,
preferably in another sector.
• A planned, longer stay at another beneficiary or at an associated partner
• The E receives training and supervision at the secondment host
• Must be relevant, feasible, beneficial for the researcher and in line with the project objectives

• Up to 1/3 of recruitment period
• Can be pursued in any country, also outside of Europe.
Funding – unit costs
    • Linked to the person-
      months of the
      recruited researchers
    • Family allowance can
New
      be granted during the
      project if the status of
      a researcher changes
    • Long-term leave and
      special needs
New   allowance if not
      covered by social
      security or similar
    • Living allowance is
      subject to a Country
      Correction Coefficient
Contributions for recruited researchers
• Living allowance to cover personnel costs     NB!
                                                Each beneficiary must
  for the employment of researchers with full   be able to document
  social security coverage.                     that these
                                                contributions were
                                                spent on the
• Mobility allowance: additional, private       researcher(s)
  mobility-related costs
                                                Exchange rates!

• Family allowance to contribute to mobility-
  related costs of researchers with family
  obligations
Contributions for institutional costs
• Research, training and networking contribution: costs
  for training and networking activities, research            NB!
  expenses, visa-related fees and travel expenses,            Coordination costs and
                                                              joint training costs.
  additional costs arising from each secondment of six
                                                              Agree at the proposal
  months or less, which require mobility from the place of    stage!!
  residence (e.g. travel and accommodation costs)

• Management and indirect contribution should cover
  the beneficiary’s additional costs in connection with the
  action
New

    Long term leave allowance                                    Special Needs Allowance
• personnel costs incurred by the                               • The disability - long-term physical, mental,
  beneficiaries, not reimbursed by the                            intellectual or sensory impairments must be
  social security/other sources, in case of                       certified by a competent national authority
  researchers’ leave, including maternity,                      • Contributes to the additional costs for the
  paternity, parental, sick or special leave.                     acquisition of special needs items and
• For absences longer than 30 consecutive                         services for researchers with disabilities
  days                                                          • Must not have been funded from another
                                                                  source (e.g. social security or health
                                                                  insurance)
                                                                • Requested when the need arises
                                                                • Ten different Unit cost rates

https://ec.europa.eu/info/funding-tenders/opportunities/docs/2021-2027/horizon/guidance/unit-cost-decision_he-msca_en.pdf
How to apply                                   Information
                                               Science and              Chemistry
                                               Engineering
 Part A – on-line form
 • Select one of the eight evaluation panels
                                                            Social
 • Select the specific keywords carefully                  sciences
                                                                                Environment
                                                                                    and
                                                             and
 • Compose the abstract with care                         humanities
                                                                                Geosciences

 Part B1
 • Proposal description, max 4 + 30 pages                               Economic
                                               Life Sciences
 • Follows award criteria                                                sciences

 Part B2
 • Description of participants
                                                               Mathe-
 • Letters of commitment                                       matics
                                                                                    Physics
Overview of the evaluation process

       Receipt of                  Individual            Consensus                   Panel
                                                                                                             Finalisation
       proposals                   evaluation              group                    review

Admissibility/eligibility   Experts assess           All individual experts   The panel of experts      The Commssion-
check                       proposals individually   disscuss together to     reach an agreement on     /Agency reviews the
                                                     agree on a common        the scores and            results of the experts’
Allocation of proposals     Minimum three experts    position, including      comments for all          evaluation and put
to evaluators               per proposals (often     comments and scores,     proposal within a call,   together the final
                            more)                    for each proposal        checking consistency      ranking list
                                                                              across the evaluations

                                                                              If necessary, resolve
                                                                              cases where evaluators
                                                                              were unable to agree

                                                                              Rank the proposals with
                                                                              the same score
Excellence                                              Impact                                                                   Quality and efficiency of the
                                                                                                                                 implementation
Quality and pertinence of the                           Contribution to structuring doctoral training at the                     Quality and effectiveness of the work
project’s research and innovation                       European level and to strengthening European                             plan, assessment of risks and
objectives (and the extent to which they are            innovation capacity, including the potential for:                        appropriateness of the effort assigned
ambitious, and go beyond the state of the art)          a) meaningful contribution of the non-academic sector to the doctoral    to work packages
                                                        training, as appropriate to the implementation mode and research field
                                                        b) developing sustainable elements of doctoral programmes

Soundness of the proposed                               Credibility of the measures to enhance the career                        Quality, capacity and role of each
methodology (including interdisciplinary                perspectives and employability of researchers and                        participant, including hosting
approaches, consideration of the gender dimension       contribution to their skills development                                 arrangements and extent to which the
and other diversity aspects if relevant for the
research project, and the quality of open science                                                                                consortium as a whole brings together
practices)                                                                                                                       the necessary expertise

Quality and credibility of the training                 Suitability and quality of the measures to maximise
programme (including transferable skills,               expected outcomes and impacts, as set out in the
inter/multidisciplinary, inter-sectoral and gender as   dissemination and exploitation plan, including
well as other diversity aspects)
                                                        communication activities
Quality of the supervision (including                   The magnitude and importance of the
mandatory joint supervision for industrial and joint    project’s contribution to the expected
doctorate projects)
                                                        scientific, societal and economic impacts

50%                                                     30%                                                                      20%
•   Overall instructions
  Document describing           •   Definitions
  Proposal template Part B      •   Template with instructions
                                •   Template without instructions

Template without instructions

                                       Template with instructions
MSCA Work
Where to find information:                                    Programme, call
                                                               text (p 12-15)

                                           Project                                      MSCA Work
                                         description                                    Programme,
                                       template with                                  definitions DN (p
                                        instructions                                       74 -82)

New principle in Horizon Europe:

➢ Information and definitions should
  only appear once, to avoid any
  ambiguities                                     FAQ (web)
                                                                                Guide for
➢ More documents                                                                applicants
Where to find information: (cont.)
• Funding and Tenders portal
   • Create and submit your proposal MSCA Doctoral Networks 2021
   • Reference documents (Work programme, Application forms, evaluation forms, grant
     agreements,….)

• https://rea.ec.europa.eu/funding-and-grants/horizon-europe-marie-sklodowska-curie-
  actions/msca-doctoral-networks-2021_en
• https://ec.europa.eu/research/mariecurieactions/actions/doctoral-networks
Getting the concept right

                              DN is not a
                            Research Project

                            It is a Research
                                 Training
                              Programme

                                      25.06.2021   29
Central quality elements of an DN proposal

                     ▪ Develop a comprehensive programme vision

                     ▪ Provide an integrated training and research strategy

                     ▪ Develop a realistic management, financial and
                       institutional strategy

                     ▪ Recruit excellent students and deliver value to them

                                                           25.06.2021         30
The project as seen from                 Personal Career Development         Training through research
the doctoral candidate                   Plan                                in an individual,
                                                                             personalised project

      Recruited by beneficiary
      • open process, preferably                                             Supervisor(s) at host
         coordinated at consortium                                           organisation(s), (co-
         level                                                               supervisor at
      • 3-36 months                                                          secondment host if
      • PhD-enrolment mandatory                                              relevant)

                                                                             Seconded to associated
     Networking through                                                      partner or other
     secondments, short visits and                                           beneficiary, max 1/3 of
     consortium-wide joint                                                   the total recruitment
     workshops/summer schools                                                period

          Representation of 1-2      Training in “transferable skills”, at        Exposure to (non-)
          Researchers in the         host, at partner organisations,              academic sector
          Supervisory board          and/or through (annual)
                                                                                 Must make sense for
                                     consortium-wide workshops
                                                                                 the training of the
                                                                                 Researcher
MSCA Green Charter and Guidelines for Supervision
   • Two new publications to be aware of in the proposal development:
   • Green charter: A set of general principles and objectives that promote
     the sustainable implementation of research activities in line with the
     European Green Deal, the United Nation’s 2030 Agenda and the
     Sustainable Development Goals. The MSCA Green Charter constitutes a
     code of good practice for all recipients of MSCA funding – both
     individuals and institutions – and promotes the mainstreaming of
     environmental considerations in all aspects of project implementation.
      https://op.europa.eu/en/publication-detail/-/publication/2bfbb0d9-9b3c-11eb-b85c-01aa75ed71a1/language-en

   • Guidelines for Supervision: A set of recommendations to be adopted on
     a best-effort basis by participants in the programme – both individuals
     and institutions – in order to help institutions and supervisors in
     guiding/mentoring MSCA researchers
      https://op.europa.eu/en/publication-detail/-/publication/bb02d56e-9b3c-11eb-b85c-01aa75ed71a1/language-en
Resubmission restrictions from the 2022 call
                               “Proposals submitted to the previous call of MSCA
                               Doctoral Networks under Horizon Europe and
                               having received a score of less than 80% must not
                               be resubmitted the following year.1»

                               -   Purpose: Increase the successrate by decrease
                                   number of applications ( 7 – 10 % successrate in
                                   H2020)
                               -   Does not apply to proposals submitted in
                                   Horizon 2020
                               -   It is not clearly defined what constitutes a
                                   resubmission

                                   1) Work Programme 2021-2022, MSCA page 77.
• Opening of call:
                 22. June 2021 - delayed

               • Deadline for submission of proposals: (tbc)
                 16. November 2021 at 17:00:00, Brussels local time

What happens   • Evaluation of proposals:
                 November 2021 – March 2022
  when?
               • Information on the outcome of the evaluation:
                 April 2022

               • Indicative date for the signing of Grant Agreem.:
                 July 2022
Proposal submission: Gender Equality Plan (GEP)

https://ec.europa.eu/info/research-and-innovation/strategy/strategy-2020-2024/democracy-and-citizens-rights/gender-equality-research-and-innovation_en

    35                              https://kifinfo.no/nb/content/handlingsplaner-likestilling
Horizon 2020 – ITN
Success rates and Norwegian applications
12%                                                               350

10%                                                               300

                                                                  250
8%
                                                                  200
6%
                                                                  150
4%
                                                                  100

2%                                                                 50

0%                                                                 0
       2014     2015     2016      2017   2018    2019     2020         2014   2015     2016   2017   2018     2019    2020

      suksessrate, alle søknader    norsk suksessrate, søknader          Norske deltakelser    Søknadermed norsk deltakelse
Essential advice to take into consideration

    • The proposal is not a research proposal, but a proposal for a training programme in research
    • The weighting of criteria is 50% - 30% - 20%. You need to perform at close to 100% on each
    • The employability of the early-stage researchers (fellows) is key, in and outside of academia
    • The Guide for Applicants, the Work programme and the Proposal templates are Must Reads
    • Follow the template
    • Start early. It takes time to develop an DN consortium and training programme
    • Be innovative, think outside of the box
    • Be detailed, address it all
    • Your reviewers may not be specialists in your field, give them reasons to rank you highly

      37 25.06.2021   Kolumnetittel
Essential advice to take into consideration

• Figures/illustrations/pictures are sometimes better than words and makes reading less
  boring…
• Write part B, leave it for 1-2 weeks, read it carefully again. Have you explained everything in
  a clear language that the evaluators will understand in the way they are meant to
  understand it?
• Ask someone to do a mock-up evaluation, use the evaluation forms
  https://ec.europa.eu/info/funding-tenders/opportunities/docs/2021-2027/horizon/temp-
  form/ef/ef_he-msca_en.pdf
• In the 2018 call, almost 12% of the 976 evaluators were from the private sector. Will they be
  pleased?
• Budget: Discuss the RTN-allowance distribution with partners and beneficiaries at an early
  stage

 38 25.06.2021   Kolumnetittel
Common pitfalls I
Collected from Evaluation Summary Reports in H2020

                          •   Unclear research objectives
                          •   State of the art/progress beyond poorly explained
                          •   Lack of inter-/multidisciplinarity
                          •   Gender aspects ignored
                          •   High complexity of proposal
                          •   Non-academic sector neglected
                          •   Proposal not easy to read
                          •   40% rule is not respected (eligibility)
                          •   No clear communication or dissemination plan
                          •   Individual Researcher-projects poorly explained
Common pitfalls II

 ▪ Training programme is unfocused and
    not clearly presented
     ▪   Local host training opportunities not used
     ▪   Not using network wide training opportunities
     ▪   Balance between the two
     ▪   Non-academic contribution to the training is poor
 ▪   Transferable skills neglected
 ▪   Risk management neglected
 ▪   Impact section neglected
 ▪   No mention of Personal Career Development Plans
NCP-team ERC and MSCA

Berit Sundby Avset
bsa@rcn.no, ph. 930 59 324

Per Magnus Kommandantvold
pmk@rcn.no, ph. 922 47 635

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