Corporate Plan 2021-22 - Australian Electoral Commission
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Welcome to our corporate plan Welcome to the Australian Electoral Commission (AEC) Corporate Plan 2021–22: the outline of the four key activities that enable us to fulfil our purpose against a backdrop of an increasingly complex operating environment. The planning process provides an opportunity the realities of law, process or context, can ooze into the mainstream and can influence broader societal The next federal election will be to reflect on our agency’s commitment to delivering views. Anticipating those issues enables the AEC to deal with matters before they influence the reputation the largest and most complex elections to the highest of Australia’s electoral system. in Australia’s history. The sheer standard, and to ensure a safe and trusted result for all The next federal election will be the largest and most size and scale of the event, with Australians. complex in Australia’s history. The sheer size and scale of the event, with the highest level of enrolment since the highest level of enrolment The AEC’s values of Federation, brings with it the need to provide services electoral integrity through agility, professionalism to meet the demand, and to recruit and train more staff since Federation, brings with and quality underpin everything we do and assist us to deliver federal elections that are: accessible to to help deliver the franchise. The current COVID-19 pandemic continues to add a layer of complexity and it the need to provide services all eligible voters; professionally run; impartial; and transparent. We also continue to evolve and innovate we must remain alert, focused and ready to work with our stakeholders to adjust. We also expect the next to meet the demand, and to in order to meet the demands of the changing external event will be the most scrutinised election to date, in recruit and train more staff to environment. light of increased citizen engagement through social media observed both here and internationally. help deliver the franchise. Maintaining a positive reputation for the Australian electoral system amongst citizens is critical in ensuring The AEC has measures in place to manage security trust in election results, and electoral integrity is (both cyber and physical), provide accurate information central to this. Additionally, proactive strategies to and ensure operational integrity so citizens have build understanding about electoral processes, and faith in, and can trust, the election result. The to manage stakeholder and community expectations AEC’s is steadfastly committed to maintaining high about electoral services, is becoming even more critical. standards, and to applying the requirements of the Commonwealth Electoral Act 1918 (Electoral Act) The challenge of electoral reputation management has without fear or favour. intensified in the era of social media and disinformation: particularly when some citizens and other Planning the future direction of the AEC and evolving commentators can be astonishingly swift to reach, the services we provide to meet future requirements and then broadcast, unshakably strong views about requires us to think beyond the immediate. electoral events. These views, frequently untethered to 1 Australian Electoral Commission Corporate Plan 2021–22
To that end, we have been considering what elections A further key element of the modernisation strategy might look like in the year 2030 and, more importantly, is the AEC Command Centre, which will provide what electors will expect from the voting experience a central, overarching view of all aspects of our in the longer-term future. The thinking behind this planning exercise is enabling us to respond to our changing environment, and develop processes to operations. The command centre will be up and running at the next federal election and will help enhance situational awareness of key operations, and Compliance identify appropriate risks, mitigations and controls. In doing so, our key aim is to facilitate, not complicate, the electoral process. Concrete steps towards this Voter drive nationally consistent, centrally led service delivery. While we always maintain an appropriate level of statement 2030 vision are already underway. preparedness, we now move to the ‘mobilisation’ stage of our electoral readiness framework. This means we I, as the accountable authority We are on a pathway to becoming a leader in learning are conducting exercises and rehearsals to confirm that and development and we have never been more changes and lessons from the previous election have of the Australian Electoral heavily invested in this aspect of our organisation. The been implemented, and we’re ready to conduct the big Commission, present the AEC identifies learning and development needs to event – whenever it may be. Corporate Plan 2021–22 which develop programs that are focused on increasing the skills and knowledge of the workforce and building our Tom Rogers covers the period 2021–25 as overall capability. Electoral Commissioner required under paragraph 35(1) We are taking great strides in our modernisation (b) of the Public Governance, journey. The AEC received significant funding in the Performance and Accountability 2020–21 federal budget to modernise the AEC’s Act 2013. antiquated IT systems architecture. The first stage in planning of this program of work is nearing completion. Tom Rogers Ultimately, over many years, the program will enable Electoral Commissioner us to simplify, secure and strengthen how we deliver elections. Fundamentally, the modernisation process will improve the core capabilities underpinning how we deliver elections and assist the AEC to cope with the expected and unexpected challenges of the future. 2 Australian Electoral Commission Corporate Plan 2021–22
Introduction This is the Australian Electoral Commission (AEC) Corporate Plan 2021–22. The document sets our strategic direction for the next four years and outlines the elements in our plan that work together to deliver our purpose. Purpose We measure our performance against our key activities, distinct or significant work that contributes The AEC is a non-corporate Commonwealth entity to achieving our purpose. under the Public Governance, Performance and Professionalism Accountability Act 2013 and an independent statutory authority, established under the Commonwealth Commission Electoral Act 1918 (Electoral Act). Section 6 of the Electoral Act establishes a three- Our purpose is to maintain an impartial and person Commission which has exclusive powers, independent electoral system for eligible voters through particularly in relation to electoral redistributions, Electoral active electoral roll management, efficient delivery of political party registration, and funding and disclosure. integrity polling services, and targeted education and public Current Commission members are: Qu ility awareness programs. alit • Hon. Justice Susan Kenny AM, Chairperson Ag Pursuant to the Electoral Act, we do this by: y • Mr Tom Rogers, Electoral Commissioner • conducting successful electoral events, including • Dr David Gruen, Australian Statistician and federal elections, by-elections and referendums, non-judicial member. and industrial elections and ballots • ensuring confidence in the Commonwealth Electoral AEC Values Roll Vision • regulating political party registrations and financial disclosure • supporting electoral redistributions We are a leader in refining • undertaking public awareness activities. and delivering best practice We must also provide a range of electoral information in election management. and education programs, both in Australia and in support of Australia’s national interests. 3 Australian Electoral Commission Corporate Plan 2021–22
Key activities Our Portfolio Budget Statements (PBS) Our performance is measured against our key Performance measures Key activities activities: 1 2 3 4 1. maintain the integrity of electoral and regulatory Electoral roll management process • Percentage of eligible voters enrolled (enrolment rate) 2. prepare for and deliver electoral events • Redistributions determined when planned in accordance with timeframes 3. engage with our stakeholders through education identified in the Commonwealth Electoral Act 1918 and public awareness activities Elections, by-elections and referendums 4. maintain a capable and agile organisation and • The writs for a federal election event are issued and returned in accordance with continue to professionalise our workforce. legislation and timeframes • For industrial elections and ballots, results are delivered with integrity and withstand scrutiny Operating context Public awareness Our operating context discusses the environment • Deliver public awareness and education products that target all Australian we expect to operate in over the next four years. citizens aged 18 years and over It outlines how we build our capability and manage Party registration and financial disclosure our risks, and how we cooperate with others to deliver our purpose. • The AEC maintains an up-to-date public register of political parties • Disclosure returns are published and regulated in accordance with timeframes in the Commonwealth Electoral Act 1918 Performance Our corporate plan fits within the broader APS In the PBS, the AEC has one outcome: Program 1.1 — To deliver electoral events. Performance Management Framework required under the Public Governance, Performance and We report our performance through our key activities. The following table maps the performance Accountability Act 2013 (PGPA Act). Our performance measures in the PBS against the AEC’s key activities. Our performance against each measure is detailed aligns with the performance criteria in the Portfolio on pages 11 to 18. Budget Statements (PBS)*. *See 2021–22 PBS published in May 2021 4 Australian Electoral Commission Corporate Plan 2021–22
Operating context Our environment This challenge is perhaps greater than ever before, disclosure and compliance activities. These tasks— especially given the global COVID-19 pandemic’s among others—are continual and support not just an Our environment has never been more complex or drastic impact on our social landscape. Gatherings Australian federal election, but the broader system of unpredictable. We are experiencing unprecedented of people now require considerable forethought and democracy, including other Australian elections. operational challenges. planning. At the heart of all the AEC’s responsibilities is an The Australian electoral system is distinguished by In a trend that has been observed since the 2016 absolute focus on electoral integrity. Australians important features such as compulsory voting, non- federal election, the Australian public increasingly are rightly proud of our electoral system, widely fixed dates for elections and a wide range of voting seeks more flexible options at election time, particularly acknowledged as one of the best in the world. methods. It allows Australians to freely exercise their regarding pre-poll voting. Within the current pandemic We remain agile to meet any challenges that may civic rights and responsibilities. context, voters will expect greater voting accessibility adversely impact what we value so much – a triennial and choice. Our preparations and planning must festival of democracy that is free and fair. Much of the AEC’s daily work lies in preparing to respond within the context of the Electoral Act – conduct the next federal election and the various the legislation that dictates how the AEC delivers Our role is to maintain this respected system and ensure scenarios in which it can be held. Among the the electoral process. that it is held to the highest standards. We protect and requirements is the recruiting and training required support democratic processes by building our capability, for a workforce that expands from around 800 to Over and above the logistics of running an election, managing risk and collaborating with others. We are over 90,000 during an election period. We purchase, the potential for malign actors to attempt to interfere in committed to delivering safe and secure electoral events prepare and despatch a myriad of polling equipment our electoral procedures is a growing concern. We are and services to the Australian community. and materials to hundreds of early voting centres and vigilant about physical and online security, as well as thousands of polling places around Australia and information privacy. Worldwide, we observe increasing internationally. attention, conflict and expectations surrounding elections, and we try to educate and reassure voters Our environment has never Arrangements are also made for Australians who live in where necessary. The threat of disinformation is always remote locations, who are interstate or overseas, voters present and the AEC aims to take the lead in explaining been more complex or to the public how we conduct elections. with a disability, and those who temporarily reside in Antarctica. It is this voting access – an entrenched unpredictable. We are In addition to continual election preparation activities, the expectation of all Australians – that sets the Australian system apart from so many others. AEC maintains the nearly 17 million enrolment records experiencing unprecedented Delivering this voting process is a great privilege, but for eligible Australians. We focus on ensuring accuracy and currency of the Commonwealth Electoral Roll. We operational challenges. also an enormous challenge. A federal election is often also redistribute electorate boundaries, assess and described as one of the largest and most complex complete party registration applications, run thousands logistical peacetime events undertaken in Australia. of industrial ballots each year, and administer financial 5 Australian Electoral Commission Corporate Plan 2021–22
Our risk oversight and management With COVID-19 continuing to impact all aspects of our operations, we must adapt and respond to manage our risks effectively. It is crucial that we meet Australian Government and An important component of the AEC’s risk management community expectations to provide a safe environment framework is the risk management policy, which applies for the public to enrol and vote, and to stay informed to all aspects of our operations. This policy defines: and educated about our electoral system and services. • the AEC’s approach to managing risk and articulates Our risk management framework how this approach supports the agency’s objectives and activities The AEC’s commitment to maturing our risk management framework and strengthening • the principles of the agency’s risk appetite and risk organisational capability continues. We will: tolerance • key accountabilities and responsibilities for • legitimise risk-taking within our appetite managing and implementing the risk framework. • strengthen strategic alignment and risk communication Our risk appetite statement specifies that the AEC • promote learning opportunities that reinforce positive accepts medium and low levels of risk and prefers not risk behaviour to accept high and extreme risks. The following table • share good practice and better integrate risks with lists our strategic risks, their impacts and selected identified lessons mitigation strategies. • bolster collaboration in managing shared risks • embed enterprise risk management with a greater focus on key controls to ensure AEC risks are being well managed. 6 Australian Electoral Commission Corporate Plan 2021–22
Managing our strategic risks Strategic risk Impact of risk eventuating Mitigating strategies 1. The Electoral Act and the AEC’s current operating model loses • Disengagement from external and internal stakeholders, employees The AEC regularly scans the environment to assess the risk relevance to the modern-day service delivery experience – and and the temporary election workforce context and respond collaboratively to changes. This is supported expectation of electors and stakeholders – especially in a post by a robust governance framework that oversees a range of • More electors vote informally or not at all COVID-19 pandemic environment. organisational health factors. • Reduced ability to positively influence electoral policy and legislation The AEC is becoming a learning organisation and is continuing • Health hazards to AEC employees and the public to invest in developing people. We develop strategies to build the critical operational and professional capabilities of APS staff and the temporary election workforce. 2. The AEC is unable to uphold electoral integrity and transparency • Electors are disenfranchised We use lessons management to inform and refine behavioural and against a changing environment of domestic and global threats. • Election delivery outcomes are adversely affected business process improvements for future electoral events. • Increased external scrutiny The AEC will invest in a future operating model to sustain continual improvement – both for voter experience and in the AEC workforce • Privacy or confidentiality breach – through future electoral cycles. The AEC is implementing the Election Systems Modernisation 3. The AEC fails to build trusting relationships with electors, • More electors vote informally or not at all (Indigo) program. This initiative will govern the replacement and political stakeholders, and the government. modernisation of core election IT systems. An agile technology • Reduced ability to positively influence electoral policy and legislation platform, Indigo will transform the AEC’s delivery of electoral services and ensure ongoing integrity of the electoral system. 4. The AEC cannot source and maintain a capable and trained • Impact on election readiness and change effectiveness The AEC People Strategy will deliver a range of solutions for our Australian Public Service and temporary workforce. multi-tiered workforce. • Inability to meet community expectations for delivery of polling services See page 8 for more information on our modernisation and people strategies. 5. The AEC is not properly positioned for the future and is unable • Reduced ability to effectively and efficiently deliver core business and to deliver its core business and services, as its systems and improve service offering processes are not sustainable, relevant and modern. 7 Australian Electoral Commission Corporate Plan 2021–22
Our capability Learning and development is critical to professionalising This work has also enabled the AEC to think well our workforce. The AEC is focusing on five key areas: beyond the next election and to expand IT to meet the In an increasingly complex operating environment, we needs of all Australians. continue to build our business processes and election • organisational capability delivery model through our lessons management The Indigo program will be managed through a series • learning culture framework. of tranches, with the first delivering: • accountabilities and responsibilities Our people capability • new baseline IT platforms to ensure readiness for • temporary election workforce future planning The AEC’s one workforce is unique and multi-tiered. • learning infrastructure. Our talent includes APS employees engaged under • updated supply chain management processes the Public Service Act 1999, statutory appointments, The AEC’s investment in this domain is building the • streamlined recruitment and management of the contractors, our election surge workforce, and our very capability of our people to achieve excellence. As a AEC’s temporary election workforce large temporary election workforce. result, our employees are equipped to adapt to the • improved election contact centre operations to better changing nature of the AEC’s work, as well as evolving Collectively, our workforce maintains an impartial and facilitate voter self-service community expectations. A highly skilled workforce independent electoral system for eligible voters, and reinforces our reputation as a professional, responsive • agile business processes to drive productivity delivers various other electoral, education, regulatory electoral management body. • assurance of security in the AEC’s coordination of and enabling services. Our one workforce – with its federal elections. unique skills – is critical to delivering quality services. Our ICT capability IT systems All Australians should benefit from greater automation, Our People Strategy supports AEC Key Activity 4. This less manual handling, and swifter election results. will be achieved through a range of initiatives. Among The AEC is undergoing a major information technology these is the delivery of a strategic workforce plan, and communications transformation following building organisational capability, and ensuring uptake the Australian Government’s announcement of of early intervention for optimum wellbeing. We will also $96.4 million in funding in October 2020. develop new talent initiatives to attract and nurture Our broader strategic direction high performing talent and workforce diversity over our It is vitally important that the AEC operate robust and employee life cycle. fit-for-purpose IT platforms. A modernised electoral is to modernise and use The strategy focuses on four pillars: healthy management system will greatly improve our capacity to deal with security risks. Among these challenges, available tools, data and skills to workplaces, one workforce, our culture, and continuous improvement. These pillars are supported by our we must enhance our ability to detect, prevent and respond to external interference in Australia’s elections. better manage emerging risks Learning and Professional Development Strategy 2020–2025, Diversity Inclusion Strategy 2019–2022, and the changing operating The Elections System Modernisation (Indigo) program and Reconciliation Action Plan 2020–2021. is a shift in the AEC’s approach which will deliver a environment. citizen-centric, agile technology platform. The seven- year transformation journey will reposition how we provide electoral services and ensure ongoing integrity of the electoral system. 8 Australian Electoral Commission Corporate Plan 2021–22
AEC Command Centre Our cooperation Part of the AEC’s recent government funding will be used to develop a new command centre that External cooperation is critical to ensure the AEC will provide a secure, leading-edge, central point of succeeds in an evolving environment, delivering safe command. This initiative will also allow the AEC to and effective elections into the future. better monitor elections and give the overarching visibility required during electoral events. Election events in Australia Our broader strategic direction is to modernise We partner with a range of public and private entities and use available tools, data and skills to better to deliver Australian electoral events. We also foster manage emerging risks and the changing operating collaborations and help others. environment. Establishing the command centre aligns To meet the enormous task of conducting a federal with this goal and will help deliver safe and secure election, in all its scale and complexity, the AEC works elections. with many Australian Government agencies, state, territory, local government jurisdictions and external Disinformation and cyber security suppliers. Partners helping us deliver increasingly A breakdown in public trust endangers electoral intricate voting options include: integrity. Everyone involved in the safe delivery of elections must be committed to reducing the footprint • the Australian Taxation Office, which works with state of disinformation. and territory agencies to share data and improve the quality of the electoral roll The risks of inaction are serious. Consequences could be an erosion of public confidence in our governing • the Australian Bureau of Statistics, which provides institutions, and the potential to disenfranchise population information that we use to calculate electors. redistributions • Services Australia, which helps with remote mobile In an evolving electoral context, threats range from polling and call centre assistance influencing voters before casting their vote, to interfering with the mechanics of the voting process. The possible • the Australian Federal Police, which assesses outcome could be a compromise in our ability to suspected breaches of criminal offences of the effectively conduct an election with a trusted result. Electoral Act • Australia Post, which ensures we can provide a We ensure our people are equipped with the tools choice of postal and enrolment services to share verified election details and to prevent disinformation. • the Department of Health, and health departments in different jurisdictions, which provide support and We do this by being a highly credible source for election advice regarding the AEC’s COVID-safe measures information and by educating all stakeholders. In ahead of electoral events. particular, we are proactive in countering disinformation across media platforms and other channels. 9 Australian Electoral Commission Corporate Plan 2021–22
The Electoral Integrity Assurance Taskforce helps accessibility, inclusion and participation in the electoral in these bi-lateral endeavours include electoral safeguard against interference that may impact on process by people with disability. management bodies, academic institutions and the safe delivery of electoral events. Potential threats international development agencies. include malicious cyber activity, physical attacks, The AEC delivers a range of electoral information and foreign interference or disinformation. Security and education programs, including our National Electoral AEC activities include: integrity of the electoral system are the AEC’s top Education Centre in Canberra. To complement our priorities. We co-lead this taskforce, guided by other education program, we are working with the Museum • technical assistance key agencies across government, including: of Australian Democracy at Old Parliament House to • strategic planning and advice establish a dedicated public exhibition. This important • Department of Finance interactive display will explain Australia’s federal • training courses electoral system and the role of the AEC. • reviewing and updating policies and manuals • Department of the Prime Minister and Cabinet • Department of Infrastructure, Transport, Regional We work with the Electoral Council of Australia • knowledge exchange programs Development and Communications and New Zealand to manage electoral rolls for • workshops Commonwealth, state, territory and local government • Attorney-General’s Department • designing, printing, and supplying electoral elections. In the spirit of mutual cooperation, the • Department of Home Affairs council considers contemporary electoral challenges materials. • Australian Federal Police. with a view to improving equality for all eligible voters. The Pacific Islands, Australia and New Zealand The AEC also conducts industrial elections and ballots Electoral Administrators (PIANZEA) network is an When required, the taskforce is also supported by the under the provisions of the Fair Work Act 2009 and the Australian government-funded electoral support intelligence community. Fair Work (Registered Organisations) Act 2009. program led by the AEC. The network has helped deliver programs and resources for more than 20 years The future of the electoral operating environment will International engagement to strengthen the capability of Pacific Island electoral be shaped, in part, by the AEC’s close relationship with management bodies. the Department of Finance. This partnership helps us The AEC is internationally recognised for its support of contribute, when appropriate, to inform electoral policy emerging democracies and for building the technical The AEC also continues to play an integral role as and legislative reform. capacity of partner electoral agencies. This reputation a founding partner of the Building Resources in enables the government to include electoral support as Democracy, Governance and Elections (BRIDGE) The AEC prioritises support for all Australians’ a key element of development assistance. partnership. electoral participation. We seek to engage citizens from culturally and linguistically diverse backgrounds, We work closely with the Department of Foreign Affairs This professional development program is focused on Indigenous Australians, people with disability, young and Trade to build international capacity and capability. electoral processes and is the only initiative of its type people and those experiencing homelessness. The AEC delivers projects virtually and sends subject delivered to electoral officials around the world. As well matter experts overseas to advise and help develop as the AEC, BRIDGE partners are the International Working with state and territory electoral commissions, quality electoral services. Institute for Democracy and Electoral Assistance, we collaborate with community organisations and International Foundation of Electoral Systems, United other service providers to share electoral information, By building trust, mutual respect and shared vision, Nations Development Programme and the United educate about election processes and promote the AEC promotes peaceful and inclusive societies Nations Electoral Assistance Division. recruitment opportunities. The AEC chairs the Trans- through sustainable development. Our partners Tasman Disability Advisory Committee, which fosters 10 Australian Electoral Commission Corporate Plan 2021–22
Our performance This year we continued to build our performance framework against our four agency activities, and to provide more detailed performance measures and targets. The AEC’s Performance Reporting Framework guides We must always be ready to deliver an electoral event. our approach to developing, managing and reporting performance information in line with the Public Each phase of the election readiness framework Governance, Performance and Accountability Act 2013 directs our workflow and is reflected in the (PGPA Act). We measure our performance against four performance measures for the year. Our ‘lessons key activities and the results we intend to achieve. learned’ approach directs a continual cycle of improvement and learning across all aspects of AEC The following pages detail our key activities and the operations. In 2020–21, we moved into the ‘implement targets that measure our success. change’ phase. In 2021–22, we will begin ‘mobilisation’ for the next federal event. Reporting cycles We report our performance through the annual performance statements in our annual reports. The AEC operates on two reporting cycles: • externally on a four-year cycle through the PGPA Act • internally as part of the electoral cycle focusing on the three phases of election readiness – lessons – implement change – mobilisation. 11 Australian Electoral Commission Corporate Plan 2021–22
Key activity one Maintain the integrity of the electoral and regulatory processes An essential feature of Australian democracy is an This includes: This enables all eligible Australians to enrol, nominate electoral system that operates with a high level of as candidates, vote, and have their votes counted • maintaining a complete and accurate integrity. The AEC maintains an impartial electoral accurately and securely. Citizens participate in a free, Commonwealth Electoral Roll system and processes for elections, referendums, fair and appropriately regulated electoral system. plebiscites and by-elections in accordance with • driving voter turnout the Commonwealth Electoral Act 2018 (the Electoral Act) • supporting electoral redistributions and the Referendum (Machinery Provisions) Act 1984. • registering political parties As the Australian Government’s independent electoral • regulating the funding and disclosure scheme body, electoral integrity is central to the AEC’s values for political entities and individuals of agility, professionalism and quality. To maintain electoral integrity, the AEC regulates important aspects • regulating the authorisation of electoral of the electoral system. communications. Intended results AEC contributions Performance measures Targets Source Method and frequency 2021–22 2022–23 2023–24 2024–25 1.1 Deliver the franchise – Maintain impartial and Percentage of eligible voters Electoral roll and Australian Roll and population data an Australian citizen’s independent enrolment and enrolled (enrolment rate). Bureau of Statistics population calculated and reported annually right to vote electoral services and processes ≥95% ≥95% ≥95% ≥95% data. at the end of each financial year that enable voters to exercise and at close of rolls for a federal their franchise. election or referendum. Percentage of voters enrolled >90% voter turnout rate for elections AEC Tally Room. Number of people enrolled to who turn out to vote at all federal for the Senate and House of vote who cast a vote by any electoral events (turnout rate). Representatives at the 2021–22 federal voting method at a federal election. electoral event. Where applicable, turnout rate will be reported for by-elections. Percentage of votes cast formally >90% formality rate for Senate and AEC Tally Room. Percentage of formal votes cast for the House of Representatives House of Representatives. when compared to all votes and Senate at next federal cast at a federal electoral event election or at a referendum or for Where applicable, formality rate will be (including referendum). by-elections (if any held). reported for by-elections. 12 Australian Electoral Commission Corporate Plan 2021–22
Intended results AEC contributions Performance measures Targets Source Method and frequency 2021–22 2022–23 2023–24 2024–25 1.2 Maintain a high level Actively manage the electoral roll Percentage accuracy of the The Annual Roll Integrity Review AEC roll data and other agency of confidence in the throughout the electoral cycle. Electoral Roll at the electoral (ARIR), which measures the data, calculated and publicly electoral roll division-level and individual accuracy and integrity of electoral published quarterly and annually Process enrolments to agreed address-level. roll data. at the end of each financial year. timeliness and standards and quality assure a representative ≥95% ≥95% ≥95% ≥95% sample of enrolments for and and and and accuracy. ≥90% ≥90% ≥90% ≥90% Support the delivery of state, territory and local electoral events by delivering joint roll services to state and territory electoral commissions. Support the timely conduct of Redistributions determined in All redistributions are determined Government Gazette and For each redistribution, electoral redistributions, ensuring, accordance with the Electoral Act. in accordance with the planned newspaper notices, and the date publication of notices and as near as practicable, that determination date and impacted of letters to electors lodged with letters to electors comply with each state and territory gains electors are notified prior to the relevant Australia Post. requirements in the Electoral Act. representation in the House of federal election. Representatives in proportion to their population. 1.3 Exercise our regulatory Process political party The AEC maintains an up-to-date Compliance with Part XI of the Electoral Act (Part XI), AEC No identified breaches of Part XI functions registrations in accordance with public register of political parties. Electoral Act. funding and disclosure, Client of the Electoral Act for the year, the Electoral Act. and Return Management system as at reporting date. and the AEC website. Regulate the funding and financial disclosure scheme for political parties, entities and individuals In relation to political parties Annual returns published on the first For annual returns and election Annual returns: measured with disclosure obligations. and entities with disclosure working day in February. returns, the source is the annually. obligations, the AEC publishes Transparency Register on the Develop education and Election returns published 24 weeks after Election returns: measured for the returns in accordance with AEC website. awareness resources and polling day for each electoral event. each electoral event. timeframes in the Electoral products to assist political entities Act, and conducts compliance For compliance reviews, please Compliance reviews completed annually Compliance reviews: measured in Part XX of the Electoral Act refer to the AEC website. reviews in line with the approved compared to the approved program. annually as at reporting date. and those impacted by electoral program. authorisations to understand and comply with their regulatory responsibilities. 13 Australian Electoral Commission Corporate Plan 2021–22
Key activity two Prepare for and deliver electoral events The AEC delivers federal electoral events, industrial service expectations. Electoral services and events The AEC uses a lessons management approach elections, protected action ballots, and Torres Strait need to be accessible to all eligible Australians. during and following an electoral event to ensure Regional Authority elections in accordance with the Australians are provided with successful electoral relevant legislation and rules. The AEC prepares for and delivers electoral events events. Within the bounds of the Commonwealth through the Election Readiness Framework. While the Electoral Act 2018 (the Electoral Act), we continue The AEC provides the best possible electoral services AEC works to a three-year electoral cycle, the timing to enhance and modernise our model for delivering and events to stakeholders and the public within a of electoral events is unknown. The AEC must strike electoral events and services. complex environment and in response to increasing a careful balance between the likelihood of an event community expectations. The AEC must deliver occurring with the cost and complexity associated with Under the Electoral Act, the AEC also supports these services and events with the highest degree of maintaining a readiness posture. Election readiness is international electoral management bodies, in close integrity, impartiality, and in accordance with legislation. also balanced against other agency priorities. cooperation with the Department of Foreign Affairs We deliver to all stakeholders and diverse customer and Trade. Intended results AEC contributions Performance measures Targets Source Method and frequency 2021–22 2022–23 2023–24 2024–25 2.1 The AEC maintains an Using the Election Readiness AEC-wide readiness achieved Agency wide readiness meets the AEC Election Readiness Undertaken as required at key appropriate level of Framework, the AEC by the Directed Level of Electoral Directed Level of Electoral Readiness Framework. times prior to each electoral election readiness comprehensively prepares for Readiness date (federal elections date (federal elections only). event. the federal election and other only). electoral events. 2.2 The public and Successfully deliver federal The election result – for each The writs for a federal election event are Electoral Act. For each electoral event: stakeholders have electoral events in accordance event – is delivered in accordance issued and returned in accordance with Electoral Commissioner’s advice • Writs returned to the Governor- confidence the electoral with legislation. with the Electoral Act. legislative requirements and timeframes. published on AEC website. General or State Governors or process is well managed The AEC will report on the number of the Speaker of the House of in accordance with Outcomes of the Court of Court of Disputed Returns matters which Representatives legislation Disputed Returns. challenge AEC conduct, and whether • Electoral Commissioner’s these challenges are dismissed or advice published on the AEC upheld in favour of the AEC. website • Court of Disputed Returns advice. 14 Australian Electoral Commission Corporate Plan 2021–22
Intended results AEC contributions Performance measures Targets Source Method and frequency 2021–22 2022–23 2023–24 2024–25 2.3 Accessible and high Deliver enrolment services to Percentage of new enrolments Roll data from AEC enrolment Rates calculated monthly and quality enrolment and electors in a timely and efficient and enrolment updates lodged systems and extracts. reported annually at the end polling services manner. through the Online Enrolment of each financial year. Also Service. calculated at close of rolls for full Identify opportunities to federal elections. modernise delivery of enrolment ≥80% ≥80% ≥80% ≥80% services and increase digital offerings to our stakeholders. Deliver polling services to the Voting locations (including early 100% of polling locations are published. AEC Election Management Publication on the AEC website public (including priority groups – voting centres and polling places) System data. for each electoral event. see below in Key Activity 3) within published on the AEC website AEC website. the parameters and timeframes before polling commences. set in the Electoral Act and the AEC’s Event Service Plan. After election night, count Preliminary election results available on AEC Election Management Publication on the AEC website information is progressively election night and progressive count System data. for each electoral event. Mature and embed the AEC’s updated on the AEC website. information updated on the AEC website. lessons management approach and capability. Undertake an AEC voter survey Undertake a lessons Lessons from the previous electoral AEC Lessons Management Agency-wide qualitative analysis following each federal election management approach to event implemented at the next electoral Framework. undertaken for each federal to inform future planning and delivering electoral events. event. election. delivery of electoral events. AEC Election Readiness Framework. 2.4 Industrial elections and The AEC meets legislative Election and ballot results are The AEC will report on the outcomes Federal Court outcomes. Federal Court outcomes for the ballots are designed for requirements to conduct delivered with integrity and and number of events in which the AEC’s year, as at reporting date. the future and delivered electoral events for organisations withstand scrutiny. conduct is challenged before a court. with integrity registered with the Fair Work Commission; and protected action ballots when assigned as the Ballot Agency by the Fair Work Commission. Engage with stakeholders to modernise industrial election processes and systems, mature planning and assurance, and detail lessons learned. 15 Australian Electoral Commission Corporate Plan 2021–22
Key activity three Engage with our stakeholders through education and public awareness activities To maintain awareness of electoral matters, the AEC Our education and public awareness activities target The AEC also continues to deliver education programs engages with the public and a range of different all eligible voters and consider Australia’s diverse for tens of thousands of school children through communities and stakeholders throughout the population. Targeted information, services, tools our National Election Education Centre (NEEC) in electoral cycle. At a federal election, the AEC conducts and strategic partnerships are developed for priority Canberra. a national advertising campaign across a range of groups, including those who may experience some communication channels and in many Indigenous and barriers to electoral participation. major community languages to maximise successful election participation. Intended results AEC contributions Performance measures Targets Source Method and frequency 2021–22 2022–23 2023–24 2024–25 3.1 Enable Australians to Provide timely and accurate Deliver public awareness and The AEC’s public awareness campaign Campaign evaluation report. Specific communication activities participate in electoral electoral information and public education products that target all is delivered in accordance with key delivered for mainstream and events and understand awareness products and Australian citizens aged 18 years objectives outlined in the campaign identified special audience electoral matters campaigns to a range of target and over. strategy and meets identified groups measured for each federal audiences to support enrolment benchmarks for electoral events. election. and participation in electoral events. Work with key stakeholders such Percentage of 18 to 24 year Roll data from AEC enrolment Rates calculated monthly as state and territory electoral old Australians enrolled (youth systems. and published quarterly. Also commissions, further enhance enrolment rate). ≥85% ≥87% ≥87% ≥87% measured and reported for each ABS population data. partnership arrangements federal election. and extend our digital reach to provide awareness and education products to the priority groups. Deliver electoral participation Assessment of activities delivered in Assessment against Targeted Assessment of activities for the The priority groups include: activities to support AEC priority accordance with the AEC Targeted Engagement Framework year as at each reporting date. youth (18–24 years old); groups. Engagement Framework 2020-2023 2020–23. Indigenous Australians; people and the AEC Indigenous Electoral with disability; people from Participation Program National Action culturally and linguistically Plan 2021–2022. diverse backgrounds; people experiencing homelessness; and people who are incarcerated. 16 Australian Electoral Commission Corporate Plan 2021–22
Intended results AEC contributions Performance measures Targets Source Method and frequency 2021–22 2022–23 2023–24 2024–25 3.2 Enhance understanding Deliver a high quality and Annual visitors to the NEEC. New baseline determined in 2022–23*. AEC visitor data captured via the Visitor attendance reported of Australia’s electoral accessible electoral education NEEC online booking system. annually. system experience to school children through the NEEC. Provide a program of Visitor satisfaction rates at the AEC NEEC visitor data. Visitor satisfaction surveys targeted professional learning NEEC. ≥ 90% ≥ 90% ≥ 90% ≥ 90% captured for each education opportunities and resources program reported annually. to teachers that support their teaching of the Australian Maintain the number of unique AEC for Schools website. AEC website analytics of unique electoral system consistent with views of AEC for Schools ≥ 200,000 ≥ 200,000 ≥ 200,000 ≥ 200,000 visits to AEC for Schools website the Australian Curriculum. website. reported annually. Teacher professional learning 350 teacher professional learning AEC Learning Management Professional learning participation participant numbers. participants (with an intention to review System data and attendance rates reported annually. in 2022–23)*. at in-person sessions. * COVID-19 affected visits and face-to-face education programs through 2020. The NEEC will be refurbished in 2021–2022, affecting visits. A new baseline visitor target will be established in 2022–23. 17 Australian Electoral Commission Corporate Plan 2021–22
Key activity four Maintain a capable and agile organisation and continue to professionalise our workforce Building and maintaining a capable and agile our agility and capability. We do this by refining our Our people and learning and development strategies organisation and professional workforce is critical to organisational structure and focusing on key aspects are designed to ensure the AEC can attract, develop delivering electoral events. To ensure we can respond of governance and assurance. We are also investing in and retain a talented, agile and professional workforce. to changing legislation, policy, community expectations and modernising our enrolment and election systems This includes both our regular APS and temporary and our environment, we must continue to develop and processes. election workforce, which surges to more than 90,000 employees during a federal election. Intended results AEC contributions Performance measures Targets Source Method and frequency 2021–22 2022–23 2023–24 2024–25 4.1 Develop and maintain Continue to develop our workforce Percentage of identified APS AEC Learning Management Training completion data a professional, talented by implementing the AEC People employees undertaking specific ≥ 95% ≥ 95% ≥ 95% ≥ 95% System. measured annually. and agile workforce Strategy and Learning and training relevant to their role. Development Strategy. Percentage of TEW employees AEC Learning Management Training completion data Further expand our capability completing election training System. measured for each federal ≥ 95% ≥ 95% ≥ 95% ≥ 95% to support and train the AEC’s relevant to their role. electoral event. temporary election workforce. 4.2 Invest in organisational Continue to mature and Increase agency-level Increase or maintain maturity against Comcover Risk Culture survey, Survey benchmarking using capability and governance streamline our agency’s governance maturity in the areas identified Commonwealth surveys or AEC Information Management Commonwealth frameworks and organisational structure and of risk management, protective plans. Strategy and National Archives agency maturity assessments governance arrangements. security, privacy and information of Australia’s Check-up PLUS for protective security and management. survey and reports, Protective information management Improve our maturity across Security Policy Framework, AEC measured annually. management of finance and Privacy Management Plan. workforce, risk, security Comcover Risk Culture survey is (under Protective Security measured biennially. Policy Framework), information Qualitative assessment on management and privacy. privacy management, performed annually as at reporting date. 4.3 Implement systems Continue investment in the AEC’s Progress the modernisation of Meet the key program milestones Program documentation Governance reporting and processes that are modernisation agenda. the AEC’s core election and roll associated with the procurement, and reporting. mechanisms (including internal sustainable, relevant and management systems. delivery, execution and de- and external assurance) as modern to support election commissioning of these systems. guided by program structure and planning and delivery documentation; as at reporting date. 18 Australian Electoral Commission Corporate Plan 2021–22
Regulator performance The AEC regulates the Commonwealth funding and The principles of regulator best practice are: disclosure scheme detailed under Part XX of the Electoral Act. This requires candidates, Senate groups, • continuous improvement and building trust – political parties, political campaigners, associated regulators adopt a whole-of-system perspective, entities, third parties and donors to lodge election or continuously improving their performance, capability annual financial disclosure returns with the AEC. and culture to build trust and confidence in Australia’s regulatory settings The AEC administers the registration of political parties • risk-based and data-driven – regulators manage under Part XI of the Electoral Act and maintains a risks proportionately and maintain essential Register of Political Parties. This lists those parties safeguards while minimising regulatory burden, and which are eligible to have the party affiliation of their leveraging data and digital technology to support endorsed candidates printed on ballot papers at a those they regulate to comply and grow federal election. • collaboration and engagement – regulators are The AEC administers the authorisation of electoral transparent and responsive communicators, communications in accordance with Part XXA of the implementing regulations in a modern and Electoral Act. collaborative way. In line with the Australian Government’s commitment to reducing the cost of unnecessary and inefficient regulation imposed on individuals, business and community organisations, we apply the principles of regulator best practice in assessing our regulatory performance. 19 Australian Electoral Commission Corporate Plan 2021–22
The following table outlines our performance against our measures of success. What we do to meet the best practice principles Measures Key activity reference We understand the operating environment and • The AEC maintains an up-to-date public register of political parties. 1, 2, 3 and 4. circumstances of stakeholders, and take actions to minimise • We regulate the funding and disclosure scheme, ensuring that disclosure returns the potential for unintended negative impacts on them. are published and regulated in accordance with timeframes. We provide guidance and information that is up to date, • We undertake regular compliance reviews that examine a sample of disclosure clear, accessible and concise, and that is delivered through returns, and use a risk-based approach to compliance. The outcomes of appropriate channels to the target audience. compliance activity are published on the AEC’s website. We apply a risk-based, proportionate approach to • We administer the funding and disclosure scheme, political party registrations compliance obligations, engagement and regulatory and electoral authorisations. We provide guidance and information to ensure enforcement actions. stakeholders are aware of the need to comply with electoral legislation as well as We ensure information requests to the public and the ‘how-to’. stakeholders are tailored and only made when necessary • We apply a risk-based proportionate response in addressing multiple voting to secure regulatory objectives, and only then in a way that and non-voter prosecutions, and in administering electoral communications minimises impact. requirements. • We continue to improve our risk management maturity to build organisational capability. We are also maturing and embedding our lessons management approach and capability. • We manage feedback and complaints in line with the AEC complaints management policy, and seek improvements in administration when relevant. 20 Australian Electoral Commission Corporate Plan 2021–22
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