Charting the Charter An Analysis of Eligibility Rules and the Olympic Games
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Charting the Charter An Analysis of Eligibility Rules and the Olympic Games Sarah Teetzel* To qualify to compete at the Olympic Games, an athlete must satisfy the rules set by the International Olympic Committee (IOC) in addition to the requirements determined by his or her International Federation (IF), National Olympic Com- mittee (NOC), and National Federation (NF). Through a review of the history of eligibility rules in the Olympic Games, an analysis of the 2010 Olympic Charter, and a discussion of additional Olympic eligibility rules imposed by IFs, this article demonstrates that Olympic qualification is a complex process. Before one can assess the moral acceptability of the current eligibility rules for participation at the Olym- pic Games, and propose what the rules should be, one must first determine how the rules came to exist and what requirements are in force today. Thus this paper raises important philosophical questions to be explored in future research related to eligi- bility and fairness in Olympic sports. ❖ Introduction Olympic eligibility rules today differ substantially from the protocols for ath- letes’ participation at the ancient festivals in Olympia. At the ancient Games, athletes seeking to compete had to gain the approval of a council of judges that served the combined role of today’s IOC, host city organizers, and referees.1 Rules for staging the ancient festivals at Olympia were agreed upon by “a spe- cial commission called ‘law-codifiers’ (nomographoi), acting under the author- ity of the government of Elis,” 2 whose jobs involved ensuring the judges and athletes understood the rules that were to be followed. Prospective competi- tors were required to train for one year under local supervision and, one month prior to the start of the Games, athletes seeking to take part had to demonstrate their worth before a panel of judges.3 Early modern Olympic Games had few eligibility rules compared to the ancient Olympic festivals’ month-long observation by a council of judges. For instance, eligibility rules were not needed to restrict the size of the first mod- ern Games held in Athens, Greece, as the event attracted only 295 athletes rep- resenting 13 countries.4 The inaugural Olympic Games in 1896 included competitions in athletics, gymnastics, fencing, sailing, tennis, swimming, shooting, cycling, and equestrian sports;5 space was not an issue and eligibility * Sarah Teetzel is with the Faculty of Kinesiology and Recreation Management, University of Manitoba, Winnipeg, Canada. Olympika XX (2011), 31-54 31
Teetzel rules were not needed to restrict the number of participants. However, orga- nizers today need eligibility rules for practical reasons. Without rules stipulat- ing precise qualification and eligibility requirements, the Olympic Games have the potential to grow to unmanageable sizes. 6 Events are not designed to accommodate athlete involvement from all of the nations, of which there are more than 200, recognized by the IOC.7 Thus, eligibility rules serve to restrict the total number of athletes so as to allow the Games to be staged within a six- teen-day timeframe. To qualify to compete at the Olympic Games, an athlete must satisfy the rules set by several organizations, including the IOC and his or her IF, NOC, and NF. A combined list of eligibility requirements bringing together the Olympic qualifying rules from each of these organizations does not exist. To address this gap, this article reviews previous editions of the Olympic Charter and the rulebooks of eight IFs to chronicle the history of eligibility require- ments for competing at the Olympic Games. In doing so, this article estab- lishes that qualifying for the Olympic Games at present is a much more complex task than it was when the modern Olympic Games were revived in 1896. An examination of changes occurring in Olympic eligibility rules since the late nineteenth century begins with decisions made at the IOC’s first assembly in 1894. Amateurism and the Development of Olympic Eligibility Rules At the meeting in Paris in 1894, referred to as the 1st IOC Session, the mem- bers in attendance voted that the IOC would be “responsible for the organisa- tion of the Olympic Games [and have] the right to exclude persons that do not follow the rules.”8 The codes were further institutionalized when the IOC cre- ated and published the first Olympic rulebook in 1908, which was titled Annu- aire du Comité International Olympique and contained eleven pages of French text. By the mid-twentieth century, the Olympic Games were firmly estab- lished, which led to increasingly large numbers of participants and the need for more specific rules to restrict the size of the Games. In the 1950s, the IOC added the following statement to the Olympic Charter: “while the Olympic Games welcome the Youth of the World, it is a physical impossibility to accommodate all that Youth.”9 As a result, the IOC requested that NOCs use discretion in naming athletes to their Olympic rosters and only select athletes of “Olympic caliber.”10 It is important to note that prior to Avery Brundage’s decision to relinquish the presidency of the IOC in 1972, the term ‘eligibility’ was often used synonymously with the word ‘amateurism’ in the context of the Olympic Games. At the IOC Session in 1920, defining amateurism was “a matter of increas- ing concern for the IOC because of the growth of professional sport,” 11 and 32
Charting the Charter debates concerning amateur rules followed at subsequent IOC Sessions. Brundage made progress in achieving his goal of adding Pierre de Coubertin’s conception of amateurism to the Olympic Charter when, in 1949, before he became president of the IOC, the members of the IOC agreed to define an ‘amateur’ athlete as one “who participates and always has participated in sports solely for the pleasure and physical, mental, or social benefits he derives there- from.”12 The amateur issue appeared frequently on the agenda of subsequent IOC Sessions. At the 1961 IOC Session in Athens, Brundage proposed the cre- ation of a formal eligibility code, which the IOC members voted to adopt the following year at their meeting in Moscow. As sport historians have shown, the IOC’s eligibility code disbarred sev- eral athletes from participating for accepting extremely small sums of money.13 In the 1960s, the IOC’s rules regarding amateurism dictated that athletes who received remuneration for their involvement in sport, or who lacked steady, non-sport-related occupations, were ineligible to participate in the Olympic Games.14 Moreover, the IOC required that any profits made by individuals who were involved in an Olympic Games must be “used for the promotion of the Olympic Movement or the development of amateur sport.” 15 Further restrictions followed in the 1967 edition of the Olympic Charter, which included the broad rule that “those who have capitalized in any way on their sports performances rather than their ability are ineligible for the Olympic Games.”16 Critics now charged Brundage with stubbornly attempting to apply an ideal definition of sport against the reality of sport without the means to effectively monitor athletes’ funding around the globe.17 Even into the early 1970s, the IOC insisted, “to be eligible for participation in the Olympic Games, a competitor must observe the traditional Olympic spirit and ethic and have always participated in sport as an avocation without having received any remuneration for his participation.”18 Distinguishing between money received as payment, wages, gifts, prizes, or fees for endorse- ments turned out to be difficult because this information often was unavail- able to IOC members. 19 However, the 1970s brought change to the IOC’s eligibility rules after Lord Killanin, Brundage’s successor as president of the IOC, led the Olympic movement away from Coubertin’s amateur ideals. According to Killanin, “the Eligibility Commission had become an enforce- ment-fact-finding commission. Their task was to question the eligibility of competitors, and their work soon brought uproar throughout the sporting world.”20 Blatant examples of pseudo-amateurism, such as Austrian skier Karl Schranz disclosing to reporters in 1972 at the Sapporo Olympic Village that skiing netted him almost $50,000 per year, forced the IOC to address and modify its amateur rules.21 In 1972, the IOC condoned the creation of trust funds to be administered by an athlete’s NF, thereby allowing athletes to compete in competitions offer- 33
Teetzel ing cash rewards. Reflecting on the changes in Olympic eligibility rules, Killanin recalled: The question who should be able to compete in the Olympic Games has not just been a subject of recent debate. It was one of the princi- pal subjects at the Sorbonne Conference of 1894, which revived the Games, and across eighty years it has been a continual source of dis- cussion for the International Olympic Committee.22 In modifying the existing rules, the IOC worked with the NOC joint commis- sion in 1969 and 1970 to review the eligibility requirements for participating in the Olympic Games. As a result of discussions between the two groups, rule 26 was renamed ‘Eligibility Code’ and a by-law23 was added that outlined changes from previous blanket policies prohibiting professionals from com- peting. With this move the IOC began relaxing its amateur rules but continued to specify that in “no circumstances shall payment made under this provision exceed the sum which the competitor would have earned in his work in the same period.”24 Gradual rule changes of this nature set the precedent for the addition of increasingly relaxed amateur rules that were eliminated shortly after Juan Antonio Samaranch was named president of the IOC. Substantial modifications to the Olympic Charter under Samaranch’s direction allowed IFs to decide to what extent each appeased the inclusion of professionals participating in the Olympic Games. Consequently, athletes pre- viously turned away from competition due to their professional status could now participate. The IOC delegated decisions surrounding amateur status to the IFs by implementing a rule that competitors seeking to participate in the Olympic Games had to meet the eligibility requirements of the IF governing the sport.25 To help regulate the process of transferring eligibility regulations from the IOC to the IFs, the IOC bestowed upon the NOCs the responsibility of investigating and ensuring that “no one has been excluded for racial, reli- gious or political reasons.”26 The policy change allowed professionals to com- pete in some sports at the 1988 Olympic Games if the corresponding IF was in favour of eliminating, or substantially modifying, the amateur rules in force during the previous Olympiad.27 The inclusion of professional athletes illus- trates the complete abandonment of amateur eligibility rules and demonstrates that, by the 1980s, eligibility requirements to compete at the Olympic Games were no longer synonymous with the conditions of amateurism. Other forms of eligibility thus govern Olympic participation today. Olympic Qualification and the Olympic Charter As the rules contained within the Olympic Charter apply to all athletes com- peting at the Olympic Games, regardless of the IF, NOC, and NF to which they belong, the Olympic Charter is the logical place to begin compiling the eligibil- 34
Charting the Charter ity rules an athlete must meet to compete in the Olympics. Unlike in the 1960s, when the IOC published a nine-page document outlining eligibility require- ments for athletes,28 a summary of eligibility conditions to compete in the Olympic Games does not exist in the Olympic Charter – nor is one published as an appendix. Instead, one must piece together the prerequisites for partici- pation contained within the 59 rules and by-laws. The rules and by-laws that comprise the 2010 Olympic Charter serve many functions; few of these regulations address Olympic eligibility or qualification directly. A thematic analysis of the 2010 Olympic Charter yields eleven catego- ries of rules: 1 Rules for eligibility to participate in the Olympic movement; 2 Rules for athletes’ and officials’ behaviour at the Olympic Games; 3 Rules for promoting fair play and ethics in sport; 4 Rules for promoting Olympic education; 5 Rules for supporting sport and athlete development worldwide; 6 Rules for establishing the Olympic program; 7 Rules for encouraging peace and protecting the environment; 8 Rules for maintaining Olympic protocol and sustaining traditions; 9 Rules for legal protection, ownership and trademarks; 10 Rules for selecting individuals for membership on the IOC and commit- tees; 11 Rules clarifying the responsibilities of the IOC, IFs, and NOCs in staging the Games.29 Of concern here are the rules related to who can participate and under what conditions. Specifically, this paper is concerned with the rules addressing eligi- bility to participate in the Olympic movement, as well as the rules concerning athletes’ and officials’ behaviour at the Olympic Games. The first statement mentioning eligibility considerations in the Olympic Charter is rule 6.1, entitled “Olympic Games,” which stipulates: The Olympic Games are competitions between athletes in individual or team events and not between countries. They bring together ath- letes selected by their respective NOCs, whose entries have been accepted by the IOC. They compete under the technical direction of the IFs concerned.30 Included within this statement are the first three requirements athletes must meet to qualify to compete in the Olympic Games: 1) they must belong to a NOC; 2) the IOC must regard the NOC to which they belong as a member in good standing; and, 3) they must adhere to the requirements of the IF of their chosen sport. The by-law to rule 41 accentuates these conditions, stating that “application of the eligibility criteria lies with the IFs, their affiliated national 35
Teetzel federations and the NOCs in the fields of their respective responsibilities.”31 Additional rules for participation further specify these requirements. Rule 23 of the Olympic Charter addresses unjust conduct within the Olympic move- ment that can lead to sanctions and ineligibility.32 Measures and sanctions are applicable to individuals and organizations that violate the conventions con- tained within the Olympic Charter, IOC Code of Ethics, and the World Anti- Doping Code, or fail to follow the IOC’s decisions or regulations.33 Individual competitors and teams caught violating any of the rules generated by the IOC face “temporary or permanent ineligibility or exclusion from the Olympic Games, disqualification or withdrawal of accreditation,”34 and disqualified ath- letes must return to the IOC any medals or diplomas awarded to them prior to their disqualification. These rules therefore impose a further condition of eli- gibility to compete at the Olympic Games by requiring participants to follow all IOC policies, documents, regulations, charters, codes, and so on. The 27th rule of the Olympic Charter defines the role of IFs in the Olym- pic movement, including their responsibility “to establish and enforce, in accordance with the Olympic spirit, the rules concerning the practice of their respective sports and to ensure their application” and to “establish their criteria of eligibility for the competitions of the Olympic Games in conformity with the Olympic Charter, and to submit these to the IOC for approval.”35 Each IF’s eligibility criteria must adhere to the IOC’s principles and rules and meet the approval of the IOC Executive Board. 36 However, the by-law to rule 46 appends that IOC members have final authority and must approve each sport, discipline, and event for inclusion on the Olympic Program.37 Therefore an IF cannot add additional events without following the specific protocol explained in the Olympic Charter. One of the roles of a NOC, as mandated in the Olympic Charter, is to ensure that proper representatives from its country compete at the Olympic Games. The Olympic Charter grants NOCs “the exclusive authority for the representation of their respective countries at the Olympic Games,” and stipu- lates selection procedures must be followed without interference from politi- cal, legal, or economic pressure groups.38 The combined by-law to rules 28 and 29 specifies that a NOC must determine from the pool of all athletes nomi- nated by their NFs which athletes will represent the country and ensure that each athlete selected meets all of the eligibility requirements. Moreover, the NOCs must select the Olympic roster “not only on the sports performance of an athlete but also on his ability to serve as an example to the sporting youth of his country.”39 Athletes must not only be competitive with the top athletes in their events but also possess the personal qualities associated with being a good role model. In addition to selecting the athletes to compete at the Olympic Games, NOCs are granted the authority to make decisions that affect the selected ath- 36
Charting the Charter letes once they become part of the team. While the IFs determine competition attire, rule 29 and its by-law grant NOCs “sole and exclusive authority to pre- scribe and determine the clothing and uniforms to be worn, and the equip- ment to be used” by athletes during the Olympic Games. 40 The size and quantity of equipment manufacturers’ logos must meet guidelines set by the IOC, and athletes cannot use equipment or wear clothing or accessories that include any form of propaganda.41 Furthermore, during the Olympic Games, athletes cannot authorize their names, images, or reproductions of their per- formance to be used to advertise products or services without the approval of the IOC Executive Board.42 Competitors must also “respect the spirit of fair play and non violence, and behave accordingly” and “respect and comply in all aspects with the World-Anti Doping Code [WADC].”43 In the same vein, rule 44 of the Olympic Charter adds that the “World Anti-Doping Code is manda- tory for the whole Olympic Movement.”44 Therefore a condition of eligibility to compete in the Olympic Games is the agreement to not have any banned per- formance-enhancing drugs in one’s system without proper medical authoriza- tion. Olympic eligibility is also contingent on athletes’ citizenship. An Olympic competitor may only represent a country of which he or she is a national, either by birth or by immigration. For a NOC to include athletes who were born outside of its country, the athletes in question must meet specific require- ments regarding dual citizenship and immigration status.45 The IOC Executive Board hears appeals regarding athletes’ rights to represent countries other than the ones in which they were born. Athletes who have represented a country at an international competition recognized by an IF must wait three years after obtaining citizenship in a second country to compete under the flag of the sec- ond country internationally. Athletes with dual citizenship must wait the same length of time to represent a second country after having represented a coun- try internationally. The by-law to this rule grants the IOC Executive Board the power to make decisions at its discretion in ambiguous cases and to shorten the waiting period an athlete faces before being deemed eligible to represent a second country.46 As an athlete must meet citizenship requirements in order to earn a position on his or her country’s Olympic roster, citizenship functions as a component of Olympic eligibility. Without the required documents to show how long an athlete has been a citizen of a country, he or she cannot partici- pate. Athletes seeking to participate in the Olympic Games must meet age requirements set by each IF for events included on the Olympic program. The decision not to impose an age limit for competitors in the Olympic Charter was made official at the 1920 IOC Session in Belgium.47 However, the 43rd rule grants the IOC Executive Board and the IFs permission to set and enforce age ranges for each event, stating: “there may be no age limit for competitors in the 37
Teetzel Olympic Games other than as prescribed in the competition rules of an IF as approved by the IOC Executive Board.”48 In order to qualify for an event con- tested at the Olympics, athletes must thus fall within the age range specified by the relevant IF. Even if an aspiring Olympic athlete meets the basic eligibility require- ments, he or she may still be ineligible to compete at the Olympic Games due to a unique ‘escape clause’ the IOC includes in the Olympic Charter. Rule 45.2 grants the IOC the power to deny admittance to athletes selected by NOCs: “Any entry is subject to acceptance by the IOC, which may at its discretion, at any time, refuse any entry, without indication of grounds. Nobody is entitled to any right of any kind to participate in the Olympic Games.”49 By invoking this rule, the IOC can veto the inclusion of any or all athletes proposed by a NOC.50 In addition, rule 45.4 mandates, what was once only a suggestion in early editions of the Olympic Charter, that NOCs may submit only entries for athletes who are “adequately prepared” for elite, international level competi- tion.51 This rule allows the IOC to deny popular ‘underdogs,’ such as the 1988 Jamaican bobsled team or Eddie the Eagle, from competing. Consequently, two additional criteria of Olympic eligibility stem from rule 45: the IOC must approve athletes’ entries, and athletes must possess the skills and physical prowess needed to compete against their competitors. The fourteen amendments to rule 45 function to add additional limits to the number of athletes who can compete in each event. Two years prior to the celebration of the Olympic Games, the IOC Executive Board, in conjunction with each IF, determines how many positions will be available in each event. Restrictions imposed on the entries include: 1) the number of participants must be less than or equal to the number permitted to compete at the World Championships for each event; 2) no more than three athletes per country can compete in any event;52 3) team sports must include between eight and twelve teams; and 4) the total number of athletes, under normal circumstances, should not exceed 10,500.53 The sixth component of the by-law to rule 45 serves as the final eligibility criteria contained in the Olympic Charter that athletes must meet before receiving clearance to participate in the Olympic Games. It stipulates that ath- letes must agree to sign a declaration acknowledging their understanding of the rules and responsibilities associated with being Olympians. Athletes who refuse to sign the declaration are ineligible to compete.54 Among the additional eligibility rules included in the declaration are clauses mandating that athletes comply with the IOC’s Code of Ethics, agree to be recorded by media outlets approved by the IOC, and settle any disputes concerning their participation through the Court of Arbitration for Sport (CAS) rather than through other legal systems or means of negotiation. Reiterating the requirement that ath- letes must settle disputes arising during the Olympic Games using CAS and 38
Charting the Charter the Code of Sport-Related Arbitration exclusively, the final requirement for- bids athletes from turning to the broader legal system or other arbitrators to settle Olympic-related disputes.55 The rule thus functions to prohibit athletes from using alternative modes of law enforcement to compete in the Olympic Games. According to rule 53, athletes who meet the above eligibility criteria to compete at the Olympic Games receive an Identity and Accreditation Card, which verifies their identity and bestows them with “the right to take part in the Olympic Games.”56 If an athlete does not agree to, adhere to, fulfil, or dem- onstrate each of the criteria summarized in Table 1, he or she is ineligible to participate in the Games. Table 1: Summary of Olympic Eligibility Rules Sport Requirements of Athletes 6 Belong to a NOC the IOC consider in good standing 6, 41 Adhere to the requirements of the IF of their chosen sport 23, BL45 Adhere to all rules and regulations set by the IOC 27, 41, BL45 Meet the qualifying standards set out by the IF 28, 41 Be selected by a NOC BL28-29 Wear clothing and use equipment approved and selected by the NOC 41 Demonstrate respect for the spirit of fair play and non violence 41, 44, BL45 Comply fully with the World Anti-Doping Code 42 Be a national or citizen of the NOC that they represent 43 Be in the age range specified by the relevant IF 45 Not be vetoed or rejected by the IOC 45 Participate at a competitive level against the top ranked athletes BL45 Comply with the IOC Code of Ethics BL45 Agree to be recorded by media approved by the IOC BL45, 59 Agree to settle disputes through the Court of Arbitration for Sport only 46 Compete in discipline or event approved by the IOC Executive Board 53 Be granted an Olympic identity and accreditation card Source: 2010 Olympic Charter As this section demonstrates, athletes seeking a spot on their country’s Olym- pic roster must comply with eligibility rules set by the IOC, IF, NF, and NOC that govern the sport in which they seek to qualify. The eligibility rules in force in 2010, as outlined in Table 1, vary substantially from the eligibility rules of the Olympic Games held in past decades. Since IFs vary in the ways each interprets the rules outlined in the Olympic Charter, to gain additional insight into Olympic eligibility it is helpful to examine how some IFs apply the IOC’s requirements. International Federations, Specific Rules, and Supplementary Requirements A brief examination of the rulebooks and policy documents from a sample of eight IFs produces additional examples of eligibility requirements for Olympic participation.57 Included in the analysis are the eligibility rules set by the Inter- 39
Teetzel national Association of Athletics Federations (IAAF), the International Boxing Association (AIBA), the Fédération Internationale de Gymnastique (FIG), the International Biathlon Union (IBU), the International Skating Union (ISU), the International Ice Hockey Federation (IIHF), the Fédération Internationale de Volleyball (FIVB), and the Fédération Internationale de Luge de Course (FIL). An analysis of the eligibility rules set by the eight IFs, examined in rela- tion to the eligibility rules set out in the 2010 Olympic Charter, provides a more nuanced look into the qualification process that athletes must abide by and respect. Evidence was drawn from IF rulebooks, policy documents, and regulation guides. Six themes emerged that supplement the rules outlined in the Olympic Charter, including: 1) sex and gender categories; 2) doping restric- tions; 3) citizenship requirements; 4) behaviour and dispute resolution proce- dures; 5) clothing and equipment options; and, 6) age requirements. Examples of how the eight IFs implemented the rules in the Olympic Charter follow immediately below. Eligibility rules regarding sex and gender categories All eight of the IFs in the sample included rules that mandate the differential treatment of male and female competitors. While the program of events for male and female athletes is much more balanced than in previous decades, equality of opportunity has not yet been reached, such that an equitable pro- gram is not available for both women and men. Sex differences remain in the rulebooks of several sports, which include: 1) the presence of single-sex events and disciplines on the Olympic program; 2) the number of men’s and women’s entries included in the same events within a discipline; 3) differences in required equipment or uniforms worn by female and male competitors; and 4) additional requirements and medical examinations for women prior to being cleared to compete.58 Several rulebooks for disciplines on the Olympic program mandate dispa- rate opportunities for women and men to compete. For example, while the women’s 3000m steeplechase was added to the athletics program for the first time in 2008,59 and represents a step toward sex equality by the IAAF, women are still prohibited from participating in the 50km race walk.60 An even bigger discrepancy exists in the boxing discipline. The 2008 Beijing Olympics crowned eleven boxing champions, all of whom were men. Women’s boxing has now been added to the schedule, and will be included in the 2012 Games in London, UK. Despite the AIBA’s endorsement of a policy of non-discrimi- nation in boxing,61 women’s boxing will field only two weight categories in 2012 compared to the scheduled ten for men’s divisions. Similarly, the FIL organizes luge competitions for 30 male athletes, 20 female athletes, and 20 doubles events, which often results in up to 70 male competitors but only 20 female competitors at the Olympic Games.62 Examples of this nature demon- 40
Charting the Charter strate that despite efforts toward gender parity, women remain ineligible to compete in several Olympic events.63 Differences also exist in the pre-event examinations that male and female athletes must undergo prior to receiving clearance to compete in the Olympic Games. For example, as a condition of eligibility, a weigh-in is required for luge and boxing athletes, as well as other athletes. Boxers must also undergo a medical examination prior to each bout at the Olympic Games and produce a certificate from a qualified medical doctor stating they are not medically con- strained from boxing.64 Failing to attend a required medical examination or weigh-in renders an athlete ineligible to compete. Female boxers must “answer to the best of her knowledge, any questions posed by the Medical Officer and shall confirm in writing that to the best of her knowledge she is not preg- nant.”65 Boxers who are pregnant or deemed unfit to box are not permitted to participate in international boxing events.66 Eligibility requirements of this nature challenge athletes’ autonomy to decide for themselves if they should or should not participate. Other eligibility rules ostensibly concerning health are more troubling. For instance, the FIVB’s rules include the provision that female volleyball play- ers must submit a “Female Player Medical Certificate” to their NFs prior to receiving clearance to participate. The FIVB reserves permission to carry out gender verification procedures selectively, on women only, “on a case by case basis in event of doubt based on medical evidence,” and notes “female players may be required to present a valid gender certificate and/or submit themselves to a medical examination in case of doubt based on medical evidence.” 67 Refusing to participate in sex verification procedures, after a request from the FIVB, results in ineligibility to compete.68 Correspondingly, the IBU specifies in rule 1.4.3 of the IBU Handbook for biathlon that “all female competitors participating in IBU competitions are required to certify their gender by their national passport.”69 While the IOC does not include rules in the Olympic Charter that require female athletes to provide evidence of their status as women, the IOC allows the IFs to impose this requirement on female Olympi- ans, and to do so using each IF’s own methods of determination. Eligibility rules regarding drug use As noted above, all athletes must agree to and follow anti-doping rules in order to compete at the Olympic Games. The rules in the Olympic Charter as well as rules set by each IF require that athletes adhere to the World Anti-Doping Code (WADC) in effect at the time and submit to in- and out-of-competition testing when requested to so do. The rulebooks for each IF analyzed for this paper specifically address doping and align with the regulations found in the 2010 Olympic Charter and outlined in the WADC. Any violation of the doping rules 41
Teetzel and regulations contained within the WADC renders the athlete ineligible to compete in the Olympic Games. An example of how the three levels of policies align can be found in the sport of biathlon, where testing is done for health and safety reasons in addi- tion to concerns about performance enhancement. Specifically, testing is done not just because drugs such as EPO, which increase an athlete’s haematocrit, are banned, biathlon athletes must have haemoglobin levels under 16 g/dl for females and 17.5 g/dl for males to be eligible to start a race at the Olympic Games. In conjunction with its medical advisors, the IBU has determined that the health risks that can result from strenuous exertion with haemoglobin lev- els surpassing the upper limits are too dangerous to allow athletes to com- pete;70 hence, the IBU requires testing to be done prior to the doping tests that are conducted at the end of each event. In addition to the requirement to adhere to the rules specified in the WADC, some IFs add supplementary rules pertaining to doping. For example, the IAAF requires athletes’ written acknowledgment of their agreement to respect anti-doping rules in the form of a signed declaration designed by the IAAF Council.71 In addition, the FIG stipulates that in order to compete at the Olympic Games, gymnasts must not “have been expelled from any National or International Sports Federation for the use of drugs.”72 Doping-related rules of this nature put limits on what athletes can and cannot put into their bodies to maximize their athletic performance. Eligibility rules regarding citizenship Many IFs further specify the rules regulating competitors’ citizenship found in the Olympic Charter. For example, the FIG’s rules explain that the IOC’s rules regarding citizenship found in the Olympic Charter trump an IF’s rules for other international competitions.73 Additionally, as proof of their citizenship and eligibility to represent their countries, athletes must provide their valid passports as evidence.74 Several of the IFs require additional evidence of citi- zenship for athletes who have changed citizenship or who are representing a second country in international sport. Rule 5 of the IAAF’s Competition Rules for 2008 further elaborates the citi- zenship requirements for international athletics competitions.75 It specifies that athletes who are dual citizens of countries in which one NF is suspended may compete for the other NF as long as they renounce their former national- ity, inform the suspended NF of the decision, apply for citizenship and live continually in the unsuspended country, and spend no more than 90 days of every subsequent year in the suspended NF’s country or territory.76 The IAAF also mandates limited communication between the athlete and the suspended NF if the athlete is living and seeking citizenship elsewhere. In order to com- pete for a second country internationally following the suspension of his or 42
Charting the Charter her first country, the athlete must “refrain from any athletics activities, which shall include, but not be restricted to, exhibition races, training, coaching, offi- ciating, lecturing, giving interviews and publicity interviews, with any repre- sentatives of a Member [NF] which is under suspension.”77 The rule has implications for athletes’ rights to free speech. Moreover, the examples of IF citizenship rules highlight that eligibility rules place restrictions on athletes’ geographical locations and whereabouts if they seek to secure the right to represent a country other than the one in which they currently hold citizenship. Eligibility rules regarding behaviour and dispute resolution IF rulebooks also stipulate acceptable and unacceptable behaviours for athletes both off the field and out of competition. A common requirement is that ath- letes use the CAS to settle disputes, mediate conflicts, and challenge rulings related to participation in the Olympic Games.78 Slight variations in the word- ing of the requirement can be found among the rulebooks. For example, the IIHF specifies that ice hockey athletes can only submit an appeal within twenty-one days of the decision the athlete seeks to appeal,79 whereas other IFs treat appeals on a case-by-case basis. In addition to mandating the use of the CAS to appeal decisions, many rulebooks contain a statement that athletes must sign declarations acknowl- edging their agreement to follow specific rules and regulations. For instance, before an athlete can participate in a biathlon event, an athlete must sign the IBU’s Declaration for Obligations, which states he or she agrees to respect all of the rules of the IBU.80 Punishable offences include “violations of the principles of fair play and unsportsmanlike conduct,” as well as “endangering or impair- ing the reputation or the interests of the IBU.”81 Similarly, the FIVB demands that participants “accept referees’ decisions with sportsmanlike conduct, with- out disputing them,” and that they “behave respectfully and courteously in the spirit of FAIR PLAY, not only towards the referees but also towards other offi- cials, the opponents, team-mates and spectators.”82 Failing to do so by engag- ing in rude, offensive, or aggressive conduct will result in the athlete at fault receiving a sanction and losing his or her eligibility at the discretion of the FIVB and officials.83 The FIL’s rules demand that “each participating athlete and official must behave fairly and in a sportsmanship like manner during a competition”84 in order to validate their FIL licences. The IAAF’s Competition Rules renders athletes ineligible to compete if they act or make statements in ways that insult or demonstrate a lack of respect for the IAAF or the sport of athletics.85 The IAAF and the athlete’s NF can also discontinue an athlete’s sport-related funding or benefits during the period of debarment and revoke his or her medals and awards.86 Similarly, public comments about the judging or officiating of events can lead to a skater’s ineligibility to compete if the ISU 43
Teetzel deems the comments to be improper. Rule 368 of the Special Regulations & Technical Rules – Single & Pair Skating and Ice Dancing specifies, “no official participating in an International Figure Skating event in any capacity may make any negative comment to the public concerning such event.”87 The ISU also specifies that figure skaters face a period of 60 days of ineligibility if they opt not to participate in the exhibition that follows the end of many ISU events.88 As these examples indicate, behaviour expectations are common in Olym- pic sports and IFs continue to mandate ‘appropriate’ conduct by athletes. Many IFs have opted to specify acceptable and unacceptable conduct in official rule- books and policies, as well as corresponding punishments for rule violations. Rules of this nature serve to regulate the behaviour of athletes prior to, during, and after competition, and can restrict not only athletes’ actions but also their freedom of speech. Eligibility rules regarding uniforms and competition attire Each IF included in this analysis specifies acceptable and unacceptable uni- forms and competition attire in its rulebooks. For example, rule 143 of the IAAF’s rulebook states: “athletes must wear clothing which is clean, and designed and worn so as not to be objectionable. The clothing must be made of a material which is non-transparent even if wet.”89 Competitors attempting to start the race in dirty, transparent, or other forms of distasteful attire, according to the IAAF’s standards, forfeit their eligibility to compete. In addi- tion to clothing, some sports also regulate athletes’ hairstyles, presumably for safety reasons. An ice hockey player whose hair is long enough to cover his or her name on the back of the sweater is required to tie it in a ponytail or keep it tucked under his or her helmet in order to avoid facing penalties or disqualifi- cation.90 Athletes who do not adhere to rules of this nature face periods of ineligibility. Rule 1.4.3 of the IBU Handbook also addresses competitors’ use of acceptable equipment and clothing, and states competitors must agree to take part in inspections of their clothing and equipment prior to the start of the race if they wish to compete.91 Figure skaters face similar restrictions; at the Olympic Games, these athletes must compete in clothing that is “modest, dig- nified and appropriate for athletic competition – not garish or theatrical in design.”92 In the ice dancing events, rules stipulate that “ladies must wear a skirt,” a woman’s “dress must not give the effect of excessive nudity inappro- priate for an athletic sport,” and male ice dancers must wear “full-length trou- sers: no tights are allowed and the man’s costume may not be sleeveless.”93 Eligibility rules of this nature have nothing to do with the constitutive or regu- lative rules of sport but set limits on the clothing athletes can wear. Rules of this nature may discourage the involvement of athletes whose religion requires modest dress. The implications of mandating what athletes can wear 44
Charting the Charter prior to, during, and after their events have repercussions for athletes’ contin- ued eligibility status. Eligibility rules regarding age limits A final theme of eligibility considerations included in the rulebooks of several IFs involves age requirements. While the Olympic Charter does not set age restrictions for the Olympic Games, most IFs can deny athletes from partici- pating on the sole basis of their age. Of the regulatory documents examined for the eight IFs selected for this study, minimum and/or maximum age restrictions for competing at the Olympic Games are enforced by the IAAF, FIG, AIBA, ISU, IIHF, and FIL in the corresponding rulebooks, while the IBU and FIVB do not set age ranges for competitors at the Olympics. At the 2008 Olympic Games in Beijing, all athletes participating in an IAAF-governed event had to be 16 years old before December 31, 2008, except athletes competing in the throwing events (discus, shot putt, and javelin), the decathlon and pentathlon, the 10,000m, and the 20km race walk, who had to be 18 years old by December 31, 2008. Men and women competing in the mar- athon, as well as men competing in the 50km race walk, had to be 20 years old by the same date to be eligible for Olympic competition. Similarly, the IIHF dictates that male and female hockey players must be 18 years or older to par- ticipate in a senior IIHF World Championship, which includes the Olympic Games. However, players under 18 years of age on the first day of Olympic ice hockey competition can participate if two medical doctors, the athlete’s par- ent(s) or guardian(s), and a representative of the NF for which the athlete seeks to play all sign a waiver agreeing the athlete has the skill and fitness to compete.94 The FIG sets the minimum age for participants to compete in the women’s artistic gymnastics, men’s artistic gymnastics, and rhythmic gymnas- tics events at 16 years of age, and 18 years of age for the trampoline events.95 Athletes selected to compete at the Olympic Games must show proof of both their age and their nationality to the FIG Secretariat before being cleared to compete.96 The ISU and FIL’s rules are similar. To compete at the Olympic Games, figure skaters, speed skaters, and short track speed skaters must be a minimum of 15 years old prior to July 1 on the year in which the Games are held.97 Finally, competitors in the luge events “must have reached their fif- teenth (15th) birthday during the sport’s year.”98 The AIBA was the only IF in the sample that imposes both minimum and maximum age limits. Eligibility rules set by the AIBA require boxers to be between 17 and 34 years of age on the first day of competition at the Olympic Games. According to the Rules for International Competitions or Tournaments, a boxer turning 17 on the second day of the boxing competition at the Olym- pic Games will be ineligible to compete; however, a boxer turning 35 on the second day of competition remains eligible according to the AIBA’s age rules.99 45
Teetzel Rules stipulating age ranges for competing at the Olympic Games restrict ath- letes’ eligibility to compete in several sports, and these rules are not uniform across events included on the Olympic program. Conclusion Olympic qualification is neither a simple nor straightforward process. It is not surprising, then, that every Olympiad is filled with stories and media reports that highlight the uncertainty regarding whether or not specific athletes will be permitted to participate. In addition to the eligibility requirements referenced throughout the Olympic Charter, additional rules specified by the IFs restrict who can participate and under what conditions. Eligibility rules involving potential competitors’ sex and gender, drug use, citizenship, behaviour, cloth- ing and equipment, and age contribute to the long list of criteria potential Olympians must meet, abide by, and accept if they want to participate. Additional research and analysis of each of these components could help justify or challenge these rules by identifying regulations that place unaccept- ably harsh requirements on athletes and restrict their autonomy. For example, is it fair to allow 15-year-old luge athletes to compete in the Olympics but pre- vent world-class 19-year-old marathon runners from participating? Should the IOC be able to invoke rule 45 and veto a NOC’s selection of an athlete to its Olympic roster without disclosing its rationale? Should athletes be excluded from participating in the Olympics if they prefer to wear clothing of their own choice? Before scholars can address questions of this nature, which highlight potential inconsistencies and inequities across sports, a solid understanding of the conditions of Olympic qualification is needed. Unlike the constitutive rules of sport, which define a game and specify the acceptable and unacceptable actions participants can and cannot perform, and the regulative rules of sport, which function to police or ‘regulate’ a game by specifying the consequences that will result if participants intentionally or inadvertently break a constitutive rule, eligibility rules are auxiliary to the practice of a sport. Eligibility rules serve the purpose of specifying the condi- tions participants must meet in order to be allowed to participate in a sport and are at the complete discretion of the organizers.100 Examples from the 2010 Olympic Charter and rulebooks, policies, and guidelines of eight IFs partici- pating at the Olympics raise several areas of potential concern. If the IOC is committed to actualizing its statement in the Fundamental Principles of Olympism preceding the rules in the Olympic Charter, which declares, “Any form of discrimination with regard to a country or a person on grounds of race, religion, politics, gender, or otherwise is incompatible with belonging to the Olympic Movement,”101 IOC members need to be cognizant of the poten- 46
Charting the Charter tially discriminatory and unfair ways in which the rules contained within its governing documents can be applied. Among the potentially problematic rules identified in the above analysis of the Olympic Charter and rulebooks of eight IFs are rules that condone gen- der inequality through failing to offer an equitable program of events for men and women, rules that limit athletes’ autonomy to decide for themselves if they are fit to participate, and rules that put limits on what athletes can ingest. In addition to these rules, the IOC also fails to prohibit IFs from requiring female athletes to provide evidence of their status as females if they seek to participate in women’s events. Rules that limit athletes’ rights to free speech, prohibit the use of the legal system in their countries for sport-related disputes, invoke age discrimination, and place restrictions on their geographical locations are equally worrisome. Moreover, rules that allow IFs to mandate that athletes must wear specific uniforms have the potential to fail to respect religious tradi- tions and thereby render some athletes unable to compete. Each of these issues requires additional analysis from the perspective of fairness, justice, inclusion, and adherence to the tenets of Olympism. Comprehensive understanding of an issue comes from discerning and appreciating the concepts and notions that inform the topic under investiga- tion. Philosopher R. Scott Kretchmar argues that ethics is always indebted to metaphysics, noting “metaphysical understanding must precede ethical pre- scriptions.”102 This paper has attempted to clarify what the rules for Olympic qualification entail and how they can be applied by IFs. From an analysis of the 2010 Olympic Charter and the rulebooks of eight IFs, one can decipher the numerous eligibility criteria an athlete must adhere to if he or she seeks to compete at the Olympic Games. Very little explanation or justification for these requirements is given in the Olympic Charter or in the rulebooks of the IFs. One way to advance our understanding of these issues would be to analyze rules identified as problematic from a moral perspective to ensure eligibility requirements are in line with the stated goals and perceived values of the Olympic Games. Endnotes 1 M. I. Finley and H.W. Pleket, The Olympic Games: The First Thousand Years (Toronto: Clarke, Irwin & Company, 1976), 59. 2 Ibid., 60. 3 Robert K. Barney, “Prologue: The Ancient Games,” in: Historical Diction- ary of the Modern Olympic Movement, eds. John E. Findling and Kimberly D. Pelle (Westport: Greenwood Press, 1996), xxix. 47
Teetzel 4 R. Leathes, “The Olympic Aims,” Olympic Review 205 (1984), 867. 5 Rowing events were planned but cancelled due to poor weather condi- tions. See Karl Lennartz and Stephan Wassong, “Athens 1896,” in: Ency- clopedia of the Modern Olympic Movement, eds. John E. Findling and Kimberly D. Pelle (Westport: Greenwood Press, 2004), 22-23. 6 Critics of the Olympics may argue that the Games have already grown to an unmanageable size citing the perceived inability of developing coun- tries to assume the expenses associated with hosting the Games. 7 If all nations desiring to send a team to the Olympic Games were permit- ted to do so, the number of teams competing in each tournament would inevitably be too large to complete the tournament between the opening and closing ceremonies of the Olympic Games. 8 “Minutes, 1st IOC Session, Paris – 1894,” in: The IOC General Session 1894-1919 Volume I, ed, Wolf Lyberg (Lausanne: International Olympic Committee (hereafter cited as IOC), 1994), 3. 9 IOC, The Olympic Games: Fundamental Principles, Rules and Regulations, General Principles (Lausanne: International Olympic Committee, 1958), 96. Emphasis in original. 10 IOC, 1958, 96. A definition of “Olympic caliber” is not included in the document. 11 Lord Killanin, “Eligibility and Amateurism,” in: The Olympic Games: 80 Years of People, Events and Records, eds. Lord Killanin and John Rodda (Don Mills: Rainbird Reference, 1976), 147. The strict amateur rules proved difficult for the Fédération Internationale de Football Association (FIFA), in particular, to showcase its sport at the Olympic Games because the presence of professional soccer leagues prohibited the game’s best players from participating in the Olympic Games. FIFA requested that the IOC approve broken time payments prior to the 1932 Olympics to allow professional players to participate. With the IAAF strongly backing its decision, the IOC refused to support FIFA’s request, which provoked FIFA into organizing and hosting the World Cup in 1930 rather than par- ticipating in the 1932 Olympic Games. FIFA decided to return to the Olympic Games in 1936 and organize a tournament for amateur players not ready to compete in the World Cup to gain experience. See Rob Beamish and Ian Ritchie, “From Chivalrous ‘Brothers-In-Arms’ to the Eligible Athlete: Changed Principles and the IOC’s Banned Substance List,” International Review for the Sociology of Sport 39, no. 4 (2004), 358. See also Gordon H. MacDonald, “Regime Creation, Maintenance, and Change: A History of Relations between the International Olympic Com- mittee and International Sports Federations, 1894-1968” (PhD diss., The University of Western Ontario, 1998). 12 IOC, Olympic Rules (Lausanne: IOC, 1949), 18. Also included was the clause that for amateurs, “participation in sport is nothing more than rec- 48
Charting the Charter reation without material gain of any kind direct or indirect and in accor- dance with the rules of the International Federation concerned.” Additional amateur rules barred athletes who intended to turn profes- sional and athletes whose participation required them to neglect their vocations from participating in the next Olympic Games. IOC, 1958, 98. 13 See, for example, Allen Guttmann, The Olympics: A History of the Modern Games (Chicago: University of Illinois Press, 1992), 13. 14 IOC, The Olympic Games: Fundamental Principles, Rule and Regulations, General Principles (Lausanne: IOC, 1964), 19. 15 Ibid., 74-75. 16 IOC, The Olympic Games (Lausanne: IOC, 1967), 44. 17 Dwight H. Zakus, “The International Olympic Committee: Tragedy, Farce, and Hypocrisy,” Sociology of Sport Journal 9 (1992), 340-353. See also Beamish and Ritchie, 361, 363. 18 Also prohibited were “individuals subsidized by governments, educa- tional institutions, or business concerns because of their athletic ability.” The gender-exclusive language used in this document remains in the Olympic Charter today. IOC, Olympic Rules and Regulations (Lausanne: IOC, 1971), 21-23. 19 Robert J. Paddick, “Amateurism: An Idea of the Past or a Necessity for the Future?” Olympika: The International Journal of Olympic Studies 3 (1994), 4. 20 Killanin, 153. 21 Guy-Lionel Loew, “Karl Schranz and the International Debate on Ama- teurism, Sapporo 1972,” Olympika: The International Journal of Olympic Studies 17 (2008), 153-168. 22 Killanin, 143. 23 While the Olympic Charter uses the term ‘bye-law’ I will use the more conventional spelling of the word, by-law, except when quoting directly from the Olympic Charter. The majority of IFs and other organizations surveyed use the spelling ‘by-law.’ 24 IOC, Olympic Charter (Lausanne: IOC, 1979), 46. 25 Ibid., 18. 26 Ibid. 27 Some IFs, including the skating and athletics federation, opened their sports to professionals almost immediately. Other IFs, such as the boxing and football federations, placed restrictions on professionals’ participa- tion but did not abolish all traces of previous amateur rules. Among the last hold outs were the basketball and ice hockey federations. Professional athletes from the National Basketball Association (NBA) and National Hockey League (NHL) did not participate in the Olympic Games until 1992 and 1998, respectively. Most IFs have abandoned amateur require- ments to the extent that for children watching the Olympics today it 49
Teetzel seems hard to believe the IOC was ever able to bar professional athletes from competing. 28 IOC, Regies du Comite International Olympique sur les conditions d’admis- sion aux Jeux Olympiques, 1964. 29 Patterns in the rules were identified, and themes were described, using open coding techniques. This was followed by axial coding to establish the links and categories of rules. 30 IOC, 2010, 19. 31 Ibid., 81. 32 Ibid., 50-51. 33 Ibid., 51. 34 Ibid., 52. However, at its discretion, the IOC Executive Board and relevant committees can opt to issue a warning prior to employing sanctions or other measures. Athletes are also entitled to appeal decisions and utilize the resources of the Court of Arbitration for Sport. 35 In addition to eligibility criteria, the IFs each “assume the responsibility for the technical control and direction of their sports at the Olympic Games and at the Games held under the patronage of the IOC.” Ibid., 57- 58. 36 Ibid., 81. 37 Ibid., 87. This specification is why the Vancouver Organizing Committee for the 2010 Olympic and Paralympic Winter Games (VANOC) and the International Ski Federation could not add women’s ski jumping to the Vancouver 2010 Olympic programme. Procedures needed to have begun several years prior, in order to petition the IOC members at the IOC Ses- sion to include women’s ski jumping events before the closing date for modifying the programme for the 2010 Winter Olympic Games. 38 Ibid., 62. NOCs are also required to address and eliminate violence and discrimination in sport in their country and ensure the adoption and enforcement of the World Anti-Doping Code. 39 Ibid., 66. Note that gender exclusive language remains throughout the Olympic Charter today. 40 Ibid., 67. 41 Ibid., 98. The IOC does not define what constitutes propaganda. Only inconspicuous logos may appear on the clothing, equipment, and acces- sories the athletes use or wear in training, warm-up, competition, and at ceremonies at the Olympic Games. 42 Ibid., 81. 43 Ibid. 44 Ibid., 83. 45 Ibid., 81. 50
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