Central Africa Humid Tropics Transect Sentinel Landscape (CAFHUT)
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March 2021 F TA WO R K I N G PA P E R • 3 Central Africa Humid Tropics Transect Sentinel Landscape (CAFHUT) A stocktaking pilot study Revised Edition, May 2021 Denis J. Sonwa, Frederick Nkeumoe Numbisi, Duplex Noumbissi, François Essouma Manga, Patrice Levang, Bertin Takoutsing, Albert Le Grand Fosso, Laurent Vidal, Brian Chiputwa, Divine Foundjem-Tita, Frankline Nghobuoche, Serge Mandiefe Piabuo and Peter A. Minang
Central Africa Humid Tropics Transect Sentinel Landscape (CAFHUT) A stocktaking pilot study Revised Edition, May 2021 The CGIAR Research Program on Forests, Trees and Agroforestry (FTA)
Working Paper 3 © 2021 The CGIAR Research Program on Forests, Trees and Agroforestry (FTA) Content in this publication is licensed under a Creative Commons Attribution 4.0 International (CC BY 4.0), http://creativecommons.org/licenses/by/4.0/ DOI: 10.17528/cifor/007974 Sonwa DJ, Numbisi FN, Noumbissi D, Manga FE, Levang P, Takoutsing B, Fosso ALG, Vidal L, Chiputwa B, Foundjem-Tita D, Nghobuoche F, Piabuo SM and Minang PA. 2021. Central Africa Humid Tropics Transect Sentinel Landscape (CAFHUT): A stocktaking pilot study. Revised Edition, May 2021. Working Paper 3. Bogor, Indonesia: The CGIAR Research Program on Forests, Trees and Agroforestry (FTA). Errata: - Page 4: Figure 1, map updated - Page 6: Ayos description, 1st paragraph updated CGIAR Research Program on Forests, Trees and Agroforestry CIFOR Headquarters Jalan CIFOR Situ Gede, Sindang Barang Bogor Barat 16115 Indonesia T +62-251-8622-622 E cgiarforestsandtrees@cgiar.org foreststreesagroforestry.org We would like to thank all funding partners who supported this research through their contributions to the CGIAR Fund. For a full list of the ‘CGIAR Fund’ funding partners please see: http://www.cgiar.org/our-funders/ Any views expressed in this publication are those of the authors. They do not necessarily represent the views of The CGIAR Research Program on Forests, Trees and Agroforestry (FTA), the editors, the authors’ institutions, the financial sponsors or the reviewers.
iii Contents List of acronyms v Executive summary vi 1 Introduction 1 2 Brief history of how the specific sentinel landscape was built and how work was conducted in practice (different steps, processes) 3 2.1 Site selection 4 2.2 Description and collection of data 7 3 Review of other projects co- located or linked to CAFHUT 11 3.1 Summary of projects based on themes characterizing major development challenges in the landscape 11 4 Socioeconomic characteristics of households sampled in CAFHUT 23 4.1 Household demographics 23 4.2 Farm characteristics 24 4.3 Farm dependency and income diversity 25 4.4 Household welfare, food security and nutrition 27 4.5 Partners involved and inventory of how stakeholders have worked in the landscape 28 5 Lessons learned and major challenges from the projects executed in the landscape 30 5.1 Lessons learned 30 5.2 Challenges 32 5.3 Recommendations from projects 33 References list 35 Annexes 37 A Indicators – summary statistics tables 37 B Publications, projects and locations in the Cameroon SL 45
iv List of figures and tables Figures 1. Sentinel sites identified in the Central Africa Humid Tropics Transect 4 2. Position of the four sites along the forest transition curve 5 3. Household size 23 4. Off-farm labor demand 24 5. Age dependency ratio 24 6. Farm size distribution 24 7. Area under cultivation 24 8. Trees on farms 25 9. Tropical livestock unit (TLU) 25 10. Household domestic asset index 25 11. Contribution of farm activities to household income 26 12. Contribution of non-farm activities to household income 26 13. Contribution of forest amenities to household income 26 14. Household income composition 27 15. The Shannon-Weaver index of diversity 27 16. Livelihood resources index/wealth index 28 17. The Household Dietary Diversity Score (HDDS) 28 18. Food Consumption Score (FCS) 28 Tables 1. Villages selected and number of household surveys per site 8 2. Summaries of sampling plots, soil samples and infiltration rates 10 3. Deforestation-related projects 12 4. Cocoa-related projects 13 5. Projects related to poverty reduction 14 6. Summary statistics of sampled households by sentinel site 23 7. Household farm dependency and income diversity 26
v List of acronyms ADNG Association communautaire pour le développement de Ngoume ADR Age Dependency Ratio AFS Cocoa agroforestry systems AFS4FOOD Agroforestry for Food Security AFTPs Agroforestry Tree Products AGC Aboveground Carbon ASB Alternatives to Slash-and-Burn CAFHUT Central African Humid Tropics CFEs Community Forest Enterprises CIFOR Center for International Forestry Research CIRAD French Agricultural Research Centre for International Development CODEM Communauté de développement du village Messok-Messok CoForSet Congo Basin Forests – Biodiversity Offsetting Mechanisms CoForTips Congo Basin Forests – Tipping Points for Biodiversity Conservation and Resilience of Forested Socioecological Systems CGIAR Consortium of International Agricultural Research Centers DRYAD Financing sustainable community forest enterprises in Cameroon EPHTA Ecoregional Programme for the Humid and Subhumid Tropics of Subsaharan Africa. F-cAFS Forest-derived cocoa agroforestry systems FCS Food Consumption Score FTA Forests, Trees and Agroforestry GDP Gross Domestic Product HDDS Household Dietary Diversity Score HFIAS Household Food Insecurity Access Scale ICRAF World Agroforestry IFRI International Forestry Resources and Institutions IRD French National Research Institute for Sustainable Development IUCN International Union for Conservation of Nature LDSF Land Degradation Surveillance Framework MIR Mid-infrared NTFPs Non-Timber Forest Products ProCISA Pro-Intense Africa Project REALU Reducing Emissions from All Land Uses REDD+ Reducing Emissions from Deforestation and forest Degradation SAFSE Search for trade-offs between production and other ecosystem services provided by tropical agroforestry systems S-cAFS Savanna-derived cocoa agroforestry systems SDI Soil Degradation Index SL Sentinel Landscapes SLOs System level outcomes SOC Soil organic carbon SoCa Beyond climate, Soil Carbon sequestration to sustain tropical family farming STRADIV System approach for the transition to biodiversified agrosystems TLU Tropical Livestock Unit WWF World Wide Fund for Nature
vi Executive summary The Sentinel Landscapes (SL) initiative is area composed of degraded mature forests, comprised of geographic areas or sets of where concession, community forestry and areas with a broad range of biophysical, social, timber exploitation are influencing the forest economic and political conditions. This report structure; (c) Ayos – situated 123 km from takes stock of the work carried out on the Yaoundé, the capital of Cameroon. Ayos Central Africa Humid Tropics Transect Sentinel vegetation is characterized by gallery forests Landscape (CAFHUT) within the context of surrounded by swamp forests of raffia; and the CGIAR Research Program on Forests, (d) Bokito – a forest-savanna or deforested Trees and Agroforestry (FTA). It reports on landscape, situated some 150 km from core SL work and draws from the broader Yaoundé, where secondary forest is used to project activities of multiple partners within grow cash and subsistence agricultural and the FTA research program. The FTA research agroforestry crops. consortium mainly consisted of Bioversity International, the Center for International The CAFHUT core work concentrated on land Forestry Research (CIFOR), the French and soil analysis as well as socioeconomic Agricultural Research Centre for International analysis and mapping. The study of Development (CIRAD) and World Agroforestry land health used the Land Degradation (ICRAF), collaborating with the French Surveillance Framework (LDSF) as the National Research Institute for Sustainable. principal field-data collection tool in the four The CAFHUT study sought to address the selected sites. A total of 640 plots, 1280 soil following: to better understand the drivers samples and 96 infiltrations were used for behind deforestation/forest degradation; to analysis. All the collected samples were create the capacity and best methods to meet processed and subsamples were shipped to development needs; to gauge the ecological the Soil-Plant Spectral Diagnostics Laboratory and genetic impact on forests from land-cover at ICRAF in Nairobi, Kenya. Soil samples were and land-use changes; and to support the analyzed using mid-infrared (MIR) methods. promotion and implementation of sustainable Socioeconomic information was collected multiple-use forest models as a result of through primary and secondary sources. these efforts. Primary data were collected in all four sites covering 38 villages and 927 households, The sentinel landscape covers sites where while secondary data were based on analysis the pressures of urban development, of theses, dissertations and scientific articles. population growth, forest commercialization Within the socioeconomic work, some and land-use transition are changing the institutional and natural resource governance forest landscape at a rapid pace. Four study activities were carried out. The detailed sites in Cameroon were chosen: (a) Mintom institutional mapping exercise that was to be – a transition zone between mature old implemented using the International Forestry growth forest and logged-over forest, with a Resources and Institutions (IFRI) protocols mixture of active forest concessions, recently – Forms A, R, F and S – and the Natural allocated community forests and unallocated Resources Governance Framework never forest concessions; (b) Lomie-Kongo – an took place due to a lack of resources.
vii In broader terms, three main areas of work farmers and market-based agriculture; can be highlighted with the following aims: to conversion for commercial plantations (oil reduce deforestation and forest degradation; palm, banana, rubber, pineapple); mining; to improve cocoa agroforestry and cocoa infrastructure development; and all types landscapes; and to alleviate poverty. These of logging schemes (industrial, artisanal, are the key land-management issues in the legal and illegal) are the principal drivers CAFHUT landscapes. Following a review of deforestation. There remain challenges of projects and research in these three relating to technology in mapping land-use areas over the past 10 years, we provide an changes and to legal definitions of forest. For overview of the work carried out. emission-reduction strategies to be efficient, cross-sector collaboration by all stakeholders Reducing deforestation and forest is required. For instance stakeholders in the degradation: With an increasing human cocoa sector, intensifying cocoa agroforestry population and demand for food, pressure systems have the potential to store about 180 on the forest has increased along the tons of carbon per hectare; a reason enough sentinel landscape. Three projects aimed to to promote agroforestry, especially if coupled reduce emissions from all land use, to exploit with tree planting on farms for timber and opportunities for avoided deforestation with food. sustainable benefits, and to identify points for biodiversity conservation and the resilience Cocoa agroforestry systems and landscapes of forested social and ecological systems. improvement: Just like in any forest area With the help of satellite images, it was within the Congo Basin, cocoa agroforestry predicted that deforested areas in Mindourou is one of the dominant land uses along and Guéfigué will increase twofold over the the sentinel landscape, contributing to the period 2020–2030 compared with the period livelihoods of millions of farmers. Cocoa is 2000–2010. The results equally highlight that the main farming activity, representing 89% cassava, groundnuts and maize are the main of cultivated areas and 59% of agricultural crops responsible for cropland expansion, income for households in the village of while the area dedicated to the cultivation Talba. Project interventions along this of palm oil is also expected to double from landscape aimed to resolve problems 2010 to 2030. Land-cover maps for Akok and relating to diversification and intensification; Awae show different patterns of land-use soil characteristics; cocoa yield; botanical evolution between the two villages. Forest composition and vegetation structure; pests land in Akok decreased from 26% to 18%, and diseases as well as contribution to while secondary forest increased from 57% to household income. A total of six projects 67%. Awae experienced a reduction of forest developed various interventions aimed at land from 14% to 7%, while secondary forest improving cocoa agroforestry in terms of yield remained relatively stable; however, short- and farmer incomes, while reducing forest duration fallow increased from 22% to 34%. A clearance for agriculture. For example, results feasibility assessment of emissions reductions revealed that a total of 6677 cocoa plants in Efoulan municipality was conducted from were produced in Lobeke and the plants 2001 to 2007, showing a considerable decline from the communities’ nurseries were used in undisturbed forest, amounting to 194 ha/ to establish small cocoa plots of 2.5 ha. In year mainly due to cocoa plantations (145 ha/ 2015, a total of 2760 trees were integrated year) and crop fields (45 ha/year). Logged into cocoa agroforestry systems in Efoulan, forests decreased by 63 ha/year due to land while 85% of cocoa farmers in this area degradation, thus weakening the landscape’s were engaged in the intensification of cocoa carbon stock potential. agroforestry systems through tree planting. An evaluation of potential yield in Bokito An analysis shows that various drivers are showed that the average number of pods per responsible for the deforestation and land tree is 17.3 and the average weight of pods degradation of the CAFHUT landscape. is 497.4 g (0.497 kg). In Bokito, the average Land conversion by small-scale subsistence density of cocoa population is 1222 plants
viii per hectare and yields increase significantly (especially for njansang, Irvingia and Gnetum) with age. On average, irrespective of without any germplasm improvement and/ age, potential yields were higher on plots or management. From such projects, it created on savanna-preceding (866.9 kg/ became evident that for farmers to reap the ha) than those created on forest-preceding full benefits and increased revenue from vegetation (786.6 kg/ha), but the yields most NTFPs more attention was needed to were not significantly different. Diseases are conservation, processing and packaging responsible for 17% of losses, while 2% is lost issues. In this regard, experience from such to rodents. It is observed that the destruction projects suggests that more development caused by mirids1 increases with the age of projects are needed on value chains to the farm. explore processing opportunities. However, this would require teaming up with more Although interventions along this landscape specialized institutions and, if possible, the aimed at improving the quality and quantity private sector. of cocoa while boosting farmers’ incomes, pest management remains a major problem Some projects tested organizational for farmers. Issues relating to post-harvest arrangements by which NTFP producers can management and the entrepreneurial link up more efficiently with traders and the aspects of cocoa agroforestry were not private sector. The ultimate objective was sufficiently examined by the various to improve the integration of low-income projects. Thus, for farmers to fully benefit farmers in NTFP value chains. Results show from cocoa agroforestry systems, using a that it is important to increase the capacity holistic approach that includes the business of producers and traders, so that they can dimension will provide additional motivation engage in collective action and connect for farmers to take up new concepts as with each other. It is also vital to develop significant employment and income will be financial mechanisms in order to overcome generated. some of the barriers that producers and traders face when they try to increase their Poverty reduction: Although a major goal participation in value chains. Some of the of most project interventions in the SL is projects concluded that much work still to address poverty, some were specifically needs to be done to develop NTFP markets designed to diversify and stabilize the and products. It is also necessary to help incomes of poor small-scale farmers by farmers and traders to develop sustainable increasing their participation in – and benefits enterprises around NTFPs. from – the value chains of agroforestry tree products (AFTPs). From a value chain Results from the projects show positive perspective, we learned from projects effects of collective action on farmer carried out in the landscape that vegetative livelihoods. However, some of the research propagation and on-farm cultivation of non- also raised questions that would need more timber forest products (NTFPs) can effectively in-depth social and anthropological research contribute to sustained quality production and in order to fully understand producers’ therefore, play an important role in improving behavior and to facilitate the scaling of the value chains. However, many producers still approach beyond project sites. collect trees/vines that grow spontaneously 1 The term mirid or miridae refers to a large and diverse insect family also known by the taxonomic synonym Capsidae. Common names include plant bugs, leaf bugs, and grass bugs. See also: http://research.amnh. org/pbi/
1 Introduction The Sentinel Landscapes (SL) initiative is limited funding, field research in CAFHUT was comprised of geographic areas or sets of limited to two areas: (a) land and soil analysis, areas with a broad range of biophysical, and (b) socioeconomic analysis and mapping. social, economic and political conditions. The study of land health used the Land It is part of the CGIAR Research Program Degradation Surveillance Framework (LDSF) on Forests, Trees and Agroforestry (FTA), as the principal field-data collection tool in which was established in 2011 to conduct the four selected sites. A total of 640 plots, long-term research, using standardized 1280 soil samples and 96 infiltrations were methodologies, on the temporal and spatial used for analysis. All the collected samples dynamics of trees and forests in selected were processed and subsamples were sites. The Central African Humid Tropics shipped to the Soil-Plant Spectral Diagnostics (CAFHUT) sentinel landscape covers sites Laboratory at the World Agroforestry where the pressures of urban development, (ICRAF) in Nairobi, Kenya. Soil samples were population growth, forest commercialization analyzed using mid-infrared (MIR) methods. and land-use transition are changing the Socioeconomic information was collected forest landscape at a rapid pace. Four study through primary and secondary sources. sites in Cameroon were chosen: (a) Mintom Primary data were collected in all four sites – a transition zone between mature old covering 38 villages and 927 households, growth forest and logged-over forest, with a while secondary data were based on analysis mixture of active forest concessions, recently of theses, dissertations and scientific articles. allocated community forests and unallocated Within the socioeconomic work, some forest concessions; (b) Lomie-Kongo – an institutional and natural resource governance area composed of degraded mature forests, activities were carried out. The detailed where concession and community forestry institutional mapping exercise that was to be and timber exploitation are influencing the implemented using the International Forestry forest structure; (c) Ayos – situated 123 km Resources and Institutions (IFRI) protocols from Yaoundé, the capital of Cameroon. Ayos – Forms A, R, F and S – and the Natural vegetation is characterized by gallery forests Resources Governance Framework never surrounded by swamp forests of raffia; and took place due to lack of resources. (d) Bokito – a forest-savanna or deforested landscape, where secondary forest is used This report takes stock of the work carried to grow cash and subsistence crops by out in the CAFHUT Sentinel Landscape within agricultural and agroforestry means. the context of the CGIAR Research Program on Forests, Trees and Agroforestry. It reports The CAFHUT project aimed to collect on core SL work and draws from the broader socioeconomic, institutional and biophysical project activities of multiple partners within information to assess the relationship the FTA research program. The FTA research between livelihoods and land health in consortium mainly consisted of Bioversity forested landscapes that have been exposed International, the Center for International to various forms of land-use change. Due to Forestry Research (CIFOR), the French
Denis J. Sonwa, Frederick N. Numbisi, Duplex Noumbissi, François E. Manga, Patrice Levang, Bertin Takoutsing, Albert LG. Fosso, Laurent Vidal, 2 | Brian Chiputwa, D. Foundjem-Tita, Frankline Nghobuoche, Serge M. Piabuo and Peter A. Minang Agricultural Research Centre for International over the past 10 years. The section is Development (CIRAD) and World divided into two subsections: Subsection Agroforestry (ICRAF). The CAFHUT study 2.1 summarizes the findings under three sought to address the following: to better themes characterizing major development understand the drivers behind deforestation/ challenges/opportunities in the landscape, forest degradation; to develop the capacity including deforestation; cocoa intensification and best methods to meet development and diversification; and poverty reduction. needs; to gauge the ecological and genetic Subsection 2.2 links the various research impact on forests from land-cover and land- projects to the four themes planned in use change; and to support the promotion 2012, including socioeconomic, institutional, and implementation of sustainable multiple- biophysical and land health. Section 3 use forest models as a result of these efforts. covers a preliminary analysis of the socioeconomic data collected within the The rest of the report is structured as CAFHUT. The results are divided into follows: Section 1 explains how the sites household assets and ownership, household were selected and provides an overview farm dependency, income diversity, poverty, of the four sites that were finally retained. as well as household welfare, food security A description of the socioeconomic and and nutrition. Section 4 highlights the biophysical data on land degradation is partners involved and makes an inventory presented in this section, together with the of different stakeholders who have worked sampling plans for both studies. Section in the landscape. Section 5 underscores the 2 is a systematic analysis of research lessons learned, as well as major challenges activities that different development and recommendations from projects partners have conducted in the landscape executed within the landscape.
2 Brief history of how the specific sentinel landscape was built and how work was conducted in practice (different steps, processes) The Sentinel Landscapes project is the to low deforestation in the past are changing result of consultations that took place in the and will continue to do so with globalization. CAFHUT region during the development (and/ Therefore, based on their experience in or the early implementation phase) of FTA. It the Congo Basin and with the help of their also relies on the willingness of participants regional/worldwide networks, the CAFHUT to provide a set of transects for medium- to research centers collaborated to address the long-term research that can inform decision following: (i) to better understand the drivers makers. The region has hosted benchmark behind deforestation/forest degradation; (ii) studies through the Alternatives to Slash-and- to create the capacity and best methods to Burn (ASB) program and EPHTA (Ecoregional meet development needs; (iii) to gauge the Programme for the Humid and Subhumid ecological and genetic impact on forests from Tropics of Subsaharan Africa), providing a set land-cover and land-use changes; and (iv) to of transects that represented the Congo Basin support the promotion and implementation of and the humid forest zone of West and Central sustainable multiple-use forest models. Africa, respectively. The overarching idea behind the SL was to utilize the multidisciplinary Sites were selected based on their and diverse experience of the institutions in representativeness of the humid forest order to generate information that can open up landscapes in Central Africa, while taking transformational pathways. This should be done advantage of some existing activities within while making reference to the System Level the sites. The CAFHUT represents a dynamic Outcomes (SLO) of CGIAR, including (i) to reduce socioecological gradient of forest and land poverty; (ii) to improve health, food security and use in the Congo Basin. Currently focused nutrition; and (iii) to enhance environmental on Cameroon, the project chose sites that sustainability and ecosystem services. The idea demonstrate a gradient where forest and was therefore to have new sites, and then to tree-based livelihoods are – and will be – conduct a baseline assessment of the status prevalent means of poverty alleviation. These quo along the SL. sites are also affected by the pressures of urban development, population growth, the The Congo Basin is considered a barometer commercialization of forest products and land- of ecological and socioeconomic conditions use transition. These factors are changing the in forest landscapes on the African forest landscape at a rapid pace. In particular, continent. Since the Congo Basin provides the landscape features are: several ecological services (i.e. biodiversity 1. Mature humid dense forest in the conservation and climate-change mitigation) and southeast of the country, where forest- products, the threats to its environmental health dwelling men and women profit from are an issue for the international community. hunting as well as the consumption and Unfortunately, some factors that contributed sale of non-timber forest products.
Denis J. Sonwa, Frederick N. Numbisi, Duplex Noumbissi, François E. Manga, Patrice Levang, Bertin Takoutsing, Albert LG. Fosso, Laurent Vidal, 4 | Brian Chiputwa, D. Foundjem-Tita, Frankline Nghobuoche, Serge M. Piabuo and Peter A. Minang 2. Fragmented mosaics of primary and 2.1 Site selection secondary forests impacted by (a) an extensive yet poorly understood informal The CAFHUT site was selected by a timber market, (b) a 100-year-old logging consortium of Bioversity International, industry that accounts for 6 percent (on CIFOR, ICRAF and CIRAD. This followed average) of the gross domestic product two larger workshops in 2012, designed (GDP) of many Central African countries, to identify partners and sites within which and (c) vast roads paving the way to the work would be done. The selection logging and mining concessions in the process downsized from 15–10 sites of heart of the Congo Basin. 10 x 10 km2 to a shortlist of eight sites that 3. Peri-urban areas where both primary and were later visited by a team of researchers secondary forest fragments still exist, but from Bioversity International, CIFOR and where the land use has been dominated ICRAF. Four sites – Bokito, Ayos, Mintom by mixed smallholder agroforestry and and Lomie/Kongo – were finally chosen intensified agricultural systems. by a committee after field visits (Figure 1). 4. Zones where forest meets savanna and The sites discarded were Bafia, Obala and agricultural activities dominate, but where Bikok and the site in the Dja reserve was local inhabitants have begun to reap the indicated as a nonactive research site that rewards of cocoa agroforestry, slowly should represent the ‘mature growth forest.’ transforming deforested landscapes into The four sentinel sites thus represented a productive and profitable tree-based gradient of intensive agriculture, pasture, livelihoods (Figure 1). agroforests and forests. Figure 1. Sentinel sites identified in the Central Africa Humid Tropics Transect Source: Cameroon sentinel landscape team, Data: WRI Interactive forestry atlas of Cameroon 2013 Note: SL sites indicated in red rectangles.
Central Africa Humid Tropics Transect Sentinel Landscape (CAFHUT) | 5 2.1.1 Brief presentation of the four Lomie-Kongo: Located in the Upper Nyong selected sites and key research questions division of Cameroon’s Eastern Province between latitude 03˚09’ N and longitude Figure 2 below presents the position of each 013˚37’ E with an altitude of 624 m. It is site along the forest transition curve. characterized by a wet equatorial climate (also known as a Guinea-type climate) and Mintom: Located in southern Cameroon high temperatures (24˚C on average). There between latitude 2˚30’ and 2˚45’ N and is a long dry season from December to May, longitude 13˚15’ and 13˚30’ E, within a humid a light wet season from May to June, a short equatorial climatic zone. The southern part of dry season from July to October, and a heavy Cameroon is a vast area stretching from the wet season from October to November. Atlantic Coast in the West to the Congo Basin Humidity and cloud cover are relatively in the east. This area features plateaus with high, and annual precipitation averages a lower altitude of 620m and is inhabited by 1500–2000 mm. Lomie-Kongo is sparsely more than 10,000 people across 60 villages. populated with fewer than five persons per Most belong to the Fang, Djem, Nzimé, and km². This is mostly due to the area’s thick Baka ethnic groups. The Ngoyla-Mintom forests, which inhibit settlement and support forest block is found in this region and covers disease-carrying insects. The vast majority 932,142 hectares – the largest expanse of of the region’s inhabitants are subsistence undisturbed tropical rainforest in Cameroon. farmers. Major crops are plantains, maize, In this landscape, this site represents the groundnuts, cocoyams, cassava, pineapples, transition between mature old-growth forest oranges, mangoes and yams. The dense and logged-over forest, with a mixture of forest and the presence of the tsetse fly active forest concessions, recently allocated prevent much cattle raising, but various community forests, and unallocated forest livestock are raised for subsistence purposes. concessions. Currently, the site hosts both Lomie-Kongo represents degraded mature production and virgin primary forest as well as forest, where concession and community an important wildlife corridor, but a vast road forestry and timber exploitation are some of is being opened through this area, meaning the principal activities influencing the area’s that radical changes have been observed forest structure. Other forest-related activities in a period of just a few years. Markets have include hunting and the collection of some opened and smallholder/community activities non-timber forest products. Agriculture and have intensified, including agriculture and agroforestry practices exist, but they have not agroforestry, hunting, informal logging, and been intensified because access to markets commercial activities. is more difficult here. Mintom Lomie/Kongo Ayos Bokito Degradation Reforestation and Agroforestation ecosystems services Forest and trees Deforestation Old growth Logged-over Secondary and Annual Grassland Mosaic landscape with forest forest agroforest crops agroforestry, plantations, crop fields, woodlots Figure 2. Position of the four sites along the forest transition curve
Denis J. Sonwa, Frederick N. Numbisi, Duplex Noumbissi, François E. Manga, Patrice Levang, Bertin Takoutsing, Albert LG. Fosso, Laurent Vidal, 6 | Brian Chiputwa, D. Foundjem-Tita, Frankline Nghobuoche, Serge M. Piabuo and Peter A. Minang Ayos: The municipality of Ayos is situated network of peatlands - the Ayos-Abong-Mbang 123 km from Yaoundé, the capital of peatlands (Bernard et al. 2013). This is said to be Cameroon. Ayos vegetation is characterized a perculiar ecological milieu, especially in terms by gallery forests surrounded by swamp of biodiversity and carbon storage in terrestrial forests of raffia and cocoa-production peatlands. The presence of ICRAF, through systems of much lower intensity. Ayos has a ASB research experience, is an assurance for surface area of 1250 km2 with an estimated available information about the dynamics in the population of 22,899 inhabitants. The entire area. population of this municipality depends directly on subsistence farming for their Bokito: Located between 4°35’ N and 11°8’ E livelihoods, with cocoa among the main in the Center Province of Cameroon in the agricultural produce. The zone falls within the Mbam-et-Inoubou district. It consists of more forest margin landscape where agriculture than 10 villages: Assala, Bakoa, Begny, Bokaga, and agroforestry products are the mainstay Bongando, Okolé, Kedia, Ossimb I, Ossimb II, for much of the population, and agricultural Tchekos, Yorro, Tobagne and Omeng. The practices are relatively mature (mostly cocoa, Yambassa is the primary ethnic group. Other coffee, oil palm). The area is inhabited by groups include Lemandé (Tchekos) and growing rural communities with access to Mma’ala (Omende,Yangben). Bokito has an markets and comprises about 39 villages equatorial transition-type climate with bimodal under two main groups – Yebekolo-Est and rainfall, characterized by two rainy seasons Omvang. Its geographical position provides and two dry seasons with variable durations. an avenue for the flow of money, which is The average temperature is 26.8°C and the reflected by progressive investments in average annual rainfall is between 1200mm and activities such as fishing, hunting and small- 1450mm. The main dry season lasts 5 months scale plantations (cocoa, oil palm, pineapple), (mid-November to mid-April). Bokito is located supplying local and neighboring markets in in the forest-savanna transition zone, where Abong Mbang to the east and from Awae to there is a low population density (29 inhabitants Yaoundé in the west. per km2), characterized by a patchwork of forest galleries along with herbaceous and sedge There is a high presence of elite population savannas on rejuvenated, slightly desaturated and investments in the area, and a well- soils. Cultivation of cocoa is exclusively carried established road network that has provided out by the autochthones of the Yambassa ethnic access to large markets. The site is inhabited group. Bokito represents the forest-savanna or by growing rural communities with access deforested landscape dynamic, where secondary to markets and comprises about 39 villages forest is used for growing cash and subsistence under two mains ethnic groups – Yebekolo agricultural and agroforestry crops. All forest land and Omvang. Its geographical position has been allocated, so some farmers have begun provides avenue for economic activities as to successfully grow cocoa and oil palm in the is reflected in the progressive investments savanna. The site shows deforested landscapes, in activities such as fishing, hunting, small forest-savanna mosaics and successful scale plantations (cocoa, oil palm, pineapple, reforestation efforts. There is good access by etc.), which supply local and neighbouring road, and a long-term CIRAD presence, ensuring markets in Abong Mbang to the East and links to local smallholders and some past data. from Awae towards Yaoundé in the West. Its vegetation is characterised by gallery forests The four sites in southern Cameroon were surrounded by swamp forests of raffia. Most selected because they represented different municipalities depend directly on subsistence stages of the forest transition curve. This project farming for their livelihoods with cocoa being aimed to collect a set of standardized variables, one of the principal agricultural produce. both socioeconomic and biophysical, in order Thus, agriculture and agroforestry products to assess the relationship between livelihoods are the mainstay for a large proportion of and land health in forested landscapes that the population, and agricultural practices have been exposed to various forms of land- are relatively mature (mostly cocoa, coffee, use change. The data will be used to conduct oil palm). The swamp forests of the upper a comparative study on the following research part of Nyong river tributaries form a sort questions:
Central Africa Humid Tropics Transect Sentinel Landscape (CAFHUT) | 7 • What are the institutional settings that favor respondents. Ultimately, 38 villages were the utilization of forest resources in ways chosen and 927 households were surveyed that result in more equitable sharing of (Table 1). benefits? • What are the factors that induce people to Research design and tools value the ecosystem services of trees and to manage the landscape for this purpose? Data source and tools used for collection • What are the conditions that allow farmers to Two sources of information were used in this significantly capitalize on tree products and study: primary and secondary. to benefit from them? Secondary sources Secondary sources helped us to obtain and 2.2 Description and collection mobilize existing data through documentary of data analysis (theses, dissertations, research articles) available in CIFOR’s library, online and 2.2.1 Socioeconomic at the stakeholder level. Village selection and household surveys Primary sources Primary sources permitted us to gather new Village selection data sets. This data collection was carried For the socioeconomic study, the selection of out through focus group discussions and villages for each sentinel site was based on: household surveys. • accessibility of the villages (cost of logistics); • total number of villages within and around Focus group discussions the sentinel site; Focus groups helped us to collect information • total population within and around the at the village level. This included data on: sentinel site. • demographics • formal and informal institutions Whenever possible, a minimum of 10 villages • use, access, governance and management were randomly selected for each sentinel site. of trees and tree products • access to markets and structure of Villages were located within a 30 x 30 km2 the markets radius based on the center of the LDSF site. • collective action A minimum of five villages were chosen within • social mobility within the village the core sentinel site (10 x 10 km2) to ensure that we have a collocation of both biophysical The following IFRI instruments2 were used in and socioeconomic samples. focus group discussions: a. Form F: The Forest Form defines a forest Villages were stratified based on: as a surface area of at least 0.5 ha that • distance to main road (distance from market) has woody vegetation, is exploited by at • ethnic groups (migratory vs. resident least three households, and is governed villages) overall by the same legal structure. This • distance from forest edge form was aimed at collecting data on the forest area’s size, ownership, vegetation, Household surveys forest products harvested, and their uses. For the household surveys, a representative Changes in the density of trees, grassland sample was randomly selected from each or ground cover, as well as changes in of the villages taking part in the survey. forest area, were also captured.3 This sample covered about 25–30% of all households. To randomize samples, we used 2 For an extensive review of the IFRI methodology and a list of households from the national census. instruments, refer to the IFRI manual here: http://ifri. Acknowledging that men and women have forgov.org/wp-content/uploads/2012/09/IFRI_Manual. different roles and viewpoints in a household pdf and in the community, we tried to ensure 3 http://www1.cifor.org/fileadmin/subsites/sentinel- an equal representation of female and male landscapes/document/Forest_Form.pdf
Denis J. Sonwa, Frederick N. Numbisi, Duplex Noumbissi, François E. Manga, Patrice Levang, Bertin Takoutsing, Albert LG. Fosso, Laurent Vidal, 8 | Brian Chiputwa, D. Foundjem-Tita, Frankline Nghobuoche, Serge M. Piabuo and Peter A. Minang Table 1. Villages selected and number of household surveys per site Villages Households Site Number of villages Number of households Name Total per site per site Abeng-Nnam 29 Bifos 24 Mbang 29 Mekouma 11 Ndelle 34 Ayos 10 271 Ngoumesseng 33 Niamvoudou 33 Nkolmveng 15 Nsan_II 28 Yebe 35 Bakoa 33 Batanga 31 Bongando 30 Bougnoungoulouk 29 Kedia 30 Bokito 10 323 Ossimb 33 Tchekos 35 Tobagne 30 Yangben 39 Yoro 33 Achip_2 17 Doumzok_2 10 Eschiambor 33 Kongo 32 Lomie-Kongo 9 Mayang 27 199 Melene 9 Moanguele_Bosquet 29 Nemeyong_III 9 Ngola 33 Akom 30 Assok 7 Belle-ville 4 Bite 6 Mintom 9 Ekombite 20 134 Lele 28 Mboutoukong 16 Nkolfong 15 Nkolkoumou 8 Total 38 927 b. Form S: The Settlement Form identifies soil types, vegetation, topography a settlement inhabited by one or more and elevation of the settlement and communities and elicits demographic surrounding area.4 information about the settlement and its relation to external markets and administrative centers. The form also 4 http://www1.cifor.org/fileadmin/subsites/sentinel- collects information on climatic features, landscapes/document/SL_Settlement_Form.pdf
Central Africa Humid Tropics Transect Sentinel Landscape (CAFHUT) | 9 c. Form A: The Forest Association Form is hierarchical sampling design (Vågen et al. designed to obtain information relating to 2013; Vågen et al. 2016). The framework one or more forests through the activities is useful in monitoring changes over time of forest users.5 and providing opportunities for targeting d. Form R: The Forest Product Form improved soil management and land collects data on consumptive and non- restoration activities (Winowiecki et al. 2018). consumptive uses of forest products by a households in a settlement.6 Field data collection Household surveys Observations and measurements were The Sentinel Landscape Household Module7 made at the plot (1000 m2 circular plots) and was used to collect information at the subplot levels (100 m2 circular plots) following household level. procedures described in Winowiecki et al. (2018). The following data were recorded at 2.2.2 Biophysical assessment and Land each plot (n = 160 per site): observations of Degradation Surveillance Framework slope (in degrees); vegetation structure using (LDSF) the FAO Land Cover Classification System (forest, woodland, bushland, shrubland, Experimental design wooded grassland, grassland, or cropland); topographic position (upland, ridge/crest, Four sentinel sites that are statistically mid-slope, foot-slope or valley); land representative of the variability in climate, management; and land-use history. topography and vegetation of the sentinel landscape area were established, as shown Visible observations and classification of in Figure 1. The sites were characterized soil erosion prevalence were made within using the LDSF as the field data collection each circular subplot (n = 4 per plot, 640 per tool. The LDSF is a spatially stratified, random site), such as gully erosion, rill erosion, sheet sampling design framework built around the erosion or none. Vegetation was measured at concept of sentinel site (Vågen et al. 2010; the subplot level, and woody and herbaceous Vågen et al. 2013; Winowiecki et al. 2016). covers were rated as: 65%. All trees (height >3 m) of 100 km2 that is representative of a larger and shrubs (1.5–3 m) within each subplot area of landscape. Each sentinel site was were counted in order to obtain stem density further subdivided into 16 grids of 2.5 x estimates. 2.5 km within which 10 sampling plots were randomly allocated, resulting in 160 plots per Composite soil samples were collected site. Each plot has an area of 1000 m2 and at each plot using soil augers, combining consists of four subplots of 100 m2 each. The topsoil (0–20 cm) samples from each of coordinates of the plots were loaded onto a the four subplots into one sample, and the handheld Global Positioning System (GPS), four subsoil (20–50 cm) samples into one which was used to navigate to each of the subsoil sample per plot, giving a total of 160 sample plots that make up the site. 320 samples per site. In addition, cumulative and undisturbed soil samples were collected The framework allows the assessment of in four depths (0–20 cm, 20–50 cm, 50– several ecological metrics simultaneously 80 cm and 80–110 cm), totaling 480 samples at four different scales (100 m2, 1000 m2, per sites. All the collected samples were 1 km2, 100 km2), using a spatially stratified, processed and subsamples were shipped to the Soil-Plant Spectral Diagnostics 5 http://www1.cifor.org/fileadmin/subsites/sentinel- Laboratory of ICRAF in Nairobi, Kenya. landscapes/document/Association_Form_A.pdf Collected soil samples will be analyzed using 6 http://www1.cifor.org/fileadmin/subsites/sentinel- the mid-infrared (MIR) reflectance according landscapes/document/SL_Product_Form_R.pdf to procedures described in Terhoeven- 7 http://www1.cifor.org/fileadmin/subsites/sentinel- Urselmans et al. (2010). Regression analysis landscapes/document/SL_Household_Module.pdf will use MIR data as independent variables,
Denis J. Sonwa, Frederick N. Numbisi, Duplex Noumbissi, François E. Manga, Patrice Levang, Bertin Takoutsing, Albert LG. Fosso, Laurent Vidal, 10 | Brian Chiputwa, D. Foundjem-Tita, Frankline Nghobuoche, Serge M. Piabuo and Peter A. Minang Table 2. Summaries of sampling plots, soil samples and infiltration rates Sentinel site Number of Standard soil Cumulative soil Number of sampling plots samples samples infiltrations Ediolomo (Bokito) 160 320 420 48 Ayos 160 320 420 48 Kongo (Lomie) 160 320 420 0 Meyiboto (Mintom) 160 320 420 0 Total 640 1280 1680 96 and the laboratory data from 10% of the Bokito site: The team worked in the following samples as dependent variables. Infiltration villages: Tchekos, Bokaga, Ediolomo and measurements were made in three plots Mbela. The sites were chosen based on the within each cluster to give a total of presence of a health center since we needed 48 infiltration per site. to present the epidemiological profile of each site. We also took into consideration a All the landscape information was assessed difference in the vegetation and the proximity with the help of a Global Positioning System of the forest. The accessibility of the villages (GPS-Trimble Juno 3D) in which an electronic was also taken into account given the data-entry system built on the CyberTracker prevailing rainfall and the state of the roads. platform was installed. The summary of soil samples and infiltration data is in Table 2. Ayos site: The survey took place in these four villages: Obis, Olembe, Mbang Oyebo’o Human health and Ndelle. These villages were chosen following the same criteria as for the Bokito As health is one of the main SLOs of CGIAR’s site: presence of health for epidemilogical work, we initiated a preliminary study on profile data, difference in vegetation, this issue in our SL. Because of budget proximity of forests, and accessibility of the constraints, we were only able to work on villages. The methodology involved the use two of the four sites. The emphasis here of surveys, direct observations and document was placed on the preliminary study and consultations to extract information. the production of draft guidelines, which may be useful for other sentinel landscapes. Bokito and Ayos were thus retained for this preliminary study on health.
3 Review of other projects co- located or linked to CAFHUT The Central African Humid Tropics Sentinel challenges/opportunities that denote the Landscape (CAFHUT) site was selected landscape, including deforestation; cocoa through a collaborative effort of scientists intensification and diversification; and poverty from Bioversity International, CIFOR, ICRAF reduction. See Annex A for details on projects and CIRAD. Besides CAFHUT research, some reviewed. partners carried out parallel activities in the landscape. This section will systematically 3.1.1 Deforestation and land use dynamics map out and analyze the research activities that different research and development Several projects monitored deforestation partners have conducted in the landscape and the carbon sequestration potential along over the past 10 years. The report also makes different patches in the CAFHUT landscape. a link between research activities carried The CoForTips8 project assessed the out in the landscape and those planned vegetation in Mindourou and Guéfigué with in 2012. Specifically, the report highlights the aim of identifying points for biodiversity the background and purpose for different conservation and the resilience of forested interventions by partners, describing their social and ecological systems. Over the major development achievements as well as entire study area, satellite images (Landsat the challenges identified in the landscape. and SPOT) were used to account for land-use The knowledge generated is also reported dynamics. Results projected that deforested through publications. areas will increase twofold over the period 2020–2030 compared with the period The reported information was sourced 2000–2010 due to increasing populations from key FTA partners, including Bioversity and higher average consumption per capita. International, CIFOR, ICRAF and CIRAD. The results also showed that cassava, The lead researchers from each of these groundnuts and maize are the main crops institutions who supervised projects in the responsible for cropland expansion, and the sentinel landscape provided the required area dedicated to palm oil cultivation will also information. In cases where the lead double from 2010 to 2030. researchers were not available, data were obtained from online sources, using Google Analysis of deforestation and degradation and consulting the websites operated by by the ASB-REALU team (see Table 3) shows some of the projects and partners. that deforestation and forest degradation in the CAFHUT landscape are caused by a combination of drivers, including land 3.1 Summary of projects based conversion for small-scale subsistence on themes characterizing major and market-based agriculture; conversion development challenges in the for agro-industry and plantations (oil palm, landscape This section summarizes project findings 8 CoForTips Project: https://www.cofortips.org/en/the- that address the three major development products/reports
Denis J. Sonwa, Frederick N. Numbisi, Duplex Noumbissi, François E. Manga, Patrice Levang, Bertin Takoutsing, Albert LG. Fosso, Laurent Vidal, 12 | Brian Chiputwa, D. Foundjem-Tita, Frankline Nghobuoche, Serge M. Piabuo and Peter A. Minang banana, rubber); mining; infrastructure 3.1.2 Cocoa improvement, intensification development; and all types of logging and diversification schemes (industrial, artisanal, legal and illegal). The research demonstrated that Several projects have been carried out in the there are some challenges to developing Bokito site, which is characterized by forest- an accurate understanding of how land savanna vegetation where secondary forest cover is changing. Most of the challenges is used for growing cash and subsistence are due to technological limits but are also agricultural and agroforestry crops. Projects complicated by an unclear definition of what implemented in this site included STRADIV9 legally qualifies as ‘forest.’ More research (2016–2018), SoCa (2018–2020), SAFSE10 is needed to understand the spatial and (2012–2015), and Agroforestry for Food temporal patterns and the synergies among Security (2012–2015). The objectives of these the various drivers. projects varied, but their central themes were to identify the effect of past land uses (forest and savanna) on the current ecosystem Table 3. Deforestation-related projects multi-functionality of cocoa agroforestry systems while gaining more insights into the No. Project Research Location sustainability of those systems. The STRADIV institution project, for example, showed that over a 1 Reducing emissions ICRAF, IITA, Nyong period of about 80 years, there has been a from all land uses IRAD and So’o, steady increase in both aboveground carbon (REALU). Linking Ocean, (AGC) and soil organic carbon (SOC) after development Mvila, and converting savanna into cocoa agroforestry pathways Valee du systems (AFS). and emission Ntem reduction at local Part of the SAFSE project involved levels: Feasibility characterizing the arboreal arthropod assessment of community in cocoa-based agrosystems. emission reductions Results from Tchoudjin (2014) in the locality of in Efoulan municipality in Bokito showed that a total of 16 invertebrate Cameroon orders were identified from a set of 33,900 individuals collected on the four 2 Opportunities CIRAD Awae and prospected plots. The order Hymenoptera for avoided Akok (with relative abundance of 93, or 10%) deforestation with dominated, along with Formicidae. The ant sustainable benefits fauna reported was composed of 60 species in central plateau of Cameroon, belonging to six sub-families and 21 genera, Guinean-Congolian dominated by the Myrmicinae sub-family with forest margins 72, or 70% abundance. (2009-2011) The Agroforestry for Food Security project 3 Congo Basin CIRAD Mindourou executed in Bokito and Talba explored the Forests: Tipping and effects of trees on soil quality conservation Points for Guéfigué Biodiversity in AFS-containing food crops. The Conservation and results showed that (a) among all the soil Resilience of the characteristics checked, significant soil quality Forested Social and indicators were phosphorus, C/N ratio, ferrous Ecological Systems ion (Fe2+), silt and soil organic carbon; (b) (CoForTips and the soil degradation index (SDI) calculated CoForSet projects) 9 STRADIV Project: https://stradiv.cirad.fr 10 SAFSE project: https://safse.cirad.fr/en/publications/ reports
Central Africa Humid Tropics Transect Sentinel Landscape (CAFHUT) | 13 from those soil analyses decreased with trees; and the promotion of integrated soil AFS age; (c) soils from AFS were in a relative fertility management. The project established state of equilibrium regardless of their age; offshoot nurseries in the pilot communities. and (d) soils of AFS built on savanna are Diversified cocoa plantations were also able to ‘catch up’ with soils of forest-based established in the various communities. A AFS while aging. An assessment during total of 27 plots were set up around the two a one-year period in cocoa-based AFS in protected areas. Lastly, seven demonstration Bokito indicated that potential cocoa yield on plots were put in place when the project average is 819.2 kg/ha. was started in the communities around Lobéké and Dzanga Ndoki national parks for The Pro-Intens Africa11 (ProCISA) project, integrated soil fertility management. running from 2015 to 2021, surveyed the constraints faced by small cocoa farmers Table 4. Cocoa-related projects in three cocoa-producing areas, and the options currently adopted for reducing these No. Project Research Location institution constraints. It also examined their perception of intensification and their needs to intensify 1 Incentives for cocoa ICRAF, Efoulan their cocoa plots. The results showed that intensification IITA, IRAD through tree a large range of cocoa yield is observed improvement and on small farmers’ plots, ranging between domestication very low (around 100 kg/ha/year) to very as a strategy of high (2000 kg/ha/year), with average values reducing pressure varying between 300 kg/ha/year (in Lekie, on forest in Efoulan, Mbam and Inoubou) and 600 kg/ha/year in Cameroon: ASB12 Mbam and Kim. The results from the survey project also reveal that small cocoa farmers are aging (2009–2013) or old. The project trained farmers on good 2 Beyond climate, CIRAD/ Bokito cocoa production practices, intensification as soil carbon ICRAF well as on the multiplication and distribution sequestration of planting materials. Climate-smart cocoa to sustain family plant propagation centers were established farming in the while bio-pesticides and pheromone tropics: SoCa technology for mirid management were project examined. (2018–2020) 3 Green innovation CIRAD Lekie, Some activities were carried out in sites centers for the Mbam on the CAFHUT landscapes described as agriculture and food and degraded mature landscape forest. Forest sector (ProCISA): Inoubou ProIntens Africa and the concession and community forests are project (2015–2021) Mbam common on this site Timber exploitation is and Kim one of the main activities influencing the divisions forest structure in the area. The project on 4 Plant diversification CIRAD Bokito promoting sustainable agriculture (REDD+) in agroecosystems: around Lobéké and Dzanga Ndoki national ecosystem services parks (2017–2018) focused on strengthening supporting crop farmers’ capacities for sustainable agriculture. productivity: The This was to be done through the selection STRADIV project and propagation of high-value tree species; (2016–2018) the on-farm integration and management of 11 https://www.worldcocoafoundation. 12 http://www.asb.cgiar.org/project/opportunity-costs- org/wp-content/uploads/files_ avoided-deforestation-sustainable-benefits - mf/14855361542016ResearchSymposium_ http://www.asb.cgiar.org/PDFwebdocs/CAMEROON_ Day3RachidIITA.pdf REALU.pd
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