Automation in the long haul: Challenges and opportunities of autonomous heavyduty trucking in the United States
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WORKING PAPER 2018-06 Automation in the long haul: Challenges and opportunities of autonomous heavy- duty trucking in the United States Authors: Peter Slowik and Ben Sharpe Date: March 26, 2018 Keywords: Autonomous, heavy-duty vehicles 1. Introduction The implications of autonomous • increased operational efficiency trucking are broad and extend beyond (e.g., real-time planning, reduced Research and development in autono- the trucking sector to include infra- truck downtime); and mous vehicle technologies has taken structure, urban planning, cyber place for more than two decades, • reduced labor costs (i.e., technol- security, privacy, and insurance. Within with interest and investment prolif- ogy reduces or eliminates the need the freight trucking sector, many see erating in recent years sparked by for human drivers). a future where the technology dra- breakthroughs in sensing, commu- matically alters the truck driver ’s This paper explores the state of auton- nications, and computing technolo- responsibilities and may eventually omous trucking technology and the gies. The majority of investments and eliminate the need for a driver. Several benefits and drawbacks of its adoption media attention to date have been industry groups envision autonomous from multiple stakeholder perspec- concentrated in the passenger vehicle vehicle technology as an attractive tives. We are especially interested in space (Slowik & Kamakaté, 2017), yet return on investment, with potentially how autonomous technology will affect the technologies and their capabili- large economic benefits. However, the fuel use and emissions in the on-road ties carry over to freight trucks and extent of these benefits is generally freight sector This paper is also a first the commercial vehicle sector. An unknown to date, and there are also step toward better understanding the increasing number of stakeholders risks and drawbacks to adoption of existing regulatory landscape and the are actively involved in bringing this autonomous trucking. From a typical types of policy measures needed to technology to on-road commercial fleet perspective, the potential impacts responsibly bring fuel-saving autono- vehicles—especially, tractor-trailers. of autonomous trucking include mous trucking technology to market. With heavy-duty tractor-trailers • improved on-road safety (i.e., The data and analysis presented in this accounting for a disproportionately fewer collisions and fatalities); study focus on North America. More high share of negative impacts— • greater fuel efficiency and research is needed to better under- including local air pollutants, green- reduced emissions (i.e., higher stand the challenges and opportunities house gas emissions, and fuel con- miles-per-gallon); presented by autonomous trucking in sumption (Sharpe, 2017)—the sector other regions around the world. is ripe for the application of autono- • ease of driving (e.g., automation mous technology, perhaps even more technologies increasingly control Table 1 outlines the levels of automa- so than the passenger vehicle sector. vehicle functions); tion, as defined by SAE International Acknowledgements: This work is supported by the 11th Hour Project of the Schmidt Family Foundation. Fanta Kamakaté provided valuable input to the development of this report. Ulises Hernandez, Nic Lutsey, and Rachel Muncrief of the International Council on Clean Transportation and Mike Roeth of the North American Council for Freight Efficiency provided critical reviews on an earlier version of the report. Their review does not imply an endorsement, and any errors are the authors’ own. © INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION, 2018 WWW.THEICCT.ORG
AUTOMATION IN THE LONG HAUL: CHALLENGES AND OPPORTUNITIES OF AUTONOMOUS HEAVY-DUTY TRUCKING IN THE U.S. (2014) and adopted by the U.S. federal hardware such as a steering wheel or We review and summarize the relevant government, and offers examples. brake and accelerator pedals. research literature on automated and The remainder of the paper is orga- connected heavy-duty vehicle tech- From Level 0 to Level 5, the auto- nized as follows. In Section 2, we nologies, costs, deployment, and the mated vehicle system progressively summarize the current state of auton- implications of truck platooning and handles additional tasks and increas- omous trucking technology, high- other technologies on fuel economy. ingly monitors the driving environ- lighting the relevant technologies, Our review includes literature from ment. Level 0 trucks may still include costs, and demonstrations, empha- independent researchers, academia, advanced technologies such as active sizing those that promise to improve national laboratories, federal agencies, safety systems (e.g., automatic emer- fuel economy. Section 3 introduces nongovernmental organizations, and gency braking) or warning features industry stakeholders. (e.g., lane departure warning), but several societal acceptance con- siderations related to autonomous Automated and connected heavy- b e c a u s e t h e s e fe at u re s p rov i d e trucking and discusses the potential duty vehicle technologies, costs, and momentary intervention and are not benefits and drawbacks of technol- deployment. Table 2 outlines several sustained, they are considered Level ogy adoption. Section 4 outlines examples of automated and connected 0 as defined by the J3016 standard the current policy landscape in the vehicle technologies and technology p u b l i s h e d by SA E I n te r n a t i o n a l United States. Section 5 summa- applications identified in the heavy- (2016). As shown in Table 1, heavy- rizes the findings from 15 interviews duty trucking space. Broadly speaking, duty trucks capable of Level 0 and with industry experts that explore a handful of sensor, communication, Level 1 automation are commercially technical, economic, and societal and processing software technolo- available today, and trucks with Level barriers to higher levels of automa- gies are enabling varying degrees of 2 capabilities are rapidly nearing tion in trucking, as well as the poten- trucking autonomy by commanding commercialization. A small number of tial ways that policy can effectively actuators such as steering and braking. trucking demonstrations considered address these issues. In Section 6, As shown, vehicle sensor technologies Level 3 have occurred to date. For we conclude by outlining several key include cameras, radar, LiDAR (which autonomous vehicle systems Levels reflections from our research and stands for light detection and ranging), 3+, the technology is responsible for highlight areas for future work. and GPS units. Connected vehicle tech- monitoring the driving environment nologies allow for communications and is in control of vehicle functions 2. State of autonomous across vehicles (vehicle-to-vehicle) and and decision making. Autonomous trucking technology infrastructure (vehicle-to-infrastruc- vehicles Level 4+ do not require This section provides an overview of ture), commonly referred to as V2V human intervention, which means the current technology landscape for or V2I. The current leading vehicle these vehicles theoretically could autonomous heavy-duty trucking and communications technology is dedi- be manufactured without typical what it might mean for fuel economy. cated short-range communications Table 1. Description of levels of automation Technology Level Name Description Examples status Human performs all driving tasks, even if enhanced by Commercially 0 No automation Navistar LT, Peterbilt 579 active safety systems. available Vehicle can perform sustained control of either steering Peloton Platooning System, Commercially 1 Driver assistance or acceleration/deceleration. Volvo VNL available Vehicle can perform sustained control of both steering 2 Partial automation Embark, Starsky Robotics Pre-commercial and acceleration/deceleration. All tasks can be controlled by the system in some Freightliner Inspiration, 3 Conditional automation Prototype retrofit situations. Human intervention may be required. Uber ATG / Otto All tasks can be handled by the system without Research and 4 High automation human intervention, but in limited environments (e.g., Not currently available development dedicated lanes or zones). Automated system can handle all roadway conditions Research and 5 Full automation Not currently available and environments. development 2 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION WORKING PAPER 2018-06
AUTOMATION IN THE LONG HAUL: CHALLENGES AND OPPORTUNITIES OF AUTONOMOUS HEAVY-DUTY TRUCKING IN THE U.S. (DSRC), but research in 5G mobile sensing information from other nearby commercial vehicle sectors, as the core network and other technologies could vehicles, allowing them to effectively sensing, communications, and software also facilitate vehicle connectivity in “see” the road ahead beyond the imme- technologies are generally applica- the future (National Academies of diate surroundings that are captured by ble to both the light-duty and heavy Science, Engineering, and Medicine, the vehicles’ own sensing technologies. trucking sectors (National Academies 2017). Software is needed to process Many of these technologies are avail- of Sciences, Engineering, and Medicine, information gathered from sensors and able today and are being purchased by 2017). The list of industry players is far communications and control vehicle several fleets (North American Council from exhaustive; Comet Labs mapped functions. Autonomous and connected for Freight Efficiency [NACFE], 2016). out a chart of more than 250 companies vehicle technologies frequently are dis- The farthest right column of the table that are pursuing autonomous vehicles cussed together because of the syner- shows examples of companies that are (Stewart, 2017). Furthermore, we note gies between them, yet the technolo- involved in manufacturing one or more that many companies do not disclose gies may be deployed and adopted autonomous and connected vehicle information about which technologies separately. Connectivity allows autono- technologies. Many of these companies they manufacture in-house and which mous vehicles to process the additional are active in both the passenger car and they purchase from parts suppliers. Table 2. Example automated and connected vehicle technologies in on-road heavy-duty trucking Example Commercially technology Technology Components Description available? makers Used to identify other objects using visible light. Cameras have limitations compared to other sensor technologies and function Continental, Cameras Yes poorly in darkness, extremely bright light, and certain weather Mobileye, Delphi conditions. Bosch, Used to identify the velocity, direction, and distance of other objects Radar Yes Continental, by emitting high-frequency radio waves. Autoliv, Delphi Sensors Considered the most reliable and robust sensing technology. LiDAR Velodyne LiDAR, measures the range and speed of objects using reflected light. LeddarTech, LiDAR Range and speed are measured based on the time that laser light Yes Quanenergy, takes to reflect. LiDAR systems can process and record images. Delphi, Strobe, (National Highway Traffic and Safety Administration [NHTSA], 2013). Waymo Used to identify vehicle position and velocity by communicating Linx GPS Yes with satellite signals. Technologies Dedicated short range communications (DSRC) is two-way communications in 5.9 GHz band that allows for high data transmission over a moderate range. DSRC allows for V2V and V2I DSRC communications which can send messages and provide alerts to Yes NXP, Qualcomm drivers in real time. The U.S. Department of Transportation (DOT, 2017a) considers this technology the basis for intelligent vehicle safety application integration. Communications The 5th generation wireless systems currently under development will allow for higher capacity and better coverage with less latency. 5G is expected to support device-to-device communications Not currently 5G with increased reliability. 5G is believed to be a promising No available communications technology with applications for connected and autonomous vehicles within the next decade (National Academies of Sciences, Engineering, and Medicine, 2017). Millions of lines of software code enable autonomous and connected trucking. Computing software systems are used to process images Nvidia, Intel, Algorithms, captured from sensor technologies, interpret communications Yes, with Autoliv, Cisco, Software artificial messages from other vehicles or infrastructure, and control limitations Uber ATG, many intelligence vehicle functions in real time. Software refinement and validation others is considered a much larger challenge than deploying sensor and communication hardware (Tesla, 2016). WORKING PAPER 2018-06 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION 3
AUTOMATION IN THE LONG HAUL: CHALLENGES AND OPPORTUNITIES OF AUTONOMOUS HEAVY-DUTY TRUCKING IN THE U.S. Sensors, communication, and process- volumes and broader commercializa- commercial adoption. For example, ing software enable a variety of vehicle tion. This information is needed to Meritor Wabco’s OnGuardActive col- applications including but not limited better assess the value proposition for lision mitigation system is reported to driver alerts and collision avoid- fleets to adopt various autonomous to be in 120,000 heavy-duty trucks ance systems, automatic braking, lane trucking technologies. There are several (Meritor Wabco, 2017). Not exclu- keeping assistance, adaptive cruise potential direct and indirect economic sive to heavy-duty trucks, Mobileye’s control, platooning, and eco-driving benefits that autonomous trucking Advanced Driver Assistance System optimization. Many of these technology may offer, and a deeper understanding is used in nearly 15 million vehicles applications are described in greater of the costs will better inform the pace worldwide (Mobileye, 2017b). A study detail in Table 3. A few examples of and scale of technology adoption. by Rodríguez, Muncrief, Delgado, and companies that offer, or seek to offer, Baldino (2017) estimated the market In addition to what the research lit- automated and connected vehicle penetration of several heavy-duty erature reveals about autonomous technology applications in the trucking vehicle technologies in the United trucking technology costs, rough esti- sector are shown in the column farthest States and the EU, including auto- mates can be compiled using infor- to the right. mated manual transmissions (AMTs), mation from third-party parts sup- The market demand for autonomous predictive cruise control (PCC), and pliers. For example, a review of the vehicle technologies of low and high adaptive cruise control (ACC). The parts components for Meritor Wabco’s levels of automation is quite strong, 2015 U.S. and EU market penetration OnGuardActive system, a radar-based and numerous industry groups are of these technologies in new tractor- active collision mitigation and adaptive aggressively developing products. In trailers was 28% (U.S.) and 70% (EU) cruise control system, on the inde- the future, additional advancements for AMTs, 3% (U.S.) and 20% (EU) for pendent truck parts marketplace fin- in vehicle sensor quality, bandwidth PCC, and 10% (U.S.) and 50% (EU) for ditparts.com website suggests system availability for vehicle communica- ACC. More research is needed to more costs of around $2,500 to $3,500. This tions, and processing software and fully identify the suite of autonomous- is roughly in line with the costs for other algorithms are likely to enable more vehicle-related technologies that have similar technology applications docu- robust technology applications and been adopted to date and the fleets mented in Table 4. There also has been higher levels of automation. that are adopting them. some speculation in the media about Return on investment (ROI) is often technology costs. As reported for the Technological barriers remain for com- a key factor influencing the adoption American Transportation Research mercial deployment of heavy-duty of new technologies on freight appli- Institute by Short and Murray (2016), truck platooning and higher levels cations. Upfront technology costs additional technology costs for Uber’s of automation (Levels 3+). Despite and per-mile operating costs are core retrofitted long-haul truck—believed to current barriers, researchers and components that influence the value be Level 3, as identified earlier in this industry stakeholders have made pre- proposition for fleet adoption. Table 4 report—as well as Daimler’s Freightliner dictions about the commercial avail- shows some estimates of the upfront Inspiration, which also is believed to ability and uptake of autonomous costs for several examples of autono- be Level 3, have been estimated at trucks. A few of these predictions are mous heavy-duty vehicle technologies $30,000 per truck (McNabb, 2015; documented here. and systems. Stewart, 2016). These cost estimates • NACFE (2016) reports that “it is for a Level 3 truck are approximately extremely likely that in the near Several of the technologies shown in twice the estimates reported in Roland future, Class 8 tractors will be sold Table 4 cost only a few hundred dollars. Berger (2016). One reason for the large as platooning capable ‘right out of These include driver assistance and discrepancy may be the difference in the box’” (unspecified, assumed driver alert systems, which typically are assessing the cost of a single retrofit Level 2). purchased for safety and collision miti- prototype versus assuming some level gation. While there are some estimates, • Commercial deployment of pla- less information is known about the of market adoption and achieving tooning applications (unspecified, technology costs for trucking automa- economies of scale. assumed Level 2) could occur tion for Levels 3 and above, especially Several of the technologies and around 2020 on select U.S. roads the projected cost reductions that systems shown in Table 4 are available (National Academies of Sciences, would stem from increased production today, and some have had notable Engineering, and Medicine, 2017). 4 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION WORKING PAPER 2018-06
AUTOMATION IN THE LONG HAUL: CHALLENGES AND OPPORTUNITIES OF AUTONOMOUS HEAVY-DUTY TRUCKING IN THE U.S. Table 3. Examples of automated and connected vehicle technology applications in on-road heavy-duty trucking Technology Technologies Commercially Example applications used Description available? companies Sensors such These systems send an audible or haptic warning to drivers when there is Mobileye, Lane departure as cameras, risk of the vehicle unintentionally drifting outside of the lane. This technology Yes Meritor warning processing is considered Level 0 because it does nothing more than alert a driver. Wabco software (National Academies of Sciences, Engineering, and Medicine, 2017). Sensors such Blind spot detection devices can detect if other vehicles are located in the as cameras Mobileye, Blind spot driver’s blind spots and notify the driver. The alerts can be audible, haptic, and radar, Yes Meritor detection or visual. Like lane departure warnings, blind spot detection alerts are processing Wabco, Volvo considered Level 0. software Sensors such Scania, DAF, Automatic braking systems can detect the speed and distance of vehicles as cameras Daimler, Automatic ahead of them and automatically apply the brakes if needed. This technology and radar, Yes Meritor braking is considered Level 0 because the feature provides momentary intervention processing Wabco, Volvo, and is not sustained. software Bendix Automated Electronic Automated manual transmissions control the operation of the clutch and manual control unit, gear selection automatically, based on information gathered from vehicle Eaton, Volvo, Yes transmissions hydraulics, sensors. AMTs are an enabling technology and are generally required on all Daimler (AMT) software Level 1+ autonomous trucks. On-board diagnostics, A system that monitors human driving and provides real-time advice and TomTom, Eco-driving monitoring feedback for drivers to achieve greater fuel performance, for example by Yes Ruptela, systems and processing moderating highway speed and by smoothing acceleration and braking. SmartDrive software, telematics Sensors such as cameras These systems monitor the vehicle placement within road lane markings. If Scania, Automated or radar, the vehicle is departing the lane, the system corrects the lateral direction Yes Meritor lane keeping processing automatically. The technology is considered Level 1. Wabco software Sensors such Adaptive cruise control adjusts vehicle speed, controlling throttle and Meritor Adaptive cruise as radar, braking, based on the speed of the vehicle in front of it in order to maintain a Yes Wabco, DAF, control (ACC) processing set distance. ACC technology is considered Level 1. Volvo, Bendix software GPS, Predictive cruise control combines cruise control with GPS and topographical Predictive topographical data inputs, altering vehicle speed to optimize performance over various Kenworth, cruise control mapping data, types of terrain. PCC technology provides maximum benefits in conditions Yes DAF (PCC) processing with rolling hills. The technology is considered Level 1. PCC and ACC can be software active simultaneously or the functions could be offered separately. Sensors such as radar, Platooning is when groups of vehicles travel close together to minimize processing aerodynamic drag. Truck platooning typically includes sets of two or three Yes (Level 1), Peloton, software, trucks paired together using sensor and communication technologies. Level 2 systems Platooning Volvo, Uber could also At basic levels, ACC alone (Level 1) could enable truck platooning. More are pre- ATG, Daimler include vehicle advanced platooning technology controls for both longitudinal (ACC) and commercial communications lateral (automated lane keeping) movements and is considered Level 2. using DSRC Will likely Highly automated trucks will be capable of operating autonomously without include Highly human intervention in limited environments such as dedicated areas or cameras, radar, Daimler, Uber automated highway lanes. Highly automated trucks (Level 4+) are not commercially No LiDAR, DSRC, ATG trucking available for on-road applications today, but there are a few examples of processing their use in mining and farming operations. software. Telematics systems combine telecommunications and informatics, which GPS, DSRC, or is the collection, classification, storage, retrieval, and dissemination of other wireless information. Telematics equip fleet managers with valuable real-time data communications Zonar, such as vehicle location, speed, service needs, weather, road conditions, and Telematics technology, Yes Geotab, driver performance. Telematics are expected to complement connected asset Openmatics and autonomous vehicles, for example by enabling the transmission and management processing of communications data from nearby vehicles, or by facilitating software identifying opportunities to link vehicles to form a platoon. WORKING PAPER 2018-06 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION 5
AUTOMATION IN THE LONG HAUL: CHALLENGES AND OPPORTUNITIES OF AUTONOMOUS HEAVY-DUTY TRUCKING IN THE U.S. Table 4. Estimated costs for examples of autonomous and connected truck technologies and technology applications Technology or Study or reference application Technology description Cost Time frame Notes “A few Cost estimates are per unit. Companies typically install Considered the most robust $75,000 years ago” one to four LiDAR units per vehicle. Waymo CEO John Waymo (2017) LiDAR sensing technology for processing (unspecified) Krafcik revealed the company has reduced the cost of images. $7,500 2017 $75,000 “top-of-the-range” LiDAR units by 90%. $100 to Nordrum, A. (2016) DSRC modules V2V communications hardware. Around 2016 Cost estimates are for DSRC module made by NXP. $200 NHTSA estimates the cost of V2V equipment and communications functions for light-duty vehicles. The V2V V2V communications equipment $341 to Harding et al. (2014) 2020 technologies include DSRC transmitter/receiver, DSRC communications and functions. $350 antenna, electronic control unit, GPS, GPS antenna, wiring, and displays. U.S. Environmental A transmission that facilitates truck $5,100 2013 Automated EPA and NHTSA estimate the cost of automated manual Protection Agency shifting by utilizing a computer and manual transmissions for medium- and heavy-duty vehicles and [EPA] and NHTSA eliminating the manual shifter and $3,750 2018 transmission report the values in 2013 dollars. (2016a) clutch. National Academies of A system of sensors that identifies Blind spot $250 to Available Sciences, Engineering, vehicles in the driver’s blind spots Cost estimates are for aftermarket system cost. detection system $850 today and Medicine (2017) and provides a warning. A driver alert safety package that offers a variety of alerts National Academies of Mobileye and driver assistance features including forward collision Driver assistance through collision $850 Sciences, Engineering, Advanced Driver Available warning, lane departure warning, headway monitoring avoidance intelligent vision sensor with $150 and Medicine (2017), Assistance today and warning, pedestrian and cyclist warning, intelligent technologies. installation Mobileye (2017a) System high beam control, turn signal reminder, and low visibility indicator. The collision mitigation system also includes adaptive Radar-based sensor system cruise control and active braking applications. More than Meritor Wabco Meritor Wabco identifies potential collisions and Not Available 120,000 OnGuard collision mitigation systems have been (2017, n.d.) OnGuardActive sends warning notifications to disclosed today sold in North America and are being used by more than drivers. 200 fleets. Vehicle technology to dynamically $3,000 Around 2006 Cost estimates not explicit to heavy-duty vehicles. Adaptive cruise control longitudinal movement DOT (2014) Assumed to include sensing technologies (cameras, control and maintain consistent following $2,000 Around 2014 radar) and processing software. distance. A technology that alters vehicle International Council on Predictive cruise speed to optimize performance The study reports the estimated 2030 vehicle technology Clean Transportation $760 2030 control over various types of terrain based costs and reports the values in 2015 dollars. (ICCT, 2017) on GPS and topographical data. A technology that alters vehicle $953 2018 EPA and NHTSA estimate the cost of predictive cruise Predictive cruise speed to optimize performance EPA and NHTSA (2016) control for heavy-duty tractors and reports the values in control over various types of terrain based 2013 dollars. on GPS and topographical data. $766 2027 Cost estimate indicates the advertised cost (excluding A technology that alters vehicle $1,300 with VAT) in Germany to purchase and install the retrofit Predictive cruise speed to optimize performance Daimler AG (2015) installation 2015 technology. Based on typical mileage of 81,000 miles/ control over various types of terrain based (€1,500) year, the technology payback period from fuel savings on GPS and topographical data. (up to 5%) is advertised as less than 1 year. American Trucking Available Study not specific to heavy-duty vehicles. Together, Associations Adaptive cruise Vehicle technologies for today adaptive cruise control and lane keeping assist are Technology and control and lane $3,000 longitudinal and lateral controls. (in light-duty considered Level 2 by enabling the system to control both Maintenance Council keeping assist vehicles) longitudinally and laterally. (2015) About Includes V2V communication technology and “necessary Technology that enables vehicles Janssen, Zwijnenberg, $11,900 additional safety measures” which are unspecified but Platooning to travel close together to minimize 2015 Blankes, & Kruijff (2015) per truck assumed to include sensor systems such as LiDAR, radar, aerodynamic drag. (€10,000) and/or cameras. Technology that enables vehicles $1,500 – Estimated cost of required technologies to enable two- NACFE (2016) Platooning to travel close together to minimize $2,000 per 2016 truck platooning, based on industry interviews from aerodynamic drag. truck unnamed fleet manager and technology developer. Level 1 $1,800 Study estimated the incremental costs of adding Level 2 $6,900 technology to enable Level 1 through Level 5 automation. Incremental technology costs Total incremental technology cost to reach Level 5 is Roland Berger (2016) Level 3 (above Level 0) for Level 1 to Level $13,100 Unspecified estimated at $23,000. Incremental technologies include 5 truck automation. Level 4 $19,000 hardware (sensors, communications) and additional processing software. Level 5 $23,400 6 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION WORKING PAPER 2018-06
AUTOMATION IN THE LONG HAUL: CHALLENGES AND OPPORTUNITIES OF AUTONOMOUS HEAVY-DUTY TRUCKING IN THE U.S. • Level 3 automation capabilities communications, and vehicle control from trial to trial, although the general are most likely to come within a technologies are enabling much shorter magnitude of team savings—average decade for heavy trucks (American following distances due to electronic savings of both the lead and platooned Trucking Associations Technology systems that read and react to the vehicle—is approximately 4% to 15%. and Maintenance Council, 2015). driving conditions several times faster Because platooning requires at least • The International Transport Forum than a human driver. Reliability of these two vehicles and relatively fast speeds, (ITF, 2015) predicts that Level 4 technologies is becoming increasingly there is some limitation to the percent- trucking on highways could be important as the required reaction age of fleet-miles that can occur in available before 2030. times for safe operation reach levels a platoon and thus the realized fuel beyond human capabilities (NACFE, benefits. Furthermore, the literature • A study requested by the European 2016). Relatively advanced platooning reveals that several variables have an Parliament finds that platooning systems that control both following technology will allow truck drivers impact on fuel savings, including fol- distance and steering are likely needed to legally disengage from the lowing distance, travel speeds, and to minimize driver error and maximize driving task within 10 to 20 years. vehicle weight. There does not appear the fuel savings benefits that platoon- Fully driverless trucking (Level 5) to be a consensus in the literature ing promises. could emerge after 2035 (Frisoni about how to ideally optimize fuel et al., 2016). Suppliers, truck manufacturers, and savings from truck platooning when freight operators have interest in pla- including each of the factors above. • Early adoption of highly auto- tooning technology because of the Here are several research findings on mated trucks (Levels 4+) may attractive fuel cost savings and return the relationships between fuel savings occur in the form of a trailing truck on investment that the technology and the various factors: in a platoon, following closely promises. However, freight operators behind a driver-assisted (Level 1) are likely to chart their own unique • A review of several platoon- truck (NACFE, 2016). paths to technology adoption. For ing tests found fuel savings example, Auburn University (2017) generally increase as the gap Heavy-duty truck platooning dem- notes that perspectives on fuel savings b e t we e n ve h i c l e s d e c re a s e s onstrations and implications for fuel might differ for large versus small (National Academies of Sciences, economy. A major focus of the research fleets. For large fleets with economies Engineering, and Medicine, 2017). literature and industry R&D efforts to of scale, fuel savings alone can be suf- • Auburn University (2017) along date has been on truck platooning, ficient motivation. However, for smaller with industry partners including driven partially by the potential fuel fleets, low upfront costs are crucial and savings and attractive return on invest- Peloton, Peterbilt, Meritor Wabco, additional benefits may be needed for ment that can result. Platooning tech- and the American Transportation small fleets to adopt the technology. nology combines safety and collision Research Institute (ATRI) (Short & Key priorities for fleets to adopt driver mitigation technologies with vehicle Murray, 2016) conclude that “trucks assistive truck platooning technology communications and automated vehicle should be spaced as close as safely (Level 1) include affordability, ability controls to tether trucks together in feasible” to optimize combined to coexist with collision mitigation formation (NACFE, 2016). As noted in fuel economy. systems, and availability as a retrofit Table 3, basic levels of platooning can device. In the near term, platooning • Lammert et al. (2014) found 50 feet be realized by adaptive cruise control technology is more likely to be adopted to be the optimal distance for team alone, while more advanced platooning within fleets, rather than across fleets, savings, with savings decreasing controls both longitudinal (ACC) and until trust, assurance, and interoperabil- by about one-third with 20-foot lateral (automated lane keeping) move- ity is established among fleet operators following distances. ments and is considered Level 2. (Auburn University, 2017). In the most basic form, platooning • Simulations by Auburn University Numerous demonstrations and tests (2017) suggest that 2-foot lateral could be conducted manually, which is have occurred in recent years that offsets can increase the coef- to say without automation, simply by driving with short following distances; quantify the fuel savings from truck pla- ficient of drag by up to 30%, however, this method poses significant tooning; many are outlined in Table 5. thereby squandering the aerody- crash risk and safety considerations. As shown in the table, the realized fuel namic gains and fuel savings of Emerging sensor technologies, vehicle savings from truck platooning varies platooning. WORKING PAPER 2018-06 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION 7
AUTOMATION IN THE LONG HAUL: CHALLENGES AND OPPORTUNITIES OF AUTONOMOUS HEAVY-DUTY TRUCKING IN THE U.S. Table 5. Fuel savings demonstrated in example truck platooning projects Lead Platooned Source vehicle vehicle(s) Team Study method Technologies used Description Testing of one platooned and one lead truck at following distances from 30 to Radar, DSRC-based V2V 150 feet at 65 mph. Tests were conducted Evaluated Auburn communications, satellite at the Auburn test track using Peterbilt 0.4% to 8.6% to 4.5% to using “SAE University positioning, actuation for 579 tractors with 53-foot trailers using 5.3% 10.2% 7% Type II FE test” (2017) vehicle controls, and human- Peloton’s truck platooning system. Because at TRC Ohio machine interfaces longitudinal movement is automated, and drivers were responsible for steering, the technology is considered Level 1. DSRC V2V communications, Peloton Real-world radar collision mitigation Testing of one platooned and one lead Technology 4.5% 10% 7% testing system, front facing camera, truck at a following distance of 36 feet. (2017) GPS Testing of one platooned and one lead Lammert, Radar, DSRC V2V Peterbilt Class 8 tractor-trailers vehicles at Duran, Diez, communications, vehicle 2.7% to 2.8% to 3.7% to Evaluated on the Continental Tire Proving Ground test Burton, & braking and torque control 5.3% 9.7% 6.4% test track track in Texas. Conducted with varying Nicholson interface, cameras, driver speeds, following distances, and vehicle (2014) displays weights. Safe Road Testing of one platooned and one lead Trains for the Camera, radar, and laser Volvo FH12 rigid truck at the IDIADA test Environment Not Evaluated on 2% to 8% 8% to 13% to support adaptive cruise track in Spain at following distances of 16 Project reported test track control, V2V communications to 82 feet (5 to 25 meters) at 53 mph (85 (SARTRE, km/h). 2014) Testing of one platooned and one lead Peterbilt 386s model year 2011 tractor Not Real-world trailers in Salt Lake City, Utah. Conducted NACFE (2013) 4.5% 10% Radar reported testing on I-80 at 64 mph with 36-foot following distance using Peloton platooning technology. Vehicles were fully loaded. Testing of two platooned trucks and one Radar, laser scanner, lead truck at the AIST test track in Japan Tsugawa 12% to Evaluated on 0% to 9% 9% to 15% adaptive cruise control, V2V traveling 50 mph (80 km/h) at distances (2013) 22% test track communications from about 15 to 65 feet (4.7 to 20 meters). Vehicles were unloaded. Testing of one platooned and one lead Browand, Freightliner 2001 Century Class tractor- McArthur, 10% to Evaluated on Electronic longitudinal control trailers at the Crows Landing runway in 5% to 10% 8% to 11% and Radovich 12% test track system California. Conducted with varying speeds (2004) and following distances, and the trucks were empty. Testing of one platooned and one lead Mercedes-Benz ACTROS semi-trailer trucks at the Papenburg test track in Not Evaluated on Germany. Conducted at 37 mph and 3% to 9% 9% to 21% Electronic tow bar reported test track 50 mph (60 km/h and 80 km/h) with Bonnet and following distances from about 15 to 53 Fritz (2000) feet (4.5 to 16 meters). Vehicles were partially loaded. Simulation to extrapolate potential fuel Not 2% to 6% 13% to 17% Simulation Simulation savings at 50 mph (80 km/h) when trucks reported are fully loaded and weigh up to 40 tons. Summary findings based on desk research, Compilation events, and industry interviews with fleets, of literature NACFE (2016) 3% to 5% 8% to 19% 4% Not applicable manufacturers, and platooning technology review and developers in North America. Values based interviews on following distance of 40 to 50 feet. 8 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION WORKING PAPER 2018-06
AUTOMATION IN THE LONG HAUL: CHALLENGES AND OPPORTUNITIES OF AUTONOMOUS HEAVY-DUTY TRUCKING IN THE U.S. • Ellis, Gargoloff, and Sengupta speed, gap distance, weight, number addition to platooning that can improve (2015) found that platooning dis- of platooning vehicles, and the types fuel performance of heavy-duty tances of 16 feet (5 meters) or less of trucks and their aerodynamic trucking, including predictive cruise can have significant costs by reduc- profiles to optimize for fuel economy. control, adaptive cruise control, auto- ing engine cooling air flow and Beyond optimizing for fuel savings, mated eco-driving, driver feedback therefore requiring a cooling fan more research is needed to identify systems to promote eco-driving, and and mitigating the potential fuel the implications of each of the factors automated manual transmissions. savings that platooning promised. on safety, road infrastructure, public Adaptive and predictive cruise control acceptance, and logistics. are considered Level 1. Automated eco- • Lammert et al. (2014) found higher driving was unspecified but assumed average fuel savings at lower Testing of truck platooning typically to be Level 1 by enhancing vehicle speeds (55 mph versus 65 mph or has been conducted in relatively acceleration and deceleration profiles. 75 mph). limited real-world on-road applica- Automated manual transmissions and tions. An important industry con- • Lammert et al. (2014) found fuel driver eco-driving feedback systems sideration for technology adoption savings from platooning were do not automate either longitudinal is the number of freight miles that reduced with higher gross vehicle or lateral movement and therefore are are suitable for platooning. National weight. Similarly, Bonnet and considered Level 0. As shown in the Renewable Energy Laboratory (NREL) Fritz (2000) found through pla- table, the fuel benefit of eco-driving researchers examined real-world truck tooning simulations that greater feedback systems can be significant, usage data in the United States to truck weight reduced fuel savings at approximately 10%. However, the statistically analyze the percentage of benefits. materialization of this fuel consump- miles suitable for platooning (Muratori tion benefit will depend on the extent • Increasing the number of trucks et al., 2017). By using recent data on to which drivers actually use feedback in a platoon could accrue highway vehicle usage and velocity, and react appropriately, and therefore more benefits as more vehicles they found that approximately 65% may require monitoring verification and realize the slipstream benefits of truck miles could be driven in a incentives to maximize fuel benefits. (National Academies of Sciences, platoon, at 50mph or greater, trans- Engineering, and Medicine, 2017). lating to about 4% reduction in Less information is available on the overall trucking fuel consumption in fuel-savings potential for technology • For truck platooning systems the United States based on a team applications such as blind spot detec- using trucks with different aero- fuel improvement of 6.4% as found in tion, lane departure warning, forward dynamics, it is most favorable for Lammert et al. (2014). More research collision warning, and other collision the least aerodynamic truck to be is needed to identify the percentage mitigation systems. Furthermore, in a following position (Auburn of fleet platoonable miles that can tip improving trucking fuel performance University, 2017). the fleet value proposition in favor of is not the intent of these types of adopting platooning technology. technology applications. The safety In addition to these factors, atmospheric benefit and potential payback period conditions like temperature, wind, and Fuel efficiency benefits of nonpla- of collision mitigation systems are humidity can have an impact on aero- tooning technologies. Platooning has discussed in Section 3. Nevertheless, dynamics and therefore on the ability received significant attention in the collision avoidance systems may of tractor-trailers to realize fuel benefits research literature and industry R&D have an indirect relationship with from platooning. Similarly, traffic con- efforts, but several other autonomous- fuel economy. For example, Meritor gestion, terrain, road construction, and vehicle-related technology applications Wabco’s OnGuardActive system, which other real-world factors can reduce the are poised to offer some fuel savings includes collision mitigation as well as feasibility and benefits of platooning. benefits as well. In this section, we adaptive cruise control functions, could NACFE (2016), for example, recom- highlight other autonomous trucking help smooth acceleration and decelera- mends fleet managers should expect technology applications and discuss tion profiles and therefore enable more smaller fuel savings than reported in the their implications on fuel performance. efficient driving. The extent to which demonstration projects, which are not Table 6 summarizes several research these types of technology applications representative of road traffic congestion. and demonstration projects. result in real-world fuel economy gains, More research is needed to identify As shown, our research identifies however, has yet to be quantified and is the ideal combinations of travel several of technology applications in largely unknown. WORKING PAPER 2018-06 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION 9
AUTOMATION IN THE LONG HAUL: CHALLENGES AND OPPORTUNITIES OF AUTONOMOUS HEAVY-DUTY TRUCKING IN THE U.S. Table 6. Potential fuel savings of nonplatooning trucking applications Technology Fuel efficiency Source application improvement Notes The real-world CO2 emissions and fuel consumption reduction benefit from EPA & NHTSA Predictive cruise 2% predictive cruise control as estimated by the U.S. federal agencies in the (2016a) control Phase 2 medium- and heavy-duty vehicle regulatory impact assessment. Investigated the fuel economy improvement realized through predictive cruise control technology compared to conventional cruise control. Unlike Lattemann, Neiss, 2.5% to 5.2% Predictive cruise conventional cruise control, predictive cruise control takes road elevation Terwen, and over conventional control information into account using GPS and 3-D mapping information. Connolly (2004) cruise control Predictive cruise control was found to be more effective with greater vehicle weights and on roads with more rolling hills. Enabled by GPS and mapping technology, predictive cruise control saves Predictive cruise DAF (2017) 1.5% to 4% fuel by anticipating the road ahead and adjusting vehicle speeds to control optimize fuel consumption. Lutsey, Langer, Predictive cruise 0% to 5% Estimates based on industry communication and stakeholder workshop. and Khan (2014) control The press release indicates that 5% fuel savings is the high end of what Daimler AG Predictive cruise 5% the predictive cruise control technology can offer. Estimates are based on (2015) control typical annual mileage of 81,000 miles (130,000 kilometers). Adaptive cruise Faber et al. Estimates from the euroFOT project. ACC offers fuel consumption benefits control, forward 1.9% (2012) from smoother truck speed profiles. collision warning The authors report estimates of fuel savings for automated eco-driving Automated of 4% to 10%. Automated eco-driving elements are assumed to include ITF (2017) eco-driving 4% to 10% smoother acceleration and deceleration profiles which could stem from (unspecified) technologies like adaptive cruise control. National Center Results of a truck driving simulator. Eco-driving feedback technology for Sustainable Eco-driving 11% provides driver feedback in real time, recommending optimal speed and Transportation feedback system alerting drivers in instances of aggressive acceleration and speed. (2016) 1% to 3% Automated manual transmissions offer fuel savings from more efficient Automated manual NACFE (2014) reduction in fuel shifting. Estimates based on compilation of existing sources on the transmissions consumption technology performance and data as well as input from industry. Lutsey, Langer, & Automated manual Estimates based on review of literature, industry communication, and 2% to 3% Khan (2014) transmissions stakeholder workshop. 3. Societal acceptance and 2016; National Academies of Sciences, considerations related to automated Engineering, and Medicine, 2017; ITF, trucking. It is likely that nearly all of the benefits and drawbacks 2017). From the industry perspective, these acceptance issues will need to of autonomous trucking new technologies and the potential be resolved or minimized before wide- This section introduces several societal for reduced costs from fuel savings spread adoption of the technology. acceptance considerations related to and collision avoidance can be appeal- A recurring theme among industry, autonomous trucking and discusses ing. For drivers, platooning and higher drivers, and the public is the concern the potential benefits and drawbacks of levels of automation could ease the over safety and system reliability. technology adoption. tediousness of long shifts and allow Heavy-duty trucks by their very nature drivers to engage in other tasks. Yet could cause significantly more harm SOCIETAL ACCEPTANCE the research indicates that there are and damage compared to a passenger several major challenges and barriers car. Research investigating the poten- Several studies have outlined the to widespread acceptance. Table 7 tial adoption of platooning technology societal acceptance considerations captures many industry, driver, and found that fleets want proof that the of automated trucking, identify- public acceptance concerns related to technology works and the ability to ing both positive and negative per- autonomous trucking. pilot and test the technology before ceptions (Tsugawa, 2013; American Trucking Associations Technology and As shown in the table, there are several investing (Auburn University, 2017). Maintenance Council, 2015; NACFE, negative perceptions and acceptance There are also uncertainties related 10 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION WORKING PAPER 2018-06
AUTOMATION IN THE LONG HAUL: CHALLENGES AND OPPORTUNITIES OF AUTONOMOUS HEAVY-DUTY TRUCKING IN THE U.S. to the impact of automation on the driver comfort, stress, and vigilance • g re a t e r f u e l e f f i c i e n c y a n d operating conditions for drivers. For (American Trucking Associations reduced emissions (i.e., more example, as tasks are increasingly Technology and Maintenance Council, miles-per-gallon); handled by the computer system, there 2015). Safety testing, reporting, • ease of driving (e.g., technology is the risk of drivers becoming compla- and demonstrations of automated increasingly performs control of cent, overly disengaged and unable to heavy trucks are needed and should vehicle functions); reengage in a timely and safe manner, be available to the public (Short & • increased operational efficiency and experiencing high stress from Murray, 2016). (e.g., real-time planning, reduced close following distances. There is also truck downtime); the possibility of future job loss due to BENEFITS AND DRAWBACKS OF high levels of automation. From indus- • additional road capacity (i.e., less AUTONOMOUS TRUCKING try’s perspective, studies suggest that gap between vehicles, better fleet managers are unlikely to make Autonomous and connected trucking physical road usage); major operational and logistical altera- has the potential to offer several • reduced labor costs (i.e., tech- tions to their freight schedules to take benefits, yet the extent of these nology eliminates or reduces the advantage of platooning. benefits is generally unknown to date. need for human drivers). Furthermore, there are several risks Many of the considerations in Table 7 Some of the potential impacts of and drawbacks to adoption of the are somewhat uncertain and need to autonomous trucking are likely to be technology. Multiple research studies be investigated further. More research realized with no or low levels of auto- (e.g., Short & Murray, 2016; NACFE, is needed to more fully understand the mation (Levels 0–2), whereas others 2016; National Academies of Sciences, impacts of automated trucks—from emerge with high or full automation. Engineering, and Medicine, 2017; ITF, lower levels of automation to highly For example, driver alert and collision 2017) outline the potential impacts of automated trucking—on industry, avoidance systems (Level 0) can offer autonomous trucking from the fleet drivers, and the general public. For significant safety benefits, and truck perspective, which include example, studies could inform how platooning (Levels 1 or 2+) can offer obstructed views from platooning • improved on-road safety (i.e., fewer considerable fuel savings. At higher at close following distances affect collisions and fatalities); levels of automation (Levels 3+), the Table 7. Industry, driver, and public acceptance concerns about autonomous trucking Industry Driver General public • Some fleet managers are unlikely to • Potential boredom and complacency • Safety, system security, and reliability. make operational and logistical changes when the system is operating the vehicle. • Risk of hacking and hijacking a long-haul or reroute trucks to take advantage of • Monotonous yet high stress when freight truck poses much greater danger platooning. platooning at close following distances. than a passenger car. • Privacy and access to key data • Risk that drivers get pushed to operate • Lack of awareness and familiarity. and tracking by competitors and longer hours if disengaging means that governments. • Trust over system reliability when driving drivers are considered off the clock. next to a computer-controlled tractor- • One accident could eliminate the • Risk of passenger cars breaking into the trailer. monetary gain from platooning fuel platoon unsafely. savings. • Ability to merge on and off highways • Fuel savings could be outweighed by between a series of trucks in platoon • May need to pay a premium for the driver negative impacts on drivers and driver formation. of the trailing truck in a platoon due to health. high stress from close following distance. • Long-term employment security and • Big Brother and constant monitoring. potential job loss. • Costs of driver education, training, and technology maintenance. • Long-term employment security and potential job loss. • Ability for drivers to safely operate with limited situational awareness and • System security and reliability; drivers restricted views due to platooning at close must believe the system is safe and distances. appropriate. • System security and reliability. • Truck platooning with other companies could increase liability and insurance pressure. WORKING PAPER 2018-06 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION 11
AUTOMATION IN THE LONG HAUL: CHALLENGES AND OPPORTUNITIES OF AUTONOMOUS HEAVY-DUTY TRUCKING IN THE U.S. autonomous system handles multiple their incident mitigation potential. The levels of vehicle autonomy (Level elements of driving execution and agency found that no rear-end colli- 4+), safety risks posed by hacking monitors the driving environment. In sions occurred in more than 3 million and remote hijacking could become theory, this would enable drivers to miles of data (NHTSA, 2016a, 2016b). a s i g n i f i c a n t i ss u e a n d d e s e r ve disengage, opening up the possibility f u r t h e r st u d y ( U. S . G ove r n m e n t Slightly more advanced technolo- of handling alternative tasks, resting, Accountability Office, 2016). gies are expected to further improve or not being present in the vehicle at on-road safety by handling a greater Greater fuel efficiency and reduced all. In the following subsections, we number of driving tasks and miti- emissions. In North America and describe and discuss each of the poten- gating human error. For example, Europe, fuel consumption typically tial benefits of autonomous trucking in Peloton’s platooning system (Level 1) accounts for 25% to 40% of total costs more detail while highlighting relevant in theory is expected to prevent col- in long-haul trucking (Sharpe, 2017). risks, limitations, and drawbacks. lisions through more reliable, precise, Freight trucks contribute a dispropor- I m p r ove d o n - r o a d s a f e t y. T h e and instantaneous braking (Peloton, tionately large share of overall fuel con- potential for autonomous vehicles 2016). Yet experts express the need sumption and environmental pollution to improve on-road safety is attrac- for additional testing to validate the from on-road vehicles. Improvements tive to industry groups and govern- safety potential both of the system in long-haul fuel economy directly lead ment stakeholders and is one of the itself and more holistically across all to economic benefits and emission most frequently cited benefits of the highway transportation under all road reductions. In the autonomous trucking technology. The elimination of driver conditions and environments (National space, the most frequently discussed error could save the trucking industry Academies of Sciences, Engineering, fuel savings technology application is billions of dollars each year from colli- and Medicine, 2017). platooning. According to Peloton, a sion avoidance as the system increas- technology company developing Level No real-world data are available on ingly handles driving tasks (Short & 1 platooning systems, the fuel savings the safety impacts of vehicles with Murray, 2016). Although there is some from truck platooning is significant, higher levels of automation (Levels early evidence of safety improvements estimated at $3,000 to $11,000 per 3+). Improved safety frequently is from the technology, government reg- truck annually, ranging from $0.02 to cited as a key benefit to vehicle ulators currently lack the data needed $0.042 per mile per truck (Peloton, automation, and more information is to validate safety impacts (National 2016). A review of several truck pla- needed to validate this claim. Sivak Academies of Sciences, Engineering, tooning demonstrations finds that and Schoettle (2015) argue that the and Medicine, 2017). platooning can improve average fuel assumption that autonomous vehicle Several collision mitigation systems technologies will result in zero fatali- savings by 4% to 15% (see Table 5). are available today and are consid- ties is unrealistic. Furthermore, some A series of industry interviews con- ered Level 0 or 1. These systems typi- experts argue that Level 3, which ducted by Auburn University (2017) cally alert drivers of potential safety re q u i re s h u m a n i n te r ve n t i o n , i s show that the benefits and drawbacks of risks through blind spot detection and unsafe and could even increase traffic platooning are likely to differ based on forward collision warnings, or actively collisions (Naughton, 2017). Some company operations and fleet size. For support drivers with automatic emer- industry groups find that humans are example, although large fleets realize gency braking systems. Forward col- too quick to fully trust Level 3 tech- substantial savings from economies lision warning systems are estimated nology, and that they are less likely of scale, upfront costs are very impor- to reduce rear-end collisions by 10% to successfully reengage with the tant to smaller fleets, and they may (National Academies of Sciences, vehicle. As a result, some compa- require benefits (e.g., safety) beyond Engineering, and Medicine, 2017). nies plan to skip Level 3 automation fuel savings to invest in the technol- Meritor Wabco reports that its colli- (Naughton, 2017; Volvo, 2017; Google, ogy. Freight logistics could be another sion mitigation system has reduced 2015). This discussion has been con- factor, and some companies reported accidents by 87% and accident costs centrated mostly in the passenger that their trip distances are not long by 89%, paying for itself in approxi- vehicle sector, but the implications enough for platooning, and that their mately 12 months (Meritor Wabco, extend to heavy trucks. Further study trucks travel alone. Inducing additional 2014, 2017). The National Highway is needed to identify and assess the miles traveled by going out of the way Traffic Safety Administration (NHTSA) safety potential of connected and to create a truck platoon could under- conducted a field study of heavy-vehi- autonomous vehicle technologies at mine the fuel savings and environmen- cle crash avoidance systems to assess all levels of automation. With higher tal benefits. Key considerations and 12 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION WORKING PAPER 2018-06
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