An Introduction to Genre Theory
←
→
Page content transcription
If your browser does not render page correctly, please read the page content below
An Introduction to Genre Theory
Daniel Chandler
1. The problem of definition
A number of perennial doubts plague genre the- The classification and hierarchical taxonomy of
ory. Are genres really 'out there' in the world, or are genres is not a neutral and 'objective' procedure.
they merely the constructions of analysts? Is there a There are no undisputed 'maps' of the system of gen-
finite taxonomy of genres or are they in principle res within any medium (though literature may per-
infinite? Are genres timeless Platonic essences or haps lay some claim to a loose consensus). Further-
ephemeral, time-bound entities? Are genres culture- more, there is often considerable theoretical dis-
bound or transcultural?... Should genre analysis be agreement about the definition of specific genres. 'A
descriptive or proscriptive? (Stam 2000, 14) genre is ultimately an abstract conception rather
than something that exists empirically in the world,'
The word genre comes from the French (and
notes Jane Feuer (1992, 144). One theorist's genre may
originally Latin) word for 'kind' or 'class'. The term is
be another's sub-genre or even super-genre (and indeed
widely used in rhetoric, literary theory, media theory,
and more recently linguistics, to refer to a distinctive what is technique, style, mode, formula or thematic grouping
type of 'text'*. Robert Allen notes that 'for most of its to one may be treated as a genre by another). Themes,
2,000 years, genre study has been primarily nomi- at least, seem inadequate as a basis for defining gen-
nological and typological in function. That is to say, res since, as David Bordwell notes, 'any theme may
it has taken as its principal task the division of the appear in any genre' (Bordwell 1989, 147). He asks:
world of literature into types and the naming of 'Are animation and documentary films genres or
those types - much as the botanist divides the realm modes? Is the filmed play or comedy performance a
of flora into varieties of plants' (Allen 1989, 44). As genre? If tragedy and comedy are genres, perhaps
will be seen, however, the analogy with biological then domestic tragedy or slapstick is a formula'. In
classification into genus and species misleadingly sug- passing, he offers a useful inventory of categories
gests a 'scientific' process. used in film criticism, many of which have been ac-
corded the status of genres by various commentators:
Since classical times literary works have been
classified as belonging to general types which were Grouping by period or country (American
variously defined. In literature the broadest division films of the 1930s), by director or star or pro-
is between poetry, prose and drama, within which ducer or writer or studio, by technical process
there are further divisions, such as tragedy and com- (Cinemascope films), by cycle (the 'fallen
edy within the category of drama. Shakespeare re- women' films), by series (the 007 movies), by
ferred satirically to classifications such as 'tragedy, style (German Expressionism), by structure
comedy, history, pastoral, pastoral-comical, histori- (narrative), by ideology (Reaganite cinema), by
cal-pastoral, tragical-historical, tragical-comical- venue ('drive-in movies'), by purpose (home
historical-pastoral...' (Hamlet II ii). In The Anatomy of movies), by audience ('teenpix'), by subject or
Criticism the formalist literary theorist Northrop Frye theme (family film, paranoid-politics movies).
(1957) presented certain universal genres and modes (Bordwell 1989, 148)
as the key to organizing the entire literary corpus. Another film theorist, Robert Stam, also refers to
Contemporary media genres tend to relate more to common ways of categorizing films:
specific forms than to the universals of tragedy and
comedy. Nowadays, films are routinely classified (e.g. While some genres are based on story content
in television listings magazines) as 'thrillers', 'west- (the war film), other are borrowed from litera-
erns' and so on - genres with which every adult in ture (comedy, melodrama) or from other me-
modern society is familiar. So too with television dia (the musical). Some are performer-based
genres such as 'game shows' and 'sitcoms'. While we (the Astaire-Rogers films) or budget-based
have names for countless genres in many media, some (blockbusters), while others are based on artis-
theorists have argued that there are also many genres tic status (the art film), racial identity (Black
(and sub-genres) for which we have no names cinema), locat[ion] (the Western) or sexual
(Fowler 1989, 216; Wales 1989, 206). Carolyn Miller orientation (Queer cinema). (Stam 2000, 14).
suggests that 'the number of genres in any society...
depends on the complexity and diversity of society' Bordwell concludes that 'one could... argue that
(Miller 1984, in Freedman & Medway 1994a, 36). no set of necessary and sufficient conditions can
mark off genres from other sorts of groupings in ways
that all experts or ordinary film-goers would findAn Introduction to Genre Theory 2
acceptable' (Bordwell 1989, 147). Practitioners and Specific genres tend to be easy to recognize intui-
the general public make use of their own genre labels tively but difficult (if not impossible) to define. Par-
(de facto genres) quite apart from those of academic ticular features which are characteristic of a genre
theorists. We might therefore ask ourselves 'Whose are not normally unique to it; it is their relative
genre is it anyway?' Still further problems with defi- prominence, combination and functions which are
nitional approaches will become apparent in due distinctive (Neale 1980, 22-3). It is easy to underplay
course. the differences within a genre. Steve Neale declares
that 'genres are instances of repetition and difference'
Defining genres may not initially seem particu-
(Neale 1980, 48). He adds that 'difference is abso-
larly problematic but it should already be apparent
lutely essential to the economy of genre' (ibid., 50):
that it is a theoretical minefield. Robert Stam identi-
fies four key problems with generic labels (in relation mere repetition would not attract an audience. Tzve-
tan Todorov argued that 'any instance of a genre will
to film): extension (the breadth or narrowness of la-
be necessarily different' (cited in Gledhill 1985, 60).
bels); normativism (having preconceived ideas of crite-
John Hartley notes that 'the addition of just one film
ria for genre membership); monolithic definitions (as if to the Western genre... changes that genre as a whole
an item belonged to only one genre); biologism (a kind - even though the Western in question may display
of essentialism in which genres are seen as evolving few of the recognized conventions, styles or subject
through a standardized life cycle) (Stam 2000, 128- matters traditionally associated with its genre'
129). (O'Sullivan et al. 1994). The issue of difference also
Conventional definitions of genres tend to be highlights the fact that some genres are 'looser' -
based on the notion that they constitute particular more open-ended in their conventions or more per-
conventions of content (such as themes or settings) meable in their boundaries - than others. Texts often
and/or form (including structure and style) which exhibit the conventions of more than one genre. John
are shared by the texts which are regarded as belong- Hartley notes that 'the same text can belong to dif-
ing to them. Alternative characterizations will be ferent genres in different countries or times'
discussed in due course. The attempt to define par- (O'Sullivan et al. 1994, 129). Hybrid genres abound (at
ticular genres in terms of necessary and sufficient least outside theoretical frameworks). Van Leeuwen
textual properties is sometimes seen as theoretically suggests that the multiple purposes of journalism
attractive but it poses many difficulties. For instance, often lead to generically heterogeneous texts (cited
in the case of films, some seem to be aligned with one in Fairclough 1995, 88). Norman Fairclough suggests
genre in content and another genre in form. The film that mixed-genre texts are far from uncommon in the
theorist Robert Stam argues that 'subject matter is mass media (Fairclough 1995, 89). Some media may
the weakest criterion for generic grouping because it encourage more generic diversity: Nicholas Aber-
fails to take into account how the subject is treated' crombie notes that since 'television comes at the au-
(Stam 2000, 14). Outlining a fundamental problem of dience as a flow of programmes, all with different
genre identification in relation to films, Andrew Tu- generic conventions, means that it is more difficult to
dor notes the 'empiricist dilemma': sustain the purity of the genre in the viewing experi-
ence' (Abercrombie 1996, 45; his emphasis). Further-
To take a genre such as the 'western', analyze more, in any medium the generic classification of
it, and list its principal characteristics, is to beg certain texts may be uncertain or subject to dispute.
the question that we must first isolate the
Contemporary theorists tend to describe genres
body of films which are 'westerns'. But they
in terms of 'family resemblances' among texts (a no-
can only be isolated on the basis of the 'prin-
cipal characteristics' which can only be dis- tion derived from the philosopher Wittgenstein)
covered from the films themselves after they rather than definitionally (Swales 1990, 49). An indi-
have been isolated. (Cited in Gledhill 1985, vidual text within a genre rarely if ever has all of the
59) characteristic features of the genre (Fowler 1989,
215). The family resemblance approaches involves the
It is seldom hard to find texts which are excep- theorist illustrating similarities between some of the
tions to any given definition of a particular genre. texts within a genre. However, the family resem-
There are no 'rigid rules of inclusion and exclusion' blance approach has been criticized on the basis that
(Gledhill 1985, 60). 'Genres... are not discrete sys- 'no choice of a text for illustrative purposes is inno-
tems, consisting of a fixed number of listable items' cent' (David Lodge, cited in Swales 1990, 50), and
(ibid., 64). It is difficult to make clear-cut distinctions that such theories can make any text seem to resem-
between one genre and another: genres overlap, and ble any other one (Swales 1990, 51). In addition to the
there are 'mixed genres' (such as comedy-thrillers). definitional and family resemblance approach, there isAn Introduction to Genre Theory 3
another approach to describing genres which is as fixed forms, but contemporary theory emphasizes
based on the psycholinguistic concept of prototypical- that both their forms and functions are dynamic.
ity. According to this approach, some texts would be David Buckingham argues that 'genre is not... simply
widely regarded as being more typical members of a "given" by the culture: rather, it is in a constant proc-
genre than others. According to this approach certain ess of negotiation and change' (Buckingham 1993,
features would 'identify the extent to which an ex- 137). Nicholas Abercrombie suggests that 'the
emplar is prototypical of a particular genre' (Swales boundaries between genres are shifting and becom-
1990, 52). Genres can therefore be seen as 'fuzzy' ing more permeable' (Abercrombie 1996, 45); Aber-
categories which cannot be defined by necessary and crombie is concerned with modern television, which
sufficient conditions. he suggests seems to be engaged in 'a steady disman-
tling of genre' (ibid.) which can be attributed in part
How we define a genre depends on our purposes; to economic pressures to pursue new audiences. One
the adequacy of our definition in terms of social sci- may acknowledge the dynamic fluidity of genres
ence at least must surely be related to the light that without positing the final demise of genre as an in-
the exploration sheds on the phenomenon. For in- terpretive framework. As the generic corpus cease-
stance (and this is a key concern of mine), if we are lessly expands, genres (and the relationships be-
studying the way in which genre frames the reader's tween them) change over time; the conventions of
interpretation of a text then we would do well to each genre shift, new genres and sub-genres emerge
focus on how readers identify genres rather than on and others are 'discontinued' (though note that cer-
theoretical distinctions. Defining genres may be tain genres seem particularly long-lasting). Tzvetan
problematic, but even if theorists were to abandon Todorov argued that 'a new genre is always the
the concept, in everyday life people would continue transformation of one or several old genres' (cited in
to categorize texts. John Swales does note that 'a Swales 1990, 36). Each new work within a genre has
discourse community's nomenclature for genres is an the potential to influence changes within the genre
important source of insight' (Swales 1990, 54), or perhaps the emergence of new sub-genres (which
though like many academic theorists he later adds may later blossom into fully-fledged genres). How-
that such genre names 'typically need further valida- ever, such a perspective tends to highlight the role of
tion' (ibid., 58). Some genre names would be likely to authorial experimentation in changing genres and
be more widely-used than others: it would be inter- their conventions, whereas it is important to recog-
esting to investigate the areas of popular consensus nize not only the social nature of text production but
and dissensus in relation to the everyday labeling of especially the role of economic and technological
mass media genres. For Robert Hodge and Gunther factors as well as changing audience preferences.
Kress, 'genres only exist in so far as a social group
declares and enforces the rules that constitute them' The interaction between genres and media can be seen
(Hodge & Kress 1988, 7), though it is debatable to as one of the forces which contributes to changing
what extent most of us would be able to formulate genres. Some genres are more powerful than others:
explicit 'rules' for the textual genres we use rou- they differ in the status which is attributed to them
tinely: much of our genre knowledge is likely to be by those who produce texts within them and by their
tacit. In relation to film, Andrew Tudor argued that audiences. As Tony Thwaites et al. put it, 'in the in-
genre is 'what we collectively believe it to be' teraction and conflicts among genres we can see the
(though this begs the question about who 'we' are). connections between textuality and power'
Robert Allen comments wryly that 'Tudor even hints (Thwaites et al. 1994, 104). The key genres in institu-
that in order to establish what audiences expect a tions which are 'primary definers' (such as news re-
western to be like we might have to ask them' (Allen ports in the mass media) help to establish the
1989, 47). Swales also alludes to people having 'reper- frameworks within which issues are defined. But
toires of genres' (Swales 1990, 58), which I would genre hierarchies also shift over time, with individual
argue would also be likely to repay investigation. genres constantly gaining and losing different groups
However, as David Buckingham notes, 'there has of users and relative status.
hardly been any empirical research on the ways in
Idealist theoretical approaches to genre which
which real audiences might understand genre, or use
seek to categorize 'ideal types' in terms of essential
this understanding in making sense of specific texts'
(Buckingham 1993, 137). textual characteristics are ahistorical. As a result of
their dynamic nature as processes, Neale argues that
Steve Neale stresses that 'genres are not systems: definitions of genre 'are always historically relative,
they are processes of systematization' (Neale 1980, 51; my and therefore historically specific' (Neale 1995, 464).
emphasis; cf. Neale 1995, 463). Traditionally, genres Similarly, Boris Tomashevsky insists that 'no firm
(particularly literary genres) tended to be regarded logical classification of genres is possible. Their de-An Introduction to Genre Theory 4
marcation is always historical, that is to say, it is cor- (Fiske 1987, 110). However, Steve Neale stresses that
rect only for a specific moment of history' (cited in genres may also help to shape such values (Neale 1980,
Bordwell 1989, 147). Some genres are defined only 16). Thwaites et al. see the relationship as reciprocal:
retrospectively, being unrecognized as such by the 'a genre develops according to social conditions;
original producers and audiences. Genres need to be transformations in genre and texts can influence and
studied as historical phenomena; a popular focus in reinforce social conditions' (Thwaites et al. 1994, 100).
film studies, for instance, has been the evolution of
conventions within a genre. Current genres go Some Marxist commentators see genre as an in-
through phases or cycles of popularity (such as the strument of social control which reproduces the
cycle of disaster films in the 1970s), sometimes be- dominant ideology. Within this perspective, the
coming 'dormant' for a period rather than disappear- genre 'positions' the audience in order to naturalize
ing. On-going genres and their conventions them- the ideologies which are embedded in the text (Feuer
selves change over time. Reviewing 'evolutionary 1992, 145). Bernadette Casey comments that 're-
change' in some popular film genres, Andrew Tudor cently, structuralists and feminist theorists, among
concludes that it has three main characteristics: others, have focused on the way in which generically
defined structures may operate to construct particu-
First, in that innovations are added to an exis- lar ideologies and values, and to encourage reassuring
tent corpus rather than replacing redundant and conservative interpretations of a given text' (Ca-
elements, it is cumulative. Second, in that sey 193, 312). However, reader-oriented commenta-
these innovations must be basically consistent tors have stressed that people are capable of 'reading
with what is already present, it is 'conserva- against the grain'. Thomas and Vivian Sobchack note
tive'. Third, in that these processes lead to the that in the past popular film-makers, 'intent on tell-
crystallization of specialist sub-genres, it in- ing a story', were not always aware of 'the covert
volves differentiation. (Tudor 1974, 225-6) psychological and social... subtext' of their own films,
but add that modern film-makers and their audiences
Tudor himself is cautious about adopting the bio- are now 'more keenly aware of the myth-making ac-
logical analogy of evolution, with its implication that complished by film genres' (Sobchack & Sobchack
only those genres which are well-adapted to their 1980, 245). Genre can reflect a function which in re-
functions survive. Christine Gledhill also notes the lation to television Horace Newcombe and Paul
danger of essentialism in selecting definitive 'classic' Hirsch referred to as a 'cultural forum', in which in-
examples towards which earlier examples 'evolve' dustry and audience negotiate shared beliefs and
and after which others 'decline' (Gledhill 1985, 59). values, helping to maintain the social order and as-
The cycles and transformations of genres can never- sisting it in adapting to change (Feuer 1992, 145).
theless be seen as a response to political, social and Certainly, genres are far from being ideologically neu-
economic conditions. tral. Sonia Livingstone argues, indeed, that 'different
Referring to film, Andrew Tudor notes that 'a genres are concerned to establish different world
genre... defines a moral and social world' (Tudor views' (Livingstone 1990, 155).
1974, 180). Indeed, a genre in any medium can be seen Related to the ideological dimension of genres is
as embodying certain values and ideological assump- one modern redefinition in terms of purposes. In rela-
tions. Again in the context of the cinema Susan tion to writing, Carolyn Miller argues that 'a rhetori-
Hayward argues that genre conventions change 'ac- cally sound definition of genre must be centered not
cording to the ideological climate of the time', con- on the substance or form of discourse but on the ac-
trasting John Wayne westerns with Clint Eastwood tion it is used to accomplish' (Carolyn Miller 1984, in
as the problematic hero or anti-hero (Hayward 1996, Freedman & Medway 1994a, 24). Following this
50). Leo Baudry (cited in Hayward 1996, 162) sees lead, John Swales declares that 'the principal criterial
film genres as a barometer of the social and cultural feature that turns a collection of communicative
concerns of cinema audiences; Robert Lichter et al. events into a genre is some shared set of communica-
(1991) illustrate how televisual genres reflect the val- tive purposes' (Swales 1990, 46). In relation to the
ues of the programme-makers. Some commentators mass media it can be fruitful to consider in relation to
see mass media genres from a particular era as reflect- genre the purposes not only of the producers of texts
ing values which were dominant at the time. Ira but also of those who interpret them (which need
Konigsberg, for instance, suggests that texts within not be assumed always to match). A consensus about
genres embody the moral values of a culture the primary purposes of some genres (such as news
(Konigsberg 1987, 144-5). And John Fiske asserts that bulletins) - and of their readers - is probably easier to
generic conventions 'embody the crucial ideological establish than in relation to others (such as west-
concerns of the time in which they are popular' erns), where the very term 'purpose' sounds too in-An Introduction to Genre Theory 5
strumental. However, 'uses and gratifications' re- to individual texts can help to remind us of the social
searchers have already conducted investigations into nature of the production and interpretation of texts.
the various functions that the mass media seem to In relation to film, many modern commentators refer
serve for people, and ethnographic studies have of- to the commercial and industrial significance of gen-
fered fruitful insights into this dimension. Miller res. Denis McQuail argues that:
argues that both in writing and reading within gen-
res we learn purposes appropriate to the genre; in The genre may be considered as a practical
relation to the mass media it could be argued that device for helping any mass medium to pro-
particular genres develop, frame and legitimate par- duce consistently and efficiently and to relate
ticular concerns, questions and pleasures. its production to the expectations of its cus-
Related redefinitions of genre focus more broadly tomers. Since it is also a practical device for
enabling individual media users to plan their
on the relationship between the makers and audiences
choices, it can be considered as a mechanism
of texts (a rhetorical dimension). To varying extents, for ordering the relations between the two
the formal features of genres establish the relation- main parties to mass communication.
ship between producers and interpreters. Indeed, in (McQuail 1987, 200)
relation to mass media texts Andrew Tolson rede-
fines genre as 'a category which mediates between Steve Neale observes that 'genres... exist within
industry and audience' (Tolson 1996, 92). Note that the context of a set of economic relations and prac-
such approaches undermine the definition of genres tices', though he adds that 'genres are not the prod-
as purely textual types, which excludes any reference uct of economic factors as such. The conditions pro-
even to intended audiences. A basic model underly- vided by the capitalist economy account neither for
ing contemporary media theory is a triangular rela- the existence of the particular genres that have hith-
tionship between the text, its producers and its in- erto been produced, nor for the existence of the con-
terpreters. From the perspective of many recent ventions that constitute them' (Neale 1980, 51-2).
commentators, genres first and foremost provide Economic factors may account for the perpetuation
frameworks within which texts are produced and of a profitable genre. Nicholas Abercrombie notes
interpreted. Semiotically, a genre can be seen as a that 'television producers set out to exploit genre
shared code between the producers and interpreters conventions... It... makes sound economic sense. Sets,
of texts included within it. Alastair Fowler goes so properties and costumes can be used over and over
far as to suggest that 'communication is impossible again. Teams of stars, writers, directors and techni-
without the agreed codes of genre' (Fowler 1989, cians can be built up, giving economies of scale'
216). Within genres, texts embody authorial at- (Abercrombie 1996, 43). He adds that 'genres permit
tempts to 'position' readers using particular 'modes the creation and maintenance of a loyal audience
of address'. Gunther Kress observes that: which becomes used to seeing programmes within a
genre' (ibid.). Genres can be seen as 'a means of con-
Every genre positions those who participate in trolling demand' (Neale 1980, 55). The relative stabil-
a text of that kind: as interviewer or inter- ity of genres enables producers to predict audience
viewee, as listener or storyteller, as a reader or expectations. Christine Gledhill notes that 'differ-
a writer, as a person interested in political ences between genres meant different audiences
matters, as someone to be instructed or as could be identified and catered to... This made it eas-
someone who instructs; each of these posi- ier to standardize and stabilise production' (Gledhill
tionings implies different possibilities for re- 1985, 58). In relation to the mass media, genre is part
sponse and for action. Each written text pro- of the process of targeting different market sectors.
vides a 'reading position' for readers, a posi-
Traditionally, literary and film critics in particu-
tion constructed by the writer for the 'ideal
lar have regarded 'generic' texts (by which they mean
reader' of the text. (Kress 1988, 107)
'formulaic' texts) as inferior to those which they con-
Thus, embedded within texts are assumptions tend are produced outside a generic framework. In-
about the 'ideal reader', including their attitudes to- deed, film theorists frequently refer to popular films
wards the subject matter and often their class, age, as 'genre films' in contrast to 'non-formula films'.
gender and ethnicity. Elitist critics reject the 'generic fiction' of the mass
media because they are commercial products of
Gunther Kress defines a genre as 'a kind of text
popular culture rather than 'high art'. Many harbour
that derives its form from the structure of a (fre-
the Romantic ideology of the primacy of authorial
quently repeated) social occasion, with its character-
'originality' and 'vision', emphasizing individual style
istic participants and their purposes' (Kress 1988,
and artistic 'self-expression'. In this tradition the
183). An interpretative emphasis on genre as opposedAn Introduction to Genre Theory 6
artist (in any medium) is seen as breaking the mould familiar events in everyday life. John Fiske offers this
of convention. For the Italian aesthetician Benedetto striking example:
Croce (1866-1952), an artistic work was always
unique and there could be no artistic genres. More A representation of a car chase only makes
recently, some literary and film theorists have ac- sense in relation to all the others we have seen
corded more importance to genre, counteracting the - after all, we are unlikely to have experienced
ideology of authorial primacy (or 'auteurism', as it is one in reality, and if we did, we would, ac-
known in relation to the emphasis on the director in cording to this model, make sense of it by
film). turning it into another text, which we would
also understand intertextually, in terms of
Contemporary theorists tend to emphasize the
what we have seen so often on our screens.
importance of the semiotic notion of intertextuality: There is then a cultural knowledge of the con-
of seeing individual texts in relation to others. Katie cept 'car chase' that any one text is a prospec-
Wales notes that 'genre is... an intertextual concept' tus for, and that it used by the viewer to de-
(Wales 1989, 259). John Hartley suggests that 'we code it, and by the producer to encode it.
need to understand genre as a property of the rela- (Fiske 1987, 115)
tions between texts' (O'Sullivan et al. 1994, 128). And
as Tony Thwaites et al. put it, 'each text is influenced In contrast to those of a traditionalist literary
by the generic rules in the way it is put together; the bent who tend to present 'artistic' texts as non-
generic rules are reinforced by each text' (Thwaites et generic, it could be argued that it is impossible to
al. 1994, 100). produce texts which bear no relationship whatsoever
to established genres. Indeed, Jacques Derrida pro-
Roland Barthes (1975) argued that it is in relation posed that 'a text cannot belong to no genre, it can-
to other texts within a genre rather than in relation not be without... a genre. Every text participates in
to lived experience that we make sense of certain one or several genres, there is no genre-less text'
events within a text. There are analogies here with (Derrida 1981, 61).
schema theory in psychology, which proposes that
we have mental 'scripts' which help us to interpret
Note
*In these notes, words such as text, reader and writer are sometimes used as general terms relating to 'texts' (and so on) in whatever
medium is being discussed: no privileging of the written word (graphocentrism) is intended. While it is hard to find an alternative for the
word texts, terms such as makers and interpreters are sometimes used here as terms non-specific to particular media instead of the terms
writers and readers.
2. Working within genres
John Hartley argues that 'genres are agents of genre work in creative 'tension' with the conven-
ideological closure - they limit the meaning-potential tions, attempting a personal inflection of them
of a given text' (O'Sullivan et al. 1994, 128). Robert (Gledhill 1985: 63). From the point of view of the
Hodge and Gunther Kress define genres as 'typical producers of texts within a genre, an advantage of
forms of texts which link kinds of producer, con- genres is that they can rely on readers already having
sumer, topic, medium, manner and occasion', adding knowledge and expectations about works within a
that they 'control the behavior of producers of such genre. Fowler comments that 'the system of generic
texts, and the expectations of potential consumers' expectations amounts to a code, by the use of which
(Hodge & Kress 1988, 7). Genres can be seen as con- (or by departure from which) composition becomes
stituting a kind of tacit contract between authors more economical' (Fowler 1989: 215). Genres can
and readers. thus be seen as a kind of shorthand serving to in-
crease the 'efficiency' of communication. They may
From the traditional Romantic perspective, gen- even function as a means of preventing a text from
res are seen as constraining and inhibiting authorial dissolving into 'individualism and incomprehensibil-
creativity. However, contemporary theorists, even ity' (Gledhill 1985: 63). And while writing within a
within literary studies, typically reject this view (e.g. genre involves making use of certain 'given' conven-
Fowler 1982: 31). Gledhill notes that one perspective tions, every work within a genre also involves the
on this issue is that some of those who write within a invention of some new elements.An Introduction to Genre Theory 7
As for reading within genres, some argue that tisements (3.0-3.6); cartoons (3.7-3.11, early in inter-
knowledge of genre conventions leads to passive val); Sesame Street (3.7-3.11, late in interval); news (4.0-
consumption of generic texts; others argue that mak- 4.6); children's shows (4.0-4.6, late in interval); adult
ing sense of texts within genres is an active process shows (4.0-4.6) (ibid.: 41). They argue that 'in the
of constructing meaning (Knight 1994). Genre pro- first few years of attempting to sort out the confusing
vides an important frame of reference which helps elements of the television world, children are concen-
readers to identify, select and interpret texts. Indeed, trating on making distinctions between shows' (ibid.:
in relation to advertisements, Varda Langholz Ley- 42).
more argues that the sense which viewers make of
any single text depends on how it relates to the genre David Buckingham has undertaken some empiri-
as a whole (Langholz Leymore 1975, ix). Key psycho- cal investigation of older children's understanding of
logical functions of genre are likely to include those television genres in the UK (Buckingham 1993: 135-
shared by categorization generally - such as reducing 55). In general discussions of television with children
complexity. Generic frameworks may function to aged from 8- to 12-years-old, Buckingham found
make form (the conventions of the genre) more 'considerable evidence of children using notions of
'transparent' to those familiar with the genre, fore- genre, both explicitly and implicitly':
grounding the distinctive content of individual texts.
Genre theorists might find much in common with The older children were more likely to identify
their likes and dislikes by referring to a generic
schema theorists in psychology: much as a genre is a
category, before offering a specific example.
framework within which to make sense of related
They also appeared to have a broader reper-
texts, a schema is a kind of mental template within
toire of terms here, or at least to use these
which to make sense of related experiences in every- more regularly. However, there was some evi-
day life. From the point of view of schema theory, dence even in the youngest age group that
genres are textual schemata. genre was being used as an unspoken rationale
Any text requires what is sometimes called 'cul- for moving from one topic to the next. Thus,
tural capital' on the part of its audience to make discussion of one comedy program was more
sense of it. Generic knowledge is one of the compe- likely to be followed by discussion of another
tencies required (Allen 1989: 52, following Charlotte comedy program, rather than of news or soap
Brunsdon). Like most of our everyday knowledge, opera. (Buckingham 1993: 139)
genre knowledge is typically tacit and would be dif- Buckingham then gave the children, in small
ficult for most readers to articulate as any kind of groups, the task of sorting into groups about 30 cards
detailed and coherent framework. Clearly one needs bearing the titles of television programmes which
to encounter sufficient examples of a genre in order had already been mentioned in discussions, with
to recognize shared features as being characteristic of minimal prompting as to the basis on which they
it. Alastair Fowler suggests that 'readers learn genres were to be sorted. The children showed an awareness
gradually, usually through unconscious familiariza- that the programmes could be categorized in several
tion' (Fowler 1989: 215). There are few examples of ways. Genre was one of the principles which all of
empirical investigation of how people acquire and the groups (barring one of the youngest) used in this
use genres as interpretative frameworks in everyday task. The children's repertoire of genre labels in-
life. However, a few of these studies have been con- creased with age. However, Buckingham emphasizes
ducted with children in relation to television genres. that the data did not simply reflect steady incre-
In an intensive longitudinal study of twelve chil- mental growth and that cognitive development alone
dren from 2- to 5-years-old, Leona Jaglom and How- does not offer an adequate model (Buckingham 1993:
ard Gardner (1981a, 1981b) noted the development of 149). He also cautions that 'it would be a mistake to
genre distinctions. 2-year-olds did not recognize the regard the data as a demonstration of a children's
beginnings and endings of programmes (Jaglom & pre-existing "cognitive understandings"' (ibid.: 154)
Gardner, 1981b). The researchers found that for the since he stresses that categorization is a social proc-
2-year-olds the disappearance of characters was a ess as well as a cognitive one. Nevertheless, his find-
source of consternation: 'children become very upset ings do offer some evidence 'that children progres-
and sometimes even cry when their favourite televi- sively acquire (or at least come to use) a discourse of
sion personalities leave the screen' (Jaglom & Gard- genre as they mature - that is, a set of terms which
ner, 1981a: 42): they suggested that this feature might facilitate the process of categorization, or at least
assist their eventual identification of the advertise- make certain kinds of categorization possible. As
ment genre. The researchers report the order of ac- their repertoire of terms expands, this enables them
quisition of the principal genre distinctions: adver- to identify finer distinctions between programmes,An Introduction to Genre Theory 8
and to compare them in a greater variety of ways' listening to and reading different kinds of thing'
(ibid.: 154). (Corner 1991: 276). Recognition of a text as belonging
to a particular genre can help, for instance, to enable
David Morley (1980) notes in relation to televi- judgements to be made about the 'reality status' of
sion differential social access to the discourses of a the text (most fundmentally whether it is fictional or
genre. Buckingham found some limited evidence of non-fictional). Assigning a text to a genre sets up
social class as a factor, with young working-class initial expectations. Some of these may be challenged
children employing a particularly consistent concept within individual texts (e.g. a detective film in which
of soap opera (ibid.: 149) and with a recognition the murderer is revealed at the outset). Competent
amongst older middle-class children of the limita- readers of a genre are not generally confused when
tions of genre discourse 'such as its tendency to em- some of their initial expectations are not met - the
phasize similarity at the expense of difference' (ibid.: framework of the genre can be seen as offering 'de-
154). The data could not, however, be explained 'in fault' expectations which act as a starting point for
terms of social class simply determining their access interpretation rather than a straitjacket. However,
to discourses' (ibid.: 149). challenging too many conventional expectations for
Genres are not simply features of texts, but are the genre could threaten the integrity of the text.
mediating frameworks between texts, makers and Familiarity with a genre enables readers to generate
interpreters. Fowler argues that 'genre makes possi- feasible predictions about events in a narrative.
ble the communication of content' (Fowler 1989: Drawing on their knowledge of other texts within
215). Certainly the assignment of a text to a genre the same genre helps readers to sort salient from non-
salient narrative information in an individual text.
influences how the text is read. Genre constrains the
possible ways in which a text is interpreted, guiding Sonia Livingstone argues that:
readers of a text towards a preferred reading (which is
normally in accordance with the dominant ideology) Different genres specify different 'contracts'
- though this is not to suggest that readers are pre- to be negotiated between the text and the
vented from 'reading against the grain' (Fiske 1987: reader... which set up expectations on each
114, 117; Feuer 1992: 144; Buckingham 1993: 136). side for the form of the communication..., its
David Buckingham notes that: functions..., its epistemology..., and the com-
municative frame (e.g. the participants, the
We might well choose to read Neighbours [an power of the viewer, the openness of the text,
Australian television soap opera], for instance, and the role of the reader). (Livingstone 1994:
as a situation comedy - a reading which might 252-3)
focus less on empathizing with the psycho- She adds that: 'if different genres result in differ
logical dilemmas of individual characters, and
ent modes of text-reader interaction, these latter may
much more on elements of performance
result in different types of involvement...: critical or
which disrupt its generally 'naturalistic' tone.
accepting, resisting or validating, casual or concen-
A more oppositional strategy would involve
trated, apathetic or motivated' (Livingstone 1994:
directly subverting the generic reading invited
253).
by the text - for example, to read the News as
fiction, or even as soap opera (cf. Fiske 1987). The identification of a text as part of a genre
(Buckingham 1993: 136) (such as in a television listings magazine or a video
rental shop's section titles) enables potential readers
As David Bordwell puts it, 'making referential
to decide whether it is likely to appeal to them. Peo-
sense of a film requires several acts of "framing" it: as
a fiction, as a Hollywood movie, as a comedy, as a ple seem to derive a variety of pleasures from reading
Steve Martin movie, as a "summer movie" and so on' texts within genres which are orientated towards
(Bordwell 1989: 146). Genres offer an important way entertainment. 'Uses and gratifications' research has
of framing texts which assists comprehension. Genre identified many of these in relation to the mass me-
knowledge orientates competent readers of the genre dia. Such potential pleasures vary according to genre,
towards appropriate attitudes, assumptions and ex- but they include the following.
pectations about a text which are useful in making One pleasure may simply be the recognition of
sense of it. Indeed, one way of defining genres is as 'a the features of a particular genre because of our fa-
set of expectations' (Neale 1980: 51). John Corner miliarity with it. Recognition of what is likely to be
notes that 'genre is a principal factor in the directing important (and what is not), derived from our
of audience choice and of audience expectations... knowledge of the genre, is necessary in order to fol-
and in the organizing of the subsets of cultural com- low a plot.
petences and dispositions appropriate for watching,An Introduction to Genre Theory 9
Genres may offer various emotional pleasures Steve Neale argues that pleasure is derived from
such as empathy and escapism - a feature which 'repetition and difference' (Neale 1980: 48); there
some theoretical commentaries seem to lose sight of. would be no pleasure without difference. René
Aristotle, of course, acknowledged the special emo- Wellek and Austin Warren comment that 'the to-
tional responses which were linked to different gen- tally familiar and repetitive pattern is boring; the
res. Deborah Knight notes that 'satisfaction is guar- totally novel form will be unintelligible - is indeed
anteed with genre; the deferral of the inevitable pro- unthinkable' (Wellek & Warren 1963: 235). We may
vides the additional pleasure of prolonged anticipa- derive pleasure from observing how the conventions
tion' (Knight 1994). of the genre are manipulated (Abercrombie 1996: 45).
We may also enjoy the stretching of a genre in new
'Cognitive' satisfactions may be derived from
directions and the consequent shifting of our expec-
problem-solving, testing hypotheses, making infer-
tations.
ences (e.g. about the motivations and goals of charac-
ters) and making predictions about events. In rela- Making moral and emotional judgements on the
tion to television, Nicholas Abercrombie suggests actions of characters may also offer a particular
that 'part of the pleasure is knowing what the genre pleasure (though Knight (1994) argues that 'generic
rules are, knowing that the programme has to solve fictions' themselves embody such judgements).
problems in the genre framework, and wondering
Other pleasures can be derived from sharing our
how it is going to do so' (Abercrombie 1996: 43). He
experience of a genre with others within an 'interpre-
adds that audiences derive pleasure from the way in
tive community' which can be characterized by its
which their expectations are finally realized (ibid.).
familiarity with certain genres (see also Feuer 1992,
There may be satisfactions both in finding our infer-
144).
ences and predictions to be correct and in being sur-
prised when they are not (Knight 1994). The predic- Ira Konigsberg suggests that enduring gen-
tion of what will happen next is, of course, more cen- res reflect 'universal dilemmas' and 'moral conflicts'
tral in some genres than others. and appeal to deep psychological needs (Konigsberg
1987, 144-5).
3. Constructing the audience
Genres can be seen as involved in the construc- the law, but because they are entirely distinct
tion of their readers. John Fiske sees genre as 'a from the law-abiding bourgeoisie. This TV
means of constructing both the audience and the genre thus reproduces a hegemonic ideology
reading subject' (Fiske 1987, 114). Christine Gledhill about the individual in a class society.
argues that different genres 'produce different posi- (Thwaites et al. 1994, 158).
tionings of the subject... Genre specification can
Mass media genres play a part in the con-
therefore be traced in the different functions of sub-
struction of difference and identity, notably with
jectivity each produces, and in their different modes
of addressing the spectator' (Gledhill 1985, 64). And regard to sexual difference and identity (Neale 1980,
Steve Neale argues in relation to cinema that genre 56-62). Some film and television genres have tradi-
contributes to the regulation of desire, memory and tionally been aimed primarily at, and stereotypically
expectation (Neale 1980, 55). favoured by, either a male or a female audience. For
instance, war films and westerns tend to be regarded
Tony Thwaites and his colleagues note that in as 'masculine' genres, while soap operas and musi-
many television crime dramas in the tradition of The cals tend to be regarded as 'feminine' (which is not,
Saint, Hart to Hart, and Murder, She Wrote, of course, to say that audiences are homogeneous).
However, few contemporary theorists would accept
Genteel or well-to-do private investigators the extreme media determinism of the stance that
work for the wealthy, solving crimes commit- audiences passively accept the preferred readings
ted by characters whose social traits and be- which may be built into texts for readers: most
haviour patterns often type them as members would stress that reading a text may also involve
of a 'criminal class'... The villains receive their 'negotiation', opposition or even outright rejection.
just rewards not so much because they breakAn Introduction to Genre Theory 10
4. Advantages of generic analysis
Tony Thwaites and his colleagues note that television' regardless of such important considera-
'genre foregrounds the influence of surrounding texts tions as genre.
and ways of reading on our response to any one text.
As well as locating texts within specific cultural
More specifically, it confirms textuality and reading
contexts, genre analysis also serves to situate them in
as functions rather than things' (Thwaites et al. 1994,
a historical perspective. It can help to counter the
92). Genre analysis situates texts within textual and Romantic ideology of authorial 'originality' and crea-
social contexts, underlining the social nature of the tive individualism.
production and reading of texts.
In relation to news media, Norman Fairclough
In addition to counteracting any tendency to
notes that genre analysis 'is good at showing the rou-
treat individual texts in isolation from others, an tine and formulaic nature of much media output, and
emphasis on genre can also help to counteract the
alerting us, for instance, to the way in which the im-
homogenization of the medium which is widespread mense diversity of events in the world is reduced to
in relation to the mass media, where it is common, the often rigid formats of news' (Fairclough 1995,
for instance, to find assertions about 'the effects of 86).
5. D.I.Y. Generic analysis
The following questions are offered as basic also, of course, involve studying the genre more
guidelines for my own students in analysing an indi- broadly: in examining the genre one may fruitfully
vidual text in relation to genre. Note that an analysis consider such issues as how the conventions of the
of a text which is framed exclusively in terms of genre genre have changed over time.
may be of limited usefulness. Generic analysis can
General
1. Why did you choose the text you are analysing? 16. Which of the formal/stylistic techniques em-
2. In what context did you encounter it? ployed are typical/untypical of the genre?
3. What influence do you think this context might 17. What institutional constraints are reflected in
have had on your interpretation of the text? the form of the text?
4. To what genre did you initially assign the text? 18. What relationship to 'reality' does the text lay
5. What is your experience of this genre? claim to?
6. What subject matter and basic themes is the 19. Whose realities does it reflect?
text concerned with? 20. What purposes does the genre serve?
7. How typical of the genre is this text in terms of 21. In what ways are these purposes embodied in
content? the text?
8. What expectations do you have about texts in 22. To what extent did your purposes match these
this genre? when you engaged with the text?
9. Have you found any formal generic labels for this 23. What ideological assumptions and values seem
particular text (where)? to be embedded in the text?
10. What generic labels have others given the same 24. What pleasures does this genre offer to you per-
text? sonally?
11. Which conventions of the genre do you recog- 25. What pleasures does the text appeal to (and
nize in the text? how typical of the genre is this)?
12. To what extent does this text stretch the con- 26. Did you feel 'critical or accepting, resisting or
ventions of its genre? validating, casual or concentrated, apathetic or
13. Where and why does the text depart from the motivated' (and why)?
conventions of the genre? 27. Which elements of the text seemed salient be-
14. Which conventions seem more like those of a cause of your knowledge of the genre?
different genre (and which genre(s))?
15. What familiar motifs or images are used?An Introduction to Genre Theory 11
28. What predictions about events did your generic 10. What responses does the text seem to expect
identification of the text lead to (and to what from you?
extent did these prove accurate)? 11. How open to negotiation is your response (are
29. What inferences about people and their motiva- you invited, instructed or coerced to respond in
tions did your genre identification give rise to particular ways)?
(and how far were these confirmed)? 12. Is there any penalty for not responding in the
30. How and why did your interpretation of the text expected ways?
differ from the interpretation of the same text by 13. To what extent do you find yourself 'reading
other people? against the grain' of the text and the genre?
14. Which attempts to position you in this text do
Mode of address
you accept, reject or seek to negotiate (and
1. What sort of audience did you feel that the text why)?
was aimed at (and how typical was this of the 15. How closely aligned is the way in which the text
genre)? addresses you with the way in which the genre
2. How does the text address you? positions you (Kress 1988, 107)?
3. What sort of person does it assume you are?
4. What assumptions seem to be made about your Relationship to other texts
class, age, gender and ethnicity? 1. What intertextual references are there in the
5. What interests does it assume you have? text you are analyzing (and to what other
6. What relevance does the text actually have for texts)?
you? 2. Generically, which other texts does the text you
7. What knowledge does it take for granted? are analyzing resemble most closely?
8. To what extent do you resemble the 'ideal 3. What key features are shared by these texts?
reader' that the text seeks to position you as? 4. What major differences do you notice between
9. Are there any notable shifts in the text's mode of them?
address (and if so, what do they involve)?
Appendix 1: Taxonomies of genres
The limitations of genre taxonomies have been al- Because narratives are used in many different
luded to. However, this is not to suggest that they are kinds of texts and social contexts, they cannot prop-
worthless. I have noted already that the broadest erly be labelled a genre. Narration is just as much a
division in literature is between poetry, prose and feature of non-fictional genres... as it is of fictional
drama. I will not dwell here on literary genres and genres... It is also used in different kinds of media...
sub-genres. Despite acknowledging the limitations of We can think of it as a textual mode rather than a
taxonomies, Fowler (1982) offers the most useful and genre. (Thwaites et al. 1994, 112)
scholarly taxonomy of literary genres of which I am
aware. Mass media genres do not correspond to es- In relation to television, and following John Cor-
tablished literary genres (Feuer 1992, 140). After a ner, Nicholas Abercrombie suggests that 'the most
brief consideration of the most fundamental genre important genre distinction is... between fictional
frameworks I will offer here a single illustrative tax- and non-fictional programming' (Abercrombie 1996,
onomy of fictional films. 42). This distinction is fundamental across the mass
media (for its importance to children see Bucking-
Traditional rhetoric distinguishes between four ham 1993, 149-50 and Chandler 1997). It relates to the
kinds of discourse: exposition, argument, description and purpose of the genre (e.g. information or entertain-
narration (Brooks & Warren 1972, 44). These four ment). John Corner notes that 'the characteristic
forms, which relate to primary purposes, are often properties of text-viewer relations in most non-
referred to as different genres (Fairclough 1995, 88). fiction television are primarily to do with kinds of
However, it may be misleading to treat them as gen- knowledge... even if the program is designed as enter-
res partly because texts may involve any combination tainment. The characteristic properties of text-
of these forms. It may be more useful to classify them viewer relations in fictional television are primarily
as 'modes'. In particular, narrative is such a fundamen- to do with imaginative pleasure' (Corner 1991, 276).
tal and ubiquitous form that it may be especially
problematic to treat it as a genre. Tony Thwaites and Despite the importance of the distinction be-
his colleagues dismiss narrative as a genre: tween fictional and non-fictional genres, it is impor-
tant also to note the existence of various hybridAn Introduction to Genre Theory 12
forms (such as docudrama, 'faction' and so on). Even They list the main genres of melodrama as:
within genres acknowledged as factual (such as
news reports and documentaries) 'stories' are told - adventure films, including 'the swashbuckler'
the purposes of factual genres in the mass media in- and 'survival films' (the war movie, the safari
clude entertaining as well as informing. film, and disaster movies);
the western;
In relation to film, Thomas and Vivian Sobchack 'fantastic genres', including fantasy, horror and
offer a useful taxonomy of film genres (Sobchack & science fiction; and
Sobchack 1980, 203-40). They make a basic distinc- 'antisocial genres', including the crime film
tion, on a level below that of fiction and non-fiction, (the gangster film, the G-man film, the private
between comedy and melodrama (adding that tragedy eye or detective film, the film noir, the caper
tends to appear in 'non-formula' films). film) and so-called 'weepies' (or 'women's
films').
The Sobchacks list the main genres of comedy as:
slapstick comedy; While the Sobchacks offer an extremely useful
romantic comedy, including 'screwball com- outline of the textual features of films within these
edy' and musical comedy; genres, part of the value of such taxonomies may be
musical biography; and the way in which they tend to provoke immediate
fairy tale. disagreement from readers!
The generic labels employed by film
reviewers in the television listings
magazines are worthy of investiga-
tion. Here is a personal attempt to
map, purely by association, the labels
used in the British television listings
magazine What's On TV over several
months in 1993.You can also read
