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A J PAM African Journal of Public Administration and Management Vol. XXVII No. 2 January – June 2020 Chief Editor Prof. Malcolm Wallis Editors Dr. Mataywa Busieka Dr. Florence Wachira Prof. Gabriel Ukertor Assistant Editors Jessica Omundo Julie Muia Mutunga AJPAM | Vol. XXVII No. 2 January – June 2020 1
AJPAM Guide to Contributors AJPAM is the official Journal of the African Association for Public Administration and Management (AAPAM), Africa’s continental professional association for public administrators and managers. AAPAM brings together policy makers, management practitioners and scholars associated with the state and non-state sectors. AAPAM is also affiliated with other International and professional bodies across the globe. AJPAM is a bi - annual publication published in January and July each year. Manuscripts discussing a range of issues of public administration, leadership, management, development and related matters across the continent and from other parts of the world are welcome. AJPAM’s editorial policy is to publish original works that are practical and scientifically based and /or suggest new insights and innovative ideas in African and Global Administration and Management. Authors are charged 100 USD (One Hundred United States Dollars) for each paper published in AJPAM as from 1st January 2018. Payment is effected The money shall be paid when submitting the final copy after peer review (see account details below) Relevant bibliographical notes, literature and book reviews are invited as well. Relevant bibliographical notes, literature and book reviews are invited as well. Interested contributors are advised to submit their manuscripts in electronic format in MS word by email, two hard copies of the manuscript may be sent in addition. The articles should comply with the following: 1. Title page, with full names of author, an abstract of 150-200 words and relevant key words 2. Be formatted in MS word, be typed double – spaced with a size 12 font. 3. Not exceed 6,000 words. 4. Bibliographic references should be in the Harvard style 5. Ensure that in the event that endnotes are used, they should be very brief, limited to observations and comments that do not form part of the bibliographical reference. Endnotes should be numbered in the text and placed in a consecutive order at the end of the text, immediately before the list of references. 6. The Tables and Figures should be appropriately named, numbered and placed in the text. Authors are advised to ensure that their articles; a. Present new knowledge in the field of Public Administration and Management. b. Employ scholarly and professional language in English or French. ii AJPAM | Vol. XXVII No. 2 January – June 2020
c. Generate discussions that can lead to mapping out solutions to challenges of Public Administration and Management. d. Express perspectives from different African Regions. e. Contain, as far as possible, implications for public sector managers and administrators. AJPAM is a refereed journal as all articles are subjected to a rigorous process of peer review before publication. The views expressed in articles are those of the author(s). Neither AJPAM nor AAPAM can be held liable for any residual errors. However, by the authors agreeing to the decision of AAPAM to publish their articles, they are in effect passing their copyright to AAPAM. Authors are entitled to two copies of the issue of the Journal in which their articles are published. Contributions should be forwarded to: aapam@aapam.org and info@aapam.org AJPAM | Vol. XXVII No. 2 January – June 2020 iii
Contents Message from the Editor v State Formation, Identity Value of Citizenship and the Role of the Civil Service: Patterns and Trends in Nigeria 1 Jide Balogun Integration and Inclusivity: Fundamentals for Transformation of Governance and Public Administration in Africa 14 Bashi Mothusi Perspectives on Gender and Corruption in Botswana: Lessons and Implications for Anti-Corruption Policy 25 Abiodun Marumo Tito Omotoye Imperatives: The Five P’s: People, Planet, Prosperity, Peace and Partnerships and Sustainable Development Goals - The Need to Transform Public Administration and Management 44 Dorothy. Mpabanga and L. Sesa Female Leadership and Key Decision Making in the Roman Catholic Church: Is There Hope at the End of the Tunnel? 59 Chikerema A.F, Sithole A and Colonel. S. Chikwavira The Theory and Practice of Local Governments’ Monitoring Role in Implementing Decentralisation. The Case of Uganda 68 Stephen Gunura Bwengye iv AJPAM | Vol. XXVII No. 2 January – June 2020
Introduction by the Chief Editor It is a great pleasure to introduce to you the latest edition of AAPAM’s journal which has for many years served as a forum for debate and information pertaining to public administration and management in Africa. The journal has regularly tried to serve its readers by publishing articles that are a reflection of the changing landscape of public services in Africa. As a journal that is written both for academics and public servants, the journal has been a bridge which links to sometimes unduly separate worlds of government on the one hand and higher education on the other. The journal is firmly aligned to AAPAM’s commitment to promoting research aimed at contributing to solving the development needs of African states. It is very pleasing that the present volume includes an article by Professor Jide Balogun from Nigeria who has a long association with AAPAM going back to the early days of the journal. He was our first editor. I have in one of my bookcases a copy of the issue of January 1992 which contained five articles by distinguished African academics and public servants. He is ideally placed to write for us an historical piece on state formation in Africa. His article is a reminder of the importance of history and therefore the need to eschew the narrowness of what in some quarters has been termed ‘presentism’. Thank you, Professor Balogun, for your article in this volume and for your pioneering service for AAPAM and its members. The other articles tackle contemporary themes. This volume includes an article by Mothusi on the inter- related issues of integration and inclusivity in Africa; these are issues of growing importance in debates about development in general as well as emerging as key concerns for Public Administration and Management. For example, such issues were often raised by participants at the 2018 AAPAM Round Table in Botswana. Another theme which is picking up momentum is that of gender. Omotoye looks at the case of Botswana and spells out the implications for policy makers of the ways in which gender and corruption are connected. It is well known that the sustainable development goals are now very much on the agenda for Africa. However, the implications for Public Administration and Management are not always seen as clearly as they need to be. The article by Mpabanga and Seta helps to improve this state of affairs in their article which pinpoints what they see as the 5 ‘Ps’. As we need to give greater commitment to sustainable development, their article is a timely reminder of the need for more effective state action in support of the SDGs. Finally we include a piece from Zimbabwe which is about the Roman Catholic Church. Chikerema, Sithole and Chikwavira have carried out research which reminds us, inter alia that non - government organizations have been of growing importance for some years now. It is hoped that more articles of this sort can be carried in the journal to remind us that the public sector should not be divorced from the important work being done by churches and other NGOs. Also of importance is the article on project management in local government in Uganda by Bwengye which highlights the need for significantly more effective monitoring without which critical data cannot be reliably obtained. The article presents a large amount of information arising from fieldwork undertaken for the author’s doctoral thesis. AJPAM | Vol. XXVII No. 2 January – June 2020 v
I hope you find much to interest you in this volume and that you enjoy reading the articles. I also hope you will continue to support your journal as it strives to deliver on our vision and mission which, in a nutshell, is to promote excellence, professionalism and best practice in African states. Prof. Malcolm Wallis Chief Editor vi AJPAM | Vol. XXVII No. 2 January – June 2020
State Formation, Identity Value of Citizenship and the Role of the Civil Service: Patterns and Trends in Nigeria M. J. Balogun1 Abstract The article argues the proposition that where those currently running a state cannot legitimately claim to be its founders, securing obedience to the state requires, at the minimum, that genuine efforts be made to implement inclusive, identity-strengthening policies and programmes. Specifically, if a state appears unable or unwilling to provide credible answers to dominant concerns—especially, concerns for personal security, for equal and unimpeded access to essential services, and for unhampered exercise of rights that neither imperil nor annihilate opposite numbers’ rights--the citizen will inevitably look elsewhere for support. Herein lies the significance of the civil service’s role. The article begins with a conceptual framework depicting the circumstances under which individuals and groups surrender fractions of their freedoms to enable a central authority to tackle problems that are beyond the capacity of individuals. It then proceeds to track the process of state formation in Nigeria. In the accompanying sections, the article examines patterns and trends in the growth of the civil service, assesses the role of the bureaucracy in the development of modern Nigeria, and discusses the future role of the civil service. Key words: State, State Stages, Legitimacy, Indigenous, Natives, State Systems The Whys and the wherefores on their behalf. At yet another time, it takes the intervention of a foreign power to establish of State Formation and order in a distant but hitherto anarchic society. Survival: A Conceptual Framework Examples of forceful personalities creating order out of chaos abound in history. They State creation is not a science, let alone an include Genghis Khan, the brain behind one exact one. At one time or place, it might of the largest empires in history; Alexander the owe its existence to the empire-building Great, who united the Greek city-states and instinct of an individual endowed with a led the Corinthian League.2 Other historic few attributes—notably, charisma, foresight, figures that brought formerly autonomous ingenuity, astuteness, ruthlessness, courage groups under diverse forms of centralized rule and determination. On another day, the state are Charlemagne, Julius Caesar, Hannibal, the only emerges when individuals, like those in Muslim Caliphs, and the Ottoman Sultans. early Greek city-states, meet to decide issues Among Africa’s state builders are Sonni Ali Ber, of common concern or, failing that, implicitly Askya Muhammadu Ture, Oduduwa, Shaka or explicitly mandate a central authority to act the Zulu, and Othman Dan Fodiyo, the erudite Islamic scholar whose teachings contributed 1 Director, DRM Associates, former Senior Adviser, UN Headquarters, New York, and former Director-General, The Administrative Staff 2 He was variously known as King of Persia, Babylon and Asia, and College of Nigeria e-mail: balogunjide@hotmail.com King of Four Quarters of the World. AJPAM | Vol. XXVII No. 2 January – June 2020 1
largely to the overthrow of the superstition- The State’s Claim to Obedience prone and corruption-ridden Hausa city states and their replacement by the Caliphate. Who brings a state into being is at any rate not as important as the efforts made to proceed Where a state owes its existence to individual from the founders’ dream to the institution of acumen, it becomes the individual’s personal measures aimed at securing the loyalty of the preserve. In that case, the ruler is at liberty to associating parties and at preserving the state’s say l’etat c’est moi (the state it is me). His death sovereignty and territorial integrity. The dream does not terminate his “proprietary rights” as is likely to turn into a nightmare where what the rights are inheritable by his descendants. was earlier promised is different from what is subsequently delivered. As it so happens, it is not in every case that an individual unilaterally and successfully This raises the question why one state waxes imposes his will on a freedom-loving people. strong while another constantly struggles to A people may by itself, and considering past survive. Why is one state obeyed while another historical ties, existing cultural affinity, and/ is constantly and, at times, successfully, defied? or the perceived benefits of association, decide The realist school of thought’s answer to this that its overall interest lies in surrendering a question is simple: the will of a state prevails or fraction of individual rights and investing a fails depending on how far the state founders central authority with the residual sovereignty are prepared to go to apply brute force and to safeguard collective interests and freedoms. cunning in order to interdict anarchy and This is the case where a “People” come enthrone civil order. The average individual, according to the realist thinkers, is too self- together to “give themselves” a constitution absorbed--too self-seeking--to part with his/her or to ratify a ‘social contract’ empowering the rights and freedoms. It is then up to a central state to take authoritative decisions--decisions authority to insure itself against rebellion by which, with a bit of luck, would serve the applying a combination of subterfuge, cajolery, interests and reaffirm the rights and freedoms bullying and coercion. After all, freedom left of the associating groups. unchecked produces a life that Hobbes terms “poor, nasty, brutish, and short” (Hobbes, On yet another day, the state comes into being, 1985:223). neither because an individual proactively and unilaterally decide to create one, nor due to What does one make of a state founded on a a community’s spontaneous or instinctive mixture of force and deception? Are the state embrace of order over lawlessness, but apparatuses of control and coercion really because a foreign power sees an opportunity anchored on the ‘will of the people’ or are they to bring the benefits of “civilization” to a mere illusions created to give an appearance of medley of warring tribes, and pave the way popular consent? for the exploitation of the colonized territory’s resources. According to the realists (particularly, Thucydides, Hobbes, Machiavelli, and Morgenthau), moral values are mere illusions. Norms of right and wrong are created by 2 AJPAM | Vol. XXVII No. 2 January – June 2020
individuals and cultures, not discovered the idealists insist that even when rights are through a rational process of deduction and foregone for the greater good of society, the experimentation. Since they evolve under sovereign still has an obligation to safeguard different circumstances, moral values are whatever is left of those rights. The challenge invoked only when they serve a concrete then is finding the right formula that balances interest but cast aside when they do not. state sovereignty with individual freedom. This is the essence of Rousseau’s social contract The idealists differ with their realist (Rousseau, 1987:148). counterparts not only on morality but also on why individuals submit to a central The Legitimacy of the Post- authority. John Locke agrees with the view Colonial Kingdom that man’s natural inclination is toward perfect and complete liberty—liberty to do It is all well and good drawing up a social what concerns none but the doer. However, contract that safeguards the rights and where the realists place emphasis on a blend freedoms of the individual. As argued in this of wile and intimidation, Locke and other paper, such an arrangement might work where idealists underscore the significance of reason. a critical mass successfully challenges the He contends that as one endowed with the “divine rights” of Kings and/or constructs a reasoning faculty, the individual is too sensitive state founded on the will of the people. The to the risks of anarchy to renounce allegiance arrangement will, in all probability, break to organized government. down in states created by external colonial powers. The state of nature might thus be lacking in centralized government, but not in morality. Heterogeneity erects insuperable obstacles The moral awareness of an otherwise anarchic to state formation in post-colonial states. It, society explains the individual’s readiness to heterogeneity, also opens up opportunities for submit to a central authority. The individual the consolidation of patron-client arrangements is fully conscious of the fact that s/he cannot and rent-seeking. Appealing to ethno-religious behave as s/he wishes all the time, because sentiments, and applying methods fair and to so do is to expose one to the aggressive, foul, aspiring leaders pay little attention to the predatory and freedom-pre-empting urges of needs and demands of diverse constituencies. the other. As soon as power falls into the hands of the seeker, s/he leaves nothing undone to retain it. The only historical exception to the rule of S/he starts by bending public institutions to unbounded freedom is Adam, but then he was his/her will. In no time, state institutions are all alone and had the Garden of Eden all to turned into the stomping grounds of politically himself. Regardless of the fact that Adam’s connected individuals, notably, “first ladies”, descendants lived in a state of nature for first sons/daughters, political god-fathers, and several millennia, individuals had to sacrifice those authorized to act on “instructions from some of their rights as they “grew and above”. multiplied” and the chances of one person’s choices conflicting with another’s increased Long-time success demands that conscious exponentially (Balogun, 2011). All the same, and sustained efforts be made to command AJPAM | Vol. XXVII No. 2 January – June 2020 3
the allegiance of heterogeneous groups to an Pre-Colonial System of externally imposed ‘social contract’. This Government warrants enacting and executing measures that incrementally enhance the “identity value It is not as if the “primitive” tribes lacked of citizenship.” In a post-colonial state, neither systems of government and social control. realism’s fallback on cunning and compulsion The Hausa-Fulani and Bornu societies, as nor idealism’s reliance on reason would suffice Lugard discovered, were under one form of in holding the state together. The post-colonial centralized rule or the other. The hierarchical state will live or die depending on whether structure in Hausa-Fulani states placed the it is the state rather than the sub-cultures Sultan (Sarkin Musulumi or Leader of the that responds effectively to the citizen’s Faithful) at the apex of the Caliphate. Below daily concerns—particularly, the yearnings him were the Emirs in charge of provinces, for personal security, and for access to life’s the District Heads posted to districts, and the necessities. Village Heads assigned to villages and hamlets. The lower-level officials served as the “eyes This underscores the critical role of the civil and ears” of their superiors, in much the same service bureaucracy in the state formation way as the enderassies (provincial governors) process. The bureaucracy’s legal-rational did in Imperial Ethiopia. More or less the same authority, its formalized processes, its pattern prevailed in Bornu where the Mai (later reservoir of technical know-how, these and Shehu) sat atop the Kanem Empire. other attributes, adequately prepare it for its civilizing mission, which is essentially the Powerful as he was, neither the Sultan nor any mission of shepherding a community from the of the Emirs ruled alone. Each was assisted state of nature (or lawlessness) to the state of by high-ranking officials and advisers. A order. corps of specialized personnel performed essential functions in Islamic states. Ma’aji, The State Formation Process in the Treasurer, supervised the Treasury, and Nigeria: The Early Stages the Alkalis decided criminal and civil matters by applying the Shari’a legal code. Dogaris Nigeria came into being neither through the and Yandokas (police constables) maintained efforts of an indigenous empire builder nor law and order, while minor court officials by the resolution of a constituent assembly ministered to the needs of the palace. Other convoked by the people with the aim of creating officials were designated to collect haraji (poll for themselves a state. At no time did Nigerians tax) and jangali (cattle tax). The Ma’allams gather to “give themselves a constitution” imparted religious education at the madrassas, delimiting the powers and obligations of rulers. taught Arabic to those seeking exposure to Nigeria emerged when a foreign conquering Middle Eastern literature and to non-Western power, Great Britain, subdued, pacified, and sources of knowledge, or tutored adults unable incrementally merged hitherto autonomous, to master Arabic grammar on how to read and stand-alone, possibly, reciprocally antagonistic write Ajami, basically, Hausa texts written in tribes into a federation of nationalities. Arabic characters. 4 AJPAM | Vol. XXVII No. 2 January – June 2020
In the south-West, mid-West, and the Niger Rudiments of Modern Delta, the inhabitants came under the rule of Administration paramount rulers, among them the Oni of Ife, the Oba of Bini, the Alafin of Oyo, the Olu The seeds of a nation later known as Nigeria of Warri, the Awujale of Ijebuland, the Alake were sown in the nineteenth century. At the of Egba, and the King of Bonny. However, initial stages, private commercial interests none of the paramount rulers exercised any teamed up with the Crown to establish the authority that rivalled that of an Emir. Where rudiments of public administration. For an Emir was empowered to issue general instance, in 1879, a number of British and specific directives to lower-level officials trading firms competing with their French (District and Village Heads), a typical Yoruba counterparts came together, with an initial Oba’s authority over subordinate chiefs (like capital of £125,000, to form the United Africa the Baales, the local equivalents of District, Company, UAC. Shortly thereafter, another Village, Ward, and Clan Heads) was titular firm, the National African Company, NAC, rather than real. opened for business. On 10 July 1886, NAC The centralized system of government in was granted a royal charter and its name the Hausa-Fulani and the Yoruba, Edo, and was changed to the Royal Niger Company, allied societies stood in stark contrast to the Chartered and Limited. system adopted in segmented, “stateless” Igbo The Royal Niger Company doubled as and Tiv societies. Among the “tribes without a business enterprise and as surrogate rulers”, authority to regulate social behaviour government. Besides engaging in normal and discharge essential functions is shared commercial activities, it maintained law and among various institutions, especially, clan order within its territory, imposed taxes, heads, councils of elders, age-grades, secret collected custom duties, organized a modern societies, priests, medicine men, and ad hoc police force, and established a network of vigilante groups. courts. This was to be expected. After the Regardless of the system of government Berlin Conference of 1884/ 85 settled the in vogue at any time or place, and with the European powers’ claims to African territories, possible exception of the Islamic states under Great Britain, unable to mobilize the resources Shari’a law, authority to rule rested not on needed to administer its own share of the law or reason, but on a mixture of personal loot, devolved overseas state formation and charisma, encoded myths, superstitions, and construction responsibility “to those who “the ways of the ancestors.” Naturally, conflict were willing and anxious to accept it.” (Kirk- frequently arose over how to respond to Greene, op. cit., p. 262) ongoing challenges in light of the gods’ decrees Great Britain did not cede total control of its and the spirit mediums’ interpretations. territory to the Royal Niger Company. Before the Company was granted a royal charter, Britain had maintained a token presence in coastal areas and parts of the interior. Precisely, in 1860, a British consul was posted to Lokoja, and a year later, Great Britain AJPAM | Vol. XXVII No. 2 January – June 2020 5
formally annexed Lagos. Thereafter, British essentially to carry “civilization, humanity, commercial interests and the slowly emerging peace, good government and Christianity” colonial administration jointly embarked on a to the farthest end of the earth (Allen & combination of military conquest, diplomacy, Unwin:1963). Lugard thus proceeded and ‘pacification’ (Balogun, 1983:69). to reorganize the traditional system of government. He established five grades of The indigenous populations did not give up chiefs (each with an insignia of the Crown’s without a fight. In the delta area, local chiefs authority), clearly defined the chiefs’ powers led the resistance against foreign incursion. and functions in a Native Authorities The Royal Niger Company, in particular, Proclamation, and laid down general norms had to call in troops to suppress local armed of behaviour. In 1904, he introduced a single insurrections. To ensure lasting peace in the system of indirect taxation in place of the Oil Rivers area, it sent King Jaja of Opobo variety of taxes imposed by emirs and chiefs, into exile in the West Indies in or around and in 1911 he established the first set of regular 1887. Other chiefs that were either pacified or native treasuries. In no time, the traditional subdued were King William Pepple of Bonny rulers became the colonial regime’s agents and (1854), Chief Nana of Jekris (1894) and the active collaborators, basically, the instruments Oba of Benin (1897). to mobile local support for colonial rule. In 1900, Great Britain formally assumed If Indirect Rule entailed tinkering with the responsibility for the administration of Nigeria. traditional system of administration in the It not only took over all the territories hitherto North, the conditions prevailing in the Colony and the Southern Protectorates warranted a administered by commercial enterprises, but radical break from the past. Lagos, with its also carved them into three Protectorates—the flourishing trade and an annual turnover of Niger Coast/Southern Protectorate, the Lagos £500,000, could afford to establish modern Colony, and the Protectorate of Northern institutions. In the Yoruba societies of the Nigeria. Each was, to all intents and purposes Southern Protectorate, Governor MacGregor and on account of its diverse character, had started by relying on the Obas (traditional governed as a separate and autonomous entity. rulers) and their councils for advice. He soon veered towards direct rule. As a cost-saving measure, Britain experimented with the system of Indirect Rule—one entrusting In 1901, MacGregor promulgated a Native the administration of local communities to Authority Ordinance setting up provincial and existing traditional institutions, and leaving district councils, and a central Native Council broad policy in the hands of the colonial to advise the British on Yoruba traditions. administration. The experiment succeeded in All the councils were closely monitored. A the North, was tried and quickly discarded in traditional ruler who exceeded or abused his the south-West, but it failed woefully in the authority was liable to be summarily deposed. segmented societies of the East. Like their Northern counterparts, the Southern chiefs were co-opted into the foreign rulers’ While pledging to keep the indigenous apparatus of control. institutions intact, Lugard did not totally renounce Lord Curzon’s pledge, which was 6 AJPAM | Vol. XXVII No. 2 January – June 2020
In the Niger Coast (Southern) Protectorate, rulers to swear an oath of allegiance to the new Sir Claude Macdonald and Sir Ralph Moor state’s founder, the British Crown; introducing relied on traditional institutions but ensured a new colonial badge consisting of interlaced that the operators were schooled in the British triangles known as “Solomon’s seal”; concept of “natural law and morality”. In issuance of a single weekly gazette carrying 1900, he brought all the native courts under official news and supplements; replacing the the supervision of a local British supreme court protectorate administrations’ “general orders” and repealed all “unjust and barbarous” laws. with a uniform set of standing orders; and standardizing printed forms and stationery. The segmented units in the eastern enclave of the Southern Protectorate were not easily Legality became the new state’s organizing adaptable to the requirements of Indirect Rule. principle. To pave the way for the ‘authoritative The ‘house’ system was originally expected allocation of values’ and legitimize the actions of the emerging colonial bureaucracy, the to relieve the Protectorate administration of government was formally established by the drudgery of day-to-day administration. Letters Patent and other Instruments. Under However, as authority did not reside in a single the new order, the Governor-General became potentate but was diffused among segments virtual head of government with the power to (e.g., elders, age sets, secret societies, clans and preside over the Executive Council, direct and kinship groups), the British looked everywhere control government departments, and liaise for a “chief” but found none. The first person with the Colonial Secretary in London. that stepped forward was promptly recognized as a “chief”, appointed “by warrant” and The Southern and the Northern Protectorates given a “staff/instrument of office”. The were re-named ‘provinces’ under the control experiment soon ended in disaster. Lacking of two Lieutenant Governors. Each was popular support or legitimacy, the warrant responsible for the administration of areas chiefs antagonized their “subjects”, dented under his jurisdiction. He supervised the the image of the colonial administration, and activities of the departments in the provincial contributed largely to the Aba riots of 1929 secretariat. As the office of Minister did not (Balogun, 1983: 72). exist, each Head of Department doubled as chief executive and de facto policy maker. By 1914, the Protectorate administrations In defiance of the doctrine of Separation of had found solutions to many of their teething Powers, the Legal and Judicial Department was problems. On the first of January that year, one of those reporting directly to the Governor. the Protectorates of the South, the North and The provincial court which, according to Lagos Colony were amalgamated into a state Chief Justice Willoughby Osborne, “brings named Nigeria (coined from “Niger area”). English justice practically to the door of every- one”, was itself an appendage of the colonial Thus began the process aimed at creating a bureaucracy, as all political officers and other state founded on legal-rational principles, and officers so designated were commissioners of replacing primordial loyalties with allegiance the court. to a supra-ethnic dominion. The measures adopted in this regard were both symbolic The absence of local political control and substantive—e.g., getting the traditional devolved huge responsibility on the colonial AJPAM | Vol. XXVII No. 2 January – June 2020 7
bureaucracy. Even though a Nigerian Council People’s Congress, NPC, in 1951. Over time, was established in 1919, substantive executive the three political parties became forces to authority remained with the Governor. In reckon with. However, they were mostly 1922, a Legislative Council was created (for regionally based parties, with the NCNC the Colony and the Southern Provinces). controlling the East, the AG the West, and the However, of the forty-five members, only four NPC the North. were elected; the rest were the Governor’s nominees. In any case, the Council exercised Meanwhile, the Richards Constitution of 1947 no legislative oversight over the executive had provided for the establishment of a Central and the bureaucracy. The Executive Legislative Council and a House of Chiefs for Council (comprising the Chief Secretary, the the Northern and the Southern Provinces. In Attorney-General, the Financial Secretary, 1951, the Macpherson Constitution introduced the Commandant of the Nigerian Regiment, elements of representative government along and the Heads of specialized Departments) with the ministerial system of government. continued for a long time to dispose of high- The promulgation of the Lyttelton Constitution level policy matters without reference to any in 1954 capped the colonial authorities’ legislature. The excuse given for bypassing the state formation and maintenance efforts in Legislative Council was that it was a “veiled Nigeria. Azikiwe became Premier of the East, oligarchy” which needed to be checked by the Awolowo, that of the West, and Ahmadu executive’s “responsible autocracy”. Bello, the Northern Premier. From then on, indigenous political elites were to assume The March Towards Self-rule increasing responsibility for the governance of the country, including the responsibility for The colonial regime’s “responsible autocracy” policy formulation, executive leadership of itself did not go unchallenged. First, the Ministries, approval of the traditional rulers’ Nigerian Youth Movement, led by Herbert appointments and regulation of their conduct. Macaulay, passed up no opportunity to attack alien rule and demand immediate transfer of Expansion in Scope of power to the people’s representatives. When the Movement split in 1941, Dr Nnamdi Government Azikiwe joined a faction that, in 1944, became the “National Council of Nigeria Due to budget constraints, the earliest and the Cameroon”, NCNC(NCNC:1960). period of colonial rule in Nigeria was one To check the NCNC’s expansion in the of ‘lean government’. In 1913, a year before Yoruba south-West, Chief Obafemi Awolowo amalgamation, the total revenue of the and other prominent members of the Egbe Nigerian government as a whole was £3.4 million, while total expenditure stood at £2.9 Omo Oduduwa, which is a Yoruba cultural million. Government revenue increased from organisation formed the Action Group, AG, £2.2million in 1912 to £5.5 million in 1922. in 1950. Not to be left behind, the alumni Within the same 10-year period, recurrent of the Katsina College, led by Ahmadu expenditure jumped from £2.1 million to £6.5 Bello a member of the Sokoto royal family, million. transformed their own cultural organization, Jam’iyyar Mutanen Arewa into the Northern 8 AJPAM | Vol. XXVII No. 2 January – June 2020
Notwithstanding the fiscal constraints, the million at the then prevailing exchange colonial bureaucracy led initial efforts at rate) to replace the assets and rebuild the enhancing citizen identity with the embryonic infrastructure destroyed during the civil war. state. It constructed roads, bridges, and a It further earmarked a total of N2.05 billion network of railways, administered education for public investment, and another N3.43 and health programmes, provided agricultural billion for private sector development. The oil extension services, and above all, maintained windfall was expended on a variety of projects, law and order. The construction of the 847- and the establishment of new agencies. The mile Western railway line, linking Iddo in the government acquired majority shareholding South with Nguru in the North, commenced in in commercial banks. It also sold insurance 1893. In 1905, the first motor road in Nigeria policies, ran supermarkets, engaged in retail was constructed to link Ibadan with Oyo. By and wholesale trade, provided shipping and the early 1930s, the Public Works Department port administration services, and acquired had constructed over 3,700 miles of roads additional aircraft for the national career. across Nigeria. The push to “modernize” continued under the In 1945, the colonial administration launched military regime only to be slowed down by a ten-year programme of reconstruction and structural imbalances. By the 1980s, budget development at a total cost of £55 million. overruns had started having serious fiscal This was made up of £23 million in colonial and macro-economic implications. In no development and welfare grants, £16 million time, the federal and the state governments in loan funds, and another £16 million from were compelled to swallow the bitter bill local revenue sources (Balogun:1983). of structural adjustment. As part of the The scope of public administration expanded austerity measures instituted from the 1980s, rapidly from then on. Thus, on the attainment the currency was devalued, public agencies of independence on 1st October 1960, the were either merged or abolished, agricultural Federal and the Regional Governments subsidies were withdrawn, novel revenue launched the First National Development Plan mobilization methods were explored, and spanning the period 1962-1968. Implementing public spending was drastically reduced. the Plan warranted the creation of new agencies, the recruitment of additional staff, The Civil Service’s Role in the and, as to be expected, expenditure increases. Evolution of Modern Nigeria: The cycle was repeated with the launching of an Appraisal the Second National Development Plan, 1970- 74. Although prudent spending kept public Contemporary Nigeria has passed through expenditure in check during the three-year civil a number of phases—phases that are war, the situation changed dramatically with significantly different from those traversed the inauguration of an ambitious post-war by the colonists. Having been pacified, programme of reconstruction, resettlement, subjugated, amalgamated, and latter clothed rehabilitation and development. with the garb of constitutionalism, post- The Second Development Plan set aside the colonial Nigeria went through the stages of sum of N600 million (approximately US$900 institution building, institution decay, military AJPAM | Vol. XXVII No. 2 January – June 2020 9
intervention, institution regeneration and Minister. This coincided with the period when “civilianization”, and, as noted in the final the Eastern and the Western Regions attained section, system decomposition. The role as internal self-government and were under the well as the fate of the civil service was closely effective control of their Premiers (Nnamdi tied to these vicissitudes. Azikiwe in the East, and Obafemi Awolowo in the West). The North (led by Premier Sir Institution Building Ahmadu Bello) did not become internally self- governing until 15th March 1959. The high points of the institution building phase are the “Nigerianization” of the higher civil Frictions frequently arose between, on the service, the wholesale transplant of Western one hand, Ministers who were the political forms of government onto the Nigerian soil, and heads of Ministries, and on the other, senior the adoption of the Westminster civil service career officials. While the former placed high premium on political loyalty, the latter flinched norms and practices (like professionalism, from any suggestion to bend towards a political anonymity, non-partisanship, accountability, direction. The only possible exceptions were integrity, and security of tenure). the police, and the customary courts. Police Up to 1948, the higher civil service remained officers and customary court judges had little the exclusive preserve of Europeans. As at problem moving against the opposition, and/ that year, only 172 senior posts were occupied or looking the other way when politically by Nigerians out of a total of 22,071. The connected persons broke the law. All the Nigerianization process gathered momentum overzealous officials needed to act was their when the Foot-Adebo Commission proposed political masters’ nod or frown, as the case additional measures. However, while the might be. This has adverse consequences for process proceeded rapidly in the East, the West the integrity of the inherited institutions, for and, to a certain extent, at the Federal level, the service delivery capacity of the civil service, the Northern Region lagged behind in the and for identity value of citizenship. “Nigerianization” of its civil service, preferring to give priority to “Northernization”. In 1958, Institutional Decay, only 48.1 percent of Federal civil service posts Rehabilitation, and Relapse at the senior level were occupied by Nigerians. This contrasts sharply with Western Region’s The 1962 crisis in the Action Group (which 74.9 percent. By 1963, the percentage of senior culminated in the declaration of a state of posts encumbered by Nigerians had risen to emergency in the Western Region) undermined 89.5 in the Western Region and to 87.0 at the the integrity and effectiveness of public federal level. service institutions. The deeper the Region sank into crisis, the greater the pressure on As Nigerians assumed increasing responsibility the career civil service to dance to the tune of for the running of the civil service, the political the ruling party. Unfortunately, rather than leaders (those who fought for and “brought abate, the crisis soon engulfed the whole of in” independence) were consolidating their Nigeria, culminating in the Major’s coup of positions. In 1957, Sir Abubakar Tafawa January 1966, the assassination of prominent Balewa was sworn in as federal Prime Northern and Western leaders and military 10 AJPAM | Vol. XXVII No. 2 January – June 2020
officers, the breakdown of civil order and well as the civilian government that has ruled the massacre of Igbos during the “Ar-raba” Nigeria since 1999. riots, the declaration of the Igbo-led Eastern Region as an independent state of Biafra, Under normal circumstances, Nigeria’s and the prosecution of a three-year civil heterogeneity should be a source of the war. Throughout the volatile years, the civil country’s strength. Heterogeneity should foster service played a critical role in stabilizing the openness and pluralism. Regrettably, it has, in wobbly ship of state, and in re-establishing the the hands of cynics, turned into post-colonial authority of the Nigerian state. In fact, had Nigeria’s albatross. On the pretext that they are a few federal civil servants not been vigilant, championing the interests of “their” people, the centrifugal clauses inserted in the Aburi howsoever defined, transactional leaders have established their suzerainty over the public Accord would have turned Nigeria into a loose space prior to personalizing and manipulating confederation, and ultimately split the country government structures, acts and decisions. into autonomous, ethnic-based states. Politicization rears its ugly head at different The civil service played an equally decisive role stages of state formation, but most especially at during the military era. With the politicians that of personnel recruitment. A public service sent packing, the lot of formulating policy post falls vacant, but before open competitive initially fell on senior civil servants but was processes are exhausted and candidates are later shared with politically non-aligned transparently assessed against the expected “Commissioners” (Ministers). The civil deliverables, an all-out war breaks out pitching servants’ role intensified pari passu with the one interest against another. Each contesting expansion in the scope of public administration. bloc never gives up until it applies methods fair The erstwhile anonymity of the civil service and foul to have its man on the job. The ‘federal vanished as senior career officials made public character’ provisions of the constitution have pronouncements on government policy. “Super been grossly abused, with top government Permanent Secretaries” were so powerful that functionaries (from the President, through no major decisions were taken without their Ministers, to Senators) hiding behind them to knowledge and/or inputs. It was therefore not fill key vacancies with their children, relatives, surprising that the Permanent Secretaries and party stalwarts, and other highly connected other high-ranking civil servants became a candidates3. target of attack. They were among the 10,000 public officials that were summarily removed The Civil Service and Nigeria’s as part of the Purge carried out by the Murtala Mohammed regime in 1975. Future: A Summation The shake-up of the public service made The first generation of leaders acknowledged it difficult taming that beast known as as self-evident the link between, on one hand, corruption—a beast that the Buhari-Idiagbon the implementation of inclusive policies and, regime fought relentlessly between 1984 and on the other, identification with the Nigerian 3 The most recent embarrassing example is the appointment 1985, but which returned with a vengeance as Head of the Civil Service of a person previously indicted in a under the Ibrahim Babangida and the Sani Government White Paper. His only qualification is coming from a geo-political zone the President is courting ahead of the 2015 Abacha military regimes (1985-1998), as election! AJPAM | Vol. XXVII No. 2 January – June 2020 11
state. They realized that it was not enough to than on qualitative change in governance and “bring in independence” or to act as if they in people’s living standards (Ake, 1994). To were the conquering armies that created and capture or retain power, the new-breed leaders “owned” the state. As the inheritors of the employ a mix of outright manipulation of the sovereign powers of the post-colonial state, electoral process, violence, bribery, deceit, and they knew they had to show some tangible flagrant abuse of the ‘power of incumbency’. results--at least, within their regions. Their record to-date in combating that menace called corruption has been dismal. The colonial rulers’ immediate successors were particularly keen on sustaining the Top judicial officials are openly accused of “modernization” process. They invested in delaying and denying justice through needless education, health, irrigation, agricultural adjournments, selling favourable verdicts to extension, and infrastructural development the highest bidder, and undermining the rule projects. The Western Region prided itself on of law. Corruption is as rife in the police as being the first to establish Africa’s television it is endemic in the country as a whole. In station (WNBS/WNTS) and to construct its 2011 report, Transparency International Tropical Africa’s first skyscraper (Cocoa notes that Nigerian civil servants took bribes House also in Ibadan).4 amounting to N450 billion (roughly $3 billion) during the 2010/2011 fiscal year The Northern Region opened schools and alone. It consistently ranks the country low colleges imparting Western knowledge, on its Corruption Perception Index (CPI). In while retaining the madrassas for Arabic and September 2014, vigilant airport officials in Islamic studies. It built hospitals, clinics and South Africa detained a Nigerian plane laden rural health centres; implemented irrigation with hard currency (wads of crispy new notes and water development projects; provided totalling $9.3 million). Since the amount was veterinary and animal health services; and not declared, the organized crimes unit of the supported the farming communities with government stepped in. Before the situation credit, advisory and storage facilities. Kano’s got out of hand, but to the embarrassment cotton and groundnuts pyramids were indeed a of Nigerians, their government owned up to testimony to the North Regional Government’s collusion in the plainly illegal act. And that agricultural development efforts. The Eastern was just one of such acts, the one that came Region was not left behind. It too implemented to light! an ambitious programme of modernization and development. The future of Nigeria hinges on the leaders’ determination to reform the civil service The later-day leaders are different from their and reposition it for the challenges of predecessors. With the possible exception of the short-lived Murtala Mohammed regime state formation and maintenance. Reform and the Buhari-Idiagbon government both of efforts need to go beyond high-profile which waged a war on indiscipline, succeeding ministerial rationalization and downsizing. generations of leaders have placed greater Re-engineering structures and processes for premium on the capture and retention of power integrity, productivity and improved service delivery should be the highpoints of future 4 The first African to hold the post of Speaker of a legislative assembly (Samuel Ade Ojo) also belonged to the Western Region. reforms. Reform will only be meaningful if 12 AJPAM | Vol. XXVII No. 2 January – June 2020
the civil service bureaucracy steadily moves away from the spoils system to one anchored on merit. Career officials should be able to discharge their constitutionally mandated obligations without undue partisan political pressure. Anything less would impair the civil service’s capacity to implement inclusive programmes, programmes that strengthen citizen allegiance to the state. References Ake, Claude, 1994 (press interview) The News Magazine, January 17, 1994. Balogun, MJ, 2011, Hegemony and Sovereign Equality: the interest contiguity theory in international relations (New York: Springer) Balogun, M J, 2009, The Route to Power in Nigeria (New York: Palgrave-Macmillan) Balogun, M J, 2001, “Diversity Factors in state construction efforts in Africa: an analysis of challenges, responses, and options”, African Journal of Public Administration and Management, vol. XIII, Nos 1and 2, Jan and July Balogun, MJ, 1983, Public Administration in Nigeria: a developmental approach (Basingstoke: Macmillan) Burns, Sir Alan, 1963, History of Nigeria (London: Allen & Unwin) Gann, L.H., and P. Duigman, 1978, The Rulers of British Africa 1870-1914 (London: Groom Helm) Hobbes, T., 1985, Leviathan (in C.B. Macpherson, ed.) (London: Penguin Classics) Jones, G.I., The Trading States of the Oil Rivers (London: Oxford University Press) Kirk-Greene, 1968, Lugard and the Amalgamation of Nigeria (London:Frank Cass) Locke, John, 1965, Second treatise of civil government, Chapter II, in J. Plamenatz, ed., Readings from liberal writers (London: George Allen and Unwin) Morgenthau, Hans, 1967, Politics among nations: the struggle for power and peace, 4th edition (New York: Alfred A. Knopf) Nicolson, I.F., 1977, The Administration of Nigeria 1900-1960 (Oxford: Clarendon Press) Nigerian Handbook, Tenth edn, 1933 (Lagos: Government Printer) Rousseau, J-J, 1987, The basic political writings, trans: Cress Dam and P. Gay (Indianapolis: Hackett) Soneye, M. Ade, and M J Balogun (eds), 1963, Report of the Workshop on the Relationship Between Policymakers and the Higher Civil Service (Badagry: ASCON Press) Thucydides, 1954, The Peloponnesian War, trans: R. Warner (London: Penguin Classics) White Paper on the Reorganization of Ministries, West Regional Legislature, Sessional Paper no. 2, 1959 AJPAM | Vol. XXVII No. 2 January – June 2020 13
Integration and Inclusivity: Fundamentals for Transformation of Governance and Public Administration in Africa Bashi Mothusi1 Abstract This article discusses ways and means through which public administration can be transformed in Africa through embracing the two fundamental concepts of “integration and inclusivity”. It starts by briefly discussing the introduction of MDGs and a shift towards SDGs and Agenda 2063 which requires countries to change the manner in which they conduct their business. It also discusses the two concepts of integration and inclusivity as well as indicates their importance in terms of enhancing good governance. The article also presents a brief discussion on the concepts of governance and good governance and captures the five things that ought to be done to promote integration and inclusivity which are fundamentals for the transformation of public administration in Africa. Key words: Innovation, Integration, Inclusivity, Governance and Transformation Introduction have been conceptualised and operationalised had to change to accommodate emerging The pursuance of the Millennium Development expectations, needs, demands and aspirations. Goals (MDGs), Sustainable Development In 2000, the United Nations General Assembly Goals (SDGs) and Agenda 2063 has presented concrete and specific development necessitated the realignment of government goals and targets to improve the lives of all institutions with a view to making them more citizens across the world. The main aim of transparent, accountable, efficient and effective these goals, which are commonly referred to in service delivery. The political landscape a Millennium Development Goals (MDGs), has had to embrace democracy as a form of was to free humanity from extreme poverty; governance where all citizens can be placed illiteracy; gender inequality; high child at the centre of the development process and mortality rates; HIV and AIDS, malaria and actively participate in the decision making. other debilitating diseases; environmental On the economic front, the realignment of degradation as well as weak and unfair trading African economies ensured that all citizens partnerships among countries by 2015. participate and benefit from various economic activities undertaken by the government, MDGs and a Shift towards SDGs private sector entities and non-profit making and Agenda 2063 organisations. Additionally, the culture of citizens and the manner in which various issues Different countries around the world and University of Botswana 1 different regional blocs embarked on a journey 14 AJPAM | Vol. XXVII No. 2 January – June 2020
to achieve the aforementioned Millennium an extension of the MDGs. The report titled Development Goals. Resources were mobilised “MDGs to Agenda 2063/SDGs Transition and the pursuance of these goals yielded Report 2016” presents the underpinnings of different results for different countries and Agenda 2063 succinctly by stating that; regions. For example, in March 2013, a review of the performance of SADC countries revealed “Agenda 2063 is a long-term development that they were likely to meet the 2015 targets framework that aims to materialize the for two MDGs, which are MDG 2: achieving vision of: an integrated, prosperous and universal primary education, and MDG 6: peaceful Africa, driven by its own citizens combating HIV and AIDS, malaria and other and representing a dynamic force in the diseases (Chipika & Malaba:2013:xi-xix). The world. It is anchored by seven aspirations that are supported by corresponding review further revealed that the SADC region goals, priority areas, targets, and strategies has made remarkable progress for most targets (MDGs to Agenda 2063/SDGs Transition in MDG 3: promoting gender equality and Report, 2016:13)”. empowerment of women; MDG 4: reducing child mortality: and MDG 8: developing a Agenda 2063 places citizens at the centre of global partnership for development. Hence, the development process. This is not surprising a conclusion was made that the region has because a concerted effort has been made to registered satisfactory progress in five out of spread democracy to all parts of the world and the eight MDGs. African countries have moved away from one party systems and apartheid to multi-party The same review clearly indicated that the democracy. performance of SADC member states under three MDGs was below par. These MDGs The SDGs 2030 and Agenda 2063 place are MDG 1: eradicating extreme poverty and an expectation on countries to align their hunger; MDG 5: improving maternal health; National Development Plans (NDPs) with the MDG 6: the fight against malaria and TB and global development goals. NDPs are usually MDG 7: ensuring environmental sustainability. a compilation of all the policy issues that the The ability to achieve or failure to achieve government intends to address over a given these goals by different member states was period of time. These include problems or greatly influenced by political, economic, challenges faced by citizens with regard to administrative, legal, socio-cultural factors health, education, sanitation, transportation, (Chipika & Malaba, 2013:xi-xix). tourism, environmental protection, food insecurity, terrorism, rule of law and others. When recognising that almost all countries Hence, projects to be implemented in response around the world would not be able to attain to the identified challenges are usually reflected all the MDGs by 2015, the UN General in the NDPs. Aligning the NDPs with SDGs Assembly presented a new agenda in 2015 and Agenda 2063 means that countries must which ushered in Sustainable Development realign or restructure their institutions as well Goals (SDGs) 2030 and Agenda 2063. The as change the manner in which public policies year 2016 marked the beginning of a transition are formulated and implemented. period from MDGs to SDGs and Agenda 2063. There are 17 SDGs, some of which are AJPAM | Vol. XXVII No. 2 January – June 2020 15
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